Supplementary Discussion

Our analysis focussed on lowfrequency BOLD signal fluctuations < 0.1 Hz, to reduce contamination by physiological artefacts caused by e.g. vascular pulsation or respiration (Cordes et al., 2001;Auer, 2008). For example, respiration becomes much more regular during deep NREM sleep as compared with wakefulness, which renders it a substantial confound if temporally unfiltered data would be used. In addition, the preprocessing applied in our analysis (residualization with respect to motion, global CSF and WM signal fluctuations) further reduces artefacts induced by physiological noise (Van Dijk et al., 2010) without increasing the occurrence of artificial anticorrelations, as observed after correction for global signal (Chang and Glover, 2009;Weissenbacher et al., 2009). Another option to consider physiological noise is to model heart rate and respiration directly (Lund et al., 2006), however, no data on respiration were sampled in our study. Restriction to frequencies < 0.1 Hz may shadow contributions of faster frequency bands to the altered hippocampalcortical functional connectivity. EEG slow oscillations (0.5 1.0 Hz) have been shown to play an important role in orchestrating hippocamponeocortical interactions (Diekelmann and Born, 2010;Sirota et al., 2003), and DangVu et al. (2008) have shown that these EEG slow oscillations have BOLD signal correlates in the hippocampus. Furthermore, EEG spindle frequencies are in the range of 11 15 Hz, much faster than 0.1 Hz. In our fMRI data, such higher frequencies are suppressed when focussing on signal fluctuations < 0.1 Hz. Our analysis without temporal filtering of the data revealed qualitatively similar results as the one using lowpass filtered data, which may be explained by the fact that not the intrinsic frequency of the specific oscillation is driving the results, but the frequency of the occurrence of the oscillation, which e.g. for sleep spindles is ≤ 0.1 Hz (3 6 spindles per minute). Furthermore, He et al. (2008) showed that throughout the sleepwake cycle, the correlation structure of slow cortical potentials (< 0.5 Hz as well as 1 – 4 Hz) as measured by electrocorticography is similar to the one derived from spontaneous low frequency BOLD signal fluctuations (< 0.1 Hz), showing that fMRI and electrophysiological signals may be linked without sharing the identical frequency range.

1 Supplementary Figures

Supplementary Figure 1: Results of the fullfactorial design employing factors sleep stage and subregion. Ftest showing main effects of sleep (A) and subregion (B). Data are

thresholded at pFWE,cluster<0.05 using a collection threshold of p<0.001. Note that the HF has not been masked out in both (A) and (B). MNI coordinates of each slice are given. Color bars depict Fvalues.

2

Supplementary Figure 2: Overlay of cytoarchitectonic probability maps of hippocampal subregions on spatially normalised functional images. Masks for seed extraction of three hippocampal subregions (yellow: dentate , red: cornu ammonis, green: subiculum) overlaid on the SPM template (A) and on a study group average of the grey matter compartment (B). The latter image was derived from segmentation of the first (spatially normalised) unequilibrated image of the EPI time series which showed non equilibrium tissue contrast. The spatially normalised images were segmented using the unified segmentation algorithm implemented in SPM5 (Ashburner and Friston, 2005), i.e. the geometry of the resulting grey matter maps reflected exactly the geometry of spatially normalised images used for functional connectivity analysis. Note positioning of the anatomically defined seed regions in the hippocampus proper. Areas intersecting with CSF (i.e. having a probability > 20% of being CSF in the tissue probability maps of SPM) were masked out during individual time course extraction.

3 A B

Supplementary Figure 3: Scalp topography showing the dominance of slow spindles over frontal regions (A) and of fast spindles over centroparietal areas (B). Using the describe algorithm (see Methods), the highest 5% of the rootmeansquare deviation in the frequency band 11 – 13 Hz (at electrode Fz for slow spindles) and 13 – 15 Hz (at electrode Pz for fast spindles), respectively, was calculated in EEG segments of 200 ms. For all recording electrodes, the identified segments of 200 ms each were then Fouriertransformed, and topographical maps of the average band power of the segments were created using VisionAnalyzer (version 1.05, Brain Products, Gilching, Germany). 3D mapping of the scalp distribution is shown.

4

Supplementary Figure 4: Comparison of subregional HF functional connectivity contribution within sleep stages. For each sleep stage, strongest contributions of each hippocampal subregion is depicted (yellow: (DG), red: cornu ammonis (CA), green: subiculum (SUB)). A: wakefulness (W); B: sleep stage 1 (S1); C: sleep stage 2 (S2); D: slow wave sleep (SWS). Data are thresholded at pFWE,cluster<0.05 using a collection threshold of p<0.001 (see Supplementary Table 1). The HF has been masked out to avoid display of autocorrelations. MNI coordinates of each slice are given.

