UNITED STATES OF AMERICA RECEIVED Before the DEC 22 2014 SECURITIES AND EXCHANGE COMMISSION FACEOFrHE SECRETARY ADMINISTRATIVE PROCEEDING File No. 3-16000
In tpe Matter of,
HOUSTON AMERICAN ENERGY CORP., JOHN F. TERWILLIGER, JR., UNDISCOVERED EQUITIES INC., and KEVIN T. McKNIGHT
Respondents.
WITNESS LIST AND EXHIBIT LIST OF RESPONDENTS HOUSTON AMERICAN AND JOHN F. TERWILLIGER
Pursuant to the Prehearing Order dated October 6, 2014, Respondents Houston American
Energy Corp. and John F. Terwilliger ("Houston American Respondents") disclose that they may
call some or all of the following persons to testify as fact witnesses at the hearing in this matter: 1
1. James Fluker
2. BanyRava
3. Michael Sanders
4. Kenneth Jeffers
5. Philip McPherson
6. Gregmy Tuerk
7. Brett Hendrickson
8. James Jacobs
1 Houston American Respondents have not requested subpoenas for the individuals that also appear on the Division's witness list. This is because the Division has already requested subpoenas for these individuals. To the extent that the Division does not intend to call a witness, Houston American Respondents reserve the right to enforce an issued subpoena or request a new subpoena. 9. John Terwilliger
10. D. Mark Cave
Houston American Respondents may also call any experts witnesses who have provided expert reports disclosed in accordance with the Prehearing Order.
Houston American Respondents reserve the right to call in their case additional witnesses i to rebut testimony or other evidence presented by the Division. Houston American Respondents also reserve the right to call in their case any witness identified on the Division's witness list or the other Respondents' witness list.
Houston American Respondents' exhibit list is attached as Exhibit A. Although Houston
American Respondents' exhibit list includes the documents that the they intend to introduce at trial, Houston American Respondents reserve the right to designate additional exhibits. For example, Houston American Respondents have an outstanding subpoena to Roger Schwall of the
Division of Corporation Finance and are requesting the issuance of a subpoena to Columbia
Wanger. Houston American Respondents expressly reserve the right to designate any documents produced in response to those subpoenas, as well as any other documents, as exhibits at trial.
The listing of exhibits on the exhibit list attached as Exhibit A does not constitute an admission by Houston American Respondents of the admissibility of those exhibits. Houston
American Respondents reserve the right to object to any listed exhibit.
Houston American Respondents also reserve the right to move for the admission of, or otherwise use, any exhibit on any exhibit list submitted in this matter or any exhibits used or designated for rebuttal or impeachment.
2 December 19, 2014 Respectfully submitted,
FULBRIGHT & JAWORSKI LLP
~?t;~ ~ 1/r> Gerard G. Pecht~ 1301 McKinney, Suite 5100 Houston, Texas 77010-3095 Telephone: (713) 651-5151 Facsimile: (713) 651-5246
Peter Stokes Mark Oakes 98 San Jacinto Blvd., Suite 1100 Austin, Texas 78701 Telephone: (512) 474-5201 Facsimile: (512) 536-4598
Attorneys for Respondents Houston American Energy Cmp. and John F. Terwilliger
3
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION
ADMINISTRATIVE PROCEEDING File No. 3-16000
In the Matter of,
HOUSTON AMERICAN ENERGY CORP., JOHN F. TERWILLIGER, JR., UNDISCOVERED EQUITIES INC., and KEVIN T. McKNIGHT
Respondents.
EXHIBIT LIST OF RESPONDENTS HOUSTON AMERICAN AND JOHN TERWILLIGER
HRX-002 04/17/09 SK Energy Fann-in Opportunity Flyer
HRX-003 04/13/09 Class Dep. Exhibit 3 SK Energy Fann-In Opportunity Presentation SKOOOOOOI39 HRX-004 04/13/09 Class Dep. Exhibit 4 SK Energy Fann-In Opportunity Presentation SKOOOOOO 126
- 1 - E~ibif~ i" "··. traresdY .•.":" •.~ . :. ·.·· 'fl ·.. .. I ~~~t~ •' ••••• •••• . .Nv,····.· [··.· .•• ' :· } •;.'.··,. :. . " I. <.·.: '•··/ ·.· (."CC7i~> I .• ·/···'. •< . 7/ ·-;r,{ . ·.: .. HRX-005 04/08/09 SEC Deposition Exhibit !52 Letter from Barry Rava to D.S. Choi Class Dep. Exhibit 5 SK000000246 HRX-006 04/09/09 SEC Deposition Exhibit !53 Columbia Block 4 Summary Class Dep. Exhibit 6 SK000000247 HRX-007 06/23/09 Class Dep. Exhibit 7 SK Energy Fann-In Opportunity Presentation SK000000132 HRX-008 07/15/09 Class Dep. Exhibit 8 SK Energy Fann-In Opportunity Presentation SK000000128 HRX-009 10/04110 Class Dep. Exhibit 9 SK Energy Presentation - CP04 Prospect & Resources SK000000856 HRX-010 03/16/09 Class Dep. Exhibit 10 Houston American Energy Corp. Fonn 10-K for Fiscal Year http://www.sec.gov/ Archives/edgar/d Ended December 31, 2008 ata/1156041/000119312509055217/0 001193125-09-055217-index.htm HRX-011 03/16/09 Class Dep. Exhibit 1 I Page 14 of Houston American Energy Corp. Fom1 10-K for http://www.scc.gov/ Archives/edgar/ d Fiscal Year Ended December 31, 2008 ata/1156041/000119312509055217/0 001193125-09-055217-index.htm HRX-012 I 0/10/09 Class Dep. Exhibit 12 SK Energy Database Printout SK000000283 HRX-013 08110 Class Dep. Exhibit 13 Wood Mackenzie Report on Coree! [No Bates] HRX-014 02/02112 Class Dep. Exhibit 14 Notes from SEC Conversation with Ryan Adair [No Bates] HRX-015 08/20/09 Class Dep. Exhibit 15 Coree! Data from SK Energy SKOOOOO 1366 HRX-016 09/11/09 Class Dep. Exhibit 16 Minutes from Technical Committee Meeting SK000000878
-2- ·... ··.· •·•. ··•••• .Bate~:Nuriib¢r~tsout:ce ·• ··••.· •· · .. , E*ll!llilc·.·. J)ate .·.•···• ···...... ·. .. ···· ; · !>~~fil'tio~· .. ... ~. ··· ··· .No; ···.·..... ·. . . ' •·> ·••·· .•/>: ••. · .....•...••• < .,...... HRX-017 09/11/09 Class Dep. Exhibit 17 Technical Committee Meeting Presentation SK000000873 HRX-018 09/28/09 Class Dep. Exhibit 18 Petrominerales Press Release [No Bates] HRX-019 10/14/09 Class Dep. Exhibit I 9 Minutes from Technical Committee Meeting SK000000851 HRX-020 10114/09 Class Dep. Exhibit 20 Technical Committee Meeting Presentation SK000000533 HRX-021 10/14/09 Class Dep. Exhibit 21 Handwritten Notes of Jay Jacobs from Technical Committee [No Bates] Meetin<> HRX-022 10/21109 Class Dep. Exhibit 22 Email from Seong Myeong to John Terwilliger [No Bates] HRX-023 I 0116/09 Class Dep. Exhibit 23 Houston American 8-K and Press Release https://www.sec. gov/Archives/edgar/ data/11560411000114036109023395/ 0001 140361-09-023395-index.htm HRX-024 !0/21/09 Class Dep. Exhibit 24 SK Energy Fann-in Opportunity Presentation SK000000150 HRX-025 10/30/09 Class Dep. Exhibit 25 SK Energy CP0-4 Final Report SKOOOOO 1433 HRX-026 10/06/09 Class Dep. Exhibit 26 Draft of SK Energy CP0-4 Final Report SKEP_0003595 to SKEP_0003633
HRX-027 01104110 Class Dep. Exhibit 27 Petrominerales Press Release [No Bates] HRX-028 02115/10 Class Dep. Exhibit 28 Petrominerales Press Release [No Bates] HRX-029 I 0/22110 Class Dep. Exhibit 29 Gulfl.Jnited Presentation https:/ /www.sec.gov/Archives/edgar/ data/! 3 12165/000 I 43209310000723/ ex99-l.htm
-3- .·.lJixbibit ·· ~D~t~···· ... > 1 3 'nl.!-~~Sl'!l "c. ~:. i ·····.· I··· .••. , •··• r·:.·>g )/ .... ···.· . ·No/ · < ...... ··.·.•· ...... •.. 1/ .• ... • ? } ~''?': .•· ...... > ·· .•• ··.· •••.. ·...... ·••·.·• .. •.. . .•• ,... J > • • /:.: . . · ·. HRX-030 05/14/12 Class Dep. Exhibit 30 Minutes from Technical Committee Meeting and Operating SKOOOOO 1756 Committee Meeting HRX-031 05/15112 Class Dep. Exhibit 31 Email between Ken Jeffers, Craig Murphy, and James Fluker [No Bates] HRX-032 04/13112 Class Dep. Exhibit 32 Rose & Associates Spreadsheet SK000001691 HRX-033 04113112 Class Dep. Exhibit 33 Rose & Associates Spreadsheet SKOOOOO 1693 HRX-034 11109/09 Class Dep. Exhibit 34 Houston American Investor Presentation [No Bates] HRX-035 11105114 Class Dep. Exhibit 35 Geopark Press Release [No Bates] HRX-036 I 0/16/09 Class Dep. Exhibit 36 Houston American 8-K and Press Release https://www .sec.govI Archives/edgar/ data/11560411000114036109023395/ 000 1140361-09-023395-index.htm HRX-037 I 0/19/09 Class Dep. Exhibit 37 Email from Stephen Mathes to Brett Hendrickson and Luke [No Bates] Gettemeier HRX-038 09/28/09 Class Dep. Exhibit 38 Petrominerales Press Release [No Bates] HRX-039 Jl/05/09 Class Dep. Exhibit 39 Houston American Energy Corp. Fonn I 0-Q SEC-Nokomis-E-0000058 to SEC- Nokomis-E-0000086 HRX-040 11/09/09 Class Dep. Exhibit 40 Email from Stephen Mathes SEC-Nokomis-E-0002104 to SEC- Nokomis-E-00021 09 HRX-041 11109/09 Class Dep. Exhibit 41 Global Hunter Analyst Report on Houston American [No Bates]
-4- .. ··· JJ:xlliblf Dat1l • .... ' n;ttes Nu1Ubersl~()u:rce I • ··•··· . ·.. , ; ... . ; No.:··· ..· r ...... ·.. ·•· .. '·• . HRX-042 03/29/10 Class Dep. Exhibit 42 Houston American. Energy,.. Corp.r Fonn 10-K/ .·.·for ···•··· Fiscal , Year http://www.sec.gov/ Arehives/edgar/d Ended December 31, 2009 ata/1156041/000119312510068851/0 001193125-1 0-068851-index.htm HRX-043 II/I 1/14 Class Dep. Exhibit 43 Printout from EDGAR Houston American 2009 Form 10-K http://www. sec.govI Archives/edgar/ d Filing Date ata/1156041/000 119312510068851/0 001193125-1 0-068851-index.htm HRX-044 11/20/09 Class Dep. Exhibit 44 Email from Brett Hendrickson to Frank Saldana SEC-Nokomis-E-0002435 to SEC- Nokomis-E-00024 36 HRX-045 11/24/09 Class Dep. Exhibit 45 Handwritten Notes of Brett Hendrickson SEC-Nokomis-E-0000006 to SEC- Nokomis-E-00000 I 0 HRX-046 11/24/09 Class Dep. Exhibit 46 Handwritten Notes of Luke Gettemeier SEC-Nokomis-E-0000004 to SEC- Nokomis-E-0000005 HRX-047 11/09/09 Class Dep. Exhibit 47 Houston American Investor Presentation SEC-Nokomis-E-0000019 to SEC- Nokomis-E-0000057 HRX-048 [Undated] Class Dep. Exhibit 48 Nokomis Capital Transaction History in Houston American Stock [No Bates] HRX-049 12/01/09 Class Dep. Exhibit 49 Email from John Terwilliger to Brett Hendrickson SEC-Nokomis-E-0000701 HRX-050 12/11/09 Class Dep. Exhibit 50 Email from Kenny Miller to Dale Nierode and Brett Hendrickson SEC-Nokomis-E-000 1593 HRX-051 12/14/09 Class Dep. Exhibit 51 Email from Frank Saldana to Brett Hendrickson SEC-Nokomis-E-0002340 HRX-052 12/23/09 Class Dep. Exhibit 52 Email from Brett Hendrickson to Dale Nierode [No Bates]
-5- ··.• ·.·. . > · .. ·· .. l]x!Jibjt •··• : ~~~e,< ... ··. 1 ··· Bat~ ~PJ1l1J~rsf;Sou~ee ·· .·\ .. ·. n~s¢fjption >' "• • . .. · . ..· .. ·...... •.. JN(k .. > ., .. :.c ·; .· < : . . ·.,· ; '·x·> ·••··. HRX-053 01/04110 Class Dep. Exhibit 53 Petrominerales Press Release [No Bates] HRX-054 01/19/10 Class Dep. Exhibit 54 Email from Stephen Mathes to Brett Hendrickson GREOO!I8148 HRX-055 01/19110 Class Dep. Exhibit 55 Global Hunter Analyst Report on Houston American [No Bates] HRX-056 02/01/10 Class Dep. Exhibit 56 Nokomis Capital Quarterly Letter [No Bates] HRX-057 04/28/10 Class Dep. Exhibit 57 Nokomis Capital Quarterly Letter [No Bates] HRX-058 01/31/11 Class Dep. Exhibit 58 Nokomis Capital Quarterly Letter [No Bates] HRX-059 05/03111 Class Dep. Exhibit 59 Nokomis Capital Quarterly Letter [No Bates] HRX-060 05/10112 Class Dep. Exhibit 60 Nokomis Capital Quarterly Letter [No Bates] HRX-061 08/12/11 Class Dep. Exhibit 61 Nokomis Capital Quarterly Letter [No Bates] HRX-062 07/24112 Class Dep. Exhibit 62 Nokomis Capital Quarterly Letter [No Bates] HRX-063 02111/13 Class Dep. Exhibit 63 Nokomis Capital Quarterly Letter [No Bates] HRX-064 06/24/10 Class Dep. Exhibit 64 Email from CK Cooper Research Desk to Brett Hendrickson
