Money and Marriage: A Fresh Look at Marriage Transactions in Rural India
BY
AFRA RAHMAN CHOWDHURY
B.S.S., DHAKA UNIVERSITY, BANGLADESH, 1997
M.S.S, DHAKA UNIVERSITY, BANGLADESH, 1999
M.A., BROWN UNIVERSITY, 2004
A DISSERTATION SUBMITTED IN PARTIAL FULFILLMENT OF THE
REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY
IN THE DEPARTMENT OF SOCIOLOGY AT BROWN UNIVERSITY
PROVIDENCE, RHODE ISLAND
MAY 2008
© Copyright 2008 by AFRA RAHMAN CHOWDHURY
This Dissertation by AFRA RAHMAN CHOWDHURY is accepted in its present form by the Department of Sociology as satisfying the dissertation requirement for the degree of Doctor of Philosophy.
Date ______Dennis P. Hogan, Director
Recommended to the Graduate Council
Date ______David P. Lindstrom, Reader
Date ______Nancy Luke, Reader
Approved by the Graduate Council
Date ______Sheila Bonde Dean of the Graduate School
iii
VITA
Afra Rahman Chowdhury was born on December 22, 1975 in Sylhet, Bangladesh.
She completed her Bachelor of Social Science degree in 1997 from Dhaka University majoring in Economics, where she also earned a Masters of Social Science degree in
Economics in 1999. She then worked at Bangladesh Institute of Development Studies
(BIDS) as a research assistant in projects pertaining to important social issues. While working as a research assistant at BIDS, her interest in Sociology and Social
Demography sparked. She obtained valuable first hand experience in empirical research including fieldwork, data management and analyses while she worked at BIDS. She began her graduate studies in Sociology at Brown University in September 2002 and earned a Masters of Arts degree in May 2004. Her Masters thesis analyzed the effect of parent-daughter relationship quality on American teenage daughters’ sexual behavior contributing to research on important issues like family relations and teenage pregnancy.
While at Brown, she received fellowship and training in social demography through the
Population Studies and Training Center, which significantly shaped her research interest and current course of research. She has also received extensive methodological and technical training working as a research assistant to professor David P. Lindstrom on a project that studies internal migration in Guatemala. During the course of her graduate life, she received fellowships funded by Hewlett Foundation and Population Reference
Bureau. She has also worked as a teaching fellow and taught data management to graduate students. She earned a prestigious dissertation fellowship from the Graduate
School at Brown to pursue her dissertation research. She has presented her work at the
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Annual Meeting of Population Association of America, International Union for the
Scientific Study of Population Conference, Population Reference Bureau, and Brown
University. She is expected to receive a Doctor of Philosophy degree in May 2008. She is looking forward to start a new phase in her life and continue to contribute to research in
Social Demography.
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ACKNOWLEDGEMENT
Without the encouragement and support of some extra ordinary people this dissertation would not have been possible. First, I want to thank my main advisor,
Dennis P Hogan, who provided valuable advice not only for this dissertation but also throughout my graduate student life. He inspired me with his encouraging words and at the same time asked critical questions that made me think and re-think in a very constructive way. He not only made me work hard but also supported me with great patience at times when I showed signs of frustrations. I also want to thank my other advisors –David P Lindstrom and Nancy Luke with great admiration. They supported me with important thoughtful critiques and suggestions and I have learned important skills from each of them. I am proud and honored to have worked with such caring yet professional advisors for my dissertation. In their own ways, each of them showed me the importance of critical thinking, organization and determination that is required to complete a dissertation. A special thanks to Andrew Foster who kindly shared the dataset with me.
I owe thanks to my fellow graduate students, especially, to Rebecca Altman,
Blessing Mberu, Holly Reed, Daniel Schensul, Adriana Lopez and Gabriella Sanchez-
Soto for sharing the moments of joy and pain of graduate student life. Heartfelt thanks go to Kelley Smith for becoming such a good friend and also for reading drafts of this dissertation and providing her thoughts. Especial thanks go to Isaac Mbiti for sharing data tricks, laughter and joy and for providing sugar support in the form of cookies
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mailing through FedEx when I was down with work. I also want to thank Muriel
Bessette for her tremendous support in administration.
Most importantly, I am indebted to my parents, Habibur Rahman Chowdhury
and Sajeda Choudhury, for all the support they provided during the entire course of my
life. They taught me how to dream and how to make those dreams come true. You are
my first teachers and I would not have been the person that I am today without your
constant love, care, support and guidance. Abbu, you are not with us today, but I know
how proud you would have been to see my accomplishment. You are always with me in
spirit and I dedicate this dissertation to you, the person with the biggest heart I have ever
seen. I thank my sisters Nusrat R Chowdhury and Saika Ahsan and my brother Sanjid R
Chowdhury for being such supportive and caring siblings. Your love and affection
inspire me to overcome each and every barrier I face in my life. I also want to thank my
parents-in-law, Eunus Ali and Safia Khatun for their encouragement in earning the
doctorate degree.
Finally, I am most grateful to Ali Ehsan Protik, my life partner, husband and best
friend. You always believed in me and supported me in every possible way from reading and re-reading the draft, solving STATA problems to feeding our son in the middle of the night, so I could concentrate on the dissertation. I am so proud, happy and grateful
to share my day-to-day struggles, accomplishments and dreams for the future with you.
It gives me tremendous pleasure to share my life with you. Our son, Ayaan Chowdhury
Ali, has become a constant source of immense inspiration, limitless joy and a sense of completeness. I want him to know how proud and content I am to be his mother.
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Contents VITA...... IV ACKNOWLEDGEMENT ...... VI LIST OF TABLES...... IX LIST OF FIGURES...... X CHAPTER 1. INTRODUCTION...... 1 CHAPTER 2: BACKGROUND, LITERATURE, THEORY AND HYPOTHESIS ...... 9 2.1 Introduction...... 10 2.2 Cultural Background of Marriage ...... 10 2.3 Marriage Transaction in India: Dowry and Brideprice...... 14 2.4 Theories and Research on Dowry and Brideprice...... 20 2.5 Hypotheses...... 29 2.6 Summary...... 35 CHAPTER 3: DATA AND METHOD ...... 37 3.1. Data...... 38 3.2 Sample...... 40 3.3 Empirical Model and Estimation...... 46 3.4 Key Variables...... 48 CHAPTER 4: PREVALENCE OF MARRIAGE TRANSACTIONS: TRENDS, CHANGES AND FACTORS AFFECTING THE PRACTICES ...... 58 4.1 Introduction...... 59 4.2 Prevalence of Dowry and Brideprice...... 59 4.3 Change in Prevalence Over Time...... 62 4.4 Who are More likely to Pay Dowry and Brideprice...... 65 4.5 Summary...... 73 CHAPTER 5: FACTORS AFFECTING DOWRY AND BRIDEPRICE...... 81 5.1 Introduction...... 82 5.2 Magnitude of Dowry and Brideprice ...... 82 5.3 Change in the Magnitude of Marriage Transactions Over Time...... 85 5.4 Determinants of the Size of Dowry and Brideprice...... 88 5.5 Summary...... 102 CHAPTER 6. DISCUSSION AND CONCLUSION...... 115 6.1 Introduction...... 116 6.2 Summary of Findings ...... 117 6.3 Limitations ...... 121 6.4 Direction for future research...... 123 6.5 Conclusion ...... 124 REFERENCES...... 126 APPENDIX A ...... 133
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List of Tables
Table 2.1: Key Hypotheses to be Tested:...... 29 Table 3.1: Summary Statistics for All India and by Region...... 57 Table 4.1: Regional Prevalence of Dowry and Brideprice...... 74 Table 4.2: Probability of Paying a Dowry: Logistic Estimates ...... 75 Table 4.3: Probability of Paying a Brideprice: Logistic Estimates ...... 76 Table 4.4: Probability of Paying a Positive Net-dowry: Logistic Estimates ...... 77 Table 5.1: Mean and Median Dowry by Region ...... 105 Table 5.2: Mean and Median Brideprice by Region ...... 105 Table 5.3: Mean and Median Net-dowry by Region ...... 105 Table 5.4: OLS Estimates for the Size of Dowry...... 106 Table 5.5: OLS Estimates for the Size of Brideprice...... 107 Table 5.6: Bride and Groom Characteristics by Bride’s Educational Status ...... 108 Table 5.7: OLS Estimates of the Determinants of Dowry Size by Bride’s Education Status ...... 108 Table 5.8: Mean and Median Dowry by Education Status of Groom ...... 109 Table 5.9: OLS Estimates of the Determinants of Dowry Size by Groom’s Education Status ...... 109 Table 5.10: Estimates of Factors Affecting the Size of Dowry and Brideprice Using SUR and Net-dowry Using OLS ...... 110 Table 5.11: Assortative Matching of Bride and Groom by Education ...... 111 Table 5.12: OLS Estimates of the Size of Dowry for the North and the South ...... 111 Table 5.13: OLS Estimates of the Size of Brideprice for North and South...... 112 Table 6.1: Support for key hypotheses...... 120 Table A1: Comparison Between Cases with Available Dowry Information, Zero Dowry and Missing Dowry...... 135 Table A2: Comparison Between Cases with Available Brideprice (BP) Information, Zero Brideprice and Missing Brideprice...... 136
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List of Figures
Figure 3A: Distributions of Women’s and Men’s Age at Marriage ...... 55 Figure 4A: Regional Prevalence of Dowry Over Time ...... 78 Figure 4B: Regional Prevalence of Brideprice Over Time...... 78 Figure 4C: Predicted Odds Ratio of Paying Dowry Over Time by Region ...... 79 Figure 4D: Predicted Odds Ratio of Paying Brideprice Over Time by Region...... 79 Figure 4E: Predicted Odds Ratio of Paying Dowry Over Time by Caste Affiliation...... 80 Figure 5A: Trend Line of Predicted Value of Dowry Over Time ...... 113 Figure 5B: Trend Line of Predicted Value of Brideprice Over Time...... 113 Figure 5C: Bride’s Average Years of Schooling Over Time ...... 114
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Chapter 1. Introduction
1 2 Marriages in the Indian sub-continent are characterized by, among other things, transfers made at the time of marriage between families involved. These transfers of money or goods can go in both directions – from the bride’s family to the groom’s or vice versa. The former is known as dowry, while the latter is known as brideprice.
