Commerce Control List Supplement No. 1 to Part 774 Category 0—page 1

THE COMMERCE CONTROL LIST

CATEGORY 0 - NUCLEAR MATERIALS, List Based License Exceptions (See Part 740 for FACILITIES, AND EQUIPMENT [AND a description of all license exceptions) MISCELLANEOUS ITEMS] LVS: $500 for 0A501.c, .d, and .x. $500 for 0A501.c, .d, .e, and .x if the ultimate A. “END ITEMS,” “EQUIPMENT,” destination is Canada. “ACCESSORIES,” “ATTACHMENTS,” “PARTS,” “COMPONENTS,” AND GBS: N/A “SYSTEMS” Special conditions for STA

0A002 Power generating or propulsion STA: Paragraph (c)(2) of License equipment “specially designed” for use with Exception STA (§ 740.20(c)(2) of the EAR) space, marine or mobile “nuclear reactors”. may not be used for any item in this entry. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) List of Items Controlled

Related Controls: (1) Firearms that are fully 0A501 Firearms (except 0A502 shotguns) and automatic, and magazines with a capacity of related commodities as follows (see List of greater than 50 rounds, are “subject to the Items controlled). ITAR.” (2) See ECCN 0A502 for shotguns and their “parts” and “components” that are License Requirements subject to the EAR. Also see ECCN 0A502 for shot-pistols. (3) See ECCN 0A504 and Reason for Control: NS, RS, FC, UN, AT USML Category XII for controls on optical sighting devices. Country Chart (See Control(s) Supp. No. 1 to part Related Definitions: N/A 738) Items: NS applies to entire entry NS Column 1 except 0A501.y a. Non-automatic and semi-automatic RS applies to entire entry RS Column 1 firearms equal to .50 caliber (12.7 mm) or less. except 0A501.y Note 1 to paragraph 0A501.a: ‘Combination FC applies to entire entry FC Column 1 pistols’ are controlled under ECCN 0A501.a. A except 0A501.y ‘combination pistol’ (a.k.a., a combination gun) UN applies to entire entry See § 746.1 of the has at least one rifled barrel and at least one EAR for UN smoothbore barrel (generally a shotgun style controls barrel). AT applies to entire entry AT Column 1 Technical Note to 0A501.a: Firearms License Requirement Note: In addition to described in 0A501.a includes those chambered using the Commerce Country Chart to determine for the .50 BMG cartridge. license requirements, a license is required for exports and reexports of ECCN 0A501.y.7 firearms to the People’s Republic of China.

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 2 b. Non-automatic and non-semi-automatic Firearms and Explosives (see 27 CFR parts 447, rifles, carbines, revolvers or pistols with a caliber 478, and 479,) as a firearm. greater than .50 inches (12.7 mm) but less than or equal to .72 inches (18.0 mm). c. The following types of “parts” and f. through w. [Reserved] “components” if “specially designed” for a commodity controlled by paragraph .a or .b of x. “Parts” and “components” that are this entry, or USML Category I (unless listed in “specially designed” for a commodity classified USML Category I(g) or (h)): barrels, cylinders, under paragraphs .a through .c of this entry or the barrel extensions, mounting blocks (trunnions), USML and not elsewhere specified on the USML bolts, bolt carriers, operating rods, gas pistons, or CCL. trigger housings, triggers, hammers/striker, sears, disconnectors, pistol grips that contain fire y. Specific “parts,” “components,” control “parts” or “components” (e.g., triggers, “accessories” and “attachments” “specially hammers/striker, sears, disconnectors) and designed” for a commodity subject to control in buttstocks that contain fire control “parts” or this ECCN or common to a defense article in “components.” USML Category I and not elsewhere specified in the USML or CCL as follows, and “parts,” Technical Note to 0A501.c: Barrel blanks “components,” “accessories,” and “attachments” that have reached a stage in manufacturing in “specially designed” therefor. which they are either chambered or rifled are controlled by 0A501.c. y.1. Stocks (including adjustable, collapsible, blades and braces), grips, d. Detachable magazines with a capacity of handguards, or forends, that do not contain any 17 to 50 rounds “specially designed” for a fire control “parts” or “components” (e.g., commodity controlled by paragraph .a or .b of triggers, hammers/striker, sears, disconnectors); this entry. y.2. to y.5. [RESERVED] Note 2 to paragraph 0A501.d: Magazines with a capacity of 16 rounds or less are y.6. Bayonets; and controlled under 0A501.x; for magazines with a capacity greater than 50 rounds, see USML y.7. Firearms manufactured from Category I. 1890 to 1898 and reproductions thereof. e. Receivers (frames) and “complete breech Technical Note 1 to 0A501: The controls mechanisms,” including castings, forgings, on “parts” and “components” in ECCN 0A501 stampings, or machined items thereof, “specially include those “parts” and “components” that are designed” for a commodity controlled by common to firearms described in ECCN 0A501 paragraph .a or .b of this entry. and to those firearms “subject to the ITAR.”

Note 3 to 0A501.e: Frames (receivers) Technical Note 2 to 0A501: A receiver with under 0A501.e refers to any “part” or any other controlled “part” or “component” “component” of the firearm that has or is (e.g., a barrel (0A501.c), or trigger guard customarily marked with a serial number when (0A501.x), or stock (0A501.y.1)) is still required by law. This paragraph 0A501.e is controlled under 0A501.e. synonymous with a “part” or “component” that is regulated by the Bureau of Alcohol, Tobacco,

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 3

Note 4 to 0A501: Antique firearms (i.e., Reason for Control: RS, CC, FC, UN, those manufactured before 1890) and AT, NS reproductions thereof, muzzle loading and black powder firearms except those designs based on Country Chart (See centerfire weapons of a post 1937 design, BB Control(s) Supp. No. 1 to part guns, pellet rifles, paint ball, and all other air 738) rifles are EAR99 commodities. NS applies to shotguns NS Column 1 with a barrel length less Note 5 to 0A501: Muzzle loading and black than 18 inches (45.72 cm) powder firearms with a caliber less than 20 mm RS applies to shotguns RS Column 1 that were manufactured post 1937 that are used with a barrel length less for hunting or sporting purposes that were not than 18 inches (45.72 cm) “specially designed” for military use and are not FC applies to entire entry FC Column 1 “subject to the ITAR” nor controlled as shotguns under ECCN 0A502 are EAR99 commodities. CC applies to shotguns CC Column 1 with a barrel length less Note 6 to 0A501: Scope mounts or accessory than 24 in. (60.96 cm) and rails, iron sights, sling swivels, and butt plates or shotgun “components” recoil pads are designated as EAR99. These controlled by this entry commodities have been determined to no longer regardless of end user warrant being “specially designed” for purposes CC applies to shotguns CC Column 2 of ECCN 0A501. with a barrel length greater than or equal to 24 in. Note 7 to 0A501: A kit, including a replacement (60.96 cm), regardless of or repair kit, of firearms “parts” or end user “components” customarily sold and exported CC applies to shotguns CC Column 3 together takes on the classification of the most with a barrel length greater restrictive “part” or “component” that is than or equal to 24 in. included in the kit. For example, a kit (60.96 cm) if for sale or containing 0A501.y and .x “parts,” is controlled resale to police or law as a 0A501.x kit because the .x “part” is the most enforcement restrictive “part” included in the kit. A UN applies to entire entry See § 746.1(b) of the complete firearm disassembled in a kit form is EAR for UN controlled as a firearm under 0A501.a, .b, or .y.7. controls AT applies to shotguns AT Column 1

with a barrel length less 0A502 Shotguns; shotguns “parts” and than 18 inches (45.72 cm) “components,” consisting of complete trigger mechanisms; magazines and magazine List Based License Exceptions (See Part 740 for extension tubes; “complete breech a description of all license exceptions) mechanisms;” except equipment used to slaughter domestic animals or used exclusively LVS: $500 for 0A502 shotgun “parts” to treat or tranquilize animals, and except and “components,” consisting of complete arms designed solely for signal, flare, or trigger mechanisms; magazines and saluting use. magazine extension tubes. $500 for 0A502 shotgun “parts” and “components,” License Requirements consisting of complete trigger mechanisms; magazines and magazine extension tubes,

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 4

“complete breech mechanisms” if the of end use. ultimate destination is Canada. Accordingly, a GBS: N/A column specific to this control does not List of Items Controlled appear on the Commerce Country Related Controls: Shotguns that are fully Chart. (See part automatic are “subject to the ITAR.” 742 of the EAR for additional Related Definitions: N/A information). Items: The list of items controlled is UN applies to entire entry See § 746.1(b) of the contained in the ECCN heading. EAR for UN controls Note 1 to 0A502: Shotguns made in or before 1898 are considered antique shotguns and List Based License Exceptions (See Part 740 for designated as EAR99. a description of all license exceptions)

Technical Note: Shot pistols or shotguns that LVS: N/A have had the shoulder stock removed and a pistol GBS: N/A grip attached are controlled by ECCN 0A502. Slug guns are also controlled under ECCN List of Items Controlled 0A502. Related Controls: Law enforcement restraint devices that administer an electric shock are 0A503 Discharge type arms; non-lethal or less- controlled under ECCN 0A982. Electronic lethal grenades and projectiles, and “specially devices that monitor and report a person’s designed” “parts” and “components” of those location to enforce restrictions on movement projectiles; and devices to administer electric for law enforcement or penal reasons are shock, for example, stun guns, shock batons, controlled under ECCN 3A981. shock shields, electric cattle prods, immobilization guns and projectiles; except Related Definitions: N/A equipment used to slaughter domestic animals Items: The list of items controlled is or used exclusively to treat or tranquilize contained in the ECCN heading. animals, and except arms designed solely for signal, flare, or saluting use; and “specially designed” “parts” and “components,” n.e.s. 0A504 Optical sighting devices for firearms (including shotguns controlled by 0A502); and License Requirements “components” as follows (see List of Items Controlled). Reason for Control: CC, UN License Requirements Country Chart (See Control(s) Supp. No. 1 to part Reason for Control: FC, RS, CC, UN 738) CC applies to entire entry A license is required Country Chart (See for ALL Control(s) Supp. No. 1 to part destinations, except 738) Canada, regardless

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 5

RS applies to paragraph .i RS Column 1 f. Laser aiming devices or laser illuminators ‘‘specially designed’’ for use on FC applies to paragraphs FC Column 1 firearms, and having an operational wavelength .a, .b, .c, d, .e, .g, and .i of exceeding 400 nm but not exceeding 710 nm. this entry CC applies to entire entry CC Column 1 Note 1 to 0A504.f: 0A504.f does not control UN applies to entire entry See §746.1(b) of the laser boresighting devices that must be placed in EAR for UN the bore or chamber to provide a reference for controls aligning the firearms sights.

List Based License Exceptions (See Part 740 for g. Lenses, other optical elements and a description of all license exceptions) adjustment mechanisms for articles in paragraphs .a, .b, .c, .d, .e, or .i. LVS: $500 for 0A504.g. GBS: N/A h. [Reserved]

List of Items Controlled i. Riflescopes that were not “subject to the EAR” as of March 8, 2020 and are “specially Related Controls: (1) See USML Category designed” for use in firearms that are “subject to XII(c) for sighting devices using second the ITAR.” generation image intensifier tubes having luminous sensitivity greater than 350 µA/lm, Note 2 to paragraph i: For purpose of the or third generation or higher image intensifier application of “specially designed” for the tubes, that are “subject to the ITAR.” (2) riflescopes controlled under 0A504.i, paragraph See USML Category XII(b) for laser aiming (a)(1) of the definition of “specially designed” in or laser illumination systems “subject to the § 772.1 of the EAR is what is used to determine ITAR.” (3) Section 744.9 of the EAR whether the riflescope is “specially designed.” imposes a license requirement on certain commodities described in 0A504 if being exported, reexported, or transferred (in- 0A505 Ammunition as follows (see List of country) for use by a military end-user or for Items Controlled). incorporation into an item controlled by ECCN 0A919. License Requirements

Related Definitions: N/A Reason for Control: NS, RS, CC, FC, UN, Items: AT a. Telescopic sights. Country Chart (See Supp. Control(s) No. 1 to part 738) b. Holographic sights. NS applies to NS Column 1 c. Reflex or “red dot” sights. 0A505.a and .x RS applies to RS Column 1 d. Reticle sights. 0A505.a and .x e. Other sighting devices that contain CC applies to CC Column 1 optical elements. 0A505.b FC applies to entire FC Column 1 entry except 0A505.d

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UN applies to entire See § 746.1 of the EAR links or belts, caseless ammunition, tracer entry for UN controls ammunition, ammunition with a depleted AT applies to AT Column 1 uranium projectile or a projectile with a 0A505.a, .d, and .x hardened tip or core and ammunition with an AT applies to A license is required for explosive projectile are “subject to the 0A505.c items controlled by ITAR.” (2) Percussion caps, and lead balls paragraph .c of this entry and bullets, for use with muzzle-loading to North Korea for anti- firearms are EAR99 items. terrorism reasons. The Commerce Country Chart Related Definitions: ‘Marking rounds’ are is not designed to non-lethal, typically used for training purposes, determine AT licensing and contain a dye or paint in a capsule that is not requirements for this a chemical irritant. entry. See §742.19 of Items: the EAR for additional information. a. Ammunition for firearms controlled by ECCN 0A501 or USML Category I and not List Based License Exceptions (See Part 740 for enumerated in paragraph .b, .c, or .d of this entry a description of all license exceptions) or in USML Category III.

LVS: $500 for items in 0A505.x, except b. Buckshot (No. 4 .24’’ diameter and $3,000 for items in 0A505.x that, larger, any material) shotgun shells and shotgun immediately prior to March 9, 2020, were shells that contain only, or are for the dispersion classified under 0A018.b. (i.e., “Specially of chemical irritants. designed” components and parts for ammunition, except cartridge cases, powder c. Shotgun shells (including less than lethal bags, bullets, jackets, cores, shells, rounds) that do not contain buckshot; and projectiles, boosters, fuses and components, “specially designed” “parts” and “components” primers, and other detonating devices and of shotgun shells. ammunition belting and linking machines (all of which are “subject to the ITAR”). (See 22 d. Blank ammunition for firearms CFR parts 120 through 130)) controlled by ECCNs 0A501 or 0A502 and not enumerated in USML Category III. GBS: N/A Technical Note to 0A505.d: Includes Special conditions for STA ‘marking rounds’ that have paint/dye as the projectile. STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any item in 0A505. e. through w. [Reserved]

List of Items Controlled x. “Parts” and “components” that are “specially designed” for a commodity subject to Related Controls: (1) Ammunition for control in this ECCN or a defense article in modern heavy weapons such as howitzers, USML Category III and not elsewhere specified artillery, cannon, mortars and recoilless rifles on the USML or the CCL. as well as inherently military ammunition types such as ammunition preassembled into

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Note 1 to 0A505.x: The controls on controls is published in Supplement No. 5 to part “parts” and “components” in this entry include 774. The license requirements and licensing Berdan and boxer primers, metallic cartridge policy relating to ECCN 0A521 are set forth in § cases, and standard metallic projectiles such as 742.6(a)(8) of the EAR. full metal jacket, lead core, copper projectiles, and frangible projectiles. 0A602 Guns and Armament as follows (see List of Items Controlled). Note 2 to 0A505.x: The controls on “parts” and “components” in this entry include License Requirements those “parts” and “components” that are common to ammunition and ordnance described Reason for Control: NS, RS, UN, AT in this entry and to those enumerated in USML Category III. Country Chart (See Control(s) Supp. No. 1 to part Note 3 to 0A505.x: Metal shot smaller 738) than No. 4 Buckshot, empty and unprimed NS applies to entire entry NS Column 1 shotgun shells, shotgun wads, smokeless RS applies to entire entry RS Column 1 gunpowder, ‘dummy rounds’ and ‘drill rounds’ See § 746.1 of the (unless linked or belted), not incorporating a UN applies to entire entry EAR for UN lethal or non-lethal projectile(s) are designated controls EAR99. A ‘dummy round’ or ‘drill round’ is a AT applies to entire entry AT Column 1 round that is completely inert, (i.e., contains no primer, propellant, or explosive charge). It is List Based License Exceptions (See Part 740 for typically used to check weapon function and for a description of all license exceptions) crew training. LVS: $500 Note 4 to 0A505: Shotgun shells that contain GBS: N/A two or more balls/shot larger than .24-inch are controlled under 0A505.b. Special conditions for STA

STA: Paragraph (c)(2) of License 0A521 Any commodity subject to the EAR Exception STA (§ 740.20(c)(2) of the EAR) that is not listed elsewhere in the CCL, but may not be used for any item in 0A602. which is controlled for export because it provides at least a significant military or List of Items Controlled intelligence advantage to the United States or for foreign policy reasons. Related Controls: (1) Modern heavy weapons such as howitzers, artillery, cannon, mortars, 0A521 commodities are subject to RS1 and recoilless rifles are “subject to the controls with no license exception eligibility ITAR.” (2) See ECCN 0A919 for foreign- other than License Exception GOV for U.S. made “military commodities” that Government personnel and agencies under incorporate more than a de minimis amount §740.11(b)(2)(ii) of the EAR, or an item- specific of U.S.-origin “600 series” items. (3) See license exception identified in Supplement No. 5 ECCN 0A606 for engines that are “specially to part 774 particular to an item covered under designed” for a self-propelled gun or ECCN 0A521. The list of commodities howitzer subject to control under paragraph determined to be classified under ECCN 0A521 .a of this ECCN or USML Category VII.

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 8

Related Definitions: N/A NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 Items: AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) for a. Guns and armament manufactured UN controls between 1890 and 1919. List Based License Exceptions (See Part 740 for b. Military flame throwers with an effective a description of all license exceptions) range less than 20 meters. LVS: N/A c. through w. [Reserved] GBS: N/A x. “Parts” and “components” that are Special Conditions for STA “specially designed” for a commodity subject to control in paragraphs .a or .b of this ECCN or a STA: Paragraph (c)(2) of License defense article in USML Category II and not Exception STA (§ 740.20(c)(2) of elsewhere specified on the USML or the CCL. the EAR) may not be used for any item in this ECCN 0A604. Note 1 to 0A602.x: Engines that are “specially designed” for a self-propelled gun or List of Items Controlled howitzer subject to control under paragraph .a of this ECCN or a defense article in USML Related Controls: (1) Torpedoes, bombs, Category VII are controlled under ECCN and mines are “subject to the ITAR” (see 22 0A606.x. CFR § 121.1, USML Category IV). (2) Smoke bombs, non-irritant smoke flares, Note 2 to 0A602: “Parts,” “components,” canisters, grenades and charges, and other “accessories,” and “attachments” specified in pyrotechnical articles having both military USML subcategory II(j) are subject to the and commercial applications are controlled controls of that paragraph. by ECCN 1A984. (3) Certain explosive detonator firing sets, electrically driven Note 3 to 0A602: Black powder guns and explosive detonators, and detonators and armament manufactured in or prior to 1890 and multipoint initiation systems are controlled replicas thereof designed for use with black by ECCN 1A007 or ECCN 3A232. (4) See powder propellants are designated EAR99. ECCN 0A919 for foreign-made “military commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. 0A604 Commodities related to military explosive devices and charges (see List of Related Definitions: N/A Items Controlled). Items:

License Requirements a. Demolition blocks, and detonators designed, modified, or adapted therefor. Reason for Control: NS, RS, AT, UN b. Military explosive excavating devices. Country Chart (See Control(s) Supp. No. 1 to part 738)

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 9

Note to 0A604.a and .b: This entry List Based License Exceptions (See Part 740 for does not control the detonators and other items a description of all license exceptions) described in ECCN 1A007 or ECCN 3A232. LVS: $1500 c. Smoke hand grenades and stun hand GBS: N/A grenades (e.g., “flashbangs”) not controlled by ECCN 1A984. Special Conditions for STA d. through w. [Reserved] STA: (1) Paragraph (c)(1) of License Exception STA (§ 740.20(c)(1) of the x. “Parts,” “components,” “accessories,” and EAR) may not be used for any item in “attachments” that are “specially designed” for a 0A606.a, unless determined by BIS to commodity subject to control in paragraphs .a be eligible for License Exception STA through .c of this ECCN, or for a defense article in accordance with §740.20(g) controlled under USML Category IV, and not (License Exception STA eligibility specified elsewhere on the USML. requests for 9x515 and “600 series” items). (2) Paragraph (c)(2) of License Note to 0A604.x: “Parts,” “components,” Exception STA (§ 740.20(c)(2) of the “accessories,” and “attachments” specified in EAR) may not be used for any item in USML Category IV(h) are subject to the controls 0A606. of that paragraph. List of Items Controlled

0A606 Ground vehicles and related Related Controls: (1) The ground vehicles, commodities, as follows (see List of Items other articles, technical data (including Controlled). software) and services described in 22 CFR

part 121, Category VII are subject to the License Requirements jurisdiction of the International Traffic in Arms Regulations. (2) See ECCN 0A919 for Reason for Control: NS, RS, AT, UN foreign-made “military commodities” that incorporate more than a de minimis amount Country Chart of U.S.-origin “600 series” controlled Control(s) (See Supp. No. 1 content. to part 738) NS applies to entire entry, NS Column 1 Related Definitions: N/A except 0A606.b and .y. Items: NS applies to 0A606.b. NS Column 2 RS applies to entire entry, RS Column 1 a. Ground vehicles, whether manned or except 0A606.b and .y. unmanned, “specially designed” for a military RS applies to 0A606.b. RS Column 2 use and not enumerated or otherwise described RS applies to 0A606.y China, Russia, or in USML Category VII. Venezuela (see § 742.6(a)(7)) Note 1 to paragraph .a: For purposes of AT applies to entire entry. AT Column 1 paragraph .a, “ground vehicles” include (i) UN applies to entire entry, See § 746.1(b) tanks and armored vehicles manufactured prior except 0A606.y. for UN controls to 1956 that have not been modified since 1955 and that do not contain a functional weapon or a

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 10 weapon capable of becoming functional through electromagnetic armor to provide ballistic repair; (ii) military railway trains except those protection equal to or better than level III that are armed or are “specially designed” to (National Institute of Justice standard 0108.01, launch missiles; (iii) unarmored military September 1985) or “equivalent standards”; recovery and other support vehicles; (iv) unarmored, unarmed vehicles with mounts or b.1.b. A transmission to provide drive to hard points for firearms of .50 caliber or less; both front and rear wheels simultaneously, and (v) trailers “specially designed” for use with including those for vehicles having additional other ground vehicles enumerated in USML wheels for load bearing purposes whether driven Category VII or ECCN 0A606.a, and not or not; separately enumerated or otherwise described in USML Category VII. For purposes of this note, b.1.c. Gross vehicle weight rating the term “modified” does not include (GVWR) greater than 4,500 kg; and incorporation of safety features required by law, cosmetic changes (e.g., different paint or b.1.d. Designed or modified for off-road repositioning of bolt holes) or addition of use.

“parts” or “components” available prior to b.2. “Parts” and “components” having all of 1956. the following:

Note 2 to paragraph .a: A ground vehicle’s being b.2.a. “Specially designed” for vehicles “specially designed” for military use for specified in paragraph.b.1 of this entry; and purposes of determining controls under paragraph .a. entails a structural, electrical or b.2.b. Providing ballistic protection equal mechanical feature involving one or more to or better than level III (National Institute of “components” that are “specially designed” for Justice standard 0108.01, September 1985) or military use. Such “components” include: “equivalent standards”.

a. Pneumatic tire casings of a kind “specially Note 1 to paragraph b: Ground vehicles designed” to be bullet-proof; otherwise controlled by 0A606.b.1 that contain reactive or electromagnetic armor are subject to b. Armored protection of vital “parts” (e.g., the controls of USML Category VII. fuel tanks or vehicle cabs); Note 2 to paragraph b: ECCN 0A606.b.1does not c. Special reinforcements or mountings for control civilian vehicles “specially designed” for weapons; transporting money or valuables.

d. Black-out lighting. Note 3 to paragraph b: “Unarmed” means not having installed weapons, installed mountings for b. Other ground vehicles, “parts” and weapons, or special reinforcements for mounts “components,” as follows: for weapons.

b.1. Unarmed vehicles that are derived from c. Air-cooled diesel engines and engine blocks for civilian vehicles and that have all of the armored vehicles that weigh more than 40 tons. following: d. Fully automatic continuously variable b.1.a. Manufactured or fitted with transmissions for tracked combat vehicles. materials or “components” other than reactive or

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 11 e. Deep water fording kits “specially designed” y.1. Brake discs, rotors, drums, calipers, for ground vehicles controlled by ECCN 0A606.a cylinders, pads, shoes, lines, hoses, vacuum or USML Category VII. boosters, and parts therefor; f. Self-launching bridge “components” not y.2. Alternators and generators; enumerated in USML Category VII(g) “specially designed” for deployment by ground vehicles y.3. Axles; enumerated in USML Category VII or this ECCN. y.4. Batteries; g. through w. [Reserved] y.5. Bearings (e.g., ball, roller, wheel); x. “Parts,” “components,” “accessories,” and y.6. Cables, cable assembles, and connectors; “attachments” that are “specially designed” for a commodity enumerated or otherwise described y.7. Cooling system hoses; in ECCN 0A606 (other than 0A606.b or 0A606.y) or a defense article enumerated in y.8. Hydraulic, fuel, oil, and air filters, not USML Category VII and not elsewhere specified controlled by ECCN 1A004; on the USML or in 0A606.y. y.9. Gaskets and o-rings; Note 1: Forgings, castings, and other unfinished products, such as extrusions and machined y.10. Hydraulic system hoses, fittings, bodies, that have reached a stage in manufacture couplings, adapters, and valves; where they are clearly identifiable by mechanical properties, material composition, geometry, or y.11. Latches and hinges; function as commodities controlled by ECCN 0A606.x are controlled by ECCN 0A606.x. y.12. Lighting systems, fuses, and “components;” Note 2: “Parts,” “components,”“accessories” and “attachments” enumerated in USML y.13. Pneumatic hoses, fittings, adapters, paragraph VII(g) are subject to the controls of couplings, and valves; that paragraph. “Parts,” “components,” “accessories” and “attachments” described in y.14. Seats, seat assemblies, seat supports, ECCN 0A606.y are subject to the controls of that and harnesses; paragraph. y.15 Tires, except run flat; and y. Specific “parts,” “components,” “accessories,” and “attachments” “specially y.16 Windows, except those for armored designed” for a commodity enumerated or vehicles. otherwise described in this ECCN (other than ECCN 0A606.b) or for a defense article in USML Category VII and not elsewhere specified on the 0A614 Military training “equipment,” as USML or the CCL, as follows, and “parts,” follows (see List of Items Controlled). “components,” “accessories,” and License Requirements “attachments” “specially designed” therefor:

Reason for Control: NS, RS, AT, UN

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military training that is not enumerated or Country Chart otherwise described in USML Category IX. Control(s) (See Supp. No. 1 to part 738) Note 1 to 0A614: This entry includes NS applies to entire entry NS Column 1 operational flight trainers, radar target trainers, flight simulators for aircraft classified under RS applies to entire entry RS Column 1 ECCN 9A610.a, human-rated centrifuges, AT applies to entire entry AT Column 1 instrument flight trainers for military aircraft, UN applies to entire entry See §746.1(b) for navigation trainers for military items, target UN controls equipment, armament trainers, military pilotless aircraft trainers, mobile training units and List Based License Exceptions (See Part 740 for training “equipment” for ground military a description of all license exceptions) operations.

LVS: $1500 Note 2 to 0A614: This entry does not apply to GBS: N/A “equipment” “specially designed” for training in the use of hunting or sporting weapons. Special Conditions for STA b. through w. [Reserved] STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2)) of the EAR may x. “Parts,” “components,” “accessories” not be used for any item in 0A614. “attachments” that are “specially designed” for a commodity controlled by this entry or an article List of Items Controlled enumerated or otherwise described in USML Category IX, and not specified elsewhere on the Related Controls: (1) Defense articles that are USML. enumerated or otherwise described in USML Category IX and “technical data” (including “software”) directly related 0A617 Miscellaneous “equipment,” materials, thereto are “subject to the ITAR.” (2) See and related commodities (see List of Items ECCN 0A919 for foreign-made “military Controlled). commodities” that incorporate more than a

de minimis of US-origin “600 series” items. License Requirements (3) “Parts,” “components,” “accessories”

and “attachments” that are common to a Reason for Control: NS, RS, AT, UN simulator controlled by ECCN 0A614.a and

to a simulated system or an end item that is Country Chart controlled on the USML or elsewhere on the Control(s) (See Supp. No. 1 CCL are controlled under the same USML to part 738) Category or ECCN as the “parts,” “components,” “accessories” and NS applies to entire NS Column 1 “attachments” of the simulated system or entry, except 0A617.y. end item. RS applies to entire RS Column 1 entry, except 0A617.y. Related Definitions: N/A RS applies to 0A617.y China, Russia, or Items: Venezuela (see § 742.6(a)(7)) a. “Equipment” “specially designed” for AT applies to entire AT Column 1

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entry. USML Category IX(b). (8) See USML UN applies to entire See § 764.1(b) Categories X, XI and XII for “laser” entry, except 0A617.y. for UN controls protection equipment (e.g., eye and sensor protection) “specially designed” for military List Based License Exceptions (See Part 740 for use. (9) “Fuel cells” “specially designed” for a description of all license exceptions) a defense article on the USML or a commodity controlled by a “600 series” LVS: $1500 ECCN are controlled according to the GBS: N/A corresponding “600 series” ECCN for such end items. (10) See USML Category XV for Special Conditions for STA controls on fuel cells “specially designed” for satellite or spacecraft. STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may Related Definitions: N/A not be used for any item in 0A617. Items: List of Items Controlled a. [Reserved] Related Controls: (1) Defense articles, such as materials made from classified b. Concealment and deception equipment information, that are controlled by USML “specially designed” for military application, Category XIII, and technical data (including including special paints, decoys, smoke or software) directly related thereto, are subject obscuration equipment and simulators, and to the ITAR. (2) See ECCN 0A919 for “parts,” “components,” “accessories,” and foreign-made “military commodities” that “attachments” “specially designed” therefor, not incorporate more than a de minimis amount controlled by USML Category XIII. of U.S.-origin “600 series” controlled content. (3) For controls on self-contained c. Ferries, bridges not described in ECCN 0A606 diving and underwater swimming apparatus or USML Category VII, and pontoons, “specially and related commodities, see ECCN designed” for military use. 8A620.f. (4) For controls on robots, robot controllers, and robot end-effectors, see d. Test models “specially designed” for the USML Category VII and ECCNs 0A606 and “development” of defense articles controlled by 2B007. (5) Libraries, i.e., parametric “ ” USML Categories IV, VI, VII and VIII. technical databases, “specially designed” for military use with equipment controlled by the e. [Reserved] USML or a “600 series” ECCN are controlled by the technical data and f. “Metal embrittlement agents.” technology controls pertaining to such items. (6) For controls on nuclear power generating g. through x. [Reserved] equipment or propulsion equipment, including “nuclear reactors,” “specially y. Other commodities as follows, and “parts,” designed” for military use, and “parts” and “components,” “accessories,” and “attachments” “components” “specially designed” therefor, “specially designed” therefore: see USML Categories VI, XIII, XV, and XX. (7) Simulators “specially designed” for y.1. Construction equipment “specially military “nuclear reactors” are controlled by

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 14 designed” for military use, including such RS applies to entire RS Column 1, See equipment “specially designed” for transport in entry § 742.6(a)(3) for aircraft controlled by USML VIII(a) or ECCN license requirements 9A610.a. AT applies to entire AT Column 1 entry y.2. “Parts,” “components,” “accessories,” and “attachments” “specially designed” for List Based License Exceptions (See Part 740 for commodities in paragraph .y.1 of this entry, a description of all license exceptions) including crew protection kits used as protective cabs. LVS: N/A GBS: N/A y.3. ISO intermodal containers or demountable vehicle bodies (i.e., swap bodies), List of Items Controlled n.e.s., “specially designed” or ‘modified’ for shipping or packing defense articles or items Related Controls: (1) “Military controlled by a “600 series” ECCN. commodities” are subject to the export licensing jurisdiction of the Department of Technical Note: For the purpose of State if they incorporate items that are subject 0A617.y.3, ‘modified’ means any structural, to the International Traffic in Arms electrical, mechanical, or other change that Regulations (ITAR) (22 CFR Parts provides a non-military item with military 120 - 130). (2) “Military commodities” capabilities equivalent to an item which is described in this paragraph are subject to the “specially designed” for military use. export licensing jurisdiction of the Department of State if such commodities are

described on the U.S. Munitions List (22 y.4. Field generators “specially designed” for CFR Part 121) and are in the United States. military use. (3) The furnishing of assistance (including training) to foreign persons, whether in the y.5. Power controlled searchlights and United States or abroad, in the design, control units therefor, “specially designed” for development, engineering, manufacture, military use, and “equipment” mounting such production, assembly, testing, repair, units. maintenance, modification, operation, demilitarization, destruction, processing, or use of defense articles that are subject to the ITAR; or the furnishing to foreign persons of 0A919 “Military commodities” located and any technical data controlled under 22 CFR produced outside the United States as follows 121.1 whether in the United States or abroad (see list of items controlled). are under the licensing jurisdiction of the Department of State. (4) Brokering License Requirements activities (as defined in 22 CFR 129) of “military commodities” that are subject to the Reasons for Control: RS, AT ITAR are under the licensing jurisdiction of the Department of State. Country Chart (See Control(s) Supp. No. 1 to part Related Definitions: “Military commodity” 738) or “military commodities” means an article, material or supply that is described on the U.S. Munitions List (22 CFR Part 121) or on

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the Munitions List that is published by the CC applies to CC Column 1 Wassenaar Arrangement on Export Controls entire entry for Conventional Arms and Dual-Use Goods and Technologies (i.e., the Wassenaar Arrangement Munitions List (WAML)), but List Based License Exceptions (See Part 740 for does not include software, technology, any a description of all license exceptions) item listed in any ECCN for which the last three numerals are 018, or any item in the LVS: N/A “600 series.” GBS: N/A

Items: Special Conditions for STA STA: License Exception STA may not be used for a. “Military commodities” produced and located 0A977. outside the United States that are not subject to the International Traffic in Arms Regulations (22 List of Items Controlled CFR parts 120-130) and having any of the following characteristics: Related Controls: N/A Related Definitions: N/A a.1. Incorporate more than a de minimis amount of U.S.-origin controlled content classified under Items: The list of items controlled is contained in ECCNs 6A002, 6A003, or 6A993.a (having a the ECCN heading. maximum frame rate equal to or less than 9 Hz and thus meeting the criterion of Note 3.a to Note: 0A977 water cannon systems include, for 6A003.b.4); example: vehicles or fixed stations equipped with remotely operated water cannon that are designed a.2. Incorporate more than a de minimis amount to protect the operator from an outside riot with of U.S.-origin “600 series” controlled content features such as armor, shatter resistant windows, (see §734.4 of the EAR); or metal screens, bull-bars, or run-flat tires. Components “specially designed” for water a.3. Are direct products of U.S.-origin “600 cannons may include, for example: deck gun series” technology or software (see § 736.2(b)(3) water nozzles, pumps, reservoirs, cameras, and of the EAR). lights that are hardened or shielded against projectiles, elevating masts for those items, and b. [Reserved] teleoperation systems for those items.

0A977 Water cannon systems for riot or crowd 0A978 Law enforcement striking weapons, control, and “parts” and “components” including saps, police batons, side handle “specially designed” therefor. batons, tonfas, sjamboks, and whips.

License Requirements License Requirements

Reason for Control: CC 1 Reason for Control: CC

Country Chart Country Chart (See Supp. Control(s) (See Supp. No. 1 Control(s) No. 1 to part 738) to part 738) CC applies to entire entry CC Column 1

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List Based License Exceptions (See Part 740 for Reason for Control: SS a description of all license exceptions) Control(s) LVS: N/A GBS: N/A SS applies to entire entry. For licensing requirements (and possible License Exceptions) List of Items Controlled proceed directly to part 754 of the EAR. The Commerce Country Chart is not designed to Related Controls: N/A determine licensing requirements for items Related Definitions: N/A controlled for SS reasons. Items: List of Items Controlled The list of items controlled is contained in the ECCN heading. Related Controls: N/A Related Definitions: N/A Items: 0A979 Police helmets and shields; and “specially designed” “components,” n.e.s. The list of items controlled is contained in the ECCN heading. License Requirements

Reason for Control: CC 0A981 Equipment designed for the execution of human beings as follows (see List of Items Country Chart Controlled). Control(s) (See Supp. No. 1 to part 738) License Requirements CC applies to entire entry CC Column 1 Reason for Control: CC List Based License Exceptions (See Part 740 for a description of all license exceptions) Control(s)

LVS: N/A CC applies to entire entry. A license is required GBS: N/A for ALL destinations regardless of end-use. Accordingly, a column specific to this control List of Items Controlled does not appear on the Commerce Country Chart. (See §742.7 of the EAR for additional Related Controls: N/A information.) Related Definitions: N/A Items: List Based License Exceptions (See Part 740 for a description of all license exceptions) The list of items controlled is contained in the ECCN heading. LVS: N/A GBS: N/A

0A980 Horses by sea. List of Items Controlled

License Requirements Related Controls: N/A

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Related Definitions: N/A 0A983, “specially designed” implements of Items: torture. Restraint devices that electronically monitor or report the location of confined a. Gallows and guillotines. persons for law enforcement or penal reasons are controlled under ECCN 3A981. b. Electric chairs for the purpose of executing Related Definitions: N/A human beings. Items: c. Air tight vaults designed for the execution of The list of items controlled is contained in the human beings by the administration of a lethal ECCN heading. gas or substance. Note to ECCN 0A982. This ECCN applies to d. Automatic drug injection systems designed for restraint devices used in law enforcement the execution of human beings by administration activities. It does not apply to medical devices of a lethal substance. that are equipped to restrain patient movement during medical procedures. It does not apply to devices that confine memory impaired patients to 0A982 Law enforcement restraint devices, appropriate medical facilities. It does not apply including leg irons, shackles, and handcuffs; to safety equipment such as safety belts or child straight jackets; stun cuffs; shock belts; shock automobile safety seats. sleeves; multipoint restraint devices such as restraint chairs; and “specially designed” “parts,” “components” and “accessories,” 0A983 “Specially designed” implements of n.e.s. torture, including thumbscrews, thumbcuffs, fingercuffs, spiked batons, and “specially License Requirements designed” “parts,” “components” and “accessories,” n.e.s. Reason for Control: CC License Requirements Control(s) Reason for Control: CC CC applies to entire entry. A license is required for ALL destinations, except Canada, regardless Control(s) of end-use. Accordingly, a column specific to this control does not appear on the Commerce CC applies to entire entry. A license is required Country Chart. (See part 742 of the EAR for for ALL destinations, regardless of end-use. additional information.) Accordingly, a column specific to this control does not appear on the Commerce Country Chart. List Based License Exceptions (See Part 740 for (See part 742 of the EAR for additional a description of all license exceptions) information.)

LVS: N/A List Based License Exceptions (See Part GBS: N/A 740 for a description of all license exceptions)

List of Items Controlled LVS: N/A GBS: N/A Related Controls: Thumbcuffs and fingercuffs are classified under ECCN List of Items Controlled

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a. Oil and gas exploration data, e.g., seismic Related Controls: N/A analysis data. Related Definitions: N/A Items: b. Hydraulic fracturing items, as follows: b.1. Hydraulic fracturing design and analysis The list of items controlled is contained in the software and data. ECCN heading. b.2. Hydraulic fracturing ‘proppant,’ Note to ECCN 0A983. In this ECCN, “torture” ‘fracking fluid,’ and chemical additives therefor. has the meaning set forth in Section 2340(1) of Title 18, United States Code. Technical Note: A ‘proppant’ is a solid material, typically treated sand or man-made ceramic materials, designed to keep an induced 0A988 Conventional military steel helmets. hydraulic fracture open, during or following a fracturing treatment. It is added to a ‘fracking No items currently are in this ECCN. See fluid’ which may vary in composition depending ECCN 1A613.y.1 for conventional steel helmets on the type of fracturing used, and can be gel, that, immediately prior to July 1, 2014, were foam or slickwater-based. classified under 0A988. b.3. High pressure pumps.

0A998 Oil and gas exploration equipment, software, and data, as follows (see List of Items 0A999 Specific processing equipment, as Controlled). follows (see List of Items Controlled).

License Requirements License Requirements

Reason for Control: Foreign policy Reason for Control: AT

Control(s) Control(s)

Russian industry sector sanction applies to entire AT applies to entire entry. A license is required entry. See § 746.5 for specific license for items controlled by this entry to North Korea requirements and license review policy. for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT List Based License Exceptions (See Part 740 for licensing requirements for this entry. See a description of all license exceptions) §742.19 of the EAR for additional information.

LVS: N/A List Based License Exceptions (See Part 740 for GBS: N/A a description of all license exceptions)

List of Items Controlled LVS: N/A GBS: N/A Related Controls: N/A Related Definitions: N/A List of Items Controlled Items: Related Controls: N/A Related Definitions: N/A

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Items: may not be used to ship any item in this entry. a. Ring Magnets; List of Items Controlled b. [Reserved] Related Controls: N/A Related Definitions: N/A B. TEST, INSPECTION AND Items: “PRODUCTION EQUIPMENT” a. Small arms chambering machines.

b. Small arms deep hole drilling machines 0B501 Test, inspection, and production and drills therefor. “equipment” and related commodities for the “development” or “production” of commodities enumerated or otherwise described in ECCN 0A501 or USML Category c. Small arms rifling machines. I as follows (see List of Items Controlled). d. Small arms boring/reaming machines. License Requirements e. Production equipment (including dies, Reason for Control: NS, RS, UN, AT fixtures, and other tooling) “specially designed” for the “production” of the items controlled in Country Chart 0A501.a through .x. or USML Category I. Control(s) (See Supp. No. 1 to part 738) NS applies to entire entry 0B505 Test, inspection, and production except equipment for NS Column 1 “equipment” and related commodities ECCN 0A501.y “specially designed” for the “development” or RS applies to entire entry “production” of commodities enumerated or except equipment for RS Column 1 otherwise described in ECCN 0A505 or USML ECCN 0A501.y Category III, except equipment for the hand See § 746.1 of the loading of cartridges and shotgun shells, as UN applies to entire entry EAR for UN follows (see List of Items Controlled). controls License Requirements AT applies to entire entry AT Column 1

Reason for Control: NS, RS, UN, AT

List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart (See Control(s) Supp. No. 1 to part LVS: $3000 738) GBS: N/A NS applies to paragraphs NS Column 1 .a and .x Special conditions for STA RS applies to paragraphs RS Column 1 .a and .x See § 746.1 of the STA: Paragraph (c)(2) of License UN applies to entire entry Exception STA (§ 740.20(c)(2) of the EAR) EAR for UN controls

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AT applies to paragraphs AT Column 1 .a, .d, and .x AT applies to paragraph .c A license is required 0B521 Any commodity subject to the EAR that for export or reexport is not listed elsewhere in the CCL, but which is of these items to controlled for export because it provides at North Korea for anti- least a significant military or intelligence terrorism reasons. advantage to the United States or for foreign policy reasons. List Based License Exceptions (See Part 740 for a description of all license exceptions) 0B521 commodities are subject to RS1 controls with no license exception eligibility other than LVS: $3000 License Exception GOV for U.S. Government GBS: N/A personnel and agencies under §740.11(b)(2)(ii) of the EAR, or an item- specific license exception Special conditions for STA identified in Supplement No. 5 to part 774 particular to an item covered under ECCN STA: Paragraph (c)(2) of License 0B521. The list of commodities determined to Exception STA (§ 740.20(c)(2) of the EAR) be classified under ECCN 0B521 controls is may not be used for any item in 0B505. published in Supplement No. 5 to part 774. The license requirements and licensing policy relating List of Items Controlled to ECCN 0B521 are set forth in §742.6(a)(8) of the EAR. Related Controls: N/A Related Definitions: N/A 0B602 Test, inspection, and production Items: “equipment” and related commodities “specially designed” for the “development” or a. Production equipment (including “production” of commodities enumerated or tooling, templates, jigs, mandrels, molds, dies, otherwise described in ECCN 0A602 or USML fixtures, alignment mechanisms, and test Category II as follows (see List of Items equipment), not enumerated in USML Category Controlled). III that are “specially designed” for the “production” of commodities controlled by License Requirements ECCN 0A505.a or .x or USML Category III. Reason for Control: NS, RS, UN, AT b. Equipment “specially designed” for the “production” of commodities in ECCN 0A505.b. Country Chart (See Control(s) Supp. No. 1 to part c. Equipment “specially designed” for the 738) “production” of commodities in ECCN 0A505.c. NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 See § 746.1 of the d. Equipment “specially designed” for the UN applies to entire entry “production” of commodities in ECCN 0A505.d. EAR for UN controls AT applies to entire entry AT Column 1 e. through .w [Reserved] List Based License Exceptions (See Part 740 for x. “Parts” and “components” “specially a description of all license exceptions) designed” for a commodity subject to control in paragraph .a of this entry.

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LVS: $3000 d. Test and evaluation equipment and test GBS: N/A models, including diagnostic instrumentation and physical test models, “specially designed” for Special conditions for STA items in ECCN 0A602 or USML Category II.

STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be 0B604 Test, inspection, and production used for any item in 0B602. “equipment” and related commodities “specially designed” for the “development,” List of Items Controlled “production,” repair, overhaul, or refurbishing of commodities in ECCN 0A604 Related Controls: N/A or related defense articles in USML Category Related Definitions: N/A IV (see List of Items Contr olled). Items: License Requirements a. The following commodities if “specially designed” for the “development” or “production” Reason for Control: NS, RS, AT, UN of commodities enumerated in ECCN 0A602.a or USML Category II: Country Chart (See Control(s) Supp. No. 1 to part a.1. Gun barrel rifling and broaching 738) machines and tools therefor; NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 a.2. Gun barrel rifling machines; AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) for a.3. Gun barrel trepanning machines; UN controls a.4. Gun boring and turning machines; List Based License Exceptions (See Part 740 for a description of all license exceptions) a.5. Gun honing machines of 6 feet (183 cm) stroke or more; LVS: $1500 GBS: N/A a.6. Gun jump screw lathes; Special Conditions for STA a.7. Gun rifling machines; and STA: Paragraph (c)(2) of License a.8. Barrel straightening presses. Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any b. Jigs and fixtures and other metal- item in this ECCN 0B604. working implements or accessories of the kinds exclusively designed for use in the manufacture List of Items Controlled of items in ECCN 0A602 or USML Category II. Related Controls: (1) See ECCN 9B604, c. Other tooling and equipment, “specially which controls test, inspection, and designed” for the “production” of items in ECCN production “equipment” and related 0A602 or USML Category II. commodities “specially designed” for the “development” or “production” of commodities in ECCN 9A604 or related

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defense articles in USML Category IV. (2) List Based License Exceptions (See Part 740 for See ECCN 0A919 for foreign-made “military a description of all license exceptions) commodities” that incorporate more than a de minimis amount of US-origin “600 series” LVS: $1500 controlled content. GBS: N/A

Related Definitions: N/A Special Conditions for STA Items: STA: Paragraph (c)(2) of License Exception a. Test, inspection, and other production STA (§ 740.20(c)(2) of the EAR) may “equipment” that are “specially designed” for the not be used for any item in 0B606. “development,” “production,” repair, overhaul, or refurbishing of commodities controlled by List of Items Controlled ECCN 0A604 or for bombs, torpedoes, depth charges, mines and hand grenades, and parts, Related Controls: (1) Ground vehicles, other components, accessories and attachments articles, technical data (including software) therefor, controlled under USML Category IV. and services described in 22 CFR part 121, Category VII are subject to the jurisdiction of b. through w. [Reserved] the International Traffic in Arms Regulations. (2) See ECCN 0A919 for x. “Parts,” “components,” “accessories,” and foreign-made “military commodities” that “attachments” that are “specially designed” for a incorporate more than a de minimis amount commodity subject to control in paragraph .a of of U.S.-origin “600 series’ controlled this ECCN. content.

Related Definitions: N/A 0B606 Test, inspection, and production Items: “equipment” and related commodities, not enumerated on the USML, “specially a. Test, inspection, and production “equipment” designed” for the “development,’ “specially designed” for the “development,” “production” repair, overhaul, or “production,” repair, overhaul, or refurbishing of refurbishing of commodities enumerated or commodities enumerated or otherwise described otherwise described in ECCN 0A606 or USML in ECCN 0A606 (except for 0A606.b or Category VII (see List of Items Controlled). 0A606.y) or in USML Category VII, and “parts,” “components,” “accessories” and License Requirements “attachments” “specially designed” therefor.

Reason for Control: NS, RS, AT, UN Note 1: ECCN 0B606 includes (i) armor plate drilling machines, other than radial drilling Country Chart (See machines, (ii) armor plate planing machines, (iii) Control(s) Supp. No. 1 to part armor plate quenching presses; and (iv) tank 738) turret bearing grinding machines. NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 b. Environmental test facilities “specially AT applies to entire entry AT Column 1 designed” for the certification, qualification, or UN applies to entire entry See § 746.1(b) for testing of commodities enumerated or otherwise UN controls described in ECCN 0A606 (except for 0A606.b

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 23 or 0A606.y) or in USML Category VII, and a. Test, inspection, and other production “equipment’ “specially designed” therefor. “equipment” “specially designed” for the “development,” “production,” repair, overhaul, or refurbishing of commodities controlled by 0B614 Test, inspection, and production ECCN 0A614 or articles enumerated or otherwise “equipment” for military training described in USML Category IX. “equipment” and “specially designed” “parts,” “components,” “accessories” and b. through .w [Reserved] “attachments” therefor, as follows (see List of Items Controlled). x. “Parts,” “components,” “accessories” and “attachments” that are “specially License Requirements designed” for a commodity controlled by ECCN 0B614. Reason for Control: NS, RS, AT, UN

Country Chart (See 0B617 Test, inspection, and production Control(s) Supp. No. 1 to part “equipment” and related commodities 738) “specially designed” for the “development,” NS applies to entire entry NS Column 1 “production,” repair, overhaul, or RS applies to entire entry RS Column 1 refurbishing of commodities enumerated or AT applies to entire entry AT Column 1 otherwise described in ECCN 0A617 or UN applies to entire entry See § 746.1(b) for USML Category XIII, and “parts,” UN controls “components,” “accessories,” and “attachments” “specially designed” therefor List Based License Exceptions (See Part 740 for (see List of Items Controlled). a description of all license exceptions) License Requirements LVS: $1500 GBS: N/A Reason for Control: NS, RS, AT, UN

Special Conditions for STA Country Chart (See Control(s) Supp. No. 1 to part STA: Paragraph (c)(2) of License 738) Exception STA (§ 740.20(c)(2) of NS applies to entire entry NS Column 1 the EAR) may not be used for any RS applies to entire entry RS Column 1 item in 0B614. AT applies to entire entry AT Column 1

UN applies to entire entry See § 746.1(b) for List of Items Controlled UN controls

Related Controls: See ECCN 0A919 for List Based License Exceptions (See Part 740 for foreign-made “military commodities” that a description of all license exceptions) incorporate more than a de minimis amount

of US-origin “600 series” controlled content. LVS: $1500

GBS: N/A Related Definitions: N/A

Special Conditions for STA Items:

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STA: Paragraph (c)(2) of License AT applies to entire entry. A license is required Exception STA (§ 740.20(c)(2) of for items controlled by this entry to North Korea the EAR) may not be used for any for anti-terrorism reasons. The Commerce item in 0B617. Country Chart is not designed to determine AT license requirements for this entry. See §742.19 List of Items Controlled of the EAR for additional information.

Related Controls: See ECCN 0A919 for RS applies to entire entry. A license is required foreign-made “military commodities” that for items controlled by this entry for export or incorporate more than a de minimis amount reexport to Iraq or transfer within Iraq for of U.S.-origin “600 series” controlled regional stability reasons. The Commerce content. Country Chart is not designed to determine RS license requirements for this entry. See §§742.6 Related Definitions: N/A and 746.3 of the EAR for additional information. Items: List Based License Exceptions (See Part 740 for a. Test, inspection, and production a description of all license exceptions) “equipment” not controlled by USML Category XIII(k) “specially designed” for the LVS: N/A “production,” “development,” repair, overhaul, GBS: N/A or refurbishing of commodities enumerated or otherwise described in ECCN 0A617, (except for List of Items Controlled 0A617.y) or USML Category XIII, and “parts,” “components,” “accessories,” and Related Controls: N/A “attachments” “specially designed” therefor. Related Definitions: N/A Items: b. [Reserved]. a. Hot cells; Note: Field engineer equipment “specially designed” for use in a combat zone, identified b. Glove boxes suitable for use with radioactive in the Wassenaar Arrangement Munitions List materials. 17.d, and mobile repair shops “specially designed” or modified to service military equipment, identified in Wassenaar Arrangement Munitions List 17.j, are controlled C. “MATERIALS” by 0B617 to the extent that the items are not included in USML Category XIII(k). 0C521 Any material subject to the EAR that is 0B999 Specific processing equipment, as not listed elsewhere in the CCL, but which is follows (see List of Items Controlled). controlled for export because it provides at least a significant military or intelligence License Requirements advantage to the United States or for foreign policy reasons. Reason for Control: AT, RS 0C521 materials are subject to RS1 Control(s) controls with no license exception eligibility other than License Exception GOV for U.S. Government personnel and agencies under §

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740.11(b)(2)(ii) of the EAR, or an item-specific commodities” that incorporate more than a de license exception identified in Supplement No. 5 minimis amount of U.S.-origin “600 series” to part 774 particular to an item covered under controlled content. ECCN 0C521. The list of materials determined to be classified under ECCN 0C521 controls is Related Definitions: N/A published in Supplement No. 5 to part 774. The license requirements and licensing policy relating Items: Materials “specially designed” for to ECCN 0C521 are set forth in § 742.6(a)(8) of commodities enumerated or otherwise described the EAR. in ECCN 0A606 (other than 0A606.b or 0A606.y) or USML Category VII, not elsewhere specified in the USML or the CCL. 0C606 Materials “specially designed” for commodities controlled by ECCN 0A606 not Note: Materials “specially designed” for both elsewhere specified in the USML (see List of ground vehicles enumerated or otherwise Items Controlled). described in USML Category VII and ground vehicles enumerated or otherwise described in License Requirements ECCN 0A606 are subject to the controls of this ECCN unless identified in USML Category VII(g) Reason for Control: NS, RS, AT, UN as being subject to the controls of that paragraph.

Country Chart (See Control(s) Supp. No. 1 to part 0C617 Miscellaneous Materials “Specially 738) Designed” for Military Use (see List of Items NS applies to entire entry NS Column 1 Controlled). RS applies to entire entry RS Column 1 AT applies to entire entry AT Column 1 License Requirements UN applies to entire entry See § 746.1(b) for UN controls Reason for Control: NS, RS, AT, UN

List Based License Exceptions (See Part 740 for Country Chart a description of all license exceptions) Control(s) (See Supp. No. 1 to part 738) LVS: $1500 NS applies to entire entry NS Column 1 GBS: N/A RS applies to entire entry RS Column 1 AT applies to entire entry AT Column 1 Special Conditions for STA UN applies to entire entry See § 746.1(b) for UN controls STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of List Based License Exceptions (See Part 740 for the EAR) may not be used for any a description of all license exceptions) item in 0C606. LVS: $1500 List of Items Controlled GBS: N/A

Related Controls: (1) Materials that are Special Conditions for STA subject to the jurisdiction of the ITAR are described in USML Category XIII. (2) See STA: Paragraph (c)(2) of License ECCN 0A919 for foreign-made “military Exception STA (§ 740.20(c)(2) of

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the EAR) may not be used for any item in 0C617. “Software” for items described in 0A002 is “subject to the ITAR” (see 22 CFR parts 120 List of Items Controlled through 130).

Related Controls: (1) For controls on other List Based License Exceptions (See Part 740 for signature suppression materials, see USML a description of all license exceptions) Category XIII and ECCNs 1C001 and 1C101. (2) See ECCN 0A919 for foreign TSR: N/A made “military commodities” that incorporate more than a de minimis amount List of Items Controlled of U.S.-origin “600 series” controlled content. Related Controls: N/A Related Definitions: N/A Related Definitions: N/A Items: Items: The List of Items Controlled is contained in the a. Materials, coatings and treatments for ECCN heading. signature suppression, “specially designed” for military use to reduce detectability or observability and that are not controlled by USML Category XIII or ECCNs 1C001 or 0D501 “Software” “specially designed” for 1C101. the “development,” “production,” operation, or maintenance of commodities controlled by b. [Reserved]. 0A501 or 0B501.

License Requirements D. “SOFTWARE” Reason for Control: NS, RS, UN, AT

0D001 “Software” “specially designed” or Country Chart modified for the “development,” Control(s) (See Supp. No. 1 “production,” or “use” of commodities to part 738) described in 0A002. (These items are NS applies to entire entry NS Column 1 “subject to the ITAR.” See 22 CFR parts 120 except “software” for through 130.) commodities in ECCN 0A501.y or equipment in Heading Note: Certain “software” for the ECCN 0B501 for “development,” “production,” or “use” of commodities in ECCN nuclear related commodities is subject to the 0A501.y export licensing authority of the Nuclear RS applies to entire entry RS Column 1 Regulatory Commission (see 10 CFR part 110). except “software” for commodities in ECCN License Requirements 0A501.y or equipment in ECCN 0B501 for Reason for Control: commodities in ECCN 0A501.y Control(s)

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See § 746.1 of the 0A505.a and .x and UN applies to entire entry EAR for UN equipment in ECCN controls 0B505.a and .x AT applies to entire entry AT Column 1 See § 746.1 of the UN applies to entire entry EAR for UN controls List Based License Exceptions (See Part 740 for AT applies to “software” for a description of all license exceptions) commodities in ECCN 0A505.a, .d, or .x and AT Column 1 TSR: N/A equipment in ECCN 0B505.a, .d, or .x Special conditions for STA List Based License Exceptions (See Part 740 STA: Paragraph (c)(2) of License for a description of all license exceptions) Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any “software” in 0D501. TSR: N/A

List of Items Controlled Special conditions for STA

Related Controls: “Software” required for STA: Paragraph (c)(2) of License and directly related to articles enumerated in Exception STA (§ 740.20(c)(2) of the EAR) USML Category I is “subject to the ITAR”. may not be used for any “software” in 0D50 5.

Related Definitions: N/A List of Items Controlled Items: The list of items controlled is contained in this ECCN heading. Related Controls: “Software” required for and directly related to articles enumerated in USML Category III is “subject to the ITAR”.

0D505 “Software” “specially designed” for Related Definitions: N/A the “development,” “production,” operation, Items: The list of items controlled is or maintenance of commodities controlled by contained in this ECCN heading. 0A505 or 0B505.

License Requirements 0D521 Any software subject to the EAR that is not listed elsewhere in the CCL, but which is Reason for Control: NS, RS, UN, AT controlled for export because it provides at least a significant military or intelligence Country Chart advantage to the United States or for foreign Control(s) (See Supp. No. 1 policy reasons. to part 738) NS applies to “software” for NS Column 1 0D521 software is subject to RS1 commodities in ECCN controls with no license exception eligibility 0A505.a and .x and other than License Exception GOV for U.S. equipment in ECCN Government personnel and agencies under § 0B505.a .and .x 740.11(b)(2)(ii) of the EAR, or an item-specific RS applies to “software” for RS Column 1 license exception identified in Supplement No. 5 commodities in ECCN to part 774 particular to an item covered under

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ECCN 0D521. The list of software determined incorporate more than a de minimis amount to be classified under ECCN 0D521 controls is of U.S.-origin “600 series” items. published in Supplement No. 5 to part 774. The license requirements and licensing policy relating Related Definitions: N/A to ECCN 0D521 are set forth in § 742.6(a)(8) of the EAR. Items: “Software” “specially designed” for the “development,” “production,” operation, or maintenance of commodities controlled by ECCN 0A602 and ECCN 0D602 “Software” “specially designed” for 0B602. the “development,” “production,” operation or maintenance of commodities controlled by 0A602 or 0B602 as follows (see List of Items 0D604 “Software” “specially designed” for Controlled). the “development,” “production,” operation, or maintenance of commodities controlled by License Requirements ECCN 0A604 or 0B604 (see List of Items Controlled). Reason for Control: NS, RS, UN, AT License Requirements Country Chart Control(s) (See Supp. No. 1 Reason for Control: NS, RS, AT, UN to part 738) NS applies to entire entry NS Column 1 Country Chart RS applies to entire entry RS Column 1 Control(s) (See Supp. No. 1 See § 746.1 of the to part 738) UN applies to entire entry EAR for UN NS applies to entire entry NS Column 1 controls RS applies to entire entry RS Column 1 AT applies to entire entry AT Column 1 AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) for List Based License Exceptions (See Part 740 for UN controls a description of all license exceptions) List Based License Exceptions (See Part 740 for TSR: N/A a description of all license exceptions)

Special conditions for STA TSR: N/A

STA: Paragraph (c)(2) of License Exception Special Conditions for STA STA (§ 740.20(c)(2) of the EAR) may not be used for any item in 0D602. STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of List of Items Controlled the EAR) may not be used for any item in this ECCN 0D604. Related Controls: (1) “Software” required

for and directly related to articles enumerated List of Items Controlled in USML Category II is “subject to the

ITAR”. (2) See ECCN 0A919 for foreign- Related Controls: (1) “Software” directly made “military commodities” that related to articles enumerated in USML

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Category IV is controlled under USML Special Conditions for STA Category IV(i). (2) See ECCN 0A919 for foreign-made “military commodities” STA: Paragraph (c)(2) of License that incorporate more than a de minimis Exception STA (§ 740.20(c)(2) of amount of U.S.-origin “600 series” the EAR) may not be used for any software in 0D606. controlled content.

List of Items Controlled Related Definitions: N/A

Items: Related Controls: (1) Software directly

related to articles enumerated or otherwise a. “Software” “specially designed” for the described in USML Category VII are subject “development,” “production,” operation, or to the controls of USML paragraph VII(h). maintenance of commodities controlled by (2) See ECCN 0A919 for foreign made ECCN 0A604 or 0B604. “military commodities” that incorporate

more than a de minimis amount of U.S.-origin b. [Reserved] “600 series” controlled content.

Related Definitions: N/A

Items: 0D606 “Software” “specially designed” for the

“development,” “production,” operation, or a. “Software” “specially designed” for the maintenance of ground vehicles and related “development,” “production,” operation, or commodities controlled by 0A606, 0B606, or maintenance of commodities controlled by 0C606 (see List of Items Controlled). ECCNs 0A606 (except for ECCNs 0A606.b or

0A606.y), 0B606, or 0C606. License Requirements

b. through x. [Reserved] Reason for Control: NS, RS, AT, UN

y. “Specific software” “specially designed” for Country Chart the “production,” “development,” operation, or Control(s) (See Supp. No. 1 maintenance of commodities described in ECCN to part 738) 0A606.y. NS applies to entire entry, NS Column 1 except 0D606.y RS applies to entire entry, RS Column 1 0D614 “Software” related to military except 0D606.y training “equipment,” as follows (see List of RS applies to 0D606.y China, Russia, or Items Controlled). Venezuela (see § 742.6(a)(7)) License Requirements AT applies to entire entry AT Column 1 UN applies to entire See § 746.1(b) for Reason for Control: NS, RS, AT, UN entry, except 0D606.y UN controls Country Chart List Based License Exceptions (See Part 740 for Control(s) (See Supp. No. 1 a description of all license exceptions) to part 738) NS applies to entire entry NS Column 1 TSR: N/A RS applies to entire entry RS Column 1 AT applies to entire entry AT Column 1

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UN applies to entire entry See § 746.1(b) for Country Chart UN controls Control(s) (See Supp. No. 1 to part 738) List Based License Exceptions (See Part 740 NS applies to entire entry, NS Column 1 for a description of all license exceptions) except 0D617.y. RS applies to entire entry, RS Column 1 TSR: N/A except 0D617.y. RS applies to 0D617.y China, Russia, or Special Conditions for STA Venezuela (see § 742.6(a)(7)) STA: Paragraph (c)(2) of License AT applies to entire entry AT Column 1 Exception STA (§ 740.20(c)(2)of the UN applies to entire entry, See § 746.1(b) for EAR) may not be used for any except 0D617.y. UN controls “software” in 0D614. List Based License Exceptions (See Part 740 for a description of all license exceptions) List of Items Controlled TSR: N/A Related Controls: (1) “Software” directly related to articles enumerated in USML Special Conditions for STA Category IX is subject to the control of USML paragraph IX(e). (2) See ECCN STA: Paragraph (c)(2) of License 0A919 for foreign made “military Exception STA (§ 740.20(c)(2) of commodities” that incorporate more than a de the EAR) may not be used for any minimis amount of US-origin “600 series” “software” in 0D617. items. Related Definitions: N/A List of Items Controlled Items: Related Controls: (1) “Software” directly a. “Software” “specially designed” for the related to articles controlled by USML “development,” “production,” operation, or Category XIII is subject to the control of maintenance of commodities controlled by USML paragraph XIII(l). (2) See ECCN ECCNs 0A614 or 0B614. 0A919 for foreign-made “military commodities” that incorporate more than a de b. [Reserved] minimis amount of U.S.-origin “600 series” controlled content. Related Definitions: N/A 0D617 “Software” “specially designed” for the Items: “development,” “production,” operation, or maintenance of commodities controlled by a. “Software” (other than “software” controlled in 0A617, “equipment” controlled by 0B617, or paragraph .y of this entry) “specially designed” for materials controlled by 0C617 (see List of the “development,” “production,” operation or Items Controlled). maintenance of commodities controlled by ECCNs 0A617 (except 0A617.y), 0B617, or License Requirements 0C617.

Reason for Control: NS, RS, AT, UN b. to x. [Reserved].

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 31 y. Specific “software” “specially designed” for the Control(s) “production,” “development,” operation or maintenance of commodities controlled by ECCN AT applies to entire entry. A license is required 0A617.y. for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT license requirements for this entry. See §742.19 0D977 “Software” “specially designed” for of the EAR for additional information. the “development,” “production” or “use” of commodities controlled by 0A977. RS applies to entire entry. A license is required for items controlled by this entry for export or License Requirements reexport to Iraq or transfer within Iraq for regional stability reasons. The Commerce Reason for Control: CC1 Country Chart is not designed to determine RS license requirements for this entry. See §§742.6 and 746.3 of the EAR for additional information. Country Chart (See Supp.

Control(s) No. 1 to part 738) List Based License Exceptions (See Part 740 for CC applies to CC Column 1 a description of all license exceptions) entire entry TSR: N/A List Based License Exceptions (See Part 740 for a description of all license exceptions) List of Items Controlled

LVS: N/A Related Controls: N/A GBS: N/A Related Definitions: N/A Items: Special Conditions for STA a. Software for neutronic calculations/modeling; STA: License Exception STA may not be used for 0D977. b. Software for radiation transport calculations/modeling; List of Items Controlled c. Software for hydrodynamic Related Controls: N/A calculations/modeling. Related Definitions: N/A

Items: The list of items controlled is contained in E. “TECHNOLOGY” the ECCN heading.

0E001 “Technology,” according to the 0D999 Specific software, as follows (see List of Nuclear Technology Note, for the Items Controlled). “development,” “production,” or “use” of items described in 0A002, or 0D001. License Requirements Heading Note: “Technology” for certain items Reason for Control: AT, RS subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 CFR

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 0—page 32 part 110) is subject to the export licensing See § 746.1 of authority of the Department of Energy (see 10 UN applies to entire entry the EAR for UN CFR part 810). controls AT applies to entire entry AT Column 1 License Requirements List Based License Exceptions (See Part 740 for Reason for Control: a description of all license exceptions)

Control(s) TSR: N/A

“Technology” for items described in 0A002 and Special conditions for STA 0D001 (applies to “software” in 0D001 for items described in 0A002 only) is subject to the export STA: Paragraph (c)(2) of License licensing authority of the U.S. Department of Exception STA (§ 740.20(c)(2) of the EAR) State, Directorate of Defense Trade Controls (see may not be used for any “technology” in 22 CFR part 121). ECCN 0E501.

List Based License Exceptions (See Part 740 for List of Items Controlled a description of all license exceptions) Related Controls: Technical data required TSR: N/A for and directly related to articles enumerated in USML Category I are “subject to the List of Items Controlled ITAR.”

Related Controls: N/A Related Definitions: N/A Related Definitions: N/A Items: Items: a. “Technology” “required” for the The List of Items Controlled is contained in the “development” or “production” of commodities ECCN heading. controlled by ECCN 0A501 (other than 0A501.y) or 0B501.

b. “Technology” “required” for the 0E501 “Technology” “required” for the operation, installation, maintenance, repair, or “development,” “production,” operation, overhaul of commodities controlled by ECCN installation, maintenance, repair, or overhaul 0A501 (other than 0A501.y) or 0B501. of commodities controlled by 0A501 or 0B501 as follows (see List of Items Controlled).

License Requirements 0E502 “Technology” “required” for the “development” or “production” of Reason for Control: NS, RS, UN, AT commodities controlled by 0A502.

Country Chart License Requirements Control(s) (See Supp. No. 1 to part 738) Reason for Control: CC, UN NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1

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Country Chart List of Items Controlled Control(s) (See Supp. No. 1 to part 738) Related Controls: N/A CC applies to entire entry CC Column 1 UN applies to entire entry See § 746.1(b) of Related Definitions: N/A the EAR for UN Items: The list of items controlled is controls contained in the ECCN heading.

List Based License Exceptions (See Part 740 for a description of all license exceptions) 0E505 “Technology” “required” for the TSR: N/A “development,” “production,” operation, installation, maintenance, repair, overhaul, or List of Items Controlled refurbishing of commodities controlled by 0A505. Related Controls: Technical data required for and directly related to articles enumerated in License Requirements USML Category I are “subject to the ITAR”. Reason for Control: NS, RS, UN, CC, AT Related Definitions: N/A Items: The list of items controlled is Country Chart contained in the ECCN heading. Control(s) (See Supp. No. 1 to part 738) NS applies to “technology” NS Column 1 for “development,” 0E504 ‘‘Technology’’ ‘‘required’’ for the “production,” operation, ‘‘development’’ or ‘‘production’’ of installation, maintenance, commodities controlled by 0A504 that repair, overhaul, or incorporate a focal plane array or image refurbishing commodities in intensifier tube. 0A505.a and .x; for equipment for those License Requirements commodities in 0B505; and for “software” for that Reason for Control: RS, UN, AT equipment and those commodities in 0D505 Country Chart RS applies to “technology” RS Column 1 Control(s) (See Supp. No. 1 for “development,” to part 738) “production,” operation, RS applies to entire entry RS Column 1 installation, maintenance, UN applies to entire entry See § 746.1(b) of repair, overhaul, or the EAR for UN refurbishing commodities in controls 0A505.a and .x; for AT applies to entire entry AT Column 1 equipment for those commodities in 0B505 and List Based License Exceptions (See Part 740 for for “software” for those a description of all license exceptions) commodities and that equipment in 0D505 TSR: N/A

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See § 746.1 of the 0E521 technology is subject to RS1 UN applies to entire entry EAR for UN controls with no license exception eligibility controls other than License Exception GOV for U.S. CC applies to “technology” CC Column 1 Government personnel and agencies under § for the “development” or 740.11(b)(2)(ii) of the EAR, or an item-specific “production” of license exception identified in Supplement No. 5 commodities in 0A505.b to part 774 particular to an item covered under AT applies to “technology” AT Column 1 ECCN 0E521. The list of technologies for “development,” determined to be classified under ECCN 0E521 “production,” operation, controls is published in Supplement No. 5 to part installation, maintenance, 774. The license requirements and licensing repair, overhaul, or policy relating to ECCN 0E521 are set forth in § refurbishing commodities in 742.6(a)(8) of the EAR. 0A505.a, .d, and .x

List Based License Exceptions (See Part 740 for 0E602 “Technology” “required” for the a description of all license exceptions) “development,” “production,” operation, installation, maintenance, repair, overhaul, or TSR: N/A refurbishing of commodities controlled by 0A602 or 0B602, or “software” controlled by Special conditions for STA 0D602 as follows (see List of Items Controlled).

STA: Paragraph (c)(2) of License License Requirements Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any “technology” in Reason for Control: NS, RS, UN, AT 0E505. Country Chart List of Items Controlled Control(s) (See Supp. No. 1 to part 738) Related Controls: Technical data required NS applies to entire entry NS Column 1 for and directly related to articles enumerated RS applies to entire entry RS Column 1 in USML Category III are “subject to the See § 746.1 of ITAR”. UN applies to entire entry the EAR for UN controls Related Definitions: N/A AT applies to entire entry AT Column 1 Items: The list of items controlled is contained in this ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions)

TSR: N/A 0E521 Any technology subject to the EAR that is not listed elsewhere in the CCL, but which is Special conditions for STA controlled for export because it provides at least a significant military or intelligence STA: Paragraph (c)(2) of License advantage to the United States or for foreign Exception STA (§ 740.20(c)(2) of the EAR) may policy reasons. not be used for any item in 0E602.

List of Items Controlled

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Related Controls: Technical data directly related to articles enumerated in USML Related Controls: Technical data directly Category II are “subject to the ITAR.” related to articles enumerated in USML Category IV are controlled under USML Related Definitions: N/A Category IV(i) . Related Definitions: N/A Items: “Technology” “required” for the Items: “development,” “production,” operation, installation, maintenance, repair, or overhaul a. “Technology” “required” for the of commodities controlled by ECCN 0A602 “development,” “production,” operation, or 0B602, or “software” controlled by ECCN installation, maintenance, repair, overhaul, or 0D602. refurbishing of commodities controlled by ECCN 0A604 or 0B604, or “software” controlled by ECCN 0D604. 0E604 “Technology” “required” for the “development,” “production,” operation, b. [Reserved] installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by ECCN 0A604 or 0B604, or “software” 0E606 “Technology” “required” for the controlled by ECCN 0D604 (see List of Items “development,” “production,” operation, Controlled). installation, maintenance, repair, overhaul, or refurbishing of ground vehicles and related License Requirements commodities in 0A606, 0B606, 0C606, or software in 0D606 (see List of Items Reason for Control: NS, RS, AT, UN Controlled).

Country Chart License Requirements Control(s) (See Supp. No. 1 to part 738) Reason for Control: NS, RS, AT, UN NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 Country Chart AT applies to entire entry AT Column 1 Control(s) (See Supp. No. 1 UN applies to entire entry See § 746.1(b) for to part 738) UN controls NS applies to entire NS Column 1 entry, except 0E606.y List Based License Exceptions (See Part 740 for RS applies to entire RS Column 1 a description of all license exceptions) entry, except 0E606.y RS applies to 0E606.y China, Russia, or TSR: N/A Venezuela (see § 742.6(a)(7)) Special Conditions for STA AT applies to entire AT Column 1 entry STA: Paragraph (c)(2) of License UN applies to entire See § 746.1(b) Exception STA (§ 740.20(c)(2)of the entry, except 0E606.y for UN controls EAR) may not be used for any “software” in 0D614. List Based License Exceptions (See Part 740 for List of Items Controlled a description of all license exceptions)

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UN applies to entire entry See § 746.1(b) for TSR: N/A UN controls

Special Conditions for STA List Based License Exceptions (See Part 740 for a description of all license exceptions) STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of TSR: N/A the EAR) may not be used for any technology in 0D606. Special Conditions for STA

List of Items Controlled STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of Related Controls: Technical data directly the EAR) may not be used for any related to articles enumerated in USML technology in 0E614. Category VII are subject to the controls of USML paragraph VII(h). List of Items Controlled Related Definitions: N/A Items: Related Controls: “Technical data” directly related to articles enumerated in USML a. “Technology” “required” for the Category IX is subject to the control of “development,” “production,” operation, USML paragraph IX(e). installation, maintenance, repair, overhaul, or Related Definitions: N/A refurbishing of commodities enumerated or Items: otherwise described in ECCN 0A606 (except for ECCNs 0A606.b or 0A606.y), 0B606, or 0C606. a. “Technology” “required” for the “development,” “production,” operation, b. through x. [Reserved] installation, maintenance, repair, overhaul, or refurbishing of commodities or “software” y. Specific “technology” “required” for the controlled by ECCNs 0A614, 0B614, or 0D614. “development,” “production,” operation, installation, maintenance, repair, overhaul or b. [Reserved] refurbishing of commodities or software in ECCN 0A606.y or 0D606.y. 0E617 “Technology” “required” for the “development,” “production,” operation, 0E614 “Technology,” as follows (see List of installation, maintenance, repair, overhaul, or Items Controlled). refurbishing of commodities controlled by ECCN 0A617, “equipment controlled by License Requirements 0B617, or materials controlled by 0C617, or “software” controlled by ECCN 0D617 (see Reason for Control: NS, RS, AT, UN List of Items Controlled).

Country Chart (See License Requirements Control(s) Supp. No. 1 to part 738) Reason for Control: NS, RS, AT, UN NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 AT applies to entire entry AT Column 1

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Country Chart y. Specific “technology” “required” for the Control(s) (See Supp. No. 1 to “production,” “development,” operation, part 738) installation, maintenance, repair, overhaul, or NS applies to entire entry, NS Column 1 refurbishing of commodities controlled by ECCN except 0E617.y. 0A617.y or “software” controlled by 0D617.y. RS applies to entire entry, RS Column 1 except 0E617.y. RS applies to 0E617.y China, Russia, or 0E977 “Technology” ‘‘required’’ for the Venezuela (see ‘‘development’’ or ‘‘production’’ of § 742.6(a)(7)) commodities controlled by 0A977. AT applies to entire entry AT Column 1 UN applies to entire entry, See § 746.1(b) for License Requirements except 0E617.y. UN controls Reason for Control: CC1 List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart (See Supp. Control(s) No. 1 to part 738) TSR: N/A CC applies to CC Column 1 Special Conditions for STA entire entry

STA: Paragraph (c)(2) of License List Based License Exceptions (See Part 740 for Exception STA (§ 740.20(c)(2) of a description of all license exceptions) the EAR) may not be used for any technology in 0E617. LVS: N/A GBS: N/A List of Items Controlled Special Conditions for STA Related Controls: Technical data directly related to articles controlled by USML STA: License Exception STA may not be used for Category XIII are subject to the control of 0E977. USML paragraph XIII(l). List of Items Controlled Related Definitions: N/A Items: Related Controls: N/A Related Definitions: N/A a. “Technology” (other than “technology” controlled by paragraph .y of this entry) Items: The list of items controlled is contained in “required” for the “development,” “production,” the ECCN heading. operation, installation, maintenance, repair, overhaul, or refurbishing of commodities or “software” controlled by ECCN 0A617 (except 0E982 “Technology” exclusively for the 0A617.y), 0B617, 0C617, or 0D617 (except “development” or “production” of equipment 0D617.y). controlled by 0A982 or 0A503. b. through x. [Reserved]. License Requirements

Reason for Control: CC

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Control(s)

CC applies to “technology” for items controlled by 0A982 or 0A503. A license is required for ALL destinations, except Canada, regardless of end-use. Accordingly, a column specific to this control does not appear on the Commerce Country Chart. (See part 742 of the EAR for additional information.)

List Based License Exceptions (See Part 740 for a description of all license exceptions)

TSR: N/A

List of Items Controlled

Related Controls: N/A Related Definitions: N/A Items:

The list of items controlled is contained in the ECCN heading.

EAR99 Items subject to the EAR that are not elsewhere specified in this CCL Category or in any other category in the CCL are designated by the number EAR99.

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CATEGORY 1 - SPECIAL MATERIALS AND to the ITAR” (see 22 CFR parts 120 through RELATED EQUIPMENT, CHEMICALS, 130, including USML Category XXI). (2) “MICROORGANISMS,” AND “TOXINS” See also 1C009. Related Definitions: N/A Note: The Food and Drug Administration Items: (FDA) and the Drug Enforcement Administration (DEA) may control exports of items subject to the a. Seals, gaskets, sealants or fuel bladders, EAR and on the Commerce Control List. BIS “specially designed” for “aircraft” or aerospace provides cross references to these other agency use, made from more than 50% by weight of any controls for convenience only. Therefore, please of the materials controlled by 1C009.b or consult relevant FDA and DEA regulations for 1C009.c; guidance related to the item you wish to export and do not rely solely on the EAR for information b. [Reserved] about other agency export control requirements. See Supplement No. 3 to part 730 (Other U.S. Government Departments and Agencies with 1A002 “Composite” structures or laminates, Export Control Responsibilities) for as follows (see List of Items Controlled). more information. License Requirements

A. “END ITEMS,” “EQUIPMENT,” Reason for Control: NS, NP, AT “ACCESSORIES,” “ATTACHMENTS,” “PARTS,” “COMPONENTS,” AND Control(s) Country Chart “SYSTEMS” (See Supp. No. 1 to part 738) 1A001 “Parts” and “components” made from NS applies to entire entry NS Column 2 fluorinated compounds, as follows (see List of NP applies to 1A002.b.1 in NP Column 1 Items Controlled). the form of tubes with an inside diameter between 75 License Requirements mm and 400 mm AT applies to entire entry AT Column 1 Reason for Control: NS, AT Reporting Requirements Country Chart Control(s) (See Supp. No. 1 See § 743.1 of the EAR for reporting to part 738) requirements for exports under License NS applies to entire entry NS Column 2 Exceptions, and Validated End-User AT applies to entire AT Column 1 authorizations. entry List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for a description of all license exceptions) a description of all license exceptions) LVS: $1,500; N/A for NP; N/A for LVS: $5000 “composite” structures or laminates GBS: N/A controlled by 1A002.a, having an organic “matrix” and made from List of Items Controlled materials controlled by 1C010.c or Related Controls: (1) Items “specially 1C010.d. designed” or modified for missiles or for GBS: N/A items on the U.S. Munitions List are “subject

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Special Conditions for STA impregnated carbon “fibrous or filamentary materials”, for the repair of “civil aircraft” STA: License Exception STA may not be used structures or laminates, having all of the to ship any item in this entry to any of the following: destinations listed in Country Group A:6 (See Supplement No.1 to part 740 of the EAR). a. An area not exceeding 1 m2; List of Items Controlled b. A length not exceeding 2.5 m; and Related Controls: (1) See ECCNs 1E001 (“development” and “production”) and c. A width exceeding 15 mm. 1E201 (“use”) for technology for items controlled by this entry. (2) Also see Note 2: 1A002 does not control semi-finished items, “specially designed” for civilian ECCNs 1A202, 1C010, 1C210, 9A010, and applications as follows: 9A110. (3) “Composite” structures

“specially designed” for missile applications a. Sporting goods; (including “specially designed” subsystems,

“parts,” and “components”) are controlled by b. Automotive industry; ECCN 9A110. (4) “Composite” structures

or laminates “specially designed” or prepared c. Machine tool industry; for use in separating uranium isotopes are

subject to the export licensing authority of the d. Medical applications. Nuclear Regulatory Commission (see 10

CFR part 110).Related Definitions: N/A Note 3: 1A002.b.1 does not apply to semi- Items: finished items containing a maximum of two

dimensions of interwoven filaments and a. Made from any of the following: “specially designed” for applications as follows:

a.1. An organic “matrix” and “fibrous or a. Metal heat-treatment furnaces for tempering filamentary materials” specified by 1C010.c or metals; 1C010.d; or

b. Silicon boule production equipment. a.2. Prepregs or preforms specified by

1C010.e; Note 4: 1A002 does not apply to finished

items “specially designed” for a specific b. Made from a metal or carbon “matrix”, and any application. of the following:

Note 5: 1A002.b.1 does not apply to b.1. Carbon “fibrous or filamentary mechanically chopped, milled, or cut carbon materials” having all of the following: “fibrous or filamentary materials” 25.0 mm or

less in length. b.1.a. A “specific modulus” exceeding

10.15 x 106 m; and

1A003 Manufactures of non-“fusible” b.1.b. A “specific tensile strength” aromatic polyimides in film, sheet, tape or exceeding 17.7 x 104 m; or ribbon form having any of the following (see

List of Items Controlled). b.2. Materials controlled by 1C010.c.

License Requirements Note 1: 1A002 does not control “composite” structures or laminates made from epoxy resin

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Reason for Control: NS, AT also have the technical characteristic Country Chart (See RS apply to 1A004.d RS Column 2 Control(s) Supp. No. 1 to part AT applies to entire entry AT Column 1 738) NS applies to entire NS Column 2 List Based License Exceptions (See Part 740 for entry a description of all license exceptions) AT applies to entire AT Column 1 entry LVS: N/A GBS: Yes for 1A004.a, .b, and .c.2. List Based License Exceptions (See Part 740 for a description of all license exceptions) List of Items Controlled

LVS: $200 Related Controls: (1) See ECCNs 1A995, GBS: N/A 2B351, and 2B352. (2) See ECCN 1D003 for “software” “specially designed” or List of Items Controlled modified to enable equipment to perform the functions of equipment controlled under Related Controls: This entry does not control section 1A004.c (Nuclear, biological and manufactures when coated or laminated with chemical (NBC) detection systems). (3) copper and designed for the production of See ECCN 1E002.g for control libraries electronic printed circuit boards. For (parametric technical databases) “specially “fusible” aromatic polyimides in any form, designed” or modified to enable equipment to see 1C008.a.3. perform the functions of equipment controlled Related Definitions: N/A under 1A004.c (Nuclear, biological and Items: chemical (NBC) detection systems). (4)

Chemical and biological protective and a. A thickness exceeding 0.254 mm; or detection equipment specifically designed,

developed, modified, configured, or adapted b. Coated or laminated with carbon, graphite, for military applications is “subject to the metals or magnetic substances. ITAR” (see 22 CFR parts 120 through 130,

including USML Category XIV(f)), as is

commercial equipment that incorporates 1A004 Protective and detection equipment “parts” or “components” controlled under that and “components”, not “specially designed” category except for domestic preparedness for military use, as follows (see List of Items devices for individual protection that integrate Controlled). “components” and “parts” identified in USML

Category XIV(f)(4) when such “parts” or License Requirements “components” are: 1) integral to the device; 2)

inseparable from the device; and 3) incapable Reason for Control: NS, CB, RS, AT of replacement without compromising the

effectiveness of the device, in which case the Country Chart equipment is subject to the export licensing Control(s) (See Supp. No. 1 jurisdiction of the Department of Commerce to part 738) under ECCN 1A004. (5) This entry does NS applies to entire entry NS Column 2 not control radionuclides incorporated in CB applies to chemical CB Column 2 equipment listed in this entry - such materials detection systems and are subject to the licensing jurisdiction of the dedicated detectors Nuclear Regulatory Commission (See 10 CFR therefor, in 1A004.c, that part 110).

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Related Definitions: 1) ‘Biological agents’ a..4.c. 2-Chloro-1-phenylethanone, means: pathogens or toxins, selected or Phenylacyl chloride (ω-chloroacetophenone) modified (such as altering purity, shelf life, (CN) (CAS 532-27-4); virulence, dissemination characteristics, or resistance to UV radiation) to produce a..4.d. Dibenz-(b,f)-1,4-oxazephine, (CR) casualties in humans or animals, degrade (CAS 257-07-8); equipment or damage crops or the environment. 2) ‘Riot control agents’ are a..4.e. 10-Chloro-5, substances which, under the expected 10-dihydrophenarsazine, (Phenarsazine conditions of use for riot control purposes, chloride), (Adamsite), (DM) (CAS 578-94-9); produce rapidly in humans sensory irritation or disabling physical effects which disappear a..4.f. N-Nonanoylmorpholine, (MPA) within a short time following termination of (CAS 5299-64-9); exposure. (Tear gases are a subset of ‘riot control agents.’) b. Protective suits, gloves and shoes, “specially designed” or modified for defense against any of Items: the following: a. Full face masks, filter canisters and b.1. ‘Biological agents’; decontamination equipment therefor, designed or modified for defense against any of the following, b.2. ‘Radioactive materials’; or and “specially designed” “components” therefor: b.3. Chemical warfare (CW) agents; Note: 1A004.a includes Powered Air Purifying Respirators (PAPR) that are designed c. Detection systems, “specially designed” or or modified for defense against agents or modified for detection or identification of any of materials, listed in 1A004.a. the following, and “specially designed” “components” therefor: Technical Notes: For the purpose of 1A004.a: c.1. ‘Biological agents’; 1. Full face masks are also known as gas masks. c.2. ‘Radioactive materials’; or 2. Filter canisters include filter cartridges. c.3. Chemical warfare (CW) agents; a.1. ‘Biological agents’; d. Electronic equipment designed for a.2. ‘Radioactive materials’; automatically detecting or identifying the presence of “explosives” (as listed in the annex at a.3. Chemical warfare (CW) agents; or the end of Category 1) residues and utilizing ‘trace detection’ techniques (e.g., surface a.4. ‘Riot control agents’, as follows: acoustic wave, ion mobility spectrometry, differential mobility spectrometry, mass a..4.a. α-Bromobenzeneacetonitrile, spectrometry). (Bromobenzyl cyanide) (CA) (CAS 5798-79-8); Technical Note: ‘Trace detection’ is defined as a..4.b. [(2-chlorophenyl) methylene] the capability to detect less than 1 ppm vapor, or propanedinitrile, 1 mg solid or liquid. (o-Chlorobenzylidenemalononitrile) (CS) (CAS 2698-41-1); Note 1: 1A004.d does not apply to equipment “specially designed” for laboratory use.

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1A005 Body armor and “specially designed” Note 2: 1A004.d does not apply to “components” therefor, as follows (see List of non-contact walk-through security portals. Items Controlled).

Note: 1A004 does not control: License Requirements Reason for Control: NS, UN, AT a. Personal radiation monitoring dosimeters; Control(s) Country Chart b. Occupational health or safety equipment (See Supp. No. 1 limited by design or function to protect to part 738) against hazards specific to residential safety NS applies to entire NS Column 2 or civil industries, including: entry

1. Mining; UN applies to entire See § 746.1(b) 2. Quarrying; entry for UN controls. 3. Agriculture; AT applies to entire AT Column 1 4. Pharmaceutical; entry 5. Medical; 6. Veterinary; License Requirements Notes: 1. Soft body 7. Environmental; armor not manufactured to military standards or 8. Waste management; specifications must provide ballistic protection 9. Food industry. equal to or less than NIJ level III (NIJ 0101.06, July 2008) to be controlled under 1A005.a. 2. Technical Notes: For purposes of 1A005.a, military standards and specifications include, at a minimum, 1. 1A004 includes equipment, “components” specifications for fragmentation protection. that have been ‘identified,’ successfully tested to national standards or otherwise proven effective, List Based License Exceptions (See Part 740 for for the detection of or defense against a description of all license exceptions) ‘radioactive materials’ ‘biological agents,’ chemical warfare agents, ‘simulants’ or “riot LVS: N/A control agents,” even if such equipment or GBS: Yes, except UN “components” are used in civil industries such as mining, quarrying, agriculture, pharmaceuticals, List of Items Controlled medical, veterinary, environmental, waste management, or the food industry. Related Controls: (1) Bulletproof and bullet resistant vests (body armor) providing NIJ 2. ‘Simulant’: A substance or material that is Type IV protection or greater are “subject to used in place of toxic agent (chemical or the ITAR” (see 22 CFR 121.1 Category biological) in training, research, testing or X(a)). (2) Soft body armor and protective evaluation. garments manufactured to military standards or specifications that provide protection 3. For the purposes of 1A004, ‘radioactive equal to or less than NIJ level III or materials’ are those selected or modified to “equivalent standards” are classified under increase their effectiveness in producing ECCN 1A613.d.1. (3) Hard armor plates casualties in humans or animals, degrading providing NIJ level III or “equivalent equipment or damaging crops or the standard” ballistic protection are classified environment. under ECCN 1A613.d.2. (4) Police helmets and shields are classified under ECCN 0A979. (5) Other personal protective

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“equipment” “specially designed” for military applications not controlled by the USML or elsewhere in the CCL is classified License Requirement Note: 1A006 does not under ECCN 1A613.e. (6) For “fibrous or apply to equipment when accompanying its filamentary materials” used in the operator. manufacture of body armor, see ECCN 1C010. List Based License Exceptions (See Part 740 for Related Definitions: N/A a description of all license exceptions) Items: LVS: N/A a. Soft body armor not manufactured to military GBS: N/A standards or specifications, or to their List of Items Controlled equivalents, and “specially designed” “components” therefor; Related Controls: Equipment “specially designed” for military use for the disposal of b. Hard body armor plates that provide ballistic IEDs is “subject to the ITAR” (see 22 CFR protection less than NIJ level III (NIJ 0101.06, parts 120 through 130, including USML July 2008) or “equivalent standards”. Category IV).Related Definitions: N/A Notes to ECCN 1A005: Items:

1. This entry does not control body armor when a. Remotely operated vehicles; accompanying its user for the user’s own personal protection. b. ‘Disruptors’.