[No Bates] ! HRX-065 06/24/10 Class Dep. Exhibit 65 CK Cooper Analyst Report on Houston American [No Bates] HRX-066 02/15110 Class Dep. Exhibit 66 Petrominerales Press Release [No Bates] HRX-067 04/07/10 Class Dep. Exhibit 67 Email from Brett Hendrickson to Jay Krieger and Seeking Alpha SEC-Nokomis-E-0002304 Story on Houston American
-6- \ .-• 5 ' . ( ·- '!_)~- -· • .•. / > 1• '.NIJ.:; ..• . · ..... ~ll~.t. '< ·-·--·---• -... .·::·-.,-,,-,~,r ·-: _;.·_: - ,···-- . ., ;;· . •• ·>-<"r;tt~7~~ -_.. .. • ; .• . . .• .. HRX-068 04/07/10 Class Dep. Exhibit 68 Email from John Terwilliger to Brett Hendrickson SEC-Nokomis-E-0002700 HRX-069 05/16/10 Class Dep. Exhibit 69 Email from Brett Hendrickson to Dale Nierode [No Bates] HRX-070 09/22/10 Class Dep. Exhibit 70 Email from Brett Hendrickson to Dale Nierode [No Bates] HRX-07I I0/05/10 Class Dep. Exhibit 71 Email from Brett Hendrickson to Dale Nierode [No Bates] HRX-072 06/28/10 Class Dep. Exhibit 72 Email from Brett Hendrickson to Jay Krieger [No Bates] HRX-073 06/28/10 Class Dep. Exhibit 73 Sharesleuth Story on Houston American [No Bates] HRX-074 I 0/05/1 I Class Dep. Exhibit 74 Email from Neil Waldman to Brett Hendrickson [No Bates] HRX-075 10/06/11 Class Dep. Exhibit 75 Email from Brett Hendrickson to John Terwilliger [No Bates] HRX-076 01/27/12 Class Dep. Exhibit 76 Subpoena from SEC to Nokomis Capital [No Bates] HRX-077 10/I2/IO Class Dep. Exhibit 77 Houston American 8-K and Investor Presentation http://www.sec.gov/Archives/edgar/d ata/115604 I/000 I 14036 I I 0040700/0 00 I I 4036 I- I 0-040700-index.htm HRX-078 04/I9/I2 Class Dep. Exhibit 78 Houston American 8-K and Press Release http://www .sec.govI Archives/edgar/d ata/I I 56041/000I I4036112020876/0 00 I I 40361-12-020876-index.htm HRX-079 [Undated] Class Dep. Exhibit 79 Nokomis Capital Valuation Sheet for Houston American [No Bates] HRX-080 [Undated] Class Dep. Exhibit 80 Nokomis Capital Valuation Sheet for Houston American [No Bates] i
- 7- ./ . .. . : Exhibit paf~ ······ . . Bat~~N\Imbe~s7$(!l,lr;~( •··· .. ·.. ·. · ...... l,} ... ·.··.·· •.. · ·.·· ··.. No.• ··•·····•·· ... ···. . . ·•. ·< ... ·····: 1·.··.·.···· •· .c• ··- ; . .··. • • ·· ...... ····... ·.·.•.. HRX-08I ···.····05/30112 Class Dep. Exhibit 8 I ··•···· Affidavit of Brett Hendrickson [No Bates] HRX-082 11/09 Class Dep. Exhibit 82 Undiscovered Equities Posting on Houston American [No Bates] HRX-083 02/I 5110 Class Dep. Exhibit 83 Energy Equities Report on Houston American [No Bates] HRX-084 05/02/12 Class Dep. Exhibit 84 Nokomis Capital Subscription Agreement [No Bates] HRX-085 05102112 Class Dep. Exhibit 85 Moussescapade Subscription Agreement [No Bates] HRX-086 05102112 Class Dep. Exhibit 86 Email from Jennifer Pardi to Brett Hendrickson [No Bates] HRX-087 !0/26/10 Class Dep. Exhibit 87 Email from Brett Hendrickson to Josh Moreau [No Bates] HRX-088 [Undated] Class Dep. Exhibit 88 Nokomis Capital Investment Idea Sheet on Houston American [No Bates] HRX-089 05114/12 Class Dep. Exhibit 89 Email Exchange between Brett Hendrickson and Mark Cave [No Bates] HRX-090 11/18114 Class Dep. Exhibit 90 Energy Equities Website Printout [No Bates] HRX-09I 02/15/10 Class Dep. Exhibit 9 I Energy Equities Report on Houston American EEIOOOOOI to EEI000008 HRX-092 05/01/13 Class Dep. Exhibit 92 Affidavit of David Snow [No Bates] HRX-093 [Undated] Class Dep. Exhibit 93 Handwritten Notes of David Snow EEI000202 HRX-094 (Undated] Class Dep. Exhibit 94 Handwritten Notes of David Snow EEI000203 HRX-095 [Undated] Class Dep. Exhibit 95 Handwritten Notes of David Snow EEI000204 to EEI000205
- 8- ····~~hibit' ....•. ?}~t;····· .. .ll.at~ N~m6ers/Sj)urce • ..... ······ ··· •:••. •··· · •.··· .·. :n.e§cril!~i~n .. .. · ... ·· · · ·No; • > ••. .·•.•• ...... ·.•.·.:. ... I : .:/:Y / .•·. . .. ,.;• •.... · · ..· .. · ...· .. ···· ·.·.·.•.·. HRX-096 [Undated] Class Dep. Exhibit 96 Hardcopy Document from David Snow Files EEI000206 to EEI000207 HRX-097 [Undated] Class Dep. Exhibit 97 Hardcopy Document from David Snow Files EEI000208 to EEI000209 HRX-098 [Undated] Class Dep. Exhibit 98 Handwritten Notes of David Snow EEI000210 HRX-099 [Undated] Class Dep. Exhibit 99 Handwritten Notes of David Snow EEI000211 to EEI000212 HRX-100 [Undated] Class Dep. Exhibit 100 Handwritten Notes of David Snow EEI000213 HRX-101 [Undated] Class Dep. Exhibit 101 Handwritten Notes of David Snow EEI000214 to EEI000223 HRX-102 [Undated] Class Dep. Exhibit I 02 Handwritten Notes of David Snow EEI000224 HRX-103 [Undated] Class Dep. Exhibit I 03 Handwritten Notes of David Snow EEI000225 to EEI000238 HRX-104 [Undated] Class Dep. Exhibit 104 Handwritten Notes of David Snow EEI000239 to EEI000246 HRX-105 [Date Not Visible] Class Dep. Exhibit 105 Charles Schwab Printout on Houston American Transactions EEI000257 to EEI000259 HRX-106 [Date Not Visible] Class Dep. Exhibit 106 Charles Schwab Printout on Houston American Transactions EEI000260 to EEI000261 HRX-107 [Date Not Visible] Class Dep. Exhibit I 07 Charles Schwab Printout on Houston American Transactions EEI000262 to EEI000264 HRX-108 11/11/09 Class Dep. Exhibit I 08 Email from Philip McPherson to ! Sales GRE00053404 HRX-109 11/09/09 Class Dep. Exhibit 109 Houston American Investor Presentation
GRE00053405 to GRE00053443 --·
-9- .. . Ex.fd~it 0J:)a,te > , •···· ... '
fNo Batesl i
- 10- ; ~X,bibit~ Date . .·.. ··· ·•· .•: l)~cription ·• . : Jlat~sNumb~rslSour~ · ; •·····• ·, ·No. . .• .. :;: .. : .• .: .. : .. . .. ·······•·· .. ·•.. ····· ·:.·..• ·.•. . ... I· • HRX-123 11/IJ/09 Class Dcp. Exhibit 123 Email from Tim Arthurs GRE00053587 HRX-124 11/20/09 Class Dcp. Exhibit 124 Email from Ed Lainficsta to Philip McPherson GHS00034251 HRX-125 01/19110 Class Dep. Exhibit 125 Global Hunter Analyst Report [No Bates] HRX-126 [Multiple Dates] SEC Deposition Exhibit 51 Handwritten Notes of Philip McPherson Class Dep. Exhibit 126 PMP00005774 HRX-127 11107/14 Class Dep. Exhibit 127 Columbia Wanger Database on Pacific Rubiales [No Bates] HRX-128 02/22110 Class Dep. Exhibit 128 Columbia Acorn Family of Funds- Class A, B, C Shares Q4 SEC-HOJJ07-017644 to SEC- 2009 Report H01107-017743 HRX-129 02119/10 Class Dep. Exhibit 129 Columbia Acorn Family of Funds- Class Z Shares Q4 2009 SEC-H01107-017018 to SEC- Report H01107-017113 HRX-130 02119/10 Class Dep. Exhibit 130 Wanger Select- 2009 Annual Report SEC-H01107-016957 to SEC- HOJJ07-016984 HRX-131 05/20/09 Class Dep. Exhibit 131 Early Warning Report Filed by Columbia Wanger for Pacific [No Bates] Rubiales HRX-132 08/28/08 Class Dep. Exhibit 132 Email from Michael Olah to Ben Andrews and Peter Taylor [No Bates] HRX-133 11/07/14 Class Dep. Exhibit 133 Columbia Wanger Database on Canacol [No Bates]
1 Exhibits 127, 132-133, 137-139, 146, 149-151, 163, 166, and 168 have been designated by Columbia Wanger as "confidential" pursuant to the protective order entered in the cmresponding federal court litigation. Houston American Respondents are requesting that Judge Patil issue a subpoena to Columbia Wanger requiring it to produce these documents. Until the confidentiality issue is resolved, these exhibits will be withheld.
- II - · ..• ·. ·.•.·· . / ·Exhibit· I•· ·•· :Ilate·.·. .. /. •• Bates.N.umll.c~s/S..our~ ])es.~rgp ti{)n·. • •••••• ·.. •· .·• .· ...•. • .. ·· .. . . · .. · .No' •• / .. ··•·••· > • • . < • ··· ...... ··· HRX-134 11130/09 Class Dep. Exhibit 134 Email from Ben Andrews to William Doyle SEC-HOI I07-00538I HRX-135 I I/09/09 Class Dep. Exhibit I 35 Early Warning Report Filed by Columbia Wanger for Canacol [No Bates] Energy HRX-I36 08/14/09 Class Dep. Exhibit 136 Canacol Energy Presentation [No Bates] HRX-137 09117/09 Class Dep. Exhibit 137 Handwritten Notes from Meeting with Canacol CWAM000001 to CWAM000007 HRX-138 09/28/09 Class Dcp. Exhibit 138 Handwritten Notes from Meeting with Canacol CWAM000008 to CWAMOOOO 15 HRX-139 11105/09 Class Dep. Exhibit 139 Email from CanaccordAdams Research to Ben Andrews [No Bates] HRX-140 11109 Class Dep. Exhibit I 40 PetroDorado & Cap-Link Ventures Presentation [No Bates] HRX-14I 01/07110 Class Dep. Exhibit 141 Early Warning Report Filed by Columbia Wanger for Cap-Link [No Bates] Ventures Ltd. HRX-142 04/28110 Class Dep. Exhibit 142 Petrodorado MD&A [No Bates] HRX-143 08/23110 Class Dep. Exhibit 143 Petrodorado MD&A [No Bates] HRX-144 11115114 Class Dep. Exhibit 144 Morningstar Report on Petrodorado [No Bates] HRX-145 05109 Class Dep. Exhibit I45 Alange Energy Corp. Presentation [No Bates] HRX-146 08113/09 Class Dep. Exhibit 146 Email from William Doyle to Elizabeth Kline [No Bates] HRX-147 04/23/10 Class Dep. Exhibit I47 PetroAmerica Oil Corp. MD&A [No Bates] HRX-I48 I11I5/14 Class Dcp. Exhibit I48 Morningstar Report on PetroAmcrica [No Bates]
- I2- ,F:l:hi~~t 1.<·•.· ~a.~e . ' ·~at?~~ ;A ; • •.•..··· •.•...••.•. > ··•·· >/;:;···········.··.···· ··.• .Nt>. ·• i { c. ·•·. ·.. .• -~--. <(;• . ·:·?~'J. ). • ••..• ·.•·· < .•... ··•·• •. / ~.~. . .• .: • • .··•.· ·•··. HRX-149 01/07/08 Class Dep. Exhibit 149 Email from Derek Ham to Ben Andrews [No Bates] HRX-150 12/05/08 Class Dep. Exhibit 150 Email from Andrew Fairbanks to William Doyle [No Bates] HRX-151 06/22/09 Class Dep. Exhibit 151 Email from Justin Oliver to William Doyle and Jeanette [No Bates] Ruvalcaba HRX-152 09/28/09 Class Dep. Exhibit 152 Petrominerales Press Release [No Bates] HRX-153 11/30/09 Class Dep. Exhibit 153 Email from Michael Olah to Ben Andrews, William Doyle and SEC-H01107-003951 to SEC- Chuck McQuaid HOI107-003952 HRX-154 03/16/09 Class Dep. Exhibit 154 Houston American Energy Corp. Fonn I 0-K for Fiscal Year http://www .sec.gov I Archives/edgar/ d Ended December 31, 2008 ata/1156041/000 119312509055217/0 001193125-09-055217-index.htm HRX-155 10/16/09 Class Dep. Exhibit 155 Houston American 8-K and Press Release https://www.sec.gov/ Archives/edgar/ data/1156041/000114036109023395/ 000 1140361-09-023395-index.htm HRX-156 11/05/09 Class Dep. Exhibit 156 Houston American Form 10-Q http://www.sec.gov/ Archives/edgar/d ata/1156041/000 1140361 09024914/f orm10q.htm HRX-157 11/09/09 Class Dep. Exhibit 157 Email from Ben Andrews to William Doyle SEC-H01107-005429 to SEC- H01107-005431 HRX-158 11/19/09 Class Dep. Exhibit 158 Email from Tim Arthurs SEC-HO II 07-009707 to SEC- H01107-009746 HRX-159 11/09/09 Class Dep. Exhibit 159 Houston American Energy Corp. Investor Presentation [No Bates]