Although brideprice is a common practice in many parts of Africa, dowry is the dominant form of marriage transaction in the Indian sub-continent.
Dowry, which used to be a common practice among many communities in
Europe, East Asia and some other parts of the world, has disappeared in those regions with modernization1. However, in South Asia, it not only remains dominant but also has
flourished with modernization. According to one recent study, an average dowry in India
amounted to over two-thirds of a household’s assets, or about six times a household’s
annual income (Rao 1993a). This disproportionate amount of dowry can lead to severe
impoverishment and debt to the bridal family, especially if there are more daughters than
sons. As a result, unmarried young daughters can be viewed as burden in the family and
are likely to face sex-based negligence in parental households (Edlund 2006). Dowry not
only brings financial hardship to the bride’s family, but can also shape the destiny of a
bride’s life (Kumari 1989, Menski 1998, Bloch and Rao 2002). The status of a bride in
her husband’s family typically depends on the amount of dowry she brings along with
her at the time of marriage, and unmet demands of dowry may result in mental and
physical abuse. According to the National Crime Bureau of the Government of India
there are approximately 6,000 dowry-related deaths every year. According to Menski
1 For a brief historical profile of marriage transaction, see Botticini and Siow, 2002.
3 (1998), this number would be 25,000 considering both dowry deaths and other dowry- related violence.
Dowry is thus a pressing social issue in India, drawing much media attention and research interest by social scientists. In this dissertation, I analyze the practice of marriage transactions – dowry and brideprice in rural India by using data from Rural
Economic and Development Survey (REDS) 1999. Data from REDS is representative of rural areas of all Indian states. I investigate financial transactions associated with Hindu marriages from 1975 to 1999.
Much of the literature on marriage transactions has tried to determine the role of dowry in the process of marriage. There are mainly two opposing views – in one, dowry is paid as a pre-mortem bequest to daughters who may not be legally or culturally capable of inheriting parental property (Tambiah 1973, Zhang and Chan 1999, Botticini and Siow 2002). In the other, the price model, dowry is viewed as a pecuniary transfer to attract better match (Becker 1991, Rao 1993a, Anderson 2003). Most of the theories of dowry existence or inflation can be posited under these two motives of dowry payments.
What factors affect dowry can critically depend on what the role of dowry is in the process of marriage negotiations. However, researchers do not agree on the underlying motives of dowry. This dissertation does not attempt to analyze the motives of financial transaction in the process of marriage, which by itself is a significant research effort.
Rather, I analyze the determinants of dowry and explain them as evidence of either the bequest or the price theory. Arunachalam and Logan (2006) have argued in a recent
4 paper that both motives can actually co-exist in the same society for different groups of people.
In addition to the roles dowry plays in the process of marriage, there is an issue of measuring dowry. Most of the empirical works have treated dowry either as a one- sided or a net transaction from the bride’s family to that of the groom. Dowry, viewed as a unidirectional flow of cash or kind from the bride’s family to the groom, ignores the fact that brideprice can be paid at the same time for the same marriage. Although some researchers use net-dowry, dowry net of brideprice, as a measure of marriage transaction
(e.g., Rao 1993a 1993b, Dalmia 2004), they implicitly view the two processes as one. In this dissertation I analyze dowry and brideprice not only as independent institutions but also as interdependent practices while determining the factors affecting economic exchanges between families. This allows for examining the complete picture of marriage transactions, as one is likely to affect the other.
One sociological explanation of dowry existence at individual level is marriage hypergamy, where the bride’s family pays dowry to marry off their daughter to a man of higher status, caste or class of their own (Caldwell, Reddy and Caldwell 1983). This explanation of dowry existence falls under the price theory of dowry. Most studies proposing hypergamy as an explanation for dowry are theoretical in nature, and there has not been much systematic empirical inquiry about it. One reason for this is that there are very few cross-caste marriages in India (Driver 1984, Bradford 1985, Deolalikar and Rao
1998, Munshi and Rosenzweig 2005). Thus, caste hypergamy cannot be a valid reason
5 behind dowry existence at a broader level. Class or wealth hypergamy has been empirically tested, and there is some evidence supporting this theory2. This dissertation makes another attempt to explore this theory empirically with respect to wealth.
There is a sizable literature on the expansion and inflation of dowry in India. I use the term ‘expansion’ to refer to the incidence of dowry practice becoming more
prevalent in society over time. The term ‘inflation’ is used to refer to the increase in size
of dowry over time. While the terms ‘expansion’ and ‘inflation’ are dynamic in nature as
these refer to the changes over time, ‘prevalence’ and ‘size’ of dowry refer to the static
status of dowry or brideprice at a certain point in time. Empirical evidence on dowry
inflation is mixed. Epstein (1973), Srinivas (1984), Paul (1985), Upadhya (1990) and Billig
(1992) argued in favor of dowry inflation. However, their studies were based on very
small non-random samples. Examining village-level data representative of South (central)
India, Rao (1993a) and Anderson (2003) found evidence in favor of dowry inflation.
Edlund (2000) and Dalmia (2004), among others, did not find any evidence in favor of
dowry inflation. In this dissertation I also find no evidence of dowry increase over time.
In fact the real size of dowry and net-dowry are found to have declined between 1975
and 1999. The real value of brideprice has also declined in the sample period.
Empirical studies on dowry expansion are mostly ethnographic. Thus, it is not
clear whether the expansion of dowry is restricted within specific castes and
2 Botticini and Siow’s (2002) interpretation of Indian dowry is close to hypergamy. Measuring hypergamy by the difference between bride and groom’s parental landholding, Rao (1993) also found some evidence supporting the theory.
6 communities or applicable throughout India. On the other hand, based on anthropological research, it is argued that the practice of brideprice has shrunk over time. Lack of large-scale empirical analysis restricts us from making any conclusions about these trends at the country level. I explore the diffusion of these two practices over time. I provide empirical evidence that there has been an expansion of dowry practice over time in India. Prevalence of dowry, as defined by the proportion of marriages paying any dowry, has gone up in the same period when the size of dowry was going down. However, there has not been any significant change in net-dowry and brideprice in general with respect to prevalence. One interesting finding about the prevalence of dowry and brideprice is that both the practices have expanded over time among the lower caste population.
One explanation of dowry expansion and inflation at the macro level among the
lower castes is known as sanskritization. This theory suggests that the inclination of the
lower castes to associate themselves with high castes is the reason for them to adopt the
practice of dowry (Epstein 1973, Srinivas, 1984). It should be mentioned here that dowry
originally used to be a high caste phenomenon (Srinivas 1984, Miller 1981). This
behavioral explanation, which does not fall under either price or bequest motive of
dowry existence, comes mostly from anthropological observations based on non-random
small samples from different communities or villages in India. Though sanskritization
may explain the expansion of dowry among new groups of people, it may not explain
dowry inflation in general. In any case, I have not encountered any research that has
empirically tested this theory using large-scale sample. Thus, sanskritization as an
7 explanation for the increase in dowry prevalence and inflation remains largely an untested empirical question. This dissertation makes the first attempt, to my knowledge, to address this issue with data from a national sample representative of rural India.