2. This entry does not control body armor Technical Note: For the purpose of designed to provide frontal protection only from 1A006.b ‘disruptors’ are devices “specially both fragment and blast from non-military designed” for the purpose of preventing the explosive devices. operation of an explosive device by projecting a liquid, solid or frangible projectile. 3. This entry does not apply to body armor designed to provide protection only from knife, Note: 1A006 does not apply to equipment spike, needle or blunt trauma. when accompanying its operator.

1A006 Equipment, “specially designed” or 1A007 Equipment and devices, “specially modified for the disposal of Improvised designed” to initiate charges and devices Explosive Devices (IEDs), as follows (see List containing “energetic materials,” by electrical of Items Controlled), and “specially designed” means, as follows (see List of Items “components” and “accessories” therefor. Controlled).

License Requirements License Requirements

Reason for Control: NS, AT Reason for Control: NS, NP, AT

Control(s) Country Chart Country Chart (See Supp. No. 1 Control(s) (See Supp. No. 1 to part 738) to part 738) NS applies to entire NS Column 2 NS applies to entire NS Column 2 entry entry NP applies to 1A007.b, NP Column 1 AT applies to entire AT Column 1 as well as 1A007.a entry

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when the detonator explosively vaporizes when a fast, high-current firing set meets or electrical pulse is passed through it. In non exceeds the parameters slapper types, the exploding conductor starts a of 3A229. chemical detonation in a contacting high AT applies to entire AT Column 1 explosive material such as PETN entry (pentaerythritoltetranitrate). In slapper detonators, the explosive vaporization of the List Based License Exceptions (See Part 740 for electrical conductor drives a flyer or slapper a description of all license exceptions) across a gap, and the impact of the slapper on an explosive starts a chemical detonation. The LVS: N/A slapper in some designs is driven by magnetic GBS: N/A force. The term exploding foil detonator may refer to either an EB or a slapper-type detonator. List of Items Controlled

Related Controls: High explosives and related equipment “specially designed” for 1A008 Charges, devices and “components”, military use are “subject to the ITAR” (see 22 as follows (see List of Items Controlled). CFR parts 120 through 130). This entry does not control detonators using only primary explosives, such as lead azide. See License Requirements also ECCNs 0A604, 3A229, and 3A232. See 1E001 for “development” and Reason for Control: NS, UN, AT “production” technology controls, and 1E201 for “use” technology controls. Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) NS applies to entire NS Column 2 a. Explosive detonator firing sets designed to entry drive explosive detonators specified by 1A007.b; AT applies to entire AT Column 1 entry b. Electrically driven explosive detonators as UN applies to entire See § 746.1(b) for follows: entry UN controls.

b.1. Exploding bridge (EB); List Based License Exceptions (See Part 740 for a description of all license exceptions) b.2. Exploding bridge wire (EBW); LVS: $3,000 for .a through .c; b.3. Slapper; $6,000 for .d. GBS: N/A b.4. Exploding foil initiators (EFI). List of Items Controlled Technical Notes: Related Controls: (1) All of the following 1. The word initiator or igniter is are “subject to the ITAR” (see 22 CFR parts sometimes used in place of the word detonator. 120 through 130):

2. For the purpose of 1A007.b the a. High explosives and related equipment detonators of concern all utilize a small electrical “specially designed” for military use; conductor (bridge, bridge wire, or foil) that

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b. Explosive devices or charges in this entry a.2. Outer casing diameter equal to or greater that utilize USML controlled energetic than 75 mm; materials (See 22 CFR 121.1 Category V), if they have been specifically designed, b. Linear shaped cutting charges having all of developed, configured, adapted, or modified the following, and “specially designed” for a military application; “components” therefor:

c. Shaped charges that have all of the b.1. An explosive load greater than 40 g/m; following a uniform shaped conical liner with and an included angle of 90 degrees or less, more than 2.0 kg of controlled materials, and a b.2. A width of 10 mm or more; diameter exceeding 4.5 inches; c. Detonating cord with explosive core load d. Detonating cord containing greater than greater than 64 g/m; 0.1 kg per meter (470 grains per foot) of controlled materials; d. Cutters, not specified by 1A008.b, and severing tools, having a NEQ greater than 3.5 kg. e. Cutters and severing tools containing greater than 10 kg of controlled materials; Technical Note: ‘Shaped charges’ are explosive charges shaped to focus the effects of f. With the exception of cutters and severing the explosive blast. tools, devices or charges controlled by this entry where the USML controlled materials Note: The only charges and devices can be easily extracted without destroying the specified in 1A008 are those containing device or charge; and “explosives” (see list of explosives in the Annex at the end of Category 1) and mixtures thereof. g. Individual USML controlled energetic materials in this entry, even when compounded with other materials, when not 1A101 Devices for reduced observables such incorporated into explosive devices or as radar reflectivity, ultraviolet/infrared charges controlled by this entry or 1C992. signatures and acoustic signatures, for applications usable in rockets, missiles, or (2) See also ECCNs 1C011, 1C018, 1C111, unmanned aerial vehicles capable of achieving 1C239, and 1C608 for additional controlled a “range” equal to or greater than 300 km or energetic materials. See ECCN 1E001 for the their complete subsystems. “development” or “production” “technology” for the commodities controlled by ECCN License Requirements 1A008, but not for explosives or commodities that are “subject to the ITAR” Reason for Control: MT, AT (see 22 CFR parts 120 through 130). Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) MT applies to entire MT Column 1 a. ‘Shaped charges’ having all of the following: entry AT applies to entire AT Column 1 a.1. Net Explosive Quantity (NEQ) greater entry than 90 g; and List Based License Exceptions (See Part 740 for a description of all license exceptions)

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LVS: N/A LVS: N/A GBS: N/A GBS: N/A List of Items Controlled List of Items Controlled Related Controls: (1) See ECCNs 1E201 Related Controls: (1) See also 1C101. (2) For (“use”) and 1E202 (“development” and commodities that meet the definition of “production”) for technology for items defense articles under 22 CFR 120.3 of the controlled by this entry. (2) Also see International Traffic in Arms Regulations ECCNs 1A002, 1C010, 1C210, 9A010, and (ITAR), describes similar commodities 9A110. (3) “Composite” structures “subject to the ITAR” (See 22 CFR parts 120 “specially designed” or prepared for use in through 130, including USML Category separating uranium isotopes are subject to the XIII). export licensing authority of the Nuclear Related Definitions: N/A Regulatory Commission (see 10 CFR part Items: 110). Related Definitions: N/A The list of items controlled is contained in the Items: ECCN heading. a. An inside diameter of between 75 mm and 400 mm; and 1A102 Resaturated pyrolized carbon-carbon “parts” and “components” designed for b. Made with any of the “fibrous or filamentary rockets, missiles, or unmanned aerial vehicles materials” specified in 1C010.a or .b or 1C210.a capable of achieving a “range” equal to or or with carbon prepreg materials specified in greater than 300km. (These items are 1C210.c. “subject to the ITAR.” See 22 CFR parts 120 through 130). 1A225 Platinized catalysts “specially designed” or prepared for promoting the 1A202 Composite structures, other than hydrogen isotope exchange reaction between those controlled by 1A002, in the form of tubes hydrogen and water for the recovery of and having both of the following tritium from heavy water or for the characteristics (see List of Items Controlled). production of heavy water.

License Requirements License Requirements

Reason for Control: NP, AT Reason for Control: NP, AT

Country Chart Country Chart Control(s) (See Supp. No. 1 Control(s) (See Supp. No. 1 to part 738) to part 738) NP applies to entire NP Column 1 NP applies to entire NP Column 1 entry entry AT applies to entire AT Column 1 AT applies to entire AT Column 1 entry entry

List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for a description of all license exceptions) a description of all license exceptions)

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LVS: N/A “specially designed” or prepared for the GBS: N/A production of heavy water is subject to the export licensing authority of the Nuclear List of Items Controlled Regulatory Commission (see 10 CFR part 110). Related Controls: (1) See ECCNs 1E201 Related Definitions: N/A (“use”) and 1E202 (“development” and Items: “production”) for technology for items controlled by this entry. (2) Equipment a. Made of phosphor bronze mesh chemically “specially designed” or prepared for the treated to improve wettability; and production of heavy water is subject to the export licensing authority of the Nuclear b. Designed to be used in vacuum distillation Regulatory Commission (see 10 CFR part towers. 110). Related Definitions: N/A Items: 1A227 High-density (lead glass or other) radiation shielding windows, having all of the The list of items controlled is contained in the following characteristics (see List of Items ECCN heading. Controlled), and “specially designed” frames therefor.

1A226 Specialized packings, which may be License Requirements used in separating heavy water from ordinary water, having both of the following Reason for Control: NP, AT characteristics (see List of Items Controlled). Country Chart License Requirements Control(s) (See Supp. No. 1 to part 738) Reason for Control: NP, AT NP applies to entire NP Column 1 entry Country Chart AT applies to entire AT Column 1 Control(s) (See Supp. No. 1 entry to part 738) NP applies to entire NP Column 1 List Based License Exceptions (See Part 740 for entry a description of all license exceptions) AT applies to entire AT Column 1 entry LVS: N/A GBS: N/A List Based License Exceptions (See Part 740 for a description of all license exceptions) List of Items Controlled

LVS: N/A Related Controls: (1) See ECCNs 1E201 GBS: N/A (“use”) and 1E202 (“development” and “production”) for technology for items List of Items Controlled controlled by this entry. (2) Equipment “specially designed” or prepared for nuclear Related Controls: (1) See ECCNs 1E201 reactors and reprocessing facilities is subject (“use”) and 1E202 (“development” and to the export licensing authority of the “production”) for technology for items Nuclear Regulatory Commission (see 10 controlled by this entry. (2) Equipment CFR part 110).

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Related Definitions: In 1A227.a, the term b. Components “specially designed” for the “cold area” means the viewing area of the target assemblies specified in item a. window exposed to the lowest level of radiation in the design application. Technical Note to ECCN 1A231.b.: Items: Components “specially designed” for target assemblies for the “production” of tritium may a. A “cold area” greater than 0.09 m2; include lithium pellets, tritium getters, and specially-coated cladding. b. A density greater than 3 g/cm3; and c. A thickness of 100 mm or greater. 1A290 Depleted uranium (any uranium containing less than 0.711% of the isotope U- 235) in shipments of more than 1,000 1A231 Target assemblies and components for kilograms in the form of shielding contained in the production of tritium as follows (See List X-ray units, radiographic exposure or of Items Controlled). teletherapy devices, radioactive thermoelectric generators, or packaging for License Requirements the transportation of radioactive materials.

Reason for Control: NP, AT License Requirements

Country Chart Reason for Control: NP, AT Control(s) (See Supp. No. 1 to part 738) Country Chart NP applies to entire NP Column 1 Control(s) (See Supp. No. 1 entry to part 738) AT applies to entire AT Column 1 NP applies to entire NP Column 2 entry entry AT applies to entire AT Column 1 List Based License Exceptions (See Part 740 for entry a Description of All License Exceptions) List Based License Exceptions (See Part 740 for LVS: N/A a description of all license exceptions) GBS: N/A LVS: N/A List of Items Controlled GBS: N/A

Related Controls: See ECCNs 1E001 List of Items Controlled (“production”) and 1E201 (“use”) for technology for items controlled by this entry. Related Controls: (1) This entry does not Related Definitions: N/A control depleted uranium in fabricated forms Items: for use in munitions. See 22 CFR part 121 for depleted uranium “subject to the ITAR” a. Target assemblies made of or containing (2) Depleted uranium that is not fabricated lithium enriched in the lithium-6 isotope for use in munitions or fabricated into “specially designed” for the “production” of commodities solely to take advantage of its tritium through irradiation, including insertion in high density (e.g., aircraft, ship, or other a nuclear reactor; counterweights) or in the forms listed in this entry are subject to the export licensing authority of the Nuclear Regulatory

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Commission. (See 10 CFR part 110.) (3) in 1A607. “Natural uranium” or “depleted uranium” or thorium in the form of metal, alloy, chemical List of Items Controlled compound or concentrate and any other material containing one or more of the Related Controls: (1) Vaccines identified in foregoing are subject to the export licensing ECCN 1C991 are not controlled by this authority of the Nuclear Regulatory ECCN. (2) See 22 CFR § 121.1 (USML), Commission. (See 10 CFR part 110.) Category XIV(h), for vaccines that are subject to the ITAR. (3) Protection and Related Definitions: N/A detection equipment and related items Items: identified in ECCN 1A004, 1A995, or 2B351 are not controlled by this ECCN. (4) See 22 The list of items controlled is contained in the CFR § 121.1 (USML), Category XIV(f), for ECCN heading. dissemination, detection and protection equipment that is subject to the ITAR. (5) See ECCN 0A919 for “military 1A607 Military dissemination “equipment” commodities” located and produced outside for riot control agents, military detection and the United States that incorporate more than protection “equipment” for toxicological a de minimis amount of US-origin “600 agents (including chemical, biological, and series” controlled content. riot control agents), and related commodities (see List of Items Controlled). Related Definitions: N/A Items: License Requirements a. through d. [Reserved] Reason for Control: NS, RS, AT, UN e. “Equipment” “specially designed” for Country Chart military use and for the dissemination of any of Control(s) (See Supp. No. 1 the riot control agents controlled in ECCN to part 738) 1C607.a. NS applies to entire NS Column 1 entry f. Protection “equipment” (including air RS applies to entire RS Column 1 conditioning units, protective coatings, and entry protective clothing): AT applies to entire AT Column 1 entry f.1. Not controlled by USML Category UN applies to entire See § 746.1(b) for XIV(f); and entry UN controls f.2. “Specially designed” for military use and List Based License Exceptions (See Part 740 for defense against: for a description of all license exceptions) f.2.a. Materials specified by USML LVS: N/A Category XIV (a) or (b); or GBS: N/A f.2.b. Riot control agents controlled in Special Conditions for STA 1C607.a.

STA: Paragraph (c)(2) of License g. Decontamination “equipment”: Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any item g.1. Not controlled by USML Category

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XIV(f); and commodity controlled by ECCN 1A607.e, .f, .g, .h, or .j or for a defense article controlled by g.2. “Specially designed” for military use and USML Category XIV(f) and that are not for decontamination of objects contaminated with enumerated or otherwise described elsewhere in materials controlled by USML Category XIV(a) the USML. or (b). h. “Equipment”: 1A613 Armored and protective “equipment” and related commodities, as follows (see List of h.1. Not controlled by USML Category Items Controlled). XIV(f); and License Requirements

h.2. “Specially designed” for military use and Reason for Control: NS, RS, AT, UN for the detection or identification of: Control(s) Country Chart h.2.a. Materials specified by USML (See Supp. No. 1 Category XIV(a) or (b); or to part 738) NS applies to entire entry NS Column 1 h.2.b. Riot control agents controlled by except 1A613.y ECCN 1C607.a. RS applies to entire entry RS Column 1 except 1A613.y i. [Reserved] RS applies 1A613.y China, Russia, or Venezuela (see j. “Equipment” “specially designed” to: §742.6(a)(7)) AT applies to entire entry AT Column 1 j.1. Interface with a detector, shelter, vehicle, UN applies to entire entry, See § 746.1(b) for vessel, or aircraft controlled by the USML or a except 1A613.y UN controls “600 series” ECCN; and List Based License Exceptions (See Part 740 for j.2. Collect and process samples of articles a description of all license exceptions) controlled in USML Category XIV(a) or (b). LVS: $1500 k. Medical countermeasures that are “specially GBS: N/A designed” for military use (including pre- and post-treatments, antidotes, and medical Special Conditions for STA diagnostics) and “specially designed” to counter chemical agents controlled by the USML STA: Paragraph (c)(2) of License Category XIV(a). Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any Note: Examples of “equipment” controlled item in 1A613. by this entry are barrier and non-barrier creams and filled autoinjectors (e.g., combopens where List of Items Controlled one injector contains 2-PAM and the other atropine) if “specially designed” to counter such Related Controls: (1) Defense articles, such agents. as materials made from classified information, that are controlled by USML l. through w. [Reserved] Category X or XIII of the ITAR, and technical data (including software) directly x. “Parts,” “components,” “accessories,” and related thereto, are “subject to the ITAR.” “attachments” that are “specially designed” for a (2) See ECCN 0A919 for foreign-made

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“military commodities” that incorporate than NIJ level III (NIJ 0101.06, July 2008) or more than a de minimis amount of US-origin “equivalent standards”; or “600 series” controlled content. (3) See ECCN 9A610.g for anti-gravity suits (“G- Note: For 1A613.d.1, military standards suits”) and pressure suits capable of or specifications include, at a minimum, operating at altitudes higher than 55,000 feet specifications for fragmentation protection. above sea level. Related Definitions: References to “NIJ Type” protection are to the National Institute d.2. Hard body armor plates that provide of Justice Classification guide at NIJ ballistic protection equal to NIJ level III (NIJ Standard 0101.06, Ballistic Resistance of 0101.06, July 2008) or “equivalent Body Armor, and NIJ Standard 0108.01, standards”. Ballistic Resistant Protective Materials. Items: Note: See ECCN 1A005 for controls on soft body armor not manufactured to military a. Metallic or non-metallic armored plate standards or specifications and hard body “specially designed” for military use and not armor plates providing less than NIJ level III controlled by the USML. or “equivalent standards” protection. For body armor providing NIJ Type IV protection Note to paragraph a: For controls on or greater, see USML Category X(a)(1). body armor plates, see ECCN 1A613.d.2 and USML Category X(a)(1). e. Atmospheric diving suits “specially designed” for rescue operations for b. Shelters “specially designed” to: submarines controlled by the USML or the CCL. b.1. Provide ballistic protection for military systems; or f. Other personal protective “equipment” “specially designed” for military applications b.2. Protect against nuclear, biological, or not controlled by the USML, not elsewhere chemical contamination. controlled on the CCL. c. Military helmets (other than helmets g. to w. [Reserved] controlled under 1A613.y.1) providing less than NIJ Type IV or “equivalent standards” protection x. “Parts,” “components,” “accessories,” and “specially designed” helmet shells, liners, or and “attachments” that are “specially comfort pads therefor. designed” for a commodity controlled by ECCN 1A613 (except for 1A613.y) or an Note 1: See ECCN 0A979 for controls on article enumerated in USML Category X, and police helmets. not controlled elsewhere in the USML.

Note 2: See USML Category X(a)(5) and Note: Forgings, castings, and other (a)(6) for controls on other military helmets. unfinished products, such as extrusions and machined bodies, that have reached a stage d. Body armor and protective garments, as in manufacturing where they are clearly follows: identifiable by mechanical properties, material composition, geometry, or function d.1. Soft body armor and protective as commodities controlled by ECCN 1A613.x garments manufactured to military standards are controlled by ECCN 1A613.x.y. Other or specifications, or to their equivalents, that commodities as follows: provide ballistic protection equal to or less

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y.1 Conventional military steel helmets. 1A985 Fingerprinting powders, dyes, and N.B. to paragraph y.1: For other military inks. helmet “components” or “accessories,” see the relevant ECCN in the CCL or USML License Requirements Entry. Reason for Control: CC y.2 [Reserved] Country Chart (See Control(s) Supp. No. 1 to part 1A984 Chemical agents, including tear gas 738) formulation containing 1 percent or less of CC applies to entire CC Column 1 orthochlorobenzalmalononitrile (CS), or 1 entry percent or less of chloroacetophenone (CN), except in individual containers with a net List Based License Exceptions (See Part 740 for weight of 20 grams or less; liquid pepper a description of all license exceptions) except when packaged in individual containers with a net weight of 3 ounces (85.05 grams) or LVS: N/A less; smoke bombs; non-irritant smoke flares, GBS: N/A canisters, grenades and charges; and other pyrotechnic articles having dual military and List of Items Controlled commercial use, and “parts” and “components” “specially designed” therefor, Related Controls: See 3A981. n.e.s. Related Definitions: N/A Items: License Requirements The list of items controlled is contained in the Reason for Control: CC ECCN heading.

Country Chart (See Control(s) Supp. No. 1 to part 1A995 Protective and detection equipment 738) not “specially designed” for military use and CC applies to entire CC Column 1 not controlled by ECCN 1A004 or ECCN entry 2B351, as follows (see List of Items Controlled), and “parts” and “components” List Based License Exceptions (See Part 740 for not “specially designed” for military use and a description of all license exceptions) not controlled by ECCN 1A004 or ECCN 2B351 therefor. LVS: N/A GBS: N/A License Requirements

List of Items Controlled Reason for Control: AT

Related Controls: N/A Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) AT applies to entire AT Column 1 The list of items controlled is contained in the entry ECCN heading.

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List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for a description of all license exceptions) a description of all license exceptions)

LVS: N/A LVS: N/A GBS: N/A GBS: N/A

List of Items Controlled List of Items Controlled

Related Controls: See ECCNs 1A004, Related Controls: N/A 2B351, and 2B352. Related Definitions: N/A Related Definitions: N/A Items: Items: a. Radiation detection, monitoring and a. Personal radiation monitoring dosimeters; measurement equipment, n.e.s.; b. Equipment limited by design or function to b. Radiographic detection equipment such as x- protect against hazards specific to civil industries, ray converters, and storage phosphor image such as mining, quarrying, agriculture, plates. pharmaceuticals, medical, veterinary, environmental, waste management, or to the food industry. B. TEST, INSPECTION AND “PRODUCTION EQUIPMENT” Note: This entry (1A995) does not control items for protection against chemical or biological agents that are consumer goods, 1B001 Equipment for the production or packaged for retail sale or personal use, or inspection of “composite” structures or laminates controlled by 1A002 or “fibrous or medical products, such as latex exam gloves, filamentary materials” controlled by 1C010, latex surgical gloves, liquid disinfectant as follows (see List of Items Controlled), and soap, disposable surgical drapes, surgical “specially designed” “components” and gowns, surgical foot covers, and surgical “accessories” therefor. masks. Such items are classified as EAR99. License Requirements

1A999 Specific processing equipment, n.e.s., as Reason for Control: NS, MT, NP, AT follows (see List of Items Controlled). Country License Requirements Chart (See Control(s) Supp. No. 1 to Reason for Control: AT part 738) NS applies to entire entry NS Column 2 Control(s) MT applies to entire entry, MT Column 1 except 1B001.d.4, e and f. AT applies to entire entry. A license is required Note: MT applies to for items controlled by this entry to North Korea equipment in 1B001.d that for anti-terrorism reasons. The Commerce meet or exceed the Country Chart is not designed to determine AT parameters of 1B101. licensing requirements for this entry. See NP applies to filament NP Column 1 §742.19 of the EAR for additional information. winding machines described in 1B001.a that are capable

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of winding cylindrical rotors individual ‘filament band’ courses during the having a diameter between laying process. 75 mm (3 in) and 400 mm (16 in) and lengths of 600 c. Multidirectional, multidimensional weaving mm (24 in) or greater; machines or interlacing machines, including AND coordinating and adapters and modification kits, “specially programming controls and designed” or modified for weaving, interlacing or precision mandrels for these braiding fibers for “composite” structures; filament winding machines AT applies to entire entry AT Column 1 Technical Note: For the purposes of 1B001.c the technique of interlacing includes knitting. List Based License Exceptions (See Part 740 for a description of all license exceptions) d. Equipment “specially designed” or adapted for the production of reinforcement fibers, as LVS: N/A for MT and for 1B001.a; follows: $5000 for all other items GBS: N/A d.1. Equipment for converting polymeric fibers (such as polyacrylonitrile, rayon, pitch or List of Items Controlled polycarbosilane) into carbon fibers or silicon carbide fibers, including special equipment to Related Controls: (1) See ECCN 1D001 for strain the fiber during heating; software for items controlled by this entry and see ECCNs 1E001 (“development” and d.2. Equipment for the chemical vapor “production”) and 1E101 (“use”) for deposition of elements or compounds, on heated technology for items controlled by this entry. filamentary substrates, to manufacture silicon (2) Also see ECCNs 1B101 and 1B201. carbide fibers; Related Definitions: N/A Items: d.3. Equipment for the wet-spinning of refractory ceramics (such as aluminum oxide); a. Filament winding machines, of which the motions for positioning, wrapping and winding d.4. Equipment for converting aluminum fibers are coordinated and programmed in three containing precursor fibers into alumina fibers by or more ‘primary servo positioning’ axes, heat treatment; “specially designed” for the manufacture of “composite” structures or laminates, from e. Equipment for producing prepregs controlled “fibrous or filamentary materials”; by 1C010.e by the hot melt method; b. ‘Tape laying machines’, of which the motions f. Non-destructive inspection equipment for positioning and laying tape are coordinated “specially designed” for “composite” materials, and programmed in five or more ‘primary servo as follows: positioning’ axes, “specially designed” for the manufacture of “composite” airframe or missile f.1. X-ray tomography systems for three structures; dimensional defect inspection;

Technical Note: For the purposes of f.2. Numerically controlled ultrasonic 1B001.b, ‘tape-laying machines’ have the ability testing machines of which the motions for to lay one or more ‘filament bands’ limited to positioning transmitters or receivers are widths greater than 25.4 mm and less than or simultaneously coordinated and programmed in equal to 304.8 mm, and to cut and restart four or more axes to follow the three dimensional

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 18 contours of the “part” or “component” under inspection; List Based License Exceptions (See Part 740 for a description of all license exceptions) g. Tow-placement machines, of which the LVS: $5000 motions for positioning and laying tows are GBS: N/A coordinated and programmed in two or more ‘primary servo positioning’ axes, “specially List of Items Controlled designed” for the manufacture of “composite” airframe or missile structures. Related Controls: N/A Related Definitions: N/A Technical Note to 1B001.g: For the Items: purposes of 1B001.g, ‘tow-placement machines’ have the ability to place one or more ‘filament a. “Specially designed” to avoid contamination; bands’ having widths less than or equal to 25.4 and mm, and to cut and restart individual ‘filament band’ courses during the placement process.. b. “Specially designed” for use in one of the processes specified by 1C002.c.2. Technical Notes for 1B001:

1. For the purpose of 1B001, ‘primary servo 1B003 Tools, dies, molds or fixtures, for positioning’ axes control, under computer “superplastic forming” or “diffusion bonding” program direction, the position of the end effector titanium, aluminum or their alloys, “specially (i.e., head) in space relative to the work piece at designed” for the manufacture of any of the the correct orientation and direction to achieve following (see List of Items Controlled). the desired process. License Requirements 2. For the purposes of 1B001, a ‘filament band’ is a single continuous width of fully or partially Reason for Control: NS, AT resin-impregnated tape, tow or fiber. Fully or partially resin-impregnated ‘filament bands’ Country Chart include those coated with dry powder that tacks Control(s) (See Supp. No. 1 upon heating. to part 738) NS applies to entire NS Column 2 entry 1B002 Equipment designed to produce AT applies to entire AT Column 1 metal alloy powder or particulate materials entry and having any of the following (see List of Items Controlled). List Based License Exceptions (See Part 740 for a description of all license exceptions) License Requirements LVS: $5000 Reason for Control: NS, AT GBS: N/A

Control(s) Country Chart List of Items Controlled (See Supp. No. 1 to part 738) Related Controls: For “specially designed” NS applies to entire NS Column 2 production equipment of systems, sub- entry systems, and “parts” and “components” AT applies to entire AT Column 1 controlled by 9A005 to 9A009, 9A011, entry

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9A101, 9A105 to 9A109, 9A111, and 9A116 Related Controls: See ECCN 1B608.a, .b, to 9A120 usable in “missiles,” see 9B115. and .x for items that, immediately prior to Related Definitions: N/A July 1, 2014, were classified under 1B018.a. Items: Related Definitions: N/A Items: a. Airframe or aerospace structures; a. [Reserved] b. “Aircraft” or aerospace engines; or b. [Reserved] c. “Specially designed” “parts” and “components” for structures specified by 1B003.a or for engines specified by 1B003.b. 1B101 Equipment, other than that controlled by 1B001, for the “production” of structural composites, fibers, prepregs or preforms, 1B018 Items on the Wassenaar Arrangement usable for rockets, missiles, or unmanned Munitions List (see List of Items Controlled). aerial vehicles capable of achieving a “range” equal to or greater than 300 km and their License Requirements subsystems, as follows (see List of Items Controlled); and “specially designed” “parts,” Reason for Control: NS, MT, RS, AT, UN “components” and “accessories” therefor.

Country Chart License Requirements Control(s) (See Supp. No. 1 to part 738) Reason for Control: MT, NP, AT NS applies to entire NS Column 2 entry Country Chart (See MT applies to equipment MT Column 1 Control(s) for the “production” of Supp. No. 1 to rocket propellants. part 738) RS applies to 1B018.a. RS Column 2 MT applies to entire entry MT Column 1 AT applies to entire AT Column 1 NP applies to filament NP Column 1 entry winding machines described UN applies to entire See § 746.1(b) in 1B101.a that are capable entry. for UN controls. of winding cylindrical rotors having a diameter between List Based License Exceptions (See Part 740 for 75 mm (3 in.) and 400 mm a description of all license exceptions) (16 in.) and lengths of 600 mm (24 in.) or greater LVS: $3000 for 1B018.a for countries AND to coordinating and WITHOUT an “X” in RS Column 2 programming controls and on the Country Chart contained in precision mandrels for these Supplement No. 1 to part 738 of the filament winding machines EAR; AT applies to entire entry AT Column 1 $5000 for 1B018.b. GBS: N/A List Based License Exceptions (See Part 740 for a description of all license exceptions) List of Items Controlled LVS: N/A GBS: N/A

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List of Items Controlled upon heating.

Related Controls: See ECCN 1D101 for 3. ‘Fiber/tow-placement machines’ have software for items controlled by this entry the ability to place one or more ‘filament bands’ and see ECCNs 1E001 (“development” and having widths less than or equal to 25.4 mm. “production”) and 1E101 (“use”) for This refers to the minimum width of material the technology for items controlled by this entry. machine can place, regardless of the upper Also see 1B201. capability of the machine. Related Definitions: Examples of “parts,” “components” and “accessories” for the 4. ‘Tape-laying machines’ have the machines controlled by this entry are molds, ability to place one or more ‘filament bands’ mandrels, dies, fixtures and tooling for the having widths less than or equal to 304.8 mm, but preform pressing, curing, casting, sintering or cannot place ‘filament bands’ with a width equal bonding of composite structures, laminates to or less than 25.4 mm. This refers to the and manufactures thereof. minimum width of material the machine can Items: place, regardless of the upper capability of the machine. a. Filament winding machines or ‘fiber/tow- placement machines,’ of which the motions for c. Equipment designed or modified for the positioning, wrapping and winding fibers can be “production” of “fibrous or filamentary coordinated and programmed in three or more materials” as follows: axes, designed to fabricate composite structures or laminates from fibrous or filamentary c.1. Equipment for converting polymeric materials, and coordinating and programming fibers (such as polyacrylonitrile, rayon or controls; polycarbosilane) including special provision to strain the fiber during heating; b. ‘Tape-laying machines’ of which the motions for positioning and laying tape can be c.2. Equipment for the vapor deposition of coordinated and programmed in two or more elements or compounds on heated filament axes, designed for the manufacture of composite substrates; and airframe and missile structures; c.3. Equipment for the wet-spinning of Technical Notes for paragraphs a and refractory ceramics (such as aluminum oxide); b: For the purposes of 1B101.a. and 1B101.b., the following definitions apply: d. Equipment designed or modified for special fiber surface treatment or for producing prepregs 1. ‘Fiber/tow-placement machines’ and and preforms controlled by 9A110. ‘tape-laying machines’ are machines that perform similar processes that use computer- Note: Equipment covered in 1B101.d guided heads to lay one or several ‘filament includes but is not limited to, rollers, tension bands’ onto a mold to create a part or a structure. stretchers, coating equipment, cutting equipment These machines have the ability to cut and restart and clicker dies. individual ‘filament band’ courses during the laying process. 1B102 Metal powder “production 2. A ‘filament band’ is a single equipment,” other than that specified in continuous width of fully or partially resin- 1B002, and “parts” and “components” as impregnated tape, tow, or fiber. Fully or follows (see List of Items Controlled). partially resin-impregnated ‘filament bands’ include those coated with dry powder that tacks License Requirements

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Reason for Control: MT, AT 1B115 Equipment, other than that controlled in 1B002 or 1B102, for the “production” of Country Chart propellant or propellant constituents (see List Control(s) (See Supp. No. 1 of Items Controlled), and “specially designed” to part 738) “parts” and “components” therefor. MT applies to entire MT Column 1 entry License Requirements AT applies to entire AT Column 1 entry Reason for Control: MT, AT

List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart Control(s) (See Supp. No. 1 LVS: N/A to part 738) GBS: N/A MT applies to entire MT Column 1 entry List of Items Controlled AT applies to entire AT Column 1 entry Related Controls: See also 1B115.b. Related Definitions: N/A List Based License Exceptions (See Part 740 for Items: a description of all license exceptions) a. Metal powder “production equipment” usable LVS: N/A for the “production”, in a controlled environment, GBS: N/A of spherical, spheroidal or atomized materials specified in 1C011.a., 1C011.b., 1C111.a.1., List of Items Controlled 1C111.a.2., or controlled for MT reasons in Category V of the USML. Related Controls: For the control of batch mixers, continuous mixers and fluid energy b. “Specially designed” “parts” and mills, see 1B117, 1B118 and 1B119. “components” for “production equipment” Related Definitions: N/A specified in 1B002 or 1B102.a. Items:

Note: 1B102 includes: a. “Production equipment” for the “production”, handling or acceptance testing of liquid a. Plasma generators (high frequency arc- propellants or propellant constituents controlled jet) usable for obtaining sputtered or spherical by 1C011.a, 1C011.b, 1C111 or on the U.S. metallic powders with organization of the process Munitions List; in an argon-water environment; b. “Production equipment,” for the production, b. Electroburst equipment usable for handling, mixing, curing, casting, pressing, obtaining sputtered or spherical metallic machining, extruding or acceptance testing of powders with organization of the process in an solid propellants or propellant constituents argon-water environment; described in 1C011.a, 1C011.b or 1C111, or on the U.S. Munitions List. c. Equipment usable for the “production” of spherical aluminum powders by powdering a Note: 1B115.b does not control batch melt in an inert medium (e.g., nitrogen). mixers, continuous mixers or fluid energy mills. For the control of batch mixers, continuous

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 22 mixers and fluid energy mills see 1B117, 1B118, and 1B119. License Requirements

Note 1: [Reserved] Reason for Control: MT, AT

Note 2: 1B115 does not control equipment for the Country Chart “production,” handling and acceptance testing Control(s) (See Supp. No. 1 of boron carbide. to part 738) MT applies to entire MT Column 1 entry 1B116 “Specially designed” nozzles for AT applies to entire AT Column 1 producing pyrolitically derived materials entry formed on a mold, mandrel or other substrate from precursor gases which decompose in the List Based License Exceptions (See Part 740 for 1,573 K (1,300 C) to 3,173 K (2,900 C) a description of all license exceptions) temperature range at pressures of 130 Pa to 20 kPa. LVS: N/A GBS: N/A License Requirements List of Items Controlled Reason for Control: MT, AT Related Controls: See 1B115, 1B118, and Country Chart 1B119. Control(s) (See Supp. No. 1 Related Definitions: N/A to part 738) Items: MT applies to entire MT Column 1 entry a. Capable of mixing under vacuum in the range AT applies to entire AT Column 1 from zero to 13.326 kPa; entry b. Capable of controlling the temperature of the List Based License Exceptions (See Part 740 for mixing chamber; a description of all license exceptions) c. A total volumetric capacity of 110 liters (30 LVS: N/A gallons) or more; and GBS: N/A d. At least one ‘mixing/kneading shaft’ mounted List of Items Controlled off center.

Related Controls: N/A Note to paragraph d: In 1B117.d. the Related Definitions: N/A term ‘mixing/kneading shaft’ does not refer to Items: deagglomerators or knife-spindles.

The list of items controlled is contained in the ECCN heading. 1B118 Continuous mixers having all of the following (see List of Items Controlled), and “specially designed” “parts” and 1B117 Batch mixers having all of the “components” therefor. following (see List of Items Controlled), and “specially designed” “parts” and License Requirements “components” therefor.

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Reason for Control: MT, AT Country Chart Control(s) (See Supp. No. 1 Country Chart to part 738) Control(s) (See Supp. No. 1 MT applies to entire MT Column 1 to part 738) entry MT applies to entire MT Column 1 AT applies to entire AT Column 1 entry entry AT applies to entire AT Column 1 entry List Based License Exceptions (See Part 740 for a description of all license exceptions) List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A LVS: N/A GBS: N/A List of Items Controlled

List of Items Controlled Related Controls: See 1B115, 1B117, and 1B118. Related Controls: See 1B115, 1B117, and Related Definitions: N/A 1B119. Items: Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. a. Capable of mixing under vacuum in the range from zero to 13.326 kPa; 1B201 Filament winding machines (other b. Capable of controlling the temperature of the than those controlled by ECCN 1B001 or mixing chamber; and 1B101) and related equipment, as described in this ECCN (see List of Items Controlled). c. Either of the following: License Requirements c.1. Two or more mixing/kneading shafts; or Reason for Control: NP, AT c.2. A single rotating and oscillating shaft with kneading teeth/pins as well as kneading Country Chart teeth/pins inside the casing of the mixing Control(s) (See Supp. No. 1 chamber. to part 738) NP applies to entire NP Column 1 entry 1B119 Fluid energy mills usable for grinding AT applies to entire AT Column 1 or milling propellant or propellant entry constituents specified in 1C011.a, 1C011.b or 1C111, or on the U.S. Munitions List, and List Based License Exceptions (See Part 740 for “specially designed” “parts” and a description of all license exceptions) “components” therefor. LVS: N/A License Requirements GBS: N/A

Reason for Control: MT, AT List of Items Controlled

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Related Controls: See ECCN 1D201 for List Based License Exceptions (See Part 740 for software for items controlled by this entry a description of all license exceptions) and see ECCNs 1E001 (“development” and “production”) and 1E201 (“use”) for LVS: N/A technology for items controlled by this entry. GBS: N/A Also see ECCN 1E203 for technology for the “development” of software controlled by List of Items Controlled ECCN 1D201. Related Definitions: N/A Related Controls: (1) See ECCNs 1E001 Items: (“development” and “production”) and 1E201 (“use”) for technology for items a. Filament winding machines having all of the controlled by this entry. (2) See ECCN following characteristics: 1B999 for specific processing equipment, n.e.s. a.1. Having motions for positioning, Related Definitions: N/A wrapping, and winding fibers coordinated and Items: programmed in two or more axes; The list of items controlled is contained in the a.2. “Specially designed” to fabricate ECCN heading. composite structures or laminates from “fibrous or filamentary materials”; and 1B226 Electromagnetic isotope separators, a.3. Capable of winding cylindrical tubes designed for, or equipped with, single or with an internal diameter between 75 mm and 650 multiple ion sources capable of providing a mm and lengths of 300 mm or greater; total ion beam current of 50 mA or greater. b. Coordinating and programming controls for License Requirements filament winding machines controlled by 1B201.a; Reason for Control: NP, AT c. Precision mandrels for filament winding Country Chart machines controlled by 1B201.a. Control(s) (See Supp. No. 1 to part 738) NP applies to entire NP Column 1 1B225 Electrolytic cells for fluorine entry production with a production capacity greater AT applies to entire AT Column 1 than 250 g of fluorine per hour. entry

License Requirements List Based License Exceptions (See Part 740 for a description of all license exceptions) Reason for Control: NP, AT LVS: N/A Country Chart GBS: N/A Control(s) (See Supp. No. 1 to part 738) List of Items Controlled NP applies to entire NP Column 1 entry Related Controls: (1) Electromagnetic AT applies to entire AT Column 1 isotope separators “specially designed” or entry prepared for use in separating uranium isotopes are subject to the export licensing

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authority of the Nuclear Regulatory “production”) and 1E201 (“use”) for Commission (see 10 CFR part 110). (2) See technology for items controlled by this entry. ECCNs 1E001 (“development” and Related Definitions: (1) The term “fine “production”) and 1E201 (“use”) for grain stainless steels,” for purposes of this technology for items controlled by this entry. ECCN, means fine grain austenitic stainless Related Definitions: N/A steels with an ASTM (or equivalent standard) ECCN Controls: This entry includes grain size number of 5 or greater. (2) The separators capable of enriching stable term “effective length,” for purposes of this isotopes and separators with the ion sources ECCN, means the active height of packing and collectors both in the magnetic field and material in a packed-type column, or the those configurations in which they are active height of internal contactor plates in a external to the field. plate-type column. Items: Items:

The list of items controlled is contained in the a. Designed to operate with internal ECCN heading. temperatures of 35 K (-238 C) or less; b. Designed to operate at an internal pressure of 0.5 to 5 MPa (5 to 50 atmospheres); 1B228 Hydrogen cryogenic distillation columns having all of the characteristics c. Constructed of “fine-grain stainless steels” of described in this ECCN (see List of Items the 300 series with low sulphur content or Controlled). equivalent cryogenic and H2-compatible materials; and License Requirements d. With internal diameters of 30 cm or greater Reason for Control: NP, AT and “effective lengths” of 4 m or greater.

Country Chart Control(s) (See Supp. No. 1 1B229 Water-hydrogen sulfide exchange to part 738) tray columns and internal contactors, as NP applies to entire NP Column 1 follows (see List of Items Controlled). entry AT applies to entire AT Column 1 License Requirements entry Reason for Control: NP, AT List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart Control(s) (See Supp. No. 1 LVS: N/A to part 738) GBS: N/A NP applies to entire NP Column 1 entry List of Items Controlled AT applies to entire AT Column 1 entry Related Controls: (1) Equipment “specially designed” or prepared for the production of List Based License Exceptions (See Part 740 for heavy water is subject to the export licensing a description of all license exceptions) authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (2) See LVS: N/A ECCNs 1E001 (“development” and GBS: N/A

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List of Items Controlled Country Chart Control(s) (See Supp. No. 1 Related Controls: (1) Equipment “specially to part 738) designed” or prepared for the production of NP applies to entire NP Column 1 heavy water is subject to the export licensing entry authority of the Nuclear Regulatory AT applies to entire AT Column 1 Commission (see 10 CFR part 110). (2) See entry ECCNs 1E001 (“development” and “production”) and 1E201 (“use”) for List Based License Exceptions (See Part 740 for technology for items controlled by this entry. a description of all license exceptions) Related Definitions: The”internal contactors” controlled by 1B229.b are LVS: N/A segmented trays that have an effective GBS: N/A assembled diameter of 1.8 m (6 ft.) or greater, are designed to facilitate countercurrent List of Items Controlled contacting, and are constructed of stainless steels with a carbon content of 0.03% or less. Related Controls: (1) Equipment “specially These may be sieve trays, valve trays, bubble designed” or prepared for the production of cap trays, or turbogrid trays. heavy water is subject to the export licensing Items: authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (2) See a. Water-hydrogen sulfide exchange tray ECCNs 1E001 (“development” and columns, having all of the following “production”) and 1E201 (“use”) for characteristics: technology for items controlled by this entry. Related Definitions: N/A a.1. Can operate at pressures of 2 MPa or Items: greater; a. Airtight (i.e., hermetically sealed); a.2. Constructed of carbon steel having an austenitic ASTM (or equivalent standard) grain b. A capacity greater than 8.5 m3/h; and size number of 5 or greater; and c. Either of the following characteristics: a.3. With a diameter of 1.8 m (6 ft.) or greater; c.1. For concentrated potassium amide solutions (1% or greater), an operating pressure b. “Internal contactors” for the water-hydrogen of 1.5 to 60 MPa (15-600 atmospheres); or sulfide exchange tray columns controlled by 1B229.a. c.2. For dilute potassium amide solutions (less than 1%), an operating pressure of 20 to 60 MPa (200-600 atmospheres). 1B230 Pumps capable of circulating solutions of concentrated or dilute potassium amide catalyst in liquid ammonia 1B231 Tritium facilities or plants, and (KNH2/NH3), having all of the following equipment therefor, as follows (see List of characteristics (see List of Items Controlled). Items Controlled).

License Requirements License Requirements

Reason for Control: NP, AT Reason for Control: NP, AT

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Country Chart Control(s) (See Supp. No. 1 Country Chart to part 738) Control(s) (See Supp. No. 1 NP applies to entire NP Column 1 to part 738) entry NP applies to entire NP Column 1 AT applies to entire AT Column 1 entry entry AT applies to entire AT Column 1 entry List Based License Exceptions (See Part 740 for a description of all license exceptions) List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: N/A GBS: N/A LVS: N/A GBS: N/A List of Items Controlled List of Items Controlled Related Controls: (1) Tritium, tritium compounds, and mixtures containing tritium Related Controls: (1) Equipment “specially are subject to the export licensing authority designed” or prepared for the production of of the Nuclear Regulatory Commission (see heavy water is subject to the export licensing 10 CFR part 110). (2) See ECCNs 1E001 authority of the Nuclear Regulatory (“development” and “production”) and Commission (see 10 CFR part 110). (2) See 1E201 (“use”) for technology for items ECCNs 1E001 (“development” and controlled by this entry. “production”) and 1E201 (“use”) for Related Definitions: N/A technology for items controlled by this entry. Items: Related Definitions: N/A Items: a. Facilities or plant for the production, recovery, extraction, concentration, or handling a. Designed for operation with an outlet of tritium; temperature of 35 K (-238 C) or less; and b. Equipment for tritium facilities or plant, as b. Designed for a throughput of hydrogen gas of follows: 1,000 kg/h or greater.

b.1. Hydrogen or helium refrigeration units capable of cooling to 23 K (-250 C) or less, with 1B233 Lithium isotope separation facilities heat removal capacity greater than 150 watts; or or plants, and systems and equipment therefor (see List of Items Controlled). b.2. Hydrogen isotope storage and purification systems using metal hydrides as the License Requirements storage, or purification medium. Reason for Control: NP, AT

1B232 Turboexpanders or turboexpander- Country Chart compressor sets having both of the following Control(s) (See Supp. No. 1 characteristics (see List of Items Controlled). to part 738) NP applies to 1B233.b NP Column 1 License Requirements AT applies to 1B233.b AT Column 1

Reason for Control: NP, AT

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List Based License Exceptions (See Part 740 for separation, and “specially designed” component a description of all license exceptions) parts therefor.

LVS: N/A GBS: N/A 1B234 High explosive containment vessels, chambers, containers, and other similar List of Items Controlled containment devices, not enumerated in ECCN 1B608 or in USML Category IV or V of Related Controls: (1) See ECCN 1E001 the ITAR, designed for the testing of high (“development” and “production”) and explosives or explosive devices and having ECCN 1E201 (“use”) for technology for both of the characteristics described in this items described in this entry. (2) Facilities ECCN (see List of Items Controlled). and plants described in 1B233.a are subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 License Requirements CFR part 110). (3) Certain lithium isotope Reason for Control: NP, AT separation equipment and components for the plasma separation process (PSP) that are described in 1B233.b through .d are also Country Chart directly applicable to uranium isotope Control(s) (See Supp. No. 1 separation and are subject to the export to part 738) licensing authority of the Nuclear Regulatory NP applies to entire NP Column 1 Commission (see 10 CFR part 110). entry Related Definitions: N/A AT applies to entire AT Column 1 Items: entry a. Facilities or plants for the separation of lithium List Based License Exceptions (See Part 740 isotopes; for a description of all license exceptions) b. Equipment for the separation of lithium LVS: N/A isotopes based on the lithium-mercury amalgam GBS: N/A process, as follows: List of Items Controlled b.1. Packed liquid-liquid exchange columns “specially designed” for lithium amalgams; Related Controls: (1) Devices “specially designed” for the handling, control, b.2. Mercury and/or lithium amalgam pumps; activation, monitoring, detection, protection, discharge, or detonation of the articles b.3. Lithium amalgam electrolysis cells; enumerated in USML Category IV(a) and (b) are controlled by USML Category IV(c) of b.4. Evaporators for concentrated lithium the ITAR (see 22 CFR parts 120 through hydroxide solution. 130). (2) See USML Category V of the ITAR (22 CFR parts 120 through 130) for c. Ion exchange systems “specially designed” devices identified therein that are “specially for lithium isotope separation, and “specially designed” to fully contain explosives designed” component parts therefor; enumerated in USML Category V. (3) Also see ECCN 1B608 for ‘‘equipment’’ d. Chemical exchange systems (employing ‘‘specially designed’’ for the crown ethers, cryptands, or lariat ethers) ‘‘development,’’ ‘‘production,’’ repair, “specially designed” for lithium isotope overhaul, or refurbishing of items controlled

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by ECCN 1C608 or USML Category V and not elsewhere specified on the USML. Related Controls: (1) See ECCN 2B350 for controls on certain incinerators. (2) See Related Definitions: N/A ECCN 0A919 for “military commodities” Items: located and produced outside the United States that incorporate more than a de a. Designed to fully contain an explosion minimis amount of US-origin “600 series” equivalent to 2 kg of TNT or greater; and controlled content. Related Definitions: N/A b. Having design elements or features enabling Items: real time or delayed transfer of diagnostic or measurement information. a. “Equipment” “specially designed” for the destruction of the chemical agents controlled by USML Category XIV(a). 1B607 Military test, inspection, and production “equipment” and related Note to 1B607.a: ECCN 1B607.a includes commodities “specially designed” for the controls over facilities “specially designed” for “development,” “production,” repair, destruction operations. This paragraph .a does overhaul, or refurbishing of commodities not control incinerators and “specially identified in ECCN 1A607 or 1C607, or designed” handling facilities or “specially defense articles enumerated or otherwise designed” waste supply systems therefor. described in USML Category XIV (see List of Items Controlled). b. Test facilities and “equipment” “specially designed” for military certification, qualification, License Requirements or testing of commodities controlled by ECCN 1A607.e, .f, .g, .h, or .j or by USML Category Reason for Control: NS, RS, AT, UN XIV(f), except for XIV(f)(1).

Country Chart c. Tooling and “equipment” “specially designed” Control(s) (See Supp. No. 1 for the “development,” “production,” repair, to part 738) overhaul, or refurbishing of commodities NS applies to entire entry NS Column 1 controlled by ECCN 1A607.e, .f .g, .h, or .j or RS applies to entire entry RS Column 1 USML Category XIV(f). AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) for d. through w. [Reserved] UN controls x. “Parts,” “components,” “accessories,” and List Based License Exceptions (See Part 740 “attachments” that are “specially designed” for a for a description of all license exceptions) commodity controlled by ECCN 1B607.b or .c, or for a defense article controlled by USML LVS: $1500 Category XIV(f), and that are not enumerated or GBS: N/A otherwise described elsewhere in the USML.

Special Conditions for STA 1B608 Test, inspection, and production STA: Paragraph (c)(2) of License Exception ‘‘equipment’’ and related commodities STA (§ 740.20(c)(2) of the EAR) may ‘‘specially designed’’ for the ‘‘development,’’ not be used for any item in 1B607. ‘‘production,’’ repair, overhaul, or refurbishing of commodities enumerated in List of Items Controlled

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ECCN 1C608 or USML Category V (see List of Items Controlled). Related Definitions: N/A Items: License Requirements a. “Equipment” “specially designed” for the Reason for Control: NS, RS, MT, AT, UN “development,” “production,” repair, overhaul, or refurbishing of items controlled by ECCN Country Chart 1C608 or USML Category V and not elsewhere Control(s) (See Supp. No. 1 specified on the USML. to part 738) NS applies to entire entry NS Column 1 Note: ECCN 1B608.a. includes: (1) RS applies to entire entry RS Column 1 continuous nitrators; (2) dehydration presses; (3) MT applies to equipment MT Column 1 cutting machines for the sizing of extruded “specially designed” for propellants; (4) sweetie barrels (tumblers) 6 feet MT-controlled commodities or more in diameter and having over 500 pounds in ECCN 1C608 or MT product capacity; (5) convection current articles in USML Category converters for the conversion of materials listed V in USML Category V(c)(2); and (6) extrusion AT applies to entire entry AT Column 1 presses for the extrusion of small arms, cannon UN applies to entire entry See § 746.1(b) for and rocket propellants. UN controls b. Complete installations “specially designed” List Based License Exceptions (See Part 740 for for the “development,” “production,” repair, a description of all license exceptions) overhaul, or refurbishing of items controlled by ECCN 1C608 or USML Category V and not LVS: $1500 elsewhere specified on the USML. GBS: N/A c. Environmental test facilities “specially Special Conditions for STA designed” for the certification, qualification, or testing of items controlled by ECCN 1C608 or STA: Paragraph (c)(2) of License USML Category V. Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any d. through w. [Reserved] item in 1B608. x. “Parts,” “components,” “accessories” and List of Items Controlled “attachments” that are “specially designed” for a commodity subject to control in this ECCN or a Related Controls: (1) Defense articles that defense article in USML Category V and not are enumerated in USML Category V, and elsewhere specified on the USML. technical data (including software) directly related thereto, are “subject to the ITAR.” (2) See ECCN 0A919 for foreign-made 1B613 Test, inspection, and “production” “military commodities” that incorporate “equipment” and related commodities more than a de minimis amount of US-origin “specially designed” for the “development,” “600 series” controlled content. (3) See “production,” repair, overhaul, or ECCN 1B115 for controls on “production refurbishing of commodities controlled by equipment,” not controlled by this ECCN ECCN 1A613 or USML Category X, as follows 1B608, for propellants or propellant (see List of Items Controlled). constituents described in ECCN 1C011.a, 1C011.b, or 1C111 or in USML Category V. License Requirements

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Reason for Control: NS, RS, AT, UN License Requirements

Country Chart (See Reason for Control: AT, RS Control(s) Supp. No. 1 to part 738) Control(s) NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 AT applies to entire entry. A license is required AT applies to entire entry AT Column 1 for items controlled by this entry to North Korea UN applies to entire entry See § 746.1(b) for for anti-terrorism reasons. The Commerce UN controls Country Chart is not designed to determine AT licensing requirements for this entry. See List Based License Exceptions (See Part 740 for §742.19 of the EAR for additional information a description of all license exceptions) RS applies to entire entry. A license is required LVS: $1500 for items controlled by this entry for export or GBS: N/A reexport to Iraq or transfer within Iraq for regional stability reasons. The Commerce Special Conditions for STA Country Chart is not designed to determine RS license requirements for this entry. See §§742.6 STA: Paragraph (c)(2) of License and 746.3 of the EAR for additional information. Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any List Based License Exceptions (See Part 740 for item in 1B613. a description of all license exceptions)

List of Items Controlled LVS: N/A GBS: N/A Related Controls: See ECCN 0A919 for foreign-made “military commodities” that List of Items Controlled incorporate more than a de minimis amount of US-origin “600 series” controlled content. Related Controls: See also 1B001, 1B101, Related Definitions: N/A 1B201, 1B225 and 1D999 Items: Related Definitions: N/A Items: a. Test, inspection, and “production” “equipment,” not controlled by USML Category a. Electrolytic cells for fluorine production, n.e.s.; X(c), that is “specially designed” for the “development,” “production,” repair, overhaul, b. Particle accelerators; or refurbishing of commodities controlled by ECCN 1A613 or USML Category X. c. Industrial process control hardware/systems designed for power industries, n.e.s.; b. Plasma pressure compaction (P2C) “equipment” “specially designed” for the d. Freon and chilled water cooling systems “production” of ceramic or composite body capable of continuous cooling duties of 100,000 armor plates controlled by ECCN 1A613 or BTU/hr (29.3 kW) or greater; USML Category X. e. Equipment for the production of structural composites, fibers, prepregs and preforms, n.e.s. 1B999 Specific processing equipment, n.e.s., as follows (see List of Items Controlled).

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C. “MATERIALS” Control(s) Country Chart (See Supp. No. Technical Note: 1 to part 738) NS applies to entire entry NS Column 1 Metals and alloys: Unless provision to the MT applies to items that meet MT Column 1 contrary is made, the words “metals” and or exceed the parameters of “alloys” in 1C001 to 1C011 cover crude and ECCN 1C101 semi-fabricated forms, as follows: AT applies to entire entry AT Column 1

Crude forms: Anodes, balls, bars (including Reporting Requirements notched bars and wire bars), billets, blocks, blooms, brickets, cakes, cathodes, crystals, See § 743.1 of the EAR for reporting cubes, dice, grains, granules, ingots, lumps, requirements for exports under License pellets, pigs, powder, rondelles, shot, slabs, Exceptions, and Validated End-User slugs, sponge, sticks; authorizations. List Based License Exceptions (See Part 740 for Semi-fabricated forms (whether or not coated, a description of all license exceptions) plated, drilled or punched): LVS: N/A a. Wrought or worked materials fabricated GBS: N/A by rolling, drawing, extruding, forging, impact extruding, pressing, graining, atomizing, and Special Conditions for STA grinding, i.e.: angles, channels, circles, discs, dust, flakes, foils and leaf, forging, plate, powder, STA: License Exception STA may not be pressings and stampings, ribbons, rings, rods used to ship any item in this entry to (including bare welding rods, wire rods, and any of the destinations listed in rolled wire), sections, shapes, sheets, strip, pipe Country Group A:6 (See Supplement and tubes (including tube rounds, squares, and No.1 to part 740 of the EAR). hollows), drawn or extruded wire; List of Items Controlled b. Cast material produced by casting in sand, die, metal, plaster or other types of molds, Related Controls: See also 1C101 including high pressure castings, sintered forms, Related Definitions: N/A and forms made by powder metallurgy. Items:

The object of the control should not be defeated a. Materials for absorbing frequencies exceeding by the export of non-listed forms alleged to be 2 x 108 Hz but less than 3 x 1012 Hz. finished products but representing in reality crude forms or semi-fabricated forms. Note 1: 1C001.a does not control:

a. Hair type absorbers, constructed of 1C001 Materials “specially designed” for natural or synthetic fibers, with non-magnetic absorbing electromagnetic radiation, or loading to provide absorption; intrinsically conductive polymers, as follows (see List of Items Controlled). b. Absorbers having no magnetic loss and whose incident surface is non-planar in shape, License Requirements including pyramids, cones, wedges and Reason for Control: NS, MT, AT convoluted surfaces;

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c. Planar absorbers, having all of the Note 2: Nothing in Note 1 releases following: magnetic materials to provide absorption when contained in paint. 1. Made from any of the following: b. Materials not transparent to visible light and a. Plastic foam materials (flexible or non- specially designed for absorbing near-infrared flexible) with carbon-loading, or organic radiation having a wavelength exceeding 810 nm materials, including binders, providing more but less than 2,000 nm (frequencies exceeding than 5% echo compared with metal over a 150 THz but less than 370 THz); bandwidth exceeding ± 15% of the center frequency of the incident energy, and not capable Note: 1C001.b does not apply to materials, of withstanding temperatures exceeding 450 K “specially designed” or formulated for any of the (177C); or following applications:

b. Ceramic materials providing more than a. “Laser” marking of polymers; or 20% echo compared with metal over a bandwidth exceeding ± 15% of the center frequency of the b. “Laser” welding of polymers.c. incident energy, and not capable of withstanding Intrinsically conductive polymeric materials with temperatures exceeding 800 K (527C); a ‘bulk electrical conductivity’ exceeding 10,000 S/m (Siemens per meter) or a ‘sheet (surface) Technical Note: Absorption test resistivity’ of less than 100 ohms/square, based samples for 1C001.a. Note 1.c.1 should be a on any of the following polymers: square at least 5 wavelengths of the center frequency on a side and positioned in the far field c.1. Polyaniline; of the radiating element. c.2. Polypyrrole; 2. Tensile strength less than 7 x 106 N/m2; and c.3. Polythiophene;

3. Compressive strength less than 14 x c.4. Poly phenylene-vinylene; or 106 N/m2; c.5. Poly thienylene-vinylene. d. Planar absorbers made of sintered ferrite, having all of the following: Note: 1C001.c does not apply to materials in a liquid form. 1. A specific gravity exceeding 4.4; and Technical Note: ‘Bulk electrical 2. A maximum operating temperature of conductivity’ and ‘sheet (surface) resistivity’ 548 K (275C) or less; should be determined using ASTM D-257 or national equivalents. e. Planar absorbers having no magnetic loss and fabricated from ‘open-cell foams’ plastic material with a density of 1C002 Metal alloys, metal alloy powder and 0.15 grams/cm3 or less. alloyed materials, as follows (see List of Items Technical Note: ‘Open-cell foams’ are Controlled). flexible and porous materials, having an inner structure open to the atmosphere. ‘Open-cell License Requirements foams’ are also known as reticulated foams. Reason for Control: NS, NP, AT

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Control(s) Country Chart with an average stress ratio equal to 1 and a (See Supp. No. 1 stress-concentration factor (Kt) equal to 1. The to part 738) average stress ratio is defined as maximum stress NS applies to entire entry NS Column 2 minus minimum stress divided by maximum NP applies to 1C002.b.3 or NP Column 1 stress. b.4 if they exceed the parameters stated in 1C202 a. Aluminides, as follows: AT applies to entire entry AT Column 1 a.1. Nickel aluminides containing a List Based License Exceptions (See Part 740 for minimum of 15% by weight aluminum, a a description of all license exceptions) maximum of 38% by weight aluminum and at least one additional alloying element; LVS: $3000; N/A for NP GBS: N/A a.2. Titanium aluminides containing 10% by weight or more aluminum and at least one List of Items Controlled additional alloying element;

Related Controls: (1) See ECCNs 1E001 b. Metal alloys, as follows, made from the (“development” and “production”) and powder or particulate material controlled by 1E201 (“use”) for technology for items 1C002.c: controlled by this entry. (2) Also see ECCN 1C202. (3) Aluminum alloys and titanium b.1. Nickel alloys having any of the alloys in physical forms and finished following: products “specially designed” or prepared for use in separating uranium isotopes are b.1.a. A ‘stress-rupture life’ of 10,000 subject to the export licensing authority of the hours or longer at 923 K (650C) at a stress of 676 Nuclear Regulatory Commission (see 10 MPa; or CFR part 110). Related Definition: N/A b.1.b. A ‘low cycle fatigue life’ of 10,000 cycles or more at 823 K (550C) at a maximum Items: stress of 1,095 MPa;

Note: 1C002 does not control metal alloys, b.2. Niobium alloys having any of the metal alloy powder and alloyed materials, following: specially formulated for coating purposes. b.2.a. A ‘stress-rupture life’ of 10,000 Technical Note 1: The metal alloys in hours or longer at 1,073 K (800C) at a stress of 1C002 are those containing a higher percentage 400 MPa; or by weight of the stated metal than of any other element. b.2.b. A ‘low cycle fatigue life’ of 10,000 cycles or more at 973 K (700C) at a Technical Note 2: ‘Stress-rupture life’ maximum stress of 700 MPa; should be measured in accordance with ASTM standard E-139 or national equivalents. b.3. Titanium alloys having any of the following: Technical Note 3: ‘Low cycle fatigue life’ should be measured in accordance with ASTM b.3.a. A ‘stress-rupture life’ of 10,000 Standard E-606 ‘Recommended Practice for hours or longer at 723 K (450C) at a stress of 200 Constant-Amplitude Low-Cycle Fatigue Testing’ MPa; or or national equivalents. Testing should be axial

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b.3.b. A ‘low cycle fatigue life’ of 10,000 cycles or more at 723 K (450C) at a c.1.e. Magnesium alloys (Mg-Al-X or maximum stress of 400 MPa; Mg-X-Al);

b.4 Aluminum alloys having any of the c.2. Made in a controlled environment by any following: of the following processes:

b.4.a. A tensile strength of 240 MPa or c.2.a. ‘Vacuum atomization’; more at 473 K (200C); or c.2.b. ‘Gas atomization’; b.4.b. A tensile strength of 415 MPa or more at 298 K (25C); c.2.c. ‘Rotary atomization’;

b.5. Magnesium alloys having all the c.2.d. ‘Splat quenching’; following: c.2.e. ‘Melt spinning’ and b.5.a. A tensile strength of 345 MPa or ‘comminution’; more; and c.2.f. ‘Melt extraction’ and b.5.b. A corrosion rate of less than 1 ‘comminution’; mm/year in 3% sodium chloride aqueous solution measured in accordance with ASTM standard G- c.2.g. ‘Mechanical alloying’; or 31 or national equivalents; c.2.h. ‘Plasma atomization’; and c. Metal alloy powder or particulate material, having all of the following: c.3. Capable of forming materials controlled by 1C002.a or 1C002.b; c.1. Made from any of the following composition systems: d. Alloyed materials, having all the following:

Technical Note: X in the following equals d.1. Made from any of the composition one or more alloying elements. systems specified by 1C002.c.1;

c.1.a. Nickel alloys (Ni-Al-X, Ni-X-Al) d.2. In the form of uncomminuted flakes, qualified for turbine engine “parts” or ribbons or thin rods; and “components,” i.e. with less than 3 non-metallic particles (introduced during the manufacturing d.3. Produced in a controlled environment by process) larger than 100 μm in 109 alloy any of the following: particles; d.3.a. ‘Splat quenching’; c.1.b. Niobium alloys (Nb-Al-X or Nb- X-Al, Nb-Si-X or Nb-X-Si, Nb-Ti-X or Nb-X- d.3.b. ‘Melt spinning’; or Ti); d.3.c. ‘Melt extraction’. c.1.c. Titanium alloys (Ti-Al-X or Ti- X-Al); Technical Notes:

c.1.d. Aluminum alloys (Al-Mg-X or 1. ‘Vacuum atomization’ is a process to Al-X-Mg, Al-Zn-X or Al-X-Zn, Al-Fe-X or Al- reduce a molten stream of metal to droplets of a X-Fe); or

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 36 diameter of 500 μm or less by the rapid evolution 1C003 Magnetic metals, of all types and of of a dissolved gas upon exposure to a vacuum. whatever form, having any of the following (see List of Items Controlled). 2. ‘Gas atomization’ is a process to reduce a molten stream of metal alloy to droplets License Requirements of 500 μm diameter or less by a high pressure gas stream. Reason for Control: NS, AT

3. ‘Rotary atomization’ is a process to Country Chart (See reduce a stream or pool of molten metal to Control(s) Supp. No. 1 to part droplets of a diameter of 500 μm or less by 738) centrifugal force. NS applies to entire entry NS Column 2 AT applies to entire entry AT Column 1 4. ‘Splat quenching’ is a process to ‘solidify rapidly’ a molten metal stream List Based License Exceptions (See Part 740 for impinging upon a chilled block, forming a flake- a description of all license exceptions) like product. LVS: $3000 5. ‘Melt spinning’ is a process to GBS: N/A ‘solidify rapidly’ a molten metal stream impinging upon a rotating chilled block, forming List of Items Controlled a flake, ribbon or rod-like product. Related Controls: N/A 6. ‘Comminution’ is a process to Related Definitions: N/A reduce a material to particles by crushing or Items: grinding. a. Initial relative permeability of 120,000 or 7. ‘Melt extraction’ is a process to more and a thickness of 0.05 mm or less; ‘solidify rapidly’ and extract a ribbon-like alloy product by the insertion of a short segment of a Technical Note: Measurement of initial rotating chilled block into a bath of a molten relative permeability must be performed on fully metal alloy. annealed materials.

8. ‘Mechanical alloying’ is an alloying b. Magnetostrictive alloys having any of the process resulting from the bonding, fracturing following: and rebonding of elemental and master alloy powders by mechanical impact. Non-metallic b.1. A saturation magnetostriction of more particles may be incorporated in the alloy by than 5 x 10-4; or addition of the appropriate powders. b.2. A magnetomechanical coupling factor 9. ‘Plasma atomization’ is a process to (k) of more than 0.8; or reduce a molten stream or solid metal to droplets of 500 μm diameter or less, using plasma torches c. Amorphous or ‘nanocrystalline’ alloy strips, in an inert gas environment. having all of the following:

10. ‘Solidify rapidly’ is a process c.1. A composition having a minimum of involving the solidification of molten material at 75% by weight of iron, cobalt or nickel; cooling rates exceeding 1000 K/sec. c.2. A saturation magnetic induction (Bs) of 1.6 T or more; and

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 37

d. An elongation exceeding 8%. c.3. Any of the following:

c.3.a. A strip thickness of 0.02 mm or 1C005 “Superconductive” “composite” less; or conductors in lengths exceeding 100 m or with a mass exceeding 100 g, as follows (see List of c.3.b. An electrical resistivity of 2 x 10-4 Items Controlled). ohm cm or more. License Requirements Technical Note: ‘Nanocrystalline’ materials in 1C003.c are those materials having a crystal Reason for Control: NS, AT grain size of 50 nm or less, as determined by X-ray diffraction. Country Chart (See Control(s) Supp. No. 1 to part 738) 1C004 Uranium titanium alloys or tungsten NS applies to entire entry NS Column 2 alloys with a “matrix” based on iron, nickel or AT applies to entire entry AT Column 1 copper, having all of the following (see List of Items Controlled). List Based License Exceptions (See Part 740 for a description of all license exceptions) License Requirements LVS: $1500 Reason for Control: NS, AT GBS: N/A

Country Chart (See List of Items Controlled Control(s) Supp. No. 1 to part 738) Related Controls: N/A NS applies to entire entry NS Column 2 Related Definitions: N/A AT applies to entire entry AT Column 1 Items:

List Based License Exceptions (See Part 740 for a. “Superconductive” “composite” conductors a description of all license exceptions) containing one or more niobium-titanium ‘filaments’, having all of the following: LVS: $3000 GBS: N/A a.1. Embedded in a “matrix” other than a copper or copper-based mixed “matrix”; and List of Items Controlled a.2. Having a cross-section area less than Related Controls: See also 1C117 and 0.28 x 10-4 mm2 (6 μm in diameter for circular 1C226. ‘filaments’); Related Definitions: N/A Items: b. “Superconductive” “composite” conductors consisting of one or more “superconductive” a. A density exceeding 17.5 g/cm3; ‘filaments’ other than niobium-titanium, having all of the following: b. An elastic limit exceeding 880 MPa; b.1. A “critical temperature” at zero c. An ultimate tensile strength exceeding 1,270 magnetic induction exceeding 9.85 K MPa; and (-263.31oC); and

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 38

b.2. Remaining in the “superconductive” than two ether or thio-ether functions or mixtures state at a temperature of 4.2 K (-268.96ºC) when thereof; or exposed to a magnetic field oriented in any direction perpendicular to the longitudinal axis of b.2. Fluorinated silicone fluids with a conductor and corresponding to a magnetic kinematic viscosity of less than 5,000 mm2/s induction of 12 T with critical current density (5,000 centistokes) measured at 298 K (25C); exceeding 1750 A/mm2 on overall cross-section c. Damping or flotation fluids having all of the of the conductor. following: c. “Superconductive” “composite” conductors c.1. Purity exceeding 99.8%; consisting of one or more “superconductive” ‘filaments’ which remain “superconductive” c.2. Containing less than 25 particles of 200 above 115 K (-158.16ºC). μm or larger in size per 100 ml; and

Technical Note: For the purpose of 1C005, c.3. Made from at least 85% of any of the ‘filaments’ may be in wire, cylinder, film, tape or following: ribbon form. c.3.a.Dibromotetrafluoroethane (CAS 25497- 30-7, 124-73-2, 27336-23- 8); 1C006 Fluids and lubricating materials, as follows (see List of Items Controlled). c.3.b.Polychlorotrifluoroethylene (oily and waxy modifications only); or License Requirements Reason for Control: NS, AT c.3.c.Polybromotrifluoroethylene; Control(s) Country Chart (See d. Fluorocarbon fluids designed for electronic Supp. No. 1 to part cooling and having all of the following: 738) NS applies to entire entry NS Column 2 d.1. Containing 85% by weight or more of AT applies to entire entry AT Column 1 any of the following, or mixtures thereof:

List Based License Exceptions (See Part 740 for d.1.a. Monomeric forms of a description of all license exceptions) perfluoropolyalkylether- triazines or perfluoroaliphatic-ethers; LVS: $3000 GBS: Yes for 1C006.d d.1.b. Perfluoroalkylamines;

List of Items Controlled d.1.c. Perfluorocycloalkanes; or

Related Controls: See also 1C996. d.1.d. Perfluoroalkanes; Related Definitions: N/A Items: d.2. Density at 298 K (25C) of 1.5 g/ml or more; a. [Reserved] d.3. In a liquid state at 273 K (0C); and b. Lubricating materials containing, as their principal ingredients, any of the following: d.4. Containing 60% or more by weight of fluorine. b.1. Phenylene or alkylphenylene ethers or thio-ethers, or their mixtures, containing more Note: 1C006.d does not apply to materials specified and packaged as medical products.

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Related Definitions: N/A Items: 1C007 Ceramic powders, ceramic-“matrix” “composite” materials and ‘precursor a. Ceramic powders of titanium diboride (TiB2) materials,’ as follows (see List of Items (CAS 12045-63-5) having total metallic Controlled). impurities, excluding intentional additions, of less than 5,000 ppm, an average particle size License Requirements equal to or less than 5 µm and no more than 10% of the particles larger than 10 µm; Reason for Control: NS, MT, AT b. [Reserved] Country Chart (See Control(s) Supp. No. 1 to part c. Ceramic-”matrix” “composite” materials as 738) follows: NS applies to entire entry NS Column 2 MT applies to items in MT Column 1 c.1. Ceramic-ceramic “composite” materials 1C007.c when the with a glass or oxide-“matrix” and reinforced dielectric constant is less with any of the following: than 6 at any frequency from 100 MHz to 100 c.1.a. Continuous fibers made from any GHz for use in “missile” of the following materials: radomes AT applies to entire entry AT Column 1 c.1.a.1. Al2O3 (CAS 1344-28-1); or

Reporting Requirements c.1.a.2. Si - C -N; or

See § 743.1 of the EAR for reporting Note: 1C007.c.1.a does not apply to requirements for exports under License “composites” containing fibers with a tensile Exceptions, and Validated End-User strength of less than 700 MPa at 1,273 K authorizations. (1,000ºC) or tensile creep resistance of more than 1% creep strain at 100 MPa load and 1,273 K List Based License Exceptions (See Part 740 for (1,000ºC) for 100 hours. a description of all license exceptions) c.1.b. Fibers being all of the following: LVS: $5,000, except N/A for MT and for 1C007.e c.1.b.1. Made from any of the GBS: N/A following materials:

Special Conditions for STA c.1.b.1.a. Si-N;

STA: License Exception STA may not be c.1.b.1.b. Si-C; used to ship any item in 1C007.c entry to any of the destinations listed c.1.b.1.c. Si-Al-O-N; or in Country Group A:6 (See Supplement No.1 to part 740 of the c.1.b.1.d. Si-O-N; and EAR). c.1.b.2. Having a “specific tensile 3 List of Items Controlled strength” exceeding 12.7 x 10 m;

Related Controls: See also 1C107

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c.2. Ceramic-”matrix” “composite” materials with a “matrix” formed of carbides or nitrides of LVS: $200 silicon, zirconium or boron; GBS: N/A

N.B.: For items previously specified by List of Items Controlled 1C007.c see 1C007.c.1.b. Related Controls: See also 1A003. d. [Reserved] Related Definitions: N/A Items: N.B.: For items previously specified by 1C007.d see 1C007.c.2. a. Imides as follows: e. ‘Precursor materials’ “specially designed” for a.1. Bismaleimides; the “production” of materials controlled by 1C007.c, as follows: a.2. Aromatic polyamide-imides (PAI) having a ‘glass transition temperature (Tg)’ e.1. Polydiorganosilanes; exceeding 563 K (290ºC);

e.2. Polysilazanes; a.3. Aromatic polyimides having a ‘glass transition temperature (Tg)’ exceeding 505 K e.3. Polycarbosilazanes; (232°C);

Technical Note: For the purposes of a.4. Aromatic polyetherimides having a 1C007, ‘precursor materials’ are special ‘glass transition temperature (Tg)’ exceeding 563 purpose polymeric or metallo-organic K (290º C); materials used for the “production” of silicon carbide, silicon nitride, or ceramics Note: 1C008.a controls the substances in with silicon, carbon and nitrogen. liquid or solid “fusible” form, including resin, powder, pellet, film, sheet, tape, or ribbon. f. [Reserved] N.B.: For non-“fusible” aromatic N.B.: For items previously specified by polyimides in film, sheet, tape, or ribbon form, 1C007.f see 1C007.c.1.a. see ECCN 1A003.

b. [RESERVED] 1C008 Non-fluorinated polymeric substances as follows (see List of Items Controlled). c. [RESERVED]

License Requirements d. Polyarylene ketones;

Reason for Control: NS, AT e. Polyarylene sulfides, where the arylene group is biphenylene, triphenylene or combinations Country Chart (See thereof; Control(s) Supp. No. 1 to part 738) f. Polybiphenylenethersulphone having a ‘glass NS applies to entire entry NS Column 2 transition temperature (Tg)’ exceeding 563 K AT applies to entire entry AT Column 1 (290 C).

List Based License Exceptions (See Part 740 for Technical Notes: a description of all license exceptions)

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1. The ‘glass transition temperature (Tg)’ for containing 30% by weight or more of combined 1C008.a.2 thermoplastic materials, 1C008.a.4 fluorine. materials and 1C008.f materials is determined using the method described in ISO 11357-2 (1999) or national equivalents. 1C010 “Fibrous or filamentary materials” as follows (see List of Items Controlled). 2. The ‘glass transition temperature (Tg)’ for 1C008.a.2 thermosetting materials and License Requirements 1C008.a.3 materials is determined using the 3- point bend method described in ASTM D 7028-07 Reason for Control: NS, NP, AT or equivalent national standard. The test is to be performed using a dry test specimen which has Control(s) Country Chart attained a minimum of 90% degree of cure as (See Supp. specified by ASTM E 2160-04 or equivalent No. 1 to part national standard, and was cured using the 738) combination of standard- and post-cure NS applies to entire entry NS Column 2 processes that yield the highest Tg. NP applies to 1C010.a (aramid NP Column 1 “fibrous or filamentary materials”, b (carbon “fibrous 1C009 Unprocessed fluorinated compounds as and filamentary materials”), follows (see List of Items Controlled). and e.1 for “fibrous and filamentary materials” that License Requirements meet or exceed the control criteria of ECCN 1C210 Reason for Control: NS, AT AT applies to entire entry AT Column 1

Country Chart (See Reporting Requirements Control(s) Supp. No. 1 to part 738) See § 743.1 of the EAR for reporting NS applies to entire entry NS Column 2 requirements for exports under License AT applies to entire entry AT Column 1 Exceptions, and Validated End-User authorizations. List Based License Exceptions (See Part 740 for a description of all license exceptions) List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $5000 GBS: N/A LVS: $1500, N/A for NP GBS: N/A List of Items Controlled Special Conditions for STA Related Controls: See also 1A001. Related Definitions: N/A STA: License Exception STA may not be Items: used to ship any item in 1C010.c to any of the destinations listed in a. [Reserved] Country Group A:6 (See Supplement No.1 to part 740 of the EAR). b. Fluorinated polyimides containing 10% by weight or more of combined fluorine; List of Items Controlled c. Fluorinated phosphazene elastomers

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 42

Related Controls: (1) See ECCNs 1E001 Note: 1C010.a does not control (“development” and “production”) and polyethylene. 1E201 (“use”) for technology for items controlled by this entry. (2) Also see b. Carbon “fibrous or filamentary materials”, ECCNs 1C210 and 1C990. (3) (3) See also having all of the following: 9C110 for material not controlled by 1C010.e, as defined by notes 1 or 2. b.1. “Specific modulus” exceeding 14.65 x 106 m; and Related Definitions: 1.) “Specific modulus”: Young’s modulus in pascals, b.2. “Specific tensile strength” exceeding equivalent to N/m2 divided by specific 26.82 x 104 m; weight in N/m³, measured at a temperature of (296+2) K ((23+2)C) and a relative Note: 1C010.b does not control: humidity of (50+5)%. 2.) “Specific tensile strength”: ultimate tensile strength in pascals, a. “Fibrous or filamentary materials”, for equivalent to N/m2 divided by specific the repair of “civil aircraft” structures or weight in N/m³, measured at a temperature of laminates, having all of the following: (296+2) K ((23+2)C) and a relative humidity of (50+5)%.Items: 1. An area not exceeding 1 m2; 2. A length not exceeding 2.5 m; and Technical Notes: 3. A width exceeding 15 mm.

1. For the purpose of calculating “specific b. Mechanically chopped, milled or cut tensile strength”, “specific modulus” or specific carbon “fibrous or filamentary materials” 25.0 weight of “fibrous or filamentary materials” in mm or less in length. 1C010.a, 1C010.b or 1C010.c, the tensile strength and modulus should be determined by c. Inorganic “fibrous or filamentary materials”, using Method A described in ISO 10618 (2004) having all of the following: or national equivalents. c.1. Having any of the following: 2. Assessing the “specific tensile strength”, “specific modulus” or specific weight of non- c.1.a. Composed of 50% or more by unidirectional “fibrous or filamentary weight silicon dioxide (SiO2) and having a materials” (e.g., fabrics, random mats or braids) “specific modulus” exceeding 2.54 x 106 m; or in 1C010 is to be based on the mechanical properties of the constituent unidirectional c.1.b. Not specified in 1C010.c.1.a and monofilaments (e.g., monofilaments, yarns, having a “specific modulus” exceeding 5.6 x 106 rovings or tows) prior to processing into the non- m; and unidirectional “fibrous or filamentary materials”. c.2. Melting, softening, decomposition or a. Organic “fibrous or filamentary materials”, sublimation point exceeding 1,922 K (1,649 ºC) having all of the following: in an inert environment;

a.1. “Specific modulus” exceeding 12.7 x 106 Note: 1C010.c does not control: m; and a. Discontinuous, multiphase, a.2. “Specific tensile strength” exceeding polycrystalline alumina fibers in chopped fiber or 23.5 x 104 m; random mat form, containing 3% by weight or more silica, with a “specific modulus” of less than 10 x 106 m;

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e.1.b.2 “Specific tensile strength” b. Molybdenum and molybdenum alloy exceeding 17.7 x 104m; and fibers; e.2. Having any of the following: c. Boron fibers; e.2.a. Resin or pitch, controlled by d. Discontinuous ceramic fibers with a 1C008 or 1C009.b; melting, softening, decomposition or sublimation point lower than 2,043 K (1,770ºC) in an inert e.2.b. ‘Dynamic Mechanical Analysis environment. glass transition temperature (DMA Tg)’ equal to or exceeding 453 K (180ºC) and having a d. “Fibrous or filamentary materials”, having phenolic resin; or any of the following: e.2.c. ‘Dynamic Mechanical Analysis d.1. Composed of any of the following: glass transition temperature (DMA Tg)’ equal to or exceeding 505 K (232ºC) and having a resin or d.1.a. Polyetherimides controlled by pitch, not specified by 1C008 or 1C009.b, and not 1C008.a; or being a phenolic resin;

d.1.b. Materials controlled by 1C008.b Note 1: Metal or carbon coated “fibrous or to 1C008.f; or filamentary materials” (preforms) or ‘carbon fiber preforms’, not impregnated with resin or d.2. Composed of materials controlled pitch, are specified by “fibrous or filamentary by 1C010.d.1.a or 1C010.d.1.b and materials” in 1C010.a, 1C010.b or 1C010.c. ‘commingled’ with other fibers controlled by 1C010.a, 1C010.b or 1C010.c; Note 2: 1C010.e does not apply to:

Technical Note: ‘Commingled’ is filament to a. Epoxy resin “matrix” impregnated filament blending of thermoplastic fibers and carbon “fibrous or filamentary materials” reinforcement fibers in order to produce a fiber (prepregs) for the repair of “civil aircraft” reinforcement “matrix” mix in total fiber form. structures or laminates, having all of the following: e. Fully or partially resin impregnated or pitch impregnated “fibrous or filamentary materials” 1. An area not exceeding 1 m2; (prepregs), metal or carbon coated “fibrous or 2. A length not exceeding 2.5 m; and filamentary materials” (preforms) or ‘carbon 3. A width exceeding 15 mm; fiber preforms’, having all of the following: b. Fully or partially resin-impregnated or e.1. Having any of the following: pitch-impregnated mechanically chopped, milled or cut carbon "fibrous or filamentary materials" e.1.a. Inorganic “fibrous or 25.0 mm or less in length when using a resin or filamentary materials” controlled by 1C010.c; or pitch other than those specified by 1C008 or 1C009.b. e.1.b. Organic or carbon “fibrous or filamentary materials”, having all of the Technical Notes: following: 1. ‘Carbon fiber preforms’ are an ordered e.1.b.1. “Specific modulus” arrangement of uncoated or coated fibers exceeding 10.15 x 106 m; and intended to constitute a framework of a part

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 44 before the “matrix” is introduced to form a Items: “composite”. a. Metals in particle sizes of less than 60 μm 2. The ‘Dynamic Mechanical Analysis glass whether spherical, atomized, spheroidal, flaked transition temperature (DMA Tg)’ for materials or ground, manufactured from material consisting controlled by 1C010.e is determined using the of 99% or more of zirconium, magnesium and method described in ASTM D 7028 -07, or alloys thereof; equivalent national standard, on a dry test specimen. In the case of thermoset materials, Technical Note: The natural content of degree of cure of a dry test specimen shall be a hafnium in the zirconium (typically 2% to 7%) is minimum of 90% as defined by ASTM E 2160 04 counted with the zirconium. or equivalent national standard. Note: The metals or alloys specified by 1C011 Metals and compounds, as follows 1C011.a also refer to metals or alloys (see List of Items Controlled). encapsulated in aluminum, magnesium, zirconium or beryllium. License Requirements b. Boron or boron alloys, with a particle size of Reason for Control: NS, MT, AT 60 μm or less, as follows:

Country Chart (See b.1. Boron with a purity of 85% by weight or Control(s) Supp. No. 1 to part more; 738) NS applies to entire entry NS Column 2 b.2. Boron alloys with a boron content of MT applies to 1C011.a MT Column 1 85% by weight or more; and .b for items that meet or exceed the parameters Note: The metals or alloys specified by in 1C111. 1C011.b also refer to metals or alloys AT applies to entire entry AT Column 1 encapsulated in aluminum, magnesium, zirconium or beryllium. List Based License Exceptions (See Part 740 for a description of all license exceptions) c. Guanidine nitrate (CAS 506-93-4);

LVS: N/A d. Nitroguanidine (NQ) (CAS 556-88-7). GBS: N/A

List of Items Controlled 1C018 Commercial charges and devices containing energetic materials on the Related Controls: (1) See also ECCNs Wassenaar Arrangement Munitions List and 1C111 and 1C608. (2) All of the following certain chemicals. are “subject to the ITAR” (see 22 CFR parts 120 through 130): a) Materials controlled No items currently are in this ECCN. (1) See by 1C011.a, and metal fuels in particle form, ECCN 1C608.b. through .m for items that, whether spherical, atomized, spheroidal, immediately prior to July 1, 2014, were classified flaked or ground, manufactured from under 1C018.b through .m. (2) See ECCNs material consisting of 99 percent or more of 1C011, 1C111, and 1C239 for additional items controlled by 1C011.b; and b) Metal controlled energetic materials, including chlorine powders mixed with other substances to form trifluoride (ClF3), which is controlled under a mixture formulated for military purposes. ECCN 1C111.a.3.f. (3) See ECCN 1A008 for Related Definitions: N/A

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 45 shaped charges, detonating cord, and cutters and The list of items controlled is contained in the severing tools. ECCN heading.

1C101 Materials for Reduced Observables 1C102 Resaturated pyrolized carbon-carbon such as Radar Reflectivity, materials designed for space launch vehicles Ultraviolet/Infrared Signatures and Acoustic specified in 9A004 or sounding rockets Signatures (i.e., Stealth Technology), Other specified in 9A104. (These items are “subject than Those Controlled by 1C001, for to the ITAR.” See 22 CFR parts120 through applications usable in rockets, missiles, or 130.) unmanned aerial vehicles capable of achieving a “range” equal to or greater than 300km, and their subsystems. 1C107 Graphite and ceramic materials, other than those controlled by 1C007, which License Requirements can be machined to any of the following products as follows (see List of Items Reason for Control: MT, AT Controlled).