- 13- Jl;Xlilbit 'Datil .·. .Q:.~.tesN:Umll!lts!Sonrcll .. ·.·. ···• .. ·.. .· ···. ·. ·..... ·· n~~r;J.ltio11. ..··•· ··. ·· . .. .·· .. ·· . No; ·F. ... •·I . ·.· .··.·.• < ••. ·.· ..·.. •• •...... ··· ...... ·J· ·... · ' .••. HRX-160 11/13/09 Class Dep. Exhibit 160 Email from Jeanette Ruvalcaba to 227W-Company Visits SEC-HOII07-0006430 HRX-161 11/20/09 Class Dep. Exhibit I 6 I Houston American Investor Presentation with Handwritten Notes SEC-HOI I07-000002 to SEC- of William Doyle H01107-000049 HRX-162 11/25/09 Class Dep. Exhibit 162 Email from Ben Andrews to John Terwilliger SEC-HOII07-000765 to SEC- H01107-000766 HRX-163 11/25/09 Class Dep. Exhibit 163 Calendar Entry for Ben Andrews Call With John Terwilliger rNo Bates] HRX-164 [Multiple Dates] Class Dep. Exhibit 164 Handwritten Notes of William Doyle SEC-HOI107-000050 to SEC- HOI107-000081 HRX-165 07/20/11 Class Dep. Exhibit 165 Columbia Wanger Database on Houston American SEC-H01107-000139 to SEC- HOII07-000141 HRX-166 [Undated] Class Dep. Exhibit 166 Columbia Wanger Houston American Trade History CW AM000064 to CWAM000084 HRX-167 [Undated] Class Dep. Exhibit 167 Houston American Stock Price Chart from Yahoo! Finance rNo Bates] HRX-168 11/27/09 Class Dep. Exhibit 168 Handwritten Notes trom Meeting with Canacol CWAM000021 to CWAM000024 HRX-169 07/21/11 Class Dep. Exhibit 169 Columbia Wanger Database on Gulf United SEC-H01107-000137 to SEC- H01107-000138 HRX-170 12/07/09 Class Dep. Exhibit 170 Email from Tim Arthurs to William Doyle SEC-HOII07-006177 to SEC- H01107-006232 HRX-171 [Undated] Class Dep. Exhibit 171 Recovery Factor Chart from IHS [No Bates]
- 14- .. ·. ·.··: ~xhlb~t Dat.e Bate~'Nu!Ubei:sYS.()utce·, 'I. ; lle~cripti()Ji· .. .. ·.,,. ··.· . ·,· ...... i > ... · . ·· .. No. · ...... ···. i>·. .i· •.·.·.•. ·• ..:.·.··· ..•. . . ··. • .... HRX-205 11/21/13 http://www.sec.gov/Archives/edgar/d Daybreak Oil and Gas Forn1 10-Q ata/1164256/000151597113000461/d brml0q083113.htm HRX-206 06/30/13 [No Bates] "Growing Upside As Ophir Maintains 100% Record," Business Monitor HRX-207 02/26/13 [No Bates] "Oil Search Limited; 2012 Full Year Results," Dow Jones Factiva HRX-208 01/29/13 http://www.afr.com/rw/Wires/Stories/ Beach Energy Quarterly Report 2013-01- 29/ASXAnnouncements/BPT 01376 494.pdf HRX-209 1/13 [No Bates] Investor Brochure: Key Petroleum Limited HRX-210 09/06/12 [No Bates] "Victory Energy Announces Significant Commercial Flows At Pinetop," Benzinga.com HRX-211 09/06/12 http://oilinvestingnews.com/7793- "Victory Energy Drills Largest Flowing Oil Well in Company victory-energy-drills-largest-flowing- History," Oil Investing News oil-well-in-eompany-history.html HRX-212 05/04/12 [No Bates] "Tower Looks to Namibia Campaign," International Oil Daily HRX-213 03/16112 [No Bates] "Naga Utara well_plan for SPC," Dow Jones Faetiva HRX-214 2012 http://miesencorp. com/W estGabrysch Miesen Development Corp. West Gabrysch Prospect ShortPPM.pdf HRX-215 12/16111 [No Bates] Edison Investment Research: Simba Energy HRX-216 10/16/11 [No Bates] "Tap seeks oil reserves with its New Zealand wildcat," IHS HRX-217 09/28/11 [No Bates] "Gudrun field production to start Q1 2014," European Spot Gas Markets HRX-218 09/28/11 [No Bates] "Eni buys GDF stake in North Sea fields," European Spot Gas Markets HRX-219 09/09111 fNo Bates] Magellan Petroleum Corp. Press Release HRX-220 07/13/11 fNo Bates] Investor Presentation: Milagro Oil & Gas HRX-221 07/01/11 [No Bates] "STOS Bringing in Drillship for Ruru Well," Oil and Gas Specialist Technology HRX-222 06/11 [No Bates] LM Energy Investor Presentation
- 17- .· ...... Jllit~ . •i . I,Exhjbit .·/ ··.. •····· ~atesc~.u.niJet"~/~~urce •. < ··· •·• ' .J>~s~ri~tion ··.·· ·····. ·.· ·. No; ··. • .. <. ..•• ,.· ..•...• ·'.!· . ·· ...... · .· .. .. ? .. .·•· •. ·.L ..... ··· HRX-172 01/21/10 Class Dep. Exhibit 172 Email from Tim Arthurs to William Doyle ' SEC-H01107-005972 HRX-173 03/29/10 Class Dep. Exhibit 173 Houston American Energy Corp. Fonn 10-K for Fiscal Year http://www.sec.gov/ Archives/edgar/d Ended December 31,2009 ata/1156041/00011931251 0068851/0 001193125-1 0-068851-index.htm HRX-174 04/07/10 Class Dep. Exhibit 174 Seeking Alpha Story on Houston American [No Bates] HRX-175 06/28/10 Class Dep. Exhibit 175 Sharesleuth Story on Houston American [No Bates] HRX-176 10/10 Class Dep. Exhibit 176 Houston American Investor Presentation SEC-H01107-000082 to SEC- H01107-000126 HRX-177 [Multiple Dates] Class Dep. Exhibit 177 Handwritten Notes of William Doyle SEC-H01107-000142 to SEC- H01107-000150 HRX-178 [Multiple Dates] Class Dep. Exhibit 178 Handwritten Notes of William Doyle SEC-H01107-000151 to SEC- H01107-000180 HRX-179 2012 SEC Deposition Exhibit 154 Resume of Barry Rava Class Dep. Exhibit 179 [Not Bates] HRX-180 04/08/09 SEC Deposition Exhibit 152 Letter from Barry Rava to D.S. Choi Class Dep. Exhibit 180 SK000000246 HRX-181 04/09/09 SEC Deposition Exhibit 153 Columbia Block 4 Summary Class Dep. Exhibit 181 SK000000247 HRX-182 04/13/09 Class Dep. Exhibit 182 SK Energy Fann-In Opportunity Presentation - SK000000126
- 15- ·· E*~ib\t•· ..... ···. l)~t~ _< ...... ·n~t~ N.limtrilrslS()urce ... .•.. .• ... .. No;· .···.• ...... ••...•. ·. ..• ·. /, ••..•..... / .. !.•.······· ..•• • ~< < ... .. < ···•· • HRX-I83 09/I 1109 Class Dep. Exhibit 183 Minutes from Technical Committee Meeting SK000000878 HRX-184 0911 1109 Class Dep. Exhibit I 84 Technical Committee Meeting Presentation SK000000873 HRX-185 I 0110/09 Class Dep. Exhibit I 85 SK Energy Database Printout SK000000283 HRX-186 I0/14/09 Class Dep. Exhibit 186 Technical Committee Meeting Presentation SK000000533 HRX-I87 I0/21109 Class Dep. Exhibit I 86 SK Energy Farm-in Opportunity Presentation SKOOOOOO I 50 HRX-I88 I0/30/09 Class Dep. Exhibit 187 SK Energy CP0-4 Final Report SK000001433 HRX-189 10/06/09 SK000000306 Draft of SK Energy CP0-4 Final Report HRX-190 11114/00 http://www.sec.gov/divisions/corpfin/ Excerpt from Current Issues and Rulemaking Projects Outline <>uidance/cfoilgasinterps.htm (November 14, 2000) HRX-I9I 04/09/09 SK000000159 SK Energy Estimate on Reserves for CP0-4 HRX-I92 04/11/09 SKOOOOOO 162 SK Ene.rgy CP0-4 Leads Summary HRX-193 04/29/09 SKOOOOOO 141 SK Ene.rgy CP0-4 Overview HRX-194 10/09/09 [No Bates] CP0-4 Overview with Handwritten Notes HRX-195 10/27/09 SK000000552 SK Energy CP0-4 Economic Model HRX-196 09/24/10 SK000000863 SK Energy Reserve Assessment HRX-197 09/30110 SK000000864 SK Ene.J:gy Technical Committee Meeting Presentation HRX-198 09/30110 SK000000866 SK Energy Technical Committee Minutes HRX-199 10/06/11 [No Bates] SK Energy 3D Seismic Data Interpretation Presentation HRX-200 03112 [No Bates] SK Energy C 7 Fault Block Reserves Presentation HRX-201 05114112 SK000001753 SK Energy Technical and Operating Committee Presentation HRX-202 1 1114/00 HA-CORPFIN-000000048 SEC Current Issues and Rulemaking Projects Outline HRX-203 1 112II14 [No Bates] Table 2 to Wiggins Report HRX-204 01114 https://itportal.decc.gov. uk/web _files/ Suncor Energy Relinquishment Report relinqs/P 1658.pdf
- 16- ...... na,~e ~· .. . : ·. Ex~iJ:Iit·· I ]J~tesN~mbersf$oul'c¢ . I /Des§rip~ion ··· ·•·.·.· > . ·... •I No,: ..... ·.·.·.•.. . .··· . .. ._:.: ·. .... - ·:·: HRX-223 05/24/11 [No Bates] Austin Exploration Limited Placement Prospectus HRX-224 03/29111 (No Bates] Investment Research I Initiating Coverage: African Petroleum Corp. Ltd. HRX-225 02/09/1 I [No Bates] "UK's Premier clips Catcher oil reserves after poor well," Platts Oilg-ram News HRX-226 01/21111 http://www.offshore.no/iphone/sak.as "Rocksource details 201 I drilling prospect sizes," Offshore px?id=55852 HRX-227 10/20/10 [No Bates] Industry Report: Patersons Oil and Gas Research HRX-228 10/10 http://www.nr.gov.nl.ca/nr/invest/ena Petroleum Exploration Opportunities in Jeanne d'Arc Basin, Call chescuNLI 0 !.pdf for Bids HRX-229 09/1 OliO [No Bates] "Serica set to spud Dambus- I," Upstream HRX-230 05/07110 [No Bates] "Salamander Energy Strikes Gas at Laotian Wildcat," !HS Global Insight HRX-231 02/22/10 http://www.energy- "Desire Petroleum spuds Liz I 4/1 9-A exploration well," Energy- pedia.comlnews/falklands/desire- pedia News petroleum-spuds-liz-14- I 9-a- exploration-well HRX-232 2010 [No Bates] "Optimal Learning from Pre-Post Drill Evaluations. The Case of Multiple Target Prospects" HRX-233 10/09 [No Bates] Leni Gas & Oil Presentation: Delivering Growth through Acquisition of Proven Reserves & Enhancement of Producing Assets HRX-234 09/25/09 [No Bates] Interim Results Presentation: Afren PLC HRX-235 03/09 [No Bates] Update Presentation: Amerism Resources PLC HRX-236 11/09/08 http://www. in vestorvi !!age. eom/mbth Investor Village Post read.asp?mb=4 I 96&nh Value= I I 0 I & nmValue=21 125&sync=l&tid=6056 I 83&showall= I HRX-237 10/09/08 [No Bates] "Prime, Oil Search Spud Shakal-1 Well in Iraqi Kurdistan," IHS Global Insig_ht HRX-238 07/28/08 [No Bates] "Rift makes <>as find in Pa.IJ_ua New Guinea," Oil & Gas Journal
- 18- I J?,.-Jin>if ••I>·; •n.,,;. ·"'~ -''-'~· .; ;·; ... •·· ;/~;t~eL I ······•.; •.·•;.· v;g ;~ ·;•;• \ ;.···. 1.. -CNf~.'?i I• ·/ ·c .. . t~~~"'~{ .. Yr: ..• .· ...... • •. ·.. ·. I ·.••·· ·.· ·••· J ; • • '" ' : • > ·•···.· \ •.. ·· .· ····• HRX-239 02/22/08 fNo Bates] "Providence gets a Hook into Ireland," Upstream HRX-240 12/05/07 http://www.drillsearch.com/sites/defa Great Artesian Oil and Gas Limited Media Announcement ultlfiles/batch/4e7181 a35b887/ ASX - PEL91_drilling_ about_ to_ commence 5 December 2007.pdf HRX-241 11/30/07 [No Bates] "Serica has wildcats in sights," Upstream HRX-242 09/30/07 [No Bates] "Providence Resources," Petroleum Review HRX-243 09/07 [No Bates] Investors Presentation: Oil Basins Limited HRX-244 05/07 http://www. woburn energy .com/pdfs/ Black Rock Oil & Gas pic Research Report broker/020507 vsa.pdf HRX-245 04/02/07 [No Bates] "IMPRESS ENERGY LIMITED; Wirraway-1 Expected to Spud Shortly," ASX ComNews HRX-246 02/23/07 fNo Bates] "Farm-out at Madura," Upstream HRX-247 01/25/07 fNo Bates] Aminex Company Update: Ruvuma PSA HRX-248 01/19/07 [No Bates] "GREAT ARTESIAN OIL & GAS LIMITED; Appadare-1 Drilling Report," ASX Com News HRX-249 01/17/07 [No Bates] "GREAT ARTESIAN OIL AND GAS: APPADARE I DRILLING AHEAD," News Bites- Australian Stock Exchange HRX-250 OJ/I 0/07 [No Bates] "IMPRESS ENERGY LIMITED; Progesss Report on Wilpinnie - 4," ASX Com News HRX-251 11110/06 [No Bates] "Chevron targets Cambodia finds," Upstream HRX-252 07114/06 fNo Bates] "Cambodia push from Chevron," lJpstream HRX-253 07114/06 [No Bates] "Tullow gets set to tap Bancrora field appraisal well," Upstream HRX-254 07/06 [No Bates] "BHP sanctions Shenzi," Penn Well Publishing Company Offshore HRX-255 05/19/06 fNo Bates] "Tullow's testing time at Bangora," Upstream HRX-256 I 0/14/05 fNo Bates] "Cambodia attraction for lndocan," Upstream HRX-257 03/18/05 fNo Bates] "Cambodia top-levellecrwork," U_]Jstream HRX-258 01/28/05 [No Bates] "Oil Search eyes drilling bonanza to beat Kapul-1 woe," Upstream HRX-259 12/24/04 fNo Bates] "Cambodian confirmation," Upstream