Given the context and literature on dowry and brideprice practice in India, this dissertation is built on an attempt to answer a series of relevant research questions. The aim of this dissertation is to provide a clear picture about the prevalence, expansion and inflation of dowry and brideprice practices in India for the sample period from 1975 to
1999. Using logistic, ordinary least square and seemingly unrelated regression models, this dissertation investigates two aspects of determinants of marriage transactions – the probability of paying a dowry and brideprice and the size of the two practices. Dowry and brideprice are analyzed independently and interdependently to examine how and whether these practices interact with each other. I also test ‘marriage squeeze theory’3,
the demographic explanation of dowry existence and inflation and the ‘theory of income diversification’4 on existence and expansion of dowry at individual level. Both ‘marriage squeeze theory’ and the ‘theory of income diversification’ fall under the price theory of dowry.
This first chapter of the dissertation presents an overview of the dissertation as a whole. It provides the motivation behind the project, research objective and organization of the dissertation. The rest of the dissertation is organized as follows. Chapter Two
3 Marriage squeeze theory asserts that marriages are associated with dowry if there are more women in the marriage market than men. 4 According to the theory of income diversification, parents marry off their offspring to locationally distant households in order to extend the informal support network to diversify household income risk.
8 serves to present a description of cultural context for Indian marriages and marriage transfers, and provides an overview of the background literature and theories. Special attention is paid to the definition and evolution of marriage transfer. The chapter then explores the literature on marriage transactions focusing on expansion, inflation and factors affecting dowry and brideprice. I then synthesize the bodies of literature presented in the chapter to generate testable hypotheses. Chapter Three explains the data and methods to be used in this study. It reviews the data source and discusses the sample of the analyses. It defines and explains the construction of the variables to be used in the analyses. Empirical models for estimation are also discussed in this chapter. Chapter
Four is the first of two result chapters. After providing a descriptive picture of the regional prevalence of dowry and brideprice, this chapter analyzes the prevalence of dowry and brideprice practices and their change over time. Hypotheses with respect to prevalence and factors affecting probability of paying dowry and brideprice are tested in this chapter using logistic regression models. Chapter Five focuses on the magnitude of marriage transactions and factors affecting the size of dowry and brideprice. It provides a picture of regional variation in magnitude of the two types of financial exchanges and systematically tests the relationships between different factors and marriage transactions posited by theory. In addition to independent analyses of dowry and brideprice, these two practices are also analyzed as interdependent institutions in this chapter by using the concept of net-dowry and using seemingly unrelated regression models. In the final chapter of this dissertation, I review and synthesize the findings from previous chapters.
I discuss the limitations of this study, offer policy implications and suggest directions for further research.
Chapter 2: Background, Literature, Theory and hypothesis
9 10 2.1 Introduction
In order to understand the institution of marriage and marriage transaction in the context of India, first we need to understand the complex pattern, practice, and cultural norm surrounding marriage. In this chapter, the socioeconomic and cultural background of marriage and its changing nature in India is discussed. Then, I provide definitions of dowry and brideprice, briefly discuss the evolution and social consequences of these practices in India and outline theories with respect to dowry existence and expansion.
Finally, based on these discussions I set up hypotheses for analyses.
2.2 Cultural Background of Marriage
Marriage is one of the most important events in the life course of Indian men and women, marking the transition to adulthood. India is a country with heterogeneous culture with respect to marriage practice, marriage and kinship structure, norms, ideology, gender roles and economic transaction surrounding marriage. The seminal study on kinship and gender in India by Dyson and Moore (1983) spotlighted the regional, especially the North-South differences on gender, kinship and marriage related issues. Despite differences, there are some common threads across region, states and
Hindu communities about the practice that allows us to elaborate on Indian culture of marriage under one heading.
11 Importance of marriage in Hinduism
Marriage is considered as a sacramental union in the Hindu faith and is almost universal for both men and women throughout India. According to Hindu faith "One is incomplete and considered unholy if they do not marry" (Prakasa, pg. 14, 1982). Thus, an unmarried girl of marriageable age may face divine sanction and her family may be subjected to social stigma for not arranging her marriage at the socially preferable age.
Using 1981 census data, Rao (1993b) reports that ninety-nine percent of men are married by the age of 25 and for women this proportion is achieved by the age of 20 in South-
Central India.
Age at marriage
Traditionally, early marriage for girls is supported by social and cultural factors though there has been slow but persistent rise in the age at marriage since 1928 after the passing of Child Marriage Restraint Act5. The Act was passed in an attempt to abolish
child marriage by providing a legal age at marriage, which was 14 years for girls and 18
years for men. The mean age at marriage for women rose from 13 to 17 years between
the first quarter of the twentieth century and 1971. For men, the mean age climbed to 22 years from 20 years within the same time period (Caldwell, Reddy and Caldwell 1983). At present since 1978, the legal age for marriage in India is 18 years for females and 21 years for males. According to Census 2001, the mean age at marriage for women and men are
18.3 and 22.6 years, respectively. In the sample population of this dissertation, forty-six percent of all brides and thirty-five percent of all grooms who married after 1978 are less
5 Also known as Sarda Act. This Act was passed in 1929 and came into force in 1930.
12 than 18 and 21 years old respectively. This indicates how pervasively the law has been ignored in rural areas. There exist high regional variations at age at marriage, Southern states exhibiting a comparatively higher age at marriage.
Anthropological studies claim that there is a preference for younger bride in the marriage market, especially in rural areas. While addressing the existing preference for early age at marriage for girls in the society Caldwell, Reddy and Caldwell (1983) state the following reasons behind that preference in rural Karnataka6,
“In many societies a young bride is preferred, so that her personality can be moulded by both her husband and his parents. This is important in India, too, but traditionally it has not provided the main motivation for early marriage of women in the study area (rural Karnataka). That motivation was provided by divine sanctions against girls who failed to marry before menarche, and against the family that erred in this way.” (p. 345)
Marriage arrangement and expectation
The ideal timing and age of marriage, be it early or late, is typically decided by the parents, especially in rural areas. Parents not only decide the age at which to get married, but also choose the appropriate partners for their offspring. Selecting a partner for a son
also means selecting a daughter-in-law who will play the vital role in reproducing next
generation for the family. Thus, finding a perfect partner of desirable qualities has its
own importance and can be a challenging task as perceived by people, especially in rural
6 Note: Karnataka is not an early marrying state, average age at marriage for women is 18.9 years (Census, 2001)
13 areas. It is common for people to use social networks or matchmakers to locate potential bride or groom of appropriate match. Socio-economic status and most importantly religion and caste background are frequently used as the basis for matching in the marriage market. In the Indo-Aryan-speaking north, a family seeks marriage alliances with people to whom it is not already linked by ties of blood. On the other hand, In the
Dravidian-speaking south, a family seeks to strengthen existing kin ties through marriage, preferably with blood relatives. In South India, marriages are preferred between cousins and even between uncles and nieces though this trend has been changing slowly over time (Caldwell, Reddy and Caldwell, 1983).
Generally, in those rural areas where within family marriages are not common, arranging matches between strangers without the couple meeting each other is not uncommon. Parents and other relatives generally come to an agreement on behalf of the couple.7 Because parents do the matching, family traits rather than individual traits are
likely to be given more importance. “Marriage is treated as an alliance between two
families rather than a union between two individuals” (Prakasa, pg-15, 1982). There are
reasons for why family characteristics may play important roles in marriage matching.
One big reason is the social norm of intergenerational co-residence, involving parents and sons, together with the norm of patrilocal exogamy on the part of daughters in
almost all regions of India. Sons are the preferred source of old-age support for parents
and are generally expected to co-reside with the parents even after marriage. This norm is particularly binding for the eldest son in most areas. A daughter, on the other hand,
7 For details in how a marriage is arranged in South India, see May 1986.
14 moves out of her patrilocal residence after marriage and starts co-residing with her parents-in-law in case her husband co-resides with them. Daughters-in-law are the preferred source of old-age personal care (Kuhn and Protik 2007).
Hindu society is stratified by jati or caste system and within each broad caste there are sub-castes. Prevalence of cross-caste marriages is very low in rural areas. Using a representative sample of rural Indian households of 16 major states of India, Munshi and Rosenzweig (2005) found that inter-caste marriage was about nine percent for the rural Indian population in 1999. Using data from different surveys, they also found that inter-caste marriage was a little less than eight percent in Bombay city in 2001 and six percent in South Indian plantations in 20038.
2.3 Marriage Transaction in India: Dowry and Brideprice
One very important aspect of Indian marriage is that families transfer goods and
services on the occasion of marriage. Dowry and brideprice are the two types of transfer
that are present in Indian marriages. These two types of payments are not mutually exclusive, rather can occur simultaneously (Rao 1993b). Dowry, which is the dominant
practice between the two, has received wide attention from social scientists at large,
whereas, brideprice is mostly neglected by researchers other than anthropologists.