Country Chart (See License Requirements Control(s) Supp. No. 1 to part 738) Reason for Control: MT, AT MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 Country Chart Control(s) (See Supp. No. 1 to List Based License Exceptions (See Part 740 for part 738) a description of all license exceptions) MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 LVS: N/A GBS: N/A List Based License Exceptions (See Part 740 for a description of all license exceptions) List of Items Controlled LVS: N/A Related Controls: (1) Materials controlled GBS: N/A by this entry include structural materials and coatings (including paints), “specially List of Items Controlled designed” for reduced or tailored reflectivity or emissivity in the microwave, infrared or Related Controls: (1) See also 1C004, ultraviolet spectra. (2) This entry does not 1C007, and 1C298. (2) For commodities control coatings (including paints) when that meet the definition of defense articles specially used for the thermal control of under 22 CFR 120.3 of the ITAR, which satellites. (3) For commodities that meet the describes similar commodities “subject to the definition of defense articles under 22 CFR ITAR” (See 22 CFR parts120 through 130, 120.3 of the International Traffic in Arms including USML Category XIII). (3) Regulations (ITAR), which describes similar “Special fissile materials” and “other fissile commodities “subject to the ITAR” (See 22 materials”; except, four “effective grams” or CFR parts 120 through 130, including USML less when contained in a sensing component Category XIII). in instruments are subject to the export Related Definitions: N/A licensing authority of the Nuclear Regulatory Items: Commission (see 10 CFR part 110). Related Definitions: N/A

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Items: Note: ECCN 1C107.d.3. does not control ‘Ultra High Temperature Ceramic (UHTC)’ a. Fine grain graphites with a bulk density of materials in non-composite form. 1.72 g/cm3 or greater, measured at 15 C, and having a grain size of 100 micrometers or less, Technical Note: ‘Ultra High Temperature usable for rocket nozzles and reentry vehicle nose Ceramics (UHTC)’ includes: titanium diboride tips as follows: (TiB2), zirconium diboride (ZrB2), niobium diboride (NbB2), hafnium diboride (HfB2), a.1. Cylinders having a diameter of 120 mm tantalum diboride (TaB2), titanium carbide (TiC), or greater and a length of 50 mm or greater; zirconium carbide (ZrC), niobium carbide (NbC), hafnium carbide (HfC), tantalum carbide (TaC). a.2. Tubes having an inner diameter of 65 mm or greater and a wall thickness of 25 mm or greater and a length of 50 mm or greater; 1C111 Propellants and constituent chemicals for propellants, other than those specified in a.3. Blocks having a size of 120 mm x 120 1C011, as follows (see List of Items mm x 50 mm or greater. Controlled). b. Pyrolytic or fibrous reinforced graphites, License Requirements usable for rocket nozzles and reentry vehicle nose tips; Reason for Control: MT, NP, RS, AT c. Ceramic composite materials (dielectric Country Chart (See constant is less than 6 at any frequency from 100 Control(s) Supp. No. 1 to part MHz to 100 GHz) for use in radomes useable in 738) rockets, missiles, and unmanned aerial vehicles MT applies to entire entry MT Column 1 capable of achieving a “range” equal to or greater NP applies to 1C111.a.3.f NP Column 1 than 300 km; or only RS applies to 1C111.d.3 only RS Column 1 d. High-temperature ceramic materials, useable AT applies to entire entry AT Column 1 in rockets, missiles, and unmanned aerial vehicles capable of achieving a “range” equal to or greater List Based License Exceptions (See Part 740 for than 300 km, as follows: a description of all license exceptions)

d.1. Bulk machinable silicon-carbide LVS: N/A reinforced unfired ceramic, usable for nose tips. GBS: N/A

d.2. Reinforced silicon-carbide ceramic List of Items Controlled composites usable for nose tips, re-entry vehicles, nozzle flaps. Related Controls: (1) See USML Category V(e)(7) for controls on HTPB (hydroxyl d.3. Bulk machinable ceramic composite terminated polybutadiene) with a hydroxyl materials consisting of an ‘Ultra High functionality equal to or greater than 2.2 and Temperature Ceramic (UHTC)’ matrix with a less than or equal to 2.4, a hydroxyl value of melting point equal to or greater than 3000°C and less than 0.77 meq/g, and a viscosity at 30 °C reinforced with fibers or filaments, usable for of less than 47 poise (CAS # 69102-90-5). missile components (such as nose tips, re-entry (2) See USML Category V(f)(3) for controls vehicles, leading edges, jet vanes, control on ferrocene derivatives, including butacene. surfaces, or rocket motor throat inserts). (3) See ECCN 1C608 for controls on oxidizers that are composed of fluorine and

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also other halogens, oxygen, or nitrogen, a.2.a.3. Magnesium (C.A.S. # except for chlorine trifluoride, which is 7439-95-4);. controlled under this ECCN 1C111.a.3.f. (4) See ECCN 1C011.b for controls on boron a.2.b. Boron or boron alloys with a and boron alloys not controlled under this boron content of 85 % or more by weight. ECCN 1C111.a.2.b. (5) See USML Category V(d)(10) for controls on Inhibited Red Technical Note: The natural content of Fuming Nitric Acid (IRFNA) (CAS 8007-58- hafnium in the zirconium (typically 2% to 7%) is 7). counted with the zirconium. Related Definitions: Particle size is the mean particle diameter on a weight or volume Note: In a multimodal particle distribution basis. Best industrial practices must be used (e.g., mixtures of different grain sizes) in which in sampling, and in determining particle size, one or more modes are controlled, the entire and the controls may not be undermined by powder mixture is controlled. the addition of larger or smaller sized material to shift the mean diameter. a.3. Oxidizer substances usable in liquid Items: propellant rocket engines, as follows: a. Propulsive substances: a.3.a. Dinitrogen trioxide (CAS 10544- 73-7); a.1. Spherical or spheroidal aluminum powder (C.A.S. 7429-90-5) in particle size of less a.3.b. Nitrogen dioxide (CAS 10102- than 200 x 10-6 m (200 µm) and an aluminum 44-0) / dinitrogen tetroxide (CAS content of 97% by weight or more, if at least 10 10544-72-6); % of the total weight is made up of particles of less than 63 µm, according to ISO 2591-1:1988 a.3.c. Dinitrogen pentoxide (CAS or national equivalents. 10102-03-1);

Technical Note: A particle size of 63 µm a.3.d. Mixed oxides of nitrogen (ISO R-565) corresponds to 250 mesh (Tyler) or (MON); 230 mesh (ASTM standard E-11). a.3.e. [Reserved];

a.2. Metal powders and alloys where at least a.3.f. Chlorine trifluoride (ClF3). 90% of the total particles by particle volume or weight are made up of particles of less than 60 µ Technical Note: Mixed oxides of nitrogen (determined by measurement techniques such as (MON) are solutions of nitric oxide (NO) in using a sieve, laser diffraction or optical dinitrogen tetroxide/nitrogen dioxide (N2O4/NO2) scanning), whether spherical, atomized, that can be used in missile systems. There are a spheroidal, flaked or ground, as follows: range of compositions that can be denoted as MONi or MONij, where i and j are integers a.2.a. Consisting of 97% by weight or representing the percentage of nitric oxide in the more of any of the following: mixture (e.g., MON3 contains 3% nitric oxide, MON25 25% nitric oxide. An upper limit is a.2.a.1. Zirconium (C.A.S. # 7440- MON40, 40% by weight). 67-7); b. Polymeric substances: a.2.a.2. Beryllium (C.A.S. # 7440- 41-7); or b.1. Carboxy-terminated polybutadiene (including carboxyl-terminated polybutadiene) (CTPB);

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b.2. Hydroxy-terminated polybutadiene d.6. Tetramethylhydrazine (C.A.S. # 6415- (including hydroxyl-terminated polybutadiene) 12-9); (HTPB) (CAS 69102-90-5), except for hydroxyl- terminated polybutadiene as specified in USML d.7. N,N diallylhydrazine (CAS 5164-11- Category V (see 22 CFR 121.1) (also see Related 4); Controls Note #1 for this ECCN); d.8. Allylhydrazine (C.A.S. # 7422-78-8); b.3. Polybutadiene acrylic acid (PBAA); d.9. Ethylene dihydrazine (CAS 6068-98- b.4. Polybutadiene acrylic acid acrylonitrile 0); (PBAN) (CAS 25265-19-4 / CAS 68891-50-9); d.10. Monomethylhydrazine dinitrate; b.5. Polytetrahydrofuran polyethylene glycol (TPEG). d.11. Unsymmetrical dimethylhydrazine nitrate; Technical Note: Polytetrahydrofuran polyethylene glycol (TPEG) is a block copolymer d.12. 1,1-Dimethylhydrazinium azide (CAS of poly 1,4-Butanediol (CAS 110-63-4) and 227955-52-4) / 1,2-Dimethylhydrazinium azide polyethylene glycol (PEG) (CAS 25322-68-3). (CAS 299177-50-7); c. Other propellant energetic materials, d.13. Hydrazinium azide (C.A.S. # 14546- additives, or agents: 44-2);

c.1. [Reserved] d.14. Hydrazinium dinitrate (CAS 13464- 98-7); c.2. Triethylene glycol dinitrate (TEGDN); d.15. Diimido oxalic acid dihydrazine c.3. 2 Nitrodiphenylamine (2-NDPA); (C.A.S. # 3457-37-2);

c.4. Trimethylolethane trinitrate (TMETN); d.16. 2-hydroxyethylhydrazine nitrate (HEHN); c.5. Diethylene glycol dinitrate (DEGDN). d.17. Hydrazinium diperchlorate (C.A.S. # d. Hydrazine and derivatives as follows: 13812-39-0);

d.1. Hydrazine (C.A.S. # 302–01–2) in d.18. Methylhydrazine nitrate (MHN) concentrations of 70% or more; (CAS 29674-96-2);

d.2. Monomethyl hydrazine (MMH) d.19. 1,1-Diethylhydrazine nitrate (DEHN) (C.A.S. # 60–34–4); / 1,2-Diethylhydrazine nitrate (DEHN) (CAS 363453-17-2); d.3. Symmetrical dimethyl hydrazine (SDMH) (C.A.S. # 540–73–8); d.20. 3,6-dihydrazino tetrazine nitrate (DHTN), also referred to as 1,4-dihydrazine d.4. Unsymmetrical dimethyl hydrazine nitrate. (UDMH) (C.A.S. # 57–14–7);

d.5. Trimethylhydrazine (C.A.S. # 1741-01- 1C116 Maraging steels having both of the 1); following (see List of Items Controlled).

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b.2. Tubular forms with a wall thickness License Requirements equal to or less than 50 mm and having an inner diameter equal to or greater than 270 mm. Reason for Control: MT, NP, AT Technical Note: Country Chart (See Maraging steels are iron alloys that are Control(s) Supp. No. 1 to part generally: 738) MT applies to entire entry MT Column 1 a. Characterized by high nickel, very low NP applies to items that NP Column 1 carbon content and use substitutional elements or meet or exceed the precipitates to produce strengthening and age- parameters of 1C216 hardening of the alloy; and AT applies to entire entry AT Column 1 b. Subjected to heat treatment cycles to List Based License Exceptions (See Part 740 for facilitate the martensitic transformation process a description of all license exceptions) (solution annealed stage) and subsequently age hardened (precipitation hardened stage). LVS: N/A GBS: N/A 1C117 Materials for the fabrication of List of Items Controlled missile “parts” or “components” for rockets or missiles capable of achieving a “range” equal Related Controls: (1) See ECCNs 1E001 to or greater than 300 km, as follows (see List (“development” and “production”) and of Items Controlled). 1E101 (“use”) for technology for items controlled by this entry. (2) Also see ECCN License Requirements 1C216. (3) Maraging steel, in physical forms and finished products and “specially Reason for Control: MT, AT designed” or prepared for use in separating uranium isotopes, is subject to the export Country Chart licensing authority of the Nuclear Regulatory Control(s) (See Supp. No. 1 Commission (see 10 CFR part 110). to part 738) Related Definitions: N/A MT applies to entire entry MT Column 1 Items: AT applies to entire entry AT Column 1 a. Having an ultimate tensile strength, List Based License Exceptions (See Part 740 for measured at 20°C, equal to or greater than: a description of all license exceptions)

a.1. 0.9 GPa in the solution annealed LVS: N/A stage; or GBS: N/A

a.2. 1.5 GPa in the precipitation hardened List of Items Controlled stage; and Related Controls: See 1C226. b. Any of the following forms: Related Definitions: N/A Items: b.1. Sheet, plate or tubing with a wall or plate thickness equal to or less than 5.0 mm; or a. Tungsten and alloys in particulate form with a tungsten content of 97% by weight or more and a particle size of 50 x 10-6 m (50 μm) or less;

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 50 b. Molybdenum and alloys in particulate form AT applies to entire entry AT Column 1 with a molybdenum content of 97% by weight or more and a particle size of 50 x 10-6 m (50 μm) or List Based License Exceptions (See Part 740 for less; a description of all license exceptions) c. Tungsten materials in the solid form having all LVS: N/A of the following: GBS: N/A

c.1. Any of the following material List of Items Controlled compositions: Related Controls: N/A c.1.a. Tungsten and alloys containing Related Definitions: N/A 97% by weight or more of tungsten; Items:

c.1.b. Copper infiltrated tungsten a. Having all of the following characteristics: containing 80% by weight or more of tungsten; or a.1. Containing 17.0-23.0% by weight of chromium and 4.5-7.0% by weight of nickel; c.1.c. Silver infiltrated tungsten containing 80% by weight or more of tungsten; a.2. Having a titanium content of greater and than 0.10% by weight; and

c.2. Able to be machined to any of the a.3. A ferritic-austenitic microstructure following products: (also referred to as a two-phase microstructure) of which at least 10% by volume (according to c.2.a. Cylinders having a diameter of ASTM E-1181-87 or national equivalents) is 120 mm or greater and a length of 50 mm or austenite; and greater; b. Having any of the following forms: c.2.b. Tubes having an inner diameter of 65 mm or greater and a wall thickness of 25 b.1. Ingots or bars having a size of 100 mm mm or greater and a length of 50 mm or greater; or more in each dimension; or b.2. Sheets having a width of 600 mm or c.2.c. Blocks having a size of 120 mm more and a thickness of 3 mm or less; or x 120 mm x 50 mm or greater. b.3. Tubes having an outer diameter of 600 mm or more and a wall thickness of 3 mm or less. 1C118 Titanium-stabilized duplex stainless steel (Ti-DSS), having all of the following characteristics (see List of Items Controlled). 1C202 Alloys, other than those controlled by 1C002.b.3 or 1C002.b.4 as follows (see List of License Requirements Items Controlled). License Requirements Reason for Control: MT, AT Reason for Control: NP, AT Country Chart Control(s) (See Supp. No. 1 Country Chart (See to part 738) Control(s) Supp. No. 1 to part MT applies to entire entry MT Column 1 738)

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NP applies to entire entry NP Column 1 1C210 “Fibrous or filamentary materials” or AT applies to entire entry AT Column 1 prepregs, other than those controlled by 1C010.a, .b or .e, as follows (see List of Items List Based License Exceptions (See Part 740 for Controlled). a description of all license exceptions) License Requirements LVS: N/A GBS: N/A Reason for Control: NP, AT

List of Items Controlled Country Chart Control(s) (See Supp. No. 1 Related Controls: 1) See ECCNs 1E001 to part 738) (“development” and “production”) and NP applies to entire entry NP Column 1 1E201 (“use”) for technology for items AT applies to entire entry AT Column 1 controlled by this entry. (2) Also see ECCN 1C002. (3) Aluminum alloys and titanium List Based License Exceptions (See Part 740 for alloys, in physical forms and finished a description of all license exceptions) products and “specially designed” or prepared for use in separating uranium LVS: N/A isotopes, are subject to the export licensing GBS: N/A authority of the Nuclear Regulatory Commission (see 10 CFR part 110). List of Items Controlled Related Definitions: The phrase “capable of” refers to aluminum alloys and titanium Related Controls: (1) See ECCNs 1E001 alloys either before or after heat treatment. (“development” and “production”) and Items: 1E201 (“use”) for technology for items controlled by this entry. (2) Also see a. Aluminum alloys having both of the ECCNs 1C010 and 1C990. following characteristics: Related Definitions: For the purpose of this a.1. “Capable of” an ultimate tensile entry, the term “fibrous or filamentary strength of 460 MPa or more at 293 K (20 C); materials” is restricted to continuous and “monofilaments”, “yarns”, “rovings”, “tows”, or “tapes”. a.2. In the form of tubes or cylindrical solid Definitions for other terms used in this entry: forms (including forgings) with an outside Filament or Monofilament is the smallest diameter of more than 75 mm; increment of fiber, usually several μm in diameter. b. Titanium alloys having both of the following Strand is a bundle of filaments (typically over characteristics: 200) arranged approximately parallel. Roving is a bundle (typically 12-120) of b.1. “Capable of” an ultimate tensile approximately parallel strands. strength of 900 MPa or more at 293 K (20 C); Yarn is a bundle of twisted strands. and Tow is a bundle of filaments, usually approximately parallel. b.2. In the form of tubes or cylindrical solid Tape is a material constructed of interlaced or forms (including forgings) with an outside unidirectional filaments, strands, rovings, diameter of more than 75 mm. tows or yarns, etc., usually preimpregnated with resin.

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Specific modulus is the Young’s modulus in N/m2 divided by the specific weight in N/m3, List Based License Exceptions (See Part 740 for measured at a temperature of (296 + 2) K ((23 a description of all license exceptions) + 2) C) and a relative humidity of 50 + 5 percent. LVS: N/A Specific tensile strength is the ultimate tensile GBS: N/A strength in N/m2 divided by specific weight in N/m3, measured at a temperature of (296 + List of Items Controlled 2) K ((23 + 2) C) and a relative humidity of 50 + 5 percent. Related Controls: (1) See ECCNs 1E001 (“development” and “production”) and Items: 1E201 (“use”) for technology for items controlled by this entry. (2) Also see ECCN a. Carbon or aramid “fibrous or filamentary 1C116. (3) Maraging steel, in physical form materials” having a “specific modulus” of 12.7 x and finished products “specially designed” or 106 m or greater or a “specific tensile strength” of prepared for use in separating uranium 235 x 103 m or greater except Aramid “fibrous or isotopes, is subject to the export licensing filamentary materials” having 0.25 percent or authority of the Nuclear Regulatory more by weight of an ester based fiber surface Commission (see 10 CFR part 110). modifier; Related Definitions: The phrase “capable b. Glass “fibrous or filamentary materials” of” in the ECCN heading refers to maraging having a “specific modulus” of 3.18 x 106 m or steel either before or after heat treatment. greater and a “specific tensile strength” of 76.2 x ECCN Controls: This entry does not control 103 m or greater; or forms in which all linear dimensions are 75 mm or less. c. Thermoset resin impregnated continuous “yarns”, “rovings”, “tows” or “tapes” with a Items: width no greater than 15 mm (prepregs), made from carbon or glass “fibrous or filamentary The list of items controlled is contained in the materials” controlled by 1C210.a or .b. ECCN heading.

Technical Note: The resin forms the matrix of the composite. 1C225 Boron enriched in the boron-10 (10B) isotope to greater than its natural isotopic abundance, as follows: elemental boron, 1C216 Maraging steel, other than that compounds, mixtures containing boron, controlled by 1C116, “capable of” an ultimate manufactures thereof, waste or scrap of any of tensile strength of 1,950 MPa or more, at 293 the foregoing. K (20 °C). License Requirements License Requirements Reason for Control: NP, AT Reason for Control: NP, AT Country Chart (See Country Chart (See Control(s) Supp. No. 1 to part Control(s) Supp. No. 1 to part 738) 738) NP applies to entire entry NP Column 1 NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 AT applies to entire entry AT Column 1

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List Based License Exceptions (See Part 740 for 1E201 (“use”) for technology for items a description of all license exceptions) controlled by this entry. Related Definitions: N/A LVS: N/A ECCN Controls: This entry does not control GBS: N/A manufactures “specially designed” as weights or gamma-ray collimators. List of Items Controlled Items:

Related Controls: See ECCNs 1E001 a. In forms with a hollow cylindrical symmetry (“development” and “production”) and (including cylinder segments) with an inside 1E201 (“use”) for technology for items diameter between 100 and 300 mm; and controlled by this entry. Related Definitions: In this entry, mixtures b. A mass greater than 20 kg. containing boron include boron-loaded materials. Items: 1C227 Calcium having both of the following characteristics (see List of Items Controlled). The list of items controlled is contained in the ECCN heading. License Requirements

Technical Note: The natural isotopic Reason for Control: NP, AT abundance of boron-10 is approximately 18.5 weight percent (20 atom percent). Country Chart (See Control(s) Supp. No. 1 to part 738) 1C226 Tungsten, tungsten carbide, and NP applies to entire entry NP Column 1 alloys containing more than 90% tungsten by AT applies to entire entry AT Column 1 weight, having both of the following characteristics (see List of Items Controlled). List Based License Exceptions (See Part 740 for a description of all license exceptions) License Requirements LVS: N/A Reason for Control: NP, AT GBS: N/A

Country Chart List of Items Controlled Control(s) (See Supp. No. 1 to part 738) Related Controls: See ECCNs 1E001 NP applies to entire entry NP Column 1 (“development” and “production”) and AT applies to entire entry AT Column 1 1E201 (“use”) for technology for items controlled by this entry. List Based License Exceptions (See Part 740 for Related Definitions: N/A a description of all license exceptions) Items:

LVS: N/A a. Containing less than 1,000 parts per million GBS: N/A by weight of metallic impurities other than magnesium; and List of Items Controlled b. Containing less than 10 parts per million by Related Controls: See ECCNs 1E001 weight of boron. (“development” and “production”) and

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1C228 Magnesium having both of the List Based License Exceptions (See Part 740 for following characteristics (see List of Items a description of all license exceptions) Controlled). LVS: N/A License Requirements GBS: N/A

Reason for Control: NP, AT List of Items Controlled

Country Chart (See Related Controls: See ECCNs 1E001 Control(s) Supp. No. 1 to part (“development” and “production”) and 738) 1E201 (“use”) for technology for items NP applies to entire entry NP Column 1 controlled by this entry. AT applies to entire entry AT Column 1 Related Definitions: N/A Items: List Based License Exceptions (See Part 740 for a description of all license exceptions) a. A purity of 99.99% or greater by weight; and

LVS: N/A b. Containing less than 10 parts per million by GBS: N/A weight of silver.

List of Items Controlled 1C230 Beryllium metal, alloys containing Related Controls: See ECCNs 1E001 more than 50% beryllium by weight, (“development” and “production”) and beryllium compounds, manufactures thereof, 1E201 (“use”) for technology for items and waste or scrap of any of the foregoing. controlled by this entry. Related Definitions: N/A License Requirements Items: Reason for Control: NP, AT a. Containing less than 200 parts per million by weight of metallic impurities other than calcium; Country Chart (See and Control(s) Supp. No. 1 to part 738) b. Containing less than 10 parts per million by NP applies to entire entry NP Column 1 weight of boron. AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for 1C229 Bismuth having both of the following a description of all license exceptions) characteristics (see List of Items Controlled). LVS: N/A License Requirements GBS: N/A

Reason for Control: NP, AT List of Items Controlled

Country Chart (See Related Controls: See ECCNs 1E001 Control(s) Supp. No. 1 to part (“development” and “production”) and 738) 1E201 (“use”) for technology for items NP applies to entire entry NP Column 1 controlled by this entry. AT applies to entire entry AT Column 1 Related Definitions: N/A

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ECCN Controls: This entry does not control the following: 1C232 Helium-3 (3He), mixtures containing a. Metal windows for X-ray machines, or helium-3, and products or devices containing for bore-hole logging devices; any of the foregoing. b. Oxide shapes in fabricated or semi- fabricated forms “specially designed” for License Requirements electronic component parts or as substrates for electronic circuits; Reason for Control: NP, AT c. Beryl (silicate of beryllium and aluminum) in the form of emeralds or Country Chart (See aquamarines. Control(s) Supp. No. 1 to part Items: 738) NP applies to entire entry NP Column 1 The list of items controlled is contained in the AT applies to entire entry AT Column 1 ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions) 1C231 Hafnium metal, hafnium alloys and compounds containing more than 60% LVS: N/A hafnium by weight, manufactures thereof, and GBS: N/A waste or scrap of any of the foregoing. List of Items Controlled License Requirements Related Controls: See ECCNs 1E001 Reason for Control: NP, AT (“development” and “production”) and 1E201 (“use”) for technology for items Country Chart (See controlled by this entry. Control(s) Supp. No. 1 to part Related Definitions: N/A 738) ECCN Controls: This entry does not control NP applies to entire entry NP Column 1 a product or device containing less than 1 g AT applies to entire entry AT Column 1 of helium-3. Items: List Based License Exceptions (See Part 740 for a description of all license exceptions) The list of items controlled is contained in the ECCN heading. LVS: N/A GBS: N/A 1C233 Lithium enriched in the lithium-6 List of Items Controlled (6Li) isotope to greater than its natural isotopic abundance, and products or devices Related Controls: See ECCNs 1E001 containing enriched lithium, as follows: (“development” and “production”) and elemental lithium, alloys, compounds, 1E201 (“use”) for technology for items mixtures containing lithium, manufactures controlled by this entry. thereof, and waste or scrap of any of the Related Definitions: N/A foregoing. Items: License Requirements The list of items controlled is contained in the ECCN heading. Reason for Control: NP, AT

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Country Chart (See NP applies to entire entry NP Column 1 Control(s) Supp. No. 1 to part AT applies to entire entry AT Column 1 738) NP applies to entire entry NP Column 1 List Based License Exceptions (See Part 740 for AT applies to entire entry AT Column 1 a description of all license exceptions)

List Based License Exceptions (See Part 740 for LVS: N/A a description of all license exceptions) GBS: N/A

LVS: N/A List of Items Controlled GBS: N/A Related Controls: (1) See ECCNs 1E001 List of Items Controlled (“development” and “production”) and 1E201 (“use”) for technology for items Related Controls: (1) See ECCNs 1E001 controlled by this entry. (2) Zirconium (“development” and “production”) and metal and alloys in the form of tubes or 1E201 (“use”) for technology for items assemblies of tubes, “specially designed” or controlled by this entry. (2) See ECCN prepared for use in a reactor, are subject to 1B233 for lithium isotope separation the export licensing authority of the Nuclear facilities or plants, and equipment therefor. Regulatory Commission (see 10 CFR part (3) Certain facilities or plants for the 110). separation of lithium isotopes are subject to Related Definitions: N/A the export licensing authority of the Nuclear ECCN Controls: This entry does not control Regulatory Commission (see 10 CFR part zirconium in the form of foil having a 110). thickness of 0.10 mm (0.004 in.) or less. Related Definitions: The natural isotopic Items: abundance of lithium-6 is approximately 6.5 weight percent (7.5 atom percent). The list of items controlled is contained in the ECCN Controls: This entry does not control ECCN heading. thermoluminescent dosimeters. Items: 1C235 Tritium, tritium compounds, mixtures The list of items controlled is contained in the containing tritium in which the ratio of tritium ECCN heading. to hydrogen atoms exceeds 1 part in 1,000, and products or devices containing any of the foregoing. 1C234 Zirconium with a hafnium content of less than 1 part hafnium to 500 parts License Requirements zirconium by weight, as follows: metal, alloys Reason for Control: NP, AT containing more than 50% zirconium by weight, compounds, manufactures thereof, Country Chart (See and waste or scrap of any of the foregoing. Control(s) Supp. No. 1 to part 738) License Requirements NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 Reason for Control: NP, AT List Based License Exceptions (See Part 740 for Country Chart (See a description of all license exceptions) Control(s) Supp. No. 1 to part 738) LVS: N/A

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GBS: N/A GBS: N/A

List of Items Controlled List of Items Controlled

Related Controls: (1) See ECCNs 1E001 Related Controls: (1) See ECCNs 1E001 (“development” and “production”) and (“development” and “production”) and 1E201 (“use”) for technology for items 1E201 (“use”) for technology for items controlled by this entry. (2) Also see ECCN controlled by this entry. (2) Certain alpha- 1B231. (3) Tritium that is byproduct emitting radionuclides are subject to the material (e.g., produced in a nuclear reactor) export licensing authority of the Nuclear is subject to the export licensing authority of Regulatory Commission (see 10 CFR part the Nuclear Regulatory Commission (see 10 110). CFR part 110). Related Definitions: N/A Related Definitions: N/A ECCN Controls: This entry does not control ECCN Controls: (1) This entry does not a product or device containing less than 3.7 control tritium, tritium compounds, and GBq (100 millicuries) of activity. mixtures that are byproduct material (e.g., Items: produced in a nuclear reactor) – such materials are subject to the licensing a. Radionuclides identified in 1C236.a.1 in any jurisdiction of the Nuclear Regulatory of the forms described in 1C236.a.2: Commission (see Related Controls paragraph for this entry). (2) This entry does not a.1. Radionuclides, as follows, appropriate for control a product or device containing less making neutron sources based on alpha-n than 1.48 x 103 GBq (40 Ci) of tritium. reactions: Items: a.1.a. Actinium 225; The list of items controlled is contained in the ECCN heading. a.1.b. Actinium 227;

a.1.c. Californium 253; 1C236 Radionuclides appropriate for making neutron sources based on alpha-n a.1.d. Curium 240; reaction and products or devices containing such radionuclides (see List of Items a.1.e. Curium 241; Controlled). a.1.f. Curium 242; License Requirements a.1.g. Curium 243; Reason for Control: NP, AT a.1.h. Curium 244; Country Chart (See Control(s) Supp. No. 1 to part a.1.i. Einsteinium 253; 738) NP applies to entire entry NP Column 1 a.1.j. Einsteinium 254; AT applies to entire entry AT Column 1 a.1.k. Gadolinium 148; List Based License Exceptions (See Part 740 for a description of all license exceptions) a.1.l. Plutonium 236;

LVS: N/A a.1.m. Plutonium 238;

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a.1.n. Polonium 208; LVS: N/A GBS: N/A a.1.o. Polonium 209; List of Items Controlled a.1.p. Polonium 210; Related Controls: See ECCNs 1E001 a.1.q. Radium 223; (“development” and “production”) and 1E201 (“use”) for technology for items controlled by a.1.r. Thorium 227; this entry. Related Definitions: N/A a.1.s. Thorium 228; ECCN Controls: This entry does not control the following: a.1.t. Uranium 230; a. Medical applicators; b. A product or device containing less a.1.u. Uranium 232; and than 0.37 GBq (10 millicuries) of radium-226. Items: a.2. In any of the following forms: The list of items controlled is contained in the a.2.a. Elemental; ECCN heading.

a.2.b. Compounds having a total activity of 37 GBq (1 curie) per kg or greater; or 1C239 High explosives, other than those controlled by the U.S. Munitions List, or a.2.c. Mixtures having a total activity of substances or mixtures containing more than 37 GBq (1 curie) per kg or greater. 2% by weight thereof, with a crystal density greater than 1.8 g/cm3 and having a detonation b. Products or devices containing radionuclides velocity greater than 8,000 m/s. identified in 1C236.a.1 in any of the forms described in 1C236.a.2. License Requirements

Reason for Control: NP, AT 1C237 Radium-226 (226Ra), radium-226 alloys, radium-226 compounds, mixtures Country Chart (See containing radium-226, manufactures thereof, Control(s) Supp. No. 1 to part and products or devices containing any of the 738) foregoing. NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 License Requirements List Based License Exceptions (See Part 740 for Reason for Control: NP, AT a description of all license exceptions)

Country Chart (See LVS: N/A Control(s) Supp. No. 1 to part GBS: N/A 738) NP applies to entire entry NP Column 1 List of Items Controlled AT applies to entire entry AT Column 1 Related Controls: (1) See ECCNs List Based License Exceptions (See Part 740 for 1E001 (“development” and a description of all license exceptions) “production”) and 1E201 (“use”) for

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technology for items controlled by this isotopes, are subject to the export entry. (2) See ECCNs 1C608 (energetic licensing authority of the Nuclear materials and related commodities on the Regulatory Commission (see 10 CFR Wassenaar Arrangement Munitions List) part 110). and 1C992 (commercial charges and Related Definitions: N/A devices containing energetic materials, ECCN Controls: This entry does not n.e.s and nitrogen trifluoride in a gaseous control the following: state). (3) High explosives for military use are “subject to the ITAR” (see 22 a. Filamentary nickel powders; CFR part 121.1). b. Single porous nickel sheets with Related Definitions: N/A an area of 1,000 cm2 per sheet or less. Items: Items:

The list of items controlled is contained in the a. Nickel powder having both of the following ECCN heading. characteristics:

a.1. A nickel purity content of 99.0% or 1C240 Nickel powder or porous nickel metal, greater by weight; and specially prepared for the manufacture of gaseous diffusion barriers subject to the a.2. A mean particle size of less than 10 export licensing authority of the Nuclear micrometers measured by American Society for Regulatory Commission (see 10 CFR part Testing and Materials (ASTM) B330 standard; 110), as follows (see List of Items Controlled). b. Porous nickel metal produced from materials License Requirements controlled by 1C240.a.

Reason for Control: NP, AT Technical Note: 1C240.b refers to porous metal formed by compacting and sintering Country Chart (See the materials in 1C240.a to form a metal material Control(s) Supp. No. 1 to part with fine pores interconnected throughout the 738) structure. NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 1C241 Rhenium and alloys containing List Based License Exceptions (See Part 740 for rhenium (see List of Items Controlled). a description of all license exceptions) License Requirements LVS: N/A GBS: N/A Reason for Control: NP, AT

List of Items Controlled Country Chart (See Control(s) Supp. No. 1 to part Related Controls: (1) See ECCNs 738) 1E001 (“development” and NP applies to entire entry NP Column 1 “production”) and 1E201 (“use”) for technology for items controlled by this AT applies to entire entry AT Column 1 entry. (2) Nickel powder and porous nickel metal, “specially designed” or prepared for use in separating uranium List Based License Exceptions (See Part 740

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 60 for a description of all license exceptions) Nuclear Regulatory Commission (see 10 CFR LVS: N/A part 110). GBS: N/A List Based License Exceptions (See Part 740 for List of Items Controlled a description of all license exceptions)

Related Controls: N/A LVS: N/A Related Definitions: N/A GBS: N/A Items: List of Items Controlled a. Rhenium and alloys containing rhenium, as follows, having both of the characteristics Related Controls: (1) See also 1C107. (2) described in 1C241.b: Graphite having a purity level of less than 5 parts per million “boron equivalent” as a.1. Alloys containing 90% by weight or measured according to ASTM standard C- more of rhenium; 1233-98 and intended for use in a nuclear reactor is subject to the export licensing a.2. Alloys containing 90% by weight or authority of the Nuclear Regulatory more of any combination of rhenium and Commission (see 10 CFR 110). tungsten; and Related Definitions: For the purpose of this b. Having both of the following characteristics: entry, graphite with a purity level better than 5 parts per million boron equivalent is b.1. In forms with a hollow cylindrical determined according to ASTM standard symmetry (including cylinder segments) with an C1233-98. In applying ASTM standard inside diameter between 100 mm and 300 mm; C1233-98, the boron equivalence of the and element carbon is not included in the boron equivalence calculation, since carbon is not b.2. A mass greater than 20 kg. considered an impurity.

Items: 1C298 Graphite with a boron content of less than 5 parts per million and a density greater The list of items controlled is contained in the than 1.5 grams per cubic centimeter that is ECCN heading. intended for use other than in a nuclear reactor. 1C350 Chemicals that may be used as License Requirements precursors for toxic chemical agents (see List of Items Controlled). Reason for Control: NP License Requirements:

Country Chart (See Reason for Control: CB, CW, AT Control(s) Supp. No. 1 to part

738) Country Chart (See Supp. NP applies to entire entry NP Column 2 Control(s) No. 1 to part 738)

CB applies to entire CB Column 2 License Requirement Note: Some entry graphite intended for use in a nuclear reactor is subject to the export licensing authority of the

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CW applies to 1C350 .b, and .c. The Commerce may use the sample shipment for any other legal Country Chart is not designed to determine purpose unrelated to chemical weapons. licensing requirements for items controlled for CW reasons. A license is required, for CW a. Chemicals Not Eligible: reasons, to export or reexport Schedule 2 chemicals and mixtures identified in 1C350.b to A. [Reserved] States not Party to the CWC (destinations not listed in Supplement No. 2 to part 745 of the B. CWC Schedule 2 chemicals EAR). A license is required, for CW reasons, to (States not Party to the CWC). No CWC export Schedule 3 chemicals and mixtures Schedule 2 chemical or mixture identified in identified in 1C350.c to States not Party to the 1C350.b is eligible for sample shipment to States CWC, unless an End-Use Certificate issued by not Party to the CWC (destinations not listed in the government of the importing country has been Supplement No. 2 to part 745 of the EAR) without obtained by the exporter prior to export. A a license. license is required, for CW reasons, to reexport Schedule 3 chemicals and mixtures identified in b. Countries Not Eligible: Countries 1C350.c from a State not Party to the CWC to any in Country Group E:1 of Supplement No. 1 to part other State not Party to the CWC. (See §742.18 740 of the EAR are not eligible to receive sample of the EAR for license requirements and policies shipments of any chemicals controlled by this for toxic and precursor chemicals controlled for ECCN without a license. CW reasons. See §745.2 of the EAR for End- Use Certificate requirements that apply to exports c. Sample shipments that require an of Schedule 3 chemicals to countries not listed in End-Use Certificate for CW reasons: No CWC Supplement No. 2 to part 745 of the EAR.) Schedule 3 chemical or mixture identified in 1C350.c is eligible for sample shipment to States AT applies to entire entry. The Commerce not Party to the CWC (destinations not listed in Country Chart is not designed to determine Supplement No. 2 to part 745 of the EAR) without licensing requirements for items controlled for a license, unless an End-Use Certificate issued by AT reasons in 1C350. A license is required, for the government of the importing country is AT reasons, to export or reexport items controlled obtained by the exporter prior to export (see by 1C350 to a country in Country Group E:1 of §745.2 of the EAR for End-Use Certificate Supplement No. 1 to part 740 of the EAR. (See requirements). part 742 of the EAR for additional information on the AT controls that apply to Iran, North Korea, d. Sample shipments that require a and Syria. See part 746 of the EAR for license for reasons set forth elsewhere in the additional information on sanctions that apply to EAR: Sample shipments, as described in this Iran, North Korea, and Syria.) Note 1, may require a license for reasons set forth elsewhere in the EAR. See, in particular, the License Requirement Notes: end-use/end-user restrictions in part 744 of the EAR, and the restrictions that apply to 1. SAMPLE SHIPMENTS: Subject to the embargoed countries in part 746 of the EAR. following requirements and restrictions, a license is not required for sample shipments when the e. Annual report requirement. The cumulative total of these shipments does not exporter is required to submit an annual written exceed a 55-gallon container or 200 kg of a single report for shipments of samples made under this chemical to any one consignee during a calendar Note 1. The report must be on company year. A consignee that receives a sample letterhead stationery (titled “Report of Sample shipment under this exclusion may not resell, Shipments of Chemical Precursors” at the top of transfer, or reexport the sample shipment, but the first page) and identify the chemical(s), Chemical Abstract Service Registry (C.A.S.)

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 62 number(s), quantity(ies), the ultimate consignee's identified in this entry or require a license for name and address, and the date of export for all reasons set forth elsewhere in the EAR. sample shipments that were made during the previous calendar year. The report must be 4. TESTING KITS: Certain medical, submitted no later than February 28 of the year analytical, diagnostic, and food testing kits following the calendar year in which the sample containing small quantities of chemicals shipments were made, to: U.S. Department of identified in this ECCN 1C350, are excluded from Commerce, Bureau of Industry and Security, 14th the scope of this ECCN and are controlled under Street and Pennsylvania Ave., NW., Room 2099B, ECCN 1C395 or 1C995. (Note that replacement Washington, DC 20230, Attn: “Report of Sample reagents for such kits are controlled by this Shipments of Chemical Precursors.” ECCN 1C350 if the reagents contain one or more of the precursor chemicals identified in 1C350 in 2. MIXTURES: concentrations equal to or greater than the control levels for mixtures indicated in 1C350.) a. Mixtures that contain precursor chemicals identified in ECCN 1C350, in Technical Notes: concentrations that are below the levels indicated in 1C350.b through .d, are controlled by ECCN 1. For purposes of this entry, a “mixture” 1C395 or 1C995 and are subject to the licensing is defined as a solid, liquid or gaseous product requirements specified in those ECCNs. made up of two or more ingredients that do not react together under normal storage conditions. b. A license is not required under this ECCN for a mixture, when the controlled 2. The scope of this control applicable to chemical in the mixture is a normal ingredient in Hydrogen Fluoride (see 1C350.d.14 in the List of consumer goods packaged for retail sale for Items Controlled) includes its liquid, gaseous, personal use. Such consumer goods are and aqueous phases, and hydrates. designated EAR99. However, a license may be required for reasons set forth elsewhere in the 3. Precursor chemicals in ECCN 1C350 are EAR. listed by name, Chemical Abstract Service (CAS) number and CWC Schedule (where applicable). Note to Mixtures: Calculation of Precursor chemicals of the same structural concentrations of AG-controlled chemicals: formula (e.g., hydrates) are controlled by ECCN 1C350, regardless of name or CAS number. a. Exclusion. No chemical may be added CAS numbers are shown to assist in identifying to the mixture (solution) for the sole purpose of whether a particular precursor chemical or circumventing the Export Administration mixture is controlled under ECCN 1C350, Regulations; irrespective of nomenclature. However, CAS numbers cannot be used as unique identifiers in b. Percent Weight Calculation. When all situations because some forms of the listed calculating the percentage, by weight, of precursor chemical have different CAS numbers, ingredients in a chemical mixture, include all and mixtures containing a precursor chemical ingredients of the mixture, including those that listed in ECCN 1C350 may also have different act as solvents. CAS numbers.

3. COMPOUNDS. Compounds created List Based License Exceptions (See Part 740 for with any chemicals identified in this ECCN a description of all license exceptions) 1C350 may be shipped NLR (No License Required), without obtaining an End-Use LVS: N/A Certificate, unless those compounds are also GBS: N/A

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List of Items Controlled b.11. (C.A.S. #4261-68-1) N,N-Diisopropyl-beta-aminoethyl chloride Related Controls: See USML Category hydrochloride; XIV(c) for related chemicals “subject to the ITAR” (see 22 CFR parts 120 through 130). b.12. (C.A.S. #6163-75-3) Dimethyl Related Definitions: See §770.2(k) of the ethylphosphonate; EAR for synonyms for the chemicals listed in this entry. b.13. (C.A.S. #756-79-6) Dimethyl Items: methylphosphonate; a. [Reserved] b.14. (C.A.S. #677-43-0) N,N- dimethylamino-phosphoryl dichloride; b. Australia Group-controlled precursor chemicals also identified as Schedule 2 chemicals b.15. (C.A.S. #1498-40-4) Ethyl under the CWC, as follows, and mixtures in phosphonous dichloride [Ethyl phosphinyl which at least one of the following chemicals dichloride]; constitutes 30 percent or more of the weight of the mixture: b.16. (C.A.S. #430-78-4) Ethyl phosphonus difluoride [Ethyl phosphinyl difluoride]; b.1. (C.A.S. #7784-34-1) Arsenic trichloride; b.17. (C.A.S. #1066-50-8) Ethyl phosphonyl dichloride; b.2. (C.A.S. #76-93-7) Benzilic acid; b.18. (C.A.S. #993-13-5) Methylphosphonic b.3. (C.A.S. #78-38-6) Diethyl acid; ethylphosphonate; b.19. (C.A.S. #676-98-2) b.4. (C.A.S. #683-08-9) Diethyl Methylphosphonothioic dichloride. methylphosphonate; b.20. (C.A.S. #464-07-3) Pinacolyl alcohol; b.5. (C.A.S. #15715-41-0) Diethyl methylphosphonite; b.21. (C.A.S. #1619-34-7) 3-Quinuclidinol;

b.6. (C.A.S.#2404-03-7) b.22. (C.A.S. #111-48-8) Thiodiglycol. Diethyl-N,N-dimethylphosphoroamidate; c. Australia Group-controlled precursor b.7. (C.A.S.# 41480-75-5) N,N- chemicals also identified as Schedule 3 chemicals Diisopropylaminoethanethiol hydrochloride; under the CWC, as follows, and mixtures in which at least one of the following chemicals b.8. (C.A.S. #5842-07-9) constitutes 30 percent or more of the weight of N,N-Diisopropyl-beta-aminoethane thiol; the mixture:

c.1. (C.A.S. #762-04-9) Diethyl phosphite; b.9. (C.A.S. #96-80-0) N,N-Diisopropyl-beta-aminoethanol; c.2. (C.A.S. #868-85-9) Dimethyl phosphite (dimethyl hydrogen phosphite); b.10. (C.A.S. #96-79-7), N,N-Diisopropyl-beta-aminoethyl chloride; c.3. (C.A.S. #139-87-7) Ethyldiethanolamine;

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c.4. (C.A.S. #10025-87-3) Phosphorus d.8. (C.A.S. #108-18-9) Di-isopropylamine; oxychloride; d.9. (C.A.S. #124-40-3) Dimethylamine; c.5. (C.A.S. #10026-13-8) Phosphorus pentachloride; d.10. (C.A.S. #506-59-2) Dimethylamine hydrochloride; c.6. (C.A.S. #7719-12-2) Phosphorus trichloride; d.11. (C.A.S. #762-77-6) Ethyl chlorofluorophosphate; c.7. (C.A.S. #10545-99-0) Sulfur dichloride; d.12. (C.A.S. #1498-51-7) Ethyl c.8. (C.A.S. #10025-67-9) Sulfur dichlorophosphate; monochloride; d.13. (C.A.S. #460-52-6) Ethyl c.9. (C.A.S. #7719-09-7) Thionyl chloride; difluorophosphate;

c.10. (C.A.S. #102-71-6) Triethanolamine; d.14. (C.A.S. #7664-39-3) Hydrogen fluoride; c.11. (C.A.S. #122-52-1) Triethyl phosphite; d.15. (C.A.S. #3554-74-3) 3-Hydroxyl-1- methylpiperidine; c.12. (C.A.S. #121-45-9) Trimethyl phosphite. d.16. (C.A.S. #76-89-1) Methyl benzilate; d. Other Australia Group-controlled precursor d.17. (C.A.S. #754-01-8) Methyl chemicals not also identified as Schedule 1, 2, or chlorofluorophosphate; 3 chemicals under the CWC, as follows, and mixtures in which at least one of the following d.18. (C.A.S. #677-24-7) Methyl chemicals constitutes 30 percent or more of the dichlorophosphate; weight of the mixture: d.19. (C.A.S. #22382-13-4) Methyl d.1. (C.A.S. #1341-49-7) Ammonium difluorophosphate; hydrogen fluoride; d.20. (C.A.S. #14277-06-6) N,N d.2. (C.A.S. #107-07-3) 2-Chloroethanol; Diethylacetamidine;

d.3. (C.A.S. #109-89-7) Diethylamine; d.21. (C.A.S. #53510-30-8) N,N- Diethylbutanamidine; d.4. (C.A.S. #100-37-8) N,N- Diethylaminoethanol; d.22. (C.A.S. #90324-67-7) N,N- Diethylformamidine; d.5. (C.A.S. #589-57-1) Diethyl chlorophosphite; d.23. (C.A.S. #1342789-47-2) N,N Diethylisobutanamidine; d.6. (C.A.S. #298-06-6) O,O-Diethyl phosphorodithioate; d.24. (C.A.S. #84764-73-8) N,N- Diethylpropanamidine; d.7. (C.A.S. #2465-65-8) O,O-Diethyl phosphorothioate; d.25. (C.A.S. #1315467-17-4) N,N- Diisopropylbutanamidine;

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d.26. (C.A.S. #857522-08-8) N,N- d.44. (C.A.S. #143-33-9) Sodium cyanide; Diisopropylformamidine; d.45. (C.A.S. #7681-49-4) Sodium fluoride; d.27. (C.A.S. #2909-14-0) N,N- Dimethylacetamidine; d.46. (C.A.S. #16893-85-9) Sodium hexafluorosilicate; d.28. (C.A.S. #1340437-35-5) N,N- Dimethylbutanamidine; d.47. (C.A.S. #1313-82-2) Sodium sulfide;

d.29. (C.A.S. #44205-42-7) N,N- d.48. (C.A.S. #637-39-8) Triethanolamine Dimethylformamidine; hydrochloride;

d.30. (C.A.S. #321881-25-8) N,N- d.49. (C.A.S. #116-17-6) Tri-isopropyl Dimethylisobutanamidine; phosphite.

d.31. (C.A.S. #56776-14-8) N,N- Dimethylpropanamidine; 1C351 Human and animal pathogens and “toxins”, as follows (see List of Items d.32. (C.A.S. #1339586-99-0) N,N- Controlled). Dipropylacetamidine; License Requirements d.33. C.A.S. #1342422-35-8) N,N- Dipropylbutanamidine; Reason for Control: CB, CW, AT

d.34. (C.A.S. #48044-20-8) N,N- Country Chart (See Dipropylformamidine; Control(s) Supp. No. 1 to part 738) d.35. (C.A.S. #1342700-45-1) N,N- CB applies to entire CB Column 1 Dipropylisobutanamidine; entry

d.36. (C.A.S. #1341496-89-6) N,N- CW applies to 1C351.d.11 and d.12 and a license Dipropylpropanamidine; is required for CW reasons for all destinations, including Canada, as follows: CW applies to d.37. (C.A.S. #1314-80-3) Phosphorus 1C351.d.11 for ricin in the form of (1) Ricinus pentasulfide; Communis AgglutininII (RCAII), also known as ricin D or Ricinus Communis LectinIII (RCLIII) d.38. (C.A.S. #75-97-8) Pinacolone; and (2) Ricinus Communis LectinIV (RCLIV), also known as ricin E. CW applies to d.39. (C.A.S. #7789-29-9) Potassium 1C351.d.12 for saxitoxin identified by C.A.S. bifluoride; #35523-89-8. See §742.18 of the EAR for licensing information pertaining to chemicals d.40. (C.A.S. #151-50-8) Potassium cyanide; subject to restriction pursuant to the Chemical Weapons Convention (CWC). The Commerce d.41. (C.A.S. #7789-23-3) Potassium Country Chart is not designed to determine fluoride; licensing requirements for items controlled for CW reasons. d.42. (C.A.S. #3731-38-2) 3-Quinuclidone; Country Chart (See Control(s) d.43. (C.A.S. #1333-83-1) Sodium bifluoride; Supp. No. 1 to part

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738) isolated or extracted from any source or material, AT applies to entire AT Column 1 including living material that has been entry deliberately inoculated or contaminated with the agent. Isolated live cultures of a pathogen agent License Requirement Notes: include live cultures in dormant form or in dried preparations, whether the agent is natural, 1. All vaccines and “immunotoxins” are enhanced or modified. excluded from the scope of this entry. Certain medical products and diagnostic and food testing List Based License Exceptions (See Part 740 for kits that contain biological toxins controlled a description of all license exceptions) under paragraph (d) of this entry, with the exception of toxins controlled for CW reasons LVS: N/A under d.11 and d.12, are excluded from the scope GBS: N/A of this entry. Vaccines, “immunotoxins”, certain medical products, and diagnostic and food Special Conditions for STA testing kits excluded from the scope of this entry are controlled under ECCN 1C991. STA: (1) Paragraph (c)(1) of License Exception STA (§740.20(c)(1)) may 2. For the purposes of this entry, only be used for items in 1C351.d.1 saxitoxin is controlled under paragraph d.12; through 1C351.d.10 and 1C351.d.13 other members of the paralytic shellfish poison through 1C351.d.19. See family (e.g., neosaxitoxin) are designated EAR99. §740.20(b)(2)(vi) for restrictions on the quantity of any one toxin that 3. Clostridium perfringens strains, other than may be exported in a single shipment the epsilon toxin-producing strains of and the number of shipments that Clostridium perfringens described in c.12, are may be made to any one end user in excluded from the scope of this entry, since they a single calendar year. Also see the may be used as positive control cultures for food Automated Export System (AES) testing and quality control. requirements in §758.1(b)(4) of the EAR. 4. Unless specified elsewhere in this ECCN (2) Paragraph (c)(2) of License 1C351 (e.g., in License Requirement Notes 1-3), Exception STA (§740.20(c)(2) of the this ECCN controls all biological agents and EAR) may not be used for any items “toxins,” regardless of quantity or attenuation, in 1C351 that are identified in the List of Items Controlled for this ECCN, including small quantities or List of Items Controlled attenuated strains of select biological agents or “toxins” that are excluded from the lists of select Related Controls: (1) Certain forms of ricin biological agents or “toxins” by the Animal and and saxitoxin in 1C351.d.11. and d.12 are Plant Health Inspection Service (APHIS), U.S. CWC Schedule 1 chemicals (see §742.18 of Department of Agriculture, or the Centers for the EAR). The U.S. Government must Disease Control and Prevention (CDC), U.S. provide advance notification and annual Department of Health and Human Services, in reports to the OPCW of all exports of accordance with their regulations in 9 CFR part Schedule 1 chemicals. See §745.1 of the 121 and 42 CFR part 73, respectively. EAR for notification procedures. See 22 CFR part 121, Category XIV and §121.7 for 5. Biological agents and pathogens are CWC Schedule 1 chemicals that are “subject controlled under this ECCN 1C351 when they are to the ITAR.” (2) The Animal and Plant an isolated live culture of a pathogen agent, or a Health Inspection Service (APHIS), U.S. preparation of a toxin agent that has been Department of Agriculture, and the Centers

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for Disease Control and Prevention (CDC), HPAI isolates, then the isolate being tested U.S. Department of Health and Human should be considered as HPAI and the virus is Services, maintain controls on the controlled under 1C351.a.4. possession, use, and transfer within the United States of certain items controlled by a.5. Bluetongue virus; this ECCN (for APHIS, see 7 CFR 331.3(b), 9 CFR 121.3(b), and 9 CFR 121.4(b); for a.6. Chapare virus; CDC, see 42 CFR 73.3(b) and 42 CFR 73.4(b)). (3) See 22 CFR part 121, Category a.7. Chikungunya virus; XIV(b), for modified biological agents and biologically derived substances that are a.8. Choclo virus; “subject to the ITAR.” a.9. Classical swine fever virus (Hog cholera Related Definitions: For the purposes of this virus); entry, ‘immunotoxins’ are monoclonal antibodies linked to a toxin with the intention a.10. Crimean-Congo hemorrhagic fever of destroying a specific target cell while virus; leaving adjacent cells intact. a.11. Dobrava-Belgrade virus; Items: a.12. Eastern equine encephalitis virus; a. Viruses identified on the Australia Group (AG) “List of Human and Animal Pathogens and a.13. Ebolavirus (includes all members of the Toxins for Export Control,” as follows: Ebolavirus genus);

a.1. African horse sickness virus; a.14. Foot-and-mouth disease virus;

a.2. African swine fever virus; a.15. Goatpox virus;

a.3. Andes virus; a.16. Guanarito virus;

a.4. Avian influenza (AI) viruses identified as a.17. Hantaan virus; having high pathogenicity (HP), as follows: a.18. Hendra virus (Equine morbillivirus); a.4.a. AI viruses that have an intravenous pathogenicity index (IVPI) in 6-week-old a.19. Japanese encephalitis virus; chickens greater than 1.2; or a.20. Junin virus; a.4.b. AI viruses that cause at least 75% mortality in 4- to 8-week-old chickens infected a.21. Kyasanur Forest disease virus; intravenously. a.22. Laguna Negra virus; Note: Avian influenza (AI) viruses of the H5 or H7 subtype that do not have either of the a.23. Lassa virus; characteristics described in 1C351.a.4 (specifically, 1C351.a.4.a or a.4.b) should be a.24. Louping ill virus; sequenced to determine whether multiple basic amino acids are present at the cleavage site of the a.25. Lujo virus; haemagglutinin molecule (HA0). If the amino acid motif is similar to that observed for other a.26. Lumpy skin disease virus;

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a.27. Lymphocytic choriomeningitis virus; a.47. Severe acute respiratory syndrome- related coronavirus (SARS-related a.28. Machupo virus; coronavirus);

a.29. Marburgvirus (includes all members of a.48. Sheeppox virus; the Marburgvirus genus); a.49. Sin Nombre virus; a.30. Middle East respiratory syndrome- related coronavirus (MERS-related coronavirus); a.50. St. Louis encephalitis virus;

a.31. Monkeypox virus; a.51. Suid herpesvirus 1 (Pseudorabies virus; Aujeszky's disease); a.32. Murray Valley encephalitis virus; a.52. Swine vesicular disease virus; a.33. Newcastle disease virus; a.53. Tick-borne encephalitis virus (Far a.34. Nipah virus; Eastern subtype, formerly known as Russian Spring-Summer encephalitis virus—see a.35. Omsk hemorrhagic fever virus; 1C351.b.3 for Siberian subtype);

a.36. Oropouche virus; a.54. Variola virus;

a.37. Peste-des-petits ruminants virus; a.55. Venezuelan equine encephalitis virus;

a.38. Porcine Teschovirus; a.56. Vesicular stomatitis virus;

a.39. Powassan virus; a.57. Western equine encephalitis virus; or

a.40. Rabies virus and all other members of a.58. Yellow fever virus. the Lyssavirus genus; b. Viruses identified on the APHIS/CDC “select a.41. Reconstructed 1918 influenza virus; agents” lists (see Related Controls paragraph #2 for this ECCN), but not identified on the Australia Technical Note: 1C351.a.41 includes Group (AG) “List of Human and Animal reconstructed replication competent forms of the Pathogens and Toxins for Export Control,” as 1918 pandemic influenza virus containing any follows: portion of the coding regions of all eight gene segments. b.1. [Reserved];

a.42. Rift Valley fever virus; b.2. [Reserved]; or

a.43. Rinderpest virus; b.3. Tick-borne encephalitis virus (Siberian subtype, formerly West Siberian virus—see a.44. Rocio virus; 1C351.a.53 for Far Eastern subtype).

a.45. Sabia virus; c. Bacteria identified on the Australia Group (AG) “List of Human and Animal Pathogens and a.46. Seoul virus; Toxins for Export Control,” as follows:

c.1. Bacillus anthracis;

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O111, O121, O145, O157, and other shiga toxin c.2. Brucella abortus; producing serogroups;

c.3. Brucella melitensis; Note: Shiga toxin producing Escherichia coli (STEC) includes, inter alia, c.4. Brucella suis; enterohaemorrhagic E. coli (EHEC), verotoxin producing E. coli (VTEC) or verocytotoxin c.5. Burkholderia mallei (Pseudomonas producing E. coli (VTEC). mallei); c.20. Shigella dysenteriae; c.6. Burkholderia pseudomallei (Pseudomonas pseudomallei); c.21. Vibrio cholerae; or

c.7. Chlamydia psittaci (Chlamydophila c.22. Yersinia pestis. psittaci); d. “Toxins” identified on the Australia Group c.8. Clostriduim argentinense (formerly (AG) “List of Human and Animal Pathogens and known as Clostridium botulinum Type G), Toxins for Export Control,” as follows, or their botulinum neurotoxin producing strains; subunits:

c.9. Clostridium baratii, botulinum neurotoxin d.1. Abrin; producing strains; d.2. Aflatoxins; c.10. Clostridium botulinum; d.3. Botulinum toxins; c.11. Clostridium butyricum, botulinum neurotoxin producing strains; d.4. Cholera toxin;

c.12. Clostridium perfringens, epsilon toxin d.5. Clostridium perfringens alpha, beta 1, producing types; beta 2, epsilon and iota toxins;

c.13. Coxiella burnetii; d.6. Conotoxins;

c.14. Francisella tularensis; d.7. Diacetoxyscirpenol;

c.15. Mycoplasma capricolum subspecies d.8. HT-2 toxin; capripneumoniae (“strain F38”); d.9. Microcystins (Cyanginosins); c.16. Mycoplasma mycoides subspecies mycoides SC (small colony) (a.k.a. contagious d.10. Modeccin; bovine pleuropneumonia); d.11. Ricin; c.17. Rickettsia prowazekii; d.12. Saxitoxin; c.18. Salmonella enterica subspecies enterica serovar Typhi (Salmonella typhi); d.13. Shiga toxins (shiga-like toxins, verotoxins, and verocytotoxins); c.19. Shiga toxin producing Escherichia coli (STEC) of serogroups O26, O45, O103, O104, d.14. Staphylococcus aureus enterotoxins, hemolysin alpha toxin, and toxic shock syndrome

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 70 toxin (formerly known as Staphylococcus Department of Agriculture, or the Centers for enterotoxin F); Disease Control and Prevention (CDC), U.S. Department of Health and Human Services, in d.15. T-2 toxin; accordance with the APHIS regulations in 7 CFR part 331 and 9 CFR part 121 and the CDC d.16. Tetrodotoxin; regulations in 42 CFR part 73.

d.17. Viscumin (Viscum album lectin 1); or List Based License Exceptions (See Part 740 for a description of all license exceptions) d.18. Volkensin. LVS: N/A e. “Fungi”, as follows: GBS: N/A

e.1. Coccidioides immitis; or List of Items Controlled

e.2. Coccidioides posadasii. Related Controls: (1) The Animal and Plant Health Inspection Service (APHIS), U.S. Department of Agriculture, and the Centers 1C353 Genetic elements and genetically- for Disease Control and Prevention (CDC), modified organisms, as follows (see List of U.S. Department of Health and Human Items Controlled). Services, maintain controls on the possession, use, and transfer within the United States of License Requirements certain items controlled by this ECCN, including (but not limited to) certain genetic Reason for Control: CB, AT elements, recombinant nucleic acids, and recombinant organisms associated with the Country Chart agents or toxins in ECCN 1C351 or 1C354 Control(s) (See Supp. No. 1 (for APHIS, see 7 CFR 331.3(c), 9 CFR to part 738) 121.3(c), and 9 CFR 121.4(c); for CDC, see 42 CB applies to entire entry CB Column 1 CFR 73.3(c) and 42 CFR 73.4(c)). (2) See 22 AT applies to entire entry AT Column 1 CFR part 121, Category XIV(b), for modified biological agents and biologically derived License Requirement Notes: substances that are subject to the export licensing jurisdiction of the U.S. Department 1. Vaccines that contain genetic elements or of State, Directorate of Defense Trade genetically modified organisms identified in this Controls. ECCN are controlled by ECCN 1C991. Related Definition: N/A 2. Unless specified elsewhere in this ECCN Items: 1C353 (e.g., in License Requirement Note 1), this ECCN controls genetic elements or genetically a. Any genetically modified organism that modified organisms for all biological agents and contains, or any genetic element that codes for, “toxins,” regardless of quantity or attenuation, any of the following: that are identified in the List of Items Controlled for this ECCN, including genetic elements or a.1. Any gene or genes specific to any virus genetically modified organisms for attenuated controlled by 1C351.a or .b or 1C354.c; strains of select biological agents or “toxins” that are excluded from the lists of select a.2. Any gene or genes specific to any biological agents or “toxins” by the Animal and bacterium controlled by 1C351.c or 1C354.a, or Plant Health Inspection Service (APHIS), U.S.

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 71 any fungus controlled by 1C351.e or 1C354.b, of infection, host range, reproducibility, ability to and which: evade or suppress host immunity, resistance to a.2.a. In itself or through its transcribed or medical countermeasures, or detectability. translated products represents a significant hazard to human, animal or plant health; or a.2.b. Could endow or enhance 1C354 Plant pathogens, as follows (see List of pathogenicity; or Items Controlled).

a.3. Any toxins, or their subunits, controlled License Requirements by 1C351.d. Reason for Control: CB, AT b. [Reserved]. Country Chart Control(s) (See Supp. No. 1 Technical Notes: to part 738) CB applies to entire entry CB Column 1 1. Genetically modified organisms include AT applies to entire entry AT Column 1 organisms in which the nucleic acid sequences have been created or altered by deliberate License Requirement Note: molecular manipulation. 1. All vaccines are excluded from the scope 2. “Genetic elements” include, inter alia, of this ECCN. See ECCN 1C991 for vaccines. chromosomes, genomes, plasmids, transposons, 2. Unless specified elsewhere in this ECCN vectors, and inactivated organisms containing 1C354 (e.g., in License Requirement Note 1), this recoverable nucleic acid fragments, whether ECCN controls all biological agents, regardless genetically modified or unmodified, or of quantity or attenuation, that are identified in chemically synthesized in whole or in part. For the List of Items Controlled for this ECCN, the purposes of this ECCN 1C353, nucleic acids including small quantities or attenuated strains of from an inactivated organism, virus, or sample select biological agents that are excluded from are considered to be ‘recoverable’ if the the list of PPQ select agents and “toxins” by the inactivation and preparation of the material is Animal and Plant Health Inspection Service intended or known to facilitate isolation, (APHIS), U.S. Department of Agriculture, in purification, amplification, detection, or accordance with their regulations in 7 CFR part identification of nucleic acids. 331.

3. This ECCN does not control nucleic acid List Based License Exceptions (See Part 740 for sequences of shiga toxin producing Escherichia a description of all license exceptions) coli of serogroups O26, O45, O103, O104, O111, O121, O145, O157, and other shiga toxin LVS: N/A producing serogroups, other than those genetic GBS: N/A elements coding for shiga toxin, or for its subunits. List of Items Controlled

4. ‘Endow or enhance pathogenicity’ is Related Controls: (1) The Animal and Plant defined as when the insertion or integration of the Health Inspection Service (APHIS), U.S. nucleic acid sequence or sequences is/are likely Department of Agriculture, maintains to enable or increase a recipient organism’s controls on the possession, use, and transfer ability to be used to deliberately cause disease or within the United States of certain items death. This might include alterations to, inter controlled by this ECCN (see 7 CFR alia: virulence, transmissibility, stability, route

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331.3(c), 9 CFR 121.3(c), and 9 CFR (Helminthosporium oryzae); 121.4(c)). (2) See 22 CFR part 121, Category XIV(b), b.3. Microcyclus ulei (syn. Dothidella ulei); for modified biological agents and biologically derived substances that are b.4. Puccinnia graminis ssp. graminis var. subject to the export licensing jurisdiction of graminis / Puccinia graminis ssp. graminis var. the U.S. Department of State, Directorate of stakmanii (Puccinia graminis [syn. Puccinia Defense Trade Controls. graminis f. sp. tritici]);

Related Definitions: N/A b.5. Puccinia striiformis (syn. Puccinia Items: glumarum); a. Bacteria, as follows: b.6. Magnaporthe oryzae (Pyricularia oryzae); a.1. Xanthomonas albilineans; b.7. Peronosclerospora philippinensis a.2. Xanthomonas axonopodis pv. citri (Peronosclerospora sacchari); (Xanthomonas campestris pv. citri A) (Xanthomonas campestris pv. citri); b.8. Sclerophthora rayssiae var. zeae;

a.3. Xanthomonas oryzae [this species of b.9. Synchytrium endobioticum; proteobacteria is identified on the APHIS “select agents” list (see Related Controls paragraph for b.10. Tilletia indica; this ECCN), but only the pathovar Xanthomonas oryzae pv. oryzae (syn. Pseudomonas campestris b.11. Thecaphora solani; pv. oryzae) is identified on the Australia Group (AG) “List of Plant Pathogens for Export b.12. Phoma glycinicola (formerly Control”]; Pyrenochaeta glycines) [this fungus is identified on the APHIS “select agents” list (see the Related a.4. Clavibacter michiganensis subspecies Controls paragraph for this ECCN), but is not sepedonicus (syn. Corynebacterium identified on the Australia Group (AG) “List of michiganensis subspecies sepedonicum or Plant Pathogens for Export Control”]. Corynebacterium sepedonicum); c. Viruses, as follows: a.5. Ralstonia solanacearum, race 3, biovar 2; c.1. Andean potato latent virus (Potato Andean latent tymovirus); a.6. Raythayibactor toxicus [this bacterium is identified on the APHIS “select agents” list c.2. Potato spindle tuber viroid. (see the Related Controls paragraph for this ECCN), but is not identified on the Australia Group (AG) “List of Plant Pathogens for Export 1C355 Chemical Weapons Convention Control”]. (CWC) Schedule 2 and 3 chemicals and families of chemicals not controlled by ECCN b. Fungi, as follows: 1C350 or “subject to the ITAR” (see 22 CFR parts ) (see List of Items Controlled). b.1. Colletotrichum kahawae (Colletotrichum coffeanum var. virulans); License Requirements

b.2. Cochliobolus miyabeanus Reason for Control: CW, AT

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when the controlled chemical is a normal Control(s) ingredient in consumer goods packaged for retail sale for personal use or packaged for individual CW applies to entire entry. The Commerce use. Such consumer goods are classified as Country Chart is not designed to determine EAR99. licensing requirements for items controlled for CW reasons. A license is required to export or Note to mixtures: Calculation of reexport CWC Schedule 2 chemicals and concentrations of CW-controlled chemicals: mixtures identified in 1C355.a to States not Party to the CWC (destinations not listed in a. Exclusion. No chemical may be Supplement No. 2 to part 745 of the EAR). A added to the mixture (solution) for the sole license is required to export CWC Schedule 3 purpose of circumventing the Export chemicals and mixtures identified in 1C355.b to Administration Regulations; States not Party to the CWC, unless an End Use Certificate issued by the government of the b. Percent Weight Calculation. When importing country is obtained by the exporter, calculating the percentage, by weight, of prior to export. A license is required to reexport ingredients in a chemical mixture, include all CWC Schedule 3 chemicals and mixtures ingredients of the mixture, including those that identified in 1C355.b from a State not Party to the act as solvents. CWC to any other State not Party to the CWC. (See §742.18 of the EAR for license requirements 2. COMPOUNDS: Compounds created and policies for toxic and precursor chemicals with any chemicals identified in this ECCN controlled for CW reasons.) 1C355 may be shipped NLR (No License Required), without obtaining an End-Use AT applies to entire entry. The Commerce Certificate, unless those compounds are also Country Chart is not designed to determine identified in this entry or require a license for licensing requirements for items controlled for reasons set forth elsewhere in the EAR. AT reasons in 1C350. A license is required, for AT reasons, to export or reexport items controlled Technical Notes: For purposes of this by 1C350 to a country in Country Group E:1 of entry, a “mixture” is defined as a solid, liquid or Supplement No. 1 to part 740 of the EAR. (See gaseous product made up of two or more part 742 of the EAR for additional information on ingredients that do not react together under the AT controls that apply to Iran, North Korea, normal storage conditions. and Syria. See part 746 of the EAR for additional information on sanctions that apply to Iran, North List Based License Exceptions (See Part 740 for Korea, and Syria.) a description of all license exceptions)

License Requirements Notes: LVS: N/A GBS: N/A 1. MIXTURES: List of Items Controlled a. Mixtures containing toxic and precursor chemicals identified in ECCN 1C355, Related Controls: See also ECCNs 1C350 in concentrations that are below the control 1C351, 1C395, and 1C995. See §§742.18 levels indicated in 1C355.a and .b, are controlled and 745.2 of the EAR for End-Use by ECCN 1C995 and are subject to the license Certification requirements. requirements specified in that ECCN. Related Definitions: N/A b. Mixtures containing chemicals identified Items: in this entry are not controlled by ECCN 1C355

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 74 a. CWC Schedule 2 chemicals and mixtures a.2.f. FAMILY: N,N-Dialkyl (Me, Et, containing Schedule 2 chemicals: n-Pr or i-Pr) aminoethane-2-thiols and corresponding protonated salts. a.1. Toxic chemicals, as follows, and mixtures containing toxic chemicals: b. CWC Schedule 3 chemicals and mixtures containing Schedule 3 chemicals: a.1.a. PFIB: 1,1,3,3,3-Pentafluoro-2- (trifluoromethyl)-1-propene (C.A.S. 382-21-8) b.1. Toxic chemicals, as follows, and and mixtures in which PFIB constitutes more mixtures in which at least one of the following than 1 percent of the weight of the mixture; toxic chemicals constitutes 30 percent or more of the weight of the mixture: a.1.b. [Reserved] b.1.a. Phosgene: Carbonyl dichloride a.2. Precursor chemicals, as follows, and (C.A.S. 75-44-5); mixtures in which at least one of the following precursor chemicals constitutes more than 10 b.1.b. Cyanogen chloride (C.A.S. 506- percent of the weight of the mixture: 77-4);

a.2.a. Chemicals, except for those listed b.1.c. Hydrogen cyanide (C.A.S. 74-90- in Schedule 1, containing a phosphorus atom to 8); which is bonded one methyl, ethyl, or propyl (normal or iso) group but not further carbon b.1.d. Chloropicrin: atoms. Trichloronitromethane (CAS 76-06-2).

Note: 1C355.a.2.a does not control Fonofos: b.2. Precursor chemicals, as follows, and O-Ethyl S-phenyl ethylphosphonothiolothionate mixtures in which at least one of the following (C.A.S. 944-22-9). precursor chemicals constitutes 30 percent or more of the weight of the mixture: a.2.b. FAMILY: N,N-Dialkyl (Me, Et, n-Pr or i-Pr) phosphoramidic dihalides; b.2.a. [Reserved];

a.2.c. FAMILY: Dialkyl (Me, Et, n-Pr b.2.b. Methyldiethanolamine (C.A.S. or i-Pr) N,N-dialkyl (Me, Et, n-Pr, or i-Pr)- 105-59-9). phosphoramidates;

a.2.d. FAMILY: N,N-Dialkyl (Me, Et, 1C395 Mixtures and medical, analytical, n-Pr or i-Pr) aminoethyl-2-chlorides and diagnostic, and food testing kits not controlled corresponding protonated salts; by ECCN 1C350, as follows (See List of Items Controlled). a.2.e. FAMILY: N,N-Dialkyl (Me, Et, n-Pr or i-Pr) aminoethane-2-ols and License Requirements corresponding protonated salts; Reason for Control: CB, CW, AT Note: 1C355.a.2.e. does not control N,N- Dimethylaminoethanol and corresponding Control(s) protonated salts (C.A.S. 108-01-0) or N,N- Diethylaminoethanol and corresponding CB applies to entire entry. The Commerce protonated salts (C.A.S. 100-37-8). Country Chart is not designed to determine licensing requirements for items controlled for CB reasons in 1C395. A license is required, for

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CB reasons, to export or reexport mixtures 1C395.a and 1C995.a.1 and a.2.a control such controlled by 1C395.a and test kits controlled by mixtures, unless they are consumer goods, as 1C395.b to States not Party to the CWC described in License Requirements Note 2 of this (destinations not listed in Supplement No. 2 to ECCN. part 745 of the EAR). 2. This ECCN does not control mixtures when CW applies to entire entry. The Commerce the controlled chemicals are normal ingredients Country Chart is not designed to determine in consumer goods packaged for retail sale for licensing requirements for items controlled for personal use. Such consumer goods are CW reasons. A license is required for CW classified as EAR99. reasons, as follows, to States not Party to the CWC (destinations not listed in Supplement No. List Based License Exceptions (See Part 740 for 2 to part 745 of the EAR): (1) exports and a description of all license exceptions) reexports of mixtures controlled by 1C395.a, (2) exports and reexports of test kits controlled by LVS: N/A 1C395.b that contain CWC Schedule 2 chemicals GBS: N/A controlled by ECCN 1C350, (3) exports of test kits controlled by 1C395.b that contain CWC List of Items Controlled Schedule 3 chemicals controlled by ECCN 1C350, except that a license is not required, for Related Controls: 1. ECCN 1C350 controls CW reasons, to export test kits containing CWC mixtures containing 30 percent or higher Schedule 3 chemicals if an End Use Certificate concentrations, by weight, of any single issued by the government of the importing CWC Schedule 2 chemical identified in country is obtained by the exporter prior to ECCN 1C350.b; ECCN 1C995 controls such export, and (4) reexports from States not Party to mixtures containing concentrations of 10 the CWC of test kits controlled by 1C395.b that percent or less. 2. ECCN 1C995 controls contain CWC Schedule 3 chemicals. (See “medical, analytical, diagnostic, and food §742.18 of the EAR for license requirements and testing kits” (as defined in the Related policies for toxic and precursor chemicals Definitions paragraph of this ECCN) that controlled for CW reasons.) contain precursor chemicals listed in ECCN 1C350.d. ECCN 1C350 controls any such AT applies to entire entry. The Commerce kits in which the amount of any single Country Chart is not designed to determine chemical listed in 1C350.b, .c, or .d exceeds licensing requirements for items controlled for 300 grams by weight. AT reasons in 1C395. A license is required, for Related Definitions: For the purpose of this AT reasons, to export or reexport items controlled entry, “medical, analytical, diagnostic, and by 1C395 to a country in Country Group E:1 of food testing kits” are pre-packaged materials Supplement No. 1 to part 740 of the EAR. (See of defined composition that are specifically part 742 of the EAR for additional information on developed, packaged and marketed for the AT controls that apply to Iran, North Korea, medical, analytical, diagnostic, or public Sudan, and Syria. See part 746 of the EAR for health purposes. Replacement reagents for additional information on sanctions that apply to medical, analytical, diagnostic, and food Iran, North Korea, and Syria.) testing kits described in 1C395.b are controlled by ECCN 1C350 if the reagents License Requirements Notes contain at least one of the precursor chemicals identified in that ECCN in 1. 1C395.b does not control mixtures that concentrations equal to or greater than the contain precursor chemicals identified in ECCN control levels for mixtures indicated in 1C350.b or .c in concentrations below the control 1C350.b or .c. levels for mixtures indicated in 1C350.b or .c. Items:

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a. Mixtures containing more than 10 percent, but List of Items Controlled less than 30 percent, by weight of any single CWC Schedule 2 chemical identified in ECCN Related Controls: (1) See ECCN 1A984 for 1C350.b. (For controls on other mixtures controls on other riot control agents. (2) See containing these chemicals, see Note 1 in the 22 CFR § 121.1 (USML), Category XIV(b), for Related Controls paragraph of this ECCN.) modified biological agents and biologically derived substances that are subject to the ITAR. b. “Medical, analytical, diagnostic, and food (3) See 22 CFR § 121.1 (USML), Category testing kits” (as defined in the Related Definitions XIV(g), for ITAR controls on antibodies, for this ECCN) that contain CWC Schedule 2 or recombinant protective antigens, 3 chemicals controlled by ECCN 1C350.b or .c in polynucleotides, biopolymers or biocatalysts an amount not exceeding 300 grams per (including the expression vectors, viruses, chemical. (For controls on other such test kits plasmids, or cultures of specific cells used to containing these and other controlled chemicals, produce them) that are “specially designed” for see Note 2 in the Related Controls paragraph of use with articles controlled under USML this ECCN.) Category XIV(f). (4) See ECCN 0A919 for “military commodities” located and produced outside the United States that incorporate more 1C607 Tear Gases, Riot Control Agents and than a de minimis amount of US-origin “600 materials for the detection and series” controlled content. decontamination of chemical warfare agents Related Definitions: N/A (see List of Items Controlled). Items:

License Requirements a. Tear gases and riot control agents including:

Reason for Control: NS, RS, AT, UN a.1. CA (Bromobenzyl cyanide) (CAS 5798– 79–8); Country Chart Control(s) (See Supp. No. 1 a.2. CS (o-Chlorobenzylidenemalononitrile to part 738) or o-Chlorobenzalmalononitrile) (CAS 2698– NS applies to entire entry, NS Column 1 41–1); except 1C607.a.10, .a.11, .a.12, and .a.14 a.3. CN (Phenylacyl chloride or w- RS applies to entire entry RS Column 1 Chloroacetophenone) (CAS 532–27-4); AT applies to entire entry AT Column 1 UN applies to entire See § 746.1(b) a.4. CR (Dibenz-(b,f)-1,4-oxazephine) (CAS entry for UN controls 257–07–8);

List Based License Exceptions (See Part 740 a.5. Adamsite (Diphenylamine chloroarsine for a description of all license exceptions) or DM) (CAS 578–94–9);

LVS: N/A a.6. N-Nonanoylmorpholine, (MPA) (CAS GBS: N/A 5299-64-9);

Special Conditions for STA a.7. Dibromodimethyl ether (CAS 4497–29– 4); STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may a.8. Dichlorodimethyl ether (ClCi) (CAS not be used for any item in 1C607. 542–88–1);

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a.9. Ethyldibromoarsine (CAS 683–43–2); c.2.b. Viruses; or

a.10. Bromo acetone (CAS 598-31-2); c.2.c. Cultures of cells.

a.11. Bromo methylethylketone (CAS 816- Note to 1C607.b and .c: The cultures of 40-0); cells and biological systems are exclusive and these sub-items do not apply to cells or biological a.12. Iodo acetone (CAS 3019-04-3); systems for civil purposes, such as agricultural, pharmaceutical, medical, veterinary, a.13. Phenylcarbylamine chloride (CAS 622- environmental, waste management, or in the food 44-6); industry.

a.14. Ethyl iodoacetate (CAS 623-48-3); d. Chemical mixtures not controlled by USML Category XIV(f) “specially designed” for Note to 1C607.a: ECCN 1C607.a. does not military use for the decontamination of objects control the following: formulations containing contaminated with materials specified by USML 1% or less of CN or CS; individually packaged Category XIV(a) or (b). tear gases or riot control agents for personal self- defense purposes that are controlled by ECCN 1A984; or active constituent chemicals, and 1C608 “Energetic materials” and related combinations thereof, identified and packaged commodities (see List of Items Controlled). for food production or medical purposes. License Requirements b. “Biopolymers,” not controlled by USML Category XIV(g) “specially designed” or Reason for Control: NS, RS, MT, AT, UN processed for the detection or identification of chemical warfare agents specified by USML Country Chart Category XIV(a), and the cultures of specific Control(s) (See Supp. No. 1 cells used to produce them. to part 738) NS applies to entire entry NS Column 1 c. “Biocatalysts,” and biological systems RS applies to entire entry RS Column 1 therefor, not controlled by USML Category MT applies to 1C608.m MT Column 1 XIV(g) “specially designed” for the AT applies to entire entry AT Column 1 decontamination or degradation of chemical UN applies to entire See § 746.1(b) for warfare agents controlled in USML Category entry UN controls XIV (a), as follows: List Based License Exceptions (See Part 740 for c.1. “Biocatalysts” “specially designed” for a description of all license exceptions) the decontamination or degradation of chemical warfare agents controlled in USML Category LVS: $1500 XIV(a) resulting from directed laboratory GBS: N/A selection or genetic manipulation of biological systems; Special Conditions for STA

c.2. Biological systems containing the STA: Paragraph (c)(2) of License genetic information specific to the production of Exception STA (§ 740.20(c)(2) of “biocatalysts” specified by 1C607.c.1, as the EAR) may not be used for any follows: item in 1C608. c.2.a. “Expression vectors;”

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List of Items Controlled 1. ‘Sheetstock’ is ‘propellant’ that has been manufactured in the form of a sheet suitable for Related Controls: (1) The EAR does not further processing. control devices or charges containing 2. A ‘carpet roll’ is ‘propellant’ that has been materials controlled by USML subparagraphs manufactured as a sheet, often cut to a desired V(c)(6), V(h), or V(i). The USML controls width, and subsequently rolled up (like a carpet). devices containing such materials. (2) The USML in Categories III, IV, or V controls 3. ‘Single base’ is ‘propellant’ which consists devices and charges in this entry if they mostly of nitrocellulose. contain materials controlled by Category V 4.’Double base’ ‘propellant’ consist mostly of (other than slurries) and such materials can be nitrocellulose and nitroglycerine. easily extracted without destroying the device or charge. (3) See also explosives and other 5. ‘Triple base’ consists mostly of items enumerated in ECCNs 1A006, 1A007, nitrocellulose, nitroglycerine, and 1A008, 1C011, 1C111, 1C239, and 1C992. (4) nitroguanidine. Such ‘propellants’ contain other See ECCN 0A919 for foreign-made “military materials, such as resins or stabilizers, that could commodities” that incorporate more than a de include carbon, salts, burn rate modifiers, minimis amount of US-origin “600 series” nitrodiphenylamine, wax, polyethylene glycol controlled content. (PEG), polyglycol adipate (PGA).

Related Definitions: (1) For purposes of this b. Shock tubes containing greater than 0.064 kg entry, the term ‘controlled materials’ per meter (300 grains per foot), but not more than means controlled energetic materials 0.1 kg per meter (470 grains per foot) of enumerated in ECCNs 1C011, 1C111, ‘controlled materials.’ 1C239, 1C608, or USML Category V. (2) For the purposes of this entry, the term c. Cartridge power devices containing greater ‘propellants’ means substances or than 0.70 kg, but not more than 1.0 kg of mixtures that react chemically to produce ‘controlled materials.’ large volumes of hot gases at controlled d. Detonators (electric or nonelectric) and rates to perform mechanical work. “specially designed” assemblies therefor

containing greater than 0.01 kg, but not more than Items: 0.1 kg of ‘controlled materials.’

a. ‘Single base,’ ‘double base,’ and ‘triple base’ e. Igniters not controlled by USML Categories III ‘propellants’ having nitrocellulose with nitrogen or IV that contain greater than 0.01 kg, but not content greater than 12.6% in the form of either: more than 0.1 kg of ‘controlled materials.’

a.1. ‘Sheetstock’ or ‘carpet rolls;’ or f. Oil well cartridges containing greater than

0.015 kg, but not more than 0.1 kg of ‘controlled a.2. Grains with diameter greater than 0.10 materials.’ inches.

g. Commercial cast or pressed boosters Note: This entry does not control ‘propellant’ containing greater than 1.0 kg, but not more than grains used in shotgun shells, small arms 5.0 kg of ‘controlled materials.’ cartridges, or rifle cartridges.

h. Commercial prefabricated slurries and Technical Notes: emulsions containing greater than 10 kg and less

than or equal to thirty-five percent by weight of USML ‘controlled materials.’

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n. Any explosives, ‘propellants,’ oxidizers, i. [Reserved] “pyrotechnics,” fuels, binders, or additives that are “specially designed” for military application j. “Pyrotechnic” devices “specially designed” for and not enumerated or otherwise described in commercial purposes (e.g., theatrical stages, USML Category V or elsewhere on the USML. motion picture special effects, and fireworks displays), and containing greater than 3.0 kg, but Note 1: 1C608.n does not apply to the not more than 5.0 kg of ‘controlled materials.’ following “aircraft” fuels: JP-4, JP-5, and JP-8. k. Other commercial explosive devices or charges Note 2: “Aircraft” fuels specified by “specially designed” for commercial 1C608.n, Note 1 are finished products, not their applications, not controlled by 1C608.c through constituents. .g above, containing greater than 1.0 kg, but not more than 5.0 kg of ‘controlled materials.’ 1C980 Inorganic chemicals listed in l. Propyleneimine (2 methylaziridine) (C.A.S. Supplement No. 1 to part 754 of the EAR that #75-55-8). were produced or derived from the Naval Petroleum Reserves (NPR) or became m. Any oxidizer or ‘mixture’ thereof that is a available for export as a result of an exchange compound composed of fluorine and any of the of any NPR produced or derived commodities. following: other halogens, oxygen, or nitrogen. License Requirements Note 1 to 1C608.m: Nitrogen trifluoride (NF3)(CAS 7783-54-2) in a gaseous state is Reason for Control: SS controlled under ECCN 1C992 and not under ECCN 1C608.m. Control(s)

Note 2 to 1C608.m: Chlorine trifluoride SS applies to entire entry. For licensing (ClF3)(CAS 7790-91-2) is controlled under requirements (and possible License Exceptions) ECCN 1C111.a.3.f and not under ECCN proceed directly to part 754 of the EAR. The 1C608.m. Commerce Country Chart is not designed to determine licensing requirements for items Note 3 to 1C608.m: Oxygen difluoride (OF2) controlled for SS reasons. is controlled under USML Category V.d.10 (see 22 CFR 121.1) and not under ECCN 1C608.m. List of Items Controlled

Note to 1C608.l and m: If a chemical in Related Controls: N/A ECCN 1C608.l or .m is incorporated into a Related Definitions: N/A commercial charge or device described in ECCN Items: 1C608.c through .k or in ECCN 1C992, the classification of the commercial charge or device The list of items controlled is contained in the applies to the item. ECCN heading.

Technical Note to 1C608.m: ‘Mixture’ refers to a composition of two or more substances 1C982 Other petroleum products listed in with at least one substance being enumerated in Supplement No. 1 to part 754 of the EAR that 1C011, 1C111, 1C239, 1C608, USML Category were produced or derived from the Naval V, or elsewhere on the USML. Petroleum Reserves (NPR) or became available for export as a result of an exchange of any NPR produced or derived commodities.

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License Requirements The list of items controlled is contained in the ECCN heading. Reason for Control: SS

Control(s) 1C984 Manufactured gas and synthetic natural gas (except when commingled with SS applies to entire entry. For licensing natural gas and thus subject to export requirements (and possible License Exceptions) authorization from the Department of Energy) proceed directly to part 754 of the EAR. The listed in Supplement No. 1 to part 754 of the Commerce Country Chart is not designed to EAR that were produced or derived from the determine licensing requirements for items Naval Petroleum Reserves (NPR) or became controlled for SS reasons. available for export as a result of an exchange of any NPR produced or derived commodities. List of Items Controlled License Requirements Related Controls: N/A Related Definitions: N/A Reason for Control: SS Items: Control(s) The list of items controlled is contained in the ECCN heading. SS applies to entire entry. For licensing requirements (and possible License Exceptions) proceed directly to part 754 of the EAR. The 1C983 Natural gas liquids and other natural Commerce Country Chart is not designed to gas derivatives listed in Supplement No. 1 to determine licensing requirements for items part 754 of the EAR that were produced or controlled for SS reasons. derived from the Naval Petroleum Reserves (NPR) or became available for export as a List of Items Controlled result of an exchange of any NPR produced or derived commodities. Related Controls: N/A Related Definitions: N/A License Requirements Items:

Reason for Control: SS The list of items controlled is contained in the ECCN heading. Control(s)

SS applies to entire entry. For licensing 1C988 Unprocessed western red cedar requirements (and possible License Exceptions) (thuja plicata) logs and timber, and rough, proceed directly to part 754 of the EAR. The dressed and worked lumber containing Commerce Country Chart is not designed to wane, as described in § 754.4 of the EAR. determine licensing requirements for items controlled for SS reasons. License Requirements

List of Items Controlled Reason for Control: SS

Related Controls: N/A Control(s) Related Definitions: N/A Items:

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SS applies to entire entry. For licensing Items: requirements (and possible License Exceptions) proceed directly to part 754 of the EAR. The The list of items controlled is contained in the Commerce Country Chart is not designed to ECCN heading. determine licensing requirements for items controlled for SS reasons. 1C991 Vaccines, immunotoxins, medical List of Items Controlled products, diagnostic and food testing kits, as follows (see List of Items controlled). Related Controls: N/A Related Definitions: For a non-exhaustive list License Requirements of 10-digit Harmonized System-based Schedule B commodity numbers that may Reason for Control: CB, AT apply to unprocessed Western Red Cedar products subject to § 754.4 and related Country Chart definitions, see Supplement No. 2 to part 754 Control(s) (See Supp. No. 1 of the EAR. to part 738) Items: CB applies to 1C991.c CB Column 3 AT applies to entire AT Column 1 The list of items controlled is contained in the entry ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions) 1C990 Fibrous and filamentary materials, not controlled by 1C010 or 1C210, for use in LVS: N/A “composite” structures and with a specific GBS: N/A modulus of 3.18 x 106 m or greater and a specific tensile strength of 7.62 x 104 m or List of Items Controlled greater. Related Controls: (1) Medical products License Requirements containing ricin or saxitoxin, as follows, are controlled for CW reasons under ECCN Reason for Control: AT 1C351: (a) Ricinus Communis AgglutininII Country Chart (See (RCAII), also known as ricin D, or Ricinus Control(s) Supp. No. 1 to part Communis LectinIII (RCLIII); 738) (b) Ricinus Communis LectinIV (RCLIV), AT applies to entire AT Column 1 also known as ricin E; or entry (c) Saxitoxin identified by C.A.S. #35523-89-8. List Based License Exceptions (See Part 740 for a description of all license exceptions) (2) The export of a “medical product” that is an “Investigational New Drug” (IND), as LVS: N/A defined in 21 CFR §312.3, is subject to GBS: N/A certain U.S. Food and Drug Administration (FDA) requirements that are independent of List of Items Controlled the export requirements specified in this ECCN or elsewhere in the EAR. These Related Controls: N/A FDA requirements are described in 21 CFR Related Definitions: N/A

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§312.110 and must be satisfied in addition to a. Vaccines containing, or designed for use any requirements specified in the EAR. against, items controlled by ECCN 1C351, 1C353 or 1C354; (3) Also see 21 CFR §314.410 for FDA requirements concerning exports of new b. Immunotoxins containing items controlled by drugs and new drug substances. 1C351.d;

Related Definitions: For the purpose of this c. Medical products that contain any of the entry, ‘immunotoxins’ are monoclonal following: antibodies linked to a toxin with the intention of destroying a specific target cell while c.1. Toxins controlled by ECCN 1C351.d leaving adjacent cells intact. For the (except for botulinum toxins controlled by ECCN purpose of this entry, “medical products” are: 1C351.d.3, conotoxins controlled by ECCN (1) pharmaceutical formulations designed for 1C351.d.6, or items controlled for CW reasons testing and human (or veterinary) under ECCN 1C351.d.11 or .d.12); or administration in the treatment of medical conditions, (2) prepackaged for distribution c.2. Genetically modified organisms or genetic as clinical or medical products, and (3) elements controlled by ECCN 1C353.a.3 approved by the U.S. Food and Drug (except for those that contain, or code for, Administration either to be marketed as botulinum toxins controlled by ECCN 1C351.d.3 clinical or medical products or for use as an or conotoxins controlled by ECCN 1C351.d.6); “Investigational New Drug” (IND) (see 21 CFR Part 312). For the purpose of this d. Medical products not controlled by 1C991.c that entry, “diagnostic and food testing kits” are contain any of the following: specifically developed, packaged and marketed for diagnostic or public health d.1. Botulinum toxins controlled by ECCN purposes. Biological toxins in any other 1C351.d.3; configuration, including bulk shipments, or for any other end-uses are controlled by d.2. Conotoxins controlled by ECCN ECCN 1C351. For the purpose of this entry, 1C351.d.6; or “vaccine” is defined as a medicinal (or veterinary) product in a pharmaceutical d.3. Genetically modified organisms or genetic formulation, approved by the U.S. Food and elements controlled by ECCN 1C353.a.3 that Drug Administration or the U.S. Department contain, or code for, botulinum toxins controlled by of Agriculture to be marketed as a medical (or ECCN 1C351.d.3 or conotoxins controlled by veterinary) product or for use in clinical ECCN 1C351.d.6; trials, that is intended to stimulate a protective immunological response in e. Diagnostic and food testing kits containing humans or animals in order to prevent disease items controlled by ECCN 1C351.d (except for in those to whom or to which it is items controlled for CW reasons under ECCN administered. 1C351.d.11 or .d.12).