- 19- >•' •··.·. . .· E~J\~bit. . ':Da~e:···. .··• i ·••· B.~tes'N~IllberslSo!Jrce . , .. >.'I),~S£riptimi ; ; ..· ...· ·:.. · . c ...... •NQ/ . : .·•· ... ': ·...... >' > . • .: / .•• •.· ·.... . : .• . HRX-260 12/24/04 fNo Bates] "KMG aiming deep with Gulf probes," Upstream HRX-261 12/03/04 fNo Bates] "Tullow well taps Bangora aas pay," Upstream HRX-262 11/05/04 fNo Bates] "Noble talks over Lorien prospects," Upstream HRX-263 09/10/04 fNo Bates] "Edison pressing on with Munir drillina," Upstream HRX-264 06/25/04 [No Bates] "Iran spurs Munir oil find hopes," Upstream HRX-265 05/09/04 [No Bates] Petroleum News, Vol. 9, No. 19 HRX-266 02/20/04 [No Bates] "Cambodia lures ChevronTexaco," Upstream HRX-267 02/13/04 [No Bates] "Noble hopes to play trump card at Queen of Hearts," Upstream HRX-268 02/04 http://archives.aapg.org/explorer/200 "Success Rate Makes for GoodYear," AAPG Explorer 4/02feb/discoveries.cfm HRX-269 2004 [No Bates] "Petroleum Reserves, Detennination," Gale Encyclopedia of Espionage, Intelligence, and Security HRX-270 07/25/03 [No Bates] "Lorien exploration well comes up with goods," Upstream HRX-271 11108/02 [No Bates] "Kerr-McGee Updates Gulf of Mexico Deepwater Drilling Activity," PR Newswire HRX-272 07/02 [No Bates] "Gas pipeline down, but not out," Petroleum Economist HRX-273 06/21102 [No Bates] "Bonus on ... ," Upstream HRX-274 05/01101 [No Bates] "Pancontinental Oil & Gas NL," Jobson's Mining Yearbook HRX-275 02/19/01 [No Bates] "West Oil NL Puffin-6 Appraisal Well," AAP Newsfeed HRX-276 11/94 [No Bates] Dickinson et al., "Blenheim Field: the appraisal of a small oil field with a horizontal well," Petroleum Geoscience HRX-277 06/14/95 [No Bates] "Saga Outlines Future Plans for Golden Block 34/7," FT Energy Newsletter HRX-278 06/18/92 [No Bates] "Pre-Production Drilling Set by Chevron at Alba," Platts Oilgram News HRX-279 01115/92 [No Bates] "Hydro Delays Oseberg East PDQ Submission by a Year," North • Sea Letter HRX-280 09/91 [No Bates] "Progress on £ 1.1 bn Nelson development," The Oilman HRX-281 04/10/90 [No Bates] "Norsk Hydro Sets Schedule for Offshore Barge Development,"
... Platts OilgraJn News -
-20- .. Exltihjt.~ 1, .·· .. ·Date I nlJ.t~ 'jlo(um~er~/~oupce .. • . ·• 'i>: ...... •....•. D£serlpt(on •· : ...... •• 'Nl)S·< 1·······...... · .. . ·... ·•· ...... ; .· ·. ··.· .. . ··...... ·.. •...... >> .·••••·· .. HRX-282 11116/87 [No Bates] "Oil field off Tierra del Fuego under development," Oil & Gas Journal HRX-283 [Undated] [No Bates] Marrnum Producing Trade Proposal HRX-284 [Undated] [No Bates] Spanish Lake Prospect HRX-285 05/14114 [No Bates] Hawkeye Stratigraphic Inc. Eureka Prospect HRX-286 10/01/13 [No Bates] S. University Prospect Economics/Timeline HRX-287 [Undated] [No Bates] Impact Exploration Southwest Holmwood Prospect HRX-288 [Undated) [No Bates] Lighthouse Exploration LP Phoenix Prospect HRX-289 [Undated] [No Bates] Grosse Isle "B" Prospect HRX-290 [Undated] [No Bates] Clayton Williams Energy, Inc. Executive Summary HRX-291 [Undated] [No Bates] Rozel Exploration Company Executive Summary HRX-292 [Undated] [No Bates] Tom Graham Prospect HRX-293 [Undated] [No Bates] New Century Exploration, Inc. Presentation HRX-294 [Undated] [No Bates] Pinnacle Salt Dome Prospect HRX-295 [Undated] [No Bates] West Crab Lake Prospect HRX-296 [Undated] [No Bates] Lighthouse Exploration - Maximus Prospect HRX-297 [Undated] [No Bates] South Grosse Tete (Schwinrr 003) Prospect HRX-298 [Undated] [No Bates] Standard Oil Operating Co.- Garrett Lakes 1 Prospect HRX-299 [Undated] [No Bates] Radiant Oil and Gas, Inc. - Rita "A" Shallow Oil Prospect HRX-300 [Undated) [No Bates] Radiant Oil and Gas, Inc.- Rita "B" Shallow Oil Prospect HRX-301 10115/13 [No Bates] "PostRock Energy acquiring central Oklahoma assets," SNL Financial HRX-302 09/06112 http://www. prnewswire. com/news- "Victory Energy Announces Significant Commercial Flows at releases/victory-energy-announces- Pinetop," PR Newswire significant-commercial-flows-at- pinetop-168739506.html HRX-303 02/03111 BCSC-E-0000263 Canaccord Genuity Spreadsheet HRX-304 I 1106110 GRE00352921-36 Camelot-USD Holdings Overview
-21- HRX-305 I II II 0 http://dev.secure.psl.com.au/publicati Patersons Oil and Gas Review November 2010 on/resources-reviews/patersons-oil and-gas-review-november- 20 I 0/download HRX-306 08/10 GRE002731 06 to GRE00273155 GulfUnited Presentation HRX-307 06/10 j_No Bates] "E~ration and production," B11siness Sour:<,:e Complete HRX-308 04/07/10 GREGO 179332 Coker & Palmer Research, "PXP: T-Ridge Could Be First of Many Cat~sts" HRX-309 02/10 SEC-H01107-009449-93 Barclays Capital Commodities Research- "Oil Sketches" HRX-310 04/29/09 _[No Bates] BLAKEnergy, Ltd. ~il2009 Investor Presentation HRX-311 04/08/09 [No Bates] "Venture believes Cygnus will be a major gas field," Aberdeen Press and Journal HRX-312 04/09 [No Bates] Century Royalty LLC April 2009 Equity Financing Presentation HRX-313 04/14/08 GRE00179333 Cooker & Palmer Report on Plains Exploration & Production Company HRX-314 05125106 [No Bates] "Santos planning Sampang surge," Upstream HRX-315 05/12/06 [No Bates] "Beibu Gulf discovery for Roc Oil," Upstream HRX-316 10/21/02 [No Bates] "Mauritania--prospects of becoming an oil producer," Petroleum Intelligef!ce :Weekly HRX-317 05/03/99 (No Bates] "GSR Third Quarter Activities & Cashflow Repo," Australian Associate Press HRX-318 11/21/14 _[No Bates] Table I to Wiggins Report HRX-319 11/29/00 HA-CORPFIN-000000490 SEC Comment Letter to Nuevo Energy Company HRX-320 06105100 [No Bates] "Nuevo Acquires Interests in Two Exploration Permits in the Republic of Tunisia" HRX-321 07/20/01 HA-CORPFIN-000000453 SEC Comment Letter to Pioneer Natural Resources Company HRX-322 06118/01 [No Bates] "Pioneer Sanctions Sable field Development Offshore South Africa" HRX-323 02/27/08 HA-CORPFIN-000000806 SEC Comment Letter to ERHC Energy, Inc. HRX-324 06/05/08 (No Bates] Comments ofERHC Energy's Peter Ntephe from RedChip Small-Cap Investors Conference
-22- l!:~hi~it J_}ate: ··. ' !JlltesN~fubers/S(IJ:in!e · > .. ,.. ·.,·,.· ·~#,cdptiPg .., , ··•······ . .. • ·No; ...... · ···· • ·.· I· · · ·• :·:; •• •· <.' .: ··· • ·: ••. ·· .·... · HRX-325 I 0/31/07 HA-CORPFIN-000000506 SEC Comment Letter to XTO Energy, Inc. HRX-326 01111/01 HA-CORPFIN-000000437 SEC Comment Letter to CorvettePorsche Corporation HRX-327 I 0/30/07 HA-CORPFIN-000000466 SEC Comment Letter to Horizon Industries, Ltd. HRX-328 11115/00 HA-CORPFIN-000000494 SEC Comment Letter to Sharpe Resources Corporation HRX-329 11/05/03 HA-CORPFIN-000000502 SEC Comment Letter to Magellan Petroleum Corporation HRX-330 06119/08 HA-CORPFIN-000000608 SEC Comment Letter to EnerJex Resources, Inc. HRX-331 03/06/01 HA-CORPFIN-000000686 SEC Comment Letter to PetroCorp Incorporated HRX-332 01/12/11 HA-CORPFIN-000000707 SEC Comment Letter to Nuevo Energy Company HRX-333 12111/08 HA-CORPFIN-000000712 SEC Comment Letter to Pluris Energy Group, Inc. HRX-334 05/05/08 HA-CORPFIN-000000716 SEC Comment Letter to Foothills Resources, Inc. HRX-335 04/30/01 HA-CORPFIN-000000724 SEC Comment Letter to Magnum Hunter Resources, Inc. HRX-336 05/02/01 HA-CORPFIN-000000728 SEC Comment Letter to Baytex Energy Ltd. HRX-337 02/27/04 HA-CORPFIN-000000811 SEC Comment Letter to Noble Energy, Inc. HRX-338 09/17/0 I HA-CORPFIN-000000845 SEC Response to Comment Letter Response of Pioneer Natural Resources Company HRX-339 02/05/03 HA-CORPFIN-000000859 SEC Comment Letter to Murphy Oil Corporation HRX-340 02/08 [No Bates] EnerJex Resources Presentation HRX-341 [Undated] [No Bates] ERHC Energy Website Printout HRX-342 [Undated] [No Bates] Horizon Industries Website Printout HRX-343 10119/09 GRE00039478 to GRE00039484 Global Hunter Analyst Report on Houston American HRX-344 10/21/09 SEC-HOI107-008958 to SEC- Strategic Energy Report HOJJ07-009020 HRX-345 11/06/09 GRE00050724 Email from Mike Stewart to Tim Arthurs and Richard Sosa HRX-346 11/09/09 GRE00052531 Email from Tim Arthurs HRX-347 11/09/09 GRE00051877 Global Hunter Analyst Report on Houston American HRX-348 11/09/09 GRE00073397 to GRE00073402 Global Hunter Analyst Report on Houston American HRX-349 11/11/09 GRE00053618 Email from Tim Arthurs HRX-350 11/17/09 GRE00059691 Email from Jason Reitelman to Henry Cohen HRX-351 11/17/09 GRE00059056 Email from Charles Kirst to Darren Peers HRX-352 11/19/09 GRE00061873 Email from Mike Stewart to Eric Green
- 23- E):hibit. Dat~ /:; · Sate~ ~niJlb
HRX-365 05/03/10 http://www.sec.gov/ Archives/ edgar/ d Houston American Energy Corp. Form 8-K ata/1156041/000114036110018507/0 001140361-10-018507 -index.htm HRX-366 05/10 [No Bates] Maedel's Equity Market Analyst HRX-367 05107110 http://www.sec.gov/Archives/edgar/d Houston American Energy Corp. Fonn I 0-Q for Quarterly Period ata/1156041/000114036110019775/0 Ending March 31, 20 I 0 001140361-10-0 19775-index.htm HRX-368 06/24/10 SEC-CKCooper-E-0003174 to SEC- Email attaching CK Cooper & Company Report on Houston CKCooper-E-0003187 American HRX-369 06/24/10 SEC-CKCooper-E-0003108 to SEC- Email exchange between Russell Bushore and Emmett Murphy CKCooper-E-00031 09 HRX-370 06/24/10 SEC-CKCooper-E-000311 0 Email from Russell Bushore HRX-371 07115110 GRE00251390 to GRE00251392 Email exchancre between Bruce Poicrnant and Phil McPherson HRX-372 08/16/10 http://www.sec.govI Archives/ edgar/d Houston American Energy Corp. Fonn I 0-Q for Quarterly Period ata/1156041/000114036110033523/0 Ending June 30, 20 I 0 001140361-1 0-033523-index.htm
- 24- HRX-374 I 10/27/10 I SEC-CKCooper-E-0000077 to SEC- I Email from Joel Musante to Alex Montano CKCooper-E-0000078 HRX-375 11/15/10 http://www .sec.gov/Archives/ edgar/d Houston American Energy Corp. Fonn 10-Q for Quarterly Period ata/11560411000114036110045427/0 Ending September 30, 20 I 0 001140361-10-045427 -index.htm HRX-376 03/15/11 http://www. sec.gov/Archives/ edgar/ d Houston American Energy Corp. Form 10-K for Fiscal Year ata/11560411000114036111016532/0 Ended December 31, 20 I 0 001140361-11-016532-index.htm HRX-377 06/27/11 [No Bates] Global Hunter Analyst Report HRX-378 03/07112 http://www.sec.gov/Archives/edgar/d Houston American Energy Corp. Form 10-K for Fiscal Year ata/11560411000114036112013863/0 Ended December 31, 20 II 001140361-12-013863-index.htm HRX-379 04/0l/13 http://www.sec.gov/ Archives/edgar/d Houston American Energy Corp. Form 10-K for Fiscal Year ata/1156041/000114036113014794/0 Ended December 31, 2012 001140361-13-014 794-index.htm HRX-380 11110/09 http://www .sec.govI Archives/edgar/ d Houston American Energy Corp. Fonn 8-K ata/11560411000 114036109025319/0 00 1140361-09-025319-index.htm HRX-381 04/02/09 SK000000138 SK Energy Farm-In Opportunity Presentation HRX-382 06/17111 [No Bates] SK Energy Minutes from the Block CP0-4 Operating and Technical Committee Meeti11_g HRX-383 08/05114 http://www. businesswire.com/news/h Octagon 88 Resources Press Release ome/20 140805005870/en/Octagon- 88-Resources-%20Releases-Bluesky Gething-Drilling HRX-384 09/13/04 http://ir.murphyoilcorp.com/phoenix. Murphy Oil Corp. News Release zhtml?c=61237 &p=irol newsArticle&ID=612539& HRX-385 03/08/06 http://bit.ly/l oewCFU Statoil ASA Fonn 6-K