5

Supplementary Figure 5: PPI analysis for all possible interactions spindles x subregion. Subregions are subiculum (SUB, green), cornu ammonis (CA, red) and dentate gyrus (DG, yellow). Data are thresholded at pFWE,cluster<0.05 using a collection threshold of p<0.001. Overlapping activation is identified by mixed color as shown in the upper right corner. MNI coordinates of each slice are given.

6 Supplementary Tables

Supplementary Table 1. Subregional HF functional connectivity per sleep stage.

Peak voxel Brodmann areas, Cluster size Brain Region MNI deep nuclei (voxel) T-value coordinates

Wakefulness

CA

Subgyral, , fusiform

gyrus, ,

extranuclear, lentiform

1 R nucleus, claustrum, caudate, 1921,27,28,3439 4151 12.30 32 10 20

hippocampus, ,

lateral globus pallidus,

putamen

Uncus, , middle

occipital gyrus, culmen, extra

nuclear, lentiform nucleus,

2 L claustrum, caudate, 20,28,3437 3063 11.91 26 10 20

hippocampus, amygdala,

lateral globus pallidus,

putamen

Inferior/middle temporal 3 L 21, 22 702 5.48 58 24 10 gyrus

Parahippocampal gyrus, 4 L 27 99 5.22 14 38 4 thalamus

5 R putamen 67 4.88 22 4 6

7 6 L 47 350 4.85 30 34 12

Medial/lateral

7 L/R Thalamus dorsal nucleus, 196 4.60 12 12 18

midline nucleus

8 L/C/R Anterior cingulate 25 101 4.46 2 8 8

9 R Insula, claustrum 13 132 4.36 40 10 16

10 L/C Posterior cingulate 23,29,30,31 230 4.35 4 52 18

11 R 71 4.31 24 48 58

12 C Midbrain 47 4.31 2 26 18

Anterior cingulate, medial 13 L/R 32 330 4.29 0 58 6 frontal gyrus

Middle/superior temporal 14 R 56 4.25 70 38 8 gyrus

15 L 74 4.12 14 50 40

16 R 64 4.12 56 0 30

Middle/superior temporal 17 R 39 69 4.10 52 60 24 gyrus

18 L 39 144 3.91 40 66 26

19 R Inferior/ 53 3.78 38 36 14

20 R 21 67 3.76 66 22 10

S1

CA

Uncus, fusiform gyrus, 1 L culmen, hippocampus, 20,28,3437 2463 12.31 32 14 20 amygdala, caudate tail, lateral

8 globus pallidus, putamen

Subgyral, uncus, fusiform gyrus, inferior/middle temporal gyrus, culmen, 2 R 2022,28,3438 4055 11.36 36 16 18 claustrum, hippocampus, amygdala, caudate tail, lateral globus pallidus

Inferior/middle/superior 3 L 21,38 1120 4.89 54 26 0 temporal gyrus

Inferior/middle temporal 4 R 37,39 294 4.82 58 66 2 gyrus

5 L/C , 5 375 4.81 4 44 62

Middle/superior temporal 6 R 21,22 195 4.66 68 36 0 gyrus

S2

CA

Subgyral, uncus, fusiform gyrus, inferior occipital gyrus, inferior temporal gyrus, insula, , middle/superior temporal 13,19,2022,28, 1 L/C/R 6066 10.62 26 12 16 gyrus, extranuclear, lentiform 3438,42 nucleus, claustrum, hippocampus, amygdala, caudate tail, putamen, lateral globus pallidus

Subgyral, transverse temporal gyrus, uncus, fusiform gyrus, 1922,28,3438,41, 2 L inferior occipital gyrus, 5796 10.56 34 12 22 inferior temporal gyrus, 42 insula, lingual gyrus, middle occipital gyrus, middle

9 temporal gyrus, culmen, claustrum, hippocampus, amygdala, caudate tail, lateral globus pallidus, putamen