Items: 1C992 Commercial charges and devices Technical Note: For purposes of the containing energetic materials, n.e.s. and controls described in this ECCN, ‘toxins’ refers nitrogen trifluoride in a gaseous state (see List to those toxins, or their subunits, controlled of Items Controlled). under ECCN 1C351.d. License Requirements

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Reason for Control: AT, RS, Foreign policy remain “subject to the ITAR” when not incorporated into explosive devices or Country Chart (See Supp. No. charges controlled by this entry. (4) Control(s) 1 to part 738) Commercial prefabricated slurries and AT applies to AT Column 1. emulsions containing greater than 35% of entire entry USML controlled energetic materials are RS applies to A license is required for items “subject to the ITAR” (see 22 CFR parts 120 entire entry. controlled by this entry for through 130). (5) For purposes of this export or reexport to Iraq and entry, the mass of aluminum powder, transfer within Iraq for potassium perchlorate, and any of the regional stability reasons. substances listed in the note to the USML The Commerce Country (see 22 CFR 121.12) (such as ammonium Chart is not designed to pictrate, black powder, etc.) contained in determine RS license commercial explosive devices and in the requirements for this entry. charges are omitted when determining the See §§ 742.6 and 746.3 of the total mass of controlled material. EAR for additional information. Items: Russian industry See § 746.5 for specific sector sanctions license requirements and a. Shaped charges “specially designed” for oil apply to entire license review policy. well operations, utilizing one charge functioning entry. along a single axis, that upon detonation produce a hole, and List Based License Exceptions (See Part 740 for a description of all license exceptions) a.1. Contain any formulation of controlled materials; LVS: N/A GBS: N/A a.2. Have only a uniform shaped conical liner with an included angle of 90 degrees or less; List of Items Controlled a.3. Contain more than 0.010 kg but less Related Controls: (1) Commercial charges than or equal to 0.090 kg of controlled materials; and devices containing USML controlled and energetic materials that exceed the quantities noted or that are not covered by this entry are a.4. Have a diameter not exceeding 4.5 controlled under ECCN 1C608. (2) inches; Nitrogen trifluoride when not in a gaseous state is controlled under ECCN 1C608. b. Shaped charges “specially designed” for oil well operations containing less than or equal to Related Definitions: (1) Items controlled 0.010 kg of controlled materials; by this entry 1C992 are those materials not controlled by ECCN 1C608 and not “subject c. Detonation cord or shock tubes containing to the ITAR” (see 22 CFR parts 120 through less than or equal to 0.064 kg per meter (300 130). (2) For purposes of this entry, the term grains per foot) of controlled materials; “controlled materials” means controlled energetic materials (see ECCNs 1C011, d. Cartridge power devices, that contain less 1C111, 1C239 and 1C608; see also 22 CFR than or equal to 0.70 kg of controlled materials in 121.1 Category V). (3) The individual the deflagration material; USML controlled energetic materials, even when compounded with other materials,

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 84 e. Detonators (electric or nonelectric) and by ECCN 1C350 or ECCN 1C395 that contain assemblies thereof, that contain less than or equal chemicals controlled by ECCN 1C350.d, as to 0.01 kg of controlled materials; follows (see List of Items Controlled). f. Igniters, that contain less than or equal to 0.01 License Requirements kg of controlled materials; Reason for Control: AT, RS g. Oil well cartridges, that contain less than or equal to 0.015 kg of controlled energetic Country Chart (See Supp. Control(s) materials; No. 1 to part 738) AT applies to AT Column 1 h. Commercial cast or pressed boosters entire entry containing less than or equal to 1.0 kg of RS applies to A license is required for controlled materials; entire entry items controlled by this entry for export or reexport i. Commercial prefabricated slurries and to Iraq or transfer within emulsions containing less than or equal to 10.0 kg Iraq for regional stability and less than or equal to thirty-five percent by reasons. The Commerce weight of USML controlled materials; Country Chart is not designed to determine RS j. Cutters and severing tools containing less than license requirements for this or equal to 3.5 kg of controlled materials; entry. See §§742.6 and 746.3 of the EAR for k. Pyrotechnic devices when designed additional information. exclusively for commercial purposes (e.g., theatrical stages, motion picture special effects, and fireworks displays) and containing less than License Requirement Notes: or equal to 3.0 kg of controlled materials; or 1. This ECCN does not control mixtures l. Other commercial explosive devices and containing less than 0.5% of any single toxic or charges not controlled by 1C992.a through .k precursor chemical controlled by ECCN containing less than or equal to 1.0 kg of 1C350.b, .c, or .d or ECCN 1C355 as controlled materials. unavoidable by-products or impurities. Such mixtures are classified as EAR99. Note: 1C992.l includes automotive safety devices; extinguishing systems; cartridges for 2. 1C995.c does not control mixtures that riveting guns; explosive charges for agricultural, contain precursor chemicals identified in oil and gas operations, sporting goods, 1C350.d in concentrations below the levels for commercial mining, or public works purposes; mixtures indicated in 1C350.d. 1C995.a.2.b and delay tubes used in the assembly of controls such mixtures, unless they are consumer commercial explosive devices. goods as described in License Requirements Note 3 of this ECCN. m. Nitrogen trifluoride (NF3) in a gaseous state. 3. This ECCN does not control mixtures when the controlled chemicals are normal ingredients 1C995 Mixtures not controlled by ECCN in consumer goods packaged for retail sale for 1C350, ECCN 1C355 or ECCN 1C395 that personal use. Such consumer goods are contain chemicals controlled by ECCN 1C350 classified as EAR99. or ECCN 1C355 and medical, analytical, diagnostic, and food testing kits not controlled

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List Based License Exceptions (See Part 740 for Items: a description of all license exceptions) a. Mixtures containing the following LVS: N/A concentrations of precursor chemicals controlled GBS: N/A by ECCN 1C350 (For controls on other mixtures containing these chemicals, see Notes 1 and 2 in List of Items Controlled the Related Controls paragraph of this ECCN.):

Related Controls: 1. ECCN 1C350 controls a.1. Mixtures containing 10 percent or less, by mixtures containing 30 percent or higher weight, of any single CWC Schedule 2 chemical concentrations of any single CWC Schedule controlled by ECCN 1C350.b; 2 chemical identified in ECCN 1C350.b. ECCN 1C395 controls mixtures containing a.2. Mixtures containing less than concentrations of more than 10 percent, but 30 percent, by weight, of: less than 30 percent, of any single CWC Schedule 2 chemical identified in ECCN a.2.a. Any single CWC Schedule 3 1C350.b. 2. ECCN 1C350 controls chemical controlled by ECCN 1C350.c; or mixtures containing chemicals identified in ECCN 1C350.c or .d that exceed the a.2.b. Any single precursor chemical concentration levels indicated in 1C995.a.2. controlled by ECCN 1C350.d. 3. ECCN 1C355 controls mixtures containing chemicals identified in ECCN 1C355 that b. Mixtures containing the following exceed the concentration levels indicated in concentrations of toxic or precursor chemicals 1C995.b. 4. ECCN 1C395 controls controlled by ECCN 1C355 (For controls on “medical, analytical, diagnostic, and food other mixtures containing these chemicals, see testing kits” (as defined in the Related Note 3 in the Related Controls paragraph of this Controls paragraph of this ECCN) that ECCN.): contain CWC Schedule 2 or 3 chemicals listed in 1C350.b or .c. ECCN 1C350 b.1. Mixtures containing the following controls any such testing kits in which the concentrations of CWC Schedule 2 chemicals amount of any single chemical listed in controlled by ECCN 1C355.a: 1C350.b, .c., or .d exceeds 300 grams by weight. b.1.a. Mixtures containing 1 percent or less, by weight, of any single CWC Schedule 2 Related Definitions: For the purpose of this chemical controlled by ECCN 1C355.a.1 (i.e., entry, “medical, analytical, diagnostic, and mixtures containing PFIB); or food testing kits” are pre-packaged materials of defined composition that are specifically b.1.b. Mixtures containing 10 percent or developed, packaged and marketed for less, by weight, of any single CWC Schedule 2 medical, analytical, diagnostic, or public chemical controlled by 1C355.a.2; health purposes. Replacement reagents for medical, analytical, diagnostic, and food b.2. Mixtures containing less than testing kits described in 1C995.c are 30 percent, by weight, of any single CWC controlled by ECCN 1C350 if the reagents Schedule 3 chemical controlled by ECCN contain at least one of the precursor 1C355.b. chemicals identified in that ECCN in concentrations equal to or greater than the c. “Medical, analytical, diagnostic, and food control levels for mixtures indicated in testing kits” (as defined in the Related Definitions 1C350.d. for this ECCN) that contain precursor chemicals controlled by ECCN 1C350.d in an amount not

Export Administration Regulations Bureau of Industry and Security September 20, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 1—page 86 exceeding 300 grams per chemical. (For License Requirements controls on other such test kits containing these and other controlled chemicals, see Note 4 in the Reason for Control: AT, RS Related Controls paragraph of this ECCN.) Country Chart (See Supp. No. Control(s) 1 to part 738) 1C996 Hydraulic fluids containing synthetic AT applies to AT Column 1 hydrocarbon oils, not controlled by 1C006, entire entry having all the following characteristics (see RS applies to A license is required for items List of Items Controlled). entire entry. controlled by this entry for export or reexport to Iraq or License Requirements transfer within Iraq for regional stability reasons. Reason for Control: AT The Commerce Country Chart is not designed to determine Country Chart RS license requirements for Control(s) (See Supp. No. 1 this entry. See §§742.6 and to part 738) 746.3 of the EAR for AT applies to entire AT Column 1 additional information. entry List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for a description of all license exceptions) a description of all license exceptions) LVS: N/A LVS: N/A GBS: N/A GBS: N/A List of Items Controlled List of Items Controlled Related Controls: N/A Related Controls: N/A Related Definitions: N/A Related Definitions: N/A Items: Items: The list of items controlled is contained in the a. A flash point exceeding 477 K (204 C); ECCN heading. b. A pour point at 239 K (-34 C) or less; 1C998 Non-fluorinated polymeric substances, c. A viscosity index of 75 or more; and not controlled by 1C008, as follows (see List of Items Controlled). d. A thermal stability at 616 K (343 C). License Requirements

1C997 Ammonium nitrate, including Reason for Control: AT fertilizers and fertilizer blends containing more than 15% by weight ammonium nitrate, Country Chart except liquid fertilizers (containing any Control(s) (See Supp. No. 1 amount of ammonium nitrate) or dry to part 738) fertilizers containing less than 15% by weight AT applies to entire entry AT Column 1 ammonium nitrate.

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List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for a description of all license exceptions) a description of all license exceptions)

LVS: N/A LVS: N/A GBS: N/A GBS: N/A

List of Items Controlled List of Items Controlled

Related Controls: N/A Related Controls: See also 1C236 Related Definitions: N/A Related Definitions: N/A Items: Items: a. Polyarylene ether ketones, as follows: a. Hardened steel and tungsten carbide precision ball bearings (3mm or greater diameter); a.1 Polyether ether ketone (PEEK); b. 304 and 316 stainless steel plate, n.e.s.; a.2. Polyether ketone ketone (PEKK); c. Monel plate; a.3. Polyether ketone (PEK); d. Tributyl phosphate; a.4. Polyether ketone ether ketone ketone (PEKEKK); e. Nitric acid in concentrations of 20 weight percent or greater; b. [Reserved]. f. Fluorine;

1C999 Specific materials, n.e.s., as follows (see g. Alpha-emitting radionuclides, n.e.s. List of Items Controlled).

License Requirements D. “SOFTWARE” Reason for Control: AT, RS

Control(s) 1D001 “Software” “specially designed” or modified for the “development”, “production” AT applies to entire entry. A license is required or “use” of equipment controlled by 1B001 to for items controlled by this entry to North Korea 1B003. for anti-terrorism reasons. The Commerce Country Chart is not designed to determine AT License Requirements license requirements for this entry. See §742.19 of the EAR for additional information. Reason for Control: NS, MT, NP, AT

RS applies to entire entry. A license is required Country Chart for items controlled by this entry for export or Control(s) (See Supp. No. reexport to Iraq or transfer within Iraq for 1 to part 738) regional stability reasons. The Commerce NS applies to entire entry NS Column 1 Country Chart is not designed to determine RS MT applies to “software” MT Column 1 license requirements for this entry. See §§742.6 for the “development,” and 746.3 of the EAR for additional information. “production,” operation, or maintenance of items

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controlled by 1B001 for MT List Based License Exceptions (See Part 740 for reasons. a description of all license exceptions) NP applies to “software” NP Column 1 for the “development”, TSR: Yes “production” or “use” of items controlled by 1B001 Special Conditions for STA for NP reasons AT applies to entire entry AT Column 1 STA: License Exception STA may not be used to ship or transmit “software” List Based License Exceptions (See Part 740 for for the “development” of organic a description of all license exceptions) “matrix”, metal “matrix” or carbon “matrix” laminates or “composites” TSR: Yes, except N/A for MT specified in ECCN 1A002 to any of the destinations listed in Country List of Items Controlled Group A:6 (See Supplement No.1 to part 740 of the EAR). Related Controls: (1) See ECCNs 1E101 (“use”) and 1E102 (“development” and List of Items Controlled “production”) for technology for items controlled by this entry. (2) Also see Related Controls: “Software” for items 1D002, 1D101, 1D201, and 1D999. controlled by 1A102 are “subject to the Related Definitions: N/A ITAR” (see 22 CFR parts120 through 130). Items: Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. The list of items controlled is contained in the ECCN heading.

1D002 “Software” for the “development” of organic “matrix”, metal “matrix” or carbon 1D003 “Software” “specially designed” or “matrix” laminates or “composites”. modified to enable equipment to perform the functions of equipment controlled under License Requirements 1A004.c or 1A004.d.

Reason for Control: NS, AT License Requirements

Country Chart Reason for Control: NS, RS, AT Control(s) (See Supp. No. 1 to part 738) Country Chart NS applies to entire entry NS Column 1 Control(s) (See Supp. No. AT applies to entire entry AT Column 1 1 to part 738) NS applies to entire entry NS Column 2 Reporting Requirements RS applies to software for RS Column 2 equipment controlled by See § 743.1 of the EAR for reporting 1A004.d requirements for exports under License AT applies to entire entry AT Column 1 Exceptions, and Validated End-User authorizations. List Based License Exceptions (See Part 740 for a description of all license exceptions)

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TSR: N/A The list of items controlled is contained in the List of Items Controlled ECCN heading.

Related Controls: N/A Related Definitions: N/A 1D101 “Software” “specially designed” or Items: modified for the operation or maintenance of commodities controlled by 1B101, 1B102, The list of items controlled is contained in the 1B115, 1B117, 1B118, or 1B119. ECCN heading. License Requirements

1D018 “Software” specially designed or Reason for Control: MT, NP, AT modified for the “development”, “production”, or “use” of items controlled by Country Chart 1B018.b. (See Supp. No. Control(s) 1 to part 738) License Requirements

Reason for Control: NS, MT, AT, UN. MT applies to entire entry MT Column 2 NP applies to “software” NP Column 1 Country Chart for the “use” of items Control(s) (See Supp. No. controlled by 1B101.a 1 to part 738) NS applies to entire entry NS Column 1 AT applies to entire entry AT Column 1 MT applies to “software” MT Column 1 for the “development”, List Based License Exceptions (See Part 740 for “production”, operation, or a description of all license exceptions) maintenance of items controlled by 1B018 for MT TSR: N/A reasons. AT applies to entire entry AT Column 1 List of Items Controlled UN applies to entire entry See § 746.1(b) for UN Related Controls: See ECCNs 1E101 controls. (“use”) and 1E102 (“development” and “production”) for technology for items List Based License Exceptions (See Part 740 for controlled by this entry. a description of all license exceptions) Related Definitions: N/A Items: TSR: N/A The list of items controlled is contained in the List of Items Controlled ECCN heading.

Related Controls: See ECCN 1D608 for “software” for items classified under ECCN 1D103 “Software” “specially designed” for 1B608 that, immediately prior to July 1, reduced observables such as radar reflectivity, 2014, were classified under 1B018.a. ultraviolet/infrared signatures and acoustic signatures, for applications usable in rockets, Related Definitions: N/A missiles, or unmanned aerial vehicles capable Items: of delivering at least a 500 kg payload to a

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“range” equal to or greater than 300 km and List Based License Exceptions (See Part 740 for their complete subsystems. a description of all license exceptions)

License Requirements TSR: N/A

Reason for Control: MT, AT List of Items Controlled

Country Chart Related Controls: See ECCNs 1E201 Control(s) (See Supp. No. (“use”) and 1E203 (“development” and 1 to part 738) “production”) for technology for items MT applies to entire entry MT Column 1 controlled by this entry. AT applies to entire entry AT Column 1 Related Definitions: N/A Items: List Based License Exceptions (See Part 740 for a description of all license exceptions) The list of items controlled is contained in the ECCN heading. TSR: N/A

List of Items Controlled 1D390 “Software” for process control that is specifically configured to control or initiate Related Controls: (1) This entry includes “production” of chemicals controlled by “software” “specially designed” for analysis 1C350. of signature reduction. (2) For software that meets the definition of defense articles under License Requirements 22 CFR 120.3 of the International Traffic in Arms Regulations (ITAR), which describes Reason for Control: CB, AT similar software that are “subject to the ITAR” (see 22 CFR parts 120 through 130, Country Chart including USML Category XIII). Control(s) (See Supp. No. Related Definitions: N/A 1 to part 738) Items: CB applies to entire entry CB Column 2 AT applies to entire entry AT Column 1 The list of items controlled is contained in the ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions)

1D201 “Software” “specially designed” or TSR: N/A modified for the “use” of items controlled by 1B201. List of Items Controlled

License Requirements Related Controls: N/A Related Definitions: See Section 772.1 of the Reason for Control: NP, AT EAR for the definitions of “software,” “program,” and “microprogram.” Country Chart Items: Control(s) (See Supp. No. 1 to part 738) The list of items controlled is contained in the NP applies to entire entry NP Column 1 ECCN heading. AT applies to entire entry AT Column 1

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1D607 “Software” “specially designed” for chemical or biological agents specified by the “development,” “production,” operation, U.S. Department of Defense funding or or maintenance of items controlled by 1A607, contract. (2) See ECCN 0A919 for “military 1B607 or 1C607 (see List of Items commodities” located and produced outside Controlled). the United States that incorporate more than a de minimis amount of US-origin “600 License Requirements series” controlled content. Related Definitions: N/A Reason for Control: NS, RS, AT, UN Items:

Country Chart a. “Software” “specially designed” for the Control(s) (See Supp. No. 1 “development,” “production,” operation, or to part 738) maintenance of commodities controlled by NS applies to entire entry, NS Column 1 ECCN 1A607, 1B607, or 1C607. except “software” for 1C607.a.10, .a.11, .a.12, b. [Reserved] and .a.14 RS applies to entire entry RS Column 1 AT applies to entire entry AT Column 1 1D608 “Software” “specially designed” for UN applies to entire See § 746.1(b) the “development,” “production,” operation, entry for UN controls or maintenance of commodities controlled by 1B608 or 1C608 (see List of Items List Based License Exceptions (See Part 740 Controlled). for a description of all license exceptions) License Requirements TSR: N/A Reason for Control: NS, RS, MT, AT, UN Special Conditions for STA Country Chart STA: Paragraph (c)(2) of License Control(s) (See Supp. No. 1 Exception STA (§ 740.20(c)(2) of the to part 738) EAR) may not be used for any item NS applies to entire entry NS Column 1 in 1D607. RS applies to entire entry RS Column 1 MT applies to “software” MT Column 1 List of Items Controlled “specially designed” for the “use” of 1B608 equipment in Related Controls: (1) “Software” directly the “production” and handling related to articles enumerated or otherwise of materials controlled by described in USML Category XIV is subject 1C608.m or MT articles in to the ITAR (see 22 CFR § 121.1, Category USML Category V XIV(m)). “Software” controlled by USML AT applies to entire entry AT Column 1 Category XIV(m) includes “software” UN applies to entire entry See § 746.1(b) directly related to any equipment containing for UN controls reagents, algorithms, coefficients, software, libraries, spectral databases, or alarm set point levels developed under U.S. List Based License Exceptions (See Part 740 for Department of Defense contract or funding a description of all license exceptions) for the detection, identification, warning or monitoring of items controlled in paragraphs TSR: N/A (a) or (b) of USML Category XIV, or for

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Special Conditions for STA UN applies to entire entry, See § 746.1(b) except 1D613.y for UN controls STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of List Based License Exceptions (See Part 740 for the EAR) may not be used for any a description of all license exceptions) item in 1D608. TSR: N/A List of Items Controlled Special Conditions for STA Related Controls: (1) Software directly related to articles enumerated or otherwise STA: Paragraph (c)(2) of License described in USML Categories III, IV or V is Exception STA (§ 740.20(c)(2) of subject to the controls of those USML the EAR) may not be used for any Categories, respectively. (2) See ECCN “software” in 1D613. 0A919 for foreign-made “military commodities” that incorporate more than a List of Items Controlled de minimis amount of U.S.-origin “600 series” items. Related Controls: (1) “Software” directly Related Definitions: N/A related to articles controlled by USML Items: Category X is subject to the control of USML paragraph X(e) of the ITAR. (2) See ECCN a. “Software” “specially designed” for the 0A919 for foreign-made “military “development,” “production,” operation, or commodities” that incorporate more than a de maintenance of commodities controlled by minimis amount of US-origin “600 series” ECCN 1B608 or 1C608. controlled content. b. [Reserved] Related Definitions: N/A

Items: 1D613 “Software” “specially designed” for the “development,” “production,” operation, a. “Software” (other than “software” controlled or maintenance of commodities controlled by in paragraph .y of this entry) “specially designed” 1A613 or 1B613, as follows (see List of Items for the “development,” “production,” operation, Controlled). or maintenance of commodities controlled by ECCNs 1A613 (except 1A613.y) or 1B613 License Requirements (except 1B613.y).

Reason for Control: NS, RS, AT, UN b. to x. [Reserved]

Country Chart y. Specific “software” “specially designed” for Control(s) (See Supp. No. 1 the “production,” “development,” operation, or to part 738) maintenance of commodities controlled by NS applies to entire entry NS Column 1 ECCN 1A613.y. except 1D613.y RS applies to entire entry RS Column 1 except 1D613.y 1D993 “Software” “specially designed” for RS applies 1D613.y China, Russia, or the “development,” “production” or “use” of Venezuela (see equipment or materials controlled by 1C210.b, § 724.6(a)(7)) or 1C990. AT applies to entire entry AT Column 1

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License Requirements a. Software “specially designed” for industrial Reason for Control: AT process control hardware/systems controlled by 1B999, n.e.s.; Country Chart Control(s) (See Supp. No. b. Software “specially designed” for equipment 1 to part 738) for the production of structural composites, AT applies to entire entry AT Column 1 fibers, prepregs and preforms controlled by 1B999, n.e.s. List Based License Exceptions (See Part 740 for a description of all license exceptions)

TSR: N/A E. “TECHNOLOGY” List of Items Controlled 1E001 “Technology” according to the General Related Controls: N/A Technology Note for the “development” or Related Definitions: N/A “production” of items controlled by 1A002, Items: 1A003, 1A004, 1A005, 1A006.b, 1A007, 1A008 1A101, 1A231, 1B (except 1B608, 1B613 or The list of items controlled is contained in the 1B999), or 1C (except 1C355, 1C608, 1C980 to ECCN heading. 1C984, 1C988, 1C990, 1C991, 1C995 to 1C999).

1D999 Specific software, n.e.s., as follows (see License Requirements List of Items Controlled). Reason for Control: NS, MT, NP, CB, RS, License Requirements AT

Reason for Control: AT Country Chart Control(s) (See Supp. No. Control(s) 1 to part 738) NS applies to “technology” for NS Column 1. AT applies to entire entry. A license is required items controlled by 1A002, 1A003, for items controlled by this entry to North Korea 1A005, 1A006.b, 1A007, 1B001 to for anti-terrorism reasons. The Commerce 1B003, 1B018, 1C001 to 1C011, or Country Chart is not designed to determine AT 1C018 licensing requirements for this entry. See NS applies to “technology” for NS Column 2. §742.19 of the EAR for additional information. items controlled by 1A004 MT applies to “technology” for MT Column 1. List Based License Exceptions (See Part 740 for items controlled by 1A101, 1B001, a description of all license exceptions) 1B101, 1B102, 1B115 to 1B119, 1C001, 1C007, 1C011, 1C101, TSR: N/A 1C102, 1C107, 1C111, 1C116, 1C117, or 1C118 for MT reasons List of Items Controlled NP applies to “technology” for NP Column 1. items controlled by 1A002, 1A007, Related Controls: See also 1B999 1A231, 1B001, 1B101, 1B201, Related Definitions: N/A 1B225, 1B226, 1B228 to 1B234, Items: 1C002, 1C010, 1C111, 1C116,

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1C202, 1C210, 1C216, 1C225 to STA: License Exception STA may not be 1C237, or 1C239 to 1C241 for NP used to ship or transmit “technology” reasons according to the General Technology CB applies to “technology” for CB Column 1. Note for the “development” or items controlled by 1C351, 1C353, “production” of equipment and or 1C354 materials specified by ECCNs CB applies to “technology” for CB Column 2. 1A002, 1C001, 1C007.c , 1C010.c or materials controlled by 1C350 and d or 1C012 to any of the destinations for chemical detection systems and listed in Country Group A:6 (See dedicated detectors therefor, in Supplement No.1 to part 740 of the 1A004.c, that also have the EAR). technical characteristics described in 2B351.a List of Items Controlled RS applies to technology for RS Column 2. equipment controlled in 1A004.d Related Controls (1) Also see ECCNs AT applies to entire entry AT Column 1. 1E101, 1E201, and 1E202. (2) See ECCN 1E608 for “technology” for items classified Reporting Requirements under ECCN 1B608 or 1C608 that, immediately prior to July 1, 2014, were See § 743.1 of the EAR for reporting classified under ECCN 1B018.a or requirements for exports under License 1C018.b through .m (note that ECCN Exceptions, and Validated End-User 1E001 controls “development” and authorizations. “production” “technology” for chlorine trifluoride controlled by ECCN List Based License Exceptions (See Part 740 for 1C111.a.3.f – see ECCN 1E101 for a description of all license exceptions) controls on “use” “technology” for chlorine trifluoride). (3) See ECCN 1E002.g for TSR: Yes, except for the following: control libraries (parametric technical 1) Items controlled for MT reasons; databases) “specially designed” or or modified to enable equipment to perform 2) Exports and reexports to the functions of equipment controlled destinations outside of those under ECCN 1A004.c (Nuclear, biological countries listed in Country Group and chemical (NBC) detection systems) or A:5 (See Supplement No. 1 to part ECCN 1A004.d (Equipment for detecting 740 of the EAR) of “technology” for or identifying explosives residues). (4) the “development” or production” of “Technology” for lithium isotope the following: separation (see related ECCN 1B233) and “technology” for items described in ECCN (a) Items controlled by 1C001; 1C012 are subject to the export licensing or authority of the Department of Energy (see (b) Items controlled by 1A002.a 10 CFR part 810). (5) “Technology” for which are composite structures or items described in ECCN 1A102 is laminates having an organic “subject to the ITAR” (see 22 CFR parts “matrix” and being made from 120 through 130). materials listed under 1C010.c or 1C010.d. Related Definitions: N/A Items: Special Conditions for STA The list of items controlled is contained in the ECCN heading.

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Related Controls: See also 1E001, 1E101, 1E102, 1E202, and 1E994 for “technology” 1E002 Other “technology” as follows (see List related to 1E002.e or .f. of Items Controlled). Related Definitions: N/A License Requirements Items:

Reason for Control: NS, MT, NP, AT a. “Technology” for the “development” or “production” of polybenzothiazoles or Country Chart polybenzoxazoles; Control(s) (See Supp. No. 1 to part 738) b. “Technology” for the “development” or NS applies to entire entry, NS Column 1 “production” of fluoroelastomer compounds except 1E002.g containing at least one vinylether monomer; NS applies to 1E002.g NS Column 2 MT applies to 1E002.e MT Column 1 c. “Technology” for the design or “production” NP applies to NP Column 1 of the following ceramic powders or non- “technology” for items ”composite” ceramic materials: controlled by 1A002 for c.1. Ceramic powders having all of the NP reasons. following: AT applies to entire entry AT Column 1 c.1.a Any of the following Reporting Requirements compositions:

c.1.a.1. Single or complex oxides of See § 743.1 of the EAR for reporting zirconium and complex oxides of silicon or requirements for exports under License aluminum; Exceptions, and Validated End-User

authorizations. c.1.a.2. Single nitrides of boron

(cubic crystalline forms); List Based License Exceptions (See Part 740 for a description of all license exceptions) c.1.a.3. Single or complex carbides

of silicon or boron; or TSR: Yes, except for 1E002.e and .f.

c.1.a.4. Single or complex nitrides of License Exceptions Note: License silicon; Exception TSU is not applicable for the

repair “technology” controlled by 1E002.e c.1.b. Any of the following total metallic or .f, see Supplement No. 2 to part 774. impurities (excluding intentional additions):

Special Conditions for STA c.1.b.1. Less than 1,000 ppm for

single oxides or carbides; or STA: License Exception STA may not be

used to ship or transmit any item in c.1.b.2. Less than 5,000 ppm for 1E002.e or .f to any of the complex compounds or single nitrides; and destinations listed in Country Group

A:6 (See Supplement No.1 to part c.1.c. Being any of the following: 740 of the EAR).

c.1.c.1. Zirconia (CAS 1314-23-4) List of Items Controlled with an average particle size equal to or less than

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1 µm and no more than 10% of the particles larger 1 to part 738) than 5 µm; or MT applies to “technology” MT Column 1 for commodities and software c.1.c.2. Other ceramic powders with controlled by 1A101, 1A102, an average particle size equal to or less than 5 µm 1B001, 1B101, 1B102, 1B115 and no more than 10% of the particles larger than to 1B119, 1C001, 1C007, 10 µm; 1C011, 1C101, 1C107, 1C111, 1C116, 1C117, c.2. Non-“composite” ceramic materials 1C118, 1D001, 1D101, or composed of the materials described in 1D103 for MT reasons 1E002.c.1; NP applies to “technology” NP Column 1 for items controlled by 1B001, Note: 1E002.c.2 does not control 1B101, 1C111, 1C116, “technology” for abrasives. 1D001, or 1D101 for NP reasons d. [Reserved] AT applies to entire entry AT Column 1 e. “Technology” for the installation, maintenance List Based License Exceptions (See Part 740 for or repair of materials controlled by 1C001; a description of all license exceptions) f. “Technology” for the repair of “composite” TSR: N/A structures, laminates or materials controlled by 1A002 or 1C007.c; List of Items Controlled

Note: 1E002.f does not control Related Controls: “Technology” for items “technology” for the repair of “civil aircraft” controlled by 1A102 is “subject to the ITAR” structures using carbon “fibrous or filamentary (see 22 CFR parts 120 through 130). materials” and epoxy resins, contained in “aircraft” manufacturers’ manuals. Related Definitions: N/A Items: g. “Libraries” “specially designed” or modified to enable equipment to perform the functions of The list of items controlled is contained in the equipment controlled under 1A004.c or ECCN heading. 1A004.d.

1E102 “Technology” according to the General 1E101 “Technology”, in accordance with the Technology Note for the “development” of General Technology Note, for the “use” of software controlled by 1D001, 1D101 or commodities and “software” controlled by 1D103. 1A101, 1A102, 1B001, 1B101, 1B102, 1B115 to 1B119, 1C001, 1C007, 1C011, 1C101, 1C107, License Requirements 1C111, 1C116, 1C117, 1C118, 1D001, 1D101, or 1D103. Reason for Control: MT, NP, AT

License Requirements Country Chart Control(s) (See Supp. No. 1 Reason for Control: MT, NP, AT to part 738) MT applies to entire MT Column 1 Country Chart Control(s) entry (See Supp. No.

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NP applies to NP Column 1 List of Items Controlled “technology” for items controlled by 1D001 and Related Controls: See also 1E203 1D101 for NP reasons Related Definitions: N/A AT applies to entire AT Column 1 Items: entry The list of items controlled is contained in the List Based License Exceptions (See Part 740 for ECCN heading. a description of all license exceptions)

TSR: N/A 1E104 “Technology” for the “production” of pyrolytically derived materials formed on a List of Items Controlled mold, mandrel or other substrate from precursor gases which decompose in the 1,573 Related Controls: This entry includes K (1,300 C) to 3,173 K (2,900 C) temperature databases “specially designed” for analysis of range at pressures of 130 Pa (1 mm Hg) to 20 signature reduction. kPa (150 mm Hg), including “technology” for Related Definitions: N/A the composition of precursor gases, flow-rates Items: and process control schedules and parameters.

The list of items controlled is contained in the License Requirements ECCN heading. Reason for Control: MT, AT

1E103 “Technical data” (including processing Country Chart conditions) and procedures for the regulation Control(s) (See Supp. No. 1 of temperature, pressure or atmosphere in to part 738) autoclaves or hydroclaves, when used for the MT applies to entire MT Column 1 “production” of “composites” or partially entry processed “composites”, usable for equipment AT applies to entire AT Column 1 or materials specified in 1C007, 1C102, 1C107, entry 1C116, 1C117, 1C118, 9A110, and 9C110. List Based License Exceptions (See Part 740 for License Requirements a description of all license exceptions)

Reason for Control: MT, AT TSR: N/A

Country Chart List of Items Controlled Control(s) (See Supp. No. 1 to part 738) Related Controls: N/A MT applies to entire MT Column 1 Related Definitions: N/A entry Items: AT applies to entire AT Column 1 entry The list of items controlled is contained in the ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions) 1E201 “Technology” according to the TSR: N/A General Technology Note for the “use” of items controlled by 1A002, 1A007, 1A202,

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1A225 to 1A227, 1A231, 1B201, 1B225, 1B226, AT applies to entire AT Column 1 1B228 to 1B232, 1B233.b, 1B234, 1C002.b.3 entry and b.4, 1C010.a, 1C010.b, 1C010.e.1, 1C202, 1C210, 1C216, 1C225 to 1C237, 1C239 to List Based License Exceptions (See Part 740 for 1C241 or 1D201. a description of all license exceptions)

License Requirements TSR: N/A

Reason for Control: NP, AT List of Items Controlled

Country Chart Related Controls: N/A Control(s) (See Supp. No. 1 Related Definitions: N/A to part 738) Items: NP applies to entire NP Column 1 entry, The list of items controlled is contained in the for items controlled for ECCN heading. NP reasons. AT applies to entire AT Column 1 entry 1E203 “Technology” according to the General Technology Note for the List Based License Exceptions (See Part 740 for “development” or “production” of “software” a description of all license exceptions) controlled by 1D201.

TSR: N/A License Requirements

List of Items Controlled Reason for Control: NP, AT

Related Controls: N/A Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) NP applies to entire NP Column 1 The list of items controlled is contained in the entry ECCN heading. AT applies to entire AT Column 1 entry

1E202 “Technology” according to the General List Based License Exceptions (See Part 740 for Technology Note for the “development” or a description of all license exceptions) “production” of goods controlled by 1A202 or 1A225 to 1A227. TSR: N/A

License Requirements List of Items Controlled

Reason for Control: NP, AT Related Controls: N/A Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) The list of items controlled is contained in the NP applies to entire NP Column 1 ECCN heading. entry

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1E350 “Technology” according to the CB applies to “technology” CB Column 2 “General Technology Note” for facilities for the disposal of items designed or intended to produce chemicals controlled by 1C350 controlled by 1C350. AT applies to entire entry AT Column 1

License Requirements List Based License Exceptions (See Part 740 for a description of all license exceptions) Reason for Control: CB, AT TSR: N/A Country Chart Control(s) (See Supp. No. 1 List of Items Controlled to part 738) CB applies to entire CB Column 2 Related Controls: N/A entry Related Definitions: N/A AT applies to entire AT Column 1 Items: entry The list of items controlled is contained in the List Based License Exceptions (See Part 740 for ECCN heading. a description of all license exceptions)

TSR: N/A 1E355 Technology for the production of Chemical Weapons Convention (CWC) List of Items Controlled Schedule 2 and 3 chemicals, as follows (see List of Items Controlled): Related Controls: N/A Related Definitions: N/A License Requirements Items: Reason for Control: CW, AT The list of items controlled is contained in the ECCN heading. Country Chart (See Supp. Control(s) No. 1 to part 738) CW applies to A license is required for 1E351 “Technology” according to the entire entry. CW reasons to CWC non- “General Technology Note” for the disposal of States Parties (destinations chemicals or microbiological materials not listed in Supplement controlled by 1C350, 1C351, 1C353, or 1C354. No. 2 to part 745), except for Israel and Taiwan. See License Requirements §742.18 of the EAR. The Commerce Country Chart Reason for Control: CB, AT is not designed to determine licensing requirements for Country Chart items controlled for CW Control(s) (See Supp. No. reasons. 1 to part 738) AT applies to AT Column 1 CB applies to “technology” CB Column 1 the entire entry for the disposal of items controlled by 1C351, List Based License Exceptions (See Part 740 for 1C353, or 1C354 a description of all license exceptions)

TSR: N/A

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List of Items Controlled List Based License Exceptions (See Part 740 for a description of all license exceptions) Related Controls: N/A Related Definitions: N/A TSR: N/A Items: Special Conditions for STA a. Technology for the production of the following CWC Schedule 2 toxic chemicals: STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the a.1. PFIB: 1,1,3,3,3-Pentafluoro-2- EAR) may not be used for any item (trifluoromethyl)-1-propene (382-21-8); in 1E607.

a.2. [Reserved] List of Items Controlled b. Technology for the production of the Related Controls: Technical data directly following CWC Schedule 3 toxic chemicals: related to defense articles enumerated or otherwise described in USML Category XIV b.1. Phosgene: Carbonyl dichloride (75-44- are subject to the ITAR (see 22 CFR § 121.1, 5); Category XIV(m)). Technical data controlled by USML Category XIV(m) b.2. Cyanogen chloride (506-77-4); include technical data directly related to any equipment containing reagents, algorithms, b.3. Hydrogen cyanide (74-90-8). coefficients, software, libraries, spectral databases, or alarm set point levels developed under U.S. Department of Defense contract 1E607 “Technology” “required” for the or funding for the detection, identification, “development,” “production,” operation, warning or monitoring of items controlled in installation, maintenance, repair, overhaul, or paragraphs (a) or (b) of USML Category refurbishing of items controlled by ECCN XIV, or for chemical or biological agents 1A607, 1B607, 1C607, or 1D607 (see List of specified by U.S. Department of Defense Items Controlled). funding or contract. Related Definitions: N/A License Requirements Items:

Reason for Control: NS, RS, AT, UN a. “Technology” “required” for the “development,” “production,” operation, Country Chart installation, maintenance, repair, overhaul, or Control(s) (See Supp. No. 1 refurbishing of items controlled by ECCN to part 738) 1A607, 1B607, 1C607 or 1D607. NS applies to entire NS Column 1 entry, except Note to 1E607.a: ECCN 1E607.a includes “technology” for “technology” “required” exclusively for the 1C607.a.10, .a.11, .a.12, incorporation of “biocatalysts” controlled by and .a.14 and for 1D607 ECCN 1C607.c.1 into military carrier substances “software” therefor or military material. RS applies to entire entry RS Column 1 AT applies to entire entry AT Column 1 b. [Reserved] UN applies to entire See § 746.1(b) entry for UN controls

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1E608 “Technology” “required” for the a. “Technology” “required” for the “development,” “production,” operation, “development,” “production,” operation, installation, maintenance, repair, overhaul, or installation, maintenance, repair, overhaul, or refurbishing of equipment controlled in 1B608 refurbishing of equipment controlled by ECCN or materials controlled by 1C608 (see List of 1B608 or materials controlled by ECCN 1C608. Items Controlled). b. “Technology” “required” for the License Requirements “development” or “production” of nitrocellulose with nitrogen content over 12.6% and at rates Reason for Control: NS, RS, MT, AT, UN greater than 2000 pounds per hour.

Country Chart c. “Technology” “required” for the Control(s) (See Supp. No. 1 to “development” or “production” of nitrate esters part 738) (e.g., nitroglycerine) at rates greater than 2000 NS applies to entire entry NS Column 1 pounds per hour. RS applies to entire entry RS Column 1 MT applies to MT Column 1 “technology” “required” 1E613 “Technology” “required” for the for 1C608.m “development,” “production,” operation, AT applies to entire entry AT Column 1 installation, maintenance, repair, overhaul, or UN applies to entire entry See § 746.1(b) for refurbishing of commodities controlled by UN controls 1A613 or 1B613 or “software” controlled by 1D613, as follows (see list of items controlled). List Based License Exceptions (See Part 740 for a description of all license exceptions) License Requirements

TSR: N/A Reason for Control: NS, RS, AT, UN

Special Conditions for STA Country Chart Control(s) (See Supp. No. 1 STA: Paragraph (c)(2) of License to part 738) Exception STA (§ 740.20(c)(2) of NS applies to entire entry NS Column 1 the EAR) may not be used for any except 1E613.y item in 1E608. RS applies to entire entry RS Column 1 except 1E613.y List of Items Controlled RS applies 1E613.y China, Russia, or Venezuela (see) Related Controls: (1) Technical data § 724.6(a)(7)) directly related to articles enumerated or AT applies to entire entry AT Column 1 otherwise described in USML Categories III, UN applies to entire entry, See § 746.1(b) IV, or V are subject to the controls of those except 1E613.y for UN controls USML Categories, respectively. (2) “Technology” for chlorine trifluoride is List Based License Exceptions (See Part 740 controlled under ECCN 1E001 for a description of all license exceptions) (“development” and “production”) and ECCN 1E101 (“use”). TSR: N/A

Related Definitions: N/A Special Conditions for STA Items: STA: Paragraph (c)(2) of License

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Exception STA (§ 740.20(c)(2) of Related Controls: N/A the EAR) may not be used for any Related Definitions: N/A “technology” in 1E613. Items:

List of Items Controlled The list of items controlled is contained in the ECCN heading. Related Controls: Technical data directly related to articles controlled by USML Category X are subject to the control of 1E998 “Technology” for the “development” USML paragraph X(e) of the ITAR. or “production” of processing equipment Related Definitions: N/A controlled by 1B999, and materials controlled Items: by 1C996, 1C997, 1C998, or 1C999. a. “Technology” (other than “technology” License Requirements controlled by paragraph .y of this entry) “required” for the “development,” “production,” Reason for Control: AT operation, installation, maintenance, repair, overhaul, or refurbishing of commodities or “software” controlled by ECCNs 1A613 (except Country Chart 1A613.y), 1B613 or 1D613 (except 1D613.y). Control(s) (See Supp. No. 1 to part 738) b. through x. [Reserved] AT applies to entire entry AT Column 1 y. Specific “technology” “required” for the List Based License Exceptions (See Part 740 for “production,” “development,” operation, a description of all license exceptions) installation, maintenance, repair, overhaul, or refurbishing of commodities or software TSR: N/A controlled by ECCN 1A613.y or 1D613.y. List of Items Controlled

1E994 “Technology” for the “development”, Related Controls: N/A “production”, or “use” of fibrous and Related Definitions: N/A filamentary materials controlled by 1C990. Items:

License Requirements The list of items controlled is contained in the ECCN heading. Reason for Control: AT

Country Chart EAR99 Items subject to the EAR that are not Control(s) (See Supp. No. 1 elsewhere specified in this CCL Category or in to part 738) any other category in the CCL are designated AT applies to entire entry AT Column 1 by the number EAR99.

List Based License Exceptions (See Part 740 for a description of all license exceptions)

TSR: N/A ANNEX to Category 1 List of Explosives (See ECCNs 1A004 and List of Items Controlled 1A008)

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1. ADNBF (aminodinitrobenzofuroxan or 1,3,5,7-tetranitro-1,3,5,7-tetraza-cyclooctane, 7-amino-4,6-dinitrobenzofurazane-1-oxide) octogen or octogene) (CAS 2691-41-0); (CAS 97096-78-1); b. difluoroaminated analogs of HMX; 2. BNCP (cis-bis (5-nitrotetrazolato) tetra amine-cobalt (III) perchlorate) (CAS c. K-55 117412-28-9); (2,4,6,8-tetranitro-2,4,6,8-tetraazabicyclo [3,3,0]-octanone-3, tetranitrosemiglycouril or 3. CL-14 (diamino dinitrobenzofuroxan or keto-bicyclic HMX) (CAS 130256-72-3); 5,7-diamino-4,6-dinitrobenzofurazane-1-oxide) (CAS 117907-74-1); 14. HNAD (hexanitroadamantane) (CAS 143850-71-9); 4. CL-20 (HNIW or Hexanitrohexaazaisowurtzitane) (CAS 15. HNS (hexanitrostilbene) (CAS 20062-22-0); 135285-90-4); chlathrates of CL-20; 16. Imidazoles as follows: 5. CP (2-(5-cyanotetrazolato) penta amine-cobalt (III) perchlorate) (CAS a. BNNII 70247-32-4); (Octahydro-2,5-bis(nitroimino)imidazo [4,5-d]imidazole); 6. DADE (1,1-diamino-2,2-dinitroethylene, FOX-7) (CAS 145250- 81-3); b. DNI (2,4-dinitroimidazole) (CAS 7. DATB (diaminotrinitrobenzene) (CAS 5213-49-0); 1630-08-6); c. FDIA (1-fluoro-2,4-dinitroimidazole); 8. DDFP (1,4-dinitrodifurazanopiperazine); d. NTDNIA 9. DDPO (N-(2-nitrotriazolo)-2,4-dinitroimidazole); (2,6-diamino-3,5-dinitropyrazine-1-oxide, PZO) (CAS 194486-77-6); e. PTIA (1-picryl-2,4,5-trinitroimidazole);

10. DIPAM 17. NTNMH (3,3’-diamino-2,2’,4,4’,6,6’-hexanitrobiphenyl (1-(2-nitrotriazolo)-2-dinitromethylene or dipicramide) (CAS 17215-44-0); hydrazine);

11. DNGU (DINGU or dinitroglycoluril) (CAS 18. NTO (ONTA or 3-nitro-1,2,4-triazol-5-one) 55510-04-8); (CAS 932-64-9);

12. Furazans as follows: 19. Polynitrocubanes with more than four nitro groups; a. DAAOF (diaminoazoxyfurazan); 20. PYX b. DAAzF (diaminoazofurazan) (CAS (2,6-Bis(picrylamino)-3,5-dinitropyridine) (CAS 78644-90-3); 38082-89-2);

13. HMX and derivatives, as follows: 21. RDX and derivatives, as follows:

a. HMX a. RDX (cyclotrimethylenetrinitramine, (Cyclotetramethylenetetranitramine, cyclonite, T4, octahydro-1,3,5,7-tetranitro-1,3,5,7-tetrazine, hexahydro-1,3,5-trinitro-1,3,5-triazine,

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1,3,5-trinitro-1,3,5-triaza-cyclohexane, hexogen 32. Triazoles as follows: or hexogene) (CAS 121-82-4); a. 5-azido-2-nitrotriazole; b. Keto-RDX (K-6 or 2,4,6-trinitro-2,4,6-triazacyclohexanone) (CAS b. ADHTDN 115029-35-1); (4-amino-3,5-dihydrazino-1,2,4-triazole dinitramide) (CAS 1614-08-0); 22. TAGN (triaminoguanidinenitrate) (CAS 4000-16-2); c. ADNT (1-amino-3,5-dinitro-1,2,4-triazole); 23. TATB (triaminotrinitrobenzene) (CAS 3058-38-6); d. BDNTA ((bis-dinitrotriazole)amine);

24. TEDDZ (3,3,7,7-tetrabis(difluoroamine) e. DBT (3,3’-dinitro-5,5-bi-1,2,4-triazole) octahydro-1,5-dinitro-1,5-diazocine); (CAS 30003-46-4);

25. Tetrazoles as follows: f. DNBT (dinitrobistriazole) (CAS 70890-46-9); a. NTAT (nitrotriazol aminotetrazole); g. [Reserved] b. NTNT (1-N-(2-nitrotriazolo)-4-nitrotetrazole); h. NTDNT (1-N-(2-nitrotriazolo) 3,5-dinitrotriazole); 26. Tetryl (trinitrophenylmethylnitramine) (CAS 479-45-8); i. PDNT (1-picryl-3,5-dinitrotriazole);

27. TNAD j. TACOT (1,4,5,8-tetranitro-1,4,5,8-tetraazadecalin) (CAS (tetranitrobenzotriazolobenzotriazole) (CAS 135877-16-6); 25243-36-1);

28. TNAZ (1,3,3-trinitroazetidine) (CAS 33. “Explosives” not listed elsewhere in this list 97645-24-4); having a detonation velocity exceeding 8,700 m/s, at maximum density, or a detonation pressure 29. TNGU (SORGUYL or tetranitroglycoluril) exceeding 34 GPa (340 kbar); (CAS 55510-03-7); 34. [Reserved] 30. TNP (1,4,5,8-tetranitro-pyridazino[4,5-d]pyridazine) 35. Nitrocellulose (containing more than 12.5% (CAS 229176-04-9); nitrogen) (CAS 9004-70-0);

31. Triazines as follows: 36. Nitroglycol (CAS 628-96-6);

a. DNAM 37. Pentaerythritol tetranitrate (PETN) (CAS 78- (2-oxy-4,6-dinitroamino-s-triazine) (CAS 11-5); 19899-80-0); 38. Picryl chloride (CAS 88-88-0); b. NNHT (2-nitroimino-5-nitro-hexahydro-1,3,5-triazine) 39. 2,4,6 Trinitrotoluene (TNT) (CAS 118-96- (CAS 130400-13-4); 7);

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40. Nitroglycerine (NG) (CAS 55-63-0); a. BTAT (Bis(2,2,2-trinitroethyl)-3,6- diaminotetrazine); 41. Triacetone Triperoxide (TATP) (CAS 17088-37-8); b. LAX-112 (3,6-diamino-1,2,4,5- tetrazine-1,4-dioxide); 42. Guanidine nitrate (CAS 506-93-4); 48. Energetic ionic materials melting between 43. Nitroguanidine (NQ) (CAS 556-88-7); 343 K (70°C) and 373 K (100°C) and with detonation velocity exceeding 6,800 m/s or 44. DNAN (2,4-dinitroanisole) (CAS 119-27-7); detonation pressure exceeding 18 GPa (180 kbar); 45. TEX (4,10-Dinitro-2,6,8,12-tetraoxa-4,10- diazaisowurtzitane); 49. BTNEN (Bis(2,2,2-trinitroethyl)-nitramine) (CAS 19836-28-3); 46. GUDN (Guanylurea dinitramide) FOX-12 (CAS 217464-38-5); 50. FTDO (5,6-(3’,4’-furazano)- 1,2,3,4- tetrazine-1,3-dioxide). 47. Tetrazines as follows:

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CATEGORY 2 - MATERIALS PROCESSING LVS: $3000, N/A for MT GBS: Yes, for 2A001.a, Note: For quiet running bearings, see the N/A for MT U.S. Munitions List. List of Items Controlled A. “END ITEMS,” “EQUIPMENT,” “ACCESSORIES,” “ATTACHMENTS,” Related Controls: (1) See also 2A991. (2) “PARTS,” “COMPONENTS,” AND Quiet running bearings are “subject to the “SYSTEMS” ITAR” (see 22 CFR parts 120 through 130.)

Related Definitions: Annular Bearing 2A001 Anti-friction bearings, bearing systems Engineers Committee (ABEC). and “components,” as follows, (see List of Items: Items Controlled). Note: 2A001.a includes ball bearing and License Requirements roller elements “specially designed” for the items specified therein. Reason for Control: NS, MT, AT a. Ball bearings and solid roller bearings, having Country Chart (See all tolerances specified by the manufacturer in Control(s) Supp. No. 1 to part accordance with ISO 492 Tolerance Class 2 or 738) Class 4 (or national equivalents), or better, and NS applies to entire entry NS Column 2 having both ‘rings’ and ‘rolling elements’, made MT applies to radial ball MT Column 1 from monel or beryllium; bearings having all tolerances specified in Note: 2A001.a does not control tapered accordance with ISO 492 roller bearings. Tolerance Class 2 (or ANSI/ABMA Std 20 Technical Notes: Tolerance Class ABEC-9, 1. ‘Ring’ - annular part of a radial or other national rolling bearing incorporating one or more equivalents) or better and raceways (ISO 5593:1997). having all the following characteristics: an inner 2. ‘Rolling element’- ball or roller ring bore diameter which rolls between raceways (ISO 5593:1997). between 12 and 50 mm; an outer ring outside b. [Reserved] diameter between 25 and 100 mm; and a width c. Active magnetic bearing systems using any of between 10 and 20 mm. the following, and “specially designed” AT applies to entire entry AT Column 1 components therefor:

List Based License Exceptions (See Part 740 for c.1. Materials with flux densities of 2.0 T or a description of all license exceptions) greater and yield strengths greater than 414 MPa;

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c.2. All-electromagnetic 3D homopolar bias designs for actuators; or 2A225 Crucibles made of materials resistant to liquid actinide metals (see List of Items c.3. High temperature (450 K (177C) and Controlled). above) position sensors. License Requirements

2A101 Radial ball bearings having all Reason for Control: NP, AT tolerances specified in accordance with ISO 492 Tolerance Class 2 (or ANSI/ABMA Std 20 Country Chart (See Tolerance Class ABEC-9 or other national Control(s) Supp. No. 1 to part equivalents), or better and having all the 738) following characteristics (see List of Items NP applies to entire entry NP Column 1 Controlled). AT applies to entire entry AT Column 1

License Requirements List Based License Exceptions (See Part 740 for a description of all license exceptions) Reason for Control: MT, AT LVS: N/A Country Chart (See GBS: N/A Control(s) Supp. No. 1 to part 738) List of Items Controlled MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 Related Controls: See ECCNs 2E001 (“development”), 2E002 (“production”), and List Based License Exceptions (See Part 740 for 2E201 (“use”) for technology for items a description of all license exceptions) controlled under this entry. Related Definitions: N/A LVS: N/A Items: GBS: N/A a. Crucibles having both of the following List of Items Controlled characteristics:

Related Controls: See ECCN 2A001. a.1. A volume of between 150 cm3 (150 ml) Related Definitions: N/A and 8,000 cm3 (8 liters); and Items: a.2. Made of, or coated with, any of the a. An inner ring bore diameter between 12 and following materials, or combination of the 50 mm; following materials, having an overall impurity level of 2% or less by weight: b. An outer ring outside diameter between 25 and 100 mm; and a.2.a. Calcium fluoride (CaF2); c. A width between 10 and 20 mm. a.2.b. Calcium zirconate (metazirconate) (CaZrO3);

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Reason for Control: NP, CB, AT a.2.c. Cerium sulfide (Ce2S3); Country Chart Control(s) (See Supp. No. 1 a.2.d. Erbium oxide (erbia) (Er2O3); to part 738) NP applies to entire entry NP Column 1 a.2.e. Hafnium oxide (hafnia) (HfO2); CB applies to valves that CB Column 2 meet or exceed the technical a.2.f. Magnesium oxide (MgO); parameters in 2B350.g. AT applies to entire entry AT Column 1 a.2.g.Nitrided iobium-titanium-tungsten alloy (approximately 50% Nb, 30% Ti, 20% List Based License Exceptions (See Part 740 for W); a description of all license exceptions)

a.2.h. Yttrium oxide (yttria) (Y2O3); or LVS: N/A GBS: N/A a.2.i. Zirconium oxide (zirconia) (ZrO2); List of Items Controlled b. Crucibles having both of the following Related Controls: (1) See ECCNs 2E001 characteristics: (“development”), 2E002 (“production”), and 2E201 (“use”) for technology for items 3 b.1. A volume of between 50 cm and 2,000 controlled under this entry. (2) Also see 3 cm (2 liters); and ECCNs 2A992, 2B350.g and 2B999. (3) Valves “specially designed” or prepared for b.2. Made of or lined with tantalum, having certain nuclear uses are subject to the export a purity of 99.9% or greater by weight; licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). c. Crucibles having all of the following Related Definitions: For valves with characteristics: different inlet and outlet diameters, the “nominal size” in 2A226 refers to the 3 c.1. A volume of between 50 cm and 2,000 smallest diameter. 3 cm (2 liters); Items:

c.2. Made of or lined with tantalum, having a. A “nominal size” of 5 mm or greater; a purity of 98% or greater by weight; and b. Having a bellows seal; and c.3. Coated with tantalum carbide, nitride, boride, or any combination thereof. c. Wholly made of or lined with aluminum, aluminum alloy, nickel, or nickel alloy containing more than 60% nickel by weight. 2A226 Valves having all of the following characteristics (see List of Items Controlled). 2A290 Generators and other equipment License Requirements “specially designed,” prepared, or intended for use with nuclear plants.

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“parts” and “components” and “accessories” License Requirements therefor.

Reason for Control: NP, AT License Requirements

Country Chart (See Reason for Control: NP, AT Control(s) Supp. No. 1 to part 738) Country Chart (See NP applies to entire entry NP Column 2 Control(s) Supp. No. 1 to part AT applies to entire entry AT Column 1 738) NP applies to entire entry NP Column 2 List Based License Exceptions (See Part 740 for AT applies to entire entry AT Column 1 a description of all license exceptions) List Based License Exceptions (See Part 740 for LVS: N/A a description of all license exceptions) GBS: N/A LVS: N/A List of Items Controlled GBS: N/A

Related Controls: (1) See ECCN 2D290 for List of Items Controlled software for items controlled under this entry. (2) See ECCNs 2E001 (“development”), Related Controls: (1) See ECCN 2D290 for 2E002 (“production”), and 2E290 (“use”) for software for items controlled under this entry. technology for items controlled under this (2) See ECCNs 2E001 (“development”), entry. (3) Also see ECCN 2A291. (4) 2E002 (“production”), and 2E290 (“use”) for Certain nuclear equipment “specially technology for items controlled under this designed” or prepared for use in nuclear entry. (3) Also see ECCN 2A290. (4) plants is subject to the export licensing Certain equipment “specially designed” or authority of the Nuclear Regulatory prepared for use in a nuclear reactor or in Commission (see 10 CFR part 110). nuclear material handling is subject to the Related Definitions: N/A export licensing authority of the Nuclear Items: Regulatory Commission (see 10 CFR part 110). (5) Nuclear radiation detection and a. Generators, turbine-generator sets, steam measurement devices “specially designed” or turbines, heat exchangers, and heat exchanger modified for military purposes are “subject to type condensers designed or intended for use in a the ITAR” (see 22 CFR Parts 120 through nuclear reactor; 130). Related Definitions: N/A b. Process control systems intended for use with Items: the equipment controlled by 2A290.a. a. Process control systems intended for use with nuclear reactors. 2A291 Equipment, except items controlled by 2A290, related to nuclear material handling b. Simulators “specially designed” for “nuclear and processing and to nuclear reactors, and reactors”.

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Reason for Control: RS, AT c. Casks that are “specially designed” for transportation of high-level radioactive material Country Chart (See and that weigh more than 1,000 kg. Control(s) Supp. No. 1 to part 738) d. Commodities, “parts,” “components” and RS applies to entire entry RS Column 2 “accessories” “specially designed” or prepared AT applies to entire entry AT Column 1 for use with nuclear plants (e.g., snubbers, airlocks, pumps, reactor fuel charging and List Based License Exceptions (See Part 740 for discharging equipment, containment equipment a description of all license exceptions) such as hydrogen recombiner and penetration seals, and reactor and fuel inspection equipment, LVS: N/A including ultrasonic or eddy current test GBS: N/A equipment). List of Items Controlled e. Radiation detectors and monitors “specially designed” for detecting or measuring “special Related Controls: Also see 1A004 and nuclear material” (as defined in 10 CFR Part 110) 1A995. or for nuclear reactors. Related Definitions: 1) For the purpose of this entry, automated decision making is the Technical Notes: ability of the equipment to detect explosives or detonators at the design or operator- 1. 2A291.e does not control neutron flux selected level of sensitivity and provide an detectors and monitors. These are subject to the automated alarm when explosives or export licensing authority of the Nuclear detonators at or above the sensitivity level are Regulatory Commission, pursuant to detected. This entry does not control 10 CFR Part 110. equipment that depends on operator interpretation of indicators such as 2. 2A291.e does not control general purpose inorganic/organic color mapping of the radiation detection equipment, such as geiger items(s) being scanned. 2) Explosives and counters and dosimeters. These items are detonators include commercial charges and controlled by ECCN 1A999. devices controlled by 1C018 and 1C992 and energetic materials controlled by ECCNs 1C011, 1C111, 1C239 and 22 CFR 121.1 2A983 Explosives or detonator detection Category V. equipment, both bulk and trace based, Items: consisting of an automated device, or combination of devices for automated decision Note: Explosives or detonation detection making to detect the presence of different equipment in 2A983 includes equipment for types of explosives, explosive residue, or screening people, documents, baggage, other detonators; and “parts” and “components,” personal effects, cargo and/or mail. n.e.s. a. Explosives detection equipment for License Requirements automated decision making to detect and identify bulk explosives utilizing, but not limited to, x-ray

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(e.g., computed tomography, dual energy, or frequency range from 30 GHz to 3000 GHz coherent scattering), nuclear (e.g., thermal and having a spatial resolution less than 0.1 neutron analysis, pulse fast neutron analysis, milliradian (a lower milliradian number pulse fast neutron transmission spectroscopy, and means a more accurate image resolution) at a gamma resonance absorption), or standoff distance of 100 meters is “subject to electromagnetic techniques (e.g., quadropole the ITAR” under USML Category XII(c). resonance and dielectrometry). (2) Concealed object detection equipment operating in the frequency range from 30 b.[RESERVED] GHz to 3000 GHz and having a spatial resolution greater than 1 milliradian (a higher c. Detonator detection equipment for automated milliradian number means a less accurate decision making to detect and identify initiation image resolution) at a standoff distance of devices (e.g. detonators, blasting caps) utilizing, 100 meters is designated as EAR99. (3) See but not limited to, x-ray (e.g. dual energy or ECCNs 2D984 and 2E984 for related computed tomography) or electromagnetic software and technology controls. techniques. Related Definitions: N/A Items: 2A984 Concealed object detection equipment operating in the frequency range from 30 GHz The list of items controlled is contained in the to 3000 GHz and having a spatial resolution of ECCN heading. 0.1 milliradian up to and including 1 milliradian at a standoff distance of 100 Note: Concealed object detection equipment meters; and “parts” and “components,” n.e.s. includes but is not limited to equipment for screening people, documents, baggage, other License Requirements personal effects, cargo and/or mail.

Reason for Control: RS, AT Technical Note: The range of frequencies span what is generally considered as the Country Chart (See millimeter-wave, submillimeter-wave and Control(s) Supp. No. 1 to part terahertz frequency regions. 738) RS applies to entire entry RS Column 2 AT applies to entire entry AT Column 1 2A991 Bearings and bearing systems not controlled by 2A001 (see List of Items List Based License Exceptions (See Part 740 for Controlled). a description of all license exceptions) License Requirements LVS: N/A GBS: N/A Reason for Control: AT

List of Items Controlled Country Chart (See Control(s) Supp. No. 1 to part Related Controls: (1) Concealed object 738) detection equipment operating in the AT applies to entire entry AT Column 1

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b. Solid tapered roller bearings, having List Based License Exceptions (See Part 740 for tolerances specified by the manufacturer in a description of all license exceptions) accordance with ANSI/AFBMA Class 00 (inch) or Class A (metric) or better (or equivalents) and LVS: N/A having either of the following characteristics. GBS: N/A b.1. With lubricating elements or “part” or List of Items Controlled “component” modifications that, according to the manufacturer's specifications, are “specially Related Controls: (1) This entry does not designed” to enable the bearings to operate at control balls with tolerance specified by the speeds exceeding 2.3 million DN; or manufacturer in accordance with ISO 3290 as grade 5 or worse. (2) Quiet running b.2. Manufactured for use at operating bearings are “subject to the ITAR” (see 22 temperatures below 219 K (-54 C) or above 423 CFR parts 120 through 130). K (150 C). Related Definitions: (1) (a) DN is the product of the bearing bore diameter in mm c. Gas-lubricated foil bearing manufactured for and the bearing rotational velocity in rpm. use at operating temperatures of 561 K (288 C) (b) Operating temperatures include those or higher and a unit load capacity exceeding 1 temperatures obtained when a gas turbine MPa. engine has stopped after operation. (2) Annular Bearing Engineers Committee d. Active magnetic bearing systems. (ABEC); American National Standards Institute (ANSI); Anti-Friction Bearing e. Fabric-lined self-aligning or fabric-lined Manufacturers Association (AFBMA) journal sliding bearings manufactured for use at Items: operating temperatures below 219 K(-54 C) or above 423 K (150 C). a. Ball bearings or Solid ball bearings, having tolerances specified by the manufacturer in accordance with ABEC 7, ABEC 7P, or ABEC 7T or ISO Standard Class 4 or better (or 2A992 Piping, fittings and valves made of, or equivalents) and having any of the following lined with stainless, copper-nickel alloy or characteristics. other alloy steel containing 10% or more nickel and/or chromium. a.1. Manufactured for use at operating temperatures above 573 K (300 C) either by License Requirements using special materials or by special heat treatment; or Reason for Control: AT

a.2. With lubricating elements or “part” or Country Chart (See “component” modifications that, according to the Control(s) Supp. No. 1 to part manufacturer's specifications, are “specially 738) designed” to enable the bearings to operate at AT applies to entire entry AT Column 1 speeds exceeding 2.3 million DN.

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List Based License Exceptions (See part 740 for List Based License Exceptions (See part 740 for a description of all license exceptions) a description of all license exceptions)

LVS: N/A LVS: N/A GBS: N/A GBS: N/A

List of Items Controlled List of Items Controlled

Related Controls: (1) See ECCN 2D993 for Related Controls: (1) See ECCN 2D993 for software for items controlled under this entry. software for items controlled under this entry. (2) See ECCNs 2E001 (“development”), (2) See ECCNs 2E001 (“development”), 2E002 (“production”), and 2E993 (“use”) for 2E002 (“production”), and 2E993 (“use”) for technology for items controlled under this technology for items controlled under this entry. (3) Also see ECCNs 2A226, 2B350 entry. (3) Pumps for use in liquid-metal- and 2B999. cooled reactors are subject to the export Related Definitions: N/A licensing authority of the Nuclear Regulatory Items: Commission (see 10 CFR part 110). Related Definitions: N/A a. Pressure tube, pipe, and fittings of 200 mm (8 Items: in.) or more inside diameter, and suitable for operation at pressures of 3.4 MPa (500 psi) or The list of items controlled is contained in the greater; ECCN heading. b. Pipe valves having all of the following characteristics that are not controlled by ECCN 2B350.g: 2A994 Portable electric generators and b.1. A pipe size connection of 200 mm (8 in.) “specially designed” “parts” and or more inside diameter; and components.”

b.2. Rated at 10.3 MPa (1,500 psi) or more. License Requirements

Reason for Control: AT 2A993 Pumps designed to move molten metals by electromagnetic forces. Control(s)

License Requirements AT applies to entire entry. A license is required for items controlled by this entry to Iran and Reason for Control: AT North Korea. The Commerce Country Chart is not designed to determine licensing requirements Country Chart (See for this entry. See part 746 of the EAR for Control(s) Supp. No. 1 to part additional information on Iran. See § 742.19 of 738) the EAR for additional information on North AT applies to entire entry AT Column 1 Korea.

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List Based License Exceptions (See Part 740 for Related Definitions: N/A a description of all license exceptions) Items:

LVS: N/A a. Bellows sealed valves; GBS: N/A b. [RESERVED]. List of Items Controlled

Related Controls: See also 2D994 and 2E994 B. “TEST,” “INSPECTION” AND Related Definitions: ‘Portable electric “PRODUCTION EQUIPMENT” generators’ – The generators that are in 2A994 are portable – 5,000 lbs. or less on TECHNICAL NOTES FOR 2B001 TO 2B009, wheels or transportable in a 2½ ton truck 2B201, AND 2B991 TO 2B999: without a “special set up requirement. Items: 1. Secondary parallel contouring axes, (e.g., the w-axis on horizontal boring mills or a secondary The list of items controlled is contained in the rotary axis the center line of which is parallel to ECCN heading. the primary rotary axis) are not counted in the total number of contouring axes. Rotary axes need not rotate over 360°. A rotary axis can be 2A999 Specific processing equipment, n.e.s., driven by a linear device (e.g., a screw or a rack- as follows (see List of Items Controlled). and-pinion).

License Requirements 2. The number of axes which can be coordinated simultaneously for “contouring control” is the Reason for Control: AT number of axes along or around which, during processing of the workpiece, simultaneous and Control(s) interrelated motions are performed between the workpiece and a tool. This does not include any AT applies to entire entry. A license is required additional axes along or around which other for items controlled by this entry to North Korea relative motions within the machine are for anti-terrorism reasons. The Commerce performed, such as: Country Chart is not designed to determine AT licensing requirements for this entry. See 2.a. Wheel-dressing systems in grinding §742.19 of the EAR for additional information. machines; 2.b. Parallel rotary axes designed for List Based License Exceptions (See Part 740 for mounting of separate workpieces; a description of all license exceptions) 2.c. Co-linear rotary axes designed for LVS: N/A manipulating the same workpiece by holding it in GBS: N/A a chuck from different ends.

List of Items Controlled 3. Axis nomenclature shall be in accordance with International Standard ISO 841:2001, Industrial Related Controls: See also 2A226, 2B350 automation systems and integration - Numerical

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control of machines - Coordinate system and 7. For the purpose of 2B, the measurement of motion nomenclature. axes shall be made according to test procedures in 5.3.2. of ISO 230-2:2014. Tests for axes longer 4. A “tilting spindle” is counted as a rotary axis. than 2 meters shall be made over 2 m segments. Axes longer than 4 m require multiple tests (e.g., 5. ‘Stated “unidirectional positioning two tests for axes longer than 4 m and up to 8 m, repeatability”’ may be used for each specific three tests for axes longer than 8 m and up to 12 machine model as an alternative to individual m), each over 2 m segments and distributed in machine tests, and is determined as follows: equal intervals over the axis length. Test 5.a. Select five machines of a model to be segments are equally spaced along the full axis evaluated; length, with any excess length equally divided at the beginning, in between, and at the end of the 5.b. Measure the linear axis repeatability test segments. The smallest "unidirectional (R↑,R↓) according to ISO 230-2:2014 and positioning repeatability"-value of all test evaluate "unidirectional positioning segments is to be reported. repeatability" for each axis of each of the five machines; 2B001 Machine tools and any combination 5.c. Determine the arithmetic mean value thereof, for removing (or cutting) metals, of the ”unidirectional positioning repeatability”- ceramics or “composites”, which, according to values for each axis of all five machines together. the manufacturer's technical specifications, These arithmetic mean values “unidirectional can be equipped with electronic devices for “numerical control”; as follows (see List of positioning repeatability” ()UPR become the Items Controlled). stated value of each axis for the model...)(UPR x, LICENSE REQUIREMENTS UPR y, …);

5.d. Since the Category 2 list refers to Reason for Control: NS, NP, AT each linear axis there will be as many ‘stated “unidirectional positioning repeatability”’ Country Chart (See values as there are linear axes; Control(s) Supp. No. 1 to part 738) 5.e. If any axis of a machine model not NS applies to entire entry NS Column 2 controlled by 2B001.a. to 2B001.c. has a ‘stated “unidirectional positioning repeatability”’ equal NP applies to 2B001.a, .b, NP Column 1 to or less than the specified “unidirectional .c, and .d, EXCEPT: positioning repeatability” of each machine tool (1) turning machines under model plus 0.7 µm, the builder should be required 2B001.a with a capacity no to reaffirm the accuracy level once every eighteen greater than 35 mm months. diameter; (2) bar machines (Swissturn), 6. For the purpose of 2B, measurement limited to machining only uncertainty for the “unidirectional positioning bar feed through, if repeatability” of machine tools, as defined in the maximum bar diameter is International Standard ISO 230-2:2014, shall not equal to or less than 42 mm be considered.

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and there is no capability Note 2: 2B001 does not control special of mounting chucks. purpose machine tools limited to the manufacture (Machines may have of any of the following: drilling and/or milling capabilities for machining a. Crank shafts or cam shafts; “parts” or “components” with diameters less than 42 b. Tools or cutters; mm); or (3) milling machines under c. Extruder worms; 2B001.b with x-axis travel greater than two meters d. Engraved or faceted jewelry parts; and overall positioning or accuracy according to ISO 230/2 (2006) on the x-axis e. Dental prostheses. more (worse) than 22.5 m. Note 3: A machine tool having at least two of AT applies to entire entry AT Column 1 the three turning, milling or grinding capabilities (e.g., a turning machine with milling capability), LIST BASED LICENSE EXCEPTIONS (SEE PART must be evaluated against each applicable entry 740 FOR A DESCRIPTION OF ALL LICENSE 2B001.a, .b or .c. EXCEPTIONS) Note 4: A machine tool having an additive LVS: N/A manufacturing capability in addition to a turning, GBS: N/A milling or grinding capability must be evaluated against each applicable entry 2B001.a, .b or .c. LIST OF ITEMS CONTROLLED a. Machine tools for turning having two or Related Controls: (1) See ECCN 2B002 for more axes which can be coordinated optical finishing machines. (2) See ECCNs simultaneously for “contouring control” having 2D001 and 2D002 for software for items any of the following: controlled under this entry. (3) See ECCNs 2E001 (“development”), 2E002 a.1. "Unidirectional positioning (“production”), and 2E201 (“use”) for repeatability" equal to or less (better) than 0.9 µm technology for items controlled under this along one or more linear axis with a travel length entry. (4) Also see ECCNs 2B201 and less than 1.0 m; or 2B991. Related Definitions: N/A a.2. “Unidirectional positioning Items: repeatability” equal to or less (better) than 1.1 µm along one or more linear axis with a travel length Note 1: 2B001 does not control special equal to or greater than 1.0 m; purpose machine tools limited to the manufacture of gears. For such machines, see 2B003. Note 1: 2B001.a does not control turning machines “specially designed” for producing contact lenses, having all of the following:

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a. Machine controller limited to using repeatability” equal to or less (better) than 6.0 µm ophthalmic based “software” for part along one or more linear axis with a travel length programming data input; and equal to or greater than 4 m;

b. No vacuum chucking. b.3. A “unidirectional positioning repeatability” for jig boring machines, equal to or Note 2: 2B001.a does not apply to bar less (better) than 1.1 µm along one or more linear machines (Swissturn), limited to machining only axis; or bar feed thru, if maximum bar diameter is equal to or less than 42 mm and there is no capability b.4. Fly cutting machines having all of the of mounting chucks. Machines may have following: drilling or milling capabilities for machining parts with diameters less than 42 mm. b.4.a. Spindle “run-out” and “camming” less (better) than 0.0004 mm TIR; and b. Machine tools for milling having any of the following: b.4.b. Angular deviation of slide movement (yaw, pitch and roll) less (better) than b.1. Three linear axes plus one rotary axis 2 seconds of arc, TIR, over 300 mm of travel; which can be coordinated simultaneously for “contouring control” having any of the following: c. Machine tools for grinding having any of the following: b.1.a. "Unidirectional positioning repeatability" equal to or less (better) than 0.9 µm c.1. Having all of the following: along one or more linear axis with a travel length less than 1.0 m; or c.1.a. “Unidirectional positioning repeatability” equal to or less (better) than 1.1 µm b.1.b. “Unidirectional positioning along one or more linear axis; and repeatability” equal to or less (better) than 1.1 µm c.1.b. Three or four axes which can be along one or more linear axis with a travel length coordinated simultaneously for “contouring equal to or greater than 1.0 m; control”; or

b.2. Five or more axes which can be c.2. Five or more axes which can be coordinated simultaneously for “contouring coordinated simultaneously for “contouring control” having any of the following: control” having any of the following:

b.2.a. “Unidirectional positioning c.2.a. “Unidirectional positioning repeatability” equal to or less (better) than 0.9 µm repeatability” equal to or less (better) than 1.1 µm along one or more linear axis with a travel length along one or more linear axis with a travel length less than 1.0 m; less than 1m;

b.2.b. “Unidirectional positioning c.2.b. “Unidirectional positioning repeatability” equal to or less (better) than 1.4 µm repeatability” equal to or less (better) than 1.4 µm along one or more linear axis with a travel length along one or more linear axis with a travel length equal to or greater than 1 m and less than 4 m; or equal to or greater than 1 m and less than 4 m; or

b.2.c. “Unidirectional positioning c.2.c. “Unidirectional positioning

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repeatability” equal to or less (better) than 6.0 µm e.2.a. Can be coordinated simultaneously along one or more linear axis with a travel length for “contouring control”; and equal to or greater than 4 m. e.2.b. A positioning “accuracy” of less Notes: 2B001.c does not control grinding (better) than 0.003°; machines as follows: f. Deep-hole-drilling machines and turning a. Cylindrical external, internal, and machines modified for deep-hole-drilling, having external-internal grinding machines, having all a maximum depth-of-bore capability exceeding of the following: 5m. a.1. Limited to cylindrical grinding; and 2B002 Numerically controlled optical a.2. Limited to a maximum finishing machine tools equipped for selective workpiece capacity of 150 mm outside diameter material removal to produce non-spherical or length. optical surfaces having all of the following characteristics (See List of Items Controlled). b. Machines designed specifically as jig grinders that do not have a z-axis or a w-axis, License Requirements with a “unidirectional positioning repeatability” less (better) than 1.1 µm. Reason for Control: NS, AT

c. Surface grinders. Country Chart (See Control(s) Supp. No. 1 to part d. Electrical discharge machines (EDM) of the 738) non-wire type which have two or more rotary axes which can be coordinated simultaneously for NS applies to entire entry NS Column 2 “contouring control”; AT applies to entire entry AT Column 1 e. Machine tools for removing metals, ceramics List Based License Exceptions (See Part 740 for or “composites”, having all of the following: a description of all license exceptions)

e.1. Removing material by means of any of LVS: N/A the following: GBS: N/A

e.1.a. Water or other liquid jets, including List of Items Controlled those employing abrasive additives; Related Controls: See also 2B001. e.1.b. Electron beam; or Related Definitions: For the purposes of 2B002, ‘MRF’ is a material removal process e.1.c. “Laser” beam; and using an abrasive magnetic fluid whose viscosity is controlled by a magnetic field. e.2. At least two rotary axes having all of the ‘ERF’ is a removal process using an abrasive following: fluid whose viscosity is controlled by an electric field. ‘Energetic particle beam finishing’ uses Reactive Atom Plasmas

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(RAP) or ion-beams to selectively remove material. 'Inflatable membrane tool finishing' Reporting Requirements is a process that uses a pressurized membrane that deforms to contact the workpiece over a See § 743.1 of the EAR for reporting small area. 'Fluid jet finishing' makes use of requirements for exports under License a fluid stream for material removal. Exceptions, and Validated End-User Items: authorizations. a. Finishing the form to less (better) than 1.0 µm; List Based License Exceptions (See Part 740 for a description of all license exceptions) b. Finishing to a roughness less (better) than 100 nm rms; LVS: $5000 GBS: N/A c. Four or more axes which can be coordinated simultaneously for “contouring control”; and List of Items Controlled d. Using any of the following processes; Related Controls: See also 2B993 Related Definitions: N/A d.1. ‘Magnetorheological finishing (MRF)’; Items:

d.2. ‘Electrorheological finishing (ERF)’; a. A pitch diameter exceeding 1,250 mm; b. A face width of 15% of pitch diameter or d.3 ‘Energetic particle beam finishing’; larger; and c. A finished quality of AGMA 14 or better d.4. ‘Inflatable membrane tool finishing’; or (equivalent to ISO 1328 class 3).

d.5. ‘Fluid jet finishing’. 2B004 Hot “isostatic presses” having all of the characteristics described in the List of Items 2B003 “Numerically controlled” machine Controlled, and “specially designed” tools, “specially designed” for the shaving, “components” and “accessories” therefor. finishing, grinding or honing of hardened (Rc = 40 or more) spur, helical and double-helical License Requirements gears having all of the following. Reason for Control: NS, MT NP, AT

License Requirements Country Chart Control(s) (See Supp. No. 1 Reason for Control: NS, AT to part 738) NS applies to entire entry NS Column 2 Country Chart (See MT applies to entire entry MT Column 1 Control(s) Supp. No. 1 to part NP applies to entire entry, NP Column 1 738) except 2B004.b.3 and presses NS applies to entire entry NS Column 2 with maximum working AT applies to entire entry AT Column 1 pressures below 69 MPa.

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AT applies to entire entry AT Column 1 pressure are achieved and does not include fixtures. That dimension will be the smaller of List Based License Exceptions (See Part 740 for either the inside diameter of the pressure a description of all license exceptions) chamber or the inside diameter of the insulated furnace chamber, depending on which of the two LVS: N/A chambers is located inside the other. GBS: N/A

List of Items Controlled 2B005 Equipment “specially designed” for the deposition, processing and in-process control Related Controls: (1) See ECCN 2D001 for of inorganic overlays, coatings and surface software for items controlled under this entry. modifications, as follows, for substrates (2) See ECCNs 2E001 (“development”), specified in column 2, by processes shown in 2E002 (“production”), and 2E101 (“use”) for column 1 in the “Materials Processing Table; technology for items controlled under this Deposition Techniques” following 2E003.f (see entry. (3) For “specially designed” dies, List of Items Controlled), and “specially molds and tooling, see ECCNs 0B501, designed” automated handling, positioning, 0B602, 0B606, 1B003, 9B004, and manipulation and control “components” 9B009.(4) For additional controls on dies, therefor. molds and tooling, see ECCNs 1B101.d, 2B104 and 2B204. (5) Also see ECCNs License Requirements 2B117 and 2B999.a. Reason for Control: NS, AT Related Definitions: N/A Items: Country Chart (See Control(s) Supp. No. 1 to part a. A controlled thermal environment within the 738) closed cavity and possessing a chamber cavity NS applies to entire entry NS Column 2 with an inside diameter of 406 mm or more; and AT applies to entire entry AT Column 1 b. Having any of the following: List Based License Exceptions (See Part 740 for a description of all license exceptions) b.1. A maximum working pressure exceeding 207 MPa; LVS: $1000 GBS: N/A b.2. A controlled thermal environment exceeding 1,773 K (1,500 C); or List of Items Controlled

b.3. A facility for hydrocarbon impregnation Related Controls: (1) This entry does not and removal of resultant gaseous degradation control chemical vapor deposition, cathodic products. arc, sputter deposition, ion plating or ion implantation equipment, “specially Technical Note: The inside chamber designed” for cutting or machining tools. (2) dimension is that of the chamber in which both Vapor deposition equipment for the the working temperature and the working production of filamentary materials are

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controlled by 1B001 or 1B101. (3) control the deposition rate of a coating containing Chemical Vapor Deposition furnaces two or more elements; designed or modified for densification of carbon-carbon composites are controlled by d. Plasma spraying production equipment having 2B105. (4) See also 2B999.i. any of the following:

Related Definitions: N/A d.1. Operating at reduced pressure controlled Items: atmosphere (equal or less than 10 kPa measured above and within 300 mm of the gun nozzle exit) a. Chemical vapor deposition (CVD) production in a vacuum chamber capable of evacuation down equipment having all of the following: to 0.01 Pa prior to the spraying process; or

a.1. A process modified for one of the d.2. Incorporating in situ coating thickness following: control;

a.1.a. Pulsating CVD; e. Sputter deposition production equipment capable of current densities of 0.1 mA/mm2 or a.1.b. Controlled nucleation thermal higher at a deposition rate 15 µm/h or more; deposition (CNTD); or f. Cathodic arc deposition production equipment a.1.c. Plasma enhanced or plasma incorporating a grid of electromagnets for assisted CVD; and steering control of the arc spot on the cathode;

a.2. Having any of the following: g. Ion plating production equipment capable of in situ measurement of any of the following: a.2.a. Incorporating high vacuum (equal to or less than 0.01 Pa) rotating seals; or g.1. Coating thickness on the substrate and rate control; or a.2.b. Incorporating in situ coating thickness control; g.2. Optical characteristics. b. Ion implantation production equipment having beam currents of 5 mA or more; 2B006 Dimensional inspection or measuring systems, equipment, position feedback units c. Electron beam physical vapor deposition and “electronic assemblies”, as follows (see (EB-PVD) production equipment incorporating List of Items Controlled). power systems rated for over 80 kW and having any of the following: License Requirements

c.1. A liquid pool level “laser” control system Reason for Control: NS, NP, AT which regulates precisely the ingots feed rate; or Country Chart (See c.2. A computer controlled rate monitor Control(s) Supp. No. 1 to part operating on the principle of photo-luminescence 738) of the ionized atoms in the evaporant stream to NS applies to entire NS Column 2

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entry available” shall be compared to the 1.7 + NP applies to those NP Column 1 L/1,000 μm threshold. items in 2B006.a, .b.1, b.3, and .c (angular b. Linear displacement measuring instruments or displacement measuring systems, linear position feedback units, and instruments) that meet “electronic assemblies”, as follows: or exceed the technical parameters in 2B206. Note: Interferometer and optical-encoder AT applies to entire AT Column 1 measuring systems containing a “laser” are entry only specified by 2B006.b.3.

List Based License Exceptions (See Part 740 b.1. ‘Non-contact type measuring systems’ for a description of all license exceptions) with a ‘resolution’ equal to or less (better) than 0.2 µm within 0 to 0.2 mm of the 'measuring LVS: N/A range'; GBS: N/A Technical Notes: List of Items Controlled 1. For the purposes of 2B006.b.1, ‘non- contact type measuring systems’ are designed to Related Controls: (1) See ECCNs 2D001 and measure the distance between the probe and 2D002 for “software” for items controlled under measured object along a single vector, where this entry. (2) See ECCNs 2E001 the probe or measured object is in motion. (“development”), 2E002 (“production”), and 2. For the purposes of 2B006.b.1, 2E201 (“use”) for technology for items ‘measuring range’ means the distance between controlled under this entry. (3) Also see the minimum and maximum working distance. ECCNs 2B206 and 2B996. b.2. Linear position feedback units Related Definitions: N/A “specially designed” for machine tools and Items: having an overall “accuracy” less (better) than (800 + (600 x L/1,000)) nm (L equals effective a. Computer controlled or “numerically length in mm); controlled” Coordinate Measuring Machines (CMM), having a three dimensional length b.3. Measuring systems having all of the (volumetric) maximum permissible error of following: length measurement (E0,MPE) at any point within the operating range of the machine (i.e., within b.3.a. Containing a “laser”; the length of axes) equal to or less (better) than (1.7 + L/1,000) μm (L is the measured length in b.3.b. A ‘resolution’ over their full scale of mm) according to ISO 10360-2 (2009); 0.200 nm or less (better); and

Technical Note: The E0,MPEof the most b.3.c. Capable of achieving a “measurement accurate configuration of the CMM specified by uncertainty” equal to or less (better) than (1.6 + the manufacturer (e.g., best of the following: L/2,000) nm (L is the measured length in mm) at Probe, stylus length, motion parameters, any point within a measuring range, when environment) and with “all compensations compensated for the refractive index of air and

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measured over a period of 30 seconds at a Country Chart (See temperature of 20±0.01oC; or Control(s) Supp. No. 1 to part 738) Technical Note: For the purposes of 2B006.b, NS applies to entire entry NS Column 2 ‘resolution’ is the least increment of a NP applies to equipment NP Column 1 measuring device; on digital instruments, the that meets or exceeds the least significant bit. criteria in ECCNs 2B207 AT applies to entire entry AT Column 1 b.4. “Electronic assemblies” “specially designed” to provide feedback capability in List Based License Exceptions (See Part 740 for systems controlled by 2B006.b.3; a description of all license exceptions) c. Rotary position feedback units “specially LVS: $5000, except 2B007.b and .c designed” for machine tools or angular GBS: N/A displacement measuring instruments, having an angular position “accuracy” equal to or less List of Items Controlled (better) than 0.9 second of arc; Related Controls: (1) See ECCN 2D001 for Note: 2B006.c does not control optical “software” for items controlled under this instruments, such as autocollimators, using entry. (2) See ECCNs 2E001 collimated light (e.g., “laser” light) to detect (“development”), 2E002 (“production”), and angular displacement of a mirror. 2E201 (“use”) for technology for items controlled under this entry. (3) Also see d. Equipment for measuring surface roughness ECCNs 2B207, 2B225 and 2B997. (including surface defects), by measuring optical Related Definitions: N/A scatter with a sensitivity of 0.5 nm or less Items: (better). a. [Reserved] Note: 2B006 includes machine tools, other than those specified by 2B001, that can be used b. “Specially designed” to comply with national as measuring machines, if they meet or exceed the safety standards applicable to potentially criteria specified for the measuring machine explosive munitions environments; function. Note: 2B007.b does not apply to “robots” “specially designed” for paint-spraying booths. 2B007 “Robots” having any of the following characteristics described in the List of Items c. “Specially designed” or rated as radiation- Controlled and “specially designed” hardened to withstand a total radiation dose controllers and “end-effectors” therefor. greater than 5 x 103 Gy (silicon) without operational degradation; or License Requirements Technical Note: The term Gy (silicon) Reason for Control: NS, NP, AT refers to the energy in Joules per kilogram absorbed by an unshielded silicon sample when exposed to ionizing radiation.

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Technical Note: A ‘compound rotary table’ d. “Specially designed” to operate at altitudes is a table allowing the workpiece to rotate and tilt exceeding 30,000 m. about two non-parallel axes.

d. “Tilting spindles” having all of the 2B008 ‘Compound rotary tables’ and “tilting following: spindles”, “specially designed” for machine tools, as follows (see List of Items Controlled). d.1. Designed for machine tools for turning, milling or grinding; and License Requirements d.2. Designed to be coordinated Reason for Control: NS, AT simultaneously for “contouring control”.

Country Chart (See Control(s) Supp. No. 1 to part 2B009 Spin-forming machines and 738) flow-forming machines, which, according to NS applies to entire entry NS Column 2 the manufacturer's technical specifications, AT applies to entire entry AT Column 1 can be equipped with “numerical control” units or a computer control and having all of List Based License Exceptions (See Part 740 for the following characteristics (see List of Items a description of all license exceptions) Controlled).

LVS: N/A License Requirements GBS: N/A Reason for Control: NS, MT, NP, AT List of Items Controlled Country Chart Related Controls: See also 2B998 Control(s) (See Supp. No. Related Definition: N/A 1 to part 738) Items: NS applies to entire entry NS Column 2 MT applies to: spin-forming MT Column 1 a. [Reserved] machines combining the functions of spin-forming and b. [Reserved] flow-forming; and flow-forming machines that meet or exceed the c. ‘Compound rotary tables’ having all of the parameters of 2B009.a and following: 2B109 NP applies to flow-forming NP Column 1 c.1. Designed for machine tools for turning, machines, and spin-forming milling or grinding; and machines capable of flow- forming functions, that meet or c.2. Two rotary axes designed to be exceed the parameters of 2B209 coordinated simultaneously for “contouring AT applies to entire entry AT Column 1 control”.

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List Based License Exceptions (See Part 740 for “production” of the items controlled in ECCN a description of all license exceptions) 0A501.a through .x or USML Category I and controlled in ECCN 0B602 if they are of the kind LVS: N/A exclusively designed for use in the manufacture GBS: N/A of items in ECCN 0A602 or USML Category II.

List of Items Controlled

Related Controls: (1) See ECCN 2D001 for “software” for items controlled under this entry. (2) See ECCNs 2E001 2B104 “Isostatic presses”, other than those (“development”), 2E002 (“production”), and controlled by 2B004, having all of the 2E101 (“use”) for technology for items following characteristics (see List of Items controlled under this entry. (3) Also see Controlled). ECCNs 2B109 and 2B209 for additional flow-forming machines for MT and NP License Requirements reasons. Related Definitions: N/A Reason for Control: MT, NP, AT Items: Country Chart a. Three or more axes which can be coordinated Control(s) (See Supp. No. 1 simultaneously for “contouring control”; and to part 738) MT applies to entire entry MT Column 1 b. A roller force more than 60 kN. NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 Technical Note: For the purpose of 2B009, machines combining the function of spin-forming List Based License Exceptions (See Part 740 for and flow-forming are regarded as flow-forming a description of all license exceptions) machines. LVS: N/A GBS: N/A 2B018 Equipment on the Wassenaar Arrangement Munitions List. List of Items Controlled

No commodities currently are controlled by this Related Controls: (1) See ECCN 2D101 for entry. Commodities formerly controlled by “software” for items controlled under this paragraphs .a through .d, .m, and .s of this entry entry. (2) See ECCNs 2E001 are controlled in ECCN 0B606. Commodities (“development”), 2E002 (“production”), and formerly controlled by paragraphs .e through .l of 2E101 (“use”) for technology for items this entry are controlled by ECCN 0B602. controlled under this entry. (3) Also see Commodities formerly controlled by paragraphs ECCNs 2B004, 2B204, and 2B117. .o through .r of this entry are controlled by ECCN Related Definitions: The inside chamber 0B501. Commodities formerly controlled by dimension is that of the chamber in which paragraph .n of this entry are controlled in ECCN both the working temperature and the 0B501 if they are “specially designed” for the working pressure are achieved and does not

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include fixtures. That dimension will be the entry. (2) See ECCNs 2E001 smaller of either the inside diameter of the (“development”), 2E002 (“production”), and pressure chamber or the inside diameter of 2E101 (“use”) for technology for items the insulated chamber, depending on which controlled under this entry. (3) Also see of the two chambers is located inside the ECCNs 2B005, 2B117, 2B226, and 2B227. other. Related Definitions: N/A Items: Items: a. Maximum working pressure equal to or greater The list of items controlled in contained in the than 69 MPa; ECCN heading. b. Designed to achieve and maintain a controlled thermal environment of 873 K (600 C) or 2B109 Flow forming machines, other than greater; and those controlled by 2B009, as follows (see List of Items Controlled). c. Possessing a chamber cavity with an inside diameter of 254 mm or greater. License Requirements

Reason for Control: MT, NP, AT 2B105 Chemical vapor deposition (CVD) furnaces, other than those controlled by Country Chart 2B005.a, designed or modified for the Control(s) (See Supp. No. 1 to densification of carbon-carbon composites. part 738) MT applies to entire entry MT Column 1 License Requirements NP applies to items NP Column 1 controlled by this entry that Reason for Control: MT, AT meet or exceed the technical parameters in 2B209 Country Chart AT applies to entire entry AT Column 1 Control(s) (See Supp. No. 1 to part 738) List Based License Exceptions (See Part 740 for MT applies to entire entry MT Column 1 a description of all license exceptions) AT applies to entire entry AT Column 1 LVS: N/A List Based License Exceptions (See Part 740 for GBS: N/A a description of all license exceptions) List of Items Controlled LVS: N/A GBS: N/A Related Controls: (1) See ECCN 2D101 for “software” for items controlled under this List of Items Controlled entry. (2) See ECCNs 2E001 (“development”), 2E002 (“production”), and Related Controls: (1) See ECCN 2D101 for 2E101 (“use”) for technology for items “software” for items controlled under this

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controlled under this entry. (3) Also see Country Chart ECCNs 2B009 and 2B209. Control(s) (See Supp. No. 1 to part 738) Related Definitions: N/A MT applies to entire entry MT Column 1 Items: NP applies to vibration test NP Column 1 systems in 2B116.a and to all a. Flow-forming machines, usable in the items in 2B116.b, .c, and .d.. “production” of propulsion components and AT applies to entire entry AT Column 1 equipment (e.g., motor cases and interstages) for “missiles”, having all of the following: List Based License Exceptions (See Part 740 for a description of all license exceptions) a.1. Equipped with, or according to the manufacturer’s technical specification are LVS: N/A capable of being equipped with, “numerical GBS: N/A control” units or a computer control, even when not equipped with such units at delivery; and List of Items Controlled

a.2. More than two axes which can be Related Controls: (1) See ECCN 2D101 for coordinated simultaneously for “contouring “software” for items controlled under this control.” entry. (2) See ECCNs 2E001 (“development”), 2E002 (“production”), and b. “Specially designed” “parts” and 2E101 (“use”) for technology for items “components” for flow-forming machines controlled under this entry. (3) Also see controlled in 2B009 for MT reasons or 2B109.a. ECCNs 9B106 and 9B990.