8 For more example on this, see Reddy and Rajanna 1984, Driver 1984, Bradford 1985, Deolalikar and Rao 1998.
15 Conceptualizing Dowry and Brideprice – Definition
Marriage transactions either in form of cash or kind made by the bride’s family to either the bride or the newly married couple or the groom’s family are broadly classified as dowries. The definition of dowry is important for research and policy purpose as policy implications may vary depending on the definition of the practice. Menski (1998) categorized dowry into three types based on its nature and the way it is presented and argued in writings in Indian context. The first is known as Stridhana, which is gifts, jewelry, household goods and or other property that is given to the bride by her family during the marriage rituals. These payments are voluntary in nature and often viewed as pre-mortem inheritance. The bride enjoys the ownership right over these payments though this may not be the case if the bride herself is perceived as property by the groom and his family. The second form of dowry constitutes the expenditure that is made on the occasion of marriage celebration. Indian marriages are recognized for their conspicuous spending and families view this spending as a way to maintain their status.
Neither the bride or the groom or his family directly benefits from this second form of dowry. The third form of dowry, which generated a lot of media attention, is the payment of property in form of cash or kind that is expected or demanded by the groom and his family as a condition of marriage. This third form of dowry can be noted as
‘groomprice’.
Like dowry, brideprice can also take different forms. Brideprice is the transfer of goods, livestock or money paid by groom or his family to the bride’s family. Thus, considering who gets the payment, brideprice can be converse of groomprice but not
16 dowry in general. In most economics literature of marriage transaction, where dowry is defined as the payment made by bride’s family net of the transfer made by the groom, dowry and brideprice are considered as reverse of each other9. Viewing negative dowry
as brideprice in Indian context can be problematic, as data on dowry does not distinguish
whether the amount paid is stridhana or groomprice or a combination of both. If dowry is
consisted of stridhana in addition to groomprice, the measure of dowry will be positively
biased against brideprice. In this dissertation, I use the term dowry to refer to any
payment made by bride’s family and the term net-dowry is used to refer to payments
made by bride’s family net of what is paid by the groom or his family.
Evolution from Brideprice to Dowry
Originally, in Indian societies, the part of dowry, which is demanded by groom
and his family, was absent and the payment of dowry was voluntary as it was considered meritorious in dominant Hindu religion. According to the holy text “The Laws of
Manu”, one of the ten paths to reach moksha or enlightenment in Hinduism is kanyadana, the act of giving a virgin bride to the groom along with financial and/or other gifts that is known as dakhshina or dowry. Paying dowry used to be widely practiced only among the high caste Hindus of Northern states. As opposed to the Northern states, the direction of transfer used to be from the groom and his family to the bride and her family in most of the South Indian societies in the past. In the Southern region, the custom of paying brideprice was widely practiced even among high caste Brahmins
(Srinivas 1989). These regional differences in the practice of marriage transactions are
9 See Deolalikar and Rao 1990, Rao 1993a, Rao, 1993b.
17 widely recognized by social scientists (Miller 1981, Kolenda 1987). However, researchers have documented a substantial reduction in the gap with respect to marriage transaction between the South and the North in recent decades as the practice of dowry replaces the practice of brideprice in Southern states (Epstein 1973, Caldwell, Reddy and Caldwell
1982,1983, Caplan 1984, Bradford 1985, Ifeka 1989 and Rao 1993b).
Dowry, which used to be a divine part of marriage ritual became a serious social problem when grooms and their families started to demand certain amount of dowry at the time of marriage negotiation, making dowry somewhat mandatory for the families of the bride. Srinivas (1996) summarized the sharp distinction between modern dowry (the third form of dowry) and the traditional respected custom though this distinction is absent in empirical dowry studies due to lack of data availability on dowry composition.
In addition to the change in the meaning of dowry, the ownership rights have also changed as groom’s family rather than bride enjoys the rights over the payments
(Paul 1985). It is difficult to pinpoint the time when these transitions have actually begun due to lack of systematic large-scale research on this topic. Anthropological studies suggest that the change occurred in the middle of nineteenth century. Around this time the lower caste also adopted the practice of dowry (Alexander 1968). Due to the potential adverse effects of modern dowry on brides, their families and society at large, receiving or paying dowry has been made illegal since 1961 under Indian Civil Law. But this act provided very little or no support at all to control the spread of dowry prevalence.
18 Dowry and the Civil Law:
The first nationwide systematic legal attempt to control and prohibit the practice of dowry was taken in 1961, as noted above, by introducing “Dowry Prohibition Act”.
However, the concern about dowry and the use of the mechanism of law dates back to
1939 when Sind Leti-Deti Act was introduced. The “Dowry Prohibition Act” decrees,
“to give, take, or demand a dowry is an offense punishable by imprisonment and fines”
(Diwan, pg.77, 1983). In the act the dowry is defined as “any property or valuable security given or agreed to be given either directly or indirectly by one party to a marriage to the other party to the marriage, or by the parents of either party to a marriage or by any other person, to either party to the marriage or to any other person at or before or after the marriage as consideration for the marriage of the said parties”
(Diwan, pg.77, 1983). The explanation to the section states that “any present made at the time of marriage to either party to the marriage in the form of cash, ornament, clothes or other articles, do not count as a dowry” (Diwan, pg.77, 1983). This act apparently failed to control the expansion of dowry prevalence due to its inherent weaknesses in the definition of dowry. Under this definition, it was difficult to prove any transaction as dowry. With an aim to overcome the inherent weaknesses of the Dowry Act, the Dowry
Prohibition (Amendment) Act was passed in 1984 and brought into force in October
1985. The Dowry Prohibition (Amendment) Act 1984 defines dowry as “any property or valuable security given or agreed to be given …. in connection with the marriage” instead of
‘as consideration of marriage’. Another significant change that this Act brings is higher penalties for violation of the law. Any person gives, takes or supports the giving or
19 taking of dowry is punishable with imprisonment for not less than six months and the person also has to pay a fine which may extend to ten thousand rupees (Menski, 1998).
Consequences of Dowry Practice in India
The status of a bride in her husband’s family typically depends on the amount of dowry she brings along with her at the time of marriage. A bride whose family fulfills the dowry demand at the time of marriage usually enjoys better status in her husband’s family and better treatment from her in-laws10. Consequences faced by the bride if dowry demands are not met include mental and physical abuse of young wives, ill-treatment and neglect. The extreme outcome of dowry related violence is suicide of the bride as a
reaction to dowry related abuse and accidental burning of the bride. Although these outcomes are not accepted in the society, they are not totally uncommon either. This so- called ‘accidental death’ of a bride by burning is commonly termed as “bride-burning”.
From a field survey of dowry victims in Delhi who are essentially the brides, Kumari
(1989) found that the dowry demands are so disproportionately large compared to the
incomes of the brides’ parents that only about eleven percent parents in the sample
could fully give the demanded dowry. The rest of them could pay only a portion of that
and promised to provide the rest in future. Nevertheless, Kumari (1989) looks at only dowry victims, so it is difficult to anticipate what is happening in the entire population.
The adverse outcome of dowry practice has received much media attention and has been highlighted by NGOs. However, there is a lack of actual rigorous research on dowry
10 For positive association between dowry payment and bride’s status, see for example, Amin, Suran, Huq and Chowdhury (2004), Zhang and Chan (1999)
20 related violence to capture the real picture at a national level. One study shows that in recent period, average dowry can amount to over two-third of a household’s asset or to about six times a household’s annual income (Rao 1993a). This disproportionate amount of dowry can bring severe impoverishment and debt to bridal family especially if there are more daughters than sons. As a result, unmarried young daughters can be viewed as burden in the family and are likely to face sex-based negligence in parental household.
Dowry not only brings economic hardship to the bride’s family, it can shape the destiny of a bride’s life too11. According to the National Crime Bureau of the
Government of India there are approximately 6,000 dowry related deaths every year.
According to Menski (1998), this number would be 25,000 considering both dowry
deaths and other dowry related violence. Another study has shown that in Mumbai one
quarter of deaths among females of age 15 to 30 years are linked with dowry violence
(Karlekar 1985). Normative judgment of dowry or brideprice is not the goal of this
dissertation, but the potential outcome of dowry practice is worth mentioning.
2.4 Theories and Research on Dowry and Brideprice
A large body of literature exists on the institution of marriage transaction. The
main focus of this literature in Indian context is on dowry since dowry seems to be the more common practice and attracted immense attention in the media for its potentially adverse outcome.
11 For examples, see Kumari, 1989, Menski 1998, Bloch and Rao 2002.
21 There are mainly two opposing views – in one, dowry is paid as a pre-mortem bequest to daughters who may not be legally or culturally capable of inheriting parental property (Tambiah 1973, Goody 1976, 1990, Botticini and Siow 2002, Zhang and Chan
1999). In the other, the price model, dowry is viewed as a pecuniary transfer where the party with more bargaining power receives dowry and the other party pays dowry as to attain a better match or sometimes a match at all. Dowry according to this definition is similar to groomprice (Becker 1991, Rao 1993a, Anderson 2003). This economic model of marriage by Becker (1991) derives dowry and brideprice (reverse of dowry) as shadow prices related to the surplus of the joint value of the marriage over the single utility gained by one of the spouses. According to this model, the spouse, who gains less from marriage, is compensated by the other spouse or his/her family. These two opposing explanation of dowry existence are not mutually exclusive. In a recent empirical research on dowry motives, Arunachalam and Logan (2006) have shown that bequest and price motives of dowry payment are very much likely to co-exist in explaining dowry existence.