-25- ( Exh.ibit l)at~. ···•.····• .···•·•·. • ·.·· Bfites Nu~~~rs/~mir~e De~<:ription .... .No.· ...... • • • :.·... :. • • < . .: ...... :...... :: . . HRX-386 06/20/06 http://www.huskyenergy.com/news/2 Husky Energy News Release 006/husky-energy-announees-further- discovery-in-the-white-rose-oil-field- extension.asp HRX-387 09/01/06 http://www.bg- BG Group Press Release group.com/~/tiles/?tiletype=pressrele ase&id=293 HRX-388 04/07/08 http://investors.pxd.eom/phoenix.zht Pioneer Natural Resources News Release ml?c=90959&p=irol- newsArticle _print&ID= 1126582 HRX-389 04/30/10 http://www.j ayhawkenergy .com/prs/j Jay Hawk Energy Press Release ayhawk pr April 30 10.html HRX-390 04/29/13 http://www.enbe.eom/id/l 00684178 Polar Petroleum Corp. News Release HRX-391 12/11/13 http://www .marathonoi l.com/N cws/P Marathon Oil Corp. Press Release ress Releases/Press Release/813159 HRX-392 01/24/14 http://legendoilandgas.com/index.php Legend Oil & Gas News Release /2014/ HRX-393 08/06/14 http://media. corporate- QEP Resources, Inc. Operations Update ir. net/media_files/IR 0 L/23/23 7732/p resentation/2Q 14%200perations %20Update%20FINAL. pdf HRX-394 10/27/14 http://www.aed- American Energy Development Corp. Disclaimer corp.com/disclaimer.html HRX-395 10/27/14 http://www .approachresources.com/le Approach Resources Inc. Legal Notice gal-notice HRX-396 10/27/14 http://www .continental energy .com/?p Continental Energy Corp. Legal Notices age=disclimer HRX-397 10/27114 http://www. fareastenergy .com/legal Far East Energy Legal Disclaimer HRX-398 10/27/14 http://www.gulfkeystone.com/disclai Gulf Keystone Petroleum Ltd. Disclaimer mer
-26- I ~ '.E~h~pit( ,Q:ate ~ •• · Bl1fesNliJJ11:!ersiS!Juree ~·· . ~.. ~~ ~ ..... ~. ~. pe~crjj)tio~ ~·· ~ .. ; ·. ~ Nm ... ~··.~ ; . ~ ~~ ...... :...... :..:. . ; .;: ~ ~.. . ~ . •. ; . > .· .... ·· ~ ·.·... ··~ . < : ·~ HRX-399 10/27114 http://www.heavyearthresources.com/ Heavy Earth Resources Investors Webpage investors HRX-400 10/27114 http://www.magellanpetroleum.com/s Magellan Petroleum Legal Notice ite-info/legal HRX-401 10/27114 http://www.sec.gov/Archives/edgar/d Norsk Hydro ASA Press Release ata/900268/000 117184304000 183/ne wsrelease.htm HRX-402 10/27/14 http://www.renault-trucks- Renault Trucks Oils Legal Notice oils.eom/en/menu/Jeaal.phtml HRX-403 I 0/27114 http://www.sharperesourcescorporati Sharpe Resources Corp. Financial Statements on.com/financial.htm HRX-404 10/27/14 http://www.tullowoil.com/files/report Tullow Oil Legal Notice s/cr2009/index.asp?pageid= 11 HRX-405 I 0/27114 http://www. total.co.za/contactb2c/Jeg Total Oil Disclaimer al-notices-b2c.html HRX-406 02/26/09 2009 WL 851495 SEC No-Action Letter to Occidental Petroleum Corp. HRX-407 10/26/11 http://www .sec.gov/Archives/ edgar/ d Alamo Energy Corp. Press Release ata/1360334/000146929911 000563/al amex991.htm HRX-408 07118/12 http://www. sec.gov/Archives/ edgar/d ERHC Energy Inc. Form 8-K ata/799235/000 114036112033399/for m8k.htm HRX-409 07/15/03 HUSASEC 000045 to HUSASEC Report from Redge Greenberg 000050 (Deposition Exhibit 91) HRX-410 Omitted Omitted Exhibit Intentionally Omitted HRX-411 01/08/10 PMP00005795 and PMP00005797 Memorandum from John Terwilliger to Phil McPherson HRX-412 09/27110 SEC-Northeast-E-0037696 to SEC- Email from John Terwilliger to Lee Tawes attaching Gulf United Northeast-E-0037702 Coree! Trend Prospects HRX-413 09/30/10 rNo Bates] Email from John Terwilliger to John Yu HRX-414 10/04110 GRE00295594 to GRE00295664 Gulf United Energy Presentation HRX-415 I 0/21/10 GRE00311738 to GRE00311759 Gulf United Energy Presentation
- 27- .. .. ·.. . E~tm>Jt ...... · nate. / •·. ~~tfi(Num.JierslSp~)"ce > ···.••· ...... "····· ...... · .·.· .···· · · . < . . ..· . ..•• ;. ·.· .. ; ·No:.·· ...... : ; . •.. :·.·· ...... :· .. .·· .. HRX-416 11/23/11 [No Bates] Email between Mark Cave and Jeff Weiss HRX-417 03/19/12 [No Bates] Notes from telephone conference with Redge Greenberg HRX-418 04/09/12 HUSASEC 000400 Email from James Fluker to John Terwilliger HRX-419 04/12/12 LC0-00039 0000013 Letter from Don Charbula HRX-420 04/13112 SKOOOOO 1692 Rose & Associates Spreadsheet HRX-421 04113/12 SKOOOOO 1694 Rose & Associates Spreadsheet HRX-422 05/10112 LC0-00031 0000001 Llanos Basin Field Parameters and Computed Recovery Factors from IHS Data HRX-423 05116/12 HUSASEC 000676 to CP0-4 Review- Reserve Estimation Using Recovery Factors HUSASEC000702 Computed from IHS Data for Four Prospects: Cachirre, Zorro Oris, Tamandua East, and Basement Ridge West HRX-424 05/23112 [No Bates] Email exchange between Craig Murphy and John Terwilliaer HRX-425 09/1 I/14 [No Bates] SEC Opposition to Request for Issuance of Subpoenas HRX-426 08110 [No Bates] Wood Mackenzie Report on Condor HRX-427 07/07/09 [No Bates] Email from Jay Jacobs to Howard Jung HRX-428 07110109 [No Bates] Email Chain between Howard Jung and Jay Jacobs HRX-429 08/03/09 [No Bates] Email from Si-Jong Lim to Jay Jacobs HRX-430 08/16/09 [No Bates] Email from Howard Juna to Jay Jacobs HRX-431 08/26/09 [No Bates] Email from Carolina Azcuenaga to John Terwilliaer HRX-432 08/26/09 [No Bates] Email from John Terwilliger to Carolina Azcuenaga attaching draft press release HRX-433 I 0/15/09 [No Bates] Email from Howard Juna to Jay Jacobs HRX-434 I I/06/09 SK000000869 1st Operating Committee Meeting, CP0-4 Block, Colombia Presentation ' HRX-435 03/11/10 SK000000840 SK Energy Technical Review Presentation HRX-436 12/03/10 SK000000845 SK Energy Technical Committee and Operating Committee Presentation HRX-437 03/24/08 [No Bates] CEPSA Press Release HRX-438 I I/06/09 HUSASEC 000022 Email from Seong Myeong to Jay Jacobs HRX-439 11/06/09 [No Bates] Email from Mike Sanders to Jay Jacobs
-28- Exttil:lit ... . Bates Numtie)'s[Sou~i:ce .... .· . : ;· > ·•··•. ·-•· . ' . . ····•··•········.· .Qat¢ .. . . ·~ < . i•. ·····•· ··•·· J)~~ti[)tip~ No>:· . ... •...... '·. ···;· • ·. .. .• ··. . • •. •..... > •. HRX-440 04/28/09 HA54 Letter to James Fluker HRX-441 07/10/09 HA16 to HA32 Farmout A2reement Between SK Energy and Houston American HRX-442 08/13/09 http://www.sec.gov/Archives/ edgar/d Houston American Fom1 S-3 and Prospectus ata/1156041/000114036109018841/f onns3.htm HRX-443 10/01/09 HA62 to HA155 Joint Operating Agreement between SK Energy and Houston American HRX-444 10/05/09 HA271 to HA274 ANH Resolution No. 386 HRX-445 10/22/09 SKOOOOO I 354 Assignment Agreement HRX-446 11130/09 [No Batesl Prospectus Supplement HRX-447 2010 HUSASEC 000054 Colombia ANH Open Round Presentation HRX-448 07131/10 HA33 to HA53 Farmout Agreement between Houston American and SK Energy HRX-449 07/31110 HAS to HAI3 Side Agreement between Houston American and Gulf United HRX-450 07131110 SK000000806 Amendment to Joint Operating Agreement HRX-451 12/31109 HUSASEC000405 to Evaluation of the Interests ofHupecol Operating, LLC by HUSASEC000675 Petrotcch Engineering Ltd. HRX-452 09/30/IO [No Bates] Evaluation of the Interests of Houston American Energy Corp. by Petrotech Engineering Ltd. HRX-453 12/29/10 SKOOOOO I 348 Assignment Agreement HRX-454 03/15/12 [No Bates] Email from Lynn George to Patricia Pinzon attaching Side Agreement HRX-455 03/15112 [No Bates] Email from Jay Jacobs to Patricia Pinzon attaching Side Agreement HRX-456 06/24/12 [No Batesl Email from John Terwilliger HRX-457 06/26/12 [No Batesl Email from Patricia Pinzon HRX-458 06/27/12 [No BatesJ Email from Jim Ford HRX-459 12/04/09 GH-HUSA000006 to GH- Houston American Closing Documents and Index HUSA000332 HRX-460 03/13112 [No Batesl Email from John Terwillicrer HRX-461 03/14/12 [No Batesl Email from Patricia Pinzon HRX-462 03/26112 [No Bates] Email from J(!gngwon Choi
-29- .. . ..·. ]1;~hi~it'···· ·····).)ate .... !. BaJes NJtmliets/souree · •. · ··· } ~escl'iption ·.· . ··· ·· ·• • ••. "> •..•.•· .· .. ·.··.• .· .· : •.. · ...... ·•....• •·•· .. · No;·•. .··· · .. . . HRX-463 02/10 fNo Batesl Letter from Moraan Stanley to John Terwilliger HRX-464 03/18110 HA569 Morgan Stanley Account Application for John Terwilliger HRX-465 05/13/10 HA621 Email from Bob Bonelli to Lee Tawes HRX-466 09/30/10 HA612 Northeast Securities Statement for Lee Tawes for September 2010 HRX-467 01/30/03 http://www.houstonamericanenergy.c Houston American Press Release om/prview.html?id=26 HRX-468 12115/03 http://www.houstonamericanenergy.c Houston American Press Release om/prview.html?id=40 HRX-469 12/01104 http://www.houstonamericanenergy.c Houston American Press Release om/prview.html?id=59 HRX-470 03/17/08 https://www.sec.gov/Archives/edgar/ Houston American Fonn 8-K and Press Release data/1156041/0001140361080068911 000 1140361-08-006891-index.htm HRX-471 06/24/08 https://www. sec.govI Archives/edgar/ Houston American Fonn 8-K and Press Release data/1156041/000114036108015596/ 0001140361-08-0 15596-index.htm HRX-472 06/24/09 https://www. sec.govI Archives/edgar/ Houston American Form 8-K and Press Release data/11560411000114036109015147/ 0001140361-09-015147-index.htm HRX-473 11/02/09 SEC-Nokomis-E-0003576 Global Hunter Company Update for Houston American HRX-474 11/24/09 SEC-Nokomis-E-0003422 Calendar Meeting for Brett Hendrickson HRX-475 11/24/09 SEC-Nokomis-E-0002441 Calendar Meeting for Luke Gittemeier
• HRX-476 12/01/09 SEC-Nokomis-E-0002403 to SEC- Email from Stephen Mathes to Brett Hendrickson ! Nokomis-E-0002413 HRX-477 12/03/09 SEC-Nokomis-E-0003386 to SEC- Email from John Terwilliger to Brett Hendrickson Nokomis-E-0003388 HRX-478 12/04/09 SEC-Nokomis-E-0000546 to SEC- Email from Stephen Mathes to Brett Hendrickson Nokomis-E -000060 I HRX-479 12/05/09 SEC-Nokomis-E-0002362 Email from Brett Hendrickson to Luke Gittemeier HRX-480 12/15/09 SEC-Nokomis-E-0003348 Calendar Appointment for Brett Hendrickson
- 30- ~xiJfbit .. · ·...····•.J)atet ...... , ... :Bates ••). ···· i• ... Fi' ······;·)!. ;:> < / ·.·•· "·.•Nif• .: . •. · / . -:7. >~· ; ;; .';~ ·' ; •• .···.. ·....• .. . /> /. 3.'/ ..• •. ·\; // .. ···· .• .·.· . ; •: ·. ·····•····.· · HRX-481 01/04110 .... GREOOI03434 Email from Stephen Mathes to Brett Hendrickson HRX-482 01/13/10 GREOOII0989 Email from Stephen Mathes to Brett Hendrickson HRX-483 02/03/10 GREOOI34023 Email from Stephen Mathes to Brett Hendrickson HRX-484 I 0119/09 SEC-H01107-002632 to SEC- Email from Tim Arthurs to Bill Doyle et al. HOI107-002638 HRX-485 11/09/09 SEC-H01107-002307 to SEC- Email from Tim Arthurs to Bill Doyle et al. H01107-002313 HRX-486 11/30/09 SEC-HOI107-005385 to SEC- Email from Margaret Julien to Bill Doyle et al. HOII07-005387 HRX-487 01/04110 SEC-H01107-006078 to SEC- Email from Tim Arthurs to Bill Doyle H01107-006081 HRX-488 01119/10 SEC-H01107-001662 to SEC- Email from Tim Arthurs to Columbia Wanger H01107-001668 HRX-489 02/04110 SEC-H01107-005317 to SEC- Email from John Terwilliger to Bill Doyle HOII07-005318 HRX-490 11116/09 GRE00061560 to GRE00061562 Non-Deal Roadshow Schedule for November 19 and 20 HRX-491 11118/09 HUSASEC 000380 to HUSASEC Agreement between Houston American and Global Hunter 000387 Securities HRX-492 12/03/09 http://www.sec.gov/Archives/edgar/d Houston American Energy Corp. Fonn 8-K ata/1156041/000 114036109028002/0 00 1140361-09-028002-index.htm HRX-493 12/04/09 GRE00078437 Houston American Registered Direct Spreadsheet HRX-494 12/07/09 http://www .sec.gov/Archives/ edgar/d Houston American Energy Corp. Form 8-K ata/1156041/00011403610902824110 00 1140361-09-028241-index.htm HRX-495 01104110 GREOOI 03667 Email from Phil McPherson to Jay Jacobs and John Terwilliger HRX-496 01/19/10 GRE00119228 Email from Jay Jacobs to Phil McPherson HRX-497 10/21110 GRE00311326 Email from Ken Jeffers to Phil McPherson HRX-498 I 0119/09 SEC-WCF_0000084 to SEC-WCF- Global Hunter Analyst Report
0000089 !