Technical Note: 1. Machines combining Related Definitions: Vibration test systems the function of spin forming and flow forming are incorporating a digital controller are those for the purpose of 2B109 regarded as flow systems, the functions of which are, partly or forming machines. entirely, automatically controlled by stored and digitally coded electrical signals.

Items: 2B116 Vibration test systems and equipment, usable for rockets, missiles, or unmanned a. Vibration test systems employing feedback or aerial vehicles capable of achieving a “range” closed loop techniques and incorporating a digital equal to or greater than 300 km and their controller, capable of vibrating a system at an subsystems, and “parts” and “components” acceleration equal to or greater than 10 g rms therefor, as follows (see List of Items between 20 Hz to 2,000 Hz while imparting Controlled). forces equal to or greater than 50 kN (11,250 lbs.), measured ‘bare table’; License Requirements b. Digital controllers, combined with “specially Reason for Control: MT, NP, AT designed” vibration test “software”, with a ‘real- time control bandwidth’ greater than 5 kHz and

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designed for use with vibration test systems List Based License Exceptions (See Part 740 for described in 2B116.a; a description of all license exceptions) c. Vibration thrusters (shaker units), with or LVS: N/A without associated amplifiers, capable of GBS: N/A imparting a force equal to or greater than 50 kN (11,250 lbs.), measured ‘bare table’, and usable List of Items Controlled in vibration test systems described in 2B116.a; Related Controls: (1) See ECCN 2D101 for d. Test piece support structures and electronic “software” for items controlled under this units designed to combine multiple shaker units entry. (2) See ECCNs 2E001 into a complete shaker system capable of (“development”), 2E002 (“production”), and providing an effective combined force equal to or 2E101 (“use”) for technology for items greater than 50 kN, measured ‘bare table’, and controlled under this entry. (3) Also see usable in vibration test systems described in ECCNs 2B004, 2B005, 2B104, 2B105, and 2B116.a. 2B204.

Technical Notes: Related Definitions: N/A Items: (1) ‘Bare table’ means a flat table, or surface, with no fixture or fitting. The list of items controlled in contained in the ECCN heading. (2) ‘Real-time control bandwidth’ is defined as the maximum rate at which a controller can execute complete cycles of sampling, processing 2B119 Balancing machines and related data and transmitting control signals. equipment, as follows (see List of Items Controlled).

2B117 Equipment and process controls, other License Requirements: than those controlled by 2B004, 2B005.a, 2B104 or 2B105, designed or modified for the Reason for Control: MT, AT densification and pyrolysis of structural composite rocket nozzles and reentry vehicle Country Chart nose tips. Control(s) (See Supp. No. 1 to part 738) License Requirements MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 Reason for Control: MT, AT List Based License Exceptions (See Part 740 for Country Chart a description of all license exceptions) Control(s) (See Supp. No. 1 to part 738) LVS: N/A MT applies to entire entry MT Column 1 GBS: N/A AT applies to entire entry AT Column 1 List of Items Controlled:

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AT applies to entire entry AT Column 1 Related Controls: See also 7B101. Related Definitions: N/A List Based License Exceptions (See Part 740 for Items: a description of all license exceptions) a. Balancing machines having all the following LVS: N/A characteristics: GBS: N/A

a.1. Not capable of balancing List of Items Controlled: rotors/assemblies having a mass greater than 3 kg; Related Controls: (1) Rate tables not a.2. Capable of balancing rotors/assemblies controlled by 2B120 and providing the at speeds greater than 12,500 rpm; characteristics of a positioning table are to be evaluated according to 2B121. (2) a.3. Capable of correcting unbalance in two Equipment that has the characteristics planes or more; and specified in 2B121, which also meets the characteristics of 2B120 will be treated as a.4. Capable of balancing to a residual equipment specified in 2B120. (3) See also specific unbalance of 0.2 g mm per kg of rotor 2B008, 2B121, 7B101 and 7B994. mass. Related Definitions: N/A Note: 2B119.a. does not control balancing Items: machines designed or modified for dental or other medical equipment. a. Two or more axes; b. Indicator heads designed or modified for use b. Designed or modified to incorporate slip rings with machines specified in 2B119.a. or integrated non-contact devices capable of transferring electrical power, signal information, Note: Indicator heads are sometimes known or both; and as balancing instrumentation. c. Having any of the following characteristics:

2B120 Motion simulators or rate tables c.1. For any single axis having all of the (equipment capable of simulating motion), following: having all of the following characteristics (see List of Items Controlled). c.1.a. Capable of rates of rotation of 400 degrees/s or more, or 30 degrees/s or less; and License Requirements: c.1.b. A rate resolution equal to or less Reason for Control: MT, AT than 6 degrees/s and an accuracy equal to or less than 0.6 degrees/s; or Country Chart Control(s) (See Supp. No. 1 c.2. Having a worst-case rate stability equal to part 738) to or better (less) than plus or minus 0.05% MT applies to entire entry MT Column 1 averaged over 10 degrees or more; or

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than 5 arc-second. c.3. A positioning “accuracy” equal to or better than 5 arc-second. Note: 2B121 does not control rotary tables designed or modified for machine tools or for Note: 2B120 does not control rotary tables medical equipment. For controls on machine designed or modified for machine tools or for tool rotary tables see 2B008. medical equipment. For controls on machine tool rotary tables see 2B008. 2B122 Centrifuges capable of imparting accelerations greater than 100 g and designed 2B121 Positioning tables (equipment capable or modified to incorporate slip rings or of precise rotary position in any axis), other integrated non-contact devices capable of than those controlled in 2B120, having all the transferring electrical power, signal following characteristics (See List of Items information, or both. Controlled). License Requirements: License Requirements: Reason for Control: MT, AT Reason for Control: MT, AT

Country Chart Country Chart Control(s) (See Supp. No. 1 Control(s) (See Supp. No. 1 to part 738) to part 738) MT applies to entire entry MT Column 1 MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for a description of all license exceptions) a description of all license exceptions)

LVS: N/A LVS: N/A GBS: N/A GBS: N/A

List of Items Controlled: List of Items Controlled

Related Controls: (1) Equipment that has the Related Controls: See also 7B101. characteristics specified in 2B121, which Related Definitions: N/A also meets the characteristics of 2B120 will Items: be treated as equipment specified in 2B120. (2) See also 2B008, 2B120, 7B101 and The list of items controlled is contained in the 7B994. ECCN heading. Related Definitions: N/A Items: a. Two or more axes; and 2B201 Machine tools, and any combination thereof, other than those controlled by 2B001, b. A positioning “accuracy” equal to or better for removing or cutting metals, ceramics or

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“composites,” which, according to d. Extruder worms; manufacturer’s technical specifications, can be equipped with electronic devices for Technical Note: The identified positioning simultaneous “contouring control” in two or accuracy values in this entry are based on ISO more axes. 230/2(2006), which equates to the values based on ISO 230/2 (1988) that are used by the Nuclear License Requirements Supplier’s Group (NSG). In 2B201.a and .b.1, this results in a change from 6 µm to 4.5 µm. In Reason for Control: NP, AT paragraph .b of the Note to 2B201.b, the resulting change is from 30 µm to 22.5 µm, In 2B201.c, the Country Chart resulting change is from 4 µm to 3 µm. Control(s) (See Supp. No. 1 to part 738) a. Machine tools for turning, that have NP applies to entire entry NP Column 1 positioning accuracies according to ISO 230/2 AT applies to entire entry AT Column 1 (2006) with all compensations available better (less) than 4.5 µm along any linear axis (overall List Based License Exceptions (See Part 740 for positioning) for machines capable of machining a description of all license exceptions) diameters greater than 35 mm;

LVS: N/A Note to 2B201.a: 2B201.a. does not control GBS: N/A bar machines (Swissturn), limited to machining only bar feed thru, if maximum bar diameter is List of Items Controlled equal to or less than 42 mm and there is no capability of mounting chucks. Machines may Related Controls: (1) See ECCNs 2D002 have drilling and/or milling capabilities for and 2D202 for “software” for items machining “parts” with diameters less than 42 controlled by this entry. “Numerical mm. control” units are controlled by their associated “software”. (2) See ECCNs b. Machine tools for milling, having any of the 2E001 (“development”), 2E002 following characteristics: (“production”), and 2E201 (“use”) for technology for items controlled under this b.1. Positioning accuracies according to ISO entry. (3) Also see ECCNs 2B001 and 230/2 (2006) with “all compensations available” 2B991. equal to or less (better) than 4.5 µm along any linear axis (overall positioning); Related Definitions: N/A Items: b.2. Two or more contouring rotary axes; or

Note: 2B201 does not control special b.3. Five or more axes which can be purpose machine tools limited to the manufacture coordinated simultaneously for “contouring of any of the following parts: control.”

a. Gears; Note to 2B201.b: 2B201.b does not control b. Crank shafts or cam shafts; milling machines having the following c. Tools or cutters; characteristics:

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a. X-axis travel greater than 2 m; and 2B204 “Isostatic presses”, other than those controlled by 2B004 or 2B104, and related b. Overall positioning accuracy according to equipment, as follows (see List of Items ISO 230/2 (2006) on the x-axis more (worse) than Controlled). 22.5 µm. License Requirements c. Machine tools for grinding, having any of the following characteristics: Reason for Control: NP, AT

c.1. Positioning accuracies according to Country Chart ISO 230/2 (2006) with “all compensations Control(s) (See Supp. No. 1 available” equal to or less (better) than 3 µm to part 738) along any linear axis (overall positioning); NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 c.2. Two or more contouring rotary axes; or List Based License Exceptions (See Part 740 for a description of all license exceptions) c.3. Five or more axes which can be coordinated simultaneously for “contouring LVS: N/A control.” GBS: N/A

Note to 2B201.c: 2B201.c does not control List of Items Controlled the following grinding machines: Related Controls: (1) See ECCN 2D201 for a. Cylindrical external, internal, and “software” for items controlled under this external-internal grinding machines having all of entry. (2) See ECCNs 2E001 the following characteristics: (“development”), 2E002 (“production”), and 2E201 (“use”) for technology for items 1. Limited to a maximum workpiece controlled under this entry. (3) Also see capacity of 150 mm outside diameter or length; ECCNs 2B004 and 2B104. and Related Definitions: The inside chamber 2. Axes limited to x, z and c. dimension is that of the chamber in which both the working temperature and working b. Jig grinders that do not have a z-axis pressure are achieved and does not include or a w-axis with an overall positioning accuracy fixtures. That dimension will be the smaller less (better) than 3 microns. Positioning of either the inside diameter of the pressure accuracy is according to ISO 230/2 (2006). chamber or the inside diameter of the insulated chamber, depending on which of Technical Note: 2B201.b.3 and c.3 include the two chambers is located inside the other. machines based on a parallel linear kinematic design (e.g. hexapods) that have 5 or more axes Items: none of which are rotary axes. a. “Isostatic presses” having both of the following

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characteristics: Items:

a.1. Capable of achieving a maximum Control Notes to ECCN 2B206: working pressure of 69 MPa or greater; and (1) Machine tools that can be used as measuring machines are controlled by ECCN 2B206 if they a.2. A chamber cavity with an inside diameter meet or exceed the control parameters specified in excess of 152 mm; in this entry for the measuring machine function. (2) The machines described in ECCN 2B206 are b. Dies, molds and controls, “specially designed” controlled by this entry if they exceed the for “isostatic presses” controlled by 2B204.a. specified control threshold anywhere in their operating range.

2B206 Dimensional inspection machines, Technical Note to ECCN 2B206: All instruments or systems, other than those parameters of measurement values in this entry described in 2B006, as follows (see List of represent plus/minus, i.e., not total band. Items Controlled). a. Computer controlled or numerically controlled License Requirements coordinate measuring machines (CMM) with either of the following characteristics: Reason for Control: NP, AT a.1. Having only two axes with a maximum Country Chart permissible error of length measurement along Control(s) (See Supp. No. 1 any axis (one dimension), identified as any to part 738) combination of E0x MPE, E0y MPE or E0z MPE, NP applies to entire entry NP Column 1 equal to or less (better) than (1.25 + L/1000) µm AT applies to entire entry AT Column 1 (where L is the measured length in mm) at any point within the operating range of the machine List Based License Exceptions (See Part 740 for (i.e., within the length of the axis), according to a description of all license exceptions) ISO 10360-2 (2009); or

LVS: N/A a.2. Having three or more axes with a three GBS: N/A dimensional (volumetric) maximum permissible error of length measurement, identified as E0, List of Items Controlled MPE, equal to or less (better) than (1.7 + L/800) µm (where L is the measured length in mm) at Related Controls: (1) See ECCNs 2D002 any point within the operating range of the and 2D201 for “software” for items machine (i.e., within the length of the axis), controlled under this entry. (2) See ECCNs according to ISO 10360-2 (2009). 2E001 (“development”), 2E002 (“production”), and 2E201 (“use”) for Technical Note to 2B206.a.2: The E0, MPE technology for items controlled under this of the most accurate configuration of the CMM entry. (3) Also see ECCNs 2B006 and specified according to ISO 10360-2 (2009) by the 2B996. manufacturer (e.g., best of the following: Probe, stylus length, motion parameters, environment) Related Definitions: N/A and with all compensations available shall be

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compared to the 1.7 + L/800 µm threshold. d.1. Having any of the following: b. Systems for simultaneous linear-angular d.1.a. “Linearity” equal to or less inspection of hemishells, having both of the (better) than 0.1% measured from 0 to the full following characteristics: operating range, for LVDTs with a full operating range up to and including ± 5 mm; or b.1. “Measurement uncertainty” along any linear axis equal to or less (better) than 3.5 µm d.1.b. “Linearity” equal to or less per 5 mm; and (better) than 0.1% measured from 0 to 5 mm for LVDTs with a ‘full operating range’ greater than b.2. “Angular position deviation” equal to or ± 5 mm; and less than 0.02°. d.2. Drift equal to or less (better) than 0.1% c. Linear displacement measuring systems having per day at a standard ambient test room both of the following characteristics: temperature ± 1 K.

c.1. Containing a “laser;” and 2B207 “Robots,” “end-effectors” and control c.2. Capable of maintaining, for at least 12 units, other than those controlled by 2B007, as hours over a temperature range of ± 1 K around a follows (see List of Items Controlled). standard temperature and a standard pressure, both: License Requirements

c.2.a. A “resolution” over their full scale Reason for Control: NP, AT of 0.1µm or better; and Country Chart c.2.b. A “measurement uncertainty” Control(s) (See Supp. No. 1 equal to or better (less) than (0.2 + L/2000) µm to part 738) (L is the measured length in millimeters). NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 Control Note to 2B206.c: 2B206.c does not control measuring interferometer systems, List Based License Exceptions (See Part 740 for without closed or open loop feedback, containing a description of all license exceptions) a “laser” to measure slide movement errors of machine tools, dimensional inspection machines, LVS: N/A or similar equipment. GBS: N/A

Technical Note to 2B206.c: In 2B206.c, List of Items Controlled “linear displacement” means the change of distance between the measuring probe and the Related Controls: (1) See ECCN 2D201 for measured object. “software” for items controlled under this entry. (2) See ECCNs 2E001 d. Linear Variable Differential Transformer (“development”), 2E002 (“production”), and (LVDT) systems having all of the following: 2E201 (“use”) for technology for items controlled under this entry. (3) Also see

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ECCNs 2B007, 2B225, and 2B997. entry. (2) See ECCNs 2E001 Related Definitions: N/A (“development”), 2E002 (“production”), and 2E201 (“use”) for technology for items ECCN Controls: This entry does not control controlled under this entry. (3) Also see “robots” “specially designed” for non- ECCNs 2B009 and 2B109. nuclear industrial applications, such as Related Definitions: N/A automobile paint-spraying booths. Items: Items: a. Machines having both of the following a. “Robots” or “end-effectors” “specially characteristics: designed” to comply with national safety standards applicable to handling high explosives a.1. Three or more rollers (active or guiding); (for example, meeting electrical code ratings for and high explosives); a.2. According to the manufacturer’s b. Control units “specially designed” for any of technical specifications, can be equipped with the “robots” or “end-effectors” controlled by “numerical control” units or a computer control; 2B207.a. Note: 2B209.a includes machines that have only a single roller designed to deform metal, 2B209 Flow forming machines, spin forming plus two auxiliary rollers that support the machines capable of flow forming functions, mandrel, but do not participate directly in the other than those controlled by 2B009 or deformation process. 2B109, and mandrels, as follows (see List of Items Controlled). b. Rotor-forming mandrels designed to form cylindrical rotors of inside diameter between 75 License Requirements mm and 400 mm.

Reason for Control: NP, AT Country Chart 2B225 Remote manipulators that can be used Control(s) (See Supp. No. 1 to provide remote actions in radiochemical to part 738) separation operations or hot cells, having NP applies to entire entry NP Column 1 either of the following characteristics (see List AT applies to entire entry AT Column 1 of Items Controlled).

List Based License Exceptions (See Part 740 for License Requirements a description of all license exceptions) Reason for Control: NP, AT LVS: N/A GBS: N/A Country Chart Control(s) (See Supp. No. 1 List of Items Controlled to part 738) NP applies to entire entry NP Column 1 Related Controls: (1) See ECCN 2D201 for AT applies to entire entry AT Column 1 “software” for items controlled under this

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List Based License Exceptions (See Part 740 for Country Chart a description of all license exceptions) Control(s) (See Supp. No. 1 to part 738) LVS: N/A NP applies to entire entry NP Column 1 GBS: N/A AT applies to entire entry AT Column 1

List of Items Controlled List Based License Exceptions (See Part 740 for a description of all license exceptions) Related Controls: (1) See ECCNs 2E001 (“development”), 2E002 (“production”), and LVS: N/A 2E201 (“use”) for technology for items GBS: N/A controlled under this entry. (2) Also see ECCNs 2B007 and 2B207. (3) Remote List of Items Controlled manipulators “specially designed” or prepared for use in fuel reprocessing or for Related Controls: (1) See ECCNs 2E001 use in a reactor are subject to the export (“development”), 2E002 (“production”), and licensing authority of the Nuclear Regulatory 2E201 (“use”) for technology for items Commission (see 10 CFR part 110). controlled under this entry. (2) Also see Related Definitions: N/A ECCN 2B227 and Category 3B. Items: Related Definitions: N/A a. A capability of penetrating 0.6 m or more of hot cell wall (through-the-wall operation); or ECCN Controls: 2B226.a does not control furnaces designed for the processing of b. A capability of bridging over the top of a hot semiconductor wafers. cell wall with a thickness of 0.6 m or more (over- the-wall operation). Items:

Technical Note: Remote manipulators a. Furnaces having all of the following provide translation of human operator actions to characteristics: a remote operating arm and terminal fixture. They may be of “master/slave” type or operated a.1. Capable of operation above 1,123 K (850 by joystick or keypad. C);

a.2. Induction coils 600 mm or less in 2B226 Controlled atmosphere (vacuum or diameter; and inert gas) induction furnaces, and power supplies therefor, as follows (see List of Items a.3. Designed for power inputs of 5 kW or Controlled). more;

License Requirements b. Power supplies, with a specified power output of 5 kW or more, “specially designed” for Reason for Control: NP, AT furnaces controlled by 2B226.a.

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2B227 Vacuum or other controlled atmosphere metallurgical melting and casting b.1. A power of 50 kW or greater; and furnaces and related equipment, as follows (see List of Items Controlled). b.2. Capable of operating with melting temperatures above 1,473 K (1,200 C); License Requirements c. Computer control and monitoring systems Reason for Control: NP, AT specially configured for any of the furnaces controlled by 2B227.a or .b. Country Chart Control(s) (See Supp. No. 1 to part 738) 2B228 Rotor fabrication and assembly NP applies to entire entry NP Column 1 equipment, rotor straightening equipment, AT applies to entire entry AT Column 1 bellows-forming mandrels and dies, as follows (see List of Items Controlled). List Based License Exceptions (See Part 740 for a description of all license exceptions) License Requirements

LVS: N/A Reason for Control: NP, AT GBS: N/A Country Chart List of Items Controlled Control(s) (See Supp. No. 1 to part 738) Related Controls: (1) See ECCN 2D201 for NP applies to entire entry NP Column 1 “software” for items controlled under this AT applies to entire entry AT Column 1 entry. (2) See ECCNs 2E001 (“development”), 2E002 (“production”), and List Based License Exceptions (See Part 740 for 2E201 (“use”) for technology for items a description of all license exceptions) controlled under this entry. (2) Also see ECCN 2B226. LVS: N/A Related Definitions: N/A GBS: N/A Items: List of Items Controlled a. Arc remelt and casting furnaces having both of the following characteristics: Related Controls: See ECCNs 2E001 (“development”), 2E002 (“production”), and a.1. Consumable electrode capabilities 2E201 (“use”) for technology for items between 1,000 cm3 and 20,000 cm3; and controlled under this entry. Related Definitions: N/A a.2. Capable of operating with melting Items: temperatures above 1,973 K (1,700 C); a. Rotor assembly equipment for assembly of gas b. Electron beam melting furnaces and plasma centrifuge rotor tube sections, baffles, and end- atomization and melting furnaces, having both of caps; the following characteristics:

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Note: 2B228.a includes precision Country Chart mandrels, clamps, and shrink fit machines. Control(s) (See Supp. No. 1 to part 738) b. Rotor straightening equipment for alignment of NP applies to entire entry NP Column 1 gas centrifuge rotor tube sections to a common AT applies to entire entry AT Column 1 axis; List Based License Exceptions (See Part 740 for Technical Note: The rotor straightening a description of all license exceptions) equipment in 2B228.b normally consists of precision measuring probes linked to a computer LVS: N/A that subsequently controls the action of, for GBS: N/A example, pneumatic rams used for aligning the rotor tube sections. List of Items Controlled c. Bellows-forming mandrels and dies for Related Controls: (1) See ECCN 2D201 for producing single-convolution bellows. “software” for items controlled under this entry. (2) See ECCNs 2E001 Technical Note: In 2B228.c, the bellows (“development”), 2E002 (“production”), and have all of the following characteristics: 2E201 (“use”) for technology for items controlled under this entry. 1. Inside diameter between 75 mm and 400 mm; Related Definitions: N/A

2. Length equal to or greater than 12.7 Items: mm; a. Centrifugal balancing machines designed for 3. Single convolution depth greater balancing flexible rotors having a length of 600 than 2 mm; and mm or more and having all of the following characteristics: 4. Made of high-strength aluminum alloys, maraging steel or high strength a.1. Swing or journal diameter greater than 75 “fibrous or filamentary materials”. mm;

a.2. Mass capability of from 0.9 to 23 kg; and 2B229 Centrifugal multiplane balancing machines, fixed or portable, horizontal or a.3. Capable of balancing speed of revolution vertical, as follows (see List of Items greater than 5,000 r.p.m.; Controlled). b. Centrifugal balancing machines designed for License Requirements balancing hollow cylindrical rotor “parts” or “components” and having all of the following Reason for Control: NP, AT characteristics:

b.1. Journal diameter greater than 75 mm;

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b.2. Mass capability of from 0.9 to 23 kg; protected by aluminum, aluminum alloy, aluminum oxide (alumina or sapphire), nickel, b.3. A minimum achievable residual specific nickel alloy with more than 60% nickel by unbalance equal to or less than 10 g-mm/kg per weight, or fully fluorinated hydrocarbon plane; and polymers;

b.4. Belt drive type. b. Seals, if any, essential for sealing the pressure sensing element, and in direct contact with the process medium, made of or protected by 2B230 All types of “pressure transducers” aluminum, aluminum alloy, aluminum oxide capable of measuring absolute pressures and (alumina or sapphire), nickel, nickel alloy with having all of the characteristics described in more than 60% nickel by weight, or fully this ECCN (see List of Items Controlled). fluorinated hydrocarbon polymers; and

License Requirements c. Either of the following characteristics:

Reason for Control: NP, AT c.1. A full scale of less 13 kPa and an “accuracy” of better than ± 1% of full scale; or Country Chart Control(s) (See Supp. No. 1 c.2. A full scale of 13 kPa or greater and an to part 738) “accuracy” of better than ± 130 Pa when NP applies to entire entry NP Column 1 measuring at 13 kPa. AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for 2B231 Vacuum pumps having all of the a description of all license exceptions) characteristics described in this ECCN (see List of Items Controlled). LVS: N/A GBS: N/A License Requirements

List of Items Controlled Reason for Control: NP, AT

Related Controls: See ECCNs 2E001 Country Chart (“development”), 2E002 (“production”), and Control(s) (See Supp. No. 1 2E201 (“use”) for technology for items to part 738) controlled under this entry. NP applies to entire entry NP Column 1 Related Definitions: (1) For purposes of this AT applies to entire entry AT Column 1 entry, “pressure transducers” are devices that convert pressure measurements into a signal. List Based License Exceptions (See Part 740 for (2) For purposes of this entry, “accuracy” a description of all license exceptions) includes non-linearity, hysteresis and repeatability at ambient temperature. LVS: N/A Items: GBS: N/A a. Pressure sensing elements made of or List of Items Controlled

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NP applies to entire entry NP Column 1 Related Controls: (1) See ECCNs 2E001 AT applies to entire entry AT Column 1 (“development”), 2E002 (“production”), and 2E201 (“use”) for technology for items List Based License Exceptions (See Part 740 for controlled under this entry. (2) Also see a description of all license exceptions) bellows-sealed scroll-type compressors and bellows-sealed scroll-type vacuum pumps LVS: N/A controlled under ECCN 2B233. (3) Vacuum GBS: N/A pumps “specially designed” or prepared for the separation of uranium isotopes are subject List of Items Controlled to the export licensing authority of the Nuclear Regulatory Commission (see 10 Related Controls: See ECCNs 2E001 CFR part 110). (“development”), 2E002 (“production”), and 2E201 (“use”) for technology for items Related Definitions: (1) The pumping speed controlled under this entry. is determined at the measurement point with nitrogen gas or air. (2) The ultimate vacuum Related Definitions: N/A is determined at the input of the pump with Items: the input of the pump blocked off. The list of items controlled is contained in the Items: ECCN heading. a. Input throat size equal to or greater than 380 mm; 2B233 Bellows-sealed scroll-type compressors and bellows-sealed scroll-type vacuum pumps b. Pumping speed equal to or greater than 15 having all of the characteristics described in m3/s; and this ECCN (see List of Items Controlled). c. Capable of producing an ultimate vacuum License Requirements better than 13.3 mPa. Reason for Control: NP, AT

2B232 High-velocity gun systems (propellant, Country Chart (See gas, coil, electromagnetic, and electrothermal Control(s) Supp. No. 1 to part types, and other advanced systems) capable of 738) accelerating projectiles to NP applies to entire entry NP Column 1 1.5 km/s or greater. AT applies to entire entry AT Column 1

License Requirements List Based License Exceptions (See Part 740 for a description of all license exceptions) Reason for Control: NP, AT LVS: N/A Country Chart GBS: N/A Control(s) (See Supp. No. 1 to part 738)

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List of Items Controlled As the moving scroll orbits the stationary scroll, the gas pockets diminish in size (i.e., they are Related Controls: See ECCNs 2E001 compressed) as they move toward the outlet port (“development”), 2E002 (“production”), and of the machine. 2E201 (“use”) for technology for items controlled under this entry. (2) Also see 2. In a bellows-sealed scroll compressor or vacuum pumps controlled under ECCN vacuum pump, the process gas is totally isolated 2B231. (3) Vacuum pumps “specially from the lubricated parts of the pump and from designed” or prepared for the separation of the external atmosphere by a metal bellows. uranium isotopes are subject to the export One end of the bellows is attached to the moving licensing authority of the Nuclear Regulatory scroll and the other end is attached to the Commission (see 10 CFR part 110). stationary housing of the pump.

Related Definitions: N/A 3. Fluoropolymers include, but are not Items: limited to, the following materials: a. Capable of an inlet volume flow rate of 50 a. Polytetrafluoroethylene (PTFE); m3/h or greater; b. Fluorinated Ethylene Propylene b. Capable of a pressure ratio of 2:1 or greater; (FEP); and c. Perfluoroalkoxy (PFA); c. Having all surfaces that come in contact with d. Polychlorotrifluoroethylene (PCTFE); the process gas made from any of the following: and e.Vinylidene fluoride- c.1. Aluminum or aluminum alloy; hexafluoropropylene copolymer.

c.2. Aluminum oxide;

c.3. Stainless steel; 2B350 Chemical manufacturing facilities and c.4. Nickel or nickel alloy; equipment, except valves controlled by 2A226, as follows (see List of Items Controlled). c.5. Phosphor bronze; or License Requirements c.6. Fluoropolymers. Reason for Control: CB, AT Technical Notes: Country Chart 1. In a scroll compressor or vacuum pump, Control(s) (See Supp. No. 1 crescent-shaped pockets of gas are trapped to part 738) between one or more pairs of intermeshed spiral CB applies to entire entry CB Column 2 vanes, or scrolls, one of which moves while the AT applies to entire entry AT Column 1 other remains stationary. The moving scroll orbits the stationary scroll; it does not rotate. License Requirement Note: This ECCN does

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not control equipment that is both: (1) “specially designed” for use in civil applications (e.g., food a.1.c. Fluoropolymers (polymeric or processing, pulp and paper processing, or water elastomeric materials with more than 35% purification) and (2) inappropriate, by the nature fluorine by weight); of its design, for use in storing, processing, producing or conducting and controlling the flow a.1.d. Glass (including vitrified or of the chemical weapons precursors controlled by enameled coating or glass lining); 1C350. a.1.e. Tantalum or tantalum alloys; List Based License Exceptions (See Part 740 for a description of all license exceptions) a.1.f. Titanium or titanium alloys;

LVS: $2,000 for all Country Group B a.1.g. Zirconium or zirconium alloys; or destinations, except those also listed under Country Group D:3 (see a.1.h. Niobium (columbium) or niobium Supplement No. 1 to part 740 of the alloys; EAR). GBS: N/A a.2. Prefabricated repair assemblies, and their specially designed components, that: List of Items Controlled a.2.a. Are designed for mechanical Related Controls: See also ECCNs attachment to glass-lined reaction vessels or 2A226, 2A992, 2A993, 2B231 and 2B999. reactors described in 2B350.a.1; and Related Definitions: For purposes of this entry the term ‘chemical warfare agents’ a.2.b. Have metallic surfaces that are includes those agents “subject to the ITAR” made from tantalum or tantalum alloys and (see 22 CFR parts 120 through 130). come in direct contact with the chemical(s) Items: being processed. a. Reaction vessels, reactors and prefabricated b. Agitators designed for use in reaction vessels repair assemblies therefor, as follows: or reactors described in 2B350.a, and impellers, blades or shafts designed for such agitators, a.1. Reaction vessels or reactors, with or where all surfaces that come in direct contact with without agitators, with total internal (geometric) the chemical(s) being processed or contained are volume greater than 0.1 m3 (100 liters) and less made from any of the following than 20 m3 (20,000 liters), where all surfaces that materials: come in direct contact with the chemical(s) being processed or contained are made from any of the b.1. Alloys with more than 25% nickel and following materials: 20% chromium by weight;

a.1.a Alloys with more than 25% nickel b.2. Nickel or alloys with more than 40% and 20% chromium by weight; nickel by weight;

a.1.b. Nickel or alloys with more than b.3. Fluoropolymers (polymeric or 40% nickel by weight; elastomeric materials with more than 35%

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fluorine by weight); alloys;

b.4. Glass (including vitrified or enameled c.2. Prefabricated repair assemblies, and their coatings or glass lining); specially designed components, that:

b.5. Tantalum or tantalum alloys; c.2.a. Are designed for mechanical attachment to glass-lined storage tanks, b.6. Titanium or titanium alloys; containers or receivers described in 2B350.c.1; and b.7. Zirconium or zirconium alloys; or c.2.b. Have metallic surfaces that are b.8. Niobium (columbium) or niobium made from tantalum or tantalum alloys and alloys. come in direct contact with the chemical(s) being processed. c. Storage tanks, containers, receivers and prefabricated repair assemblies therefor, as follows: d. Heat exchangers or condensers with a heat transfer surface area of less than 20 m2, but c.1. Storage tanks, containers or receivers greater than 0.15 m2, and tubes, plates, coils or with a total internal (geometric) volume greater blocks (cores) designed for such heat exchangers than 0.1 m3 (100 liters) where all surfaces that or condensers, where all surfaces that come in come in direct contact with the chemical(s) being direct contact with the chemical(s) being processed or contained are made from any of the processed are made from any of the following following materials: materials:

c.1.a. Alloys with more than 25% nickel d.1. Alloys with more than 25% nickel and and 20% chromium by weight; 20% chromium by weight;

c.1.b. Nickel or alloys with more than d.2. Nickel or alloys with more than 40% 40% nickel by weight; nickel by weight;

c.1.c. Fluoropolymers (polymeric or d.3. Fluoropolymers (polymeric or elastomeric materials with more than 35% elastomeric materials with more than 35% fluorine by weight); fluorine by weight);

c.1.d. Glass (including vitrified or d.4. Glass (including vitrified or enameled enameled coatings or glass lining); coatings or glass lining);

c.1.e. Tantalum or tantalum alloys; d.5. Tantalum or tantalum alloys;

c.1.f. Titanium or titanium alloys; d.6. Titanium or titanium alloys;

c.1.g. Zirconium or zirconium alloys; or d.7. Zirconium or zirconium alloys;

c.1.h. Niobium (columbium) or niobium d.8. Niobium (columbium) or niobium

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alloys. f.1. Alloys with more than 25% nickels and 20% chromium by weight; or d.9. Graphite or carbon-graphite; f.2. Nickel or alloys with more than 40% d.10. Silicon carbide; or nickel by weight.

d.11. Titanium carbide. g. Valves, as follows: e. Distillation or absorption columns of internal g.1. Valves having both of the following diameter greater than 0.1 m, and liquid characteristics: distributors, vapor distributors or liquid collectors designed for such distillation or absorption g.1.a. A nominal size greater than 1.0 cm columns, where all surfaces that come in direct (3∕8 in.); and contact with the chemical(s) being processed are made from any of the following materials: g.1.b. All surfaces that come in direct contact with the chemical(s) being produced, e.1. Alloys with more than 25% nickel and processed, or contained are made from 20% chromium by weight; materials identified in Technical Note 1 to 2B350.g. e.2. Nickel or alloys with more than 40% nickel by weight; g.2. Valves, except for valves controlled by 2B350.g.1, having all of the following e.3. Fluoropolymers (polymeric or characteristics: elastomeric materials with more than 35% fluorine by weight); g.2.a. A nominal size equal to or greater than 2.54 cm (1 inch) and equal to or less than e.4. Glass (including vitrified or enameled 10.16 cm (4 inches); coatings or glass lining); g.2.b. Casings (valve bodies) or e.5. Tantalum or tantalum alloys; preformed casing liners controlled by 2B350.g.3, in which all surfaces that come in e.6. Titanium or titanium alloys; direct contact with the chemical(s) being produced, processed, or contained are made e.7. Zirconium or zirconium alloys; from materials identified in Technical Note 1 to 2B350.g; and e.8. Niobium (columbium) or niobium alloys; or g.2.c. A closure element designed to be interchangeable. e.9. Graphite or carbon-graphite. g.3. Casings (valve bodies) and preformed f. Remotely operated filling equipment in which casing liners having both of the following all surfaces that come in direct contact with the characteristics: chemical(s) being processed are made from any of the following materials: g.3.a. Designed for valves in 2B350.g.1 or .g.2; and

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Technical Note 2 to 2B350.g: The ‘nominal g.3.b. All surfaces that come in direct size’ is defined as the smaller of the inlet and contact with the chemical(s) being produced, outlet port diameters. processed, or contained are made from materials identified in Technical Note 1 to h. Multi-walled piping incorporating a leak 2B350.g. detection port, in which all surfaces that come in direct contact with the chemical(s) being Technical Note 1 to 2B350.g: All surfaces processed or contained are made from any of the of the valves controlled by 2B350.g.1, and the following materials: casings (valve bodies) and preformed casing liners controlled by 2B350.g.3, that come in h.1. Alloys with more than 25% nickel and direct contact with the chemical(s) being 20% chromium by weight; produced, processed, or contained are made from the following materials: h.2. Nickel or alloys with more than 40% nickel by weight; a. Alloys with more than 25% nickel and 20% chromium by weight; h.3. Fluoropolymers (polymeric or elastomeric materials with more than 35% b. Nickel or alloys with more than 40% nickel fluorine by weight); by weight; h.4. Glass (including vitrified or enameled c. Fluoropolymers (polymeric or elastomeric coatings or glass lining); materials with more than 35% fluorine by weight); h.5. Tantalum or tantalum alloys;

d. Glass (including vitrified or enameled h.6. Titanium or titanium alloys; coating or glass lining); h.7. Zirconium or zirconium alloys; e. Tantalum or tantalum alloys; h.8. Niobium (columbium) or niobium f. Titanium or titanium alloys; alloys; or

g. Zirconium or zirconium alloys; h.9. Graphite or carbon-graphite.

h. Niobium (columbium) or niobium alloys; i. Multiple-seal and seal-less pumps with or manufacturer's specified maximum flow-rate greater than 0.6 m3 /hour (600 liters/hour), or i. Ceramic materials, as follows: vacuum pumps with manufacturer's specified 3 i.1. Silicon carbide with a purity of 80% maximum flow-rate greater than 5 m /hour (5000 liters/hour) (under standard temperature (273 K or more by weight; (0 °C)) and pressure (101.3 kPa) conditions), and i.2. Aluminum oxide (alumina) with a casings (pump bodies), preformed casing liners, purity of 99.9% or more by weight; or impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come into i.3. Zirconium oxide (zirconia). direct contact with the chemical(s) being

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processed are made from any of the following than 1000o C in which all surfaces in the waste materials: supply system that come into direct contact with the waste products are made from or lined with i.1. Alloys with more than 25% nickel and any of the following materials: 20% chromium by weight; j.1. Alloys with more than 25% nickel and i.2. Nickel or alloys with more than 40% 20% chromium by weight; nickel by weight; j.2. Nickel or alloys with more than 40% i.3. Fluoropolymers (polymeric or nickel by weight; or elastomeric materials with more than 35% fluorine by weight); j.3. Ceramics.

i.4. Glass (including vitrified or enameled Technical Note 1: Carbon-graphite is a coatings or glass lining); composition consisting primarily of graphite and amorphous carbon, in which the graphite is 8 i.5. Tantalum or tantalum alloys; percent or more by weight of the composition.

Technical Note 2: For the items listed in i.6. Titanium or titanium alloys; 2B350, the term ‘alloy,’ when not accompanied by a specific elemental concentration, is i.7. Zirconium or zirconium alloys; understood as identifying those alloys where the identified metal is present in a higher percentage i.8. Niobium (columbium) or niobium by weight than any other element. alloys. Technical Note 3: The materials used for i.9. Graphite or carbon-graphite; gaskets, packing, seals, screws or washers, or other materials performing a sealing function, do i.10. Ceramics; or not determine the control status of the items in this ECCN, provided that such components are i.11. Ferrosilicon (high silicon iron alloys). designed to be interchangeable.

Technical Note to 2B350.i: The seals Note: See Categories V and XIV of the referred to in 2B350.i come into direct contact United States Munitions List for all chemicals with the chemical(s) being processed (or are that are “subject to the ITAR” (see 22 CFR designed to do so), and provide a sealing function parts120 through 130). where a rotary or reciprocating drive shaft passes through a pump body. 2B351 Toxic gas monitors and monitoring j. Incinerators designed to destroy chemical systems, and their dedicated detecting “parts” warfare agents, chemical weapons precursors and “components” (i.e., detectors, sensor controlled by 1C350, or chemical munitions devices, and replaceable sensor cartridges), as having “specially designed” waste supply follows, except those systems and detectors systems, special handling facilities and an controlled by ECCN 1A004.c (see List of Items average combustion chamber temperature greater Controlled).

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such as chemical plants, rather than those License Requirements used for batch-mode operation in laboratories. Reason for Control: CB, AT Items: Country Chart Control(s) (See Supp. No. 1 a. Designed for continuous operation and usable to part 738) for the detection of chemical warfare agents or CB applies to entire entry CB Column 2 chemicals controlled by 1C350 at concentrations AT applies to entire entry AT Column 1 of less than 0.3mg/m³; or

List Based License Exceptions (See Part 740 for b. Designed for the detection of a description of all license exceptions) cholinesterase-inhibiting activity.

LVS: N/A GBS: N/A 2B352 Equipment capable of use in handling biological materials, as follows (see List of List of Items Controlled Items Controlled).

Related Controls: See ECCN 2D351 for License Requirements “software” for toxic gas monitors and monitoring systems and their dedicated Reason for Control: CB, AT detecting “parts” and “components” controlled by this ECCN. Also see ECCN Country Chart 1A004, which controls chemical detection Control(s) (See Supp. No. 1 systems and “specially designed” “parts” and to part 738) “components” therefor that are “specially CB applies to entire entry CB Column 2 designed” or modified for detection or AT applies to entire entry AT Column 1 identification of chemical warfare agents, but not “specially designed” for military use, and List Based License Exceptions (See Part 740 for ECCN 1A995, which controls certain a description of all license exceptions) detection equipment, “parts” and “components” not controlled by ECCN LVS: N/A 1A004 or by this ECCN. GBS: N/A

Related Definitions: (1) For the purposes of List of Items Controlled this entry, the term “dedicated” means committed entirely to a single purpose or Related Controls: See ECCNs 1A004 and device. (2) For the purposes of this entry, 1A995 for protective equipment that is not the term “continuous operation” describes covered by this entry. Also see ECCN the capability of the equipment to operate on 9A120 for controls on certain “UAV” line without human intervention. The intent systems designed or modified to dispense an of this entry is to control toxic gas monitors aerosol and capable of carrying elements of a and monitoring systems capable of collection payload in the form of a particulate or liquid, and detection of samples in environments other than fuel “parts” or “components” of

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such vehicles, of a volume greater than 20 fermenters, as follows: liters. b.2.a. Cultivation chambers designed to Related Definitions: (1) “Lighter than air be sterilized or disinfected in situ; vehicles” – balloons and airships that rely on hot air or on lighter-than-air gases, such as b.2.b. Cultivation chamber holding helium or hydrogen, for their lift. (2) devices; or “UAVs” – Unmanned Aerial Vehicles. (3) ‘VMD’ – Volume Median Diameter. b.2.c. Process control units capable of simultaneously monitoring and controlling Items: two or more fermentation system parameters (e.g., temperature, pH, nutrients, agitation, a. Containment facilities and related equipment, dissolved oxygen, air flow, foam control). as follows: Technical Notes to 2B352.b: 1. Fermenters a.1. Complete containment facilities at P3 or include bioreactors (including single-use P4 containment level. (disposable) bioreactors), chemostats and continuous-flow systems. Technical Note to 2B352.a.1: P3 or P4 (BL3, BL4, L3, L4) containment levels are as 2. Cultivation chamber holding devices specified in the WHO Laboratory Biosafety controlled by 2B352.b.2.b include single-use Manual (3rd edition, Geneva, 2004). cultivation chambers with rigid walls.

a.2. Equipment designed for fixed installation c. Centrifugal separators capable of the in containment facilities specified in paragraph continuous separation of pathogenic a.1 of this ECCN, as follows: microorganisms, without the propagation of aerosols, and having all of the following a.2.a. Double-door pass-through characteristics: decontamination autoclaves; c.1. One or more sealing joints within the a.2.b. Breathing air suit decontamination steam containment area; showers; c.2. A flow rate greater than 100 liters per a.2.c. Mechanical-seal or inflatable-seal hour; walkthrough doors. c.3. “Parts” or “components” of polished b. Fermenters and components as follows: stainless steel or titanium; and

b.1. Fermenters capable of cultivation of c.4. Capable of in-situ steam sterilization in micro-organisms or of live cells for the a closed state. production of viruses or toxins, without the propagation of aerosols, having a total internal Technical Note to 2B352.c: Centrifugal volume of 20 liters or greater. separators include decanters.

b.2. Components designed for such d. Cross (tangential) flow filtration equipment

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and “accessories,” as follows: e. Steam, gas or vapor sterilizable freeze-drying d.1. Cross (tangential) flow filtration equipment with a condenser capacity of 10 kg of equipment capable of separation of ice or greater in 24 hours (10 liters of water or microorganisms, viruses, toxins or cell cultures greater in 24 hours) and less than 1000 kg of ice having all of the following characteristics: in 24 hours (less than 1,000 liters of water in 24 hours). d.1.a. A total filtration area equal to or greater than 1 square meter (1 m2); and f. Spray-drying equipment capable of drying toxins or pathogenic microorganisms having all d.1.b. Having any of the following of the following characteristics: characteristics: f.1. A water evaporation capacity of ≥ 0.4 d.1.b.1. Capable of being sterilized kg/h and ≤ 400 kg/h; or disinfected in-situ; or f.2. The ability to generate a typical mean d.1.b.2. Using disposable or single- product particle size of ≤ 10 micrometers with use filtration “parts” or “components”. existing fittings or by minimal modification of the spray-dryer with atomization nozzles N.B.: 2B352.d.1 does not control reverse enabling generation of the required particle size; osmosis and hemodialysis equipment, as and specified by the manufacturer. f.3. Capable of being sterilized or d.2. Cross (tangential) flow filtration disinfected in situ. “parts” or “components” (e.g., modules, elements, cassettes, cartridges, units or plates) g. Protective and containment equipment, as with filtration area equal to or greater than 0.2 follows: square meters (0.2 m2) for each component and designed for use in cross (tangential) flow g.1. Protective full or half suits, or hoods filtration equipment controlled by 2B352.d.1. dependent upon a tethered external air supply and operating under positive pressure; Technical Note: In this ECCN, “sterilized” denotes the elimination of all viable microbes Technical Note to 2B352.g.1: 2B352.g.1 from the equipment through the use of either does not control suits designed to be worn with physical (e.g., steam) or chemical agents. self-contained breathing apparatus. “Disinfected” denotes the destruction of potential microbial infectivity in the equipment g.2. Biocontainment chambers, isolators, or through the use of chemical agents with a biological safety cabinets having all of the germicidal effect. “Disinfection” and following characteristics, for normal operation: “sterilization” are distinct from “sanitization”, the latter referring to cleaning procedures g.2.a. Fully enclosed workspace where designed to lower the microbial content of the operator is separated from the work by a equipment without necessarily achieving physical barrier; elimination of all microbial infectivity or viability. g.2.b. Able to operate at negative

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pressure; modified for fitting to “aircraft,” “lighter than air vehicles,” or “UAVs,” capable of delivering, g.2.c. Means to safely manipulate items from a liquid suspension, an initial droplet in the workspace; and ‘VMD’ of less than 50 microns at a flow rate of greater than 2 liters per minute; g.2.d. Supply and exhaust air to and from the workspace is high-efficiency particulate i.3. ‘Aerosol generating units’ “specially air (HEPA) filtered. designed” for fitting to the systems specified in paragraphs i.1 and i.2 of this ECCN. Note 1 to 2B352.g.2: 2B352.g.2 controls class III biosafety cabinets, as specified in the Technical Notes to 2B352.i: WHO Laboratory Biosafety Manual (3rd edition, Geneva, 2004) or constructed in accordance with 1. ‘Aerosol generating units’ are devices national standards, regulations or guidance. “specially designed” or modified for fitting to “aircraft” and include nozzles, rotary drum Note 2 to 2B352.g.2: 2B352.g.2 does not atomizers and similar devices.. control isolators “specially designed” for barrier nursing or transportation of infected patients. 2. This ECCN does not control spraying or fogging systems, “parts” and “components,” as h. Aerosol inhalation equipment designed for specified in 2B352.i, that are demonstrated not to aerosol challenge testing with microorganisms, be capable of delivering biological agents in the viruses or toxins, as follows: form of infectious aerosols.

h.1. Whole-body exposure chambers having 3. Volume Median Diameter ‘VMD’ for a capacity of 1 cubic meter or greater. droplets produced by spray equipment or nozzles “specially designed” for use on “aircraft” or h.2. Nose-only exposure apparatus utilizing “UAVs” should be measured using either of the directed aerosol flow and having a capacity for following methods (pending the adoption of the exposure of 12 or more rodents, or two or internationally accepted standards): more animals other than rodents, and closed animal restraint tubes designed for use with such a. Doppler “laser” method apparatus. b. Forward “laser” diffraction method. i. Spraying or fogging systems and “parts” and “components” therefor, as follows: j. Nucleic acid assemblers and synthesizers that are both: i.1. Complete spraying or fogging systems, “specially designed” or modified for fitting to j.1 Partly or entirely automated; and “aircraft,” “lighter than air vehicles,” or “UAVs,” capable of delivering, from a liquid suspension, j.2. Designed to generate continuous nucleic an initial droplet ‘VMD’ of less than 50 microns acids greater than 1.5 kilobases in length with at a flow rate of greater than 2 liters per minute; error rates less than 5% in a single run.

i.2. Spray booms or arrays of ‘aerosol generating units’, “specially designed” or 2B991 Numerical control units for machine

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tools and “numerically controlled” machine for machine tools and having any of the following tools, n.e.s. (see List of Items Controlled). characteristics:

License Requirements b.1. Interpolation in more than four axes;

Reason for Control: AT b.2. Capable of “real-time processing” of data to modify tool path, feed rate and spindle Country Chart data, during the machining operation, by any of Control(s) (See Supp. No. 1 the following: to part 738) AT applies to entire entry AT Column 1 b.2.a. Automatic calculation and modification of part program data for machining List Based License Exceptions (See Part 740 for in two or more axes by means of measuring a description of all license exceptions) cycles and access to source data; or

LVS: N/A b.2.b. “Adaptive control” with more GBS: N/A than one physical variable measured and processed by means of a computing model List of Items Controlled (strategy) to change one or more machining instructions to optimize the process. Related Controls: Also see ECCNs 2B001 and 2B201. b.3. Capable of receiving and processing Related Definitions: N/A CAD data for internal preparation of machine Items: instructions; or a. “Numerical control” units for machine tools: c. “Numerically controlled” machine tools that, according to the manufacturer's technical a.1. Having four interpolating axes that can specifications, can be equipped with electronic be coordinated simultaneously for “contouring devices for simultaneous “contouring control” in control”; or two or more axes and that have both of the following characteristics: a.2. Having two or more axes that can be coordinated simultaneously for “contouring c.1. Two or more axes that can be control” and a minimum programmable coordinated simultaneously for contouring increment better (less) than 0.001 mm; control; and

a.3. “Numerical control” units for machine c.2. Positioning accuracies according to tools having two, three or four interpolating axes ISO 230/2 (2006), with all compensations that can be coordinated simultaneously for available: “contouring control”, and capable of receiving directly (on-line) and processing c.2.a. Better than 15 m along any computer-aided-design (CAD) data for internal linear axis (overall positioning) for grinding preparation of machine instructions; or machines; b. “Motion control boards” “specially designed” c.2.b. Better than 15 m along any

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linear axis (overall positioning) for milling machines; or 2B992 Non-"numerically controlled” c.2.c. Better than 15 m along any machine tools for generating optical quality linear axis (overall positioning) for turning surfaces, (see List of Items Controlled) and machines; or “specially designed” “parts” and “components” therefor. d. Machine tools, as follows, for removing or cutting metals, ceramics or composites, that, License Requirements according to the manufacturer's technical specifications, can be equipped with electronic Reason for Control: AT devices for simultaneous “contouring control” in two or more axes: Country Chart Control(s) (See Supp. No. 1 d.1. Machine tools for turning, grinding, to part 738) milling or any combination thereof, having two AT applies to entire entry AT Column 1 or more axes that can be coordinated simultaneously for “contouring control” and List Based License Exceptions (See Part 740 for having any of the following characteristics: a description of all license exceptions)

d.1.a. One or more contouring “tilting LVS: N/A spindles”; GBS: N/A

Note: 2B991.d.1.a. applies to machine tools for grinding or milling only. List of Items Controlled

d.1.b. “Camming” (axial displacement) Related Controls: N/A in one revolution of the spindle less (better) than Related Definitions: N/A 0.0006 mm total indicator reading (TIR); Items:

Note: 2B991.d.1.b. applies to machine a. Turning machines using a single point cutting tools for turning only. tool and having all of the following characteristics: d.1.c. “Run out” (out-of-true running) in one revolution of the spindle less (better) than a.1. Slide positioning accuracy less (better) 0.0006 mm total indicator reading (TIR); than 0.0005 mm per 300 mm of travel;

d.1.d. The “positioning accuracies”, a.2. Bidirectional slide positioning with all compensations available, are less (better) repeatability less (better) than 0.00025 mm per than: 0.001 on any rotary axis; 300 mm of travel;

d.2. Electrical discharge machines (EDM) a.3. Spindle “run out” and “camming” less of the wire feed type that have five or more axes (better) than 0.0004 mm total indicator reading that can be coordinated simultaneously for (TIR); “contouring control”.

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a.4. Angular deviation of the slide LVS: N/A movement (yaw, pitch and roll) less (better) than GBS: N/A 2 seconds of arc, TIR, over full travel; and List of Items Controlled a.5. Slide perpendicularity less (better) than 0.001 mm per 300 mm of travel; Related Controls: N/A Related Definitions: N/A Technical Note: The bidirectional slide Items: positioning repeatability (R) of an axis is the maximum value of the repeatability of positioning The list of items controlled is contained in the at any position along or around the axis ECCN heading. determined using the procedure and under the conditions specified in part 2.11 of ISO 230/2: 1988. 2B996 Dimensional inspection or measuring systems or equipment not controlled by 2B006 b. Fly cutting machines having all of the or 2B206, as follows (see List of Items following characteristics: Controlled). License Requirements b.1. Spindle “run out” and “camming” less (better) than 0.0004 mm TIR; and Reason for Control: AT

b.2. Angular deviation of slide movement Country Chart (yaw, pitch and roll) less (better) than 2 seconds Control(s) (See Supp. No. 1 of arc, TIR, over full travel. to part 738) AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for a description of all license exceptions) 2B993 Gearmaking and/or finishing machinery not controlled by 2B003 capable of LVS: N/A producing gears to a quality level of better GBS: N/A than AGMA 11.

License Requirements List of Items Controlled

Reason for Control: AT Related Controls: N/A Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) a. Manual dimensional inspection machines, AT applies to entire entry AT Column 1 having both of the following characteristics:

List Based License Exceptions (See Part 740 for a.1. Two or more axes; and a description of all license exceptions) a.2. A measurement uncertainty equal to or

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less (better) than (3 + L/300) micrometer in any Country Chart axes (L measured length in mm). Control(s) (See Supp. No. 1 to part 738) AT applies to entire entry AT Column 1 2B997 “Robots” not controlled by 2B007 or 2B207 that are capable of employing feedback List Based License Exceptions (See Part 740 for information in real-time processing from one a description of all license exceptions) or more sensors to generate or modify “programs” or to generate or modify LVS: N/A numerical program data. GBS: N/A

License Requirements List of Items Controlled

Reason for Control: AT Related Controls: This entry does not control measuring interferometer systems, without Country Chart closed or open loop feedback, containing a Control(s) (See Supp. No. 1 laser to measure slide movement errors of to part 738) machine-tools, dimensional inspection AT applies to entire entry AT Column 1 machines or similar equipment. Related Definition: N/A List Based License Exceptions (See Part 740 for Items: a description of all license exceptions) a. Spindle assemblies, consisting of spindles LVS: N/A and bearings as a minimal assembly, with radial GBS: N/A (“run out”) or axial (“camming”) axis motion in one revolution of the spindle less (better) than List of Items Controlled 0.0006 mm total indicator reading (TIR);

Related Controls: N/A b. Single point diamond cutting tool inserts, Related Definitions: N/A having all of the following characteristics: Items: b.1. Flawless and chip-free cutting edge The list of items controlled is contained in the when magnified 400 times in any direction; ECCN heading. b.2. Cutting radius from 0.1 to 5 mm inclusive; and 2B998 Assemblies, circuit boards or inserts “specially designed” for machine tools b.3. Cutting radius out-of-roundness less controlled by 2B991, or for equipment (better) than 0.002 mm TIR. controlled by 2B993, 2B996 or 2B997. c. “Specially designed” printed circuit boards License Requirements with mounted “parts” or “components” capable of upgrading, according to the manufacturer's Reason for Control: AT specifications, “numerical control” units, machine tools or feed-back devices to or above

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the levels specified in ECCNs 2B991, 2B993, c. Laser welding machines; 2B996, 2B997, or 2B998. d. MIG welders;

2B999 Specific processing equipment, n.e.s., as e. E-beam welders; follows (see List of Items Controlled). f. Monel equipment, including valves, piping, License Requirements tanks and vessels;

Reason for Control: AT g. 304 and 316 stainless steel valves, piping, tanks and vessels; Control(s) Note: Fittings are considered part of AT applies to entire entry. A license is required “piping” for purposes of 2B999.g. for items controlled by this entry to North Korea for anti-terrorism reasons. The Commerce h. Mining and drilling equipment, as follows: Country Chart is not designed to determine AT licensing requirements for this entry. See h.1. Large boring equipment capable of §742.19 of the EAR for additional information. drilling holes greater than two feet in diameter;

List Based License Exceptions (See Part 740 for h.2. Large earth-moving equipment used in a description of all license exceptions) the mining industry;

LVS: N/A i. Electroplating equipment designed for coating GBS: N/A parts with nickel or aluminum;

List of Items Controlled j. Pumps designed for industrial service and for use with an electrical motor of 5 HP or greater; Related Controls: (1) See also 1B233, 2A992, 2A993, 2B001.f, 2B004, 2B009, k. Vacuum valves, piping, flanges, gaskets and 2B104, 2B109, 2B204, 2B209, 2B228, related equipment “specially designed” for use in 2B229, 2B231, and 2B350. (2) Certain high-vacuum service, n.e.s.; nuclear related processing equipment is subject to the export licensing authority of the l. Spin forming and flow forming machines, Nuclear Regulatory Commission (see 10 n.e.s.; CFR part 110). Related Definitions: N/A m. Centrifugal multiplane balancing machines, Items: n.e.s.; a. Isostatic presses, n.e.s.; n. Austenitic stainless steel plate, valves, piping, tanks and vessels. b. Bellows manufacturing equipment, including hydraulic forming equipment and bellows forming dies; C. “MATERIALS” [RESERVED]

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STA: License Exception STA may not be D. “SOFTWARE” used to ship or transmit “software”, other than that specified by ECCN 2D002, “specially designed” for the 2D001 “Software”, other than that controlled “development” or “production” of by 2D002, as follows (See list of Items equipment as follows: ECCN 2B001 Controlled). entire entry; or “Numerically controlled” or manual machine tools License Requirements as specified in 2B003 to any of the destinations listed in Country Group Reason for Control: NS, MT, NP, AT A:6 (See Supplement No.1 to part 740 of the EAR). Country Chart Control(s) (See Supp. No. 1 List of Items Controlled to part 738) NS applies to entire entry NS Column 1 Related Controls: (1) See ECCNs 2E001 (“development”) and 2E101 (“use”) for MT applies to “software” for MT Column 1 equipment controlled by technology for “software” controlled under 2B004 and 2B009 for MT this entry. (2) Also see ECCNs 2D101 and reasons. 2D201. NP applies to specially NP Column 1 Related Definitions: N/A designed or modified Items: “software” for equipment controlled by 2B001 for NP a. “Software” “specially designed” or modified reasons, and to “specially for the “development” or “production” of designed” “software” for equipment controlled by 2A001 or 2B001 to equipment controlled by 2B009; 2B004, 2B006, 2B007, or 2B009 for NP reasons. b. “Software” “specially designed” or modified for AT applies to entire entry AT Column 1 the “use” of equipment specified by 2A001.c., 2B001, or 2B003 to 2B009. Reporting Requirements Note: 2D001 does not apply to part See § 743.1 of the EAR for reporting programming “software” that generates requirements for exports under License “numerical control” codes for machining Exceptions, and Validated End-User various parts. authorizations.

List Based License Exceptions (See Part 740 for 2D002 “Software” for electronic devices, a description of all license exceptions) even when residing in an electronic device or system, enabling such devices or systems to TSR: Yes, except N/A for MT function as a “numerical control” unit, capable of coordinating simultaneously more Special Conditions for STA than 4 axes for “contouring control”.

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License Requirements 2B002, that converts optical design, workpiece measurements and material removal functions Reason for Control: NS, NP, AT into “numerical control” commands to achieve the desired workpiece form. Country Chart Control(s) (See Supp. No. 1 License Requirements to part 738) NS applies to entire entry NS Column 1 Reason for Control: NS, AT NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 Country Chart (See Control(s) Supp. No. 1 to part List Based License Exceptions (See Part 740 for 738) a description of all license exceptions) NS applies to entire entry NS Column 2 AT applies to entire entry AT Column 1 TSR: Yes List Based License Exceptions (See Part 740 for List of Items Controlled a description of all license exceptions)

Related Controls: (1) See ECCNs 2E001 TSR: Yes (“development”) and 2E201 (“use”) for technology for “software” controlled under List of Items Controlled this entry. (2) Also see ECCN 2D202. Related Definitions: N/A Related Controls: See ECCN 2E001 Items: (“development”) for technology for “software” controlled under this entry. Note 1: 2D002 does not control “software” Related Definitions: N/A “specially designed” or modified for the Items: operation of items not specified by Category 2. The list of items controlled is contained in the Note 2: 2D002 does not control “software” ECCN heading. for items specified by 2B002. See 2D001 and 2D003 for “software” for items specified by 2B002. 2D018 “Software” for the “development”, “production” or “use” of equipment Note 3: 2D002 does not apply to “software” controlled by 2B018. that is exported with, and the minimum necessary for the operation of, items not specified by No software is currently controlled under this Category 2. entry. See ECCNs 0D501, 0D602, and 0D606 for software formerly controlled under this entry. The list of items controlled is contained in the ECCN heading.

2D003 “Software”, designed or modified for 2D101 “Software” “specially designed” or the operation of equipment specified by modified for the “use” of equipment controlled

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by 2B104, 2B105, 2B109, 2B116, 2B117, or 2B119 to 2B122. Reason for Control: NP, AT

License Requirements Country Chart (See Control(s) Supp. No. 1 to part Reason for Control: MT, NP, AT 738) NP applies to entire entry NP Column 1 Country Chart AT applies to entire entry AT Column 1 Control(s) (See Supp. No. 1 to part 738) List Based License Exceptions (See Part 740 for MT applies to entire MT Column 1 a description of all license exceptions) entry NP applies to “software” NP Column 1 TSR: N/A “specially designed” for the “use” of items List of Items Controlled controlled by 2B104, 2B109, or 2B116 for NP Related Controls: (1) See ECCNs 2E001 reasons. (“development”) and 2E201 (“use”) for AT applies to entire AT Column 1 technology for “software” controlled under entry this entry. (2) Also see ECCNs 2D002 and 2D202. List Based License Exceptions (See Part 740 for Related Definitions: N/A a description of all license exceptions) ECCN Controls: “Software” “specially designed” or modified for systems controlled TSR: N/A by 2B206.b includes “software” for simultaneous measurements of wall List of Items Controlled thickness and contour. Items: Related Controls: (1) See ECCNs 2E001 (“development”) and 2E101 (“use”) for The list of items controlled is contained in the technology for “software” controlled under ECCN heading. this entry. (2) Also see ECCN 9D004. Related Definitions: N/A Items: 2D202 “Software” “specially designed” or modified for the “development”, “production” The list of items controlled is contained in the or “use” of equipment controlled by 2B201. ECCN heading. License Requirements

2D201 “Software” “specially designed” or Reason for Control: NP, AT modified for the “use” of equipment controlled by 2B204, 2B206, 2B207, 2B209, 2B227, or Country Chart (See 2B229. Control(s) Supp. No. 1 to part 738) License Requirements NP applies to entire entry NP Column 1

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AT applies to entire entry AT Column 1 (“development”) for technology for “software” controlled under this entry. List Based License Exceptions (See Part 740 for Related Definitions: N/A a description of all license exceptions) Items:

TSR: N/A The list of items controlled is contained in the ECCN heading. List of Items Controlled

Related Controls: N/A 2D351 Dedicated “software” for toxic gas Related Definitions: N/A monitors and monitoring systems, and their ECCN Controls: ECCN 2D202 does not dedicated detecting “parts” and control part programming “software” that “components,” controlled by ECCN 2B351. generates “numerical control” command codes, but does not allow direct use of License Requirements equipment for machining various parts. Items: Reason for Control: CB, AT

The list of items controlled is contained in the Country Chart (See ECCN heading. Control(s) Supp. No. 1 to part 738) CB applies to entire entry CB Column 2 2D290 “Software” “specially designed” or AT applies to entire entry AT Column 1 modified for the “development,” “production,” or “use” of items controlled by List Based License Exceptions (See Part 740 for 2A290 or 2A291. a description of all license exceptions)

License Requirements TSR: N/A

Reason for Control: NP, AT List of Items Controlled

Country Chart Related Controls: N/A Control(s) (See Supp. No. 1 to Related Definitions: (1) For the purposes of part 738) this entry, the term “dedicated” means NP applies to entire entry NP Column 2 committed entirely to a single purpose or AT applies to entire entry AT Column 1 device. (2) See Section 772.1 of the EAR for the definitions of “software,” “program,” List Based License Exceptions (See Part 740 for and “microprogram.” a description of all license exceptions) Items:

TSR: N/A The list of items controlled is contained in the ECCN heading. List of Items Controlled

Related Controls: See ECCN 2E001 2D983 “Software” “specially designed” or

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modified for the “development”, “production” or “use” of equipment controlled by 2A983. TSR: N/A

License Requirements List of Items Controlled

Reason for Control: RS, AT Related Controls: (1) “Software” “required” for the “development,” “production” or “use” Country Chart of concealed object detection equipment Control(s) (See Supp. No. 1 to operating in the frequency range from 30 part 738) GHz to 3000 GHz and having a spatial RS applies to entire entry RS Column 2 resolution less than 0.5 milliradian (a lower AT applies to entire entry AT Column 1 milliradian number means a more accurate image resolution) at a standoff distance of List Based License Exceptions (See Part 740 for 100 meters is “subject to the ITAR” (see 22 a description of all license exceptions) CFR parts 120 through 130). (2) “Software” “required” for the “development”, TSR: N/A “production” or “use” of concealed object detection equipment operating in the List of Items Controlled frequency range from 30 GHz to 3000 GHz and having a spatial resolution greater than 1 Related Controls: N/A milliradian spatial resolution (a higher Related Definitions: N/A milliradian number means a less accurate Items: image resolution) at a standoff distance of 100 meters is designated as EAR99. (3) See The list of items controlled is contained in the ECCNs 2A984 and 2E984 for related ECCN heading. commodity and technology controls.

Related Definitions: N/A 2D984 “Software” “required” for the Items: “development”, “production” or “use” of concealed object detection equipment The list of items controlled is contained in the controlled by 2A984. ECCN heading.

License Requirements

Reason for Control: RS, AT 2D991 “Software” “specially designed” for the “development”, “production”, or “use” of Country Chart (See equipment controlled by 2B991, 2B993, or Control(s) Supp. No. 1 to part 2B996, 2B997, and 2B998. 738) RS applies to entire entry RS Column 2 License Requirements AT applies to entire entry AT Column 1 Reason for Control: AT List Based License Exceptions (See Part 740 for a description of all license exceptions)

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Country Chart (See Control(s) Supp. No. 1 to part a.1. For “flexible manufacturing units” 738) (FMUs) which consist at least of equipment AT applies to entire entry AT Column 1 described in b.1 and b.2 of the definition of “flexible manufacturing unit” contained in part List Based License Exceptions (See Part 740 for 772 of the EAR; and a description of all license exceptions) a.2. Capable of generating or modifying, in TSR: N/A “real-time processing”, programs or data by using the signals obtained simultaneously by means of List of Items Controlled at least two detection techniques, such as:

Related Controls: N/A a.2.a. Machine vision (optical ranging); Related Definitions: N/A Items: a.2.b. Infrared imaging;

The list of items controlled is contained in the a.2.c. Acoustical imaging (acoustical ECCN heading. ranging);

a.2.d. Tactile measurement; 2D992 Specific “software”, as follows (see List of Items Controlled). a.2.e. Inertial positioning;

License Requirements a.2.f. Force measurement; and

Reason for Control: AT a.2.g. Torque measurement.

Country Chart (See Note: 2D992.a does not control “software” Control(s) Supp. No. 1 to part which only provides rescheduling of functionally 738) identical equipment within “flexible AT applies to entire entry AT Column 1 manufacturing units” using pre-stored part programs and a pre-stored strategy for the List Based License Exceptions (See Part 740 for distribution of the part programs. a description of all license exceptions) b. [RESERVED]. TSR: N/A

List of Items Controlled 2D993 “Software” “specially designed” or modified for the “development,” Related Controls: N/A “production,” or “use” of items controlled by Related Definitions: N/A 2A992 or 2A993. Items: License Requirements a. “Software” to provide “adaptive control” and having both of the following characteristics: Reason for Control: AT

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Country Chart (See TSR: N/A Control(s) Supp. No. 1 to part 738) List of Items Controlled AT applies to entire entry AT Column 1 Related Controls: N/A List Based License Exceptions (See part 740 for Related Definitions: N/A a description of all license exceptions) Items:

TSR: N/A The list of items controlled is contained in the ECCN heading. List of Items Controlled

Related Controls: See ECCN 2E001 (“development”) for “technology” for E. “TECHNOLOGY” “software” controlled under this entry. Related Definitions: N/A Items: 2E001 “Technology” according to the General Technology Note for the “development” of The list of items controlled is contained in the equipment or “software” controlled by 2A ECCN heading. (except 2A983, 2A984, 2A991, or 2A994), 2B (except 2B991, 2B993, 2B996, 2B997, 2B998, or 2B999), or 2D (except 2D983, 2D984, 2D994 “Software” “specially designed” for 2D991, 2D992, or 2D994). the “development” or “production” of portable electric generators controlled by License Requirements 2A994. Reason for Control: NS, MT, NP, CB, AT License Requirements Country Chart Reason for Control: AT Control(s) (See Supp. No. 1 to part 738) Control(s) NS applies to “technology” NS Column 1 for items controlled by AT applies to entire entry. A license is required 2A001, 2B001 to 2B009, for items controlled by this entry to Iran and 2D001 or 2D002 North Korea for anti-terrorism reasons. The MT applies to “technology” MT Column 1 Commerce Country Chart is not designed to for items controlled by determine licensing requirements for this entry. 2B004, 2B009, 2B104, See part 746 of the EAR for additional 2B105, 2B109, 2B116, information on Iran. See § 742.19 of the EAR for 2B117, 2B119 to 2B122, additional information on North Korea. 2D001, or 2D101 for MT reasons List Based License Exceptions (See Part 740 for NP applies to “technology” NP Column 1 a description of all license exceptions) for items controlled by

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2A225, 2A226, 2B001, controlled” or manual machine tools 2B004, 2B006, 2B007, as specified in 2B003 to any of the 2B009, 2B104, 2B109, destinations listed in Country Group 2B116, 2B201, 2B204, A:6 (See Supplement No.1 to part 2B206, 2B207, 2B209, 2B225 740 of the EAR). to 2B233, 2D001, 2D002, 2D101, 2D201 or 2D202 for List of Items Controlled NP reasons NP applies to “technology” NP Column 2 Related Controls: See also 2E101, 2E201, for items controlled by and 2E301 2A290, 2A291, or 2D290 for Related Definitions: N/A NP reasons Items: CB applies to “technology” CB Column 2 for equipment controlled by The list of items controlled is contained in the 2B350 to 2B352, valves ECCN heading. controlled by 2A226 having the characteristics of those Note: ECCN 2E001 includes “technology” controlled by 2B350.g, and for the integration of probe systems into software controlled by 2D351 coordinate measurement machines specified by AT applies to entire entry AT Column 1 2B006.a.

Reporting Requirements 2E002 “Technology” according to the General See § 743.1 of the EAR for reporting Technology Note for the “production” of requirements for exports under License equipment controlled by 2A (except 2A983, Exceptions, and Validated End-User 2A984, 2A991, or 2A994), or 2B (except 2B991, authorizations. 2B993, 2B996, 2B997, 2B998, or 2B999).

List Based License Exceptions (See Part 740 for License Requirements a description of all license exceptions) Reason for Control: NS, MT, NP, CB, AT TSR: Yes, except N/A for MT Country Chart Special Conditions for STA Control(s) (See Supp. No. 1 to part 738) STA: License Exception STA may not be NS applies to “technology” for NS Column 1 used to ship or transmit “technology” items controlled by 2A001, according to the General Technology 2B001 to 2B009. Note for the “development” of MT applies to “technology” for MT Column 1 “software” specified in the License equipment controlled by 2B004, Exception STA paragraph in the 2B009, 2B104, 2B105, 2B109, License Exception section of ECCN 2B116, 2B117, or 2B119 to 2D001 or for the “development” of 2B122 for MT reasons. equipment as follows: ECCN 2B001 NP applies to “technology” for NP Column 1 entire entry; or “Numerically equipment controlled by

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2A225, 2A226, 2B001, 2B004, 2B006, 2B007, 2B009, 2B104, Related Controls: N/A 2B109, 2B116, 2B201, 2B204, Related Definitions: N/A 2B206, 2B207, 2B209, 2B225 Items: to 2B233 for NP reasons NP applies to “technology” for NP Column 2 The list of items controlled is contained in the equipment controlled by 2A290 ECCN heading. or 2A291 for NP reasons CB applies to “technology” for CB Column 2 equipment Controlled by 2B350 2E003 Other “technology”, as follows (see to 2B352 and for valves List of Items Controlled). controlled by 2A226 having the characteristics of those License Requirements controlled by 2B350.g AT applies to entire entry AT Column 1 Reason for Control: NS, AT

Country Chart (See Control(s) Supp. No. 1 to part Reporting Requirements 738) NS applies to entire entry NS Column 1 See § 743.1 of the EAR for reporting AT applies to entire entry AT Column 1 requirements for exports under License Exceptions, and Validated End-User authorizations. List Based License Exceptions (See Part 740 for a description of all license exceptions) List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: Yes, except 2E003.b, .e and .f

TSR: Yes, except N/A for MT List of Items Controlled

Special Conditions for STA Related Controls: See 2E001, 2E002, and 2E101 for “development” and “use” STA: License Exception STA may not be technology for equipment that are designed used to ship or transmit “technology” or modified for densification of carbon- according to the General Technology carbon composites, structural composite Note for the “production” of rocket nozzles and reentry vehicle nose tips. equipment as follows: ECCN 2B001 Related Definitions: N/A entire entry; or “Numerically Items: controlled” or manual machine tools as specified in 2B003 to any of the a. [Reserved] destinations listed in Country Group A:6 (See Supplement No.1 to part b. “Technology” for metal-working 740 of the EAR). manufacturing processes, as follows:

List of Items Controlled b.1. “Technology” for the design of tools,

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 2—page 60

dies or fixtures “specially designed” for any of b.2.d.1. Temperature; the following processes: b.2.d.2. Pressure; b.1.a. “Superplastic forming”; b.2.d.3. Cycle time; b.1.b. “Diffusion bonding”; or Technical Notes: b.1.c. ‘Direct-acting hydraulic pressing’; 1. ‘Direct-acting hydraulic pressing’ is a b.2. Technical data consisting of process deformation process which uses a fluid-filled methods or parameters as listed below used to flexible bladder in direct contact with the control: workpiece.

b.2.a. “Superplastic forming” of 2. ‘Hot isostatic densification’ is a process aluminum alloys, titanium alloys or of pressurizing a casting at temperatures “superalloys": exceeding 375 K (102°C) in a closed cavity through various media (gas, liquid, solid b.2.a.1. Surface preparation; particles, etc.) to create equal force in all directions to reduce or eliminate internal voids in b.2.a.2. Strain rate; the casting.

b.2.a.3. Temperature; c. “Technology” for the “development” or “production” of hydraulic stretch-forming b.2.a.4. Pressure; machines and dies therefor, for the manufacture of airframe structures; b.2.b. “Diffusion bonding” of “superalloys” or titanium alloys: d. [Reserved]

b.2.b.1. Surface preparation; e. “Technology” for the “development” of integration “software” for incorporation of expert b.2.b.2. Temperature; systems for advanced decision support of shop floor operations into “numerical control” units; b.2.b.3. Pressure; f. “Technology” for the application of inorganic b.2.c. ‘Direct-acting hydraulic pressing’ overlay coatings or inorganic surface of aluminum alloys or titanium alloys: modification coatings (specified in column 3 of the following table) to non-electronic substrates b.2.c.1. Pressure; (specified in column 2 of the following table), by processes specified in column 1 of the following b.2.c.2. Cycle time; table and defined in the Technical Note.

b.2.d. ‘Hot isostatic densification’ of N.B. This table should be read to control the titanium alloys, aluminum alloys or technology of a particular ‘Coating Process’ only “superalloys”: when the resultant coating in column 3 is in a paragraph directly across from the relevant

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‘Substrate’ under column 2. For example, tungsten carbide (16), Silicon carbide (18)’ Chemical Vapor Deposition (CVD) ‘coating substrates. In the second case, the resultant process’ control the “technology” for a coating is not listed in the paragraph under particular application of ‘silicides’ to ‘Carbon- column 3 directly across from the paragraph carbon, Ceramic and Metal “matrix” under column 2 listing ‘Cemented tungsten “composites” substrates, but are not controlled carbide (16), Silicon carbide (18)’. for the application of ‘silicides’ to ‘Cemented

Category 2E - Materials Processing Table; Deposition Techniques

1. Coating Process (1)1 2. Substrate 3. Resultant Coating

A. Chemical Vapor Deposition “Superalloys” Aluminides for internal passages (CVD) Ceramics (19) and Silicides Low-expansion glasses(14) Carbides Dielectric layers (15) Diamond Diamond-like carbon (17)

Carbon-carbon, Ceramic, and Silicides Metal “matrix” “composites" Carbides Refractory metals Mixtures thereof (4) Dielectric layers (15) Aluminides Alloyed aluminides (2) Boron nitride

Cemented tungsten Carbides carbide (16), Tungsten Silicon carbide (18) Mixtures thereof (4) Dielectric layers (15)

Molybdenum and Molybdenum Dielectric layers (15) alloys

Beryllium and Beryllium alloys Dielectric layers (15) Diamond Diamond-like carbon (17)

1 The numbers in parenthesis refer to the Notes following this Table.

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1. Coating Process (1)1 2. Substrate 3. Resultant Coating

Sensor window materials (9) Dielectric layers (15) Diamond Diamond-like carbon (17)

B. Thermal-Evaporation Physical Vapor

1. Physical Vapor Deposition “Superalloys” Alloyed silicides (PVD): Deposition (TE-PVD) Alloyed aluminides (2) Electron-Beam MCrAlX (5) (EB-PVD) Modified zirconia (12) Silicides Aluminides Mixtures thereof (4)

Ceramics (19) and Dielectric layers (15) Low-expansion glasses (14)

Corrosion resistant steel (7) MCrAlX (5) Modified zirconia (12) Mixtures thereof (4)

Carbon-carbon, Ceramic and Silicides Metal “matrix” “composites” Carbides Refractory metals Mixtures thereof (4) Dielectric layers (15) Boron nitride

Cemented tungsten carbide (16), Carbides Silicon carbide (18) Tungsten Mixtures thereof (4) Dielectric layers (15)

Molybdenum and Molybdenum Dielectric layers (15) alloys

Beryllium and Beryllium alloys Dielectric layers (15) Borides Beryllium

Sensor window materials (9) Dielectric layers (15)

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1. Coating Process (1)1 2. Substrate 3. Resultant Coating

Titanium alloys (13) Borides Nitrides

2. Ion assisted resistive heating Ceramics (19) and Dielectric layers (15) Physical Vapor Deposition Low-expansion glasses (14) Diamond-like carbon (17) (PVD)(Ion Plating) Carbon-carbon, Ceramic and Dielectric layers (15) Metal “matrix” “composites”

Cemented tungsten carbide (16) Dielectric layers (15) Silicon carbide

Molybdenum and Molybdenum Dielectric layers (15) alloys

Beryllium and Beryllium alloys Dielectric layers (15)

Sensor window materials (9) Dielectric Layers (15) Diamond-like carbon (17)

3. Physical Vapor Deposition Ceramics (19) and Silicides (PVD): “Laser” Vaporization Low-expansion glasses (14) Dielectric layers (15) Diamond-like carbon (17)

Carbon-carbon,Ceramic and Dielectric layers (15) Metal “matrix” “composites”

Cemented tungsten carbide (16), Dielectric Layers (15) Silicon carbide

Molybdenum and Molybdenum Dielectric layers (15) alloys

Beryllium and Beryllium alloys Dielectric layers (15)

Sensor window materials (9) Dielectric layers (15) Diamond-like carbon

4. Physical Vapor Deposition “Superalloys” Alloyed silicides (PVD): Cathodic Arc Discharge. Alloyed Aluminides (2) MCrA1X (5)

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 2—page 64

1. Coating Process (1)1 2. Substrate 3. Resultant Coating

Polymers (11) and Organic Borides “matrix” “composites” Carbides Nitrides Diamond-like carbon (17)

C. Pack cementation (see A Carbon-carbon, Ceramic and Silicides above for out-of-pack Metal “matrix” “composites” Carbides cementation) (10) Mixtures thereof (4)

Titanium alloys (13) Silicides Aluminides Alloyed aluminides (2)

Refractory metals and alloys (8) Silicides Oxides

D. Plasma spraying “Superalloys” MCrAlX (5) Modified zirconia (12) Mixtures thereof (4) Abradable Nickel-Graphite Abradable materials containing Ni-Cr-Al Abradable Al-Si-Polyester Alloyed aluminides (2)

Aluminum alloys (6) MCrAlX (5) Modified zirconia (12) Silicides Mixtures thereof (4)

Refractory metals and alloys (8), Aluminides Carbides, Corrosion resistant Silicides steel (7) MCrAlX (5) Modified zirconia (12) Mixtures thereof (4)

D. Plasma spraying (continued) Titanium alloys (13) Carbides Aluminides Silicides Alloyed aluminides (2)

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 2—page 65

1. Coating Process (1)1 2. Substrate 3. Resultant Coating Abradable Nickel Graphite Abradable materials containing Ni-Cr-Al Abradable Al-Si-Polyester

E. Slurry Deposition Refractory metals and alloys (8) Fused silicides Fused aluminides except for resistance heating elements

Carbon-carbon, Ceramic and Silicides Metal “matrix” “composites” Carbides Mixtures thereof (4)

F. Sputter Deposition “Superalloys” Alloyed silicides Alloyed aluminides (2) Noble metal modified aluminides (3) MCrAlX (5) Modified zirconia (12) Platinum Mixtures thereof (4)

Ceramics and Low-expansion Silicides glasses (14) Platinum Mixtures thereof (4) Dielectric layers (15) Diamond-like carbon (17)

Titanium alloys (13) Borides Nitrides Oxides Silicides Aluminides Alloyed aluminides (2) Carbides

F. Sputter Deposition Carbon-carbon, Ceramic and Silicides (continued) Metal “matrix” “Composites” Carbides Refractory metals Mixtures thereof (4) Dielectric layers (15) Boron nitride

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 2—page 66

1. Coating Process (1)1 2. Substrate 3. Resultant Coating

Cemented tungsten carbide (16), Carbides Silicon carbide (18) Tungsten Mixtures thereof (4) Dielectric layers (15) Boron nitride

Molybdenum and Molybdenum Dielectric layers (15) alloys

Beryllium and Beryllium alloys Borides Dielectric layers (15) Beryllium

Sensor window materials (9) Dielectric layers (15) Diamond-like carbon (17)

Refractory metals and alloys (8) Aluminides Silicides Oxides Carbides

G. Ion Implantation High temperature bearing steels Additions of Chromium,Tantalum, or Niobium (Columbium)

Titanium alloys (13) Borides Nitrides

Beryllium and Beryllium alloys Borides

Cemented tungsten carbide (16) Carbides Nitrides

Notes to Table on Deposition Techniques: coating process. It does not, however, include the multiple use of single-step pack cementation 1. The term “coating process” includes processes to achieve alloyed aluminides. coating repair and refurbishing as well as original coating. 3. The term “noble metal modified aluminide” coating includes multiple-step 2. The term “alloyed aluminide coating” coatings in which the noble metal or noble metals includes single or multiple-step coatings in which are laid down by some other coating process an element or elements are deposited prior to or prior to application of the aluminide coating. during application of the aluminide coating, even if these elements are deposited by another 4. The term “mixtures thereof” includes

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 2—page 67

infiltrated material, graded compositions, hafnium fluoride. co-deposits and multilayer deposits and are obtained by one or more of the coating processes 10. Category 2 does not include specified in the Table. “technology” for single-step pack cementation of solid airfoils. 5. MCrAlX refers to a coating alloy where M equals cobalt, iron, nickel or combinations 11. “Polymers”, as follows: polyimide, thereof and X equals hafnium, yttrium, silicon, polyester, polysulfide, polycarbonates and tantalum in any amount or other intentional polyurethanes. additions over 0.01% by weight in various proportions and combinations, except: 12. “Modified zirconia” refers to additions of other metal oxides, (e.g., calcia, magnesia, yttria, a. CoCrAlY coatings which contain less hafnia, rare earth oxides) to zirconia in order to than 22% by weight of chromium, less than 7% stabilize certain crystallographic phases and by weight of aluminum and less than 2% by phase compositions. Thermal barrier coatings weight of yttrium; made of zirconia, modified with calcia or magnesia by mixing or fusion, are not controlled. b. CoCrAlY coatings which contain 22 to 24% by weight of chromium, 10 to 12% by weight 13. “Titanium alloys” refers only to of aluminum and 0.5 to 0.7% by weight of aerospace alloys having an ultimate tensile yttrium; or strength of 900 MPa or more measured at 293 K (20 C). c. NiCrAlY coatings which contain 21 to 23% by weight of chromium, 10 to 12% by weight 14. “Low-expansion glasses” refers to of aluminum and 0.9 to 1.1% by weight of yttrium. glasses which have a coefficient of thermal expansion of 1 x 10-7 K-1 or less measured at 293 6. The term “aluminum alloys” refers to K (20C). alloys having an ultimate tensile strength of 190 MPa or more measured at 293 K (20 C). 15. “Dielectric layers” are coatings constructed of multi-layers of insulator materials 7. The term “corrosion resistant steel” refers in which the interference properties of a design to AISI (American Iron and Steel Institute) 300 composed of materials of various refractive series or equivalent national standard steels. indices are used to reflect, transmit or absorb various wavelength bands. Dielectric layers 8. “Refractory metals and alloys” include the refers to more than four dielectric layers or following metals and their alloys: niobium dielectric/metal “composite” layers. (columbium), molybdenum, tungsten and tantalum. 16. “Cemented tungsten carbide” does not include cutting and forming tool materials 9. “Sensor window materials”, as follows: consisting of tungsten carbide/(cobalt, nickel), alumina, silicon, germanium, zinc sulphide, zinc titanium carbide/(cobalt, nickel), chromium selenide, gallium arsenide, diamond, gallium carbide/nickel-chromium and chromium phosphide, sapphire and the following metal carbide/nickel. halides: sensor window materials of more than 40 mm diameter for zirconium fluoride and 17. “Technology” for depositing diamond-

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like carbon on any of the following is not controlled: magnetic disk drives and heads, Note 3: The gaseous reactants used in equipment for the manufacture of disposables, the out-of-pack process are produced using the valves for faucets, acoustic diaphragms for same basic reactions and parameters as the pack speakers, engine parts for automobiles, cutting cementation process, except that the substrate to tools, punching-pressing dies, office automation be coated is not in contact with the powder equipment, microphones, medical devices or mixture. molds, for casting or molding of plastics, manufactured from alloys containing less than b. Thermal Evaporation-Physical Vapor 5% beryllium. Deposition (TE-PVD) is an overlay coating process conducted in a vacuum with a pressure 18. “Silicon carbide” does not include less than 0.1 Pa wherein a source of thermal cutting and forming tool materials. energy is used to vaporize the coating material. This process results in the condensation, or 19. Ceramic substrates, as used in this deposition, of the evaporated species onto entry, does not include ceramic materials appropriately positioned substrates. The containing 5% by weight, or greater, clay or addition of gases to the vacuum chamber during cement content, either as separate constituents or the coating process to synthesize compound in combination. coatings is an ordinary modification of the process. The use of ion or electron beams, or Technical Note to Table on Deposition plasma, to activate or assist the coating's Techniques: Processes specified in Column 1 of deposition is also a common modification in this the Table are defined as follows: technique. The use of monitors to provide in-process measurement of optical a. Chemical Vapor Deposition (CVD) is an characteristics and thickness of coatings can be overlay coating or surface modification coating a feature of these processes. Specific TE-PVD process wherein a metal, alloy, “composite”, processes are as follows: dielectric or ceramic is deposited upon a heated substrate. Gaseous reactants are decomposed 1. Electron Beam PVD uses an electron or combined in the vicinity of a substrate beam to heat and evaporate the material which resulting in the deposition of the desired forms the coating; elemental, alloy or compound material on the substrate. Energy for this decomposition or 2. Ion Assisted Resistive Heating PVD chemical reaction process may be provided by employs electrically resistive heating sources in the heat of the substrate, a glow discharge combination with impinging ion beam(s) to plasma, or “laser” irradiation. produce a controlled and uniform flux of evaporated coating species; Note 1: CVD includes the following processes: directed gas flow out-of-pack 3. “Laser” Vaporization uses either deposition, pulsating CVD, controlled nucleation pulsed or continuous wave “laser” beams to thermal decomposition (CNTD), plasma vaporize the material which forms the coating; enhanced or plasma assisted CVD processes. 4. Cathodic Arc Deposition employs a Note 2: Pack denotes a substrate consumable cathode of the material which forms immersed in a powder mixture. the coating and has an arc discharge established

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on the surface by a momentary contact of a process wherein a gun (spray torch) which ground trigger. Controlled motion of arcing produces and controls a plasma accepts powder erodes the cathode surface creating a highly or wire coating materials, melts them and propels ionized plasma. The anode can be either a cone them towards a substrate, whereon an integrally attached to the periphery of the cathode, through bonded coating is formed. Plasma spraying an insulator, or the chamber. Substrate biasing constitutes either low pressure plasma spraying is used for non line-of-sight deposition; or high velocity plasma spraying.

Note: This definition does not include Note 1: Low pressure means less than random cathodic arc deposition with non-biased ambient atmospheric pressure. substrates. Note 2: High velocity refers to nozzle-exit 5. Ion Plating is a special modification of gas velocity exceeding 750 m/s calculated at 293 a general TE-PVD process in which a plasma or K (20 C) at 0.1 MPa. an ion source is used to ionize the species to be deposited, and a negative bias is applied to the e. Slurry Deposition is a surface modification substrate in order to facilitate the extraction of coating or overlay coating process wherein a the species from the plasma. The introduction of metallic or ceramic powder with an organic reactive species, evaporation of solids within the binder is suspended in a liquid and is applied to process chamber, and the use of monitors to a substrate by either spraying, dipping or provide in-process measurement of optical painting, subsequent air or oven drying, and heat characteristics and thicknesses of coatings are treatment to obtain the desired coating. ordinary modifications of the process. f. Sputter Deposition is an overlay coating c. Pack Cementation is a surface process based on a momentum transfer modification coating or overlay coating process phenomenon, wherein positive ions are wherein a substrate is immersed in a powder accelerated by an electric field towards the mixture (a pack), that consists of: surface of a target (coating material). The kinetic energy of the impacting ions is sufficient 1. The metallic powders that are to be to cause target surface atoms to be released and deposited (usually aluminum, chromium, silicon deposited on an appropriately positioned or combinations thereof); substrate.