There exist several theories to explain dowry existence and expansion that we can consider under price theory. These are women’s economic role, marriage squeeze and hypergamy. Bequest theory, women’s unproductive economic role, and hypergamy are the explanations available for dowry existence. On the other hand, marriage squeeze and change in women’s economic role are the theories that have been used to explain dowry expansion, rise and disappearance of brideprice as the dominant practice in the South.
Other than bequest and price theory there exist another argument to explain dowry expansion and disappearance of brideprice, which is known as Sanskritization.
22 The bequest theory provides the rationale for the existence of dowry in pre- modern society with gender inequality arguing that dowry acts as a form of pre-mortem inheritance. While sons obtain their inheritance upon death of the parents, daughters receive their share when they marry. The underlying assumption here is that daughters do not have legal rights to inherit family property. This theory is applicable to dowry explanations both at the micro and at the macro level. According to this theory, dowry is one way of receiving proper share of parental family property. This is particularly applicable for Hindu women of past generations who did not have legal or practiced rights on their ancestral or joint family property.
However, with current practiced form of dowry, the above-mentioned argument is not sufficient to explain dowry existence. The reason behind this is two fold. Firstly,
Indian women have legal inheritance rights since 1956 though the applicability of these rights is questionable. Secondly, the dowry argument of the bequest theory takes it for granted that dowry is paid to the bride. However, this is less likely to be the case in current Indian scenario, where in most of the cases dowry is a demanded gift from the bride-giver. Therefore, even if parents spend disproportionately large amount of money or property to pay dowry, it does not necessarily go under the bride’s ownership. One general exception to this is jewelry and personal items given to the bride. Following this line of argument, dowry cannot be viewed as a substitute for inheritance of property.
Thus, it apparently fails to be the main explanation of existence of the current form of
Indian dowry practice.
23 Unlike bequest theory, price theory is more market oriented, where both men and women have certain prices in the marriage market. Dowry is paid if men are attached to higher prices compared to women. In the alternative scenario, with women being highly valued, brideprice will be the dominant practice.
The explanation of marriage transaction with respect to women’s economic role is the first argument to link dowry and brideprice clearly, which falls under price theory and views dowry solely from economic perspective. This hypothesis argues that when women produce or earn little or nothing tangible, they are viewed as a burden. So, the bride’s family pay dowry to shift this burden to the groom’s family. The lower the return from women’s work, the higher the bride’s family pays to compensate. This notion of dowry was first suggested by Boserup (1970). She observed that women’s economic role has direct connection with marriage system and transactions. Polygyny and brideprice are generally associated with female farming systems, while monogamy and dowry are affiliated with male farming systems. Under this line of argument women are viewed either as asset that brings brideprice to the natal family during marriage or a liability for which her natal family needs to compensate at marriage.
Following the explanation with respect to women’s economic role for dowry existence, Rajaraman (1983) suggests that dowry has increased in South Asia as the process of development and introduction of new technology in the agricultural field have diminished the economic role of women and their rates of (informal) labor-force participation. The change in economic role of women is responsible for the switch from
24 the practice of brideprice to the practice of dowry. This change happened since work traditionally done by women has been displaced by men with technological adaptation.
Therefore, daughters who used to be assets of the family are now considered as burden and parents are willing to pay dowry to switch this burden to another family.
Opposing this view, Nair (1986) made the argument that it is not women who were affected by technological adaptation in agricultural fields in India. This is because women were only involved in lowest strata jobs like weeding, transplanting, or harvesting various crops that were not displaced by adaptation of new technologies. Moreover, in
Indian agriculture, the participation rates for women workers remained constant at around twenty-nine percent between 1959 and 1979 that goes against the claim of
Rajaraman (1983)12. Thus, it is unlikely to be the case that women’s economic
participation has reduced over time and that has indirectly increased the amount of
dowry.
The theory of ‘Marriage squeeze’ is a macro level demographic argument
asserting that since in a population with declining mortality younger cohorts are larger
than the older cohorts, there will be a relative scarcity of eligible men over women in the
marriage market as women tend to marry older men leading to escalation of dowries.
This explanation of dowry inflation was first suggested by Caldwell, Reddy, and Caldwell
(1983). The key assumption here is that dowry is the price of grooms and that females
drive up the price of men through competing for eligible men. Billig (1991), Rao (1993a,
12 For more on work participation of women in India see Randeria and Visaria 1984; Srinivas 1989.
25 1993b and 2000), Deolalikar and Rao (1998), Bhat and Halli (1999), and Edlund (2000) focus on marriage squeeze in India to explain the expansion of dowry practice. Rao
(1993b) first published a study that empirically tested the marriage squeeze hypothesis.
Using data from six villages in rural South-central India, he claims to find significant support for the argument of marriage squeeze to explain the rise of dowry. This finding is controversial since using the same data Edlund (2000) fails to replicate the same result, that is, the sex ratio of marriageable women and men has a positive impact on dowry.
Using detailed sex-ratio measure, Bhat and Halli (1999) find evidence of the existence of a large marriage squeeze against females in contemporary India which shows that marriage squeeze is not a felt scarcity rather a real numerical deficit in the availability of eligible marriageable men.
A competing sociological explanation of dowry existence and expansion is marriage hypergamy, where women marry men of higher status. When marriage hypergamy is present, dowry acts as a vehicle through which a family of a bride can marry off their daughter to a higher-status or higher-class family. The ideal for the parents of a girl is to marry their daughter into a family of greater prestige, wealth, or reputation compared to their own. Marrying the daughter into a lower status family not only binds their daughter to an inferior family but also lowers their own prestige in the eyes of their caste fellows. Thus, this micro-level behavior and the competition among the families of the brides for high quality grooms are responsible for the macro-level
26 existence of dowry and its rise13. Hypergamy is most applicable for those closest to the top of society’s status pyramid. Those who are closer to the bottom have fewer restrictions with respect to the status of marriage partners. Low caste and poor families are not capable of ‘buying’ high caste, high quality groom in any case. Some argue that this is the reason why marriages are arranged among status equals and brideprice or some other form of marriage transaction than dowry is more common among the poor and the lower castes (Miller 1981, Srinivas 1984).
The marriage hypergamy argument fails to explain why the practice of dowry has expanded beyond high caste, wealthy families and over time became a common practice among low caste, poor families replacing the practice of brideprice. Recognizing Indian marriage hypergamy, Billig (1991) made the argument that the causation of marriage squeeze can go beyond demographic sex-ratio based understanding of marriage market and marriage squeeze can be perpetuated by status hypergamy and one of the outcomes of that is dowry inflation.
Apart from bequest and price motives, social anthropologists propose a group- level behavioral explanation of Indian dowry expansion beyond high caste and among those who formerly used to practice brideprice (Epstein 1973, Tambiah 1973, Srinivas
1984, 1989). The idea is known as sanskritization, which was first proposed by Srinivas
(1952). According to this hypothesis, the lower castes adopt the behavior of upper castes
13 For evidence on the positive relation between dowry size and quality of the groom see, for example, Hooja (1969), Rao and Rao (1980), Caldwell, Reddy and Caldwell (1983), Caplan (1986), Billig (1992).
27 as a mean of acquiring higher social status. Dowry, which is a traditional practice of the highest caste (Brahmin), is a reflection of upwardly mobile imitative behavior by all other castes. In the view of this argument, the lower castes, former bride-price givers, adopted dowry to demonstrate their adherence to high caste notion of spiritual and social propriety in an attempt to gain social and economic advancement as high caste cultural norm became the basis of cultural homogenization.
Two weaknesses of the Sanskritization theory have been stated by Rao (1993b).
First, it is not very believable that the benefits gained by lower castes in behaving like dowry practicing higher castes (Brahmins) is greater than the immense destitution they often have to suffer or face by paying dowries. Secondly, using data from villages of two
South Indian states, Rao (1993) found that the lower castes have not only switched from brideprice to dowry, rather there has been an upward shift in real dowry payments even in castes, which historically have been paying brideprice. According to him the argument of sanskritization fails to explain the rise of dowry among high castes. Analyzing all-India rural data I found the real size of dowry has declined at both country and regional level.
Thus the relevance of sanskritization in this case is irrelevant here.