3 L Lingual gyrus 17 193 5.38 6 92 8

Superior temporal gyrus,

4 L , inferior 13,40 415 4.99 54 46 20

parietal lobule

5 L Inferior frontal gyrus 47 280 4.9 40 28 14

6 R Lingual gyrus 145 4.31 12 82 16

7 R Claustrum, lentiform nucleus 174 4.26 24 16 2

8 L Precentral gyrus 201 4.18 60 0 32

DG

1 R Inferior temporal gyrus 76 4.72 52 24 24

2 R Thalamus, hippocampus 27 165 7.57 22 36 4

3 L Thalamus, hippocampus 27 130 7.10 24 36 0

SUB

Anterior cingulate, 1 L/R 9,10,32 1892 4.69 8 40 8 superior/

2 L Middle/superior frontal gyrus 247 3.91 30 40 20

SW

CA

1 R Subgyral, uncus, fusiform 20,21,28,3436,38 2834 11.15 34 18 16

10 gyrus, middle/superior/inferior temporal gyrus, hippocampus, amygdala, caudate tail

Subgyral, uncus, fusiform gyrus, inferior temporal gyrus, middle/superior temporal 2 L 20 22,28,3437 3162 10.99 26 10 22 gyrus, hippocampus, amygdala, caudate, lateral globus pallidus

3 L Superior/inferior 38 138 4.80 44 24 18

DG

1 R Thalamus 27 111 5.51 26 32 0

Posterior cingulate, , 2 L/C/R 18,31 486 5.46 20 68 14 precuneus

SUB

1 R 28,35 241 4.78 28 8 32

2 R Superior/medial frontal gyrus 127 4.31 14 38 46

3 L Pre/ 24 279 4.24 34 28 54

4 R Middle/superior frontal gyrus 6 142 3.97 26 8 60

Supplementary Table 1. Clusters resulting from second level random effects analysis

(pFWE,cluster<0.05, collection threshold p<0.001). Regions showing significant stronger functional connectivity with the specified HF subregions as compared to the other two subregions are listed (cornu ammonis, CA; dentate gyrus, DG; subiculum, SUB). Sorting is after Tvalues of the cluster peak voxel. Brodmann areas are identified for clusters covering > 3% of the respective area. Coordinates are given in MNI space.

11

Supplementary Table 2. Activity related to fast (1315 Hz) and slow (1113 Hz) sleep spindles.

Cluster Peak voxel Brodmann Brain Region size MNI areas T-value (Voxel) coordinates

Fast spindles Cingulate gyrus, precuneus, pre 110, 2324, /postcentral gyrus, 1 L/C/R 2932, 12519 6.98 10 20 40 paracentral lobule, R33,L40,42 superior/medial frontal gyrus Transverse/superior 2 L 13,22,29,41,42 935 6.35 18 6 temporal gyrus 32 3 R Thalamus 607 5.44 20 26 4 Transverse/superior 4 R temporal gyrus, 13,22,38,41,42 1128 4.94 34 24 8 insula, claustrum 5 C/R Lingual gyrus/cuneus 17,18 168 4.73 6 88 14 6 L Inferior frontal gyrus 47 112 4.62 12 18 24 Superior temporal 7 L gyrus, inferior frontal 47 138 4.57+ 10 8 54 gyrus Precentral gyrus, 8 R 4,6 448 4.32 50 6 54 middle frontal gyrus

Slow spindles

No suprathreshold clusters

Fast spindles > slow spindles pre/postcentral gyrus, 1 L 25 591 4.97 18 42 62 paracentral lobule

Supplementary Table 2. Clusters resulting from second level random effects analysis

(pFWE,cluster < 0.05, collection threshold p<0.001) of fast spindles. No suprathreshold clusters

12 were found for analysis of slow spindles, nor for the negative contrast in both spindle types. Sorting is after Tvalues of the cluster peak voxel. Brodmann areas are identified for clusters covering > 3% of the respective area. Coordinates are given in MNI space. L/C/R denotes + left/central/right clusters. indicates a trend (pFWE,cluster < 0.1).

13 Supplementary Table 3. Activity related to the interaction effect of Spindle × SUB

Peak voxel

Brain Region Brodmann Cluster T- MNI areas size value coordinates (Voxel) 1 L/C/R cingulate gyrus, transverse temporal gyrus, 16,13,2224, 45197 9.84 36 2 2

subgyral, uncus, fusiform, middle/superior 2729,

temporal gyrus, 31,32,34,35,

inferior/superior/medial/middle frontal 4144

gyrus,

pre/para/postcentral gyrus, ínsula,

parahippocampal gyrus, hippocampus,

amygdala, thalamus, caudate, claustrum,

putamen

2 L superior frontal gyrus 8,9 437 4.96 28 40 32

Supplementary Table 3. Clusters resulting from second level random effects analysis