HRX-499 12/01/09 SEC-WCF-0000001 Email from Eric Weisblum to Jason Reitelman I
-31- .. I' ExJdf>it Dat~ > ·· ' jJ~tesNult1~e,-sl$~urce ·.···;·.···.·.•···.· .. · .... ··.·· ··· Description •·· .... · ... No; ·· .· :· >J'·'·· ·, .. ·, .•. · .•. . >< ···:. · .•• ·.· .. ·.···• > ·:.: . .. / ...... •·· HRX-500 12/04/09 SEC-WCF-0000007 to SEC-WCF- Email from Jason Reitelman attaching Prospectus Supplement 0000061 HRX-501 12/15/09 SEC-WCF-0000081 Email from Michael Finkelstein to Robb Knie HRX-502 12/09/14 [No Bates] Declaration of Michael Finkelstein HRX-503 11110/09 KBPOOOOI90 to KBP0000191 Email from Brad Mak to Ari Storch HRX-504 11130/09 KBP0000208 Email from Ari Storch to Trading HRX-505 11130/09 KBPOOOOO 14 to KBPOOOOO 16 Email from Brad Mak HRX-506 12/01109 KBPOOOOO 19 to KBP0000021 Email from Brad Mak HRX-507 12/03/09 KBPOOOO 118 to KBPOOOO 174 Email from Edward Tsuker to Ari Storch with Prospectus Supplement HRX-508 02/01/12 [No Bates] Notes from discussion with Keegan HRX-509 11/09/09 HA553 to HA556 Consulting Agreement between Undiscovered Equities and Houston American HRX-510 05/07/10 SEC-CKCooper-E-0004327 Email exchange between Alex Montano and John Terwilliger HRX-511 07115110 SEC-CKCooper-E-0002353 to SEC- Email from Alex Montano to Bruce Poignant CKCooper- E-000236 7 HRX-512 11/22111 SKOOOOO 1731 SK Energy Presentation HRX-513 02116/12 SKOOOOO 1670 SK Energy TCM Presentation HRX-514 04/25112 SKOOOOO 1660 SK E&P CP0-4 Review HRX-515 [Undated] https://www.sec.gov/about/fonns/for Instructions to Form 8-k m8-k.pdf HRX-516 11130/09 GRE00072385 to GRE00072425 Email attaching execution version of Placement Agency Agreement HRX-517 06/11 [No Bates] PetroDorado Presentation HRX-518 [Undated] [No Bates] Nokomis Transaction History HRX-519 06/29/12 [No Bates] Email from Jay Jacobs to John Terwilliger HRX-520 10/28/14 [No Bates] Division of Corporation Finance Privilege Log HRX-521 10/07114 [No Bates] Subpoena to Division of Corporation Finance HRX-522 12115/09 SEC-Northeast-E-000 1415 Email from John Terwilliger to Kevin McKniO"ht HRX-523 [Undated] [No Bates] Houston American stock price chart from Yahoo! Finance
- 32- ; Eihibit ·.·. ~a(e~ ·· ···. .; Ba~~s ~Jtpt~et<~tsMr:~~ . > .... < ]_}~s~iipti(ln •· •• ·· ·.·· I ; . . > . ; i ; · ·:· ..... · . .. ~r\!i(\ :. •. ; (...... ; •> .• .. .·. ... ···.· ....., . ·. :·· HRX-524 I 0/31/09 GHS00003742 to GHS00003761 Global Hunter Statement of Policies and Acknowledgements HRX-525 I 0/17/1 I GHS00074765 to GHS00074767 Email from Ginna Reddincr re Revised Communications Policy HRX-526 !0/1 9/1 I GHS00074759 to GHS00074760 Email from Ginna Redding re Clarifications of Communication Policy HRX-527 I 0/14/11 GHS00074771 to GHS00074796 Global Hunter Policy on Communications with the Public HRX-528 09/06/1 I GHS00074797 to GHS00074820 Global Hunter Policy on Research HRX-529 [Undated] GHS00074761 to GHS00074764 Global Hunter Policy on Email Review HRX-530 05/10 [No Bates] Canacol Presentation HRX-531 I 1/03/14 [No Bates] Declaration of David Sproul HRX-532 10/27/14 [No Bates] Investment Documents Produced by David Sproul HRX-533 I 1/12/14 [No Bates] Declaration of Bernard Buonanno HRX-534 12/22/1 I SEC-Gerber S-E-0000036 to SEC- Email from Michael Kavanagh Gerber S-E-0000038 HRX-535 07/23/14 [No Bates] Email from Bill Katz to Mark Cave HRX-536 05/14/12 [No Bates] Email from Luke McGrath to Mark Cave HRX-537 04/11/14 [No Bates] Email from Mark Cave to Luke McGrath HRX-538 04/13/09 GRE00062430 to GRE00062482 SK Energy Fann-In Opportunity Presentation HRX-539 I 1/14 [No Bates] Excerpts from Pacific Rubiales Presentation HRX-540 Omitted Omitted Exhibit Intentionally Omitted HRX-541 07/08 [No Bates] Leona Update HRX-542 07/08 [No Bates] Gahan Update HRX-543 07/08 [No Bates] Cabiona Update HRX-544 07/08 [No Bates] Surimena Update HRX-545 07/08 [No Bates] Dorotea U_jl_date HRX-546 11/10/14 [No Bates] Deposition Transcri}Jt of James Fluker HRX-547 I 1/12/14 [No Bates] Derosition Transcript of Brett Hendrickson HRX-548 I 1/19/14 [No Bates] DCQ_osition Transcript of David Snow HRX-549 I III 9114 [No Bates] D~osition Transcript of Gregory Tuerk HRX-550 I 1/20/14 [No Bates] Deposition Transcript of Philip McPherson HRX-551 12/04/14 [No Bates] Deposition Transcript of William Doyle
-33- ., I" 'E~bjbit Dat~ i ' ····. ·· .Bates ~1lm~e~s/SD:qree . ·· .···· '< .•. . .. •• : I< No: . . I ·...... • •. ·.: / •'· ...... < •.. ,~.).·.·····. :< : HRX-552 12/15/14 fNo Bates] Deposition Transcript of Barry Rava HRX-553 09/18/09 SKOOOOOO I 00 SK Energy Presentation HRX-554 09/21/09 SK000000099 SK Energy Presentation HRX-555 2008 fNo Bates] Houston American Energy Corp.- 2008 Board Minutes HRX-556 2009 fNo Bates] Houston American Ener~y Corp. - 2009 Board Minutes HRX-557 2010 fNo Bates] Houston American Ener~y Corp. - 20 I 0 Board Minutes HRX-558 2011 fNo Bates] Houston American Ener~y Corp.- 2011 Board Minutes HRX-559 2012 fNo Bates] Houston American Enerq;y Corp. - 2012 Board Minutes HRX-560 2013 fNo Bates] Houston American Enerq;y Corp.- 2013 Board Minutes HRX-561 2014 fNo Bates] Houston American Energy Corp.- 2014 Board Minutes HRX-562 [Multiple Dates] [No Bates] Houston American Energy Corp.- Minutes of the Audit Committee HRX-563 [Multiple Dates] [No Bates] Houston American Energy Corp.- Minutes of the Compensation Committee HRX-564 05/11/09 http:/ /www.sec.gov/Archives/cdgar/d Houston American Energy Corp. Fonn I 0-Q for Quarterly Period ata/1156041/000114036109011615/0 Ending March 31, 2009 001140361-09-0 11615-index.htm HRX-565 08/10/09 http://www. sec.govI Archives/ edgar/ d Houston American Energy Corp. Fonn I 0-Q for Quarterly Period ata/1156041/000114036109018383/0 Ending June 30, 2009 001140361-09-0 18383-index.htm HRX-566 05/10/11 http://www.sec.gov/ Archives/edgar/d Houston American Energy Corp. Fonn I 0-Q for Quarterly Period ata/1156041/000114036111026397/0 Ending March 31, 20 II 001140361-11-026397-index.htm HRX-567 08/02/11 http://www.sec.gov/Archives/ edgar/d Houston American Energy Corp. Fonn I 0-Q for Quarterly Period • ata/11560411000114036111039033/0 Ending June 30, 2011 001140361-11-039033-indcx.htm HRX-568 11108/1 I http://www. sec.govI Archives/ edgar/ d Houston American Energy Corp. Fonn I 0-Q for Quarterly Period a tall 1560411000114036111052368/0 Ending September 30, 20 II 00 1140361-11-052368-index.htm
-34- E~hii:JJt .. •._ ·•········ ;· n~t:~ .·· ....- ... ·•... ·_ -_·. ~B~t~s N;~rnbersjS~~l;ce ·· ··-··- I • • ••••• •· • • •·· • l)e~criptio.ll . ·•• • · ··· .·. •; · - ·.;· • No."·--·. -•· ..· \ .··· ...... _._· .... - • -• ..• • . . •. •... > •• . ;...... - ·.··• ·-· . HRX-569 05/10112 http://www.sec.gov/ Archives/edgar/d Houston American Energy Corp. Fonn 10-Q for Quarterly Period ata/1156041/000114036112024414/0 Ending March 31, 2012 001140361-12-0244I4-index.htm HRX-570 08/09112 http:!/www .sec.gov/Archives/ edgar/ d Houston American Energy Corp. Fonn I 0-Q for Quarterly Period ata!II56041/000II40361I2036089/0 Ending June 30, 2012 00 I I4036I-I2-036089-index.htm HRX-57I 08/23/I2 http://www. sec.gov/Archives/ edgar/ d Houston American Energy Corp. Fonn I 0-Q/A for Quarterly ata!II5604I/000114036112038324/0 Period Ending June 30, 20 I2 00 II40361-I2-038324-index.htm HRX-572 11/09/12 http://www.sec.gov/Archives/edgar/d Houston American Energy Corp. Fonn I 0-Q for Quarterly Period ata/1156041/000 Il403611204651 0/0 Ending September 30, 2012 001140361-12-046510-index.htm HRX-573 06/06/I 0 http://www. sec.gov/Archives/ edgar/ d Houston American Energy Corp. Fonn 8-K ata/1156041 /000114036110031927/0 001140361-10-031927-index.htm HRX-574 08/05/10 http://www.sec.gov/ Archives/edgar/d Houston American Energy Corp. Fonn 8-K ata/1156041/0001I40361I 0031927/f onn8k.htm HRX-575 06/16/11 http://www. sec.gov/Archives/ edgar/ d Houston American Energy Corp. Form 8-K ata/1156041/000114036III033063/0 001140361-Il-033063-index.htm HRX-576 10/05111 http://www.sec.gov/ Archives/edgar/d Houston American Energy Corp. Fonn 8-K ata/1156041/0001140361 I I048261/f
orm8k.htm I HRX-577 I0/06/I I http://www. sec.govI Archives/edgar/ d Houston American Energy Corp. Form 8-K ata/1 I 56041/000 I I 403611 I 048528/0 00 II40361-I I -048528-index.htm J HRX-578 12/20/1 I http://www.sec.gov/Archives/edgar/d Houston American Energy Corp. Fom1 8-K ata/1156041/000 I I 4036 I I I 05 8224/f orm8-k.htm -- - - - ... I
-35- .. ·.. c~: .Description ...... E.xbibit })ate ··.· Bates.l'fu~..,e.rs/S9llrce . . •·· .····. ..·· . •• ..··. .. ·....• ··.·. .. ·.··· .·.·•.· ... • ·. . .··· ·No. ... ·•·· • ... HRX-579 03/01/12 http://www. sec.gov/Archives/ edgar/ d Houston American Energy Corp. Form 8-K ata/1156041/000114036112012057/f orm8k.htm HRX-580 03/21/12 http://www .sec.gov/Archives/ edgar/ d Houston American Energy Corp. Form 8-K ata/1156041/000114036112016884/0 001140361-12-016884-index.htm HRX-581 04/19/12 http://www. sec.gov/Archives/ edgar/ d Houston American Energy Corp. Fonn 8-K ata/1156041/000114036112020876/0 00 1140361-12-020876-index.htm HRX-582 05/03/12 http://www .sec.govI Archives/edgar/ d Houston American Energy Corp. Form 8-K ata/1156041/000 114036112022565/0 00 1140361-12-022565-index.htm HRX-583 05125112 http://www.sec.gov/ Archives/edgar/d Houston American Energy Corp. Form 8-K ata/1156041/000114036112027292/0 001140361-12-027292-index.htm HRX-584 06/26/12 http://www .sec.govI Archives/edgar/ d Houston American Energy Corp. Form 8-K ata/1156041/000114036112031402/0 00 1140361-12-031402-index.htm HRX-585 07/05/12 http://www .sec.govI Archives/edgar/ d Houston American Energy Corp. Form 8-K ata/1156041/000114036112032336/0 00 1140361-12-032336-index.htm HRX-586 09/07/12 http://www.sec.gov/ Archives/edgar/d Houston American Energy Corp. Form 8-K ata/1156041/000 114036112039722/0 001140361-12-039722-index.htm HRX-587 09/21/12 http://www .sec.gov/Archives/ edgar/ d Houston American Energy Corp. Form 8-K ata/1156041/000 114036112041174/0 001140361-12-041174-index.htm HRX-588 09/27/12 http://www. sec.gov/Archives/ edgar/ d Houston American Energy Corp. Fonn 8-K ata/1156041/000114036112041659/0
00 140361-12-041659-index.htm -- ---
-36- .·.·;•rDa~. ; l!:~~~~i~ . · ~ft~s "~~tso~r~·.
-37- ·· ... "' EX'biblt ·· D~t~ ..•.... · ).·. B;~tf!SN~m~e~s/~ouvce .··· ·····. ·· ·· Des(!ri~tifi1l > • ~·. . . ~·Y No. . ; ' ...... I ···•.• ······.··•.; .. . •.> ..•.•• .·.· .... · •· ...•...... ·· •• HRX-609 12/05 [No Bates] Society of Petroleum Engineers Oil and Gas Reserves Committee (OGRC) "Mapping" Subcommittee Final Report HRX-610 2001 [No Bates] Guidelines for the Evaluation of Petroleum Reserves and Resources HRX-611 12/16/02 [No Bates] Houston American Energy Corp. Fonn 4- Terwilliger HRX-612 02/07/03 [No Bates] Houston American Energy Corp. Form 4- Tawes HRX-613 12/12/03 [No Bates] Houston American Energy Corp. Fonn 4- Tawes HRX-614 12/12/03 [No Bates] Houston American Energy Corp. Form 4- Terwilliaer HRX-615 02/09/05 [No Bates] Houston American Energy Corp. Form 4- Tawes HRX-616 08/16/05 [No Bates] Houston American Energy Corp. Fonn 4- Tawes HRX-617 10/13/05 [No Bates] Houston American Energy Corp. Fonn 4- Broun HRX-618 08/17/06 [No Bates] Houston American Energy Corp. Form 4- Tawes HRX-619 09/12/06 [No Bates] Houston American Energy Corp. Fonn 4- Bovlan HRX-620 05/22/07 [No Bates] Houston American Energy Corp. Fonn 4- Broun HRX-621 05/22/07 [No Bates] Houston American Energy Corp. Form 4- Hartzell HRX-622 05/22/07 [No Bates] Houston American Energy Corp. Fonn 4- Tawes HRX-623 07/05/07 [No Bates] Houston American Energy Corp. Form 4- Jacobs HRX-624 07/05/07 [No Bates] Houston American Energy CCliJl_. Form 4- Terwilliger HRX-625 07/23/07 [No Bates] Houston American Energy CCl!J:l. Form 4- Boylan HRX-626 07/23/07 [No Bates] Houston American Ener:gy_ Corp. Fonn 4A- Boylan HRX-627 06/04/08 fNo Bates] Houston American Ene!ID' Corp. Form 4- Jacobs HRX-628 06/04/08 fNo Bates] Houston American Energy Corp. Fom1 4- Terwilliger HRX-629 06/05/08 fNo Bates] Houston American Energy Corp. Fonn 4- Tawes HRX-630 06/11/09 [No Bates] Houston American Energy Corp. Fonn 4- Boylan HRX-631 06/11/09 [No Bates] Houston American Energy Corp. Fonn 4- Broun HRX-632 06/11/09 [No Bates] Houston American Energy Corp. Form 4- Hartzell HRX-633 06/11/09 [No Bates] Houston American Energy Corp. Fonn 4- Jacobs HRX-634 06/12/09 [No Bates] Houston American Energy Corp. Form 4- Tawes HRX-635 06/21/10 [No Bates] Houston American Energy Corp. Form 4- Boylan HRX-636 06/21/10 [No Bates] Houston American Energy Corp. Fonn 4- Broun
•