The availability of resources can produce real constraints in the size of marriage transactions paid at marriages. Number of sisters a bride has can reduce the size of dowry that the bride’s parents are willing to pay. This could be either because of cash constraints or parents’ desire to pay equal size of dowry to each daughter especially if the dowry is paid as a bequest (Botticini 1999, Dalmia 2004). For brideprice practicing
28 societies, this relation will be opposite. Brideprice is paid to the bride’s family; hence, men with more sisters will have more resources attained from their sisters’ marriages to pay for their own brideprices. Therefore, number of sisters the groom has may increase the size of brideprice in a brideprice practicing community.
Rural households are likely to marry off their daughters to locationally distant households in order to broaden their safety nets and ensure informal insurance to mitigate income risks from external economic shocks. This is especially the case with agricultural households for which natural climatic shocks like rainfall variations, flood and the like are important sources of income shocks that differ by location. Households from distant places are less likely to share similar shocks at the same time. Households linked by marriages belong to the same informal support network by cultural norms.
Thus, it is advantageous to parents to marry off their offspring to distant areas. This argument of income diversification was made by Rosenzweig and Stark (1989). The preference to diversify income risk by marrying off the offspring to a distant place may provide a household-level incentive to pay larger dowries to grooms of far away places.
Similarly, grooms are also likely to pay larger brideprices the farther away the bride lives.
In this dissertation, I empirically test several theories of dowry existence, expansion and inflation– marriage squeeze theory, hypergamy with respect to wealth, sanskritization and theory of income diversification. I test some indirect aspects of bequest theory and theory of women’s economic role.
29 2.5 Hypotheses
Review of marriage transaction related theories and previous literature suggest several hypotheses. In this dissertation, I explore a number of selective hypotheses that stem from theory to be tested statistically. These hypotheses are presented in Table 2.1.
The empirical measurement of these hypotheses and their testing are explained in the next chapter.
Table 2.1: Key Hypotheses to be Tested: Hypothesis Level Basis A Prevalence Macro Anthropological observation A.1 Prevalence of dowry is increasing over time. A.2 Prevalence of brideprice is decreasing over time. A.3 Expansion of dowry practice is higher among Sanskritization the lower caste.
B Magnitude Macro Anthropological observation B.1 The size of dowry is increasing over time. B.2 The size of brideprice is decreasing over time. B.3 Dowry inflation is higher among the lower Sanskritization caste.
C Factors affecting dowry and brideprice
C.1i More marriages are associated with dowries if Macro Marriage squeeze there are fewer men than women in the marriage market. The opposite is the case with brideprice.
C.1ii The size of dowry is larger if there are fewer Macro Marriage squeeze men than women in the marriage market. The opposite is the case with brideprice.
C.2 Dowry is larger if the groom’s family is Micro Hypergamy wealthier than the bride’s family.
30 C.3 Better quality grooms receive larger dowries Micro Female competition and pay smaller brideprices. (quality of groom)
C.3i Education: Grooms with higher education receive larger dowries and pay smaller brideprices.
C.3ii Wealth: Grooms with more parental landholdings receive larger dowries and pay smaller brideprices.
C.4 Brides, who are more attractive in the marriage Micro Female competition market, pay smaller dowries and receive larger (quality of bride) brideprices.
C.4.i Education: Brides with higher education pay smaller dowries and receive larger brideprices.
C.4.ii Age: Younger brides pay smaller dowries and receive larger brideprices.
C.5 Brides from wealthier families pay larger Micro Bequest or Family dowries. status
C.6. Brides with more sisters pay smaller dowries Micro Resource constraint and grooms with more sisters pay larger (replacement) brideprices.
C.7 The size of dowry and brideprice are larger the Micro Income farther away the bride and groom’s pre- diversification marriage locations are.
Hypothesis A.1: Prevalence of dowry practice is increasing over time.
Hypothesis A.2: Prevalence of brideprice practice is decreasing over time.
These two hypotheses about the prevalence of the two types of marriage
transactions are based on anthropological observations. There is a lack of statistical
analysis in the literature due to the shortage of appropriate large-scale data to qualify
these observations.
31 Hypothesis A.3: Expansion of dowry practice is higher among the lower caste.
According to Sanskritization argument, the lower castes, former bride-price givers, adopted dowry to demonstrate their adherence to high caste notion of spiritual and social propriety in an attempt to gain social and economic advancement as high caste cultural norm became the basis of cultural homogenization. So, dowry expansion will be higher among the lower caste groups. This theoretical argument was made by social anthropologists. However, there is a lack of empirical evidence in the literature to support this theory.
Hypothesis B.1: The size of dowry is increasing over time.
Hypothesis B.2: The size of brideprice is decreasing over time.
These two hypotheses about the vertical magnitude of dowry and brideprice are also based on anthropological observations. As mentioned before, empirical findings from previous research based on statistical analysis are inconclusive. Village or community based ethnographic research suggest decline in brideprice, but this observation is not yet tested with large-scale data set.
Hypothesis B.3: Dowry inflation is higher among the lower cast.
As mentioned before, according to ‘Sanskritization’ argument, in the caste- stratified society of India, the lower castes follow the higher caste rituals and way of living to gain social status. Thus, as a marriage ritual they not only adopt dowry practice but also pay higher dowries. As a result, dowry inflation will be higher among the lower caste. Again, empirical evidence is not available to support this theory.
32 Hypothesis C.1i: More marriages are associated with dowries if there are fewer marriageable men in the marriage market. The opposite is the case with brideprice.
Hypothesis C.1ii: The size of dowry is larger if there are fewer marriageable men in the marriage market. The opposite is the case with brideprice.
These two hypotheses are based on marriage squeeze theory. These suggest if there are more women at marriageable age than men in the marriage market, on one hand, there will be high competition among the parents to marry off their daughters, hence, it is very much likely that the bride’s parents first will agree to pay dowry and secondly will pay larger dowry to remain in the competition. On the other hand, it is also likely that the groom’s family will have higher bargaining power in the dowry negotiation process. However, regardless of underlying motives, there will be an increase in dowry practice and amount paid. Similarly, in the opposite situation, with fewer women compared to men, brideprice will be paid and the size of brideprice will also be affected negatively. Empirical evidence supporting the marriage squeeze hypothesis in explaining dowry existence and inflation is inconclusive.
Hypothesis C.2: Dowry is larger if the groom’s family is wealthier than the bride’s family.
This hypothesis stems from the theory of marriage hypergamy with respect to wealth. Bride’s family pay larger dowry to attract wealthier groom in order to attain higher status by marrying off their daughter into a wealthier family.
33 Hypothesis C.3: Better quality men receive larger dowries at marriage and pay smaller brideprices.
Dowry is paid as a result of competition among marriageable women whose families compete with each other to marry off their daughters to better quality grooms.
In rural areas, where agriculture is the main occupation, land represents wealth.
Education is another trait that increases a groom’s quality by providing him with more opportunities in the labor market and income earning. Thus, men with higher education and larger landholdings are perceived as ‘better grooms’. This leads to the following two hypotheses:
Hypothesis C.3i: Men with higher education receive larger dowries and pay smaller brideprices.
Hypothesis C.3ii: Men with larger parental landholdings receive larger dowries and pay smaller brideprices.
Parents of brides pay larger dowries to the grooms who are more educated and come from wealthier families. Again, larger dowry can be paid to these grooms as they enjoy higher bargaining power in the marriage negotiation process and demand accordingly. Similarly, in a brideprice paying society, ‘better grooms’ pay less brideprice for similar reasons.
34 Hypothesis C.4: Women, who are more attractive in the marriage market, pay smaller dowries and receive larger brideprices.
Better quality brides are valued highly in the marriage market and hence, their families have to compensate less to marry off their daughters. In brideprice practicing communities, the better the bride is, the higher the brideprice is. Education provides additional opportunities in the labor market and it also provides knowledge and information especially about better child-care. Again, as mentioned before in this chapter, in India, women marry at young ages, which might imply that there is a demand for younger brides who are easily controllable. Thus, educated younger brides are likely to be considered as better quality brides. This provides us with the following two hypotheses.
Hypothesis C.4i: Brides with higher education pay smaller dowries and receive larger brideprices.
Hypothesis C.4i: Younger brides pay smaller dowries and receive larger brideprices.
Hypothesis C.5: Brides from wealthier families pay larger dowry.
Wealthier families possess more resources and if dowry is paid as bequest then the wealthier the family is the larger the share of pre-mortem inheritance will be and therefore, the larger the size of dowry will be. Alternative explanation is that wealthier families pay dowry to signal their wealth status to the community where the size of dowry is likely to be well publicized. As a result, the size of dowry increases with bride’s family wealth status.
35 Hypothesis C.6: Brides with more sisters pay smaller dowries and grooms with more sisters pay larger brideprices.
Due to resource constraint of the family, as the number of daughters increase, the amount paid as dowry for each daughter is likely to go down. In the case of brideprice, the more sisters a man has, the more brideprice his family receives from his sisters’ marriages and the more he is able to pay as brideprice for his own marriage.