(pFWE,cluster < 0.05, collection threshold p<0.001). Sorting is after Tvalues of the cluster peak voxel. Brodmann areas are identified for clusters covering > 3% of the respective area. Coordinates are given in MNI space. L/C/R denotes left/central/right clusters

14 Supplementary Table 4. Activity related to the interaction effect of Spindle × DG

Peak voxel

Brain Region Brodmann Cluster T- MNI areas size value coordinates (Voxel)

1 L/R (posterior) cingulate, 15, 7, 23, 33459 6.79 24 28 12

(pre)cuneus, subgyral, 2731, 35,

transverse/middle/, 4043

lingual gyrus, pre/para/postcentral gyrus,

Inferior/superior parietal lobule,

medial/superior frontal gyrus, middle

occipital gyrus, claustrum, thalamus, insula,

parahippocampal gyrus, hippocampus

2 R Middle frontal gyrus 11 156 5.26 34 40 16

3 L Fusiform gyrus, 37 603 5.22 46 56 22

middle temporal gyrus

4 R parahippocampal gyrus, amygdala 34 106 4.75 18 2 18

5 R Superior frontal gyrus 9 156 4.72 32 44 38

6 R Middle occipital gyrus 236 4.69 46 76 12

7 L/R Medial frontal gyrus 158 4.39 2 52 8

Supplementary Table 4. Clusters resulting from second level random effects analysis

(pFWE,cluster < 0.05, collection threshold p<0.001). Sorting is after Tvalues of the cluster peak voxel. Brodmann areas are identified for clusters covering > 3% of the respective area. Coordinates are given in MNI space. L/C/R denotes left/central/right clusters.

15 Supplementary Table 5. Activity related to the interaction effect of Spindle × CA

Peak voxel

Brain Region Brodmann Cluster T- MNI areas size value coordinates (Voxel)

1 R Subgyral, fusiform gyrus, uncus, 14,6,22, 27 11809 7.88 24 12 16

angular gyrus, 29, 34,35,41

transverse/middle/superior temporal 43

gyrus, pre/postcentral gyrus,

inferior/middle frontal gyrus, inferior

parietal gyrus, insula, lingual gyrus,

parahippocampal gyrus, amygdala,

claustrum

2 L/R Posterior cingulate, fusiform gyrus, L19,23,L27 2102 6.72 32 50 14

parahippocampal gyrus, hippocampus, L28,29,30,L35

lingual gyrus L37

3 L parahippocampal gyrus, hippocampus, 28,34 359 6.65 28 10 24

amygdala

4 R Precuneus 7 231 6.62 16 54 44

5 L/C/R Cingulate gyrus, para/postcentral L3L5,6,23,24, 3728 6.37 4 22 54

gyrus, medial frontal gyrus 31,32

6 L Transverse/superior temporal gyrus, 14,6,13,22, 3876 5.83 28 24 2

insula, pre/postcentral gyrus, 4145,47

inferior/middle frontal gyrus, inferior

parietal lobule

7 L Middle/superior frontal gyrus 9 365 5.08 28 38 36

8 L/R Anterior cingulate 32 254 4.51 0 46 4

9 R Superior frontal gyrus 8 194 3.97 18 36 56

16

Supplementary Table 5. Clusters resulting from second level random effects analysis

(pFWE,cluster < 0.05, collection threshold p<0.001). Sorting is after Tvalues of the cluster peak voxel. Brodmann areas are identified for clusters covering > 3% of the respective area. Coordinates are given in MNI space. L/C/R denotes left/central/right clusters.

17 Supplementary Table 6. Linear mixed models correcting for the variable subject ID

F test Post-hoc test result AAL region df2 Fvalue contrast left precuneus 83.4 9.18** S0>SW** right superior medial frontal gyrus 84.5 7.17** S0>SW** left 79.6 7.61** S0>SW** right inferior parietal lobule 85.4 6.66** S0>SW** left superior temporal gyrus 79.4 12.55** S2>S0/SW** right superior temporal gyrus 81.1 12.32** S2>S0/SW** left inferior orbitofrontal gyrus 86.0 4.94* S2>SW**

Supplementary Table 6. Linear mixed models correcting for the variable subject ID. The primary regions from SPM contrasts in Figure 2 were used for the analysis, in which we extracted the first eigenvariate of the magnitude values from the first level contrasts. Fvalues of the main effect of sleep are provided with the adapted df2 (df1 = 3). Post-hoc test results regarding the contrasts shown in Figure 2 are also provided. **p<0.001, *p<0.003.

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