-38- . IExl\i~it I ·..... ·· · BatesNu~~~r~(Sii.... rce ··· ·.··. < ·.•· ·.••• ..• ?fDa?J:.·> ...... •..··• .. <: No; .•. .... ·· ...... · ·•· < !.·····.. ·.····· ..•···· ..•... . ?'"~t'fl'~·t·· .. ~ ~ )·~ ... · ... HRX-637 06/21/10 [No Bates] Houston American Energy_ CCJI}J. Form 4- Hartzell HRX-638 06/21/10 [No Bates] Houston American EneJID' Corp. Fonn 4- Tawes HRX-639 03/21/11 [No Bates] Houston American EneJID' Corp. Form 4- Boylan HRX-640 05/12/11 [No Bates] Houston American Energy Corp. Fonn 4- Boylan HRX-641 06/14/11 [No Bates] Houston American Energy Corp. Fonn 4- Boylan HRX-642 06/14/11 [No Bates] Houston American Energy Corp. Fonn 4- Hartzell HRX-643 06/14/11 [No Bates] Houston American Energy Corp. Fom14- Howe HRX-644 06/15111 [No Bates] Houston American Energy Corp. Fonn 4- Jacobs HRX-645 06115/11 [No Bates] Houston American Energy Corp. Form 4- Jeffers HRX-646 06115/11 [No Bates] Houston American Energy Corp. Fonn 4- Tawes HRX-647 06/15111 [No Bates] Houston American Energy Corp. Fonn 4- Terwilliger HRX-648 06/22111 [No Bates] Houston American Energy Corp. Form 4- Howe HRX-649 08/11/11 [No Bates] Houston American Energy Corp. Fonn 4- Boylan HRX-650 01/06/12 [No Bates] Houston American Energy Corp. Form 4- Bovlan HRX-651 01/13/12 [No Bates] Houston American Energy Corp. Fonn 4- Tawes HRX-652 03/27/12 [No Bates] Houston American Energy Corp. Fonn 4- Tawes HRX-653 04/10/12 [No Bates] Houston American Energy Corp. Form 4- Tawes HRX-654 04/13/12 [No Bates] Houston American Energy Corp. Form 4- Tawes HRX-655 04/24/12 [No Bates] Houston American Energy Corp. Form 4- Terwilliger HRX-656 04/25/12 [No Bates] Houston American EneJID' CCliJl. Form 4- Terwilliger HRX-657 05/15112 [No Bates] Houston American EneJID' CQIJJ.. Fonn 4- Boylan HRX-658 05/16/12 [No Bates] Houston American Energy CQIJJ.. Fonn 4- Boylan HRX-659 06/13/12 [No Bates] Houston American Energy_ CQIJJ.. Fonn 4- Boylan HRX-660 06/13/12 [No Bates] Houston American Energy Corp. Fonn 4- Hartzell HRX-661 06/13/12 [No Bates] Houston American Energy_ Corp. Fonn 4- Jacobs HRX-662 06/13/12 [No Bates] Houston American EnergyCorp. Fonn 4- Jeffers HRX-663 06/13112 [No Bates] Houston American Energy Corp. Fonn 4- Tawes HRX-664 06/13/12 [No Bates] Houston American Energy Corp. Form 4- Terwilliger HRX-665 09/18/12 [No Bates] Houston American Energy Corp. Fom1 4- Nokomis Capital HRX-666 09119/12 [No Bates] Houston American Energy Corp. Form 4- Nokomis Capital
- 39- : . • • • •; •.. · ;, ·•.. ? . .• ; .·• • : ·· . E~hiliit · Daje . ... . ]Jate8 'Numl}ers(Soul'¢¢ ·.· ...•.•. I • ·.·.·..•.. · i 'No~ 1 •• ·.··: ··:·· . ·.·· • ··. : : : : ·; :/ .··. ·.. · < .. · ··•.· .• HRX-667 09/20/12 [No Bates] Houston American Energy Corp. Fonn 4- Nokomis Capital HRX-668 12/17/12 [No Bates] Houston American Energy Corp. Fonn 4- Terwilliger HRX-669 05/22/13 [No Bates] Houston American Energy Corp. Form 4- Terwilliger HRX-670 06/12/13 [No Bates) Houston American Energy Corp. Fonn 4- Boylan HRX-671 06/12/13 [No Bates] Houston American Energy Corp. Fonn 4- Grimes HRX-672 06/13113 [No Bates] Houston American Energy Corp. Fom14- Hartzell HRX-673 06/13/13 [No Bates] Houston American Energy Corp. Fonn 4- Jacobs HRX-674 06/13/13 [No Bates] Houston American Energy Corp. Fonn 4- Jeffers HRX-675 06/13/13 [No Bates] Houston American Energy Corp. Form 4- Tawes HRX-676 06/13/13 [No Bates] Houston American Energy Corp. Form 4- Terwilliaer HRX-677 06/12/14 [No Bates] Houston American Energy Corp. Fonn 4- Boylan HRX-678 06/12/14 [No Bates] Houston American Energy Corp. Fonn 4- Grimes HRX-679 06/12/14 [No Bates] Houston American Energy Corp. Fonn4- Hartzell HRX-680 06/14/14 [No Bates] Houston American Enen;y Corp. Fonn 4- Tawes HRX-681 06/12/14 [No Bates] Houston American Energy Corp. Form 4- Terwilliger HRX-682 11/20/09 [No Bates] Undiscovered Equities Way Back Machine Printout HRX-683 12/02/09 [No Bates] Undiscovered Equities Way Back Machine Printout HRX-684 12/13/09 [No Bates] Undiscovered Equities Way Back Machine Printout HRX-685 12/19/09 [No Bates] Undiscovered Equities Way Back Machine Printout HRX-686 12/25/09 [No Bates] Undiscovered Equities Way Back Machine Printout HRX-687 12/31/09 [No Bates] Undiscovered Equities Way Back Machine Printout HRX-688 2009 [No Bates] Wayback Machine Undiscovered Equities Captures HRX-689 01/06/10 [No Bates] Wayback Machine Undiscovered Equities Captures HRX-690 2010 [No Bates] Wayback Machine Undiscovered Equities Captures HRX-691 11/21/14 [No Bates] Technical Expert Summary Prepared by Michael L. Wiggins and Associated References HRX-692 09/27/10 SEC-Northeast-E-0037696 to SEC- Email from Terwilliger to Tawes Northeast-E-0037702 HRX-693 01/90 [No Bates] Garb, F.A., "Which Fair Market-Value Method Should You Use?" JPT
-40- E:dtlbit Dat~ ... ; ·• .. <~at~Niunb~rS,i~llllri:e. .... •· .·•·.•>·. ? De8cript~o,n •• •· ... · .····.•.·: . ·.· .. . • • c • •. •.•.. · .. ./ •• ·•·. ., .••• I'No, . . .• ··· . HRX-694 [Undated] •·•·•··••••••••• .· •.;·... ••[No .•. Bates].. . . < • ···.•· • Scotia Waterous- Large Latin American E&P Transactions Slide HRX-695 06109 [No Bates] SPEE, "Survey of Parameters Used in Property Evaluation" HRX-696 201 I [No Bates] Tudor, Pickering. Holt & Co.- Presentation HRX-697 I 1/21/14 [No Bates] Expert Report of William B. Abington HRX-698 03/27/02 https://www.sec.gov/Archives/edgar/ Houston American Energy Corp. Fonn I 0-KSB for Fiscal Year datal! I 56041/000089924302000798/ Ended December 3 I, 200 I 0000899243-02-000798-index.htm HRX-699 03/31/03 https://www. sec.gov/Archives/ edgar/ Houston American Energy Corp. Form I 0-KSB for Fiscal Year datal! 156041/000101540203000955/ Ended December 3 I, 2002 0001 015402-03-000955-index.htm HRX-700 03/26/04 https://www .sec.govI Archives/ edgar/ Houston American Energy Corp. Fom1 10-KSB for Fiscal Year datal115604 1/000101540204001 I 47/ Ended December 3 I, 2003 0001015402-04-00 I 14 7-index.htm HRX-701 03/16/05 https://www.sec.gov/ Archives/edgar/ Houston American Energy Corp. Fonn 10-KSB for Fiscal Year data11156041/000114420405007862/ Ended December 31, 2004 000 1144204-05-007862-index.htm HRX-702 01/17/02 https ://www.sec.gov/Archives/ edgar/ Houston American Energy Corp. Form 8-K datal! I 56041/000089924302000088/ 0000899243-02-000088-index.htm HRX-703 03/31/06 https://www .sec.gov/Archives/ edgar/ Houston American Energy Corp. Fonn 10-KSB for Fiscal Year datal! 156041/000114036106004947/ Ended December 3 I, 2005 000 I I 4036 I -06-00494 7-index.htm HRX-704 03/30/07 https://www .sec.gov/Archives/ edgar/ Houston American Energy Corp. Fonn 10-KSB for Fiscal Y car datal! 156041/000114036107006556/ Ended December 3 I, 2006 000 I I 4036 I -07 -006556-index.htm HRX-705 03/28/08 https://www .sec.govI Archives/edgar/ Houston American Energy Corp. Form 10-K for Fiscal Year datal! 156041/000114036108007914/ Ended December 3 I, 2007 000 I 14036 I -08-007914-index.htm HRX-706 03/14/14 https://www.sec.govI Archives/edgar/ Houston American Energy Corp. Fonn 10-K for Fiscal Year datal! 156041/000114036114012768/ Ended December 31, 20 I 3 0001140361-14-012768-index.htm
-41 - . .. Exhi,f)lt Date >:· · ·.. ·. ... · . .Bates'Num~~J?slS
HRX-721 2007 [No Bates] Excerpts from Petroleum Accounting: Principles, Procedures & ! Issues ( 6'h Ed.) ---
-42- Exllff>Jt·•·· ...... i ~~~tf ...... < < •. • y • .. , I • : }5f ·· ...... I'' ;·~!'.,':''( y ••· ••· . N~~; • • .. ·... · >. '· ••··· .... ·.•· ; . ....•. /)...... ,,. ·. ;. .I:· < •> \ . <•·/}~ f " . . .< •<< ·.··• .. ·. >c HRX-722 2013 [No Bates] Excerpts from Tenneer, Chris, Fundamentals ofInvesting in Oil and Gas HRX-723 09/09/10 [No Bates] Duetsche Bank, "Oil & Gas for Beginners" HRX-724 12/08 [No Bates] IRS, Petroleum Industry Overview Series HRX-725 2005 [No Bates] Radon, Jenik, "The ABC's of Petroleum Contracts: License- Concession Agreements, Joint Ventures, and Production-Sharing Agreements" HRX-726 2010 [No Bates] SK Innovation 2010 Annual Report HRX-727 [Undated] [No Bates] Colombia Oil Almanac: An OpenOil Reference Guide HRX-728 01111 [No Bates] ANH Presentation at Canaccord Genuity: Perspectives of Colombian Oil & Gas HRX-729 08/03/10 [No Bates] "BP Agrees on $1.9 Billion Colombian Sale to Ecopetrol, Talisman" HRX-730 01/06/11 [No Bates] "High Well Yield Raises Petrominerales Share" HRX-731 11/24114 [No Bates] Canacol Website Printout HRX-732 [Undated) [No Bates] Yahoo! Finance Prices for Houston American Energy HRX-733 [Undated) [No Bates] WTI Spot Prices and Oil Production HRX-734 [Undated] [No Bates] Colombia's Central Bank: Foreign Direct Investment for Oil in Colombia- By Sector HRX-735 [Undated] [No Bates] Colombia's Central Bank: Foreign Direct Investment- By Country HRX-736 11/24114 [No Bates] Morningstar Website Printout HRX-737 11/24114 [No Bates] Global Hunter Website Printout HRX-738 04110/02 [No Bates] Texas Nevada Oil & Gas Co. Form 10-KSB for the Fiscal Year • Ended December 31, 2001 HRX-739 [Multiple Dates] [No Bates] HUSA Quarterly Stock Prices- Bloomberg HRX-740 [Multiple Dates] [No Bates] S&P 500 Index i HRX-741 11121114 [No Bates] Expert Report of Lucy P. Allen and Associated Materials Considered HRX-742 10/22/08 [No Bates] Global Hunter Analyst Report on Houston American HRX-743 08/19/10 [No Bates] C.K. Cooper & Company Analyst Report on Houston American
-43- · .. E~)iiQit: ·· <~ate • ···· ··· .... Bates N9m11ers/Source ...... •····· ne~:Cri:P:tio~ ··· ··. .·.· · No.: . >··' ,< ...... ·· ... ··. . .. / .• < . . / •.• ·•··.•.··. • . •.•... HRX-744 01/28111 [No Bates) C.K. Cooper & Company Analyst Report on Houston American HRX-745 02/28111 [No Bates) Canaccord Genuity Analyst Report on Houston American HRX-746 03/25/11 [No Bates) C.K. Cooper & Company Analyst Report on Houston American HRX-747 05/18/11 [No Bates) C.K. Cooper & Company Analyst Report on Houston American HRX-748 08/03/11 [No Bates) C.K. Cooper & Company Analyst Report on Houston American HRX-749 08/03/11 [No Bates] Canaccord Genuity Analyst Report on Houston American HRX-750 I 0/06/11 [No Bates] Canaccord Genuity Analyst Report on Houston American HRX-751 !1/10/11 [No Bates] C.K. Cooper & Company Analyst Report on Houston American HRX-752 12/20/11 [No Bates] Canaccord Genuity Analyst Report on Houston American HRX-753 12/22/11 [No Bates] ML V & Co. Analyst Report on Houston American HRX-754 03/02/12 [No Bates] C.K. Cooper & Company Analyst Report on Houston American HRX-755 03/02/12 [No Bates] Canaccord Gcnuity Analyst Report on Houston American HRX-756 03/08112 [No Bates] C.K. Cooper & Company Analyst Report on Houston American HRX-757 04/04/12 [No Bates] Canaccord Genuity Analyst Report on Houston American HRX-758 04119/12 [No Bates] C.K. Cooper & Company Analyst Report on Houston American HRX-759 05/04/12 [No Bates] C.K. Cooper & Company Analyst Report on Houston American HRX-760 05/11/12 [No Bates] C.K. Cooper & Company Analyst Report on Houston American HRX-761 05/14/12 [No Bates] Canaccord Genuity Analyst Report on Houston American HRX-762 06/13/12 fNo Bates] Pareto Securities Analyst Report on Houston American HRX-763 01/04/10 [No Bates] Fraser Mackenzie Analyst Report on Petrominerales HRX-764 01/04/10 fNo Bates] Scotia Capital Analyst Report on Petrominerales HRX-765 01/05/10 [No Bates] Clarus Securities Inc. Analyst Report on Petrominerales HRX-766 02/03/10 [No Bates) Clarus Securities Inc. Analyst Report on Petrominerales HRX-767 02/03/10 [No Bates] Fraser Mackenzie Analyst Report on Petrominerales HRX-768 02/03/10 [No Bates] Scotia Capital Analyst Report on Petrominerales HRX-769 02/15/10 [No Bates] RBC Capital Markets Analyst Report on Petrominerales HRX-770 02/16/10 [No Bates] Clarus Securities Inc. Analyst Report on Petromincrales HRX-771 02/16/10 [No Bates] Dundee Securities Corp. Analyst Report on Petrominerales HRX-772 02/16/10 [No Bates] Fraser Mackenzie Analyst Report on Petrominerales HRX-773 02/16/10 [No Bates] TD Securities Inc. Analyst Report on Petrominerales
-44- .. . ·: ; •• > E~liibit. ])at~ ···• ...... ·········•· ·.·· ·· · ·· ·•· < ·• ·· .. · •. ..J}.~cdp~i!ln ~.~l.t~sNum~e.l'~I~O:IJre~ I · Nb. ·.·.. · ...• ; . .·.. . ···:·· •. '...... · .... < : •. J. HRX-774 02/16/10 [No Bates] UBS Investment Research Analyst Report on Petrominerales HRX-775 02/17/10 [No Bates] Macquarie Equities Research Analyst Report on Petrominerales HRX-776 02/22/10 [No Bates] Dundee Securities Corp. Analyst Report on Petrominerales HRX-777 02/22/10 [No Bates] Fraser Mackenzie Analyst Report on Petrominerales HRX-778 02/22/10 [No Bates] RBC Capital Markets Analyst Report on Petrominerales HRX-779 03/08/10 [No Bates] Dundee Securities Corp. Analyst Report on Petrominerales HRX-780 03/18/10 [No Bates] Dundee Securities Corp. Analyst Report on Petrominerales HRX-781 03/29/10 [No Bates] Canaccord Adams Analyst Report on Petrominerales HRX-782 03/29/10 [No Bates] RBC Capital Markets Analyst Report on Petrominerales HRX-783 03/30/10 [No Bates] TD Securities Inc. Analyst Report on Petrominerales HRX-784 04/14/10 [No Bates] RBC Capital Markets Analyst Report on Petrominerales HRX-785 03/02/10 [No Bates] Fom1 N-CSR for Wanger Advisors Trust HRX-786 06/15/1 1 [No Bates] Houston American Energy Corp. Fonn 8-K HRX-787 06/12/14 [No Bates] Houston American Energy Corp. Fonn 8-K HRX-788 06/20/08 [No Bates] Houston American Energy Corp. Form 10-K/A HRX-789 10/03/08 [No Bates] Houston American Energy Corp. Form 10-K/A HRX-790 12/10/08 [No Bates] Houston American Energy Corp. Form 10-K/A HRX-791 04/23/13 [No Bates] Houston American Energy Corp. Schedule 14A HRX-792 04/23/14 [No Bates] Houston American Energy Corp. Schedule I 4A HRX-793 02/01/10 [No Bates] Columbia Wanger Fonn SC 13G HRX-794 01107/11 [No Bates] Columbia Wanger Fonn SC 13G/A HRX-795 02/10/12 [No Bates] Columbia Wanaer Form SC 13G/A HRX-796 02/10/11 [No Bates] TCW Group Inc. Form SC 13G HRX-797 02/09/12 [No Bates] TCW Group Inc. Fonn SC 13G HRX-798 02/14/13 [No Bates] TCW Group Inc. Form SC 13G HRX-799 07/16/10 [No Bates] Houston American Energy Corp. Fonn 3 HRX-800 08/17110 [No Bates] Houston American Energy Corp. Fonn 3 HRX-801 03/17/11 [No Bates] Houston American Energy Corp. Fonn 3
HRX-802 07/05/12 [No Bates] Houston American Energy Corp. Fonn 3 !