2. An activator (normally a halide salt); Note 1: The Table refers only to triode, and magnetron or reactive sputter deposition which is used to increase adhesion of the coating and rate 3. An inert powder, most frequently of deposition and to radio frequency (RF) alumina. augmented sputter deposition used to permit vaporization of non-metallic coating materials. Note: The substrate and powder mixture is contained within a retort which is heated to Note 2: Low-energy ion beams (less than 5 between 1,030 K (757 C) to 1,375 K (1,102 C) keV) can be used to activate the deposition. for sufficient time to deposit the coating. g. Ion Implantation is a surface modification d. Plasma Spraying is an overlay coating coating process in which the element to be

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alloyed is ionized, accelerated through a potential gradient and implanted into the surface d. Substrate surface preparation parameters, region of the substrate. This includes processes as follows: in which ion implantation is performed simultaneously with electron beam physical 1. Grit blasting parameters, as follows: vapor deposition or sputter deposition. a. Grit composition; Accompanying Technical Information to Table on Deposition Techniques: b. Grit size and shape;

1. Technical information for pretreatments of the c. Grit velocity; substrates listed in the Table, as follows: 2. Time and sequence of cleaning cycle a. Chemical stripping and cleaning bath after grit blast; cycle parameters, as follows: 3. Surface finish parameters; 1. Bath composition; 4. Application of binders to promote a. For the removal of old or defective adhesion; coatings corrosion product or foreign deposits; e. Masking technique parameters, as follows: b. For preparation of virgin substrates; 1. Material of mask;

2. Time in bath; 2. Location of mask;

3. Temperature of bath; 2. Technical information for in situ quality assurance techniques for evaluation of the 4. Number and sequences of wash cycles; coating processes listed in the Table, as follows:

b. Visual and macroscopic criteria for a. Atmosphere parameters, as follows: acceptance of the cleaned part; 1. Composition of the atmosphere; c. Heat treatment cycle parameters, as follows: 2. Pressure of the atmosphere;

1. Atmosphere parameters, as follows: b. Time parameters;

a. Composition of the atmosphere; c. Temperature parameters;

b. Pressure of the atmosphere; d. Thickness parameters;

2. Temperature for heat treatment; e. Index of refraction parameters;

3. Time of heat treatment; f. Control of composition;

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3. Technical information for post deposition 5. Coating and substrates bonding; treatments of the coated substrates listed in the Table, as follows: 6. Microstructural uniformity.

a. Shot peening parameters, as follows: c. Criteria for optical properties assessment (measured as a function of wavelength): 1. Shot composition; 1. Reflectance; 2. Shot size; 2. Transmission; 3. Shot velocity; 3. Absorption; b. Post shot peening cleaning parameters; 4. Scatter; c. Heat treatment cycle parameters, as follows: 5. Technical information and parameters related to specific coating and surface modification 1. Atmosphere parameters, as follows: processes listed in the Table, as follows:

a. Composition of the atmosphere; a. For Chemical Vapor Deposition (CVD):

b. Pressure of the atmosphere; 1. Coating source composition and formulation; 2. Time-temperature cycles; 2. Carrier gas composition; d. Post heat treatment visual and macroscopic criteria for acceptance of the coated 3. Substrate temperature; substrates; 4. Time-temperature-pressure cycles; 4. Technical information for quality assurance techniques for the evaluation of the coated 5. Gas control and part manipulation; substrates listed in the Table, as follows: b. For Thermal Evaporation-Physical Vapor a. Statistical sampling criteria; Deposition (PVD):

b. Microscopic criteria for: 1. Ingot or coating material source composition; 1. Magnification; 2. Substrate temperature; 2. Coating thickness, uniformity; 3. Reactive gas composition; 3. Coating integrity; 4. Ingot feed rate or material 4. Coating composition; vaporization rate;

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e. For Sputter Deposition: 5. Time-temperature-pressure cycles; 1. Target composition and fabrication; 6. Beam and part manipulation; 2. Geometrical positioning of part and 7. “Laser” parameters, as follows: target;

a. Wave length; 3. Reactive gas composition;

b. Power density; 4. Electrical bias;

c. Pulse length; 5. Time-temperature-pressure cycles;

d. Repetition ratio; 6. Triode power;

e. Source; 7. Part manipulation;

c. For Pack Cementation: f. For Ion Implantation:

1. Pack composition and formulation; 1. Beam control and part manipulation;

2. Carrier gas composition; 2. Ion source design details;

3. Time-temperature-pressure cycles; 3. Control techniques for ion beam and deposition rate parameters; d. For Plasma Spraying: 4. Time-temperature-pressure cycles. 1. Powder composition, preparation and size distributions; g. For Ion Plating:

2. Feed gas composition and 1. Beam control and part manipulation; parameters; 2. Ion source design details; 3. Substrate temperature; 4. Gun power parameters; 3. Control techniques for ion beam and deposition rate parameters; 5. Spray distance; 4. Time-temperature-pressure cycles; 6. Spray angle; 5. Coating material feed rate and 7. Cover gas composition, pressure and vaporization rate; flow rates; 6. Substrate temperature; 8. Gun control and part manipulation; 7. Substrate bias parameters.

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 2—page 73

Reason for Control: MT, NP, AT

Country Chart 2E018 “Technology” for the “use” of Control(s) (See Supp. No. 1 equipment controlled by 2B018. to part 738)

MT applies to “technology” for MT Column 1 License Requirements items controlled by 2B004, 2B009, 2B104, 2B105, 2B109, Reason for Control: NS, MT, AT, UN 2B116, 2B117, 2B119 to 2B122, 2D001, or 2D101 for Country Chart MT reasons. Control(s) (See Supp. No. 1 NP applies to “technology” for NP Column 1 to part 738) items controlled by 2B004, NS applies to entire entry NS Column 1 2B009, 2B104, 2B109, 2B116, MT applies to “technology" MT Column 1 2D001, 2D002 or 2D101 for for equipment controlled by NP reasons. 2B018 for MT reasons AT applies to entire entry AT Column 1 AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) List Based License Exceptions (See Part 740 for for UN controls. a description of all license exceptions)

List Based License Exceptions (See Part 740 for TSR: N/A a description of all license exceptions) List of Items Controlled TSR: Yes Related Controls: (1) This entry controls only List of Items Controlled “technology” for 2B009 and 2B109 for spin forming machines combining the functions of Related Controls: N/A spin forming and flow forming, and flow Related Definitions: N/A forming machines. (2) Also see 2E201. Items: Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. The list of items controlled is contained in the ECCN heading.

2E101 “Technology” according to the General Technology Note for the “use” of equipment or 2E201 “Technology” according to the “software” controlled by 2B004, 2B009, General Technology Note for the “use” of 2B104, 2B105, 2B109, 2B116, 2B117, 2B119 to equipment or “software” controlled by 2A225, 2B122, 2D001, 2D002 or 2D101. 2A226, 2B001, 2B006, 2B007.b, 2B007.c, 2B201, 2B204, 2B206, 2B207, 2B209, 2B225 to License Requirements 2B233, 2D002, 2D201 or 2D202 for NP reasons.

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License Requirements List Based License Exceptions (See Part 740 for a description of all license exceptions) Reason for Control: NP, CB, AT TSR: N/A Country Chart Control(s) (See Supp. No. 1 List of Items Controlled to part 738) NP applies to entire entry NP Column 1 Related Controls: N/A CB applies to “technology” CB Column 2 Related Definitions: N/A for valves controlled by Items: 2A226 that meet or exceed the technical parameters in The list of items controlled is contained in the 2B350.g ECCN heading. AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for 2E301 “Technology” according to the a description of all license exceptions) “General Technology Note” for “use” of items controlled by 2B350, 2B351 and 2B352. TSR: N/A License Requirements List of Items Controlled Reason for Control: CB, AT Related Controls: Also see 2E290 and 2E991. Country Chart (See Related Definitions: N/A Control(s) Supp. No. 1 to part Items: 738) CB applies to entire entry CB Column 2 The list of items controlled is contained in the AT applies to entire entry AT Column 1 ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions) 2E290 “Technology” according to the General Technology Note for the “use” of TSR: N/A equipment controlled by 2A290 or 2A291. List of Items Controlled License Requirements Related Controls: N/A Reason for Control: NP, AT Related Definitions: N/A Items: Country Chart Control(s) (See Supp. No. 1 to The lists of items controlled are contained in the part 738) ECCN headings. NP applies to entire entry NP Column 2 AT applies to entire entry AT Column 1

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2E983 “Technology” “specially designed” or AT applies to entire entry AT Column 1 modified for the “development”, “production” or “use” of equipment controlled by 2A983, or List Based License Exceptions (See Part 740 for the “development” of software controlled by a description of all license exceptions) 2D983. TSR: N/A License Requirements List of Items Controlled Reason for Control: RS, AT Related Controls: (1) “Technology” Country Chart (See “required” for the “development”, Control(s) Supp. No. 1 to part “production” or “use” of concealed object 738) detection equipment operating in the RS applies to entire entry RS Column 2 frequency range from 30 GHz to 3000 GHz AT applies to entire entry AT Column 1 and having a spatial resolution less than 0.5 milliradian (a lower milliradian number List Based License Exceptions (See Part 740 for means a more accurate image resolution) at a a description of all license exceptions) standoff distance of 100 meters or “required” for the “development” of “software” TSR: N/A “required” for the “development,” “production” or “use” of concealed object List of Items Controlled detection equipment operating in the frequency range from 30 GHz to 3000 GHz Related Controls: N/A and having a spatial resolution less than 0.5 Related Definitions: N/A milliradian at a standoff distance of 100 Items: meters is “subject to the ITAR” (see 22 CFR parts 120 through 130). (2) “Technology” The list of items controlled is contained in the “required” for the “development”, ECCN heading. “production” or “use” of concealed object detection equipment operating in the frequency range from 30 GHz to 3000 GHz 2E984 “Technology” “required” for the and having a spatial resolution greater than 1 “development, “production” or “use” of milliradian spatial resolution (a higher equipment controlled by 2A984 or “required” milliradian number means a less accurate for the “development” of “software” image resolution) at a standoff distance of controlled by 2D984. 100 meters or “required” for the “development” of “software” “required” for License Requirements the “development”, “production” or “use” of concealed object detection equipment Reason for Control: RS, AT operating in the frequency range from 30 GHz to 3000 GHz and having a spatial Country Chart (See resolution greater than 1 milliradian spatial Control(s) Supp. No. 1 to part resolution (a higher milliradian number 738) means a less accurate image resolution) at a RS applies to entire entry RS Column 2 standoff distance of 100 meters is designated

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as EAR99. (3) See ECCNs 2A984 and 2D984 for related commodity and software Reason for Control: AT controls. Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) The list of items controlled is contained in the AT applies to entire entry AT Column 1 ECCN heading. List Based License Exceptions (See part 740 for a description of all license exceptions) 2E991 “Technology” for the “use” of equipment controlled by 2B991, 2B993, 2B996, TSR: N/A or 2B997. List of Items Controlled License Requirements Related Controls: N/A Reason for Control: AT Related Definitions: N/A Items: Country Chart Control(s) (See Supp. No. 1 The list of items controlled is contained in the to part 738) ECCN heading. AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for 2E994 “Technology” for the “use” of portable a description of all license exceptions) electric generators controlled by 2A994.

TSR: N/A License Requirements

List of Items Controlled Reason for Control: AT

Related Controls: N/A Control(s) Related Definitions: N/A Items: AT applies to entire entry. A license is required for items controlled by this entry to Iran and The list of items controlled is contained in the North Korea for anti-terrorism reasons. The ECCN heading. Commerce Country Chart is not designed to determine licensing requirements for this entry. See part 746 of the EAR for additional information on Iran. See § 742.19 of the EAR for additional information on North Korea. 2E993 “Technology” according to the General Technology Note for the “use” of equipment controlled by 2A992 or 2A993. List Based License Exceptions (See Part 740 for a description of all license exceptions) License Requirements

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TSR: N/A

List of Items Controlled

Related Controls: N/A Related Definitions: N/A Items:

The list of items controlled is contained in the ECCN heading.

EAR99 Items subject to the EAR that are not elsewhere specified in this CCL Category or in any other category in the CCL are designated by the number EAR99.

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CATEGORY 3 - ELECTRONICS NS applies to NS Column 1 “Monolithic A. “END ITEMS,” “EQUIPMENT,” Microwave Integrated “ACCESSORIES,” “ATTACHMENTS,” Circuit” (“MMIC”) “PARTS,” “COMPONENTS,” AND amplifiers in 3A001.b.2 “SYSTEMS” and discrete microwave transistors in Note 1: The control status of equipment and 3A001.b.3, except “components” described in 3A001 or 3A002, those 3A001.b.2 and other than those described in 3A001.a.3 to b.3 items being 3A001.a.10, or 3A001.a.12 to 3A001.a.14, which exported or reexported are “specially designed” for or which have the for use in civil same functional characteristics as other telecommunications equipment is determined by the control status of applications the other equipment. NS applies to entire NS Column 2 entry Note 2: The control status of integrated circuits described in 3A001.a.3 to 3A001.a.9, or RS applies “Monolithic RS Column 1 3A001.a.12 to 3A001.a.14 that are unalterably Microwave Integrated programmed or designed for a specific function Circuit” (“MMIC”) for other equipment is determined by the control amplifiers in 3A001.b.2 status of the other equipment. and discrete microwave transistors in N.B.: When the manufacturer or applicant 3A001.b.3, except cannot determine the control status of the other those 3A001.b.2 and equipment, the control status of the integrated b.3 items being circuits is determined in 3A001.a.3 to 3A001.a.9, exported or reexported or 3A001.a.12 to 3A001.a.14. for use in civil telecommunications Note 3: The status of wafers (finished or applications unfinished), in which the function has been determined, is to be evaluated against the MT applies to MT Column 1 parameters of 3A001.a, 3A001.b, 3A001.d, 3A001.a.1.a when 3A001.e.4, 3A001.g, 3A001.h, or 3A001.i. usable in “missiles”; and to 3A001.a.5.a when 3A001 Electronic items as follows (see List of “designed or modified” Items Controlled). for military use, hermetically sealed and rated for operation in Reason for Control: NS, RS, MT, NP, AT the temperature range from below -54ºC to

above +125ºC Country Chart (See Control(s) Supp. No. 1 to part NP applies to pulse NP Column 1 738) discharge capacitors

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 2 in 3A001.e.2 and $5000: 3A001.a (except a.1.a and a.5.a superconducting when controlled for MT), .b.4 to b.7, and solenoidal b.12. electromagnets in GBS: Yes for 3A001.a.1.b, a.2 to a.14 (except 3A001.e.3 that meet or .a.5.a when controlled for MT), b.2 exceed the technical (exported or reexported for use in civil parameters in 3A201.a telecommunications applications), b.8 and 3A201.b, (except for “vacuum electronic devices” respectively exceeding 18 GHz), b.9., b.10, .g, and .h, and .i. AT applies to entire AT Column 1 entry Special Conditions for STA

Reporting Requirements: See §743.1 of the EAR STA: License Exception STA may not be used for reporting requirements for exports under to ship any item in 3A001.b.2 or b.3, 3A001.b.2 or b.3 under License Exceptions, and except those that are being exported or Validated End-User authorizations. reexported for use in civil telecommunications applications, to any License Requirements Note: See § 744.17 of the of the destinations listed in Country EAR for additional license requirements for Group A:5 or A:6 (See Supplement No.1 microprocessors having a processing speed of 5 to part 740 of the EAR). GFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more, including List of Items Controlled those incorporating “information security” functionality, and associated “software” and Related Controls: (1) See Category XV of the “technology” for the “production” or USML for certain “space-qualified” electronics “development” of such microprocessors. and Category XI of the USML for certain ASICs, ‘transmit/receive modules,’ or List Based License Exceptions (See Part 740 for ‘transmit modules’ “subject to the ITAR” (see a description of all license exceptions) 22 CFR parts 120 through 130). (2) See also 3A101, 3A201, 3A611, 3A991, and 9A515. LVS: N/A for MT or NP; N/A for “Monolithic Microwave Integrated Circuit” Related Definitions: ‘Microcircuit’ means a (“MMIC”) amplifiers in 3A001.b.2 and device in which a number of passive or active discrete microwave transistors in elements are considered as indivisibly 3A001.b.3, except those that are being associated on or within a continuous structure exported or reexported for use in civil to perform the function of a circuit. For the telecommunications applications purposes of integrated circuits in 3A001.a.1, 5 x 103 Gy(Si) = 5 x 105 Rads (Si); 5 x 106 Gy 8 Yes for: (Si)/s = 5 x 10 Rads (Si)/s. $1500: 3A001.c $3000: 3A001.b.1, b.2 (exported or Items: reexported for use in civil telecommunications applications), b.3 a. General purpose integrated circuits, as (exported or reexported for use in civil follows: telecommunications applications), b.9, .d, .e, .f, and .g. Note 1: Integrated circuits include the following types:

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a.2.a. Rated for operation at an ambient - “Monolithic integrated circuits”; temperature above 398 K (+125˚C); - “Hybrid integrated circuits”; - “Multichip integrated circuits”; a.2.b. Rated for operation at an ambient - Film type integrated circuits, including temperature below 218 K (-55˚C); or silicon-on-sapphire integrated circuits”; - “Optical integrated circuits”; a.2.c. Rated for operation over the entire - “Three dimensional integrated circuits”; ambient temperature range from 218 K (-55˚C) to - “Monolithic Microwave Integrated Circuits” 398 K (+125˚C); (“MMICs”). Note: 3A001.a.2 does not apply to integrated a.1. Integrated circuits designed or rated as circuits designed for civil automobile or railway radiation hardened to withstand any of the train applications. following: a.3. “Microprocessor microcircuits”, a.1.a. A total dose of 5 x 103 Gy (Si), or higher; “microcomputer microcircuits” and microcontroller microcircuits, manufactured a.1.b. A dose rate upset of 5 x 106 Gy (Si)/s, from a compound semiconductor and operating at or higher; or a clock frequency exceeding 40 MHz;

a.1.c. A fluence (integrated flux) of neutrons Note: 3A001.a.3 includes digital signal (1 MeV equivalent) of 5 x 1013 n/cm² or higher on processors, digital array processors and digital silicon, or its equivalent for other materials; coprocessors.

Note: 3A001.a.1.c does not apply to Metal a.4. [Reserved] Insulator Semiconductors (MIS). a.5. Analog-to-Digital Converter (ADC) and a.2. “Microprocessor microcircuits,” Digital-to-Analog Converter (DAC) integrated “microcomputer microcircuits,” microcontroller circuits, as follows: microcircuits, storage integrated circuits manufactured from a compound semiconductor, a.5.a. ADCs having any of the following: analog-to-digital converters, integrated circuits that contain analog-to-digital converters and store a.5.a.1. A resolution of 8 bit or more, but less or process the digitized data, digital-to-analog than 10 bit, with a “sample rate” greater than 1.3 converters, electro-optical or “optical integrated Giga Samples Per Second (GSPS); circuits” designed for “signal processing”, field programmable logic devices, custom integrated a.5.a.2. A resolution of 10 bit or more, but less circuits for which either the function is unknown than 12 bit, with a “sample rate” greater than 600 or the control status of the equipment in which the Mega Samples Per Second (MSPS); integrated circuit will be used in unknown, Fast Fourier Transform (FFT) processors, Static a.5.a.3. A resolution of 12 bit or more, but less Random-Access Memories (SRAMs), or ‘non- than 14 bit, with a “sample rate” greater than 400 volatile memories,’ having any of the following: MSPS;

Technical Note: ‘Non-volatile memories’ are a.5.a.4. A resolution of 14 bit or more, but less memories with data retention over a period of than 16 bit, with a “sample rate” greater than 250 time after a power shutdown. MSPS; or

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a.5.a.5. A resolution of 16 bit or more with a a.5.b.2.a.2. A ‘Spurious Free “sample rate” greater than 65 MSPS; Dynamic Range’ (SFDR) greater than 68 dBc (carrier) when synthesizing a full scale analog N.B.: For integrated circuits that contain signal of 100 MHz or the highest full scale analog analog-to-digital converters and store or process signal frequency specified below 100 MHz; or the digitized data see 3A001.a.14. a.5.b.2.b. An ‘adjusted update rate’ Technical Notes: exceeding 3,500 MSPS;

1. A resolution of n bit corresponds to a Technical Notes: quantization of 2n levels. 1. ‘Spurious Free Dynamic Range’ (SFDR) is 2. The resolution of the ADC is the number of defined as the ratio of the RMS value of the bits of the digital output that represents the carrier frequency (maximum signal component) measured analog input. Effective Number of Bits at the input of the DAC to the RMS value of the (ENOB) is not used to determine the resolution of next largest noise or harmonic distortion the ADC. component at its output.

3. For “multiple channel ADCs”, the “sample 2. SFDR is determined directly from the rate” is not aggregated and the “sample rate” is specification table or from the characterization the maximum rate of any single channel. plots of SFDR versus frequency.

4. For “interleaved ADCs” or for “multiple 3. A signal is defined to be full scale when its channel ADCs” that are specified to have an amplitude is greater than -3 dBfs (full scale). interleaved mode of operation, the “sample rates” are aggregated and the “sample rate” is 4. ‘Adjusted update rate’ for DACs is: the maximum combined total rate of all of the interleaved channels. a. For conventional (non-interpolating) DACs, the ‘adjusted update rate’ is the rate at which the a.5.b. Digital-to-Analog Converters (DAC) digital signal is converted to an analog signal having any of the following: and the output analog values are changed by the DAC. For DACs where the interpolation mode a.5.b.1. A resolution of 10-bit or more but may be bypassed (interpolation factor of one), the less than 12-bit,with an ‘adjusted update rate’ of DAC should be considered as a conventional exceeding 3,500 MSPS; or (non-interpolating) DAC.

b. For interpolating DACs (oversampling a.5.b.2. A resolution of 12-bit or more and DACs), the ‘adjusted update rate’ is defined as having any of the following: the DAC update rate divided by the smallest interpolating factor. For interpolating DACs, the a.5.b.2.a. An ‘adjusted update rate’ ‘adjusted update rate’ may be referred to by exceeding 1,250 MSPS but not exceeding 3,500 different terms including: MSPS, and having any of the following: • input data rate a.5.b.2.a.1. A settling time less • input word rate than 9 ns to arrive at or within 0.024 % of full • input sample rate scale from a full scale step; or • maximum total input bus rate • maximum DAC clock rate for DAC clock input.

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serial one-way transceiver data rate times the a.6. Electro-optical and “optical integrated number of transceivers on the FPGA. circuits”, designed for “signal processing” and having all of the following: a.8. [Reserved]

a.6.a. One or more than one internal “laser” a.9. Neural network integrated circuits; diode; a.10. Custom integrated circuits for which the a.6.b. One or more than one internal light function is unknown, or the control status of the detecting element; and equipment in which the integrated circuits will be used is unknown to the manufacturer, having any a.6.c. Optical waveguides; of the following:

a.7. ‘Field programmable logic devices’ having a.10.a. More than 1,500 terminals; any of the following: a.10.b. A typical “basic gate propagation a.7.a. A maximum number of single-ended delay time” of less than 0.02 ns; or digital input/outputs of greater than 700; or a.10.c. An operating frequency exceeding 3 GHz; a.7.b. An ‘aggregate one-way peak serial transceiver data rate’ of 500 Gb/s or greater; a.11. Digital integrated circuits, other than those described in 3A001.a.3 to 3A001.a.10 and Note: 3A001.a.7 includes: 3A001.a.12, based upon any compound semiconductor and having any of the following: -Complex Programmable Logic Devices (CPLDs); a.11.a. An equivalent gate count of more than 3,000 (2 input gates); or -Field Programmable Gate Arrays (FPGAs); a.11.b. A toggle frequency exceeding 1.2 -Field Programmable Logic Arrays (FPLAs); GHz;

-Field Programmable Interconnects (FPICs). a.12. Fast Fourier Transform (FFT) processors having a rated execution time for an N-point N.B.: For integrated circuits having field complex FFT of less than (N log2 N)/20,480 ms, programmable logic devices that are where N is the number of points; combined with an analog-to-digital converter, see 3A001.a.14. Technical Note: When N is equal to 1,024 points, the formula in 3A001.a.12 gives an execution time of 500 µs. Technical Notes: 1. Maximum number of digital input/outputs a.13. Direct Digital Synthesizer (DDS) in 3A001.a.7.a is also referred to as maximum integrated circuits having any of the following: user input/outputs or maximum available input/outputs, whether the integrated circuit is a.13.a. A Digital-to-Analog Converter packaged or bare die. (DAC) clock frequency of 3.5 GHz or more and 2. ‘Aggregate one-way peak serial a DAC resolution of 10 bit or more, but less than transceiver data rate’ is the product of the peak 12 bit; or

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Technical Notes: a.13.b. A DAC clock frequency of 1.25 GHz or more and a DAC resolution of 12 bit or more; 1. A resolution of n bit corresponds to a quantization of 2n levels. Technical Note: The DAC clock frequency may be specified as the master clock frequency or 2. The resolution of the ADC is the number of the input clock frequency. bits of the digital output of the ADC that represents the measured analog input. Effective a.14. Integrated circuits that perform or are Number of Bits (ENOB) is not used to determine programmable to perform all of the following: the resolution of the ADC.

a.14.a. Analog-to-digital conversions 3. For integrated circuits with non- interleaving meeting any of the following: “multiple channel ADCs”, the “sample rate” is not aggregated and the “sample rate” is the a.14.a.1. A resolution of 8 bit or more, maximum rate of any single channel. but less than 10 bit, with a “sample rate” greater than 1.3 Giga Samples Per Second (GSPS); 4. For integrated circuits with “interleaved ADCs” or with “multiple channel ADCs” that a.14.a.2. A resolution of 10 bit or more, are specified to have an interleaved mode of but less than 12 bit, with a “sample rate” greater operation, the “sample rates” are aggregated than 1.0 GSPS; and the “sample rate” is the maximum combined total rate of all of the interleaved channels. a.14.a.3. A resolution of 12 bit or more, but less than 14 bit, with a “sample rate” greater b. Microwave or millimeter wave items, as than 1.0 GSPS; follows:

a.14.a.4. A resolution of 14 bit or more, Technical Note: For purposes of 3A001.b, the but less than 16 bit, with a “sample rate” greater parameter peak saturated power output may also than 400 Mega Samples Per Second (MSPS); or be referred to on product data sheets as output power, saturated power output, maximum power a.14.a.5. A resolution of 16 bit or more output, peak power output, or peak envelope with a “sample rate” greater than 180 MSPS; and power output.

a.14.b. Any of the following: b.1. “Vacuum electronic devices” and cathodes, as follows: a.14.b.1. Storage of digitized data; or Note 1: 3A001.b.1 does not control “vacuum a.14.b.2. Processing of digitized data; electronic devices” designed or rated for operation in any frequency band and having all N.B. 1: For analog-to-digital converter of the following: integrated circuits see 3A001.a.5.a. a. Does not exceed 31.8 GHz; and N.B. 2: For field programmable logic devices see 3A001.a.7. b. Is “allocated by the ITU” for radio- communications services, but not for radio- determination.

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Note 2: 3A001.b.1 does not control non- b.1.a.4.d. Having a gridded electron gun; “space-qualified” “vacuum electronic devices” having all the following: b.1.a.5. Devices with a “fractional bandwidth” greater than or equal to 10%, with any of the a. An average output power equal to or less following: than 50 W; and b.1.a.5.a. An annular electron beam; b. Designed or rated for operation in any frequency band and having all of the following: b.1.a.5.b. A non-axisymmetric electron beam; or 1. Exceeds 31.8 GHz but does not exceed 43.5 GHz; and b.1.a.5.c. Multiple electron beams;

2. Is “allocated by the ITU” for radio- b.1.b. Crossed-field amplifier “vacuum communications services, but not for radio- electronic devices” with a gain of more than 17 determination. dB;

b.1.a. Traveling-wave “vacuum electronic b.1.c. Thermionic cathodes, designed for devices,” pulsed or continuous wave, as follows: “vacuum electronic devices,” producing an emission current density at rated operating b.1.a.1. Devices operating at frequencies conditions exceeding 5 A/cm2 or a pulsed (non- exceeding 31.8 GHz; continuous) current density at rated operating conditions exceeding 10 A/cm2; b.1.a.2. Devices having a cathode heater with a turn on time to rated RF power of less than b.1.d. “Vacuum electronic devices” with the 3 seconds; capability to operate in a ‘dual mode.’

b.1.a.3. Coupled cavity devices, or Technical Note: ‘Dual mode’ means the derivatives thereof, with a “fractional bandwidth” “vacuum electronic device” beam current can be of more than 7% or a peak power exceeding 2.5 intentionally changed between continuous-wave kW; and pulsed mode operation by use of a grid and produces a peak pulse output power greater than b.1.a.4. Devices based on helix, folded the continuous-wave output power. waveguide, or serpentine waveguide circuits, or derivatives thereof, having any of the following: b.2. “Monolithic Microwave Integrated Circuit” (“MMIC”) amplifiers that are any of the b.1.a.4.a. An “instantaneous bandwidth” of following: more than one octave, and average power (expressed in kW) times frequency (expressed in N.B.: For “MMIC” amplifiers that have an GHz) of more than 0.5; integrated phase shifter see 3A001.b.12.

b.1.a.4.b. An “instantaneous bandwidth” b.2.a. Rated for operation at of one octave or less, and average power frequencies exceeding 2.7 GHz up to and (expressed in kW) times frequency (expressed in including 6.8 GHz with a “fractional bandwidth” GHz) of more than 1; greater than 15%, and having any of the following: b.1.a.4.c. Being “space-qualified”; or

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b.2.a.1. A peak saturated power output greater than 75 W (48.75 dBm) at any frequency b.2.f. Rated for operation with a peak exceeding 2.7 GHz up to and including 2.9 GHz; saturated power output greater than 31.62 mW (15 dBm) at any frequency exceeding 43.5 GHz b.2.a.2. A peak saturated power output up to and including 75 GHz, and with a greater than 55 W (47.4 dBm) at any frequency “fractional bandwidth” of greater than 10%; exceeding 2.9 GHz up to and including 3.2 GHz; b.2.g. Rated for operation with a peak b.2.a.3. A peak saturated power output saturated power output greater than 10 mW (10 greater than 40 W (46 dBm) at any frequency dBm) at any frequency exceeding 75 GHz up to exceeding 3.2 GHz up to and including 3.7 GHz; and including 90 GHz, and with a “fractional or bandwidth” of greater than 5%; or

b.2.a.4. A peak saturated power output b.2.h. Rated for operation with a peak greater than 20 W (43 dBm) at any frequency saturated power output greater than 0.1 nW (-70 exceeding 3.7 GHz up to and including 6.8 GHz; dBm) at any frequency exceeding 90 GHz;

b.2.b. Rated for operation at Note 1: [Reserved] frequencies exceeding 6.8 GHz up to and including 16 GHz with a “fractional bandwidth” Note 2: The control status of the “MMIC” greater than 10%, and having any of the whose rated operating frequency includes following: frequencies listed in more than one frequency range, as defined by 3A001.b.2.a through b.2.b.1. A peak saturated power output 3A001.b.2.h, is determined by the lowest peak greater than 10 W (40 dBm) at any frequency saturated power output control threshold. exceeding 6.8 GHz up to and including 8.5 GHz; or Note 3: Notes 1 and 2 following the Category 3 heading for product group A. Systems, b.2.b.2. A peak saturated power output Equipment, and Components mean that greater than 5 W (37 dBm) at any frequency 3A001.b.2 does not control “MMICs” if they are exceeding 8.5 GHz up to and including 16 GHz; “specially designed” for other applications, e.g., telecommunications, radar, automobiles. b.2.c. Rated for operation with a peak saturated power output greater than 3 W (34.77 b.3. Discrete microwave transistors that are any dBm) at any frequency exceeding 16 GHz up to of the following: and including 31.8 GHz, and with a “fractional bandwidth” of greater than 10%; b.3.a. Rated for operation at frequencies exceeding 2.7 GHz up to and b.2.d. Rated for operation with a peak including 6.8 GHz and having any of the saturated power output greater than 0.1 nW (-70 following: dBm) at any frequency exceeding 31.8 GHz up to and including 37 GHz; b.3.a.1. A peak saturated power output greater than 400 W (56 dBm) at any frequency b.2.e. Rated for operation with a peak exceeding 2.7 GHz up to and including 2.9 GHz; saturated power output greater than 1 W (30 dBm) at any frequency exceeding 37 GHz up to b.3.a.2. A peak saturated power output and including 43.5 GHz, and with a “fractional greater than 205 W (53.12 dBm) at any frequency bandwidth” of greater than 10%; exceeding 2.9 GHz up to and including 3.2 GHz;

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b.3.a.3. A peak saturated power output greater than 5 W (37.0 dBm) at all frequencies greater than 115 W (50.61 dBm ) at any exceeding 8.5 GHz up to and including 31.8 GHz; frequency exceeding 3.2 GHz up to and including 3.7 GHz; or Note 1: The control status of a transistor in 3A001.b.3.a through 3A001.b.3.e, whose rated b.3.a.4. A peak saturated power output operating frequency includes frequencies listed greater than 60 W (47.78 dBm) at any frequency in more than one frequency range, as defined by exceeding 3.7 GHz up to and including 6.8 GHz; 3A001.b.3.a through 3A001.b.3.e, is determined by the lowest peak saturated power output b.3.b. Rated for operation at control threshold. frequencies exceeding 6.8 GHz up to and including 31.8 GHz and having any of the Note 2: 3A001.b.3 includes bare dice, dice following: mounted on carriers, or dice mounted in packages. Some discrete transistors may also be b.3.b.1. A peak saturated power output referred to as power amplifiers, but the status of greater than 50 W (47 dBm) at any frequency these discrete transistors is determined by exceeding 6.8 GHz up to and including 8.5 GHz; 3A001.b.3.

b.3.b.2. A peak saturated power output b.4. Microwave solid state amplifiers and greater than 15 W (41.76 dBm) at any frequency microwave assemblies/modules containing exceeding 8.5 GHz up to and including 12 GHz; microwave solid state amplifiers, that are any of the following: b.3.b.3. A peak saturated power output greater than 40 W (46 dBm) at any frequency b.4.a. Rated for operation at exceeding 12 GHz up to and including 16 GHz; frequencies exceeding 2.7 GHz up to and or including 6.8 GHz with a “fractional bandwidth” greater than 15%, and having any of the b.3.b.4. A peak saturated power output following: greater than 7 W (38.45 dBm) at any frequency exceeding 16 GHz up to and including 31.8 GHz; b.4.a.1. A peak saturated power output greater than 500 W (57 dBm) at any frequency b.3.c. Rated for operation with a peak exceeding 2.7 GHz up to and including 2.9 GHz; saturated power output greater than 0.5 W (27 dBm) at any frequency exceeding 31.8 GHz up to b.4.a.2. A peak saturated power output and including 37 GHz; greater than 270 W (54.3 dBm) at any frequency exceeding 2.9 GHz up to and including 3.2 GHz; b.3.d. Rated for operation with a peak saturated power output greater than 1 W (30 b.4.a.3. A peak saturated power output dBm) at any frequency exceeding 37 GHz up to greater than 200 W (53 dBm) at any frequency and including 43.5 GHz; exceeding 3.2 GHz up to and including 3.7 GHz; or b.3.e. Rated for operation with a peak b.4.a.4. A peak saturated power output saturated power output greater than 0.1 nW (-70 greater than 90 W (49.54 dBm) at any frequency dBm) at any frequency exceeding 43.5 GHz; or exceeding 3.7 GHz up to and including 6.8 GHz;

b.3.f. Other than those specified by b.4.b. Rated for operation at 3A001.b.3.a to 3A001.b.3.e and rated for frequencies exceeding 6.8 GHz up to and operation with a peak saturated power output including 31.8 GHz with a “fractional

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 10 bandwidth” greater than 10%, and having any of b.4.e.3. A peak saturated power output the following: greater than 0.1 nW (-70 dBm) at any frequency exceeding 90 GHz; or b.4.b.1. A peak saturated power output greater than 70 W (48.54 dBm) at any frequency b.4.f. [Reserved] exceeding 6.8 GHz up to and including 8.5 GHz; N.B.: b.4.b.2. A peak saturated power output greater than 50 W (47 dBm) at any frequency 1. For “MMIC” amplifiers see 3A001.b.2. exceeding 8.5 GHz up to and including 12 GHz; 2. For ‘transmit/receive modules’ and b.4.b.3. A peak saturated power output ‘transmit modules’ see 3A001.b.12. greater than 30 W (44.77 dBm) at any frequency exceeding 12 GHz up to and including 16 GHz; 3. For converters and harmonic mixers, or designed to extend the operating or frequency range of signal analyzers, signal generators, b.4.b.4. A peak saturated power output network analyzers or microwave test receivers, greater than 20 W (43 dBm) at any frequency see 3A001.b.7. exceeding 16 GHz up to and including 31.8 GHz; Note 1: [Reserved] b.4.c. Rated for operation with a peak saturated power output greater than 0.5 W (27 Note 2: The control status of an item whose dBm) at any frequency exceeding 31.8 GHz up to rated operating frequency includes frequencies and including 37 GHz; listed in more than one frequency range, as defined by 3A001.b.4.a through 3A001.b.4.e, is b.4.d. Rated for operation with a peak determined by the lowest peak saturated power saturated power output greater than 2 W (33 output control threshold. dBm) at any frequency exceeding 37 GHz up to and including 43.5 GHz, and with a “fractional b.5. Electronically or magnetically tunable bandwidth” of greater than 10%; band-pass or band-stop filters, having more than 5 tunable resonators capable of tuning across a b.4.e. Rated for operation at 1.5:1 frequency band (fmax/fmin) in less than 10 s frequencies exceeding 43.5 GHz and having any and having any of the following: of the following: b.5.a. A band-pass bandwidth of more than b.4.e.1. A peak saturated power output 0.5% of center frequency; or greater than 0.2 W (23 dBm) at any frequency exceeding 43.5 GHz up to and including 75 GHz, b.5.b. A band-stop bandwidth of less than and with a “fractional bandwidth” of greater than 0.5% of center frequency; 10%; b.6. [Reserved] b.4.e.2. A peak saturated power output greater than 20 mW (13 dBm) at any frequency b.7. Converters and harmonic mixers, that are any exceeding 75 GHz up to and including 90 GHz, of the following: and with a “fractional bandwidth” of greater than 5%; or b.7.a. Designed to extend the frequency range of “signal analyzers” beyond 90 GHz;

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 11

b.7.b. Designed to extend the operating range electronic device,” a “Monolithic Microwave of signal generators as follows: Integrated Circuit” (“MMIC”) and an integrated electronic power conditioner and having all of the b.7.b.1. Beyond 90 GHz; following:

b.7.b.2. To an output power greater than b.9.a. A ‘turn-on time’ from off to fully 100 mW (20 dBm) anywhere within the operational in less than 10 seconds; frequency range exceeding 43.5 GHz but not exceeding 90 GHz; b.9.b. A volume less than the maximum rated power in Watts multiplied by 10 cm3/W; and b.7.c. Designed to extend the operating range of network analyzers as follows: b.9.c. An “instantaneous bandwidth” greater than 1 octave (fmax > 2fmin) and having any of the b.7.c.1. Beyond 110 GHz; following:

b.7.c.2. To an output power greater than b.9.c.1. For frequencies equal to or less than 31.62 mW (15 dBm) anywhere within the 18 GHz, an RF output power greater than 100 W; frequency range exceeding 43.5 GHz but not or exceeding 90 GHz; b.9.c.2. A frequency greater than 18 GHz; b.7.c.3. To an output power greater than 1 mW (0 dBm) anywhere within the frequency Technical Notes: range exceeding 90 GHz but not exceeding 110 GHz; or 1. To calculate the volume in 3A001.b.9.b, the following example is provided: for a maximum b.7.d. Designed to extend the frequency rated power of 20 W, the volume would be: 20 W range of microwave test receivers beyond 110 X 10 cm3/W = 200 cm3. GHz; 2. The ‘turn-on time’ in 3A001.b.9.a refers to b.8. Microwave power amplifiers containing the time from fully-off to fully operational, i.e., it “vacuum electronic devices” controlled by includes the warm-up time of the MPM. 3A001.b.1 and having all of the following: b.10. Oscillators or oscillator assemblies, b.8.a. Operating frequencies above 3 GHz; specified to operate with a single sideband (SSB) phase noise, in dBc/Hz, less (better) than -(126 + b.8.b. An average output power to mass ratio 20log10F - 20log10f) anywhere within the range of exceeding 80 W/kg; and 10 Hz ≤ F ≤ 10 kHz;

b.8.c. A volume of less than 400 cm3; Technical Note: In 3A001.b.10, F is the offset from the operating frequency in Hz and f is the Note: 3A001.b.8 does not control equipment operating frequency in MHz. designed or rated for operation in any frequency band which is “allocated by the ITU” for radio- b.11. ‘Frequency synthesizer’ “electronic communications services, but not for radio- assemblies” having a “frequency switching time” determination. as specified by any of the following:

b.9. Microwave Power Modules (MPM) b.11.a. Less than 143 ps; consisting of, at least, a traveling-wave “vacuum

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b.11.b. Less than 100 s for any frequency change exceeding 2.2 GHz within the synthesized b.12.c. Any planar side with length d (in cm) frequency range exceeding 4.8 GHz but not equal to or less than 15 divided by the lowest exceeding 31.8 GHz; operating frequency in GHz [d ≤ 15cm*GHz*N/fGHz] where N is the number of b.11.c. [Reserved] transmit or transmit/receive channels; and

b.11.d. Less than 500 µs for any frequency b.12.d. An electronically variable phase shifter change exceeding 550 MHz within the per channel. synthesized frequency range exceeding 31.8 GHz but not exceeding 37 GHz; Technical Notes:

b.11.e. Less than 100 µs for any frequency 1. A ‘transmit/receive module’ is a change exceeding 2.2 GHz within the synthesized multifunction “electronic assembly” that frequency range exceeding 37 GHz but not provides bi-directional amplitude and phase exceeding 90 GHz; or control for transmission and reception of signals.

b.11.f. [Reserved] 2. A ‘transmit module’ is an “electronic assembly” that provides amplitude and phase b.11.g. Less than 1 ms within the synthesized control for transmission of signals. frequency range exceeding 90 GHz; 3. A ‘transmit/receive MMIC’ is a Technical Note: A ‘frequency synthesizer’ is multifunction “MMIC” that provides bi- any kind of frequency source, regardless of the directional amplitude and phase control for actual technique used, providing a multiplicity of transmission and reception of signals. simultaneous or alternative output frequencies, from one or more outputs, controlled by, derived 4. A ‘transmit MMIC’ is a “MMIC” that from or disciplined by a lesser number of provides amplitude and phase control for standard (or master) frequencies. transmission of signals.

N.B.: For general purpose “signal analyzers”, 5. 2.7 GHz should be used as the lowest signal generators, network analyzers and operating frequency (fGHz) in the formula in microwave test receivers, see 3A002.c, 3A002.d, 3A001.b.12.c for transmit/receive or transmit 3A002.e and 3A002.f, respectively. modules that have a rated operation range extending downward to 2.7 GHz and below b.12. ‘Transmit/receive modules,’ [d≤15cm*GHz*N/2.7 GHz]. ‘transmit/receive MMICs,’ ‘transmit modules,’ and ‘transmit MMICs,’ rated for operation at 6. 3A001.b.12 applies to ‘transmit/receive frequencies above 2.7 GHz and having all of the modules’ or ‘transmit modules’ with or without a following: heat sink. The value of d in 3A001.b.12.c does not include any portion of the ‘transmit/receive b.12.a. A peak saturated power output (in module’ or ‘transmit module’ that functions as a watts), Psat, greater than 505.62 divided by the heat sink. maximum operating frequency (in GHz) squared 2 2 [Psat>505.62 W*GHz /fGHz ] for any channel; 7. ‘Transmit/receive modules’ or ‘transmit modules,’ ‘transmit/receive MMICs’ or ‘transmit b.12.b. A “fractional bandwidth” of 5% or MMICs’ may or may not have N integrated greater for any channel;

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 13 radiating antenna elements where N is the c.2. Bulk (volume) acoustic wave devices that number of transmit or transmit/receive channels. permit the direct processing of signals at frequencies exceeding 6 GHz; c. Acoustic wave devices as follows and “specially designed” “components” therefor: c.3. Acoustic-optic “signal processing” devices employing interaction between acoustic waves c.1. Surface acoustic wave and surface (bulk wave or surface wave) and light waves that skimming (shallow bulk) acoustic wave devices, permit the direct processing of signals or images, having any of the following: including spectral analysis, correlation or convolution; c.1.a. A carrier frequency exceeding 6 GHz; Note: 3A001.c does not control acoustic wave c.1.b. A carrier frequency exceeding 1 GHz, devices that are limited to a single band pass, low but not exceeding 6 GHz and having any of the pass, high pass or notch filtering, or resonating following: function.

c.1.b.1. A ‘frequency side-lobe rejection’ d. Electronic devices and circuits containing exceeding 65 dB; “components,” manufactured from “superconductive” materials, “specially c.1.b.2. A product of the maximum delay designed” for operation at temperatures below the time and the bandwidth (time in s and “critical temperature” of at least one of the bandwidth in MHz) of more than 100; “superconductive” constituents and having any of the following: c.1.b.3. A bandwidth greater than 250 MHz; or d.1. Current switching for digital circuits using “superconductive” gates with a product of delay c.1.b.4. A dispersive delay of more than 10 time per gate (in seconds) and power dissipation µs; or per gate (in watts) of less than 10-14 J; or

c.1.c. A carrier frequency of 1 GHz or less d.2. Frequency selection at all frequencies and having any of the following: using resonant circuits with Q-values exceeding 10,000; c.1.c.1. A product of the maximum delay time and the bandwidth (time in µs and e. High energy devices as follows: bandwidth in MHz) of more than 100; e.1. ‘Cells’ as follows: c.1.c.2. A dispersive delay of more than 10 µs; or e.1.a ‘Primary cells’ having any of the following at 20ºC: c.1.c.3. A ‘frequency side-lobe rejection’ exceeding 65 dB and a bandwidth greater than e.1.a.1. ‘Energy density’ exceeding 550 100 MHz; Wh/kg and a ‘continuous power density’ exceeding 50 W/kg; or Technical Note: ‘Frequency side-lobe rejection’ is the maximum rejection value e.1.a.2. ‘Energy density’ exceeding 50 specified in data sheet. Wh/kg and a ‘continuous power density’ exceeding 350 W/kg;

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e.1.b. ‘Secondary cells’ having an ‘energy density’ exceeding 350 Wh/kg at 20ºC; e.2.a.2. An energy density equal to or more than 250 J/kg; and Technical Notes: e.2.a.3. A total energy equal to or more than 1. For the purpose of 3A001.e.1, ‘energy 25 kJ; density’ (Wh/kg) is calculated from the nominal voltage multiplied by the nominal capacity in e.2.b. Capacitors with a repetition rate of 10 ampere-hours (Ah) divided by the mass in Hz or more (repetition rated capacitors) and kilograms. If the nominal capacity is not stated, having all of the following: energy density is calculated from the nominal voltage squared then multiplied by the discharge e.2.b.1. A voltage rating equal to or more duration in hours divided by the discharge load than 5 kV; in Ohms and the mass in kilograms. e.2.b.2. An energy density equal to or more 2. For the purpose of 3A001.e.1, a ‘cell’ is than 50 J/kg; defined as an electrochemical device, which has positive and negative electrodes, an electrolyte, e.2.b.3. A total energy equal to or more than and is a source of electrical energy. It is the basic 100 J; and building block of a battery. e.2.b.4. A charge/discharge cycle life equal 3. For the purpose of 3A001.e.1.a, a ‘primary to or more than 10,000; cell’ is a ‘cell’ that is not designed to be charged by any other source. e.3. “Superconductive” electromagnets and solenoids, “specially designed” to be fully 4. For the purpose of 3A001.e.1.b, a charged or discharged in less than one second and ‘secondary cell’ is a ‘cell’ that is designed to be having all of the following: charged by an external electrical source. Note: 3A001.e.3 does not control 5. For the purpose of 3A001.e.1.a, ‘continuous “superconductive” electromagnets or solenoids power density’ (W/kg) is calculated from the “specially designed” for Magnetic Resonance nominal voltage multiplied by the specified Imaging (MRI) medical equipment. maximum continuous discharge current in ampere (A) divided by the mass in kilograms. e.3.a. Energy delivered during the discharge ‘Continuous power density’ is also referred to as exceeding 10 kJ in the first second; specific power. e.3.b. Inner diameter of the current carrying Note: 3A001.e does not control batteries, windings of more than 250 mm; and including single-cell batteries. e.3.c. Rated for a magnetic induction of more e.2. High energy storage capacitors as follows: than 8 T or “overall current density” in the winding of more than 300 A/mm2; e.2.a. Capacitors with a repetition rate of less than 10 Hz (single shot capacitors) and having all e.4. Solar cells, cell-interconnect-coverglass of the following: (CIC) assemblies, solar panels, and solar arrays, which are “space-qualified,” having a minimum e.2.a.1. A voltage rating equal to or more average efficiency exceeding 20% at an operating than 5 kV; temperature of 301 K (28ºC) under simulated

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 15

‘AM0’ illumination with an irradiance of 1,367 Watts per square meter (W/m2); - Solidtrons

Technical Note: ‘AM0’, or ‘Air Mass Zero’, Note 2: 3A001.g does not control refers to the spectral irradiance of sun light in the thyristor devices and ‘thyristor modules’ earth’s outer atmosphere when the distance incorporated into equipment designed for civil between the earth and sun is one astronomical railway or “civil aircraft” applications. unit (AU). Technical Note: For the purposes of 3A001.g, f. Rotary input type absolute position encoders a ‘thyristor module’ contains one or more having an “accuracy” equal to or less (better) than thyristor devices. 1.0 second of arc and “specially designed” encoder rings, discs or scales therefor; h. Solid-state power semiconductor switches, diodes, or ‘modules’, having all of the following: g. Solid-state pulsed power switching thyristor devices and ‘thyristor modules’, using either h.1. Rated for a maximum operating junction electrically, optically, or electron radiation temperature greater than 488 K (215˚C); controlled switch methods and having any of the following: h.2. Repetitive peak off-state voltage (blocking voltage) exceeding 300 V; and g.1. A maximum turn-on current rate of rise (di/dt) greater than 30,000 A/µs and off-state h.3. Continuous current greater than 1 A. voltage greater than 1,100 V; or Technical Note: For the purposes of g.2. A maximum turn-on current rate of rise 3A001.h, ‘modules’ contain one or more solid- (di/dt) greater than 2,000 A/µs and having all of state power semiconductor switches or diodes. the following: Note 1: Repetitive peak off-state voltage in g.2.a. An off-state peak voltage equal 3A001.h includes drain to source voltage, to or greater than 3,000 V; and collector to emitter voltage, repetitive peak reverse voltage and peak repetitive off-state g.2.b. A peak (surge) current equal to blocking voltage. or greater than 3,000 A; Note 2: 3A001.h includes: Note 1: 3A001.g. includes: - Junction Field Effect Transistors (JFETs) - Silicon Controlled Rectifiers (SCRs) - Vertical Junction Field Effect Transistors - Electrical Triggering Thyristors (ETTs) (VJFETs)

- Light Triggering Thyristors (LTTs) - Metal Oxide Semiconductor Field Effect Transistors (MOSFETs) - Integrated Gate Commutated Thyristors (IGCTs) - Double Diffused Metal Oxide Semiconductor Field Effect Transistor - Gate Turn-off Thyristors (GTOs) (DMOSFET)

- MOS Controlled Thyristors (MCTs) - Insulated Gate Bipolar Transistor (IGBT)

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Note: 3A001.i includes electro-optic - High Electron Mobility Transistors modulators having optical input and output (HEMTs) connectors (e.g., fiber-optic pigtails).

- Bipolar Junction Transistors (BJTs) Technical Note: For the purposes of 3A001.i, a ‘half-wave voltage’ (‘Vπ’) is the applied voltage - Thyristors and Silicon Controlled necessary to make a phase change of 180 degrees Rectifiers (SCRs) in the wavelength of light propagating through the optical modulator. - Gate Turn-Off Thyristors (GTOs)

- Emitter Turn-Off Thyristors (ETOs) 3A002 General purpose “electronic assemblies,” modules and equipment, as - PiN Diodes follows (see List of Items Controlled).

- Schottky Diodes License Requirements

Note 3: 3A001.h does not apply to switches, diodes, or ‘modules’, incorporated into Reason for Control: NS, MT, AT equipment designed for civil automobile, civil railway, or “civil aircraft” applications. Country Chart Control(s) (See Supp. No. 1 i. Intensity, amplitude, or phase electro-optic to part 738) modulators, designed for analog signals and NS applies to entire entry NS Column 2 having any of the following: MT applies to 3A002.h when the parameters in 3A101.a.2.b are MT Column 1 i.1. A maximum operating frequency of more met or exceeded than 10 GHz but less than 20 GHz, an optical AT applies to entire entry AT Column 1 insertion loss equal to or less than 3 dB and having any of the following: Reporting Requirements: See §743.1 of the

EAR for reporting requirements for exports under i.1.a. A ‘half-wave voltage’ (‘Vπ’) less than License Exceptions, and Validated End-User 2.7 V when measured at a frequency of 1 GHz or authorizations. below; or

i.1.b. A ‘Vπ’ of less than 4 V when measured List Based License Exceptions (See Part 740 for at a frequency of more than 1 GHz; or a description of all license exceptions)

i.2. A maximum operating frequency equal to or LVS: $3000: 3A002.a, .e, .f, and .g greater than 20 GHz, an optical insertion loss $5000: 3A002.c to .d, and .h (unless equal to or less than 3 dB and having any of the controlled for MT); following: GBS: Yes, for 3A002.h (unless controlled for MT) i.2.a. A ‘Vπ’ less than 3.3 V when measured at a frequency of 1 GHz or below; or Special Conditions for STA

i.2.b. A ‘Vπ’ less than 5 V when measured at STA: License Exception STA may not be used a frequency of more than 1 GHz. to ship any item in 3A002.g.1 to any of the destinations listed in Country

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Group A:6 (See Supplement No.1 to a.7. Real-time oscilloscopes having a vertical part 740 of the EAR). root-mean-square (rms) noise voltage of less than 2% of full-scale at the vertical scale setting that List of Items Controlled provides the lowest noise value for any input 3dB bandwidth of 60 GHz or greater per channel; Related Controls: See Category XV(e)(9) of the USML for certain “space-qualified” atomic Note: 3A002.a.7 does not apply to equivalent- frequency standards “subject to the ITAR” (see time sampling oscilloscopes. 22 CFR parts 120 through 130). See also 3A101, 3A992 and 9A515.x. b. [Reserved]

Related Definitions: Constant percentage c. “Signal analyzers” as follows: bandwidth filters are also known as octave or fractional octave filters. c.1. “Signal analyzers” having a 3 dB resolution bandwidth (RBW) exceeding 40 MHz anywhere Items: within the frequency range exceeding 31.8 GHz but not exceeding 37 GHz; a. Recording equipment and oscilloscopes, as follows: c.2. “Signal analyzers” having Displayed Average Noise Level (DANL) less (better) than - a.1. to a.5. [Reserved] 150 dBm/Hz anywhere within the frequency range exceeding 43.5 GHz but not exceeding 90 N.B.: For waveform digitizers and transient GHz; recorders, see 3A002.h. c.3. “Signal analyzers” having a frequency a.6. Digital data recorders having all of the exceeding 90 GHz; following: c.4. “Signal analyzers” having all of the a.6.a. A sustained ‘continuous throughput’ of following: more than 6.4 Gbit/s to disk or solid-state drive memory; and c.4.a. ‘Real-time bandwidth’ exceeding 170 MHz; and a.6.b. “Signal processing” of the radio frequency signal data while it is being recorded; c.4.b. Having any of the following:

Technical Notes: c.4.b.1. 100% probability of discovery, with less than a 3 dB reduction from full 1. For recorders with a parallel bus amplitude due to gaps or windowing effects, of architecture, the ‘continuous throughput’ rate is signals having a duration of 15 µs or less; or the highest word rate multiplied by the number of bits in a word. c.4.b.2. A ‘frequency mask trigger’ function, with 100% probability of trigger 2. ‘Continuous throughput’ is the fastest data (capture) for signals having a duration of 15 µs or rate the instrument can record to disk or solid- less; state drive memory without the loss of any information while sustaining the input digital Technical Notes: data rate or digitizer conversion rate. 1. ‘Real-time bandwidth’ is the widest

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 18 frequency range for which the analyzer can continuously transform time-domain data d.2. An output power exceeding 100 mW (20 entirely into frequency-domain results, using a dBm) anywhere within the frequency range Fourier or other discrete time transform that exceeding 43.5 GHz but not exceeding 90 GHz; processes every incoming time point, without a reduction of measured amplitude of more than 3 d.3. A “frequency switching time” as specified dB below the actual signal amplitude caused by by any of the following: gaps or windowing effects, while outputting or displaying the transformed data. d.3.a. [Reserved]

2. Probability of discovery in 3A002.c.4.b.1 is d.3.b. Less than 100 µs for any frequency also referred to as probability of intercept or change exceeding 2.2 GHz within the frequency probability of capture. range exceeding 4.8 GHz but not exceeding 31.8 GHz; 3. For the purposes of 3A002.c.4.b.1, the duration for 100% probability of discovery is d.3.c. [Reserved] equivalent to the minimum signal duration necessary for the specified level measurement d.3.d. Less than 500 µs for any frequency uncertainty. change exceeding 550 MHz within the frequency range exceeding 31.8 GHz but not exceeding 37 4. A ‘frequency mask trigger’ is a mechanism GHz; or where the trigger function is able to select a frequency range to be triggered on as a subset of d.3.e. Less than 100 µs for any frequency the acquisition bandwidth while ignoring other change exceeding 2.2 GHz within the frequency signals that may also be present within the same range exceeding 37 GHz but not exceeding 90 acquisition bandwidth. A ‘frequency mask GHz; trigger’ may contain more than one independent set of limits. d.3.f. [Reserved]

Note: 3A002.c.4 does not apply to those d.4. Single sideband (SSB) phase noise, in “signal analyzers” using only constant dBc/Hz, specified as being any of the following: percentage bandwidth filters (also known as octave or fractional octave filters). d.4.a. Less (better) thaṉ -(126 + 20 log10 F - 20log10f) for anywhere within the range of 10 Hz c.5. [Reserved] ≤ F ≤ 10 kHz anywhere within the frequency range exceeding 3.2 GHz but not exceeding 90 d. Signal generators having any of the following: GHz; or

d.1. Specified to generate pulse-modulated d.4.b. Less (better) than ̵ (206 ̵ 20log10f) for signals having all of the following, anywhere anywhere within the range of 10 kHz < F ≤ 100 within the frequency range exceeding 31.8 GHz kHz anywhere within the frequency range but not exceeding 37 GHz: exceeding 3.2 GHz but not exceeding 90 GHz;

d.1.a. ‘Pulse duration’ of less than 25 ns; Technical Note: In 3A002.d.4, F is the offset and from the operating frequency in Hz and f is the operating frequency in MHz. d.1.b. On/off ratio equal to or exceeding 65 dB; d.5. An ‘RF modulation bandwidth’ of digital

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 19 baseband signals as specified by any of the point on the leading edge that is 50% of the pulse following: amplitude to the point on the trailing edge that is 50% of the pulse amplitude. d.5.a. Exceeding 2.2 GHz within the frequency range exceeding 4.8 GHz but not e. Network analyzers having any of the exceeding 31.8 GHz; following:

d.5.b. Exceeding 550 MHz within the e.1. An output power exceeding 31.62 mW (15 frequency range exceeding 31.8 GHz but not dBm) anywhere within the operating frequency exceeding 37 GHz; or range exceeding 43.5 GHz but not exceeding 90 GHz; d.5.c. Exceeding 2.2 GHz within the frequency range exceeding 37 GHz but not e.2. An output power exceeding 1 mW (0 dBm) exceeding 90 GHz; or anywhere within the operating frequency range exceeding 90 GHz but not exceeding 110 GHz; Technical Note: ‘RF modulation bandwidth’ is the Radio Frequency (RF) bandwidth occupied e.3. ‘Nonlinear vector measurement by a digitally encoded baseband signal functionality’ at frequencies exceeding 50 GHz modulated onto an RF signal. It is also referred but not exceeding 110 GHz; or to as information bandwidth or vector modulation bandwidth. I/Q digital modulation is Technical Note: ‘Nonlinear vector the technical method for producing a vector- measurement functionality’ is an instrument’s modulated RF output signal, and that output ability to analyze the test results of devices driven signal is typically specified as having an ‘RF into the large-signal domain or the non-linear modulation bandwidth’. distortion range. d.6. A maximum frequency exceeding 90 GHz; e.4. A maximum operating frequency exceeding 110 GHz; Note 1: For the purpose of 3A002.d, signal generators include arbitrary waveform and f. Microwave test receivers having all of the function generators. following:

Note 2: 3A002.d does not control equipment in f.1. Maximum operating frequency exceeding which the output frequency is either produced by 110 GHz; and the addition or subtraction of two or more crystal oscillator frequencies, or by an addition or f.2. Being capable of measuring amplitude and subtraction followed by a multiplication of the phase simultaneously; result. g. Atomic frequency standards being any of the Technical Notes: following:

1. The maximum frequency of an arbitrary g.1. “Space-qualified”; waveform or function generator is calculated by dividing the sample rate, in samples/second, by a g.2. Non-rubidium and having a long-term factor of 2.5. stability less (better) than 1 x 10-11/month; or

2. For the purposes of 3A002.d.1.a, ‘pulse g.3. Non-”space-qualified” and having all of duration’ is defined as the time interval from the the following:

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 20

g.3.a. Being a rubidium standard; Technical Notes:

g.3.b. Long-term stability less (better) than 1 1. A resolution of n bit corresponds to a x 10-11/month; and quantization of 2n levels.

g.3.c. Total power consumption of less than 2. The resolution of the ADC is the number of 1 Watt. bits in of the digital output of the ADC that represents the measured analog input word. h. “Electronic assemblies,” modules or Effective Number of Bits (ENOB) is not used to equipment, specified to perform all of the determine the resolution of the ADC. following: 3. For non-interleaved multiple-channel h.1. Analog-to-digital conversions meeting any “electronic assemblies”, modules, or equipment, of the following: the “sample rate” is not aggregated and the “sample rate” is the maximum rate of any single h.1.a. A resolution of 8 bit or more, but channel. less than 10 bit, with a “sample rate” greater than 1.3 Giga Samples Per Second (GSPS); 4. For interleaved channels on multiple- channel “electronic assemblies”, modules, or h.1.b. A resolution of 10 bit or more, equipment, the “sample rates” are aggregated but less than 12 bit, with a “sample rate” greater and the “sample rate” is the maximum combined than 1.0 GSPS; total rate of all the interleaved channels.

h.1.c. A resolution of 12 bit or more, Note: 3A002.h includes ADC cards, but less than 14 bit, with a “sample rate” greater waveform digitizers, data acquisition cards, than 1.0 GSPS; signal acquisition boards and transient recorders. h.1.d. A resolution of 14 bit or more but less than 16 bit, with a “sample rate” greater than 400 Mega Samples Per Second (MSPS); or 3A003 Spray cooling thermal management systems employing closed loop fluid handling h.1.e. A resolution of 16 bit or more and reconditioning equipment in a sealed with a “sample rate” greater than 180 MSPS; and enclosure where a dielectric fluid is sprayed onto electronic “components” using “specially h.2. Any of the following: designed” spray nozzles that are designed to maintain electronic “components” within h.2.a. Output of digitized data; their operating temperature range, and “specially designed” “components” therefor. h.2.b. Storage of digitized data; or License Requirements h.2.c. Processing of digitized data; Reason for Control: NS, AT N.B.: Digital data recorders, oscilloscopes, “signal analyzers,” signal generators, network Country Chart analyzers and microwave test receivers, are Control(s) (See Supp. No. 1 specified by 3A002.a.6, 3A002.a.7, 3A002.c, to part 738) 3A002.d, 3A002.e and 3A002.f, respectively. NS applies to entire NS Column 2

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 21

entry assemblies,” modules or equipment. AT applies to entire AT Column 1 entry Related Definitions: N/A Items:

List Based License Exceptions (See Part 740 for a. Analog-to-digital converters usable in a description of all license exceptions) “missiles,” and having any of the following characteristics: LVS: N/A GBS: N/A a.1. “Specially designed” to meet military specifications for ruggedized equipment; List of Items Controlled a.2. “Specially designed” for military use and Related Controls: N/A being any of the following types: Related Definitions: N/A Items: a.2.a. Analog-to-digital converter microcircuits which are radiation-hardened or The list of items controlled is contained in the have all of the following characteristics: ECCN heading. a.2.a.1. Rated for operation in the temperature range from below -54°C to above 3A101 Electronic equipment, devices, “parts” +125°C; and and “components,” other than those controlled by 3A001, as follows (see List of a.2.a.2. Hermetically sealed; or Items Controlled). a.2.b. Electrical input type analog-to-digital License Requirements converter printed circuit boards or modules, having all of the following characteristics: Reason for Control: MT, AT a.2.b.1. Rated for operation in the Country Chart temperature range from below -45°C to above Control(s) (See Supp. No. 1 +80°C; and to part 738) MT applies to entire MT Column 1 a.2.b.2. Incorporating microcircuits entry identified in 3A101.a.2 .a; AT applies to entire AT Column 1 entry b. Accelerators capable of delivering electromagnetic radiation produced by List Based License Exceptions (See Part 740 for bremsstrahlung from accelerated electrons of 2 a description of all license exceptions) MeV or greater, and systems containing those accelerators, usable for the “missiles” or the LVS: N/A subsystems of “missiles”. GBS: N/A Note: 3A101.b above does not include List of Items Controlled equipment “specially designed” for medical purposes. Related Controls: See also ECCN 3A002.h for controls on analog-to-digital “electronic

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 22

3A201 Electronic “parts” and “components,” other than those controlled by 3A001, as b. Superconducting solenoidal electromagnets follows (see List of Items Controlled). having all of the following characteristics:

License Requirements b.1. Capable of creating magnetic fields greater than 2 T; Reason for Control: NP, AT b.2. A ratio of length to inner diameter greater Country Chart than 2; Control(s) (See Supp. No. 1 to part 738) b.3. Inner diameter greater than 300 mm; and NP applies to entire NP Column 1 entry b.4. Magnetic field uniform to better than 1% AT applies to entire AT Column 1 over the central 50% of the inner volume; entry Note: 3A201.b does not control magnets List Based License Exceptions (See Part 740 for “specially designed” for and exported “as parts a description of all license exceptions) of” medical nuclear magnetic resonance (NMR) imaging systems. The phrase “as part of” does LVS: N/A not necessarily mean physical part in the same GBS: N/A shipment; separate shipments from different sources are allowed, provided the related export List of Items Controlled documents clearly specify that the shipments are dispatched “as part of” the imaging systems. Related Controls: (1) See ECCNs 3E001 (“development” and “production”) and c. Flash X-ray generators or pulsed electron 3E201 (“use”) for technology for items accelerators having either of the following sets of controlled under this entry. (2) Also see characteristics: 3A001.e.2 (capacitors) and 3A001.e.3 (superconducting electromagnets). (3) c.1. An accelerator peak electron energy of 500 Superconducting electromagnets “specially keV or greater, but less than 25 MeV, and with a designed” or prepared for use in separating “figure of merit” (K) of 0.25 or greater; or uranium isotopes are subject to the export licensing authority of the Nuclear Regulatory c.2. An accelerator peak electron energy of 25 Commission (see 10 CFR part 110). MeV or greater, and a “peak power” greater than Related Definitions: N/A 50 MW; Items: Note: 3A201.c does not control accelerators a. Pulse discharge capacitors having either of the that are “parts” or “components” of devices following sets of characteristics: designed for purposes other than electron beam or X-ray radiation (electron microscopy, for a.1. Voltage rating greater than 1.4 kV, energy example) nor those designed for medical storage greater than 10 J, capacitance greater than purposes. 0.5 F, and series inductance less than 50 nH; or Technical Notes: a.2. Voltage rating greater than 750 V, capacitance greater than 0.25 F, and series 1. The “figure of merit” K is defined as: K = 1.7 3 2.65 inductance less than 10 nH; x 10 V Q. V is the peak electron energy in

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 23 million electron volts. If the accelerator beam pulse duration is less than or equal to 1 s, then LVS: N/A Q is the total accelerated charge in Coulombs. If GBS: N/A the accelerator beam pulse duration is greater than 1 s, then Q is the maximum accelerated List of Items Controlled charge in 1 s. Q equals the intergral of i with respect to t, over the lesser of 1 s or the time Related Controls: (1) See ECCN 3D201 for duration of the beam pulse (Q =  idt), where i is “software” “specially designed” for the “use” beam current in amperes and t is time in seconds. of equipment described in this entry. (2) See ECCN 3D202 for “software” “specially 2. “Peak power” = (peak potential in volts) x designed” to enhance or release the (peak beam current in amperes). performance characteristics of frequency changers or generators to meet or exceed the 3. In machines based on microwave level of the performance characteristics accelerating cavities, the time duration of the described in this entry. (3) See ECCNs 3E001 beam pulse is the lesser of 1 s or the duration of (“development” and “production”) and 3E201 the bunched beam packet resulting from one (“use”) for technology for items controlled microwave modulator pulse. under this entry. (4) Frequency changers (a.k.a. converters or inverters) “specially designed” or 4. In machines based on microwave prepared for use in separating uranium isotopes accelerating cavities, the peak beam current is are subject to the export licensing authority of the average current in the time duration of a the Nuclear Regulatory Commission (see 10 bunched beam packet. CFR part 110). Related Definitions: N/A Items: 3A225 Frequency changers (a.k.a. converters or inverters) and generators, except those a. Multiphase output providing a power of 40 VA subject to the export licensing authority of the or greater; Nuclear Regulatory Commission (see 10 CFR part 110), that are usable as a variable b. Operating at a frequency of 600 Hz or more; frequency or fixed frequency motor drive and and have all of the characteristics described in this ECCN (see List of Items Controlled). c. Frequency control better (less) than 0.2%.

License Requirements Notes:

Reason for Control: NP, AT 1. This ECCN controls frequency changers intended for use in specific industrial machinery and/or consumer goods (machine tools, vehicles, Country Chart etc.) only if the frequency changers can meet the Control(s) (See Supp. No. 1 to part 738) performance characteristics described in this entry when removed from the machinery and/or NP applies to entire NP Column 1 goods. This Note does not exclude from control entry under this entry any frequency changer described AT applies to entire AT Column 1 herein that is the principal element of a non- entry controlled item and can feasibly be removed or

used for other purposes. List Based License Exceptions (See Part 740 for 2. To determine whether a particular frequency a description of all license exceptions)

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 24 changer meets or exceeds the performance (“development” and “production”) and 3E201 characteristics described in this entry, both (“use”) for technology for items controlled hardware and “software” performance under this entry. (2) Also see ECCN 3A227. constraints must be considered. (3) Direct current power supplies “specially designed” or prepared for use in separating Technical Notes: uranium isotopes are subject to the export licensing authority of the Nuclear Regulatory 1. Frequency changers controlled by this ECCN Commission (see 10 CFR part 110). are also known as converters or inverters. Related Definitions: N/A 2. The performance characteristics described in Items: this ECCN also may be met by certain equipment marketed as: generators, electronic test a. Capable of continuously producing, over a equipment, AC power supplies, variable speed time period of 8 hours, 100 V or greater with motor drives, variable speed drives (VSDs), current output of 500 A or greater; and variable frequency drives (VFDs), adjustable frequency drives (AFDs), or adjustable speed b. Current or voltage stability better than 0.1% drives (ASDs). over a time period of 8 hours.

3A226 High-power direct current power 3A227 High-voltage direct current power supplies having both of the following supplies, having both of the following characteristics (see List of Items Controlled) , characteristics (see List of Items Controlled) , excluding items that are subject to the export excluding items that are subject to the export licensing authority of the Nuclear Regulatory licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). Commission (see 10 CFR part 110).

License Requirements License Requirements

Reason for Control: NP, AT Reason for Control: NP, AT

Country Chart Country Chart Control(s) (See Supp. No. 1 Control(s) (See Supp. No. 1 to part 738) to part 738) NP applies to entire NP Column 1 NP applies to entire NP Column 1 entry entry AT applies to entire AT Column 1 AT applies to entire AT Column 1 entry entry

List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for a description of all license exceptions) a description of all license exceptions)

LVS: N/A LVS: N/A GBS: N/A GBS: N/A

List of Items Controlled List of Items Controlled

Related Controls: (1) See ECCNs 3E001 Related Controls: (1) See ECCNs 3E001

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(“development” and “production”) and 3E201 (“use”) for technology for items controlled a. Cold-cathode tubes, whether gas filled or not, under this entry. (2) Also see ECCN 3A226. operating similarly to a spark gap, having all of (3) Direct current power supplies “specially the following characteristics: designed” or prepared for use in separating uranium isotopes are subject to the export a.1. Containing three or more electrodes; licensing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). a.2. Anode peak voltage rating of 2.5 kV or more; Related Definitions: N/A Items: a.3. Anode peak current rating of 100 A or more; and a. Capable of continuously producing, over a time period of 8 hours, 20 kV or greater with a.4. Anode delay time of 10 μs current output of 1 A or greater; and or less. b. Current or voltage stability better than 0.1% Technical Note: 3A228.a includes gas krytron over a time period of 8 hours. tubes and vacuum sprytron tubes.

b. Triggered spark-gaps having both of the following characteristics: 3A228 Switching devices, as follows (see List of Items Controlled). b.1. An anode delay time of 15s or less; and

License Requirements b.2. Rated for a peak current of 500 A or more.

Reason for Control: NP, AT c. Modules or assemblies with a fast switching function having all of the following Country Chart characteristics: Control(s) (See Supp. No. 1 to part 738) c.1. Anode peak voltage rating greater than NP applies to entire entry NP Column 1 2 kV; AT applies to entire entry AT Column 1 c.2. Anode peak current rating of 500 A or List Based License Exceptions (See Part 740 for more; and a description of all license exceptions) c.3. Turn-on time of 1s or less. LVS: N/A GBS: N/A 3A229 Firing sets and equivalent high-current List of Items Controlled pulse generators for detonators controlled by 3A232 (see List of Items Controlled). Related Controls: (1) See ECCNs 3E001 (“development” and “production”) and 3E201 License Requirements (“use”) for technology for items controlled under this entry. (2) Also see ECCN 3A991.k. Reason for Control: NP, AT, Foreign policy Related Definitions: N/A Items:

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Country Chart (See having all of the following characteristics: Control(s) Supp. No. 1 to part 738) b.1. Designed for portable, mobile, or NP applies to entire entry NP Column 1 ruggedized use; AT applies to entire entry AT Column 1 Russian industry sector See § 746.5 for b.2. Capable of delivering their energy in less sanctions apply to entire specific license than 15 µs into loads of less than 40 Ω (ohms); entry. requirements and license review policy. b.3. Having an output greater than 100 A;

List Based License Exceptions (See Part 740 for b.4. No dimension greater than 30 cm; a description of all license exceptions) b.5. Weight less than 30 kg; and LVS: N/A GBS: N/A b.6. Specified for use over an extended temperature range 223 K (−50 °C) to 373 K List of Items Controlled (100 °C) or specified as suitable for aerospace applications. Related Controls: (1) See ECCNs 3E001 and 1E001 (“development” and “production”) and c. Micro-firing units having all of the following 3E201 and 1E201 (“use”) for technology for characteristics: items controlled under this entry. (2) See 1A007.a for explosive detonator firing sets c.1. No dimension greater than 35 mm; designed to drive explosive detonators controlled by 1A007.b. (3) High explosives c.2. Voltage rating of equal to or greater than 1 and related equipment for military use are kV; and “subject to the ITAR” (see 22 CFR parts 120 through 130). c.3. Capacitance of equal to or greater than 100 nF. Related Definitions: N/A

ECCN Controls: (1) Optically driven firing 3A230 High-speed pulse generators, and pulse sets include both those employing laser heads therefor, having both of the following initiation and laser charging. (2) Explosively characteristics (see List of Items Controlled). driven firing sets include booth explosive ferroelectric and explosive ferromagnetic firing License Requirements set types. (3) 3A229.b includes xenon flash- lamp drivers. Reason for Control: NP, AT

Items: Country Chart Control(s) (See Supp. No. a. Detonator firing sets (initiation systems, 1 to part 738) firesets), including electronically-charged, NP applies to entire NP Column 1 explosively-driven and optically-driven firing entry sets designed to drive multiple controlled AT applies to entire AT Column 1 detonators controlled by 3A232; entry b. Modular electrical pulse generators (pulsers) List Based License Exceptions (See Part 740 for

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 27 a description of all license exceptions) Russian industry sector See § 746.5 for sanctions apply to entire specific license LVS: N/A entry. requirements and GBS: N/A license review policy. List of Items Controlled List Based License Exceptions (See Part 740 for Related Controls: (1) See ECCNs 3E001 a description of all license exceptions) (“development” and “production”) and 3E201 (“use”) for technology for items controlled LVS: N/A under this entry. (2) See ECCNs 3A002.d.1, GBS: N/A 3A992.a and 3A999.d. List of Items Controlled Related Definitions: 1. In 3A230.b, the term “pulse transition time” is defined as the time Related Controls: See ECCNs 3E001 interval between 10% and 90% voltage (“development” and “production”) and 3E201 amplitude. 2. Pulse heads are impulse forming (“use”) for technology for items controlled networks designed to accept a voltage step under this entry. function and shape it into a variety of pulse Related Definitions: N/A forms that can include rectangular, triangular, Items: step, impulse, exponential, or monocycle types. Pulse heads can be an integral part of the pulse a. Designed for operation without an external generator, they can be a plug-in module to the vacuum system; and device or they can be an externally connected device. b. Utilizing electrostatic acceleration to induce:

Items: b.1. A tritium-deuterium nuclear reaction; or a. Output voltage greater than 6 V into a resistive b.2. A deuterium-deuterium nuclear reaction load of less than 55 ohms; and and capable of an output of 3 x 109 neutrons/s or greater. b. “Pulse transition time” less than 500 ps.

3A232 Detonators and multipoint initiation 3A231 Neutron generator systems, including systems, as follows (see List of Items tubes, having both of the characteristics Controlled). described in this ECCN (see List of Items Controlled). License Requirements

License Requirements Reason for Control: NP, AT, Foreign policy

Reason for Control: NP, AT , Foreign policy Country Chart (See Control(s) Supp. No. 1 to part Country Chart 738) Control(s) (See Supp. No. 1 to NP applies to entire entry NP Column 1 part 738) AT applies to entire entry AT Column 1 NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 28

Russian industry sector See § 746.5 for licensing authority of the Nuclear Regulatory sanctions apply to entire specific license Commission (see 10 CFR part 110). entry. requirements and license review policy. License Requirements

List Based License Exceptions (See Part 740 for Reason for Control: NP, AT a description of all license exceptions) Control(s) Country Chart LVS: N/A (See Supp. No. 1 GBS: N/A to part 738) NP applies to entire NP Column 1 List of Items Controlled entry AT applies to entire AT Column 1 Related Controls: (1) See ECCNs 0A604 and entry 1A007 for electrically driven explosive detonators. (2) See ECCNs 3E001 List Based License Exceptions (See Part 740 for (“development” and “production”) and 3E201 a description of all license exceptions) (“use”) for technology for items controlled under this entry. (3) High explosives and LVS: N/A related equipment for military use are “subject GBS: N/A to the ITAR” (see 22 CFR parts 120 through 130). List of Items Controlled

Related Definitions: N/A Related Controls: (1) See ECCNs 3E001 (“development” and “production”) and 3E201 ECCN Controls: This entry does not control (“use”) for technology for items controlled detonators using only primary explosives, such under this entry. (2) Mass spectrometers as lead azide. “specially designed” or prepared for analyzing Items: on-line samples of UF6 gas streams are subject to the export licensing authority of the Nuclear a. [Reserved] Regulatory Commission (see 10 CFR part 110). Related Definitions: N/A b. Arrangements using single or multiple Items: detonators designed to nearly simultaneously initiate an explosive surface over an area greater a. Inductively coupled plasma mass than 5,000 mm2 from a single firing signal with spectrometers (ICP/MS); an initiation timing spread over the surface of less than 2.5 s. b. Glow discharge mass spectrometers (GDMS);

Technical Note: The word initiator is c. Thermal ionization mass spectrometers sometimes used in place of the word detonator. (TIMS);

d. Electron bombardment mass spectrometers 3A233 Mass spectrometers, capable of having both of the following features: measuring ions of 230 atomic mass units or greater and having a resolution of better than d.1. A molecular beam inlet system that injects 2 parts in 230, and ion sources therefor, a collimated beam of analyte molecules into a excluding items that are subject to the export region of the ion source where the molecules are

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 29 ionized by an electron beam; and List of Items Controlled d.2. One or more cold traps that can be cooled to a temperature of 193 K (-80 C) or less in order Related Controls: N/A to trap analyte molecules that are not ionized by Related Definitions: N/A the electron beam; Items: e. Mass spectrometers equipped with a a. Voltage rating greater than 2 kV; and microfluorination ion source designed for actinides or actinide fluorides. b. Inductance of less than 20 nH.

Technical Notes: 3A611 Military electronics, as follows (see 1. ECCN 3A233.d controls mass spectrometers List of Items Controlled). that are typically used for isotopic analysis of UF6 gas samples. Reason for Control: NS, RS, AT, UN

2. Electron bombardment mass spectrometers Country Chart (see in ECCN 3A233.d are also known as electron Control(s) Supp. No. 1 to part impact mass spectrometers or electron ionization 738) mass spectrometers. NS applies to entire entry NS Column 1 except 3A611.y 3. In ECCN 3A233.d.2, a “cold trap” is a device RS applies to entire entry RS Column 1 that traps gas molecules by condensing or except 3A611.y freezing them on cold surfaces. For the purposes China, Russia, or of this ECCN, a closed-loop gaseous helium RS applies to 3A611.y Venezuela (see cryogenic vacuum pump is not a cold trap. § 742.6(a)(7)) AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) for 3A234 Striplines to provide low inductance except 3A611.y UN controls path to detonators with the following characteristics (see List of Items Controlled). List Based License Exceptions (see Part 740 for a description of all license exceptions) License Requirements LVS: $1500 for 3A611.a, .d through .h Reason for Control: NP, AT and .x; N/A for ECCN 3A611.c. GBS: N/A Country Chart (See Control(s) Supp. No. 1 to part Special Conditions for STA 738) NP applies to entire entry NP Column 1 STA: Paragraph (c)(2) of License AT applies to entire entry AT Column 1 Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any List Based License Exceptions (See Part 740 for item in 3A611. a description of all license exceptions) List of Items Controlled LVS: N/A GBS: N/A Related Controls: (1) Electronic items that are

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 30 enumerated in USML Category XI or other “600 series” ECCN. USML categories, and technical data (including software) directly related thereto, are subject to Note to 3A611.a: ECCN 3A611.a includes any the ITAR. (2) Application specific integrated radar, telecommunications, acoustic or computer circuits (ASICs) and programmable logic devices equipment, end items, or systems “specially (PLD) that are programmed for defense articles designed” for military application that are not that are subject to the ITAR are controlled in enumerated or otherwise described in any USML USML Category XI(c)(1). (3) See ECCN category or controlled by another “600 series” 3A001.a.7 for controls on unprogrammed ECCN. programmable logic devices (PLD). (4) Printed circuit boards and populated circuit cards with a b. [Reserved] layout that is “specially designed” for defense articles are controlled in USML Category c. [Reserved] XI(c)(2). (5) Multichip modules for which the pattern or layout is “specially designed” for d. [Reserved] defense articles are controlled in USML Category XI(c)(3). (6) Electronic items “specially e. High frequency (HF) surface wave radar that designed” for military application that are not maintains the positional state of maritime surface controlled in any USML category but are within or low altitude airborne objects of interest in a the scope of another “600 series” ECCN or a received radar signal through time. 9x515 ECCN are controlled by that “600 series” ECCN or 9x515 ECCN. For example, electronic Note to 3A611.e: ECCN 3A611.e does not components not enumerated on the USML or a apply to systems, equipment, and assemblies “600 series” other than 3A611 that are “specially “specially designed” for marine traffic control. designed” for a military aircraft controlled by USML Category VIII or ECCN 9A610 are f. Application specific integrated circuits (ASICs) controlled by the catch-all control in ECCN and programmable logic devices (PLD) that are 9A610.x. Electronic components not enumerated not controlled by paragraph .y of this entry and on the USML or another “600 series” entry that that are programmed for “600 series” items. are “specially designed” for a military vehicle controlled by USML Category VII or ECCN Note to paragraph .f: In this paragraph, the 0A606 are controlled by ECCN 0A606.x. term ‘application specific integrated circuit’ Electronic components not enumerated on the means an integrated circuit developed and USML that are “specially designed” for a missile produced for a specific application or function controlled by USML Category IV are controlled regardless of number of customers for which the by ECCN 9A604.(7) Certain radiation-hardened integrated circuit is developed or produced. microelectronic circuits are controlled by ECCN 9A515.d or 9A515.e, when “specially designed” g. Printed circuit boards and populated circuit for defense articles, “600 series” items, or items card assemblies that are not controlled by controlled by 9A515. paragraph .y of this entry and for which the layout is “specially designed” for “600 series” items. Related Definitions: N/A Items: h. Multichip modules that are not controlled by paragraph .y of this entry and for which the a. Electronic “equipment,” “end items,” and pattern or layout is “specially designed” for “600 “systems” “specially designed” for a military series” items. application that are not enumerated or otherwise described in either a USML category or another i. through w. [Reserved]

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x. “Parts,” “components,” “accessories,” and y.2. Electric fans; “attachments” that are “specially designed” for a commodity controlled by this entry or for an y.3. Heat sinks; article controlled by USML Category XI, and not enumerated or described in any USML category y.4. Joy sticks; or in any paragraph other than the .x paragraph of another 600 series ECCN or in paragraph .y of y.5. Mica paper capacitors; this entry. y.6. Microphones; Note 1 to ECCN 3A611.x: ECCN 3A611.x includes “parts,” “components,” “accessories,” y.7. Potentiometers; and “attachments” “specially designed” for a radar, telecommunications, acoustic system or y.8. Rheostats; equipment or computer “specially designed” for military application that are neither controlled in y.9. Electric connector backshells; any USML category nor controlled in any paragraph other than the .x paragraph of another y.10. Solenoids; “600 series” ECCN. y.11. Speakers; Note 2 to ECCN 3A611.x: ECCN 3A611.x controls “parts” and “components” “specially y.12. Trackballs; designed” for underwater sensors or projectors controlled by USML Category XI(c)(12) y.13. Electric transformers; containing single-crystal lead magnesium niobate lead titanate (PMN-PT) based y.14. Application specific integrated circuits piezoelectrics. (ASICs) and programmable logic devices (PLD) that are programmed for commodities controlled Note 3 to ECCN 3A611.x: “Parts,” in the .y paragraph of any “600 series” ECCN; “components,” “accessories,” and “attachments” subject to the EAR and within the y.15. Printed circuit boards and populated scope of any 600 series .x entry that are of a type circuit card assemblies for which the layout is that are or would potentially be for use in or with “specially designed” for an item controlled by multiple platforms (e.g., military electronics, the .y paragraph of any “600 series” ECCN; military vehicles, and military aircraft) may be classified under 3A611.x. y.16. Multichip modules for which the pattern or layout is “specially designed” for an item in y. Specific “parts,” “components,” the .y paragraph of a “600 series” ECCN; “accessories,” and “attachments” “specially designed” for a commodity subject to control in a y.17. Circuit breakers; “600 series” ECCN or a defense article and not elsewhere specified in any paragraph other than y.18. Ground fault circuit interrupters; the .y paragraph of a “600 series” ECCN or the USML as follows, and “parts,” “components,” y.19. Electrical contacts; “accessories,” and “attachments” “specially designed” therefor: y.20. Electrical guide pins;

y.1. Electrical connectors; y.21. Filtered and unfiltered mechanical

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 32 switches; Reason for Control: CC

y.22. Thumbwheels; Country Chart Control(s) See Supp. No. 1 y.23. Fixed resistors; to part 738) CC applies to entire CC Column 1 y.24. Electrical jumpers; entry

y.25. Grounding straps; List Based License Exceptions (See Part 740 for a description of all license exceptions) y.26. Indicator dials; LVS: N/A y.27. Contactors; GBS: N/A

y.28. Touchpads; List of Items Controlled

y.29. Mechanical caps; Related Controls: N/A Related Definitions: N/A y.30. Mechanical plugs; Items:

y.31. Finger barriers; The list of items controlled is contained in the ECCN heading. y.32. Flip-guards;

y.33. Identification plates and nameplates; 3A981 Polygraphs (except biomedical recorders designed for use in medical facilities y.34. Knobs; for monitoring biological and neurophysical responses); fingerprint analyzers, cameras y.35. Hydraulic, pneumatic, fuel and lubrication and equipment, n.e.s.; automated fingerprint gauges. and identification retrieval systems, n.e.s.; psychological stress analysis equipment; Note to ECCN 3A611: When applying the electronic monitoring restraint devices; and “specially designed” definition to determine “specially designed” “components” and whether a printed circuit board, populated circuit “accessories” therefor, n.e.s. card assembly or multichip module is controlled by paragraph .g, .h, .y.15 or .y.16 of this entry, License Requirements the layout of the board or assembly and the pattern and layout of the module are the only Reason for Control: CC characteristics that need be evaluated under the “specially designed” definition. Country Chart Control(s) See Supp. No. 1 to part 738) 3A980 Voice print identification and analysis CC applies to entire entry CC Column 1 equipment and “specially designed” “components” therefor, n.e.s. List Based License Exceptions (See Part 740 for a description of all license exceptions) License Requirements LVS: N/A

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GBS: N/A GBS: N/A

List of Items Controlled List of Items Controlled

Related Controls: See ECCN 0A982 for other Related Controls: N/A types of restraint devices Related Definitions: N/A Related Definitions: N/A Items: Items: a. “Microprocessor microcircuits”, The list of items controlled is contained in the “microcomputer microcircuits”, and ECCN heading. microcontroller microcircuits having any of the following: Note to ECCN 3A981. In this ECCN, electronic monitoring restraint devices are a.1. A performance speed of 5 GFLOPS or devices used to record or report the location of more and an arithmetic logic unit with an access confined persons for law enforcement or penal width of 32 bit or more; reasons. The term does not include devices that confine memory impaired patents to appropriate a.2. A clock frequency rate exceeding 25 MHz; medical facilities. or

a.3. More than one data or instruction bus or 3A991 Electronic devices, and “components” serial communication port that provides a direct not controlled by 3A001. external interconnection between parallel “microprocessor microcircuits” with a transfer License Requirements rate of 2.5 Mbyte/s;

Reason for Control: AT b. Storage integrated circuits, as follows:

Country Chart b.1. Electrical erasable programmable read- Control(s) See Supp. No. 1 only memories (EEPROMs) with a storage to part 738) capacity; AT applies to entire AT Column 1 entry b.1.a. Exceeding 16 Mbits per package for flash memory types; or License Requirements Note: See § 744.17 of the EAR for additional license requirements for b.1.b. Exceeding either of the following limits microprocessors having a processing speed of 5 for all other EEPROM types: GFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more, including b.1.b.1. Exceeding 1 Mbit per package; or those incorporating “information security” functionality, and associated “software” and b.1.b.2. Exceeding 256 kbit per package and “technology” for the “production” or a maximum access time of less than 80 ns; “development” of such microprocessors. b.2. Static random access memories (SRAMs) List Based License Exceptions (See Part 740 for with a storage capacity: a description of all license exceptions) b.2.a. Exceeding 1 Mbit per package; or LVS: N/A

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b.2.b. Exceeding 256 kbit per package and a g.2. Helix devices based on helix, folded maximum access time of less than 25 ns; waveguide, or serpentine waveguide circuits, or derivatives thereof, with any of the following: c. Analog-to-digital converters having any of the following: g.2.a. An “instantaneous bandwidth” of half an octave or more; and c.1. A resolution of 8 bit or more, but less than 12 bit, with an output rate greater than 200 g.2.b. The product of the rated average output million words per second; power (expressed in kW) and the maximum operating frequency (expressed in GHz) of more c.2. A resolution of 12 bit with an output rate than 0.2; greater than 105 million words per second; g.2.c. An “instantaneous bandwidth” of less c.3. A resolution of more than 12 bit but equal than half an octave; and to or less than 14 bit with an output rate greater than 10 million words per second; or g.2.d. The product of the rated average output power (expressed in kW) and the maximum c.4. A resolution of more than 14 bit with an operating frequency (expressed in GHz) of more output rate greater than 2.5 million words per than 0.4; second; h. Flexible waveguides designed for use at d. Field programmable logic devices having a frequencies exceeding 40 GHz; maximum number of single-ended digital input/outputs between 200 and 700; i. Surface acoustic wave and surface skimming (shallow bulk) acoustic wave devices (i.e., e. Fast Fourier Transform (FFT) processors “signal processing” devices employing elastic having a rated execution time for a 1,024 point waves in materials), having either of the complex FFT of less than 1 ms; following: f. Custom integrated circuits for which either the i.1. A carrier frequency exceeding 1 GHz; or function is unknown, or the control status of the equipment in which the integrated circuits will be i.2. A carrier frequency of 1 GHz or less; and used is unknown to the manufacturer, having any of the following: i.2.a. A frequency side-lobe rejection exceeding 55 Db; f.1. More than 144 terminals; or i.2.b. A product of the maximum delay time f.2. A typical “basic propagation delay time” of and bandwidth (time in microseconds and less than 0.4 ns; bandwidth in MHz) of more than 100; or g. Traveling-wave “vacuum electronic devices,” i.2.c. A dispersive delay of more than 10 pulsed or continuous wave, as follows: microseconds;

g.1. Coupled cavity devices, or derivatives j. Cells as follows: thereof; j.1. Primary cells having an energy density of 550 Wh/kg or less at 293 K (20ºC);

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j.2. Secondary cells having an energy density of 350 Wh/kg or less at 293 K (20ºC); k.3. Rated for a magnetic induction of more than 8T or “overall current density” in the Note: 3A991.j does not control batteries, winding of more than 300 A/mm2; including single cell batteries. l. Circuits or systems for electromagnetic energy Technical Notes: storage, containing “components” manufactured from “superconductive” materials “specially 1. For the purpose of 3A991.j energy density designed” for operation at temperatures below the (Wh/kg) is calculated from the nominal voltage “critical temperature” of at least one of their multiplied by the nominal capacity in ampere- “superconductive” constituents, having all of the hours divided by the mass in kilograms. If the following: nominal capacity is not stated, energy density is calculated from the nominal voltage squared then l.1. Resonant operating frequencies exceeding 1 multiplied by the discharge duration in hours MHz; divided by the discharge load in Ohms and the mass in kilograms. l.2. A stored energy density of 1 MJ/M3 or more; and 2. For the purpose of 3A991.j, a ‘cell’ is defined as an electrochemical device, which has l.3. A discharge time of less than 1 ms; positive and negative electrodes, and electrolyte, and is a source of electrical energy. It is the basic m. Hydrogen/hydrogen-isotope thyratrons of building block of a battery. ceramic-metal construction and rate for a peak current of 500 A or more; 3. For the purpose of 3A991.j.1, a ‘primary cell’ is a ‘cell’ that is not designed to be charged n. Digital integrated circuits based on any by any other source. compound semiconductor having an equivalent gate count of more than 300 (2 input gates); 4. For the purpose of 3A991.j.2, a ‘secondary cell’ is a ‘cell’ that is designed to be charged by o. Solar cells, cell-interconnect-coverglass (CIC) an external electrical source. assemblies, solar panels, and solar arrays, which are “space qualified” and not controlled by k. “Superconductive” electromagnets or 3A001.e.4. solenoids “specially designed” to be fully charged or discharged in less than one minute, 3A992 General purpose electronic equipment having all of the following: not controlled by 3A002.