Hypothesis C.7: The size of dowry and brideprice are larger the farther away the bride and the groom’s pre-marriage locations are.
The income diversification argument asserts that, in rural agricultural communities, to mitigate sudden income shocks originated from natural calamity such as flood, draught and the like, households diversify their income and sources of informal support. One way to extend the informal safety net is by marrying off the offspring to geographically distant places that are less likely to share similar shocks. Therefore, to attract a marriage partner from a distant place parents might offer larger financial exchange.
2.6 Summary
This chapter presents a review of the relevant literature from sociology, anthropology, economics and social demography. Discussions on the cultural background of marriage, its characteristics and the practice of marriage transactions in detail reveal the profound impact of marriage transaction on Indian marriages. Taken as
36 a whole, we see that the practice of marriage transaction has gone through a substantial change over time. We also see the theoretical importance of individual, household and community level characteristics of both bride and groom on affecting the prevalence and magnitude of both dowry and brideprice practice. Based on those theoretical arguments and previous literature a number of hypotheses are posed in this chapter. In the next chapter, I review the data sources and empirical model estimation that will be utilized to test these hypotheses.
Chapter 3: Data and Method
37 38 3.1. Data
I use data from the Rural Economic and Demographic Survey (REDS), a panel survey conducted by the National Council of Applied Economic Research (NCAER) since the early 1970s. The first round of REDS was conducted in 1971 and included complete village and household information from 4,527 households spread over 259 villages from 17 major states14 of India. The sample is representative of the entire rural
population of India though the middle and upper income households were slightly over-
sampled. The second round of the survey took place in 1982 and 250 of the 259 original
villages were revisited15. Households from the original 1971 survey, with at least one
member of the household remaining in the village were resurveyed, which totaled to
4,979 households. Approximately two thirds of the households were the same
households as in 1971. A third round of the survey was carried out in 1999. All 1971
villages were surveyed this time excluding the sample villages in Jammu and Kashmir16,
thus making a total of 242 villages. In this survey round, all surviving households from
the 1982 survey living in these 242 villages were surveyed again, including all split-off
households residing in the same villages as the original household. In addition, a small random sample of new households was also added. Because of household division and this new sample, number of households in the 1999 round increased to 7,474. I use data from the 1999 survey round for this dissertation.
14 These 17 states are Andhra Pradesh, Bihar, Gujarat, Haryana, Himachal, Karnataka, Kerala, Madhya Pradesh, Maharashtra, Orissa, Punjab, Rajasthan, Tamil Nadu, Uttar Pradesh, West Bengal, Assam, Jammu and Kshmir. 15 A total of 9 villages from Assam were excluded for administrative reasons. 16 Jammu and Kashmir were excluded due to the political unrest prevailing in that area.
39 The 1999 household survey provides detailed information on asset ownership, incomes, and financial transaction at the household level. It also provides information on individual characteristics of household members. My principal use of REDS household data is to analyze the practice of marriage transaction in rural India and also to portray changes Indian marriages have experienced with respect to marriage transaction over time. For this purpose, it is important for the data to be representative of rural India.
However, although the original sampling scheme for the REDS panel data set was meant to create a representative sample of the entire rural population in the late 1960's, it is not clear how representative the sample is in 1999. This is because of the transition of some villages into towns and growth in new villages, which would not be included in the
REDS sampling.
To test the level of national representiveness of this survey Foster and
Rosenzweig (2003) compared data on rural households from the 1999 REDS with those on rural households from the 55th round of the National Social Surveys (NSS) of India, which was carried out in 1999-2000. The National Social Surveys of India (NSS) are large cross-sectional surveys that are designed to provide a comprehensive characterization of
Indian households. They found little or no overlap with respect to villages in the two surveys and strong cross-state relationships between variables constructed from the two data sets.
Additional Data: I also use data from Indian censuses in 1981, 1991 and 2001. Indian census is conducted in every ten years covering the whole population of the country.
40 Census provides individual level data along with district and state level information. For this dissertation, district17 level information such as sex ratio of marriageable men and women are constructed from census data. The most proximate decadal sex ratio in time is used as the proxy sex ratio of the year of marriage.
3.2 Sample
The sample for this study includes 2,154 Hindu marriages that were conducted within the time period 1975 to 1999. Muslims and others are different from Hindus on many observable and unobservable characteristics and dowry dynamics in Muslim marriages are expected to be very different from these of Hindu marriages. In the REDS data set, the religious background of eighty-nine percent of the households is Hinduism and unfortunately, there are not enough Muslims in our sample for any meaningful comparison. Most of the previous studies on dowry in India have also excluded Muslims.
For this dissertation, only household heads and their spouses are included in the sample. Marriage and dowry information were collected retrospectively from the head of the household. Respondents were asked how much they received or paid during marriage as dowry or brideprice. If the respondent is a male then the value of marriage transaction he received at the time of marriage from his in-laws is coded as dowry and the amount paid by him is coded as brideprice. For a female respondent, it is the opposite - amount
17 There are 28 states in India. This survey was conducted in 17 states. Each state is divided into basic units of government and administration called districts. Districts in turn are further divided into tehsils and eventually into villages.
41 paid by her family is coded as dowry and the value of marriage transaction received by her family is coded as brideprice. Demographic and economic Information on spouse’s natal household at the time of marriage were also collected retrospectively at the same survey18.
Retrospective data always has potential to be affected by recall bias. But as
Deolalikar and Rao (1990) mentioned, marriage in India is one of the major events in a person’s life, especially for women. Hinduism does not allow polygamy or informal unions and marriage is viewed as the most prominent way to enter adulthood for both men and women. Besides, marriage transaction represents a very large proportion of household income and asset, and is a factor that plays a very significant role in marriage
negotiation and decision-making. So, it is less likely to be subject to recall bias. Both
dowry and brideprice are measured in rupees19.
The marriages in the sample are spread over twenty-four years starting in 1975 and ending in 1999. Prices or value of things changes over time due to inflation of currency, which also changes cost of living. As a result, a thousand rupee in 1975 will be valued differently than the same thousand rupee in another year. Hence, marriage transactions paid in the year of 1971, for example, is not readily comparable to the dowry or brideprice paid in 1999 or any other year. To adjust for inflation and to make dowries and brideprices comparable between years, nominal dowries and brideprices from each
18 It is not clear from REDS documentation, whether the respondent or his spouse provided the information on spouse’s natal household. 19 1 Dollar = 40 Rupee (approximately) in 2008.
42 year needs to be converted to the value of a certain year, known as the base year. By converting nominal values of dowry and brideprice to the value of this base year one obtains the inflation adjusted real values of dowry and brideprice.
Researchers have used different indices to convert nominal values of dowry and brideprice to real ones. Amin and Cain (1998) and Arunachalam and Logan (2006) used price of rice to adjust the change in cost of living over time while investigating the rise of dowry and dowry motives in Bangladesh respectively. Rao (1993a, 1993b) and Deolalikar and Rao (1990) used price of gold to analyze dowry practice in India. Dalmia (2004) used consumer price index for the conversion to assess the determinants of dowry and demand for groom characteristics in India. Consumer price index usually includes prices of a collection of commodities that have significant use in everyday life. Thus, consumer price index is preferable than using one commodity such as the price of rice or gold to do the adjustment of cost of living over time. Using rural price index, which is a price index constructed using the price of commodities at rural areas, is even better in this context as the sample for the analysis in this dissertation comes from a rural population.
Thus In this dissertation, I use rural consumer price index20 to adjust for inflation over
the sample period.
It is a sensible practice to choose a base year that is ordinary in the economic
sense, a year in which events like flood, war or anything that can dramatically influence
prices did not occur. I use the price of 1999 as the base price. Although the choice of
20 Source: Price Indices 1999-2003, Economic Intelligence Division, Directorate of Economics and Statistics, Govt. of Gujarat. The base year of these price indices is 1960-61.
43 1999 as the base year is somewhat arbitrary, nothing extraordinary happened during this year nonetheless. Hence nominal values of marriage transactions (MT) of each year from
1975 to 1999 were transformed into the real values using the following formula:
Real value of MTi = (Nominal value of MTi) x (CPI1999/CPIi)
where, MTi = Marriage transaction of year i and i ∈ {1975, 1999}, CPI1999 is consumer
price index of year 1999 and CPIi is consumer price index of year i.
Key characteristics of the sample:
As mentioned before, the sample includes information about 2,154 marital
unions. Table 3.1 provides summary statistics of key variables for the sample cases used
for the empirical analysis in the next two chapters. The first column of table 3.1 shows the mean and standard error for all cases included in the sample. Dowry is highly prevalent in the sample – a dowry was paid in ninety percent of the marriages. On
average, in cases where dowry was paid, each dowry was equivalent to 39,035 rupees in
1999 prices. Unlike dowry, brideprice is much less practiced – a brideprice was paid in only eighteen percent of the marriages and the average size of brideprice is 4,941 rupees in 1999 prices, though the average approaches to 26,948 rupees if we consider only those
who paid brideprice.