HRX-803 09/17/12 [No Bates] Houston American Energy Corp. Form 3 :
-45- .•. Date .. ··•··...... ·...•... ·· · .··• peseriptio~ ··.· · ...... li!~hibjt.! .Bates:Nulnllers/Sour(:e:--'·"'------·------_._ __ ·• I No. · .. ··.·•· .· ...... ; .• , > ..... ·.. ,< . . .: .. ·· HRX-804 03/02/11 [No Bates] Petrominerales Annual Report HRX-805 01/04/10 [No Bates] Article on Petrominerales HRX-806 02/03/10 [No Bates] Article on Petrominerales HRX-807 02115/10 [No Bates] Article on Petrominerales HRX-808 02/16/10 [No Bates] Article on Petrominerales HRX-809 02/17/10 [No Bates] Article on Petrominerales HRX-810 02/22110 [No Bates] Article on Petrominerales HRX-811 02/24/10 [No Bates] Article on Petrominerales HRX-812 03/11/10 [No Bates] Article on Petrominerales HRX-813 03111110 [No Bates] Article on Petrominerales HRX-814 03116110 [No Bates] Article on Petrominerales HRX-815 03/18/10 [No Bates] Article on Petrominerales HRX-816 03/29/10 [No Bates] Article on Petrominerales HRX-817 03/29/10 [No Bates] Article on Petrominerales HRX-818 03/24/08 [No Bates] Article on CEPSA HRX-819 05/22/08 [No Bates] Article on CEPSA HRX-820 11112/09 [No Bates] Article about Petrobank HRX-821 12/04/09 [No Bates] Article titled "Columbian Oil: The Next Big Thing?" HRX-822 12114/09 [No Bates] Undiscovered Equities Article re Houston American HRX-823 12/07/09 [No Bates] Article titled "Columbian Oil: The Next Big Thing?" HRX-824 02116110 [No Bates] Dow Jones Article on Houston American HRX-825 03/03/10 [No Bates] Dow Jones Article on Houston American HRX-826 03110/10 [No Bates] Beacon Equity Article on Houston American HRX-827 0311 OliO [No Bates] Wall Street Journal Article on Houston American HRX-828 04/05/10 [No Bates] Shareholders Unite Article on Houston American HRX-829 04/07/10 [No Bates] Dow Jones Article on Houston American HRX-830 04/07/10 [No Bates] PR Newswire Article on Houston American HRX-831 04/07/10 [No Bates] Seeking Alpha "Priced for Perfection" Article HRX-832 04/07/08 [No Bates] Seekin" Alpha "Set Up for Collapse" Article HRX-833 11103/10 [No Bates] Market News Article on Gulf United Energy
-46- .·- · - .. Exhibit.. ·.·.· Dare·· .• _ · • • · · B;d:es ;Nnmbers/$~ut'ce ...... 1 .·- )>~s~ripti9n . ; 1 •.• - .·-- ·; .:. . • ._,.· •. .• .. 1/ No: •·: I_•• ••• . ·_._ ·.·---· > __... -· ·•· .·•· ... HRX-834 [Multiple Dates] [No Bates] Houston American Prices from Fact Set Prices HRX-835 [Multiple Dates] [No Bates] Index Data HRX-836 [Multiple Dates] [No Bates] Petrominerales Prices from Fact Set Prices HRX-837 [Multiple Dates] [No Bates] S&P Data HRX-838 [Undated] [No Bates] Insider Transactions Spreadsheet HRX-839 [Undated] [No Bates] Short Interest Spreadsheet HRX-840 [Undated] [No Bates] Institutional Holdings- Houston American HRX-841 [Undated] [No Bates] Institutional Holdings- Petrominerales HRX-842 10/15/09- SEC-E-BLUESHEET-0000001 Bluesheet 12/31109 HRX-843 01104/10 SEC-E-BLUESHEET-0000002 Bluesheet 03114110 HRX-844 03/15110- SEC-E-BLUESHEET -0000003 Bluesheet 03/31/10 HRX-845 04/01110- SEC-E-B L UESHEET -0000004 Bluesheet 04/07110 HRX-846 04/08/10 SEC-E-BLUESHEET -0000005 Bluesheet 04/13110 HRX-847 04/14/10- SEC-E-BLUESHEET-0000006 Bluesheet 04/30/10 HRX-848 05101/10 - 05/3110 SEC-E-BLUESHEET -0000007 Bluesheet HRX-849 06/01/10- SEC-E-BLUESHEET -0000008 Blueshect 06/30/10 HRX-850 07/01110- SEC-E-BLUESHEET -0000009 Bluesheet I 0/26/10 HRX-851 10/27110 SEC-E-BLUESHEET -00000 I 0 Bluesheet 11123/10 HRX-852 05/23/11 - SEC-E-BLUESHEET-0000011 Bluesheet 07/06111 HRX-853 07/07!11 SEC-E-BLUESHEET-0000012 Bluesheet
08/09111 i
-47- ·...... · ... Jj;,*bibit.· Date I < • Bates NuJllbe.-s!Source De$crlption . ' ·.. ·.· . ( No; .. · ...... · ·... · !•: ·.·. .... > .. . •• HRX-854 08/10/11- SEC-E-BLUESHEET-0000013 Bluesheet 09/15/11 HRX-855 09/16/11 -09/21/11 SEC-E-BLUESHEET -0000014 Blucsheet HRX-856 05/23/11 - SEC-E-BLUESHEET -0000015 Bluesheet 09/22/11 HRX-857 [Multiple Dates] SEC-MSSB-P-0000041 to SEC- Morgan Stanley Smith Barney Statements for John Terwilliger MSSB-P-0000295 from March 31, 2010 to August 31, 2011 HRX-858 03/12 [No Bates] Morgan Stanley Smith Barney Statement for John Terwilliger from March 2012 HRX-859 As of I 0/20/14 [No Bates] SEC Regulation Part 210 HRX-860 As of 10/15/14 [No Bates] SEC Regulation Part 229.1200 HRX-861 1994 [No Bates] Alexander, Janet, "The Value of Bad News in Securities Class Actions" HRX-862 1983 [No Bates] Bowman, Robert, "Understanding and Conducting Event Studies" HRX-863 2014 [No Bates] Brealey, Principles of Corporate Finance HRX-864 2001 [No Bates] Dunbar and Tabak, Litif!,ation Services Handbook HRX-865 1982 [No Bates] Fischel, Daniel, "Use of Modern Finance Theory in Securities Fraud Cases Involving Actively Traded Securities" HRX-866 1980 [No Bates] Fisher, Franklin, "Multiple Regression in Legal Proceedings" HRX-867 1997 [No Bates] Hogg, Probability and Statistical Inference HRX-868 [Undated] [No Bates] Kaye and Freedman, "Reference Guide on Statistics" HRX-869 1997 [No Bates] MacKinlay, "Event Studies in Economics and Finance" HRX-870 11/21/14 [No Bates] Expert Report of Kenneth Kiewra and Associated Documents Considered HRX-871 [Multiple Dates] SEC-H01107-000127 to SEC- Handwritten Notes of Bill Doyle HOI 107-000133
HRX-872 [Multiple Dates] SEC-H01107-000223 to SEC- Handwritten Notes of Bill Doyle HOII07-000233 ' ------
-48- ~kfi~?It. I ..•. ··. ~DJ~tr ''· ! ·•.······ ••···. IJat~s.N~~be~sl~o!lref . I·< ; ··: ·<·.: ...... :. \ ·· .. ·Nrr. "' . ·. ·.. > •. · ...... · /.<'• •I' ..•·.·•·· ..•... ··.·' r .••. < ···•····•··•· ·: •... ' ' .• > .·•• ·.•· HRX-873 12112114 [No Bates] Rebuttal Report Prepared by Michael Wiggins and Associated Materials Considered HRX-874 2009 [No Bates] Lee, "Modernization of the SEC Oil and Gas Reserves Reporting Requirements" HRX-875 09/08110 [No Bates] Dow Jones Article on Canacol Venture HRX-876 2009 fNo Bates] ANH OJJ.en Round Publication HRX-877 fUndatedl [No Bates] Kjemperud, Alfred, "Pro~ect and Play Analysis" HRX-878 06/01/07 [No Bates] Petrotech Evaluation of the interests of Consolidated AGX Resources Corp. in the Arauca Block in the Llanos Basin in Colombia HRX-879 I2/I2/I4 [No Bates] Rebuttal Expert Report of Lucy P. Allen and Associated Materials Considered HRX-880 1997 [No Bates] Campbell, The Econometrics ofFinancial Markets HRX-881 2001 [No Bates] Engle, "GARCH I 0 I: The Use of ARCH/GARCH Models in Applied Econometrics" HRX-882 20I2 [No Batesl Greene, Econometric Analysis HRX-883 2007 [No Bates] Ma et al., "Spurious Inference in the Garch (I, I) Model When It Is Weakly Identified" HRX-884 2005 [No Bates] Pynnonen, Seppo, "On Re2ression Based Event Studv" HRX-885 2009 [No Bates] Zivot, Eric, "Practical Issues in the Analysis Univariate GARCH Models" HRX-886 [Multiple Dates] [No Bates] Bloomberg Data HRX-887 I2112114 [No Bates] Rebuttal Expert Report of Jason S. Flemmons and Associated Materials Considered HRX-888 2009 [No Bates] Regulation S-X HRX-889 2008 [No Bates] Comstock Resources, Inc. Fonn I O-K for the Period Ended December 31, 2008 HRX-890 2008 [No Bates] Continental Resources, Inc. Form I 0-K for the Period Ended December 3 I, 2008 HRX-891 2008 [No Bates] Linn Energy LLC Form I 0-K for the Period Ended December 3 I, 2008
-49- Exllib,it Date. •. i Bates NilPJPtll"SIS9ut~e · ·.. ·.· I ••· · · ··· ··· Dtls¢r~p~io~ / ·. Nq• .•·.· .. ·.·· ...... ; .. ':.._ .... ··. : . ····...... ••••• • ·.. ·... · . •.:. •• .. . c .. ..• HRX-892 2008 [No Bates] Whiting Petroleum Form I 0-K for the Period Ended December 31, 2008 HRX-893 2008 [No Bates] Calion Petroleum Co. Form I 0-K for the Period Ended December 31,2008 HRX-894 2008 [No Bates] W &T Offshore Fonn I 0-K for the Period Ended December 31, 2008 HRX-895 2008 [No Bates] Bill Barrett Corp. Form 10-K for the Period Ended December 31, 2008 HRX-896 2008 [No Bates] Petro Resources Corp. Fonn I 0-K for the Period Ended December 31, 2008 HRX-897 2008 [No Bates] Arena Resources Form I 0-K for the Period Ended December 31, 2008 HRX-898 2008 [No Bates] Warren Resources Fonn 10-K for the Period Ended December 31,2008 HRX-899 12/12/14 [No Bates] Rebuttal Expert Report of William B. Abington and Associated Materials Considered HRX-900 01/14/09 [No Batesl SEC Release Nos. 33-8995; 34-59192 HRX-901 03/16/82 [No Batesl SEC Release Nos. 33-6384, 34-18525 HRX-902 09/12/78 [No Batesl SEC Release Nos. 33-5966; 34-15108; 35-20688 HRX-903 12/12/07 [No Batesl SEC Release Nos. 33-8870; 34-56945 HRX-904 03/16/82 [No Bates] SEC Release Nos. 33-6383; 34-18524; 35-22407; 39-700 HRX-905 12/30/77 [No Bates] SEC Release Nos. 33-5893; 34-14306; 35-20338 HRX-906 12/77 [No Bates] Statement of Financial Accounting Standards No. 19 HRX-907 11/79 [No Bates] Statement of Financial Accounting Standards No. 25 HRX-908 11/82 [No Bates] Statement of Financial Accounting Standards No. 69 HRX-909 06/26/08 [No Bates] SEC Release Nos. 33-8935; 34-58030 HRX-910 01/22/03 [No Bates] SEC Release Nos. 33-8176; 34-47226; FR-65 HRX-911 12/27178 [No Bates] SEC Release Nos. 33-6006; 34-15416; 35-20836 HRX-912 07/18/05 [No Bates] Daniel Yergin and David Hobbs, "The Search for Reasonable Certainty in Reserves Disclosure," Oil and Gas Journal HRX-913 02/08/10 [No Bates] ~EC Release Nos. 33-91 06; 34-61469
-50- : .> •. •• } > ljEx~i~it •.. ·.•••••.•• )latesN'nJl1.~ets/S -51 - ·.·. F:xJIAiliJ ·.. ... Dl1~~ .· .. I ·.·· )3ates Nul}l.be:r:s!S9urce ., I! .... ·. ·..· 'De~cripti~n ...... •'; . . :.• .·· ./ ; .. ; •.. •No;· ·' , .. . ·...... ··· • ··•·· ... HRX-942 03/02/09 [No Bates] Email from John Terwillirrcr to Brian Stone HRX-943 04117112 [No Bates] Tamandua Operational Summary HRX-944 [Multiple Dates] fNo Bates] Ecopetrol Field Production Spreadsheet HRX-945 2012 HUSASEC000402 to HUSA000405 Llanos basin Field Parameters and Computed Recovery Factors from IHS Data HRX-946 11/24/09 GRE00066100 to GRE00066101 Houston American Non-Deal Road Show Schedule -52- A NORTON ROSE FULBRIGHT December 19, 2014 Via Hand Delivery United States nortonrosefulbright.com Office of the Secretary United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: In the Matter of Houston American Energy Corp. eta/., File No. 3-16000 Office of the Secretary: Please accept the following documents, which are being filed in administrative proceeding file number 3-16000, styled In the Matter of Houston American Energy Corp. eta/.: • Witness List and Exhibit List of Respondents Houston American Energy Corp. and John F. Terwilliger; • Request for Issuance of Hearing Subpoenas by Respondents Houston American Energy Corp. and John F. Terwilliger; • Request for Issuance of Subpoena by Respondents Houston American Energy Corp. and John F. Terwilliger; and • Motion in Limine by Houston American Energy Corp. and John F. Terwilliger to Exclude Allegations Inconsistent with the Order Instituting Proceedings and to Exclude Expert Reports and Testimony. Very truly yours, flwtfllil& IP Mark T. Oakes Enclosures Cc: Judge Jason S. Patil U.S. Securities and Exchange Commission Office of Administrative Law Judges 100 F. Street N.E. Fulbright & Jaworski LLP is a limited liability partnership registered under the laws ofTexas. 53818328.1 Fulbright & Jaworski LLP, Norton Rose Fulbright LLP, Norton Rose Fulbright Australia, Norton Rose Fulbright Canada LLP, Norton Rose Fulbright South Africa (incorporated as Deneys Reitz, Inc.), each of which is a separate legal entity, are members of Norton Rose Fulbright Verein, a Swiss Verein. Details of each entity, with certain regulatory information, are at nortonrosefulbright.com. Norton Rose Fulbright Verein helps coordinate the activities of the members but does not itself provide legal services to clients. A Office of the Secretary NORTON ROSE FULBRIGHT December 19, 2014 Page 2 Washington, D.C. 20549 Via Email and Express Mail Melissa Armstrong D. Mark Cave U.S. Securities and Exchange Commission Division of Enforcement 100 F. Street N.E. Washington, D.C. 20549 Via Email and Express Mail Valentin Rodriquez Law Offices of Valentin Rodriguez, P.A. 120 S. Dixie Highway, Suite 204 West Palm Beach, FL 33401 Via Email and Express Mail 53818328.1