Note: 3A991.k does not control License Requirements “superconductive” electromagnets or solenoids designed for Magnetic Resonance Imaging (MRI) Reason for Control: AT medical equipment. Country Chart k.1. Maximum energy delivered during the Control(s) See Supp. No. 1 discharge divided by the duration of the discharge to part 738) of more than 500 kJ per minute; AT applies to entire AT Column 1 entry k.2. Inner diameter of the current carrying windings of more than 250 mm; and List Based License Exceptions (See Part 740 for

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 36 a description of all license exceptions) g. Digital oscilloscopes and transient recorders, using analog-to-digital conversion techniques, LVS: N/A capable of storing transients by sequentially GBS: N/A sampling single-shot inputs at successive intervals of less than 1 ns (greater than 1 giga- List of Items Controlled sample per second), digitizing to 8 bits or greater resolution and storing 256 or more samples. Related Controls: N/A Related Definitions: N/A Note: This ECCN controls the following Items: “specially designed” “parts” and “components” for analog oscilloscopes: a. Electronic test equipment, n.e.s. 1. Plug-in units; 2. External amplifiers; b. Digital instrumentation magnetic tape data 3. Pre-amplifiers; recorders having any of the following 4. Sampling devices; characteristics; 5. Cathode ray tubes.

b.1. A maximum digital interface transfer rate exceeding 60 Mbit/s and employing helical scan 3A999 Specific processing equipment, n.e.s., as techniques; follows (see List of Items Controlled).

b.2. A maximum digital interface transfer rate License Requirements exceeding 120 Mbit/s and employing fixed head techniques; or Reason for Control: AT Country Chart See Supp. Control(s) b.3. “Space qualified”; No. 1 to part 738) AT applies to A license is required for c. Equipment, with a maximum digital interface entire entry items controlled by this transfer rate exceeding 60 Mbit/s, designed to entry to North Korea for convert digital video magnetic tape recorders for anti-terrorism reasons. use as digital instrumentation data recorders; The Commerce Country Chart is not designed to d. Non-modular analog oscilloscopes having a determine AT licensing bandwidth of 1 GHz or greater; requirements for this entry. See §742.19 of the e. Modular analog oscilloscope systems having EAR for additional either of the following characteristics: information.

e.1. A mainframe with a bandwidth of 1 GHz or List Based License Exceptions (See Part 740 for greater; or a description of all license exceptions)

e.2. Plug-in modules with an individual LVS: N/A bandwidth of 4 GHz or greater; GBS: N/A f. Analog sampling oscilloscopes for the analysis List of Items Controlled of recurring phenomena with an effective bandwidth greater than 4 GHz; Related Controls: (1) See also, 3A225 (for frequency changes capable of operating in the

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frequency range of 600 Hz and above), and License Requirements 3A233. (2) Certain auxiliary systems, equipment, “parts” and “components” for Reason for Control: NS, AT isotope separation plants, made of or protected by UF6 resistant materials are subject to the Country Chart export licensing authority of the Nuclear Control(s) See Supp. No. 1 Regulatory Commission (see 10 CFR part 110). to part 738) Related Definitions: N/A NS applies to entire NS Column 2 Items: entry a. Frequency changers capable of operating in the AT applies to entire AT Column 1 frequency range from 300 up to 600 Hz, n.e.s; entry b. Mass spectrometers n.e.s; List Based License Exceptions (See Part 740 for a description of all license exceptions) c. All flash x-ray machines, and “parts” or “components” of pulsed power systems designed LVS: $500 thereof, including Marx generators, high power GBS: Yes, except a.3 (molecular beam pulse shaping networks, high voltage capacitors, epitaxial growth equipment using gas and triggers; sources), .e (automatic loading multi- chamber central wafer handling systems d. Pulse amplifiers, n.e.s.; only if connected to equipment controlled by 3B001. a.3, or .f), and .f e. Electronic equipment for time delay generation (lithography equipment). or time interval measurement, as follows: List of Items Controlled e.1. Digital time delay generators with a resolution of 50 nanoseconds or less over time Related Controls: See also 3B991 intervals of 1 microsecond or greater; or Related Definitions: N/A Items: e.2. Multi-channel (three or more) or modular time interval meter and chronometry equipment a. Equipment designed for epitaxial growth as with resolution of 50 nanoseconds or less over follows: time intervals of 1 microsecond or greater; a.1. Equipment designed or modified to produce f. Chromatography and spectrometry analytical a layer of any material other than silicon with a instruments. thickness uniform to less than ± 2.5% across a distance of 75 mm or more; B. TEST, INSPECTION AND “PRODUCTION EQUIPMENT” Note: 3B001.a.1 includes atomic layer epitaxy (ALE) equipment.

3B001 Equipment for the manufacturing of a.2. Metal Organic Chemical Vapor Deposition semiconductor devices or materials, as follows (MOCVD) reactors designed for compound (see List of Items Controlled) and “specially semiconductor epitaxial growth of material designed” “components” and “accessories” having two or more of the following elements: therefor. aluminum, gallium, indium, arsenic, phosphorus, antimony, or nitrogen;

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a.3. Molecular beam epitaxial growth Technical Notes: equipment using gas or solid sources; 1. For the purpose of 3B001.e, ‘semiconductor b. Equipment designed for ion implantation and process tools’ refers to modular tools that having any of the following: provide physical processes for semiconductor production that are functionally different, such as b.1. [Reserved] deposition, implant or thermal processing.

b.2. Being designed and optimized to operate at 2. For the purpose of 3B001.e, ‘sequential a beam energy of 20 keV or more and a beam multiple wafer processing’ means the capability current of 10 mA or more for hydrogen, to process each wafer in different ‘semiconductor deuterium, or helium implant; process tools’, such as by transferring each wafer from one tool to a second tool and on to a b.3. Direct write capability; third tool with the automatic loading multi- chamber central wafer handling systems. b.4. A beam energy of 65 keV or more and a beam current of 45 mA or more for high energy f. Lithography equipment as follows: oxygen implant into a heated semiconductor material “substrate”; or f.1. Align and expose step and repeat (direct step on wafer) or step and scan (scanner) b.5. Being designed and optimized to operate at equipment for wafer processing using photo- beam energy of 20 keV or more and a beam optical or X-ray methods and having any of the current of 10mA or more for silicon implant into following: a semiconductor material “substrate” heated to 600 ˚C or greater; f.1.a. A light source wavelength shorter than 193 nm; or c. [Reserved] f.1.b. Capable of producing a pattern with a d. [Reserved] “Minimum Resolvable Feature size” (MRF) of 45 nm or less; e. Automatic loading multi-chamber central wafer handling systems having all of the Technical Note: The ‘Minimum Resolvable following: Feature size’ (MRF) is calculated by the following formula: e.1. Interfaces for wafer input and output, to which more than two functionally different (an exposure light source wavelength ‘semiconductor process tools’ controlled by in nm) x (K factor) MRF = 3B001.a.1, 3B001.a.2, 3B001.a.3 or 3B001.b are ------designed to be connected; and numerical aperture

e.2. Designed to form an integrated system in a where the K factor = 0.35 vacuum environment for ‘sequential multiple wafer processing’; f.2 Imprint lithography equipment capable of production features of 45 nm or less; Note: 3B001.e does not control automatic robotic wafer handling systems “specially designed” for parallel wafer processing. Note: 3B001.f.2 includes:

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lithography equipment having a light source - Micro contact printing tools wavelength less than 245 nm;

- Hot embossing tools Note: 3B001.h. does not control multi-layer masks with a phase shift layer designed for the - Nano-imprint lithography tools fabrication of memory devices not controlled by 3A001. - Step and flash imprint lithography (S-FIL) tools N.B.: For masks and reticles, “specially designed” for optical sensors, see 6B002. f.3. Equipment “specially designed” for mask making having all of the following: i. Imprint lithography templates designed for integrated circuits by 3A001; f.3.a. A deflected focused electron beam, ion beam or “laser” beam; and j. Mask “substrate blanks” with multilayer reflector structure consisting of molybdenum and f.3.b. Having any of the following: silicon, and having all of the following:

f.3.b.1. A Full-Width Half-Maximum j.1. “Specially designed” for ‘Extreme (FWHM) spot size smaller than 65 nm and an Ultraviolet (EUV)’ lithography; and image placement less than 17 nm (mean + 3 sigma); or j.2. Compliant with SEMI Standard P37.

f.3.b.2. [Reserved] Technical Note: ‘Extreme Ultraviolet (EUV)’ refers to electromagnetic spectrum f.3.b.3. A second-layer overlay error of wavelengths greater than 5 nm and less than 124 less than 23 nm (mean + 3 sigma) on the mask; nm.

f.4. Equipment designed for device processing using direct writing methods, having all of the 3B002 Test equipment “specially designed” following: for testing finished or unfinished semiconductor devices as follows (see List of f.4.a. A deflected focused electron Items Controlled) and “specially designed” beam; and “components” and “accessories” therefor.

f.4.b. Having any of the following: License Requirements

f.4.b.1. A minimum beam size equal to Reason for Control: NS, AT or smaller than 15 nm; or Country Chart f.4.b.2. An overlay error less than 27 nm Control(s) See Supp. No. 1 (mean + 3 sigma); to part 738) NS applies to entire NS Column 2 g. Masks and reticles, designed for integrated entry circuits controlled by 3A001; AT applies to entire AT Column 1 entry h. Multi-layer masks with a phase shift layer not specified by 3B001.g and designed to be used by List Based License Exceptions (See Part 740 for

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 40 a description of all license exceptions) not be used for any item in 3B611.

LVS: $500 List of Items Controlled GBS: Yes Related Controls: N/A List of Items Controlled Related Definitions: N/A Items:

Related Controls: See also 3A999.a and 3B992 a. Test, inspection, and production end items and Related Definitions: N/A equipment “specially designed” for the Items: “development,” “production,” repair, overhaul or refurbishing of items controlled in ECCN 3A611 a. For testing S-parameters of items specified by (except 3A611.y) or USML Category XI that are 3A001.b.3; not enumerated in USML Category XI or controlled by another “600 series” ECCN. b. [Reserved] b. through w. [Reserved] c. For testing microwave integrated circuits controlled by 3A001.b.2. x. “Parts,” “components,” “accessories” and “attachments” that are “specially designed” for a commodity listed in this entry and that are not 3B611 Test, inspection, and production enumerated on the USML or controlled by commodities for military electronics, as another “600 series” ECCN. follows (see List of Items Controlled).

License Requirements 3B991 Equipment not controlled by 3B001 for the manufacture of electronic “parts,” Reason for Control: NS, RS, AT, UN “components” and materials, and “specially designed” “parts,” “components” and Country Chart (See “accessories” therefor. Control(s) Supp. No. 1 to part 738) License Requirements NS applies to entire entry NS Column 1 Reason for Control: AT RS applies to entire entry RS Column 1 AT applies to entire entry AT Column 1 Country Chart See § 746.1(b) for Control(s) (See Supp. No. 1 UN applies to entire entry UN controls to part 738) AT applies to entire AT Column 1 List Based License Exceptions (see Part 740 for entry a description of all license exceptions) List Based License Exceptions (See Part 740 for LVS: $1500 a description of all license exceptions) GBS: N/A LVS: N/A Special Conditions for STA GBS: N/A

STA: Paragraph (c)(2) of License Exception List of Items Controlled STA (§ 740.20(c)(2) of the EAR) may

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Related Controls: N/A b.1.b. Equipment “specially designed” for Related Definitions: ‘Sputtering’ is an purifying or processing III/V and II/VI overlay coating process wherein positively semiconductor materials controlled by 3C001, charged ions are accelerated by an electric 3C002, 3C003, 3C004, or 3C005 except crystal field towards the surface of a target (coating pullers, for which see 3B991.b.1.c below; material). The kinetic energy of the impacting ions is sufficient to cause target b.1.c. Crystal pullers and furnaces, as follows: surface atoms to be released and deposited on the substrate. (Note: Triode, magnetron or Note: 3B991.b.1.c does not control diffusion radio frequency sputtering to increase and oxidation furnaces. adhesion of coating and rate of deposition are ordinary modifications of the process.) b.1.c.1. Annealing or recrystallizing equipment other than constant temperature Items: furnaces employing high rates of energy transfer capable of processing wafers at a rate exceeding a. Equipment “specially designed” for the 0.005 m2 per minute; manufacture of electron tubes, optical elements and “specially designed” “parts” and b.1.c.2. “Stored program controlled” crystal “components” therefor controlled by 3A001 or pullers having any of the following 3A991; characteristics: b. Equipment “specially designed” for the b.1.c.2.a. Rechargeable without replacing manufacture of semiconductor devices, the crucible container; integrated circuits and “electronic assemblies”, as follows, and systems incorporating or having the b.1.c.2.b. Capable of operation at pressures characteristics of such equipment: above 2.5 x 105 Pa; or

Note: 3B991.b also controls equipment used or b.1.c.2.c. Capable of pulling crystals of a modified for use in the manufacture of other diameter exceeding 100 mm; devices, such as imaging devices, electro-optical devices, acoustic-wave devices. b.1.d. “Stored program controlled” equipment for epitaxial growth having any of the following b.1. Equipment for the processing of materials characteristics: for the manufacture of devices, “parts” and “components” as specified in the heading of b.1.d.1. Capable of producing silicon layer 3B991.b, as follows: with a thickness uniform to less than 2.5% across a distance of 200 mm or more; Note: 3B991 does not control quartz furnace tubes, furnace liners, paddles, boats (except b.1.d.2. Capable of producing a layer of any “specially designed” caged boats), bubblers, material other than silicon with a thickness cassettes or crucibles “specially designed” for uniformity across the wafer of equal to or better the processing equipment controlled by than  3.5%; or 3B991.b.1. b.1.d.3. Rotation of individual wafers during b.1.a. Equipment for producing processing; polycrystalline silicon and materials controlled by 3C001; b.1.e. Molecular beam epitaxial growth equipment;

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b.1.f. Magnetically enhanced ‘sputtering’ Notes: 1. “Batch types” refers to machines not equipment with “specially designed” integral “specially designed” for production processing load locks capable of transferring wafers in an of single wafers. Such machines can process two isolated vacuum environment; or more wafers simultaneously with common process parameters, e.g., RF power, temperature, b.1.g. Equipment “specially designed” for ion etch gas species, flow rates. implantation, ion-enhanced or photo-enhanced diffusion, having any of the following 2. “Single wafer types” refers to machines characteristics: “specially designed” for production processing of single wafers. These machines may use b.1.g.1. Patterning capability; automatic wafer handling techniques to load a single wafer into the equipment for processing. b.1.g.2. Beam energy (accelerating voltage) The definition includes equipment that can load exceeding 200 keV; and process several wafers but where the etching parameters, e.g., RF power or end point, can be b.1.g.3 Optimized to operate at a beam independently determined for each individual energy (accelerating voltage) of less than 10 keV; wafer. or b.1.i. “Chemical vapor deposition” (CVD) b.1.g.4. Capable of high energy oxygen equipment, e.g., plasma-enhanced CVD implant into a heated “substrate”; (PECVD) or photo-enhanced CVD, for semiconductor device manufacturing, having b.1.h. “Stored program controlled” equipment either of the following capabilities, for deposition for the selective removal (etching) by means of of oxides, nitrides, metals or polysilicon: anisotropic dry methods (e.g., plasma), as follows: b.1.i.1. “Chemical vapor deposition” equipment operating below 105 Pa; or b.1.h.1. Batch types having either of the following: b.1.i.2. PECVD equipment operating either below 60 Pa (450 millitorr) or having automatic b.1.h.1.a. End-point detection, other than cassette-to-cassette and load lock wafer handling; optical emission spectroscopy types; or Note: 3B991.b.1.i does not control low pressure b.1.h.1.b. Reactor operational (etching) “chemical vapor deposition” (LPCVD) systems pressure of 26.66 Pa or less; or reactive “sputtering” equipment.

b.1.h.2. Single wafer types having any of the b.1.j. Electron beam systems “specially following: designed” or modified for mask making or semiconductor device processing having any of b.1.h.2.a. End-point detection, other than the following characteristics: optical emission spectroscopy types; b.1.j.1. Electrostatic beam deflection; b.1.h.2.b. Reactor operational (etching) pressure of 26.66 Pa or less; or b.1.j.2. Shaped, non-Gaussian beam profile;

b.1.h.2.c. Cassette-to-cassette and load b.1.j.3. Digital-to-analog conversion rate locks wafer handling; exceeding 3 MHz;

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manufacture of devices, “parts” and b.1.j.4. Digital-to-analog conversion “components” as specified in the heading of accuracy exceeding 12 bit; or 3B991, as follows:

b.1.j.5. Target-to-beam position feedback Note: The term “masks” refers to those used in control precision of 1 micrometer or finer; electron beam lithography, X-ray lithography, and ultraviolet lithography, as well as the usual Note: 3B991.b.1.j does not control electron ultraviolet and visible photo-lithography. beam deposition systems or general purpose scanning electron microscopes. b.2.a. Finished masks, reticles and designs therefor, except: b.1.k. Surface finishing equipment for the processing of semiconductor wafers as follows: b.2.a.1. Finished masks or reticles for the production of unembargoed integrated circuits; b.1.k.1. “Specially designed” equipment for or backside processing of wafers thinner than 100 micrometer and the subsequent separation b.2.a.2. Masks or reticles, having both of the thereof; or following characteristics:

b.1.k.2. “Specially designed” equipment for b.2.a.2.a. Their design is based on achieving a surface roughness of the active geometries of 2.5 micrometer or more; and surface of a processed wafer with a two-sigma b.2.a.2.b. The design does not include value of 2 micrometer or less, total indicator special features to alter the intended use by means reading (TIR); of production equipment or “software”;

Note: 3B991.b.1.k does not control single- b.2.b. Mask “substrates” as follows: side lapping and polishing equipment for wafer surface finishing. b.2.b.1. Hard surface (e.g., chromium, silicon, molybdenum) coated “substrates” (e.g., b.1.l. Interconnection equipment which glass, quartz, sapphire) for the preparation of includes common single or multiple vacuum masks having dimensions exceeding 125 mm x chambers “specially designed” to permit the 125 mm; or integration of any equipment controlled by 3B991 into a complete system; b.2.b.2. “Substrates” “specially designed” for X-ray masks; b.1.m. “Stored program controlled” equipment using “lasers” for the repair or b.2.c. Equipment, other than general purpose trimming of “monolithic integrated circuits” with computers, “specially designed” for computer either of the following characteristics: aided design (CAD) of semiconductor devices or integrated circuits; b.1.m.1. Positioning accuracy less than  1 micrometer; or b.2.d. Equipment or machines, as follows, for mask or reticle fabrication: b.1.m.2. Spot size (kerf width) less than 3 micrometer. b.2.d.1. Photo-optical step and repeat cameras capable of producing arrays larger than b.2. Masks, mask “substrates,” mask-making 100 mm x 100 mm, or capable of producing a equipment and image transfer equipment for the single exposure larger than 6 mm x 6 mm in the

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 44 image (i.e., focal) plane, or capable of producing than 2.5 micrometer; line widths of less than 2.5 micrometer in the photoresist on the “substrate”; b.2.f.2. Alignment with a precision finer than  0.25 micrometer (3 sigma); b.2.d.2. Mask or reticle fabrication equipment using ion or “laser” beam lithography b.2.f.3. Machine-to-machine overlay no capable of producing line widths of less than 2.5 better than  0.3 micrometer; or micrometer; or b.2.f.4. A light source wavelength shorter b.2.d.3. Equipment or holders for altering than 400 nm; masks or reticles or adding pellicles to remove defects; b.2.g. Electron beam, ion beam or X-ray equipment for projection image transfer capable Note: 3B991.b.2.d.1 and b.2.d.2 do not of producing patterns less than 2.5 micrometer; control mask fabrication equipment using photo- optical methods which was either commercially Note: For focused, deflected-beam available before the 1st January, 1980, or has a systems(direct write systems), see 3B991.b.1.j or performance no better than such equipment. b.10. b.2.e. “Stored program controlled” equipment for the inspection of masks, reticles or pellicles b.2.h. Equipment using “lasers” for direct with: write on wafers capable of producing patterns less than 2.5 micrometer. b.2.e.1. A resolution of 0.25 micrometer or finer; and b.3. Equipment for the assembly of integrated circuits, as follows: b.2.e.2. A precision of 0.75 micrometer or finer over a distance in one or two coordinates of b.3.a. “Stored program controlled” die 63.5 mm or more; bonders having all of the following characteristics: Note: 3B991.b.2.e does not control general purpose scanning electron microscopes except b.3.a.1. “Specially designed” for “hybrid when “specially designed” and instrumented for integrated circuits”; automatic pattern inspection. b.3.a.2. X-Y stage positioning travel b.2.f. Align and expose equipment for wafer exceeding 37.5 x 37.5 mm; and production using photo-optical or X-ray methods, e.g., lithography equipment, including both b.3.a.3. Placement accuracy in the X-Y projection image transfer equipment and step and plane of finer than  10 micrometer; repeat (direct step on wafer) or step and scan (scanner) equipment, capable of performing any b.3.b. “Stored program controlled” of the following functions: equipment for producing multiple bonds in a single operation (e.g., beam lead bonders, chip Note: 3B991.b.2.f does not control photo- carrier bonders, tape bonders); optical contact and proximity mask align and expose equipment or contact image transfer b.3.c. Semi-automatic or automatic hot cap equipment. sealers, in which the cap is heated locally to a higher temperature than the body of the package, b.2.f.1. Production of a pattern size of less “specially designed” for ceramic microcircuit

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 45 packages controlled by 3A001 and that have a integrated circuits and “electronic assemblies”, as throughput equal to or more than one package per follows, and systems incorporating or having the minute. characteristics of such equipment:

Note: 3B991.b.3 does not control general Note: 3B992.b also controls equipment used or purpose resistance type spot welders. modified for use in the inspection or testing of other devices, such as imaging devices, electro- b.4. Filters for clean rooms capable of optical devices, acoustic-wave devices. providing an air environment of 10 or less particles of 0.3 micrometer or smaller per b.1. “Stored program controlled” inspection 0.02832 m3 and filter materials therefor. equipment for the automatic detection of defects, errors or contaminants of 0.6 micrometer or less in or on processed wafers, “substrates”, other 3B992 Equipment not controlled by 3B002 for than printed circuit boards or chips, using optical the inspection or testing of electronic image acquisition techniques for pattern “components” and materials, and “specially comparison; designed” “parts,” “components” and “accessories” therefor. Note: 3B992.b.1 does not control general purpose scanning electron microscopes, except License Requirements when “specially designed” and instrumented for automatic pattern inspection. Reason for Control: AT b.2. “Specially designed” “stored program Country Chart (See controlled” measuring and analysis equipment, as Control(s) Supp. No. 1 to part follows: 738) AT applies to entire entry AT Column 1 b.2.a. “Specially designed” for the measurement of oxygen or carbon content in List Based License Exceptions (See Part 740 for semiconductor materials; a description of all license exceptions) b.2.b. Equipment for line width measurement LVS: N/A with a resolution of 1 micrometer or finer; GBS: N/A b.2.c. “Specially designed” flatness List of Items Controlled measurement instruments capable of measuring deviations from flatness of 10 micrometer or less Related Controls: See also 3A992.a. with a resolution of 1 micrometer or finer. Related Definitions: N/A Items: b.3. “Stored program controlled” wafer probing equipment having any of the following a. Equipment “specially designed” for the characteristics: inspection or testing of electron tubes, optical elements and “specially designed” “parts” and b.3.a. Positioning accuracy finer than 3.5 “components” therefor controlled by 3A001 or micrometer; 3A991; b.3.b. Capable of testing devices having more b. Equipment “specially designed” for the than 68 terminals; or inspection or testing of semiconductor devices,

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b.3.c. Capable of testing at a frequency frequency or maximum digital speed. exceeding 1 GHz; b.4.c. Equipment “specially designed” for b.4. Test equipment as follows: determining the performance of focal-plane arrays at wavelengths of more than 1,200 nm, b.4.a. “Stored program controlled” equipment using “stored program controlled” measurements “specially designed” for testing discrete or computer aided evaluation and having any of semiconductor devices and unencapsulated dice, the following characteristics: capable of testing at frequencies exceeding 18 GHz; b.4.c.1. Using scanning light spot diameters of less than 0.12 mm; Technical Note: Discrete semiconductor devices include photocells and solar cells. b.4.c.2. Designed for measuring photosensitive performance parameters and for b.4.b. “Stored program controlled” equipment evaluating frequency response, modulation “specially designed” for testing integrated transfer function, uniformity of responsivity or circuits and “electronic assemblies” thereof, noise; or capable of functional testing: b.4.c.3. Designed for evaluating arrays b.4.b.1. At a ‘pattern rate’ exceeding 20 capable of creating images with more than 32 x MHz; or 32 line elements;

b.4.b.2. At a ‘pattern rate’ exceeding 10 b.5. Electron beam test systems designed for MHz but not exceeding 20 MHz and capable of operation at 3 keV or below, or “laser” beam testing packages of more than 68 terminals. systems, for non-contactive probing of powered- up semiconductor devices having any of the Notes: 3B992.b.4.b does not control test following: equipment “specially designed” for testing: b.5.a. Stroboscopic capability with either 1. Memories; beam blanking or detector strobing;

2. “Assemblies” or a class of “electronic b.5.b. An electron spectrometer for voltage assemblies” for home and entertainment measurements with a resolution of less than 0.5 applications; and V; or

3. Electronic “parts,” “components,” b.5.c. Electrical tests fixtures for performance “assemblies” and integrated circuits not analysis of integrated circuits; controlled by 3A001 or 3A991 provided such test equipment does not incorporate computing Note: 3B992.b.5 does not control scanning facilities with “user accessible electron microscopes, except when “specially programmability”. designed” and instrumented for non-contactive probing of a powered-up semiconductor device. Technical Note: For purposes of 3B992.b.4.b, ‘pattern rate’ is defined as the maximum b.6. “Stored program controlled” frequency of digital operation of a tester. It is multifunctional focused ion beam systems therefore equivalent to the highest data rate that “specially designed” for manufacturing, a tester can provide in non-multiplexed mode. It repairing, physical layout analysis and testing of is also referred to as test speed, maximum digital masks or semiconductor devices and having

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 3—page 47 either of the following characteristics: List of Items Controlled b.6.a. Target-to-beam position feedback control precision of 1 micrometer or finer; or Related Controls: This entry does not control b.6.b. Digital-to-analog conversion accuracy equipment or material whose functionality has exceeding 12 bit; been unalterably disabled are not controlled. Related Definitions: N/A b.7. Particle measuring systems employing Items: “lasers” designed for measuring particle size and concentration in air having both of the following a. Silicon (Si); characteristics: b. Germanium (Ge); b.7.a. Capable of measuring particle sizes of 0.2 micrometer or less at a flow rate of 0.02832 c. Silicon Carbide (SiC); or m3 per minute or more; and d. “III/V compounds” of gallium or indium. b.7.b. Capable of characterizing Class 10 clean air or better. Note: 3C001.d does not apply to a “substrate” having one or more P-type epitaxial layers of GaN, InGaN, AlGaN, InAlN, InAlGaN, GaP, C. “MATERIALS” GaAs, AlGaAs, InP, InGaP, AlInP or InGaAlP, independent of the sequence of the elements, 3C001 Hetero-epitaxial materials consisting except if the P-type epitaxial layer is between N- of a “substrate” having stacked epitaxially type layers. grown multiple layers of any of the following (see List of Items Controlled). 3C002 Resist materials as follows (see List of License Requirements Items Controlled) and “substrates” coated with the following resists. Reason for Control: NS, AT License Requirements Country Chart Control(s) (See Supp. No. 1 Reason for Control: NS, AT to part 738) NS applies to entire NS Column 2 Country Chart entry Control(s) (See Supp. No. 1 AT applies to entire AT Column 1 to part 738) entry NS applies to entire NS Column 2 entry AT applies to entire AT Column 1 AT applies to entire entry AT Column 1 entry

List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for a description of all license exceptions) a description of all license exceptions)

LVS: $3000 LVS: $3000 GBS: N/A

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GBS: Yes for 3C002.a provided that they are AT applies to entire AT Column 1 not also controlled by 3C002.b entry through .e. List Based License Exceptions (See Part 740 for List of Items Controlled a description of all license exceptions)

Related Controls: N/A LVS: $3000 Related Definitions: N/A GBS: N/A Items: List of Items Controlled a. Resists designed for semiconductor lithography as follows: Related Controls: This entry controls only compounds whose metallic, partly metallic or a.1. Positive resists adjusted (optimized) for use non-metallic element is directly linked to at wavelengths less than 193 nm but equal to or carbon in the organic part of the molecule. greater than 15 nm; Related Definition: N/A a.2. Resists adjusted (optimized) for use at Items: wavelengths less than 15 nm but greater than 1 nm; a. Organo-metallic compounds of aluminum, gallium or indium, having a purity (metal basis) b. All resists designed for use with electron beams better than 99.999%; or ion beams, with a sensitivity of 0.01 coulomb/mm2 or better; b. Organo-arsenic, organo-antimony and organo- phosphorus compounds, having a purity c. [Reserved] (inorganic element basis) better than 99.999%. d. All resists optimized for surface imaging technologies; 3C004 Hydrides of phosphorus, arsenic or antimony, having a purity better than e. All resists designed or optimized for use with 99.999%, even diluted in inert gases or imprint lithography equipment specified by hydrogen. 3B001.f.2 that use either a thermal or photo- curable process. License Requirements

Reason for Control: NS, AT 3C003 Organo-inorganic compounds as follows (see List of Items Controlled). Country Chart Control(s) (See Supp. No. 1 License Requirements to part 738) NS applies to entire NS Column 2 Reason for Control: NS, AT entry AT applies to entire AT Column 1 Country Chart entry Control(s) (See Supp. No. 1 to part 738) List Based License Exceptions (See Part 740 for NS applies to entire NS Column 2 a description of all license exceptions) entry

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LVS: $3000 aluminum nitride (AlN) or aluminum gallium GBS: N/A nitride (AlGaN) semiconductor “substrates”, or ingots, boules, or other preforms of those List of Items Controlled materials, having resistivities greater than 10,000 ohm-cm at 20°C; Related Controls: N/A Related Definition: N/A b. Polycrystalline “substrates” or polycrystalline Items: ceramic “substrates”, having resistivities greater than 10,000 ohm-cm at 20°C and having at least The list of items controlled is contained in the one non-epitaxial single-crystal layer of silicon ECCN heading. (Si), silicon carbide (SiC), gallium nitride (GaN), aluminum nitride (AlN), or aluminum gallium Note: This entry does not control hydrides nitride (AlGaN) on the surface of the “substrate”. containing 20% molar or more of inert gases or hydrogen. 3C006 Materials, not specified by 3C001, consisting of a “substrate” specified by 3C005 3C005 High resistivity materials as follows with at least one epitaxial layer of silicon (See List of Items Controlled). carbide, gallium nitride, aluminum nitride or aluminum gallium nitride. License Requirements License Requirements Reason for Control: NS, AT Reason for Control: NS, AT Country Chart Control(s) (See Supp. No. 1 Country Chart to part 738) Control(s) (See Supp. No. 1 NS applies to entire NS Column 2 to part 738) entry NS applies to entire NS Column 2 AT applies to entire AT Column 1 entry entry AT applies to entire AT Column 1 entry List Based License Exceptions (See Part 740 for a description of all license exceptions) List Based License Exceptions (See Part 740 for a description of all license exceptions) LVS: $3000 GBS: Yes LVS: $3000 GBS: Yes List of Items Controlled List of Items Controlled Related Controls: See ECCN 3E001 for related development and production technology, and Related Controls: See ECCN 3D001 for related ECCN 3B991.b.1.b for related production “development” or “production” “software”, equipment. ECCN 3E001 for related “development” and Related Definition: N/A “production” “technology”, and ECCN Items: 3B991.b.1.b for related “production” equipment. a. Silicon carbide (SiC), gallium nitride (GaN),

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Related Definition: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) The list of items controlled is contained in the NS applies to “software” for ECCN heading. equipment controlled by 3A001.b NS Column 1 to 3A001.h, 3A002, and 3B AT applies to entire entry AT Column 1 3C992 Positive resists designed for semiconductor lithography specially adjusted Reporting Requirements (optimized) for use at wavelengths between 370 and 193 nm. See § 743.1 of the EAR for reporting requirements for exports under License License Requirements Exceptions, Special Comprehensive Licenses, and Validated End-User Reason for Control: AT authorizations.

Country Chart List Based License Exceptions (See Part 740 for Control(s) (See Supp. No. a description of all license exceptions) 1 to part 738) AT applies to entire entry AT Column 1 TSR: Yes, except for “software” “specially designed” for the “development” or List Based License Exceptions (See Part 740 for “production” of Traveling Wave a description of all license exceptions) Tube Amplifiers described in 3A001.b.8 having operating LVS: N/A frequencies exceeding 18 GHz. GBS: N/A Special Conditions for STA List of Items Controlled STA: License Exception STA may not be Related Controls: N/A used to ship or transmit “software” Related Definitions: N/A “specially designed” for the Items: “development” or “production” of equipment specified by 3A002.g.1 or The list of items controlled is contained in the 3B001.a.2 to any of the destinations ECCN heading. listed in Country Group A:6 (See Supplement No.1 to part 740 of the EAR). D. “SOFTWARE” List of Items Controlled 3D001 “Software” “specially designed” for the “development” or “production” of equipment Related Controls: N/A controlled by 3A001.b to 3A002.h or 3B Related Definitions: N/A (except 3B991 and 3B992). Items:

License Requirements The list of items controlled is contained in the ECCN heading. Reason for Control: NS, AT

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3D002 “Software” “specially designed” for the Reason for Control: NS, AT “use” of equipment controlled by 3B001.a to .f, or 3B002. Country Chart (See Supp. No. 1 to part Control(s) License Requirements 738)

Reason for Control: NS, AT NS applies to entire NS Column 1 entry Country Chart AT applies to entire AT Column 1 Control(s) (See Supp. No. 1 entry to part 738) NS applies to entire NS Column 1 List Based License Exceptions (See Part 740 for entry a description of all license exceptions) AT applies to entire AT Column 1 entry TSR: Yes

License Requirements Note: See § 744.17 of the List of Items Controlled EAR for additional license requirements for microprocessors having a processing speed of 5 Related Controls: N/A GFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more, including Related Definitions: ‘Computational those incorporating “information security” lithography’ is the use of computer modelling functionality, and associated “software” and to predict, correct, optimize and verify imaging “technology” for the “production” or performance of the lithography process over a “development” of such microprocessors. range of patterns, processes, and system conditions. List Based License Exceptions (See Part 740 for a description of all license exceptions) Items:

TSR: Yes The list of items controlled is contained in the ECCN heading. List of Items Controlled 3D004 “Software” “specially designed” for Related Controls: Also see 3D991. the “development” of equipment controlled by Related Definitions: N/A 3A003. Items: License Requirements The list of items controlled is contained in the ECCN heading. Reason for Control: NS, AT

Country Chart 3D003 ‘Computational lithography’ Control(s) (See Supp. No. 1 “software” “specially designed” for the to part 738) “development” of patterns on EUV- NS applies to entire NS Column 1 lithography masks or reticles. entry AT applies to entire AT Column 1 License Requirements entry

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List Based License Exceptions (See Part 740 for a description of all license exceptions) Related Controls: N/A Related Definitions: N/A TSR: Yes Items:

List of Items Controlled The list of items controlled is contained in the ECCN heading. Related Controls: N/A Related Definitions: N/A Items: 3D101 “Software” “specially designed” or modified for the “use” of equipment controlled The list of items controlled is contained in the by 3A101.b. ECCN heading. License Requirements

3D005 “Software” “specially designed” to Reason for Control: MT, AT restore normal operation of a microcomputer, “microprocessor microcircuit” or Country Chart “microcomputer microcircuit” within 1 ms (See Supp. No. 1 Control(s) after an Electromagnetic Pulse (EMP) or to part 738). Electrostatic Discharge (ESD) disruption, without loss of continuation of operation. MT applies to entire MT Column 1 entry License Requirements AT applies to entire AT Column 1 entry Reason for Control: NS, AT List Based License Exceptions (See Part 740 for Country Chart (See a description of all license exceptions) Control(s) Supp. No. 1 to part 738) TSR: N/A NS applies to entire entry NS Column 1 AT applies to entire entry AT Column 1 List of Items Controlled

Related Controls: N/A List Based License Exceptions (See Part 740 for Related Definitions: N/A a description of all license exceptions) Items:

TSR: N/A The list of items controlled is contained in the ECCN heading. Special Conditions for STA

STA: License Exception STA may not be used 3D201 “Software” “specially designed” for to ship or transmit “software” to any of the “use” of equipment described in ECCN the destinations listed in Country Group 3A225. A:6 (See Supplement No.1 to part 740 of the EAR). License Requirements

List of Items Controlled Reason for Control: NP, AT

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Country Chart (See Related Controls: See ECCN 3E202 Control(s) Supp. No. 1 to part (“development,” “production,” and “use”) for 738) “technology” for items controlled under this NP applies to entire entry NP Column 1 entry. AT applies to entire entry AT Column 1 Related Definitions: N/A Items: List Based License Exceptions (See Part 740 for a description of all license exceptions) a. “Software” or encryption keys/codes “specially designed” to enhance or release the TSR: N/A performance characteristics of equipment not controlled by ECCN 3A225, so that such List of Items Controlled equipment meets or exceeds the performance characteristics of equipment controlled by that Related Controls: See ECCN 3E202 ECCN. (“development,” “production,” and “use”) for “technology” for items controlled under this b. “Software” “specially designed” to enhance or entry. release the performance characteristics of Related Definitions: N/A equipment controlled by ECCN 3A225. Items:

The list of items controlled is contained in the 3D611 “Software” “specially designed” for ECCN heading. military electronics, as follows (see List of Items Controlled).

3D202 “Software” “specially designed” to License Requirements enhance or release the performance characteristics of frequency changers or Reason for Control: NS, RS, AT, UN generators to meet or exceed the level of the performance characteristics described in Country Chart ECCN 3A225. Control(s) (See Supp. No. 1 to part 738) License Requirements NS applies to entire entry NS Column 1 except 3D611.y Reason for Control: NP, AT RS applies to entire entry RS Column 1 except 3D611.y Country Chart (See China, Russia, or Control(s) Supp. No. 1 to part RS applies to 3D611.y Venezuela (see 738) § 742.6(a)(7)) NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) for except 3D611.y UN controls List Based License Exceptions (See Part 740 for a description of all license exceptions) List Based License Exceptions (see Part 740 for a description of all license exceptions) TSR: N/A TSR: N/A List of Items Controlled

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Special Conditions for STA CC applies to entire CC Column 1 entry STA: 1. Paragraph (c)(2) of License AT applies to entire AT Column 1 Exception STA (§ 740.20(c)(2) of the entry EAR) may not be used for any “software” in 3D611. List Based License Exceptions (See Part 740 for 2. Except for “build-to-print” a description of all license exceptions) software, License Exception STA is not eligible for software enumerated in TSR: N/A ECCN 3D611.b. List of Items Controlled List of Items Controlled Related Controls: N/A Related Controls: “Software” directly related to Related Definitions: N/A articles enumerated in USML Category XI is Items: controlled in USML Category XI(d). The list of items controlled is contained in the Related Definitions: N/A ECCN heading. Items: a. “Software” “specially designed” for the 3D991 “Software” “specially designed” for the “development,” “production,” operation, or “development”, “production”, or “use” of maintenance of commodities controlled by electronic devices, “parts” or “components” ECCN 3A611 (other than 3A611.y) and 3B611. controlled by 3A991, general purpose electronic equipment controlled by 3A992, or b. “Software” “specially designed” for the manufacturing and test equipment controlled “development,” “production,” operation or by 3B991 and 3B992; or “software” “specially maintenance of technology in ECCN 3E611.b. designed” for the “use” of equipment controlled by 3B001.g and .h. c. through x. [Reserved] License Requirements y. “Software” “specially designed” for the “production,” “development,” operation or Reason for Control: AT maintenance of commodities enumerated in ECCNs 3A611.y. Country Chart (See Supp. No. 1 Control(s) to part 738) 3D980 “Software” “specially designed” for the “development”, “production”, or “use” of AT applies to entire AT Column 1 commodities controlled by 3A980 and 3A981. entry

License Requirements License Requirements Note: See § 744.17 of the EAR for additional license requirements for Reason for Control: CC, AT microprocessors having a processing speed of 5 GFLOPS or more and an arithmetic logic unit Country Chart with an access width of 32 bit or more, including Control(s) (See Supp. No. 1 those incorporating “information security” to part 738) functionality, and associated “software” and

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“technology” for the “production” or “development” of such microprocessors. License Requirements Note: See § 744.17 of the EAR for additional license requirements for List Based License Exceptions (See Part 740 for microprocessors having a processing speed of 5 a description of all license exceptions) GFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more, including TSR: N/A those incorporating “information security” functionality, and associated “software” and List of Items Controlled “technology” for the “production” or “development” of such microprocessors. Related Controls: N/A Related Definitions: N/A Reporting Requirements Items: See § 743.1 of the EAR for reporting The list of items controlled is contained in the requirements for exports under License ECCN heading. Exceptions, Special Comprehensive Licenses, and Validated End-User authorizations. E. “TECHNOLOGY” List Based License Exceptions (See Part 740 for a description of all license exceptions) 3E001 “Technology” according to the General Technology Note for the “development” or TSR: Yes, except N/A for MT, and “production” of equipment or materials “technology” for the “development” or controlled by 3A (except 3A980, 3A981, “production” of: (a) Vacuum electronic 3A991, 3A992, or 3A999), 3B (except 3B991 or device amplifiers described in 3B992) or 3C (except 3C992). 3A001.b.8, having operating frequencies exceeding 19 GHz; (b) solar cells, License Requirements coverglass-interconnect-cells or covered-interconnect-cells (CIC) Reason for Control: NS, MT, NP, AT “assemblies”, solar arrays and/or solar panels described in 3A001.e.4; (c) Country Chart “Monolithic Microwave Integrated Control(s) (See Supp. No. 1 Circuit” (“MMIC”) amplifiers in to part 738) 3A001.b.2; and (d) discrete microwave NS applies to “technology” for NS Column 1 transistors in 3A001.b.3. items controlled by 3A001, 3A002, 3A003, 3B001, 3B002, Special Conditions for STA or 3C001 to 3C006. MT applies to “technology” for MT Column 1 STA: License Exception STA may not be equipment controlled by used to ship or transmit “technology” 3A001 or 3A101 for MT according to the General Technology reasons Note for the “development” or “production” of equipment specified NP applies to “technology” for NP Column 1 equipment controlled by by ECCNs 3A002.g.1 or 3B001.a.2 3A001, 3A201, or 3A225 to to any of the destinations listed in 3A234 for NP reasons Country Group A:6 (See Supplement AT applies to entire entry AT Column 1 No.1 to part 740 of the EAR).

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License Exception STA may not be three or fewer metal layers. used to ship or transmit “technology” according to the General Technology Note 3: 3E001 does not apply to ‘Process Note for the “development” or Design Kits’ (‘PDKs’) unless they include “production” of components libraries implementing functions or technologies specified by ECCN 3A001.b.2 or b.3 for items specified by 3A001. to any of the destinations listed in Country Group A:5 or A:6 (See Technical Note: A ‘Process Design Kit’ Supplement No.1 to part 740 of the (‘PDK’) is a software tool provided by a EAR). semiconductor manufacturer to ensure that the required design practices and rules are taken into List of Items Controlled account in order to successfully produce a specific integrated circuit design in a specific Related Controls: (1)“Technology” according semiconductor process, in accordance with to the General Technology Note for the technological and manufacturing constraints “development” or “production” of certain (each semiconductor manufacturing process has “space-qualified” atomic frequency standards its particular ‘PDK’). described in Category XV(e)(9), MMICs described in Category XV(e)(14), and oscillators described in Category XV(e)(15) of 3E002 “Technology” according to the General the USML are “subject to the ITAR” (see 22 Technology Note other than that controlled in CFR parts 120 through 130). See also 3E101, 3E001 for the “development” or “production” 3E201 and 9E515. (2) “Technology” for of a “microprocessor microcircuit”, “micro- “development” or “production” of “Microwave computer microcircuit” and microcontroller Monolithic Integrated Circuits” (“MMIC”) microcircuit core, having an arithmetic logic amplifiers in 3A001.b.2 is controlled in this unit with an access width of 32 bits or more ECCN 3E001; 5E001.d refers only to that and any of the following features or additional “technology” “required” for characteristics (see List of Items Controlled). telecommunications. License Requirements Related Definition: N/A Items: Reason for Control: NS, AT

The list of items controlled is contained in the Country Chart (See ECCN heading. Control(s) Supp. No. 1 to part 738) Note 1: 3E001 does not control “technology” for NS applies to entire NS Column 1 equipment or “components” controlled by entry 3A003. AT applies to entire AT Column 1 entry Note 2: 3E001 does not control “technology” for integrated circuits controlled by 3A001.a.3 to License Requirements Note: See § 744.17 of a.14, having all of the following: the EAR for additional license requirements for microprocessors having a processing speed of 5 a) Using “technology” at or above 0.130 µm; GFLOPS or more and an arithmetic logic unit and with an access width of 32 bit or more, including those incorporating “information security” b) Incorporating multi-layer structures with functionality, and associated “software” and

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“technology” for the “production” or b. Incorporating multi-layer structures with “development” of such microprocessors. five or fewer metal layers.

List Based License Exceptions (See Part 740 for Note 3: 3E002 includes “technology” for the a description of all license exceptions) “development” or “production” of digital signal processors and digital array processors. TSR: Yes Technical Notes: List of Items Controlled 1. For the purpose of 3E002.a and 3E002.b, Related Controls: N/A ‘floating-point’ is defined by IEEE-754. Related Definitions: N/A Items: 2. For the purpose of 3E002.c, ‘fixed-point’ refers to a fixed-width real number with both an a. A ‘vector processor unit’ designed to perform integer component and a fractional component, more than two calculations on ‘floating-point’ and which does not include integer-only formats. vectors (one-dimensional arrays of 32-bit or larger numbers) simultaneously; 3E003 Other “technology” for the Technical Note: A ‘vector processor unit’ is a “development” or “production” of the processor element with built-in instructions that following (see List of Items Controlled). perform multiple calculations on ‘floating-point’ vectors (one-dimensional arrays of 32-bit or License Requirements larger numbers) simultaneously, having at least one vector arithmetic logic unit and vector Reason for Control: NS, AT registers of at least 32 elements each. Country Chart b. Designed to perform more than four 64-bit or Control(s) (See Supp. No. 1 larger ‘floating-point’ operation results per cycle; to part 738) or NS applies to entire NS Column 1 entry c. Designed to perform more than eight 16-bit ‘fixed-point’ multiply-accumulate results per AT applies to entire AT Column 1 cycle (e.g., digital manipulation of analog entry information that has been previously converted into digital form, also known as digital “signal List Based License Exceptions (See Part 740 for processing”). a description of all license exceptions)

Note 1: 3E002 does not control “technology” TSR: Yes, except .f and .g for multimedia extensions.

List of Items Controlled Note 2: 3E002 does not control “technology” for microprocessor cores, having all of the Related Controls: See 3E001 for silicon-on- following: insulation (SOI) technology for the

“development” or “production” related to a. Using “technology” at or above 0.130 radiation hardening of integrated circuits. µm; and Related Definitions: N/A

Items:

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AT applies to entire AT Column 1 a. Vacuum microelectronic devices; entry b. Hetero-structure semiconductor electronic devices such as high electron mobility transistors List Based License Exceptions (See Part 740 for (HEMT), hetero-bipolar transistors (HBT), a description of all license exceptions) quantum well and super lattice devices; TSR: Yes Note: 3E003.b does not control “technology” for high electron mobility transistors (HEMT) LIST OF ITEMS CONTROLLED operating at frequencies lower than 31.8 GHz and hetero-junction bipolar transistors (HBT) Related Controls: N/A operating at frequencies lower than 31.8 GHz. Related Definitions: For the purpose of 3E004,

‘Site Front least sQuares Range’ (‘SFQR’) is c. “Superconductive” electronic devices; the range of maximum deviation and

minimum deviation from front reference d. Substrates of films of diamond for electronic plane, calculated by least square method with components; all front surface data including site boundary

within a site. e. Substrates of silicon-on-insulator (SOI) for integrated circuits in which the insulator is silicon Items: dioxide;

The list of items controlled is contained in the f. Substrates of silicon carbide for electronic ECCN heading. components;

g. “Vacuum electronic devices” operating at 3E101 “Technology” according to the General frequencies of 31.8 GHz or higher. Technology Note for the “use” of equipment or “software” controlled by 3A001.a.1 or .2, 3A101, or 3D101. 3E004 “Technology” “required” for the slicing, grinding and polishing of 300 mm License Requirements diameter silicon wafers to achieve a ‘Site Front least sQuares Range’ (‘SFQR’) less than or Reason for Control: MT, AT equal to 20 nm at any site of 26 mm x 8 mm on the front surface of the wafer and an edge exclusion less than or equal to 2 mm. Country Chart Control(s) See Supp. No. 1 License Requirements to part 738) MT applies to entire MT Column 1 Reason for Control: NS, AT entry AT applies to entire AT Column 1 Country Chart (See entry Control(s) Supp. No. 1 to part 738) List Based License Exceptions (See Part 740 for NS applies to entire NS Column 1 a description of all license exceptions) entry TSR: N/A

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List of Items Controlled Reason for Control: NP, AT

Related Controls: N/A Country Chart Related Definitions: N/A Control(s) (See Supp. No. Items: 1 to part 738) NP applies to “technology” for NP Column 1 The list of items controlled is contained in the equipment controlled by ECCN heading. 3A001.e.2, or .e.3, 3A201 or 3A225 to 3A234 for NP reasons AT applies to entire entry AT Column 1 3E102 “Technology” according to the General Technology Note for the “development” of List Based License Exceptions (See Part 740 for “software” controlled by 3D101. a description of all license exceptions)

License Requirements TSR: N/A

Reason for Control: MT, AT List of Items Controlled

Country Chart Related Controls: N/A Control(s) (See Supp. No. 1 Related Definitions: N/A to part 738) Items: MT applies to entire MT Column 1 entry The list of items controlled is contained in the AT applies to entire AT Column 1 ECCN heading. entry

List Based License Exceptions (See Part 740 for 3E202 “Technology” according to the General a description of all license exceptions) Technology Note for the “development,” “production,” or “use” of “software” TSR: N/A controlled by 3D201 or 3D202.

List of Items Controlled License Requirements

Related Controls: N/A Reason for Control: NP, AT Related Definitions: N/A Items: Country Chart (See Control(s) Supp. No. 1 to part The list of items controlled is contained in the 738) ECCN heading. NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1

3E201 “Technology” according to the General List Based License Exceptions (See Part 740 for Technology Note for the “use” of equipment a description of all license exceptions) controlled by 3A001.e.2 or .e.3, 3A201 or 3A225 to 3A234. TSR: N/A

License Requirements List of Items Controlled

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Related Controls: N/A Related Controls: Technical data directly related Related Definitions: N/A to articles enumerated in USML Category XI is Items: controlled in USML Category XI(d).

The list of items controlled is contained in the Related Definitions: N/A ECCN heading. Items:

a. “Technology” (other than that controlled by 3E611 “Technology” “required” for military 3E611.b or 3E611.y) “required” for the electronics, as follows (see List of Items “development,” “production,” operation, Controlled). installation, maintenance, repair, overhaul, or refurbishing of commodities or software License Requirements controlled by ECCN 3A611, 3B611 or 3D611.

Reason for Control: NS, RS, AT, UN b. “Technology” “required” for the “development,” “production,” operation, Country Chart installation, maintenance, repair, overhaul, or Control(s) (See Supp. No. 1 refurbishing of the following if controlled by to part 738) ECCN 3A611, including 3A611.x: NS applies to entire entry NS Column 1 except 3E611.y b.1. Helix traveling wave tubes (TWTs); RS applies to entire entry RS Column 1 except 3E611.y b.2. Transmit/receive or transmit modules. China, Russia, or RS applies to 3E611.y Venezuela (see c. through x. [Reserved] § 742.6(a)(7)) AT applies to entire entry AT Column 1 y. “Technology” “required” for the UN applies to entire entry See § 746.1(b) “production,” “development,” operation, except 3E611.y for UN controls installation, maintenance, repair, overhaul, or refurbishing of commodities or software List Based License Exceptions (see Part 740 for enumerated in ECCNs 3A611.y or 3D611.y. a description of all license exceptions)

TSR: N/A 3E980 “Technology” “specially designed” for “development”, “production”, or “use” of Special Conditions for STA commodities controlled by 3A980 and 3A981.

STA: 1. Paragraph (c)(2) of License License Requirements Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any Reason for Control: CC, AT “technology” in 3E611. 2. Except for “build-to-print Country Chart technology,” License Exception STA Control(s) (See Supp. No. 1 is not eligible for “technology” to part 738) enumerated in ECCN 3E611.b. CC applies to entire CC Column 1 entry List of Items Controlled AT applies to entire AT Column 1 entry

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List Based License Exceptions (See Part 740 for List of Items Controlled a description of all license exceptions) Related Controls: N/A TSR: N/A Related Definitions: N/A Items: List of Items Controlled The list of items controlled is contained in the Related Controls: N/A ECCN heading. Related Definitions: N/A Items:

The list of items controlled is contained in the EAR99 Items subject to the EAR that are not ECCN heading. elsewhere specified in this CCL Category or in any other category in the CCL are designated by the number EAR99. 3E991 “Technology” for the “development,” “production” or “use” of electronic devices, “parts” or “components” controlled by 3A991, general purpose electronic equipment controlled by 3A992, or manufacturing and test equipment controlled by 3B991 or 3B992, or materials controlled by 3C992.

License Requirements

Reason for Control: AT

Country Chart Control(s) (See Supp. No. 1 to part 738) AT applies to entire AT Column 1 entry

License Requirements Note: See § 744.17 of the EAR for additional license requirements for microprocessors having a processing speed of 5 GFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more, including those incorporating “information security” functionality, and associated “software” and “technology” for the “production” or “development” of such microprocessors.

List Based License Exceptions (See Part 740 for a description of all license exceptions)

TSR: N/A

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CATEGORY 4 - COMPUTERS Supp. No. 1 to part 738) Note 1: Computers, related equipment and NS applies to entire entry NS Column 2 “software” performing telecommunications or MT applies to items in MT Column 1 “local area network” functions must also be 4A001.a when the evaluated against the performance parameters in 4A101 are met characteristics of Category 5, Part 1 or exceeded (Telecommunications). AT applies to entire entry AT Column 1 NP applies, unless a License N/A Note 2: Control units that directly Exception is available. See interconnect the buses or channels of central §742.3(b) of the EAR for processing units, ‘main storage’ or disk information on applicable controllers are not regarded as licensing review policies. telecommunications equipment described in Category 5, Part 1 (Telecommunications). Reporting Requirements

N.B.: For the control status of “software” “specially designed” for packet switching, see See § 743.1 of the EAR for reporting ECCN 5D001. (Telecommunications). requirements for exports under License Exceptions, and Validated End-User Technical Note: ‘Main storage’ is the authorizations. primary storage for data or instructions for rapid access by a central processing unit. It consists of List Based License Exceptions (See Part 740 for the internal storage of a “digital computer” and a description of all license exceptions) any hierarchical extension thereto, such as cache storage or non-sequentially accessed extended LVS: $5000 for 4A001.a; N/A for MT. storage. GBS: N/A

Special Conditions for STA A. “END ITEMS,” “EQUIPMENT,” “ACCESSORIES,” “ATTACHMENTS,” STA: License Exception STA may not be “PARTS,” “COMPONENTS,” AND used to ship any commodity in “SYSTEMS” 4A001.a.2 to any of the destinations listed in Country Group A:6 (See Supplement No.1 to part 740 of the 4A001 Electronic computers and related EAR). equipment, having any of the following (see List of Items Controlled), and “electronic List of Items Controlled assemblies” and “specially designed” “components” therefor. Related Controls: See also 4A101 and 4A994. Equipment designed or rated for License Requirements transient ionizing radiation is “subject to the ITAR” (see 22 CFR parts 120 through 130). Related Definitions: For the purposes of Reason for Control: NS, MT, AT, NP 3 integrated circuits in 4A001.a.2, 5 x 10 Gy(Si) = 5 x 105 Rads (Si); 5 x 106 Gy (Si)/s Country Control(s) = 5 x 108 Rads (Si)/s. Chart (See Items:

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AT applies to entire entry AT Column 1 a. “Specially designed” to have any of the (refer to 4A994 for controls on following: “digital computers” with a APP > 0.0128 but ≤ 29 WT) a.1. Rated for operation at an ambient temperature below 228 K (-45˚C) or above 358 K Note: : For all destinations, except those (85˚C); or countries in Country Group E:1 or E:2 of Supplement No. 1 to part 740 of the EAR, no Note: 4A001.a.1 does not apply to computers license is required (NLR) for computers with an “specially designed” for civil automobile, “Adjusted Peak Performance” (“APP”) not railway train or “civil aircraft” applications. exceeding 29 Weighted TeraFLOPS (WT) and for “electronic assemblies” described in 4A003.c a.2. Radiation hardened to exceed any of the that are not capable of exceeding an “Adjusted following specifications: Peak Performance” (“APP”) exceeding 29 Weighted TeraFLOPS (WT) in aggregation, a.2.a. A total dose of 5 x 103 Gy (Si); except certain transfers as set forth in § 746.3 (Iraq). a.2.b. A dose rate upset of 5 x 106 Gy (Si)/s; or Reporting Requirements

a.2.c. Single Event Upset of 1 x 10-8 Special Post Shipment Verification reporting Error/bit/day; and recordkeeping requirements for exports of computers to destinations in Computer Note: 4A001.a.2 does not apply to computers Tier 3 may be found in §743.2 of the EAR. “specially designed” for “civil aircraft” applications. List Based License Exceptions (See Part 740 for a description of all license exceptions) b. [Reserved] LVS: $5000; N/A for 4A003.b and .c. GBS: Yes, for 4A003.g and “specially 4A003 “Digital computers”, “electronic designed” “parts” and “components” assemblies”, and related equipment therefor, therefor, exported separately or as as follows (see List of Items Controlled) and part of a system. “specially designed” “components” therefor. APP: Yes, for computers controlled by 4A003.b, and “electronic License Requirements assemblies” controlled by 4A003.c, to the exclusion of other technical Reason for Control: NS, CC, AT parameters. See §740.7 of the EAR.

Country Chart (See List of Items Controlled Control(s) Supp. No. 1 to part 738) Related Controls: See also 4A994 and 4A980 NS applies to 4A003.b and .c NS Column 1 Related Definitions: N/A NS applies to 4A003.e and .g NS Column 2 Items: CC applies to “digital CC Column 1 computers” for computerized Note 1: 4A003 includes the following: finger-print equipment

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- ‘Vector processors’ (as defined in Note Weighted TeraFLOPS (WT); 7 of the “Technical Note on “Adjusted Peak Performance” (“APP”)”); c. “Electronic assemblies” “specially designed” or modified to be capable of enhancing - Array processors; performance by aggregation of processors so that the “APP” of the aggregation exceeds the limit in - Digital signal processors; 4A003.b.;

- Logic processors; Note 1: 4A003.c applies only to “electronic assemblies” and programmable interconnections - Equipment designed for “image not exceeding the limit in 4A003.b when shipped enhancement.” as unintegrated “electronic assemblies.”

Note 2: The control status of the “digital Note 2: 4A003.c does not control “electronic computers” and related equipment described in assemblies” “specially designed” for a product 4A003 is determined by the control status of other or family of products whose maximum equipment or systems provided: configuration does not exceed the limit of 4A003.b. a. The “digital computers” or related equipment are essential for the operation of the d. to f. [Reserved] other equipment or systems; N.B.: For “electronic assemblies,” b. The “digital computers” or related modules or equipment, performing analog-to- equipment are not a “principal element” of the digital conversions, see 3A002.h. other equipment or systems; and g. Equipment “specially designed” for N.B. 1: The control status of “signal aggregating the performance of “digital processing” or “image enhancement” equipment computers” by providing external “specially designed” for other equipment with interconnections which allow communications at functions limited to those required for the other unidirectonal data rates exceeding 2.0 Gbyte/s equipment is determined by the control status of per link. the other equipment even if it exceeds the “principal element” criterion. Note: 4A003.g does not control internal interconnection equipment (e.g., backplanes, N.B. 2: For the control status of “digital buses) passive interconnection equipment, computers” or related equipment for “network access controllers” or telecommunications equipment, see Category 5, “communication channel controllers”. Part 1 (Telecommunications).

c. The “technology” for the “digital 4A004 Computers as follows (see List of Items computers” and related equipment is determined Controlled) and “specially designed” related by 4E. equipment, “electronic assemblies” and “components” therefor. a. [Reserved] License Requirements b. “Digital computers” having an “Adjusted Peak Performance” (“APP”) exceeding 29 Reason for Control: NS, AT

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Country Chart Control(s) (See Supp. No. 4A101 Analog computers, “digital 1 to part 738) computers” or digital differential analyzers, NS applies to entire NS Column 2 other than those controlled by 4A001 designed entry or modified for use in “missiles”, having any of AT applies to entire entry AT Column 1 the following (see List of Items Controlled).

List Based License Exceptions (See Part 740 for License Requirements a description of all license exceptions) Reason for Control: MT, AT LVS: $5000 GBS: N/A Country Chart Control(s) (See Supp. No. 1 List of Items Controlled to part 738) MT applies to entire MT Column 1 Related Controls: N/A entry Related Definitions: N/A AT applies to entire entry AT Column 1 Items: List Based License Exceptions (See Part 740 for a. ‘Systolic array computers’; a description of all license exceptions) b. ‘Neural computers’; LVS: N/A GBS: N/A c. ‘Optical computers’. List of Items Controlled Technical Notes: Related Controls: N/A 1. ‘Systolic array computers’ are Related Definitions: N/A computers where the flow and modification of the Items: data is dynamically controllable at the logic gate level by the user. a. Rated for continuous operation at temperatures from below 228 K (-45o C) to above 328 K 2. ‘Neural computers’ are computational (+55oC); or devices designed or modified to mimic the behaviour of a neuron or a collection of neurons, b. Designed as ruggedized or ‘radiation i.e., computational devices which are hardened’. distinguished by their hardware capability to modulate the weights and numbers of the Note: ‘Radiation hardened’ means that the interconnections of a multiplicity of “part,” “component” or equipment is designed computational components based on previous or rated to withstand radiation levels which meet data. or exceed a total irradiation dose of 5 X 105 rads (Si). 3. ‘Optical computers’ are computers designed or modified to use light to represent data and whose computational logic elements are 4A102 “Hybrid computers” “specially based on directly coupled optical devices. designed” for modelling, simulation or design

Export Administration Regulations Bureau of Industry and Security June 29, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 4—page 5 integration of “missiles” or their subsystems. 4A994 Computers, “electronic assemblies” (These items are “subject to the ITAR” See 22 and related equipment, not controlled by CFR parts 120 through 130.) 4A001 or 4A003, and “specially designed” “parts” and “components” therefor (see List of Items Controlled). 4A611 Computers, and “parts,” “components,” “accessories,” and License Requirements “attachments” “specially designed” therefor, “specially designed” for a military application Reason for Control: AT that are not enumerated in any USML category are controlled by ECCN 3A611. Country Chart Control(s) (See Supp. No. 1 to part 738) 4A980 Computers for fingerprint equipment, AT applies to entire entry AT Column 1 n.e.s. List Based License Exceptions (See Part 740 for License Requirements a description of all license exceptions)

Reason for Control: CC, AT LVS: N/A GBS: N/A Country Chart Control(s) (See Supp. No. 1 List of Items Controlled to part 738) CC applies to entire entry CC Column 1 Related Controls: N/A Related Definitions: N/A AT applies to entire entry AT Column 1 Items:

List Based License Exceptions (See Part 740 for Note 1: The control status of the “digital a description of all license exceptions) computers” and related equipment described in 4A994 is determined by the control status of other LVS: N/A equipment or systems provided: GBS: N/A a. The “digital computers” or related List of Items Controlled equipment are essential for the operation of the other equipment or systems; Related Controls: N/A Related Definitions: N/A b. The “digital computers” or related Items: equipment are not a “principal element” of the other equipment or systems; and The list of items controlled is contained in the ECCN heading. N.B. 1: The control status of “signal processing” or “image enhancement” equipment Note: 4A980 does not control equipment “specially designed” for other equipment with limited to one finger and designed for user functions limited to those required for the other authentication or access control. equipment is determined by the control status of the other equipment even if it exceeds the “principal element” criterion.

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N.B. 2: For the control status of “digital e. [Reserved]; computers” or related equipment for telecommunications equipment, see Category 5, f. Equipment for “signal processing” or “image Part 1 (Telecommunications). enhancement” having an “Adjusted Peak Performance” (“APP”) equal to or greater than c. The “technology” for the “digital 0.0128 Weighted TeraFLOPS WT; computers” and related equipment is determined by 4E. g. [Reserved]; a. Electronic computers and related equipment, h. [Reserved]; and “electronic assemblies” and “specially designed” “parts” and “components” therefor, i. Equipment containing “terminal interface rated for operation at an ambient temperature equipment” exceeding the limits in 5A991; above 343 K (70°C); j. Equipment “specially designed” to provide b. “Digital computers”, including equipment of external interconnection of “digital computers” “signal processing” or image enhancement”, or associated equipment that allows having an “Adjusted Peak Performance” (“APP”) communications at data rates exceeding 80 equal to or greater than 0.0128 Weighted Mbyte/s. TeraFLOPS (WT); Note: 4A994.j does not control internal c. “Electronic assemblies” that are “specially interconnection equipment (e.g., backplanes, designed” or modified to enhance performance buses) passive interconnection equipment, by aggregation of processors, as follows: “network access controllers” or “communication channel controllers”. c.1. Designed to be capable of aggregation in configurations of 16 or more processors; k. “Hybrid computers” and “electronic assemblies” and “specially designed” “parts” and c.2. [Reserved]; “components” therefor containing analog-to- digital converters having all of the following Note 1: 4A994.c applies only to “electronic characteristics: assemblies” and programmable interconnections with a “APP” not exceeding the limits in k.1. 32 channels or more; and 4A994.b, when shipped as unintegrated “electronic assemblies”. It does not apply to k.2. A resolution of 14 bit (plus sign bit) or “electronic assemblies” inherently limited by more with a conversion rate of 200,000 nature of their design for use as related conversions/s or more. equipment controlled by 4A994.k.

Note 2: 4A994.c does not control any B. TEST, INSPECTION AND “electronic assembly” “specially designed” for a “PRODUCTION EQUIPMENT” product or family of products whose maximum configuration does not exceed the limits of [Reserved] 4A994.b. d. [Reserved]; C. “MATERIALS”

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Special Conditions for STA [Reserved] STA: License Exception STA may not be used to ship or transmit “software” D. “SOFTWARE” “specially designed” for the “development” or “production” of equipment specified by ECCN Note: The control status of “software” for 4A001.a.2 or for the “development” equipment described in other Categories is dealt or “production” of “digital with in the appropriate Category. computers” having an ‘Adjusted Peak Performance’ (‘APP’) exceeding 29 Weighted 4D001 “Software” as follows (see List of Items TeraFLOPS (WT) to any of the Controlled). destinations listed in Country Group A:6 (See Supplement No.1 to part License Requirements 740 of the EAR).

Reason for Control: NS, CC, AT List of Items Controlled

Country Chart Related Controls: N/A Control(s) (See Supp. No. 1 Related Definitions: N/A to part 738) Items: NS applies to entire entry NS Column 1 CC applies to “software” for a. “Software” “specially designed” or modified computerized finger-print for the “development” or “production”, of CC Column 1 equipment controlled by 4A003 equipment or “software” controlled by 4A001, for CC reasons 4A003, 4A004, or 4D (except 4D980, 4D993 or AT applies to entire entry AT Column 1 4D994).

Reporting Requirements b. “Software”, other than that controlled by 4D001.a, “specially designed” or modified for the See § 743.1 of the EAR for reporting “development” or “production” of equipment as requirements for exports under License follows: Exceptions, and Validated End-User authorizations. b.1. “Digital computers” having an “Adjusted Peak Performance” (“APP”) exceeding 15 List Based License Exceptions (See Part 740 for Weighted TeraFLOPS (WT); a description of all license exceptions) b.2. “Electronic assemblies” “specially TSR: Yes, except for “software” for the designed” or modified for enhancing “development” or “production” of performance by aggregation of processors so that commodities with an “Adjusted Peak the “APP” of the aggregation exceeds the limit in Performance” (“APP”) exceeding 29 4D001.b.1. WT. APP: Yes to specific countries (see §740.7 of the EAR for eligibility criteria) 4D980 “Software” “specially designed” for the “development,” “production” or “use” of

Export Administration Regulations Bureau of Industry and Security June 29, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 4—page 8 commodities controlled by 4A980. TSR: N/A License Requirements List of Items Controlled Reason for Control: CC, AT Related Controls: N/A Country Chart Related Definitions: “Global interrupt Control(s) (See Supp. No. 1 latency time” is the time taken by the to part 738) computer system to recognize an interrupt CC applies to entire CC Column 1 due to the event, service the interrupt and entry perform a context switch to an alternate AT applies to entire AT Column 1 memory-resident task waiting on the entry interrupt. Items: List Based License Exceptions (See Part 740 for a description of all license exceptions) a. “Program” proof and validation “software” using mathematical and analytical techniques and TSR: N/A designed or modified for “programs” having more than 500,000 “source code” instructions; List of Items Controlled b. “Software” allowing the automatic generation Related Controls: N/A of “source codes” from data acquired on line from Related Definitions: N/A external sensors described in the Commerce Items: Control List; or

The list of items controlled is contained in the c. Operating system “software” “specially ECCN heading. designed” for “real-time processing” equipment that guarantees a “global interrupt latency time” of less than 20 microseconds. 4D993 “Program” proof and validation “software,” “software” allowing the automatic generation of “source codes,” and operating 4D994 “Software” other than that controlled system “software” that are “specially in 4D001 “specially designed” or modified for designed” for “real-time processing” the “development”, “production”, or “use” of equipment (see List of Items Controlled). equipment controlled by 4A101, 4A994. License Requirements License Requirements Reason for Control: AT Reason for Control: AT Country Chart Control(s) (See Supp. No. 1 Country Chart to part 738) Control(s) (See Supp. No. 1 AT applies to entire AT Column 1 to part 738) entry AT applies to entire AT Column 1 entry List Based License Exceptions (See Part 740 for a description of all license exceptions) List Based License Exceptions (See Part 740 for

Export Administration Regulations Bureau of Industry and Security June 29, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 4—page 9 a description of all license exceptions) TSR: Yes, except for “technology” for the “development” or “production” of TSR: N/A commodities with an “Adjusted Peak Performance” (“APP”) exceeding 29 List of Items Controlled WT.

Related Controls: N/A APP: Yes to specific countries (see §740.7 Related Definitions: N/A of the EAR for eligibility criteria). Items: Special Conditions for STA The list of items controlled is contained in the ECCN heading. STA: License Exception STA may not be used to ship or transmit “technology” according to the E. “TECHNOLOGY” General Technology Note for the “development” or “production” of 4E001 “Technology” as follows (see List of any of the following equipment or Items Controlled). “software”: a. Equipment specified by ECCN 4A001.a.2; b. “Digital License Requirements computers” having an ‘Adjusted Peak Performance’ (‘APP’) Reason for Control: NS, MT, CC, AT exceeding 29 Weighted TeraFLOPS (WT); or c. “software” Country Chart specified in the License Exception Control(s) (See Supp. No. 1 STA paragraph found in the License to part 738) Exception section of ECCN 4D001 NS applies to entire entry NS Column 1. to any of the destinations listed in MT applies to “technology” Country Group A:6 (See for items controlled by Supplement No. 1 to part 740 of the MT Column 1. 4A001.a and 4A101 for MT EAR). reasons CC applies to “software” for CC Column 1. List of Items Controlled computerized finger-print equipment controlled by Related Controls: N/A 4A003 for CC reasons Related Definitions: N/A AT applies to entire entry AT Column 1. Items:

Reporting Requirements a. “Technology” according to the General Technology Note, for the “development”, See § 743.1 of the EAR for reporting “production”, or “use” of equipment or requirements for exports under License “software” controlled by 4A (except 4A980 or Exceptions, and Validated End-User 4A994) or 4D (except 4D980, 4D993, 4D994). authorizations. b. “Technology” according to the General List Based License Exceptions (See Part 740 for Technology Note, other than that controlled by a description of all license exceptions) 4E001.a, for the “development” or “production” of equipment as follows:

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by 4D993 or 4D994. b.1. “Digital computers” having an “Adjusted Peak Performance” (“APP”) exceeding 15 License Requirements Weighted TeraFLOPS (WT); Reason for Control: AT b.2. “Electronic assemblies” “specially designed” or modified for enhancing Country Chart performance by aggregation of processors so that Control(s) (See Supp. No. 1 the “APP” of the aggregation exceeds the limit in to part 738) 4E001.b.1. AT applies to entire AT Column 1 entry

4E980 “Technology” for the “development,” List Based License Exceptions (See Part 740 for “production” or “use” of commodities a description of all license exceptions) controlled by 4A980. TSR: N/A License Requirements List of Items Controlled Reason for Control: CC, AT Related Controls: N/A Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) CC applies to entire CC Column 1 The list of items controlled is contained in the entry ECCN heading. AT applies to entire AT Column 1 entry 4E993 “Technology” for the “development” List Based License Exceptions (See Part 740 for or “production” of equipment designed for a description of all license exceptions) “multi-data-stream processing.”

TSR: N/A License Requirements

List of Items Controlled Reason for Control: AT

Related Controls: N/A Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) AT applies to entire AT Column 1 The list of items controlled is contained in the entry ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions) 4E992 “Technology” other than that controlled in 4E001 for the “development,” TSR: N/A “production,” or “use” of equipment controlled by 4A994, or “software” controlled List of Items Controlled

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must be expressed in operations per processor Related Controls: N/A cycle; operations requiring multiple cycles may Related Definitions: N/A be expressed in fractional results per cycle. For Items: processors not capable of performing calculations on floating-point operands of 64-bits The list of items controlled is contained in the or more the effective calculating rate R is zero. ECCN heading. 2. Calculate the floating point rate R for each processor EAR99 Items subject to the EAR that are not elsewhere specified in this CCL Category or in Ri = FPOi/ti. any other category in the CCL are designated by the number EAR99. 3. Calculate “APP” as

------“APP” = W1 x R1 + W2 x R2 + … + Wn x Rn.

TECHNICAL NOTE ON “ADJUSTED PEAK 4. For ‘vector processors,’ Wi = 0.9. For PERFORMANCE” (“APP”) non-’vector processors,’ Wi = 0.3.

“APP” is an adjusted peak rate at which “digital Note 1: For processors that perform computers” perform 64-bit or larger floating compound operations in a cycle, such as an point additions and multiplications. addition and multiplication, each operation is counted. Abbreviations used in this Technical Note Note 2: For a pipelined processor the n number of processors in the “digital effective calculating rate R is the faster of the computer” pipelined rate, once the pipeline is full, or the I processor number (i,....n) non-pipelined rate. ti processor cycle time (ti = 1/Fi) Fi processor frequency Note 3: The calculating rate R of each Ri peak floating point calculating rate contributing processor is to be calculated at its Wi architecture adjustment factor maximum value theoretically possible before the “APP” of the combination is derived. “APP” is expressed in Weighted TeraFLOPS Simultaneous operations are assumed to exist (WT), in units of 1012 adjusted floating point when the computer manufacturer claims operations per second. concurrent, parallel, or simultaneous operation or execution in a manual or brochure for the Outline of “APP” calculation method computer.

1. For each processor i, determine the peak Note 4: Do not include processors that are number of 64-bit or larger floating-point limited to input/output and peripheral functions operations, FPOi, performed per cycle for each (e.g., disk drive, communication and video processor in the “digital computer”. display) when calculating “APP”.

Note: In determining FPO, include only 64- Note 5: “APP” values are not to be bit or larger floating point additions or calculated for processor multiplications. All floating point operations combinations(inter)connected by “Local Area

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Networks”, Wide Area Networks, I/O shared connections/devices, I/O controllers and any communication interconnection implemented by “software”.

Note 6: “APP” values must be calculated for processor combinations containing processors “specially designed” to enhance performance by aggregation, operating simultaneously and sharing memory

Technical Notes

1. Aggregate all processors and accelerators operating simultaneously and located on the same die.

2. Processor combinations share memory when any processor is capable of accessing any memory location in the system through the hardware transmission of cache lines or memory words, without the involvement of any software mechanism, which may be achieved using “electronic assemblies” specified in 4A003.c.

Note 7: A ‘vector processor’ is defined as a processor with built-in instructions that perform multiple calculations on floating-point vectors (one-dimensional arrays of 64-bit or larger numbers) simultaneously, having at least 2 vector functional units and at least 8 vector registers of at least 64 elements each.

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CATEGORY 5 – NS applies to 5A001.b NS Column 2 TELECOMMUNICATIONS AND (except .b.5), .c, .d, .f “INFORMATION SECURITY” (except f.3), and .g. Part 1 – TELECOMMUNICATIONS SL applies to 5A001.f.1 A license is required for all destinations, as Notes: specified in §742.13 of the EAR. Accordingly, 1. The control status of “components,” test a column specific to and “production” equipment, and “software” this control does not therefor which are “specially designed” for appear on the telecommunications equipment or systems is Commerce Country determined in Category 5, Part 1. Chart (Supplement No. 1 to Part 738 of the N.B.: For “lasers” “specially designed” for EAR). telecommunications equipment or systems, see ECCN 6A005. Note to SL paragraph: This licensing 2. “Digital computers”, related equipment requirement does not or “software”, when essential for the operation supersede, nor does it and support of telecommunications equipment implement, construe or described in this Category, are regarded as limit the scope of any “specially designed” “components,” provided criminal statute, they are the standard models customarily including, but not supplied by the manufacturer. This includes limited to the Omnibus operation, administration, maintenance, Safe Streets Act of engineering or billing computer systems. 1968, as amended. AT applies to entire AT Column 1 entry A. “END ITEMS,” “EQUIPMENT,” “ACCESSORIES,” “ATTACHMENTS,” Reporting Requirements “PARTS,” “COMPONENTS,” AND “SYSTEMS” See § 743.1 of the EAR for reporting requirements for exports under License Exceptions, and Validated End-User 5A001 Telecommunications systems, authorizations. equipment, “components” and “accessories,” as follows (see List of Items Controlled). List Based License Exceptions (See Part 740 for a description of all license exceptions) License Requirements LVS: N/A for 5A001.a, b.5, .e, f.3 and .h; Reason for Control: NS, SL, AT $5000 for 5A001.b.1, .b.2, .b.3, .b.6, .d, f.2, f.4, Country Chart (See and .g; Control(s) Supp. No.1 to part $3000 for 5A001.c. 738) GBS: Yes, except 5A001.a, b.5, e, and h. NS applies to 5A001.a, NS Column 1 b.5, .e, .f.3 and .h Special Conditions for STA

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“accessories” therefor, having any of the STA: License Exception STA may not be following characteristics, functions or features: used to ship any commodity in 5A001.b.3, .b.5 or .h to any of the b.1 Being underwater untethered destinations listed in Country Group communications systems having any of the A:6 (See Supplement No.1 to part following: 740 of the EAR). b.1.a. An acoustic carrier frequency List of Items Controlled outside the range from 20 kHz to 60 kHz;

Related Controls: (1) See USML Category b.1.b. Using an electromagnetic carrier XI for controls on direction-finding frequency below 30 kHz; or “equipment” including types of “equipment” in ECCN 5A001.e and any b.1.c. Using electronic beam steering other military or intelligence electronic techniques; or “equipment” that is “subject to the ITAR.” (2) See USML Category XI(a)(4)(iii) for b.1.d. Using “lasers” or light-emitting controls on electronic attack and jamming diodes (LEDs), with an output wavelength “equipment” defined in 5A001.f and .h that greater than 400 nm and less than 700 nm, in a are subject to the ITAR. (3) See also “local area network”; ECCNs 5A101, 5A980, and 5A991. Related Definitions: N/A b.2. Being radio equipment operating in the Items: 1.5 MHz to 87.5 MHz band and having all of the following: a. Any type of telecommunications equipment having any of the following characteristics, b.2.a.. Automatically predicting and functions or features: selecting frequencies and “total digital transfer rates” per channel to optimize the transmission; a.1. “Specially designed” to withstand and transitory electronic effects or electromagnetic pulse effects, both arising from a nuclear b.2.b. Incorporating a linear power explosion; amplifier configuration having a capability to support multiple signals simultaneously at an a.2. Specially hardened to withstand gamma, output power of 1 kW or more in the frequency neutron or ion radiation; range of 1.5 MHz or more but less than 30 MHz, or 250 W or more in the frequency range of 30 a.3. “Specially designed” to operate below MHz or more but not exceeding 87.5 MHz, over 218 K (-55°C); or an “instantaneous bandwidth” of one octave or more and with an output harmonic and distortion a.4. “Specially designed” to operate above content of better than -80 dB; 397 K (124° C); b.3. Being radio equipment employing Note: 5A001.a.3 and 5A001.a.4 apply only to “spread spectrum” techniques, including electronic equipment. “frequency hopping” techniques, not controlled in 5A001.b.4 and having any of the following : b. Telecommunication systems and equipment, and “specially designed” “components” and

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b.3.a. User programmable spreading Note: 5A001.b.5 does not control radio codes; or equipment “specially designed” for use with civil cellular radio-communications systems. b.3.b. A total transmitted bandwidth which is 100 or more times the bandwidth of any Technical Note: ‘Channel switching time’: the one information channel and in excess of 50 kHz; time (i.e., delay) to change from one receiving frequency to another, to arrive at or within Note: 5A001.b.3.b does not control radio ±0.05% of the final specified receiving frequency. equipment “specially designed” for use with any Items having a specified frequency range of less of the following: than ±0.05% around their center frequency are defined to be incapable of channel frequency a. Civil cellular radio-communications switching. systems; or b.6. Employing functions of digital “signal b. Fixed or mobile satellite Earth stations processing” to provide 'voice coding' output at for commercial civil telecommunications. rates of less than 700 bit/s.

Note: 5A001.b.3 does not control equipment Technical Notes: operating at an output power of 1 W or less. 1. For variable rate 'voice coding', b.4. Being radio equipment employing ultra- 5A001.b.6 applies to the 'voice coding' output of wideband modulation techniques, having user continuous speech. programmable channelizing codes, scrambling codes, or network identification codes and having 2. For the purpose of 5A001.b.6, ‘voice any of the following: coding’ is defined as the technique to take samples of human voice and then convert these b.4.a. A bandwidth exceeding 500 samples of human voice into a digital signal MHz; or taking into account specific characteristics of human speech. b.4.b. A “fractional bandwidth” of 20% or more; c. Optical fibers of more than 500 m in length and specified by the manufacturer as being b.5. Being digitally controlled radio receivers capable of withstanding a ‘proof test’ tensile having all of the following: stress of 2 x 109 N/m2 or more;

b.5.a. More than 1,000 channels; N.B.: For underwater umbilical cables, see 8A002.a.3. b.5.b. A ‘channel switching time ’ of less than 1 ms; Technical Note: ‘Proof Test’: on-line or off- line production screen testing that dynamically b.5.c. Automatic searching or scanning applies a prescribed tensile stress over a 0.5 to 3 of a part of the electromagnetic spectrum; and m length of fiber at a running rate of 2 to 5 m/s while passing between capstans approximately b.5.d. Identification of the received 150 mm in diameter. The ambient temperature is signals or the type of transmitter; or a nominal 293 K (20ºC) and relative humidity 40%. Equivalent national standards may be used for executing the proof test.

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d. “Electronically steerable phased array e. Radio direction finding equipment operating antennae” as follows: at frequencies above 30 MHz and having all of the following, and “specially designed” d.1. Rated for operation above 31.8 GHz, but “components” therefor: not exceeding 57 GHz, and having an Effective Radiated Power (ERP) equal to or greater than e.1. “Instantaneous bandwidth” of 10 MHz or +20 dBm (22.15 dBm Effective Isotropic more; and Radiated Power (EIRP)); e.2. Capable of finding a Line Of Bearing d.2. Rated for operation above 57 GHz, but (LOB) to non-cooperating radio transmitters with not exceeding 66 GHz, and having an ERP equal a signal duration of less than 1 ms; to or greater than +24 dBm (26.15 dBm EIRP); f. Mobile telecommunications interception or d.3. Rated for operation above 66 GHz, but jamming equipment, and monitoring equipment not exceeding 90 GHz, and having an ERP equal therefor, as follows, and “specially designed” to or greater than +20 dBm (22.15 dBm EIRP); “components” therefor:

d.4. Rated for operation above 90 GHz; f.1. Interception equipment designed for the extraction of voice or data, transmitted over the Note 1: 5A001.d does not control air interface; ‘electronically steerable phased array antennae’ for landing systems with instruments meeting f.2. Interception equipment not specified in ICAO standards covering Microwave Landing 5A001.f.1, designed for the extraction of client Systems (MLS). device or subscriber identifiers (e.g., IMSI, TIMSI or IMEI), signaling, or other metadata Note 2: 5A001.d does not apply to antennae transmitted over the air interface; specially designed for any of the following: f.3. Jamming equipment “specially designed” a. Civil cellular or WLAN radio- or modified to intentionally and selectively communications systems; interfere with, deny, inhibit, degrade or seduce mobile telecommunication services and b. IEEE 802.15 or wireless HDMI; or performing any of the following:

c. Fixed or mobile satellite earth stations f.3.a. Simulate the functions of Radio for commercial civil telecommunications. Access Network (RAN) equipment;

Technical Note: For the purposes of f.3.b. Detect and exploit specific 5A001.d ‘electronically steerable phased array characteristics of the mobile telecommunications antenna’ is an antenna which forms a beam by protocol employed (e.g., GSM); or means of phase coupling, (i.e., the beam direction is controlled by the complex excitation f.3.c. Exploit specific characteristics of coefficients of the radiating elements) and the the mobile telecommunications protocol direction of that beam can be varied (both in employed (e.g., GSM); transmission and reception) in azimuth or in elevation, or both, by application of an electrical f.4. Radio Frequency (RF) monitoring signal. equipment designed or modified to identify the

Export Administration Regulations Bureau of Industry and Security October 5, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 5 - Telecommunications—page 5 operation of items specified in 5A001.f.1, h.1. Radio Frequency (RF) transmitting 5A001.f.2 or 5A001.f.3. equipment, not specified by 5A001.f, designed or modified for prematurely activating or preventing Note: 5A001.f.1 and 5A001.f.2 do not apply the initiation of Improvised Explosive Devices to any of the following: (IEDs);

a. Equipment “specially designed” for h.2. Equipment using techniques designed to the interception of analog Private Mobile Radio enable radio communications in the same (PMR), IEEE 802.11 WLAN; frequency channels on which co-located equipment specified by 5A001.h.1 is b. Equipment designed for mobile transmitting. telecommunications network operators; or N.B.: See also Category XI of the c. Equipment designed for the International Traffic in Arms Regulations (ITAR) “development” or “production” of mobile (22 CFR Parts 120-130). telecommunications equipment or systems. i. [Reserved] N.B. 1: See also the International Traffic in Arms Regulations (ITAR) (22 CFR Parts 120- N.B.: See 5A001.f.1 for items previously 130). For items specified by 5A001.f.1 (including specified by 5A001.i. as previously specified by 5A001.i), see also5A980 and the U.S. Munitions List (22 CFR part 121). 5A101 Telemetering and telecontrol equipment, including ground equipment, N.B. 2: For radio receivers see 5A001.b.5. designed or modified for unmanned aerial vehicle (including cruise missiles, target g. Passive Coherent Location (PCL) systems or drones, and reconnaissance drones) or rocket equipment, “specially designed” for detecting systems (including ballistic missiles, space and tracking moving objects by measuring launch vehicles, and sounding rockets) capable reflections of ambient radio frequency emissions, of a maximum “range” equal to or greater supplied by non-radar transmitters. than 300 km.

Technical Note: Non-radar transmitters License Requirements may include commercial radio, television or cellular telecommunications base stations. Reason for Control: MT, AT

Note: 5A001.g. does not control: Country Chart Control(s) (See Supp. No. a. Radio-astronomical equipment; or 1 to part 738) MT applies to entire entry MT Column 1 b. Systems or equipment, that require any AT applies to entire entry AT Column 1 radio transmission from the target. h. Counter Improvised Explosive Device (IED) List Based License Exceptions (See Part 740 for equipment and related equipment, as follows: a description of all license exceptions)

LVS: N/A

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GBS: N/A that are not enumerated in any USML category are controlled by ECCN 3A611. List of Items Controlled

Related Controls: N/A 5A980 Devices primarily useful for the Related Definitions: N/A surreptitious interception of wire, oral, or Items: electronic communications, other than those controlled under 5A001.f.1; and “parts,” The list of items controlled is contained in the “components” and “accessories” therefor. ECCN heading.