As is evident from table 1, average age at marriage is quite low in the sample for
both males and females. Groom’s average age at the time of marriage is 23.76 year, one
44 year higher than the country average. For brides, this average age is 17.95 years, very close to the country average, which is 18.3 years (Census 2001).
Levels of education are also low among both males and females in the sample cases, which is not unexpected at all given the over all education level in India. A little less than three quarter of the grooms and a little less than half of the brides have attended formal schooling for more than one year. In the sample, average years of schooling for the bride and the groom are about 3 and 5 years respectively.
Grooms in the sample come from slightly wealthier families with respect to landholdings compared to the brides. Though high and middle income families are over- sampled in the REDS data. However, landlessness is not uncommon among this sample cases – about 23 percent of groom’s families and about 27 percent of bride’s families do not own any land of their own.
On average, the physical distance between a bride’s natal household and the new household where she moves after marriage is about 33 kilometers. There is significant caste variation in the sample with a majority being lower caste, about 43 percent. Thirty- three percent of the sample has high caste background and the rest of 21 percent are from middle caste. In the sample, for each marriage, at the district level there are 106 women at marriageable age available for each 100 men.
45 Regional variation in characteristics within the sample population:
There are four major regions in India - North, South, East and West. All four of these regions are represented in the sample with the North and the South being over represented compared to the East and the West, 55 and 24 percent respectively21.
Information on dowry and brideprice are missing for a large number of cases of Western region. The reasons behind these missing information are unknown and thus are excluded from the data set. Therefore, data for Western region will be subject to large sampling error. The second, third, fourth and fifth column of Table 3.1 presents the mean and standard error of the variables for the four regions. The sample shows very interesting regional pattern. The average size of dowry and brideprice are the largest in the West and the smallest in the North and the East respectively. The size of dowry is more than nine times larger in the West compared to the East. Brideprice, on the other hand, is almost six times larger in the West than that of the North. Net-dowry reflects the imbalance in marriage transaction, which is the highest in the Northern region and lowest in the West.
Between the two major regions of the sample - North and South, age at marriage for both bride and groom are higher in the South. Although there is no difference at average education level between grooms, brides’ average years of schooling is double in the South compared to the North. The distance between bride’s natal household and the household where she moves after marriage is also much shorter in the South. The district
21 States within the North region includes Bihar, Haryana, Himachal, Madhya Pradesh, Punjab, Rajasthan and Uttar Pradesh. South region includes Andhra Pradesh, Karnataka, Kerala and Tamil Nadu, Gujarat and Maharashtra falls under the Western region, while West Bengal, Assam and Orissa falls under the Eastern region.
46 level sex ratios (female/male) are 102 and 112 in the North and the South respectively suggesting Southern region having better female outcomes.
3.3 Empirical Model and Estimation
To determine the desirable characteristics, that are important in assessing the amount of marriage transaction from one family to the other, I use Ordinary Least
Square (OLS) regression method. I use dowry and brideprice as dependent variables and individual, household and community level variables as independent variables to examine which of these variables are important in determining dowry and brideprice. In particular, the following OLS regression models are used:
Di,j = β0 + β1Xi + β2Xj + β3Hi + β4Hj + β5Ci,j + β6Mi,j
+ β7Yi,j + β8SRi,j + β9RDi,j + ui,j (1)
BPi,j = γ0 + γ1Xi + γ2Xj + γ3Hi + γ4Hj + γ5Ci,j + γ6Mi,j
+ γ7Yi,j + γ8SRi,j + γ9RDi,j + vi,j (2)
where Di,j and BPi,j are dowry and brideprice transferred at the time of marriage between
bride i and groom j. Matrices Xi and Xj, contains individual characteristics like age and
years of education of bride i and groom j respectively. Similarly, Hi and Hj contains
household level variables like parental landholding and number of sisters of bride i and
groom j, respectively. Ci,j is a dummy variable which takes a value of one if bride i and
47 groom j belong to high caste22. Distance of marriage migration for bride i when married
to groom j is denoted by Mi,j, year of marriage by Yi,j and District level sex-ratio by SRi,j.
RDi,j includes two region dummy variables, one for the West and the other for the
North. Finally, ui,j and vi,j are random errors.
In the sample population, twenty four percent of all marriages, for which I have
dowry and brideprice information available, the financial transaction went in both
directions simultaneously. Therefore, it is reasonable to assume that the amount paid by
the groom’s family is not independent of the amount paid by the bride’s family. In other
words, dowry and brideprice for a particular marriage is jointly determined. In this case,
equation (1) and (2) may seem unrelated but there will be correlations between ui,j and vi,j.
This means that Cov (ui,j, vi,j) ≠ 0. Estimated coefficients in (1) and (2) will still be
unbiased and consistent, but will be inefficient.
To obtain efficient estimates, I use Zellner’s seemingly unrelated regression
model (SUR) to estimate equation (1) and (2) jointly. This provides efficient estimates
through the use of generalized least-square estimation (Greene, 2000). If the equations
are actually unrelated, then there is no payoff to generalized least-square estimation and
it will be the same as ordinary least squares. However, there is no cost either in the
econometric sense in using the SUR model when the equations are actually unrelated, i.e.
Cov (ui,j, vi,j) = 0.
22 Note that ideally a dummy for bride’s caste affiliation and a dummy or groom’s caste affiliation should be included. However, there are no cross caste marriages in the sample. So, a single dummy for caste affiliation for both bride and groom suffices.
48 To estimate the prevalence rate of dowry and brideprice over time, I use logistic regression model. The following logistic regression models are used to predict the odds of paying a dowry, equation (3) and the odds of paying a brideprice, equation (4):
(β0 +β1Xi + β2Xj + β3Hi + β4Hj + β5Ci,j + β6Mi,j + β7Yi,j + β8SRi,j + β9RDi,j + ui,j) Pdi,j / (1-Pdi,j ) = e (3)
(γ0 + γ1Xi + γ2Xj + γ3Hi + γ4Hj + γ5Ci,j + γ6Mi,j + γ7Yi,j + γ8SRi,j + γ9RDi,j + vi,j) Pbpi,j / (1-Pbpi,j ) = e (4)
where Pdi,j is the probability of paying a dowry in the marriage between bride i and
groom j and, (1- Pdi,j ) is the probability of not paying a dowry. Similarly, Pbpi,j is the
probability of paying a brideprice to bride i’s family by groom j and, (1- Pdi,j ) is the
probability of not paying a brideprice. Matrices and variables Xi, X,j, Hi, Hj, Ci,j, Mi,j, Yij,
Ri,j, RDi,j contains the same variables - individual, household and community level, that
were included in regression model (1) and (2). Coefficient of the year of marriage
variable should be positive if the prevalence rate of dowry (brideprice) is expected to
increase over time.
3.4 Key Variables
Dependent Variable:
The dependent variables – dowry and brideprice – are measured in two different
ways for the two different sets of equations above. First, to identify factors determining
dowry and brideprice, I use the amounts of dowry and brideprice as dependent variables
49 for OLS regressions (1) and (2) respectively. Real values of dowry and brideprice are used as amounts paid by households. As mentioned above, I obtain these real values of dowry and brideprice by inflating nominal values using rural consumer price index and using 1999 as the base year. Naturally, real amounts of dowry and brideprice are also used as dependent variables in the SUR model.
Secondly, for the multivariate logistic regression models23 (3) and (4), where I test
the prevalence of dowry and brideprice, two dummy variables are created as dependent
variables. For regression model (3), the dowry regression, the dependent variable takes a
value of one if a dowry was paid and zero otherwise. Similarly, for regression model (4),
the brideprice regression, the dependent variable is coded one if a brideprice was paid
and zero otherwise.
Independent Variables:
Individual characteristics of bride and groom: Two individual level characteristics of
both bride and groom are included in the regression models – age and education. Level
of education is measured in years of schooling. However, since it is common for people
in rural areas to drop out of school, attendance and completion may be different. In this
study I use completed years of schooling as the level of education. In the survey age (in
years) at the time of marriage were asked to the respondents and so it was readily
available to use in the analysis. However, I re-scaled age by centering it to the mean age
23 To parallel the SUR equations, bi-variate Probit model could have been used. Using bi-variate Probit would have given similar results as of Logistic regression, thus I decided to use Logistic regressions instead.
50 of the sample to achieve more meaningful estimates of the intercepts. According to the hypotheses (discussed in the previous chapter), a younger bride with education is more preferred in the marriage market, thus is expected to pay a lower dowry. Therefore, dowry is likely to increase with bride’s age and decline with her level of education. The opposite will be the case for brideprice – brideprice is likely to decrease with bride’s age and increase with more years of schooling.