NOTE: 5A101 does not control: License Requirements

1. Telecontrol equipment “specially Reason for Control: SL, AT designed” to be used for remote control of recreational model planes, boats or vehicles and Control(s): SL and AT apply to entire entry. having an electric field strength of not more than A license is required for all destinations, as 200 microvolts per meter at a distance of 500 specified in §742.13 of the EAR. Accordingly, a meters; column specific to this control does not appear on the Commerce Country Chart (Supplement No. 1 2. Equipment designed or modified for to Part 738 of the EAR). manned aircraft or satellites; Note: This licensing requirement does not 3. Ground based equipment designed or supersede, nor does it implement, construe or modified for terrestrial or marine applications; limit the scope of any criminal statute, including, but not limited to the Omnibus Safe Streets Act of 4. Equipment designed for commercial, civil, 1968, as amended. or safety of life (e.g., data integrity or flight safety) Global Navigation Satellite System List Based License Exceptions (See Part 740 for services. a description of all license exceptions)

NOTE: ECCN 5A101 does not include items LVS: N/A not designed or modified for unmanned aerial GBS: N/A vehicles (including cruise missiles, target drones, and reconnaissance drones) or rocket systems List of Items Controlled (including ballistic missiles, space launch vehicles and sounding rockets) capable of a Related Controls: (1) See ECCN 5A001.f.1 maximum “range” equal to or greater than for systems or equipment, “specially 300km (e.g., telemetry circuit cards limited by designed” or modified to intercept and design to reception only and designed for use in process the air interface of 'mobile personal computers). telecommunications', and “specially designed” components therefor. (2) See ECCN 5D980 for “software” for the 5A611 Telecommunications equipment, and “development”, “production” or “use” of “parts,” “components,” “accessories,” and equipment controlled by 5A980. (3) See “attachments” “specially designed” therefor, ECCN 5E980 for the “technology” for the “specially designed” for a military application

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“development”, “production”, and “use” of equipment to provide communications equipment controlled by 5A980. access. 4) ‘Datagram’ is a self-contained, Related Definitions: N/A independent entity of data carrying Items: sufficient information to be routed from the The list of items controlled is contained in the source to the destination data terminal ECCN heading. equipment without reliance on earlier exchanges between this source and destination data terminal equipment and the transporting network. 5) ‘Fast select’ 5A991 Telecommunication equipment, not is a facility applicable to virtual calls that controlled by 5A001 (see List of Items allows data terminal equipment to expand Controlled). the possibility to transmit data in call set- up and clearing ‘packets’ beyond the basic License Requirements capabilities of a virtual call. 6) ‘Gateway’ is the function, realized by any Reason for Control: AT combination of equipment and “software”, to carry out the conversion of conventions Country Chart for representing, processing or Control(s) (See Supp. No. communicating information used on one 1 to part 738) system into the corresponding, but AT applies to entire entry AT Column 1 different conventions used in another system. 7) ‘Integrated Services Digital List Based License Exceptions (See Part 740 for Network’ (ISDN) is a unified end-to-end a description of all license exceptions) digital network, in which data originating from all types of communication (e.g., LVS: N/A voice, text, data, still and moving pictures) GBS: N/A are transmitted from one port (terminal) in the exchange (switch) over one access line List of Items Controlled to and from the subscriber. 8) ‘Packet’ is a group of binary digits including data and Related Controls: See also 5E101 and 5E991. call control signals that is switched as a Related Definitions: 1) ‘Asynchronous composite whole. The data, call control transfer mode’ (‘ATM’) is a transfer mode signals, and possible error control in which the information is organized into information are arranged in a specified cells; it is asynchronous in the sense that format. the recurrence of cells depends on the Items: required or instantaneous bit rate. 2) ‘Bandwidth of one voice channel’ is data a. Any type of telecommunications equipment, communication equipment designed to not controlled by 5A001.a, “specially designed” operate in one voice channel of 3,100 Hz, to operate outside the temperature range from 219 as defined in CCITT Recommendation K (-54 C) to 397 K (124 C). G.151. 3) ‘Communications channel controller’ is the physical interface that b. Telecommunication transmission equipment controls the flow of synchronous or and systems, and “specially designed” “parts,” asynchronous digital information. It is an “components” and “accessories” therefor, having assembly that can be integrated into any of the following characteristics, functions or computer or telecommunications features:

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5. Underwater acoustic wave Note: Telecommunication transmission propagation. equipment: b.1. Employing digital techniques, including a. Categorized as follows, or combinations digital processing of analog signals, and designed thereof: to operate at a “digital transfer rate” at the highest multiplex level exceeding 45 Mbit/s or a “total 1. Radio equipment (e.g., transmitters, digital transfer rate” exceeding 90 Mbit/s; receivers and transceivers); Note: 5A991.b.1 does not control equipment 2. Line terminating equipment; “specially designed” to be integrated and operated in any satellite system for civil use. 3. Intermediate amplifier equipment; b.2. Modems using the ‘bandwidth of one 4. Repeater equipment; voice channel’ with a “data signaling rate” exceeding 9,600 bits per second; 5. Regenerator equipment; b.3. Being “stored program controlled” 6. Translation encoders (transcoders); digital cross connect equipment with “digital transfer rate” exceeding 8.5 Mbit/s per port. 7. Multiplex equipment (statistical mutiplex included); b.4. Being equipment containing any of the following: 8. Modulators/demodulators (modems); b.4.a. ‘Network access controllers’ and 9. Transmultiplex equipment (see CCITT their related common medium having a “digital Rec. G701); transfer rate” exceeding 33 Mbit/s; or

10. “Stored program controlled” digital b.4.b. “Communication channel crossconnection equipment; controllers” with a digital output having a “data signaling rate” exceeding 64,000 bit/s per 11. ‘Gateways’ and bridges; channel;

12. “Media access units”; and Note: If any uncontrolled equipment contains a “network access controller”, it cannot b. Designed for use in single or multi- have anytype of telecommunications interface, channel communication via any of the following: except those described in, but not controlled by 5A991.b.4. 1. Wire (line); b.5. Employing a “laser” and having any of 2. Coaxial cable; the following characteristics:

3. Optical fiber cable; b.5.a. A transmission wavelength exceeding 1,000 nm; or 4. Electromagnetic radiation; or b.5.b. Employing analog techniques and having a bandwidth exceeding 45 MHz;

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Note: 5A991.b.5.b does not control Notes: commercial TV systems. 1. 5A991.b.7 does not control equipment b.5.c. Employing coherent optical “specially designed” to be integrated and transmission or coherent optical detection operated in any satellite system for civil use. techniques (also called optical heterodyne or homodyne techniques); 2. 5A991.b.7 does not control radio relay equipment for operation in an ITU allocated b.5.d. Employing wavelength division band: multiplexing techniques; or a. Having any of the following: b.5.e. Performing “optical amplification”; a.1. Not exceeding 960 MHz; or

b.6. Radio equipment operating at input or a.2. With a “total digital transfer output frequencies exceeding: rate” not exceeding 8.5 Mbit/s; and

b.6.a. 31 GHz for satellite-earth station b. Having a “spectral efficiency” not applications; or exceeding 4 bit/s/Hz.

b.6.b. 26.5 GHz for other applications; c. “Stored program controlled” switching equipment and related signaling systems, having Note: 5A991.b.6. does not control equipment any of the following characteristics, functions or for civil use when conforming with an features, and “specially designed” “parts,” International Telecommunications Union (ITU) “components” and “accessories” therefor: allocated band between 26.5 GHz and 31 GHz. Note: Statistical multiplexers with digital b.7. Being radio equipment employing any input and digital output which provide switching of the following: are treated as “stored program controlled” switches. b.7.a. Quadrature-amplitude-modulation (QAM) techniques above level 4 if the “total c.1. “Data (message) switching” equipment digital transfer rate” exceeds 8.5 Mbit/s; or systems designed for “packet-mode operation” and “parts,” electronic assemblies and b.7.b. QAM techniques above level 16 if “components” therefor, n.e.s. the “total digital transfer rate” is equal to or less than 8.5 Mbit/s; c.2. [Reserved];

b.7.c. Other digital modulation c.3. Routing or switching of ‘datagram’ techniques and having a “spectral efficiency” packets; exceeding 3 bit/s/Hz; or c.4. [Reserved] b.7.d. Operating in the 1.5 MHz to 87.5 MHz band and incorporating adaptive techniques Note: The restrictions in 5A991.c.3 do not providing more than 15 dB suppression of an apply to networks restricted to using only interfering signal.

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‘network access controllers’ or to ‘network c.12. Employing ‘Asynchronous Transfer access controllers’ themselves. Mode’ (‘ATM’) techniques.

c.5. Multi-level priority and pre-emption for d. Optical fibers and optical fiber cables of more circuit switching; than 50 m in length designed for single mode operation; Note: 5A991.c.5 does not control single- level call preemption. e. Centralized network control having all of the following characteristics: c.6. Designed for automatic hand-off of cellular radio calls to other cellular switches or e.1. Receives data from the nodes; and automatic connection to a centralized subscriber data base common to more than one switch; e.2. Process these data in order to provide control of traffic not requiring operator decisions, c.7. Containing “stored program controlled” and thereby performing ‘dynamic adaptive digital cross connect equipment with “digital routing’; transfer rate” exceeding 8.5 Mbit/s per port. Note: 5A991.e does not preclude control of c.8. “Common channel signaling” operating traffic as a function of predictable statistical in either non-associated or quasi-associated mode traffic conditions. of operation; f. Phased array antennas, operating above 10.5 c.9. ‘Dynamic adaptive routing’; GHz, containing active elements and distributed “parts” or “components,” and designed to permit c.10. Being packet switches, circuit switches electronic control of beam shaping and pointing, and routers with ports or lines exceeding any of except for landing systems with instruments the following: meeting International Civil Aviation Organization (ICAO) standards (microwave c.10.a. A “data signaling rate” of 64,000 landing systems (MLS)). bit/s per channel for a ‘communications channel controller’; or g. Mobile communications equipment, n.e.s., and “parts,” electronic assemblies and “components” Note: 5A991.c.10.a does not control therefor; or multiplex composite links composed only of communication channels not individually h. Radio relay communications equipment controlled by 5A991.b.1. designed for use at frequencies equal to or exceeding 19.7 GHz and “parts” and c.10.b. A “digital transfer rate” of 33 “components” therefor, n.e.s. Mbit/s for a ‘network access controller’ and related common media; B. TEST, INSPECTION AND Note: 5A991.c.10 does not control packet “PRODUCTION EQUIPMENT” switches or routers with ports or lines not exceeding the limits in 5A991.c.10. 5B001 Telecommunication test, inspection c.11. “Optical switching”; and production equipment, “components” and

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“accessories,” as follows (See List of Items a. Equipment and “specially designed” Controlled). “components” or “accessories” therefor, “specially designed” for the “development” or License Requirements “production” of equipment, functions or features, controlled by 5A001; Reason for Control: NS, AT Note: 5B001.a does not apply to optical fiber Country Chart characterization equipment. Control(s) (See Supp. No. 1 to part 738) b. Equipment and “specially designed” NS applies to entire entry NS Column 2 “components” or “accessories” therefor, AT applies to entire entry AT Column 1 “specially designed” for the “development” of any of the following telecommunication Reporting Requirements transmission or switching equipment:

See § 743.1 of the EAR for reporting b.1. [Reserved] requirements for exports under License Exceptions, and Validated End-User b.2. Equipment employing a “laser” and authorizations. having any of the following:

List Based License Exceptions (See Part 740 for b.2.a. A transmission wavelength a description of all license exceptions) exceeding 1750 nm; or

LVS: $5000 b.2.b. [Reserved] GBS: Yes b.2.c. [Reserved] Special Conditions for STA b.2.d. Employing analog techniques and STA: License Exception STA may not be having a bandwidth exceeding 2.5 GHz; or used to ship 5B001.a equipment and “specially designed” components or Note: 5B001.b.2.d. does not include “accessories” therefor, “specially equipment “specially designed” for the designed” for the “development” or “development” of commercial TV systems. “production” of equipment, functions or features specified by in b.3. [Reserved] ECCN 5A001.b.3, .b.5 or .h to any of the destinations listed in Country b.4. Radio equipment employing Quadrature- Group A:6 (See Supplement No.1 to Amplitude-Modulation (QAM) techniques above part 740 of the EAR). level 1,024.

List of Items Controlled 5B991 Telecommunications test equipment, Related Controls: See also 5B991. n.e.s. Related Definition: N/A Items: License Requirements

Reason for Control: AT

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Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) The list of items controlled is contained in the AT applies to entire entry AT Column 1 ECCN heading.

List Based License Exceptions (See Part 740 for a description of all license exceptions) D. “SOFTWARE”

LVS: N/A 5D001 “Software” as follows (see List of Items GBS: N/A Controlled).

List of Items Controlled License Requirements

Related Controls: N/A Reason for Control: NS, SL, AT Related Definitions: N/A Country Chart (See Supp. Items: Control(s) No.1 to part 738) The list of items controlled is contained in the NS applies to NS Column 1. ECCN heading. entire entry SL applies to A license is required for the entire all destinations, as C. “MATERIALS” entry as specified in § 742.13 of applicable for the EAR. Accordingly, a equipment, column specific to this 5C991 Preforms of glass or of any other functions, control does not appear on material optimized for the manufacture of features, or the Commerce Country optical fibers controlled by 5A991. characteristics Chart (Supplement No. 1 controlled by to Part 738 of the EAR). License Requirements 5A001.f.1 Note to SL paragraph: Reason for Control: AT This licensing requirement does not Country Chart supersede, implement, Control(s) (See Supp. No. construe or limit the scope 1 to part 738). of any criminal statute, AT applies to entire entry AT Column 1 including, but not limited to, the Omnibus Safe List Based License Exceptions (See Part 740 for Streets Act of 1968, as a description of all license exceptions) amended. AT applies to AT Column 1. LVS: N/A entire entry GBS: N/A Reporting Requirements List of Items Controlled See § 743.1 of the EAR for reporting Related Controls: N/A requirements for exports under License

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Exceptions and Validated End-User c. Specific “software” “specially designed” or authorizations. modified to provide characteristics, functions or features of equipment, controlled by 5A001 or List Based License Exceptions (See Part 740 for 5B001; a description of all license exceptions) d. “Software” “specially designed” or modified TSR: Yes, except for exports and reexports for the “development” of any of the following to destinations outside of those telecommunication transmission or switching countries listed in Country Group equipment: A:5 (See Supplement No. 1 to part 740 of the EAR) of the following: d.1.[Reserved] (1) “Software” controlled by 5D001.a and “specially designed” for items d.2. Equipment employing a “laser” and controlled by 5A001.b.5 and 5A001.h. or having any of the following: (2) “Software” controlled by 5D001.e. d.2.a. A transmission wavelength Special Conditions for STA exceeding 1,750 nm; or

STA: License Exception STA may not be d.2.b. Employing analog techniques and used to ship or transmit 5D001.a having a bandwidth exceeding 2.5 GHz; or “software” “specially designed” for the “development” or “production” Note: 5D001.d.2.b does not control of equipment, functions or features, “software” “specially designed” or modified for specified by ECCN 5A001.b.3, .b.5 the “development” of commercial TV systems. or .h. for “software” “specially designed” or modified to support d.3. [Reserved] “technology” specified by the STA paragraph in the License Exception d.4. Radio equipment employing Quadrature- section of ECCN 5E001 to any of Amplitude-Modulation (QAM) techniques above the destinations listed in Country level 1,024; Group A:6 (See Supplement No.1 to part 740 of the EAR). e. “Software”, other than that specified by 5D001.a or 5D001.c, “specially designed” or List of Items Controlled modified for monitoring or analysis by law enforcement, providing all of the following: Related Controls: See also 5D980 and 5D991. e.1. Execution of searches on the basis of Related Definitions: N/A “hard selectors” of either the content of Items: communication or metadata acquired from a communications service provider using a a. “Software” “specially designed” or modified ‘handover interface’; and for the “development”, “production” or “use” of equipment, functions or features controlled by Technical Notes: 5A001; 1. For the purposes of 5D001.e, a b. [Reserved] ‘handover interface’ is a physical and logical interface, designed for use by an authorised law

Export Administration Regulations Bureau of Industry and Security October 5, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 5 - Telecommunications—page 14 enforcement authority, across which targeted AT applies to entire entry AT Column 1 interception measures are requested from a communications service provider and the results List Based License Exceptions (See Part 740 for of interception are delivered from a a description of all license exceptions) communications service provider to the requesting authority. The ‘handover interface’ is TSR: N/A implemented within systems or equipment (e.g., mediation devices) that receive and validate the List of Items Controlled interception request, and deliver to the requesting authority only the results of Related Controls: N/A interception that fulfil the validated request. Related Definitions: N/A Items: 2. ‘Handover interfaces’ may be specified by international standards (including The list of items controlled is contained in the but not limited to ETSI TS 101 331, ETSI TS 101 ECCN heading. 671, 3GPP TS 33.108) or national equivalents.

e.2. Mapping of the relational network or 5D980 Other “software”, other than that tracking the movement of targeted individuals controlled by 5D001 (for the equipment, based on the results of searches on content of functions, features, or characteristics communication or metadata or searches as controlled by 5A001. f.1, or to support certain described in 5D001.e.1. “technology” controlled by 5E001.a), as follows (see List of Items Controlled). Note: 5D001.e does not apply to “software” “specially designed” or modified for License Requirements any of the following: Reason for Control: SL, AT a. Billing purposes; b. Network Quality of Service (QoS); Controls: SL and AT apply to entire entry. A c. Quality of Experience (QoE); license is required for all destinations, as d. Mediation devices; or specified in §742.13 of the EAR. Accordingly, a e. Mobile payment or banking use. column specific to this control does not appear on the Commerce Country Chart (Supplement No. 1 to Part 738 of the EAR).

5D101 “Software” “specially designed” or Note: This licensing requirement does not modified for the “use” of equipment controlled supersede, nor does it implement, construe or by 5A101. limit the scope of any criminal statute, including, but not limited to the Omnibus Safe Streets Act of License Requirements 1968, as amended.

Reason for Control: MT, AT List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart Control(s) (See Supp. No. TSR: N/A 1 to part 738) MT applies to entire entry MT Column 1 List of Items Controlled

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List of Items Controlled Related Controls: See also 5D001.a and .c for software controls for equipment, functions, Related Controls: N/A features or characteristics controlled by Related Definitions: N/A 5A001.f.1 and also 5D001.b for controls on Items: “software” “specially designed” or modified to support “technology” controlled by a. “Software”, other than in machine-executable 5E001.a (for 5A001.f.1 equipment, functions form, “specially designed” for “dynamic adaptive or features, and for 5D001.a “software” for routing”. 5A001.f.1 equipment). See 5E980 for “technology” for the “development”, b. [Reserved] “production”, and “use” of equipment controlled by 5A980 or “software” controlled by 5D980. E. “TECHNOLOGY” Related Definitions: N/A Items: 5E001 “Technology” as follows (see List of Items Controlled). a. “Software” primarily useful for the surreptitious interception of wire, oral, and License Requirements electronic communications. Reason for Control: NS, SL, AT b. “Software” primarily useful for the “development”, “production”, or “use” of Country Chart (See Supp. Control(s) equipment controlled by 5A980. No. 1 to part 738) NS applies to entire NS Column 1. entry 5D991 “Software” “specially designed” or SL applies to A license is required for modified for the “development,” “production” “technology” for the all destinations, as or “use” of equipment controlled by 5A991 “development” or specified in § 742.13 of and 5B991, and dynamic adaptive routing “production” of the EAR. Accordingly, a software as described as follows (see List of equipment, functions column specific to this Items Controlled). or features controlled control does not appear on by 5A001.f.1, or for the Commerce Country License Requirements the “development” or Chart (Supplement No. 1 “production” of to Part 738 of the EAR). Reason for Control: AT “software” controlled by ECCN 5D001.a Note to SL paragraph: Country Chart (for 5A001.f.1) This licensing Control(s) (See Supp. No. requirement does not 1 to part 738) supersede, implement, AT applies to entire entry AT Column 1 construe or limit the scope of any criminal statute, List Based License Exceptions (See Part 740 for including, but not limited a description of all license exceptions) to, the Omnibus Safe Streets Act of 1968, as TSR: N/A amended. AT applies to entire AT Column 1.

Export Administration Regulations Bureau of Industry and Security October 5, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 5 - Telecommunications—page 16 entry List of Items Controlled Reporting Requirements Related Controls: (1) See also 5E101, 5E980 See § 743.1 of the EAR for reporting and 5E991. (2) “Technology” for requirements for exports under License “development” or “production” of Exceptions and Validated End-User “Monolithic Microwave Integrated authorizations. Circuit” (“MMIC”) amplifiers that meet the control criteria given at 3A001.b.2 is List Based License Exceptions (See Part 740 for controlled in 3E001; 5E001.d refers only to a description of all license exceptions) that additional “technology” “required” for telecommunications. TSR: Yes, except for exports or reexports Related Definitions: N/A to destinations outside of those Items: countries listed in Country Group A:5 (See Supplement No. 1 to part a. “Technology” according to the General 740 of the EAR) of “technology” Technology Note for the “development”, controlled by 5E001.a for the “production” or “use” (excluding operation) of “development” or “production” of equipment, functions or features, controlled by the following: 5A001 or “software” controlled by 5D001.a or (1) Items controlled by 5A001.b.5 5D001.e. or 5A001.h; (2) “Software” controlled by b. Specific “technology”, as follows: 5D001.a that is “specially designed” for the “development” or b.1. “Technology” “required” for the “production” of equipment, “development” or “production” of functions or features controlled by telecommunications equipment “specially 5A001.b.5 or 5A001.h.; or designed” to be used on board satellites; (3) “Software” controlled by 5D001.e. b.2. “Technology” for the “development” or “use” of “laser” communication techniques with Special Conditions for STA the capability of automatically acquiring and tracking signals and maintaining communications STA: License Exception STA may not be through exoatmosphere or sub-surface (water) used to ship or transmit “technology” media; according to the General Technology Note for the “development” or b.3. “Technology” for the “development” of “production” of equipment, digital cellular radio base station receiving functions or features specified by equipment whose reception capabilities that 5A001.b.3, .b.5 or .h; or for allow multi-band, multi-channel, multi-mode, “software” in 5D001.a that is multi-coding algorithm or multi-protocol specified in the STA paragraph in the operation can be modified by changes in License Exception section of ECCN “software”; 5D001 to any of the destinations listed in Country Group A:6 (See b.4. “Technology” for the “development” of Supplement No.1 to part 740 of the “spread spectrum” techniques, including EAR). “frequency hopping” techniques.

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Note: 5E001.b.4 does not apply to c.4.a. Quadrature-Amplitude- “technology” for the “development” of any of the Modulation (QAM) techniques above level following: 1,024; or a. Civil cellular radio-communications systems; or c.4.b. Operating at input or output b. Fixed or mobile satellite Earth frequencies exceeding 31.8 GHz; or stations for commercial civil telecommunications. Note: 5E001.c.4.b does not control “technology” for equipment designed or c. “Technology” according the General modified for operation in any frequency band Technology Note for the “development” or which is “allocated by the ITU” for radio- “production” of any of the following: communications services, but not for radio- determination. c.1. [Reserved] c.4.c. Operating in the 1.5 MHz to 87.5 c.2. Equipment employing a “laser” and MHz band and incorporating adaptive techniques having any of the following: providing more than 15 dB suppression of an interfering signal; or c.2.a. A transmission wavelength exceeding 1,750 nm; c.5. [Reserved]

c.2.b. [Reserved] c.6. Mobile equipment having all of the following: c.2.c. [Reserved] c.6.a. Operating at an optical wavelength c.2.d. Employing wavelength division greater than or equal to 200nm and less than or multiplexing techniques of optical carriers at less equal to 400nm; and than 100 GHz spacing; or c.6.b. Operating as a “local area c.2.e. Employing analog techniques and network”; having a bandwidth exceeding 2.5 GHz; d. “Technology” according to the General Note: 5E001.c.2.e does not control Technology Note for the “development” or “technology” for commercial TV systems. “production” of “Monolithic Microwave Integrated Circuit” (“MMIC”) amplifiers N.B.: For “technology” for the “development” “specially designed” for telecommunications and or “production” of non-telecommunications that are any of the following: equipment employing a “laser”, see Product Group E of Category 6, e.g., 6E00x Technical Note: For purposes of 5E001.d, the parameter peak saturated power output may c.3. Equipment employing “optical also be referred to on product data sheets as switching” and having a switching time less than output power, saturated power output, maximum 1 ms; or power output, peak power output, or peak envelope power output. c.4. Radio equipment having any of the following: d.1. Rated for operation at frequencies

Export Administration Regulations Bureau of Industry and Security October 5, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 5 - Telecommunications—page 18 exceeding 2.7 GHz up to and including 6.8 GHz power output greater than 1 W (30 dBm) at any with a “fractional bandwidth” greater than 15%, frequency exceeding 37 GHz up to and including and having any of the following: 43.5 GHz, and with a “fractional bandwidth” of greater than 10%; d.1.a. A peak saturated power output greater than 75 W (48.75 dBm) at any frequency d.6. Rated for operation with a peak saturated exceeding 2.7 GHz up to and including 2.9 GHz; power output greater than 31.62 mW (15 dBm) at any frequency exceeding 43.5 GHz up to and d.1.b. A peak saturated power output including 75 GHz, and with a “fractional greater than 55 W (47.4 dBm) at any frequency bandwidth” of greater than 10%; exceeding 2.9 GHz up to and including 3.2 GHz; d.7. Rated for operation with a peak saturated d.1.c. A peak saturated power output power output greater than 10 mW (10 dBm) at greater than 40 W (46 dBm) at any frequency any frequency exceeding 75 GHz up to and exceeding 3.2 GHz up to and including 3.7 GHz; including 90 GHz, and with a “fractional or bandwidth” of greater than 5%; or

d.1.d. A peak saturated power output d.8. Rated for operation with a peak saturated greater than 20 W (43 dBm) at any frequency power output greater than 0.1 nW (-70 dBm) at exceeding 3.7 GHz up to and including 6.8 GHz; any frequency exceeding 90 GHz;

d.2. Rated for operation at frequencies e. “Technology” according to the General exceeding 6.8 GHz up to and including 16 GHz Technology Note for the “development” or with a “fractional bandwidth” greater than 10%, “production” of electronic devices and circuits, and having any of the following: “specially designed” for telecommunications and containing “components” manufactured from d.2.a. A peak saturated power output “superconductive” materials, “specially greater than 10W (40 dBm) at any frequency designed” for operation at temperatures below the exceeding 6.8 GHz up to and including 8.5 GHz; “critical temperature” of at least one of the or “superconductive” constituents and having any of the following: d.2.b. A peak saturated power output greater than 5W (37 dBm) at any frequency e.1. Current switching for digital circuits exceeding 8.5 GHz up to and including 16 GHz; using “superconductive” gates with a product of delay time per gate (in seconds) and power d.3. Rated for operation with a peak saturated dissipation per gate (in watts) of less than 10-14 J; power output greater than 3 W (34.77 dBm) at or any frequency exceeding 16 GHz up to and including 31.8 GHz, and with a “fractional e.2. Frequency selection at all frequencies bandwidth” of greater than 10%; using resonant circuits with Q-values exceeding 10,000. d.4. Rated for operation with a peak saturated power output greater than 0.1 nW (-70 dBm) at any frequency exceeding 31.8 GHz up to and including 37 GHz; 5E101 “Technology” according to the General Technology Note for the “development”, d.5. Rated for operation with a peak saturated

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“production” or “use” of equipment or List Based License Exceptions (See Part 740 for software controlled by 5A101 or 5D101. a description of all license exceptions)

License Requirements TSR: N/A

Reason for Control: MT, AT List of Items Controlled

Country Chart Related Controls: See also 5D001.a and .c Control(s) (See Supp. No. (for 5A001.f.1 equipment), 5D001.b 1 to part 738) (supporting 5E001.a “technology” for MT applies to entire entry MT Column 1 5A001.f.1 equipment, or for 5D001.a AT applies to entire entry AT Column 1 “software” (for 5A001.f.1 equipment)), and 5E001.a (for 5A001.f.1 equipment, or for List Based License Exceptions (See Part 740 for 5D001.a “software” for 5A001.f.1 a description of all license exceptions) equipment). Related Definitions: N/A TSR: N/A Items:

List of Items Controlled The list of items controlled is contained in the ECCN heading. Related Controls: N/A Related Definitions: N/A Items: 5E991 “Technology” for the “development”, “production” or “use” of equipment The list of items controlled is contained in the controlled by 5A991 or 5B991, or “software” ECCN heading. controlled by 5D991, and other “technologies” as follows (see List of Items Controlled).

License Requirements 5E980 “Technology”, other than that controlled by 5E001.a (for 5A001.,f.1 and for Reason for Control: AT 5D001.a (for 5A001.f.1)), primarily useful for the “development”, “production”, or “use” of Country Chart equipment, functions or features, of Control(s) (See Supp. No. equipment controlled by 5A980 or “software” 1 to part 738) controlled by 5D980. AT applies to entire entry AT Column 1 License Requirements List Based License Exceptions (See Part 740 for Reason for Control: SL, AT a description of all license exceptions)

Controls: SL and AT apply to entire entry. A TSR: N/A license is required for all destinations, as specified in §742.13 of the EAR. Accordingly, a List of Items Controlled column specific to this control does not appear on the Commerce Country Chart (Supplement No. 1 Related Controls: N/A to Part 738 of the EAR). Related Definitions: 1) ‘Synchronous digital hierarchy’ (SDH) is a digital hierarchy

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providing a means to manage, multiplex, Items: and access various forms of digital traffic using a synchronous transmission format a. Specific “technologies” as follows: on different types of media. The format is based on the Synchronous Transport a.1. “Technology” for the processing and Module (STM) that is defined by CCITT application of coatings to optical fiber “specially Recommendation G.703, G.707, G.708, designed” to make it suitable for underwater use; G.709 and others yet to be published. The first level rate of ‘SDH’ is 155.52 Mbits/s. a.2. “Technology” for the “development” of 2) ‘Synchronous optical network’ equipment employing ‘Synchronous Digital (SONET) is a network providing a means Hierarchy’ (‘SDH’) or ‘Synchronous Optical to manage, multiplex and access various Network’ (‘SONET’) techniques. forms of digital traffic using a synchronous transmission format on fiber optics. The format is the North America version of EAR99 Items subject to the EAR that are not ‘SDH’ and also uses the Synchronous elsewhere specified in this CCL Category or in Transport Module (STM). However, it uses any other category in the CCL are designated the Synchronous Transport Signal (STS) as by the number EAR99. the basic transport module with a first level rate of 51.81 Mbits/s. The SONET standards are being integrated into those of ‘SDH’.

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CATEGORY 5 – TELECOMMUNICATIONS b. Hardware components or ‘executable AND “INFORMATION SECURITY” software’, of existing items described in paragraph a. of this Note, that have been Part 2 – “INFORMATION SECURITY” designed for these existing items, and meeting all of the following:

Note 1: [RESERVED] 1. “Information security” is not the primary function or set of functions of the Note 2: Category 5 ̶ Part 2, “information component or ‘executable software’; security” products, when accompanying their user for the user's personal use or as tools of 2. The component or ‘executable software’ trade, are eligible for License Exceptions TMP or does not change any cryptographic functionality BAG, subject to the terms and conditions of these of the existing items, or add new cryptographic license exceptions. functionality to the existing items;

Note 3: Cryptography Note: ECCNs 5A002, 3. The feature set of the component or 5D002.a.1, .b, and .c.1, do not control items as ‘executable software’ is fixed and is not designed follows: or modified to customer specification; and a. Items meeting all of the following: 4. When necessary, as determined by the appropriate authority in the exporter’s country, 1. Generally available to the public by being details of the component or ‘executable sold, without restriction, from stock at retail software’, and details of relevant end-items are selling points by means of any of the following: accessible and will be provided to the authority upon request, in order to ascertain compliance a. Over-the-counter transactions; with conditions described above.

b. Mail order transactions; Technical Note: For the purpose of the Cryptography Note, ‘executable software’ means c. Electronic transactions; or “software” in executable form, from an existing hardware component excluded from 5A002, by d. Telephone call transactions; the Cryptography Note.

2. The cryptographic functionality cannot be Note: ‘Executable software’ does not include easily changed by the user; complete binary images of the “software” running on an end-item. 3. Designed for installation by the user without further substantial support by the supplier; and Note to the Cryptography Note: 4. When necessary, details of the items are accessible and will be provided, upon request, to 1. To meet paragraph a. of Note 3, all of the the appropriate authority in the exporter’s following must apply: country in order to ascertain compliance with conditions described in paragraphs a.1 through a. The item is of potential interest to a a.3 of this Note; wide range of individuals and businesses; and

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b. The price and information about the main functionality of the item are available 5A002 “Information security” systems, before purchase without the need to consult the equipment and “components,” as follows (see vendor or supplier. A simple price inquiry is not List of Items Controlled). considered to be a consultation. License Requirements 2. In determining eligibility of paragraph a. of Note 3, BIS may take into account relevant Reason for Control: NS, AT, EI factors such as quantity, price, required technical skill, existing sales channels, typical customers, typical use or any exclusionary practices of the Country Chart supplier. Control(s) (See Supp. No. 1 to part 738) NS applies to entire NS Column 1 N.B. to Note 3 (Cryptography Note): You must entry submit a classification request or self- AT applies to entire AT Column 1 classification report to BIS for certain mass entry market encryption commodities and software EI applies to entire entry Refer to §742.15 of eligible for the Cryptography Note employing a the EAR. key length greater than 64 bits for the symmetric algorithm (or, for commodities and software not License Requirements Note: See § 744.17 of the implementing any symmetric algorithms, EAR for additional license requirements for employing a key length greater than 768 bits for microprocessors having a processing speed of 5 asymmetric algorithms described by Technical GFLOPS or more and an arithmetic logic unit note 2.b to 5A002.a or greater than 128 bits for with an access width of 32 bit or more, including elliptic curve algorithms, or any asymmetric those incorporating “information security” algorithm described by Technical Note 2.c to functionality, and associated “software” and 5A002.a) in accordance with the requirements of “technology” for the “production” or § 740.17(b) of the EAR in order to be released “development” of such microprocessors. from the “EI” and “NS” controls of ECCN 5A002 or 5D002. For mass market commodities and software that do not require a self- List Based License Exceptions (See Part 740 for classification report pursuant to § 740.17(b) and a description of all license exceptions) (e)(3) of the EAR, such items are also released from “EI” and “NS” controls and controlled LVS: Yes: $500 for “components”. under ECCN 5A992.c or 5D992.c. N/A for systems and equipment. GBS: N/A ENC: Yes for certain EI controlled commodities, see §740.17 of the A. “END ITEMS,” “EQUIPMENT,” EAR for eligibility. “ACCESSORIES,” “ATTACHMENTS,” “PARTS,” “COMPONENTS,” AND List of Items Controlled “SYSTEMS” Related Controls: (1) ECCN 5A002.a I. CRYPTOGRAPHIC controls “components” providing the means “INFORMATION SECURITY” or functions necessary for “information security.” All such “components” are

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presumptively “specially designed” and a. Designed or modified to use ‘cryptography controlled by 5A002.a. (2) See USML for data confidentiality’ having a ‘described Categories XI (including XI(b)) and XIII(b) security algorithm’, where that cryptographic (including XIII(b)(2)) for controls on capability is usable, has been activated, or can be systems, equipment, and components activated by any means other than secure described in 5A002.d or .e that are subject to “cryptographic activation”, as follows: the ITAR. (3) For “satellite navigation system” receiving equipment containing or a.1. Items having “information security” as a employing decryption see 7A005, and for primary function; related decryption “software” and “technology” see 7D005 and 7E001. (4) a.2. Digital communication or networking Noting that items may be controlled systems, equipment or components, not specified elsewhere on the CCL, examples of items not in paragraph 5A002.a.1; controlled by ECCN 5A002.a.4 include the following: (a) An automobile where the only a.3. Computers, other items having ‘cryptography for data confidentiality’ information storage or processing as a primary having a ‘described security algorithm’ is function, and components therefor, not specified performed by a Category 5 – Part 2 Note 3 in paragraphs 5A002.a.1 or .a.2; eligible mobile telephone that is built into the car. In this case, secure phone N.B.: For operating systems see also communications support a non-primary 5D002.a.1 and .c.1. function of the automobile but the mobile telephone (equipment), as a standalone item, a.4. Items, not specified in paragraphs is not controlled by ECCN 5A002 because it 5A002.a.1 to a.3, where the ‘cryptography for is excluded by the Cryptography Note (Note data confidentiality’ having a ‘described security 3) (See ECCN 5A992.c). (b) An exercise bike algorithm’ meets all of the following: with an embedded Category 5 – Part 2 Note 3 eligible web browser, where the only a.4.a. It supports a non-primary controlled cryptography is performed by the function of the item; and web browser. In this case, secure web browsing supports a non-primary function of a.4.b. It is performed by incorporated the exercise bike but the web browser equipment or “software” that would, as a (“software”), as a standalone item, is not standalone item, be specified by ECCNs 5A002, controlled by ECCN 5D002 because it is 5A003, 5A004, 5B002 or 5D002. excluded by the Cryptography Note (Note 3) (See ECCN 5D992.c). (5) After classification N.B. to paragraph a.4: See Related Control or self-classification in accordance with § Paragraph (4) of this ECCN 5A002 for examples 740.17(b) of the EAR, mass market of items not controlled by 5A002.a.4. encryption commodities that meet eligibility requirements are released from “EI” and Technical Notes: “NS” controls. These commodities are designated 5A992.c. 1. For the purposes of 5A002.a, ‘cryptography for data confidentiality’ means “cryptography” Related Definitions: N/A that employs digital techniques and performs any Items: cryptographic function other than any of the following:

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1.a. “Authentication;” 2.c.1. Shortest vector or closest vector problems associated with lattices (e.g., 1.b. Digital signature; NewHope, Frodo, NTRUEncrypt, Kyber, Titanium); 1.c. Data integrity; 2.c.2. Finding isogenies between 1.d. Non-repudiation; Supersingular elliptic curves (e.g., Supersingular Isogeny Key Encapsulation); or 1.e. Digital rights management, including the execution of copy-protected “software;” 2.c.3. Decoding random codes (e.g., McEliece, Niederreiter). 1.f. Encryption or decryption in support of entertainment, mass commercial broadcasts or Technical Note: An algorithm described by medical records management; or Technical Note 2.c. may be referred to as being post-quantum, quantum-safe or quantum- 1.g. Key management in support of any resistant. function described in paragraphs 1.a to 1.f of this Technical Note paragraph 1. Note 1: Details of items must be accessible and provided upon request, in order to establish 2. For the purposes of 5A002.a, ‘described any of the following: security algorithm’ means any of the following: a. Whether the item meets the criteria of 2.a. A “symmetric algorithm” employing a 5A002.a.1 to a.4; or key length in excess of 56 bits, not including parity bits; b. Whether the cryptographic capability for data confidentiality specified by 5A002.a is 2.b. An “asymmetric algorithm” where the usable without “cryptographic activation.” security of the algorithm is based on any of the following: Note 2: 5A002.a does not control any of the following items, or specially designed 2.b.1. Factorization of integers in “information security” components therefor: excess of 512 bits (e.g., RSA); a. Smart cards and smart card ‘readers/writers’ 2.b.2. Computation of discrete as follows: logarithms in a multiplicative group of a finite field of size greater than 512 bits (e.g., Diffie- a.1. A smart card or an electronically Hellman over Z/pZ); or readable personal document (e.g., token coin, e-passport) that meets any of the following: 2.b.3. Discrete logarithms in a group other than mentioned in paragraph 2.b.2 of this a.1.a. The cryptographic capability Technical Note in excess of 112 bits (e.g., Diffie- meets all of the following: Hellman over an elliptic curve); or a.1.a.1. It is restricted for use in any 2.c. An “asymmetric algorithm” where the of the following: security of the algorithm is based on any of the following: a.1.a.1.a. Equipment or systems, not described by 5A002.a.1 to a.4;

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b. includes the collection and settlement of fares a.1.a.1.b. Equipment or systems, or credit functions. not using ‘cryptography for data confidentiality’ having a ‘described security algorithm’; or c. Portable or mobile radiotelephones for civil use (e.g., for use with commercial civil cellular a.1.a.1.c. Equipment or systems, radio communication systems) that are not excluded from 5A002.a by entries b. to f. of this capable of transmitting encrypted data directly to Note; and another radiotelephone or equipment (other than Radio Access Network (RAN) equipment), nor of a.1.a.2. It cannot be reprogrammed passing encrypted data through RAN equipment for any other use; or (e.g., Radio Network Controller (RNC) or Base Station Controller (BSC)); a.1.b. Having all of the following: d. Cordless telephone equipment not capable of a.1.b.1. It is specially designed and end-to-end encryption where the maximum limited to allow protection of ‘personal data’ effective range of unboosted cordless operation stored within; (i.e., a single, unrelayed hop between terminal and home base station) is less than 400 meters a.1.b.2. Has been, or can only be, according to the manufacturer’s specifications; personalized for public or commercial transactions or individual identification; and e. Portable or mobile radiotelephones and similar client wireless devices for civil use, that a.1.b.3. Where the cryptographic implement only published or commercial capability is not user-accessible; cryptographic standards (except for anti-piracy functions, which may be non-published) and also Technical Note to paragraph a.1.b of meet the provisions of paragraphs a.2 to a.4 of Note 2: ‘Personal data’ includes any data the Cryptography Note (Note 3 in Category 5 – specific to a particular person or entity, such as Part 2), that have been customized for a specific the amount of money stored and data necessary civil industry application with features that do for “authentication.” not affect the cryptographic functionality of these original non-customized devices; a.2. ‘Readers/writers’ specially designed or modified, and limited, for items specified by f. Items, where the “information security” paragraph a.1 of this Note; functionality is limited to wireless “personal area network” functionality implementing only Technical Note to paragraph a.2 of Note 2: published or commercial cryptographic ‘Readers/writers’ include equipment that standards; communicates with smart cards or electronically readable documents through a network. g. Mobile telecommunications Radio Access Network (RAN) equipment designed for civil use, b. Cryptographic equipment specially designed which also meet the provisions of paragraphs a.2 and limited for banking use or ‘money to a.4 of the Cryptography Note (Note 3 in transactions’; Category 5 -- Part 2), having an RF output power limited to 0.1W (20 dBm) or less, and supporting Technical Note to paragraph b. of Note 2: 16 or fewer concurrent users; ‘Money transactions’ in 5A002 Note 2 paragraph

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 5 - Info. Security—page 6 h. Routers, switches, gateways or relays, where the “information security” functionality is j.1.b.2. The “information security” limited to the tasks of “Operations, functionality is limited to supporting the Administration or Maintenance” (“OAM”) ‘connected civil industry application’ of devices implementing only published or commercial specified by paragraph j.1.a. above, or the tasks cryptographic standards; of “OAM” of this networking equipment or of other items specified by paragraph j. of this Note; i. General purpose computing equipment or and servers, where the “information security” functionality meets all of the following: j.2. Where the “information security” functionality implements only published or i.1. Uses only published or commercial commercial cryptographic standards, and the cryptographic standards; and cryptographic functionality cannot easily be changed by the user. i.2. Is any of the following: Technical Notes: i.2.a. Integral to a CPU that meets the provisions of Note 3 in Category 5 ̶ Part 2; 1. ‘Connected civil industry application’ means a network-connected consumer or i.2.b. Integral to an operating system that civil industry application other than is not specified by 5D002; or “information security”, digital communication, general purpose i.2.c. Limited to “OAM” of the networking or computing. equipment; or 2. ‘Non-arbitrary data’ means sensor or j. Items specially designed for a ‘connected metering data directly related to the civil industry application’, meeting all of the stability, performance or physical following: measurement of a system (e.g., temperature, pressure, flow rate, mass, j.1. Being any of the following: volume, voltage, physical location, etc.), that cannot be changed by the user of the j.1.a. A network-capable endpoint device. device meeting any of the following: j.1.a.1. The "information security" functionality is limited to securing 'non-arbitrary b. Being a ‘cryptographic activation token’; data' or the tasks of “Operations, Administration or Maintenance” (“OAM”); or Technical Note: A ‘cryptographic activation token’ is an item designed or modified for any of j.1.a.2. The device is limited to a the following: specific 'connected civil industry application'; or 1. Converting, by means of “cryptographic j.1.b. Networking equipment meeting activation”, an item not specified by all of the following: Category 5-Part 2 into an item specified by 5A002.a or 5D002.c.1, and not j.1.b.1. Being specially designed to released by the Cryptography Note (Note communicate with the devices specified by 3 in Category 5-Part 2); or paragraph j.1.a. above; and

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2. Enabling by means of “cryptographic those incorporating “information security” activation”, additional functionality specified by functionality, and associated “software” and 5A002.a of an item already specified by Category “technology” for the “production” or 5- Part 2; “development” of such microprocessors. c. Designed or modified to use or perform List Based License Exceptions (See Part 740 for “quantum cryptography”; a description of all license exceptions)

Technical Note: “Quantum cryptography” LVS: N/A is also known as Quantum Key Distribution GBS: N/A (QKD). List of Items Controlled d. Designed or modified to use cryptographic techniques to generate channelizing codes, Related Controls: N/A scrambling codes or network identification codes, Related Definitions: N/A for systems using ultra-wideband modulation Items: techniques and having any of the following: a. [Reserved] d.1. A bandwidth exceeding 500 MHz; or b. [Reserved] d.2. A “fractional bandwidth” of 20% or more; c. Commodities classified as mass market encryption commodities in accordance with e. Designed or modified to use cryptographic § 740.17(b) of the EAR. techniques to generate the spreading code for “spread spectrum” systems, not specified by 5A002.d, including the hopping code for “frequency hopping” systems. II. NON-CRYPTOGRAPHIC “INFORMATION SECURITY”

5A992 Equipment not controlled by 5A002 5A003 “Systems,” “equipment” and (see List of Items Controlled). “components,” for non-cryptographic “information security,” as follows (see List of License Requirements Items Controlled).

Reason for Control: AT License Requirements

Country Chart Reason for Control: NS, AT Control(s) (See Supp. No. 1 to part 738) Country Chart (See AT applies to entire entry AT Column 1 Control(s) Supp. No. 1 to part 738) License Requirements Note: See § 744.17 of the NS applies to entire entry NS Column 2 EAR for additional license requirements for AT applies to entire entry AT Column 1 microprocessors having a processing speed of 5 GFLOPS or more and an arithmetic logic unit List Based License Exceptions (See Part 740 for with an access width of 32 bit or more, including a description of all license exceptions)

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entry LVS: Yes: $500 for “components.” EI applies to entire Refer to§742.15 of the N/A for systems and equipment. entry EAR. GBS: N/A License Requirements Note: See §744.17 of List of Items Controlled the EAR for additional license requirements for microprocessors having a processing speed of 5 Related Controls: N/A GFLOPS or more and an arithmetic logic unit Related Definitions: N/A with an access width of 32 bit or more, including Items: those incorporating “information security” functionality, and associated “software” and a. Communications cable systems designed or “technology” for the “production” or modified using mechanical, electrical or “development” of such microprocessors. electronic means to detect surreptitious intrusion; List Based License Exceptions (See Part 740 for Note: 5A003.a applies only to physical layer a description of all license exceptions) security. For the purpose of 5A003.a, the physical layer includes Layer 1 of the Reference Model of LVS: Yes: $500 for “components.” Open Systems Interconnection (OSI) (ISO/IEC N/A for systems and equipment. 7498-1). GBS: N/A ENC: Yes for certain EI controlled b. “Specially designed” or modified to reduce the commodities. See §740.17 of the compromising emanations of information- EAR for eligibility. bearing signals beyond what is necessary for health, safety or electromagnetic interference List of Items Controlled standards. Related Controls: ECCN 5A004.a controls “components” providing the means or III. DEFEATING, WEAKENING OR functions necessary for “information BYPASSING “INFORMATION security.” All such “components” are SECURITY” presumptively “specially designed” and controlled by 5A004.a. 5A004 “Systems,” “equipment” and Related Definitions: N/A “components” for defeating, weakening or Items: bypassing “information security,” as follows (see List of Items Controlled). a. Designed or modified to perform ‘cryptanalytic functions.’ License Requirements Note: 5A004.a includes systems or Reason for Control: NS, AT, EI equipment, designed or modified to perform ‘cryptanalytic functions’ by means of reverse Country Chart (See engineering. Control(s) Supp. No. 1 to part 738) Technical Note: ‘Cryptanalytic functions’ NS applies to entire are functions designed to defeat cryptographic NS Column 1 entry mechanisms in order to derive confidential AT applies to entire AT Column 1 variables or sensitive data, including clear text,

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 5 - Info. Security—page 9 passwords or cryptographic keys. Country Chart b. Items, not specified by 5A004.a, designed to Control(s) (See Supp. No. 1 perform all of the following: to part 738) NS applies to entire entry NS Column 1 b.1. ‘Extract raw data’ from a computing or AT applies to entire entry AT Column 1 communications device; and

b.2. Circumvent “authentication” or List Based License Exceptions (See Part 740 for authorisation controls of the device, in order to a description of all license exceptions) perform the function described in 5A004.b.1. LVS: N/A Technical Note: ‘Extract raw data’ from a GBS: N/A computing or communications device means to ENC: Yes for certain EI controlled retrieve binary data from a storage medium, e.g., equipment, see §740.17 of the EAR RAM, flash or hard disk, of the device without for eligibility. interpretation by the device's operating system or filesystem. List of Items Controlled

Note 1: 5A004.b does not apply to systems or Related Controls: N/A equipment specially designed for the Related Definitions: N/A “development” or “production” of a computing Items: or communications device. a. Equipment “specially designed” for the Note 2: 5A004.b does not include: “development” or “production” of equipment controlled by 5A002, 5A003, 5A004 or 5B002.b; a. Debuggers, hypervisors; b. Items limited to logical data b. Measuring equipment “specially designed” to extraction; evaluate and validate the “information security” c. Data extraction items using chip-off functions of equipment controlled by 5A002, or JTAG; or 5A003 or 5A004, or of “software” controlled by d. Items specially designed and limited 5D002.a or 5D002.c. to jail-breaking or rooting.

C. “MATERIALS” - [RESERVED]

B. TEST, INSPECTION AND “PRODUCTION EQUIPMENT” D. “SOFTWARE”

5B002 “Information Security” test, inspection 5D002 “Software” as follows (see List of Items and “production” equipment, as follows (see Controlled). List of Items Controlled). License Requirements License Requirements Reason for Control: NS, AT, EI Reason for Control: NS, AT

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Country Chart (See List of Items Controlled Control(s) Supp. No. 1 to part 738) Related Controls: After classification or self- NS applies to NS Column 1 classification in accordance with § 740.17(b) entire entry of the EAR, mass market encryption software AT applies to AT Column 1 that meets eligibility requirements is released entire entry from “EI” and “NS” controls. This software EI applies to Refer to §742.15 of the is designated as 5D992.c. “software” in EAR. 5D002.a.1, a.3, .b, Note: Encryption Related Definitions: 5D002.a controls c.1 and c.3, for software is controlled “software” designed or modified to use commodities or because of its “cryptography” employing digital or analog “software” functional capacity, techniques to ensure “information security.” controlled for EI and not because of any Items: reasons in ECCN informational value of 5A002, 5A004 or such software; such a. “Software” “specially designed” or modified 5D002. software is not for the “development,” “production” or “use” of accorded the same any of the following: treatment under the EAR as other a.1. Equipment specified by 5A002 or “software’; and for “software” specified by 5D002.c.1; export licensing purposes, encryption a.2. Equipment specified by 5A003 or software is treated “software” specified by 5D002.c.2; or under the EAR in the same manner as a a.3. Equipment or “software”, as follows: commodity included in ECCN 5A002. a.3.a. Equipment specified by 5A004.a or “software” specified by 5D002.c.3.a; License Requirements Note: See § 744.17 of the EAR for additional license requirements for a.3.b. Equipment specified by 5A004.b microprocessors having a processing speed of 5 or “software” specified by 5D002.c.3.b; GFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more, including b. “Software” having the characteristics of a those incorporating “information security” ‘cryptographic activation token’ specified by functionality, and associated “software” and 5A002.b; “technology” for the “production” or “development” of such microprocessors. c. “Software” having the characteristics of, or performing or simulating the functions of, any of List Based License Exceptions (See Part 740 for the following: a description of all license exceptions) c.1. Equipment specified by 5A002.a, .c, .d or TSR: N/A .e; ENC: Yes for certain EI controlled software. See §740.17 of the EAR Note: 5D002.c.1 does not apply to for eligibility. “software” limited to the tasks of “OAM” implementing only published or commercial

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 5 - Info. Security—page 11 cryptographic standards. “software” designed or modified to protect against malicious computer damage, e.g., c.2. Equipment specified by 5A003; or viruses, where the use of “cryptography” is limited to authentication, digital signature c.3. Equipment, as follows: and/or the decryption of data or files. c.3.a. Equipment specified by 5A004.a; Related Definitions: N/A c.3.b. Equipment specified by 5A004.b. Items:

Note: 5D002.c.3.b does not apply to a. [Reserved] “intrusion software”.

b. [Reserved] d. [Reserved]

c. “Software” classified as mass market N.B.: See 5D002.b for items formerly encryption software in accordance with specified in 5D002.d. § 740.17(b) of the EAR.

5D992 “Information Security” “software” not E. “TECHNOLOGY” controlled by 5D002 as follows (see List of

Items Controlled). 5E002 “Technology” as follows (see List of

Items Controlled). License Requirements

License Requirements Reason for Control: AT

Reason for Control: NS, AT, EI Country Chart

Control(s) (See Supp. No. 1 Country Chart (See to part 738) Control(s) Supp. No. 1 to part AT applies to entire entry AT Column 1 738)

NS applies to entire NS Column 1 License Requirements Note: See § 744.17 of the entry EAR for additional license requirements for AT applies to entire AT Column 1 microprocessors having a processing speed of 5 entry GFLOPS or more and an arithmetic logic unit EI applies to Refer to § 742.15 of with an access width of 32 bit or more, including “technology” in the EAR. those incorporating “information security” 5E002.a for functionality, and associated “software” and commodities or “technology” for the “production” or “software” “development” of such microprocessors. controlled for EI

reasons in ECCNs List Based License Exceptions (See Part 740 for a description of all license exceptions) 5A002, 5A004 or 5D002, and to “technology” in TSR: N/A 5E002.b.

List of Items Controlled License Requirements Note: Related Controls: This entry does not control (1) See § 744.17 of the EAR for additional license

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 5 - Info. Security—page 12 requirements for microprocessors having a 5A002, 5A003, 5A004 or 5B002, or of processing speed of 5 GFLOPS or more and an “software” controlled by 5D002.a or 5D002.c. arithmetic logic unit with an access width of 32 bit or more, including those incorporating Note: 5E002.a does not apply to “information security” functionality, and “technology” for items specified by 5A004.b, associated “software” and “technology” for the 5D002.a.3.b or 5D002.c.3.b. “production” or “development” of such microprocessors. b. “Technology” having the characteristics of a

‘cryptographic activation token’ specified by (2) When a person performs or provides 5A002.b. technical assistance that incorporates, or otherwise draws upon, “technology” that was Note: 5E002 includes “information security” either obtained in the United States or is of U.S.- technical data resulting from procedures carried origin, then a release of the “technology” takes out to evaluate or determine the implementation place. Such technical assistance, when rendered of functions, features or techniques specified in with the intent to aid in the “development” or Category 5 ̶ Part 2. “production” of encryption commodities or software that would be controlled for “EI” 5E992 “Information Security” “technology” reasons under ECCN 5A002, 5A004 or 5D002, according to the General Technology Note, not may require authorization under the EAR even if controlled by 5E002, as follows (see List of the underlying encryption algorithm to be Items Controlled). implemented is from the public domain or is not of U.S.-origin. License Requirements

List Based License Exceptions (See Part 740 for Reason for Control: AT a description of all license exceptions)

Country Chart TSR: N/A Control(s) (See Supp. No. ENC: Yes for certain EI controlled 1 to part 738) technology. See §740.17 of the EAR AT applies to entire entry AT Column 1 for eligibility.

List of Items Controlled License Requirements Note: See § 744.17 of the EAR for additional license requirements for Related Controls: See also 5E992. This entry microprocessors having a processing speed of 5 does not control “technology” “required” for GFLOPS or more and an arithmetic logic unit the “use” of equipment excluded from with an access width of 32 bit or more, including control under the Related Controls paragraph those incorporating “information security” or the Technical Notes in ECCN 5A002 or functionality, and associated “software” and “technology” related to equipment excluded “technology” for the “production” or from control under ECCN 5A002. “development” of such microprocessors. Related Definitions: N/A Items: List Based License Exceptions (See Part 740 for a description of all license exceptions) a. “Technology” according to the General Technology Note for the “development,” TSR: N/A “production” or “use” of equipment controlled by List of Items Controlled

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Related Controls: N/A Related Definitions: N/A Items: a. [Reserved] b. “Technology”, n.e.s., for the “use” of mass market commodities controlled by 5A992.c or mass market “software” controlled by 5D992.c.

EAR99 Items subject to the EAR that are not elsewhere specified in this CCL Category or in any other category in the CCL are designated by the number EAR99.

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CATEGORY 6 - SENSORS AND LASERS hydrophone arrays; a.2.e.1, a.2.e.2; and bottom or bay cable systems controlled by 6A001.a.2.f and having A. “END ITEMS,” “EQUIPMENT,” processing equipment “specially “ACCESSORIES,” “ATTACHMENTS,” designed” for real-time application “PARTS,” “COMPONENTS,” AND with bottom or bay cable systems. “SYSTEMS” GBS: Yes for 6A001.a.1.b.4.

Special Conditions for STA 6A001 Acoustic systems, equipment and “components,” as follows (see List of Items STA: License Exception STA may not be Controlled). used to ship commodities in 6A001.a.1.b, 6A001.a.1.e or License Requirements 6A001.a.2 (except .a.2.a.4) to any of the destinations listed in Country Reason for Control: NS, AT Group A:6 (See Supplement No.1 to part 740 of the EAR). Country Chart Control(s) (See Supp. No. 1 List of Items Controlled to part 738) Related Controls: See also 6A991 NS applies to entire entry NS Column 2 Related Definitions: N/A AT applies to entire entry AT Column 1 Items:

Reporting Requirements a. Marine acoustic systems, equipment and “specially designed” “components” therefor, as See § 743.1 of the EAR for reporting follows: requirements for exports under License Exceptions, and Validated End-User a.1. Active (transmitting or authorizations. transmitting-and-receiving) systems, equipment and “specially designed” “components” therefor, List Based License Exceptions (See Part 740 for as follows: a description of all license exceptions) Note: 6A001.a.1 does not control equipment LVS: $3000; N/A for 6A001.a.1.b.1 object as follows: detection and location systems having a transmitting frequency a. Depth sounders operating vertically below below 5 kHz or a sound pressure the apparatus, not including a scanning function level exceeding 210 dB (reference 1 exceeding ± 20, and limited to measuring the μPa at 1 m) for equipment with an depth of water, the distance of submerged or operating frequency in the band from buried objects or fish finding; 2 kHz to 30 kHz inclusive; 6A001.a.1.e, 6A001.a.2.a.1, a.2.a.2, b. Acoustic beacons, as follows: 6A001.a.2.a.3, a.2.a.5, a.2.a.6, 6A001.a.2.b; processing equipment 1. Acoustic emergency beacons; controlled by 6A001.a.2.c, and “specially designed” for real-time 2. Pingers “specially designed” for application with towed acoustic

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 2 relocating or returning to an underwater position. Technical Note: The acoustic sensor pressure rating determines the depth rating of the a.1.a. Acoustic seabed survey equipment equipment specified by 6A001.a.1.a.2. as follows: a.1.a.2.a. Having all of the a.1.a.1. Surface vessel survey following: equipment designed for sea bed topographic a.1.a.2.a.1. Designed or mapping and having all of the following: modified to operate at depths exceeding 300 m; and a.1.a.1.a. Designed to take a.1.a.2.a.2. ‘Sounding rate’ measurements at an angle exceeding 20º from the greater than 3,800 m/s; or vertical; Technical Note: ‘Sounding rate’ is the a.1.a.1.b. Designed to measure product of the maximum speed (m/s) at which the seabed topography at seabed depths exceeding sensor can operate and the maximum number of 600 m; soundings per swath assuming 100% coverage. For systems that produce soundings in two a.1.a.1.c.‘Sounding resolution’ directions (3D sonars), the maximum of the less than 2; and ‘sounding rate’ in either direction should be used. a.1.a.1.d. 'Enhancement' of the depth “accuracy” through compensation for all a.1.a.2.b. Survey equipment, not the following: specified by 6A001.a.1.a.2.a, having all of the following: a.1.a.1.d.1. Motion of the acoustic sensor; a.1.a.2.b.1. Designed or modified to operate at depths exceeding 100 m; a.1.a.1.d.2. In-water propagation from sensor to the seabed and back; a.1.a.2.b.2. Designed to and take measurements at an angle exceeding 20º from the vertical; a.1.a.1.d.3. Sound speed at the sensor; a.1.a.2.b.3. Having any of the following: Technical Notes: a.1.a.2.b.3.a. Operating 1. 'Sounding resolution' is the swath width frequency below 350 kHz; or (degrees) divided by the maximum number of soundings per swath. a.1.a.2.b.3.b. Designed to measure seabed topography at a range 2. 'Enhancement' includes the ability to exceeding 200 m from the acoustic sensor; and compensate by external means. a.1.a.2.b.4. ‘Enhancement’ a.1.a.2. Underwater survey of the depth “accuracy” through compensation of equipment designed for seabed topographic all of the following: mapping and having any of the following:

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a.1.a.2.b.4.a. Motion of below 10 kHz; the acoustic sensor; a.1.b.2. Sound pressure level a.1.a.2.b.4.b. In-water exceeding 224dB (reference 1 µPa at 1 m) for propagation from sensor to the seabed and back; equipment with an operating frequency in the and band from 10 kHz to 24 kHz inclusive;

a.1.a.2.b.4.c. Sound a.1.b.3. Sound pressure level speed at the sensor. exceeding 235 dB (reference 1 µPa at 1 m) for equipment with an operating frequency in the a.1.a.3. Side Scan Sonar (SSS) or band between 24 kHz and 30 kHz; Synthetic Aperture Sonar (SAS), designed for seabed imaging and having all of the following, a.1.b.4. Forming beams of less than and specially designed transmitting and receiving 1 on any axis and having an operating frequency acoustic arrays therefor: of less than 100 kHz;

a.1.a.3.a. Designed or modified a.1.b.5. Designed to operate with an to operate at depths exceeding 500 m; and unambiguous display range exceeding 5,120 m; or a.1.a.3.b. An 'area coverage rate' of greater than 570 m2/s while operating at the a.1.b.6. Designed to withstand maximum range that it can operate with an ‘along pressure during normal operation at depths track resolution’ of less than 15 cm; and exceeding 1,000 m and having transducers with any of the following: a.1.a.3.c. An ‘across track resolution’ of less than 15 cm; a.1.b.6.a. Dynamic compensation for pressure; or Technical Notes: a.1.b.6.b. Incorporating other 1. ‘Area coverage rate’ (m2/s) is twice the than lead zirconate titanate as the transduction product of the sonar range (m) and the maximum element; speed (m/s) at which the sensor can operate at that range. a.1.c. Acoustic projectors, including transducers, incorporating piezoelectric, 2. ‘Along track resolution’ (cm), for SSS magnetostrictive, electrostrictive, only, is the product of azimuth (horizontal) electrodynamic or hydraulic elements operating beamwidth (degrees) and sonar range (m) and individually or in a designed combination and 0.873. having any of the following:

3. ‘Across track resolution’ (cm) is 75 Notes: divided by the signal bandwidth (kHz). 1. The control status of acoustic projectors, a.1.b Systems or transmitting and including transducers, “specially designed” for receiving arrays, designed for object detection or other equipment is determined by the control location, having any of the following: status of the other equipment.

a.1.b.1. A transmitting frequency 2. 6A001.a.1.c does not control electronic

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 4 sources that direct the sound vertically only, or previously specified in 6A001.a.1.c.2. mechanical (e.g., air gun or vapor-shock gun) or chemical (e.g., explosive) sources. a.1.c.3. Side-lobe suppression exceeding 22 dB; 3. Piezoelectric elements specified in 6A001.a.1.c include those made from lead- a.1.d. Acoustic systems and equipment, magnesium-niobate/lead-titanate designed to determine the position of surface (Pb(Mg1/3Nb2/3)O3-PbTiO3, or PMN-PT) single vessels or underwater vehicles and having all of crystals grown from solid solution or lead- the following, and “specially designed” indium-niobate/lead-magnesium niobate/lead- “components” therefor: titanate (Pb(In1/2Nb1/2)O3–Pb(Mg1/3Nb2/3)O3– PbTiO3, or PIN-PMN-PT) single crystals grown a.1.d.1. Detection range exceeding from solid solution. 1,000 m; and

a.1.c.1. Operating at frequencies a.1.d.2. Determined position error below 10 kHz and having any of the following: of less than 10 m rms (root mean square) when measured at a range of 1,000 m; a.1.c.1.a. Not designed for continuous operation at 100% duty cycle and Note: 6A001.a.1.d includes: having a radiated 'free-field Source Level (SLRMS)' exceeding (10log(f) + 169.77)dB a. Equipment using coherent “signal (reference 1 μPa at 1 m) where f is the frequency processing” between two or more beacons and in Hertz of maximum Transmitting Voltage the hydrophone unit carried by the surface vessel Response (TVR) below 10 kHz; or or underwater vehicle;

a.1.c.1.b. Designed for b. Equipment capable of automatically continuous operation at 100% duty cycle and correcting speed-of-sound propagation errors having a continuously radiated 'free-field Source for calculation of a point. Level (SLRMS)' at 100% duty cycle exceeding (10log(f) + 159.77)dB (reference 1 μPa at 1 m) a.1.e. Active individual sonars, where f is the frequency in Hertz of maximum “specially designed” or modified to detect, locate Transmitting Voltage Response (TVR) below 10 and automatically classify swimmers or divers, kHz; or having all of the following, and “specially designed” transmitting and receiving acoustic Technical Note: The 'free-field arrays therefor: Source Level (SLRMS)' is defined along the maximum response axis and in the far field of the a.1.e.1. Detection range exceeding acoustic projector. It can be obtained from the 530 m; Transmitting Voltage Response using the following equation: SLRMS = (TVR + 20log VRMS) a.1.e.2. Determined position error of dB (ref 1μPa at 1 m), where SLRMS is the source less than 15 m rms (root mean square) when level, TVR is the Transmitting Voltage Response measured at a range of 530 m; and and VRMS is the Driving Voltage of the Projector. a.1.e.3. Transmitted pulse signal a.1.c.2. [Reserved] bandwidth exceeding 3 kHz;

N.B. See 6A001.a.1.c.1 for items N.B.: For diver detection systems

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“specially designed” or modified for military use, see the U.S. Munitions List in the a.2.a.3. Having any of the following International Traffic in Arms Regulations (ITAR) sensing elements: (22 CFR part 121). a.2.a.3.a. Optical fibers; Note: For 6A001.a.1.e, where multiple detection ranges are specified for various a.2.a.3.b. ‘Piezoelectric polymer environments, the greatest detection range is films’ other than polyvinylidene-fluoride (PVDF) used. and its co-polymers {P(VDF-TrFE) and P(VDF-TFE)}; a.2. Passive systems, equipment and “specially designed” “components” therefor, as a.2.a.3.c. ‘Flexible piezoelectric follows: composites’; a.2.a.3.d. Lead-magnesium- Note: 6A001.a.2 also applies to receiving niobate/lead-titanate (i.e., Pb(Mg1/3Nb2/3)O3- equipment, whether or not related in normal PbTiO3, or PMN-PT) piezoelectric single crystals application to separate active equipment, and grown from solid solution; or “specially designed” components therefor. a.2.a.3.e.Lead-indium-niobate/ lead-magnesium niobate/lead-titanate (i.e., a.2.a. Hydrophones having any of the Pb(In1/2Nb1/2)O3–Pb(Mg1/3Nb2/3)O3–PbTiO3, or following: PIN-PMN-PT) piezoelectric single crystals grown from solid solution; Note: The control status of hydrophones “specially designed” for other equipment is a.2.a.4. A 'hydrophone sensitivity' determined by the control status of the other better than -180dB at any depth with no equipment. acceleration compensation;

Technical Notes: a.2.a.5. Designed to operate at depths exceeding 35 m with acceleration 1. Hydrophones consist of one or more compensation; or sensing elements producing a single acoustic output channel. Those that contain multiple a.2.a.6. Designed for operation at elements can be referred to as a hydrophone depths exceeding 1,000 m and having a group. ‘hydrophone sensitivity’ better than -230 dB below 4 kHz; 2. For the purposes of 6A001.a.2.a, underwater acoustic transducers designed to Technical Notes: operate as passive receivers are hydrophones. 1. ‘Piezoelectric polymer film’ sensing a.2.a.1. Incorporating continuous elements consist of polarized polymer film that is flexible sensing elements; stretched over and attached to a supporting frame or spool (mandrel). a.2.a.2. Incorporating flexible assemblies of discrete sensing elements with 2. ‘Flexible piezoelectric composite’ either a diameter or length less than 20 mm and sensing elements consist of piezoelectric ceramic with a separation between elements of less than particles or fibers combined with an electrically 20 mm; insulating, acoustically transparent rubber,

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 6 polymer or epoxy compound, where the a.2.b.5. An assembled array of less compound is an integral part of the sensing than 40 mm in diameter; elements. a.2.b.6. [Reserved]; 3. ‘Hydrophone sensitivity’ is defined as twenty times the logarithm to the base 10 of the a.2.b.7. Hydrophone characteristics ratio of rms output voltage to a 1 V rms reference, controlled by 6A001.a.2.a; or when the hydrophone sensor, without a pre-amplifier, is placed in a plane wave acoustic a.2.b.8. Accelerometer-based hydro- field with an rms pressure of 1 µPa. For acoustic sensors specified by 6A001.a.2.g; example, a hydrophone of -160 dB (reference 1 V per µPa) would yield an output voltage of 10-8 V a.2.c. Processing equipment, “specially in such a field, while one of -180 dB sensitivity designed” for towed acoustic hydrophone arrays, would yield only 10-9 V output. Thus, -160 dB is having “user-accessible programmability” and better than -180 dB. time or frequency domain processing and correlation, including spectral analysis, digital a.2.b. Towed acoustic hydrophone arrays filtering and beamforming using Fast Fourier or having any of the following: other transforms or processes;

Technical Note: Hydrophones arrays a.2.d. Heading sensors having all of the consist of a number of hydrophones providing following: multiple acoustic output channels. a.2.d.1. An “accuracy” of better a.2.b.1. Hydrophone group spacing than ± 0.5; and of less than 12.5 m or ‘able to be modified’ to have hydrophone group spacing of less than 12.5 a.2.d.2. Designed to operate at m; depths exceeding 35 m or having an adjustable or removable depth sensing device in order to a.2.b.2. Designed or ‘able to be operate at depths exceeding 35 m; modified’ to operate at depths exceeding 35m; N.B.: For inertial heading systems, Technical Note: ‘Able to be modified’ in see 7A003.c. 6A001.a.2.b means having provisions to allow a change of the wiring or interconnections to alter a.2.e. Bottom or bay-cable hydrophone hydrophone group spacing or operating depth arrays having any of the following: limits. These provisions are: spare wiring exceeding 10% of the number of wires, a.2.e.1. Incorporating hydrophones hydrophone group spacing adjustment blocks or controlled by 6A001.a.2.a; internal depth limiting devices that are adjustable or that control more than one hydrophone group. a.2.e.2. Incorporating multiplexed hydrophone group signal modules having all of a.2.b.3. Heading sensors controlled the following characteristics: by 6A001.a.2.d; a.2.e.2.a. Designed to operate at a.2.b.4. Longitudinally reinforced depths exceeding 35 m or having an adjustable or array hoses; removal depth sensing device in order to operate at depths exceeding 35 m; and

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when the hydro-acoustic sensor, without a a.2.e.2.b. Capable of being preamplifier, is placed in a plane wave acoustic operationally interchanged with towed acoustic field with an rms acceleration of 1 g (i.e., 9.81 hydrophone array modules; or m/s2).

a.2.e.3. Incorporating accelerometer- b. Correlation-velocity and Doppler-velocity based hydro-acoustic sensors specified by sonar log equipment designed to measure the 6A001.a.2.g; horizontal speed of the equipment carrier relative to the sea bed, as follows: a.2.f. Processing equipment, “specially designed” for bottom or bay cable systems, b.1. Correlation-velocity sonar log equipment having “user-accessible programmability” and having any of the following characteristics: time or frequency domain processing and correlation, including spectral analysis, digital b.1.a. Designed to operate at distances filtering and beamforming using Fast Fourier or between the carrier and the sea bed exceeding 500 other transforms or processes; m; or

a.2.g. Accelerometer-based hydro- b.1.b. Having speed “accuracy” better acoustic sensors having all of the following: than 1% of speed;

a.2.g.1. Composed of three b.2. Doppler-velocity sonar log equipment accelerometers arranged along three distinct having speed “accuracy” better than 1% of speed; axes; Note 1: 6A001.b does not apply to depth a.2.g.2. Having an overall sounders limited to any of the following: ‘acceleration sensitivity’ better than 48 dB (reference 1,000 mV rms per 1g); a. Measuring the depth of water;

a.2.g.3. Designed to operate at b. Measuring the distance of submerged or depths greater than 35 meters; and buried objects; or

a.2.g.4. Operating frequency below c. Fish finding. 20 kHz; Note 2: 6A001.b does not apply to equipment “specially designed” for installation on surface Note: 6A001.a.2.g does not apply to vessels. particle velocity sensors or geophones. c. [Reserved]

Technical Notes: N.B.: For diver deterrent acoustic systems, see 8A002.r. 1. Accelerometer-based hydro-acoustic sensors are also known as vector sensors. 6A002 Optical sensors and equipment, and 2. ‘Acceleration sensitivity’ is defined “components” therefor, as follows (see List of as twenty times the logarithm to the base 10 of the Items Controlled). ratio of rms output voltage to a 1 V rms reference,

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License Requirements List of Items Controlled

Reason for Control: NS, MT, CC, RS, AT, UN Related Controls: (1) See USML Category XII(e) for infrared focal plane arrays, image Country intensifier tubes, and related parts and Chart components, subject to the ITAR. (2) See Control(s) (See Supp. USML Category XV(e) for space-qualified No. focal plane arrays subject to the ITAR. (3) 1 to part 738) See also ECCNs 6A102, 6A202, and 6A992. NS applies to entire entry NS Column 2 (4) See ECCN 0A919 for foreign-made MT applies to optical MT Column 1 military commodities that incorporate detectors in 6A002.a.1, or a.3 commodities described in 6A002. (5) that are “specially designed” Section 744.9 imposes a license requirement or modified to protect on commodities described in ECCN 6A002 if “missiles” against nuclear being exported, reexported, or transferred effects (e.g., (in-country) for use by a military end-user or Electromagnetic Pulse for incorporation into an item controlled by (EMP), X-rays, combined ECCN 0A919. (6) See USML Categories blast and thermal effects), XII(e) and XV(e)(3) for read-out integrated and usable for “missiles” circuits “subject to the ITAR.” (7) See RS applies to 6A002.a.1, a.2, RS Column 1 6B002 for masks and reticles, “specially a.3 (except a.3.d.2.a and a.3.e designed” for optical sensors specified by for lead selenide based focal 6A002.a.1.b or 6A002.a.1.d. plane arrays (FPAs)), .c, and .f. Related Definitions: N/A CC applies to police-model CC Column 1 Items: infrared viewers in 6A002.c AT applies to entire entry AT Column 1 a. Optical detectors as follows:

UN applies to 6A002.a.1, a.2, See § a.1. “Space-qualified” solid-state detectors a.3 and .c 746.1(b) for as follows: UN controls

Note: For the purpose of 6A002.a.1, solid- Reporting Requirements state detectors include “focal plane arrays”.

See § 743.1 of the EAR for reporting a.1.a. “Space-qualified” solid-state requirements for exports under License detectors having all of the following: Exceptions, and Validated End-User

authorizations. a.1.a.1. A peak response in the

wavelength range exceeding 10 nm but not List Based License Exceptions (See Part 740 for exceeding 300 nm; and a description of all license exceptions)

a.1.a.2. A response of less than 0.1% LVS: $500 for 6A002.f. relative to the peak response at a wavelength $3000; except N/A for MT and for exceeding 400 nm; 6A002.a.1, a.2, a.3, .c, and .f.

GBS: N/A a.1.b. “Space-qualified” solid-state

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 9 detectors having all of the following: a.2.a.2. Electron image amplification a.1.b.1. A peak response in the using any of the following: wavelength range exceeding 900 nm but not exceeding 1,200 nm; and a.2.a.2.a. A microchannel plate with a hole pitch (center-to-center spacing) of 12 m a.1.b.2. A response “time constant” of or less; or 95 ns or less; a.2.a.2.b. An electron sensing device with a non-binned pixel pitch of 500 m a.1.c. “Space-qualified” solid-state or less, “specially designed” or modified to detectors having a peak response in the achieve ‘charge multiplication’ other than by a wavelength range exceeding 1,200 nm but not microchannel plate; and exceeding 30,000 nm; a.2.a.3. Any of the following a.1.d. “Space-qualified” “focal plane photocathodes: arrays” having more than 2,048 elements per array and having a peak response in the wavelength range exceeding 300 nm but not a.2.a.3.a. Multialkali photocathodes exceeding 900 nm; (e.g., S-20 and S-25) having a luminous sensitivity exceeding 350 A/lm; a.2. Image intensifier tubes and “specially designed” “components” therefor, as follows: a.2.a.3.b. GaAs or GaInAs photocathodes; or Note: 6A002.a.2 does not control non- imaging photomultiplier tubes having an a.2.a.3.c. Other “III-V compound” electron sensing device in the vacuum space semiconductor photocathodes having a maximum limited solely to any of the following: “radiant sensitivity” exceeding 10 mA/W;

a. A single metal anode; or a.2.b. Image intensifier tubes having all of the following: b. Metal anodes with a center to center spacing greater than 500 m. a.2.b.1. A peak response in the wavelength range exceeding 1,050 nm but not Technical Note: ‘Charge multiplication’ exceeding 1,800 nm; is a form of electronic image amplification and is defined as the generation of charge carriers as a a.2.b.2. Electron image result of an impact ionization gain process. amplification using any of the following: 'Charge multiplication' sensors may take the form of an image intensifier tube, solid state detector a.2.b.2.a. A microchannel or “focal plane array”. plate with a hole pitch (center-to-center spacing) of 12 m or less; or a.2.a. Image intensifier tubes having all of the following: a.2.b.2.b. An electron sensing device with a non-binned pixel pitch of 500 m a.2.a.1. A peak response in the or less, “specially designed” or modified to wavelength range exceeding 400 nm but not achieve 'charge multiplication' other than by a exceeding 1,050 nm; microchannel plate; and

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“focal plane arrays”; a.2.b.3. “III/V compound” semiconductor (e.g., GaAs or GaInAs) Note 1: 6A002.a.3 includes photoconductive photocathodes and transferred electron arrays and photovoltaic arrays. photocathodes, having a maximum “radiant sensitivity” exceeding 15 mA/W; Note 2: 6A002.a.3 does not control:

a.2.c. “Specially designed” a. Multi-element (not to exceed 16 “components” as follows: elements) encapsulated photoconductive cells using either lead sulphide or lead selenide; a.2.c.1. Microchannel plates having a hole pitch (center-to-center spacing) of 12 m b. Pyroelectric detectors using any of the or less; following:

a.2.c.2. An electron sensing device b.1. Triglycine sulphate and variants; with a non-binned pixel pitch of 500 m or less, “specially designed” or modified to achieve b.2. Lead-lanthanum-zirconium 'charge multiplication' other than by a titanate and variants; microchannel plate; b.3. Lithium tantalate; a.2.c.3. “III-V compound” semiconductor (e.g., GaAs or GaInAs) b.4. Polyvinylidene fluoride and photocathodes and transferred electron variants; or photocathodes; b.5. Strontium barium niobate and Note: 6A002.a.2.c.3 does not control variants. compound semiconductor photocathodes designed to achieve a maximum “radiant c. “Focal plane arrays” “specially sensitivity” of any of the following: designed” or modified to achieve ‘charge multiplication’ and limited by design to have a a. 10 mA/W or less at the peak response in maximum “radiant sensitivity” of 10 mA/W or the wavelength range exceeding 400 nm but not less for wavelengths exceeding 760 nm, having exceeding 1,050 nm; or all of the following:

b. 15 mA/W or less at the peak response in c.1. Incorporating a response the wavelength range exceeding 1,050 nm but not limiting mechanism designed not to be removed exceeding 1,800 nm. or modified; and

a.3. Non-“space-qualified” “focal plane c.2. Any of the following: arrays” as follows: c.2.a. The response limiting N.B.: ‘Microbolometer’ non-“space- mechanism is integral to or combined with the qualified” “focal plane arrays” are only detector element; or specified by 6A002.a.3.f. c.2.b. The “focal plane array” is Technical Note: Linear or two-dimensional only operable with the response limiting multi-element detector arrays are referred to as mechanism in place.

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d. Thermopile arrays having less than 5,130 N.B.: Silicon and other material based elements; ‘microbolometer’ non-“space-qualified” “focal Technical Note: A response limiting plane arrays” are only specified by 6A002.a.3.f. mechanism integral to the detector element is designed not to be removed or modified without a.3.d. Non-“space-qualified” linear (1- rendering the detector inoperable. dimensional) “focal plane arrays” having all of the following: a.3.a. Non-“space-qualified” “focal plane arrays” having all of the following: a.3.d.1. Individual elements with a peak response in the wavelength range exceeding a.3.a.1. Individual elements with a peak 1,200 nm but not exceeding 3,000 nm; and response within the wavelength range exceeding 900 nm but not exceeding 1,050 nm; and a.3.d.2. Any of the following:

a.3.a.2. Any of the following: a.3.d.2.a. A ratio of ‘scan direction’ dimension of the detector element to the ‘cross- a.3.a.2.a. A response “time scan direction’ dimension of the detector element constant” of less than 0.5 ns; or of less than 3.8; or

a.3.a.2.b. “Specially designed” a.3.d.2.b. Signal processing in the or modified to achieve 'charge multiplication' and detector elements; having a maximum “radiant sensitivity” exceeding 10 mA/W; Note: 6A002.a.3.d does not control “focal plane arrays” (not to exceed 32 elements) having a.3.b. Non-“space-qualified” “focal plane detector elements limited solely to germanium arrays” having all of the following: material.

a.3.b.1. Individual elements with a peak Technical Note: For the purposes of response in the wavelength range exceeding 6A002.a.3.d, ‘cross-scan direction’ is defined as 1,050 nm but not exceeding 1,200 nm; and the axis parallel to the linear array of detector elements and the ‘scan direction’ is defined as the a.3.b.2. Any of the following: axis perpendicular to the linear array of detector elements. a.3.b.2.a. A response “time constant” of 95 ns or less; or a.3.e. Non-“space-qualified” linear (1- dimensional) “focal plane arrays” having a.3.b.2.b. “Specially designed” individual elements with a peak response in the or modified to achieve 'charge multiplication' and wavelength range exceeding 3,000 nm but not having a maximum “radiant sensitivity” exceeding 30,000 nm; exceeding 10 mA/W; a.3.f. Non-“space-qualified” non-linear (2- a.3.c. Non-“space-qualified” non-linear dimensional) infrared “focal plane arrays” based (2-dimensional) “focal plane arrays” having on ‘microbolometer’ material having individual individual elements with a peak response in the elements with an unfiltered response in the wavelength range exceeding 1,200 nm but not wavelength range equal to or exceeding 8,000 nm exceeding 30,000 nm; but not exceeding 14,000 nm;

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Technical Note: For the purposes of Note: 6A002.b.1 does not control 6A002.a.3.f, ‘microbolometer’ is defined as a “monospectral imaging sensors” with a peak thermal imaging detector that, as a result of a response in the wavelength range exceeding 300 temperature change in the detector caused by the nm but not exceeding 900 nm and only absorption of infrared radiation, is used to incorporating any of the following non -“space- generate any usable signal. qualified” detectors or non -“space-qualified” “focal plane arrays”: a.3.g. Non-“space-qualified” “focal plane arrays” having all of the following: a. Charge Coupled Devices (CCD) not designed or modified to achieve ‘charge a.3.g.1. Individual detector elements multiplication’; or with a peak response in the wavelength range exceeding 400 nm but not exceeding 900 nm; b. Complementary Metal Oxide Semiconductor (CMOS) devices not designed a.3.g.2. “Specially designed” or or modified to achieve 'charge multiplication'. modified to achieve ‘charge multiplication’ and having a maximum “radiant sensitivity” c. ‘Direct view’ imaging equipment incorporating exceeding 10 mA/W for wavelengths exceeding any of the following: 760 nm; and c.1. Image intensifier tubes having the a.3.g.3. Greater than 32 elements; characteristics listed in 6A002.a.2.a or 6A002.a.2.b; b. “Monospectral imaging sensors” and “multispectral imaging sensors”, designed for c.2. “Focal plane arrays” having the remote sensing applications and having any of the characteristics listed in 6A002.a.3; or following: c.3. Solid state detectors specified by b.1. An Instantaneous-Field-Of-View (IFOV) 6A002.a.1; of less than 200 rad (microradians); or Technical Note: ‘Direct view’ refers to b.2. Specified for operation in the wavelength imaging equipment that presents a visual image range exceeding 400 nm but not exceeding to a human observer without converting the 30,000 nm and having all the following: image into an electronic signal for television display, and that cannot record or store the b.2.a. Providing output imaging data in image photographically, electronically or by any digital format; and other means.

b.2.b. Having any of the following Note: 6A002.c does not control equipment characteristics: as follows, when incorporating other than GaAs or GaInAs photocathodes: b.2.b.1. “Space-qualified”; or a. Industrial or civilian intrusion alarm, b.2.b.2. Designed for airborne traffic or industrial movement control or operation, using other than silicon detectors, and counting systems; having an IFOV of less than 2.5 mrad (milliradians); b. Medical equipment;

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Technical Note: A ‘Read-Out Integrated c. Industrial equipment used for inspection, Circuit’ (‘ROIC’) is an integrated circuit sorting or analysis of the properties of materials; designed to underlie or be bonded to a “focal plane array” (“FPA”) and used to read-out (i.e., d. Flame detectors for industrial furnaces; extract and register) signals produced by the detector elements. At a minimum the ‘ROIC’ e. Equipment “specially designed” for reads the charge from the detector elements by laboratory use. extracting the charge and applying a multiplexing function in a manner that retains the d. Special support “components” for optical relative spatial position and orientation sensors, as follows: information of the detector elements for processing inside or outside the ‘ROIC’. d.1. “Space-qualified” cryocoolers;

d.2. Non-“space-qualified” cryocoolers 6A003 Cameras, systems or equipment, and having a cooling source temperature below 218 K “components” therefor, as follows (see List of (-55 °C), as follows: Items Controlled).

d.2.a. Closed cycle type with a specified License Requirements Mean-Time-To-Failure (MTTF) or Mean-Time- Between-Failures (MTBF), exceeding 2,500 Reason for Control: NS, NP, RS, AT, UN hours; Country Chart d.2.b. Joule-Thomson (JT) self-regulating Control(s) (See Supp. No. minicoolers having bore (outside) diameters of 1 to part 738) less than 8 mm; NS applies to entire entry NS Column 2 NP applies to cameras NP Column 1 d.3. Optical sensing fibers specially fabricated controlled by 6A003.a.3 or either compositionally or structurally, or a.4 and to plug-ins in modified by coating, to be acoustically, 6A003.a.6 for cameras thermally, inertially, electromagnetically or controlled by 6A003.a.3 or nuclear radiation sensitive. a.4 RS applies to 6A003.b.3, RS Column 1 Note: 6A002.d.3 does not apply to 6A003.b.4.a, 6A003.b.4.c encapsulated optical sensing fibers “specially and to items controlled in designed” for bore hole sensing applications. 6A003.b.4.b that have a frame rate greater than 60 Hz e. [Reserved] or that incorporate a focal plane array with more than f. ‘Read-Out Integrated Circuits’ (‘ROIC’) 111,000 elements, or to “specially designed” for “focal plane arrays” items in 6A003.b.4.b when specified by 6A002.a.3. being exported or reexported to be embedded in a civil Note: 6A002.f does not apply to read-out product. (But see integrated circuits “specially designed” for civil § 742.6(a)(2)(iii) and (v) for automotive applications. certain exemptions) RS applies to items RS Column 2

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controlled in 6A003.b.4.b that have a frame rate of 60 Related Controls: (1) See ECCNs 6E001 Hz or less and that (“development”), 6E002 (“production”), and incorporate a focal plane 6E201 (“use”) for technology for items array with not more than controlled under this entry. (2) Also see 111,000 elements if not ECCN 6A203. (3) See ECCN 0A919 for being exported or reexported foreign made military commodities that to be embedded in a civil incorporate cameras described in 6A003. product (4) Section 744.9 imposes a license AT applies to entire entry AT Column 1 requirement on cameras described in 6A003 UN applies to 6A003.b.3 See § 746.1(b) if being exported, reexported, or transferred and b.4 for UN (in-country) for use by a military end-user or controls for incorporation into a commodity controlled by ECCN 0A919. (5) See USML License Requirement Note: Commodities that Category XII(c) and (e) for cameras subject are not subject to the ITAR but are of the type to the ITAR. described in USML Category XII(c) are Related Definitions: N/A controlled as cameras in ECCN 6A003 when Items: they incorporate a camera controlled in this ECCN. a. Instrumentation cameras and “specially Reporting Requirements designed” “components” therefor, as follows: See §743.3 of the EAR for thermal camera reporting for exports that are not authorized Note: Instrumentation cameras, controlled by an individually validated license of by 6A003.a.3 to 6A003.a.5, with modular thermal imaging cameras controlled by structures should be evaluated by their maximum ECCN 6A003.b.4.b to destinations in capability, using plug-ins available according to Country Group A:1 (see Supplement No. 1 to the camera manufacturer's specifications. part 740 of the EAR), must be reported to BIS. a.1. [Reserved]

List Based License Exceptions (See Part 740 for a.2. [Reserved] a description of all license exceptions) a.3. Electronic streak cameras having LVS: $1500, except N/A for 6A003.a.3 temporal resolution better than 50 ns; through a.6, b.1, b.3 and b.4 GBS: N/A a.4. Electronic framing cameras having a speed exceeding 1,000,000 frames/s; Special Conditions for STA a.5. Electronic cameras having all of the STA: License Exception STA may not be following: used to ship any commodity in 6A003.b.3 or b.4 to any of the a.5.a. An electronic shutter speed (gating destinations listed in Country Group capability) of less than 1µs per full frame; and A:6 (See Supplement No.1 to part 740 of the EAR). a.5.b. A read out time allowing a framing rate of more than 125 full frames per second; List of Items Controlled

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a.6. Plug-ins having all of the following internally generated ‘camera tracking data’; characteristics: Technical Notes: a.6.a. “Specially designed” for instrumentation cameras which have modular 1. For the purposes of this entry, digital structures and that are controlled by 6A003.a; and video cameras should be evaluated by the maximum number of “active pixels” used for a.6.b. Enabling these cameras to meet the capturing moving images. characteristics specified by 6A003.a.3, 6A003.a.4 or 6A003.a.5, according to the 2. For the purpose of this entry, ‘camera manufacturer's specifications; tracking data’ is the information necessary to define camera line of sight orientation with b. Imaging cameras as follows: respect to the earth. This includes: 1) the horizontal angle the camera line of sight makes Note: 6A003.b does not control television or with respect to the earth's magnetic field video cameras “specially designed” for direction and; 2) the vertical angle between the television broadcasting. camera line of sight and the earth's horizon.

b.1. Video cameras incorporating solid state b.2. Scanning cameras and scanning camera sensors, having a peak response in the systems, having all of the following: wavelength range exceeding 10 nm, but not exceeding 30,000 nm and having all of the b.2.a. A peak response in the wavelength following: range exceeding 10 nm, but not exceeding 30,000 nm; b.1.a. Having any of the following: b.2.b. Linear detector arrays with more b.1.a.1. More than 4 x 106 “active than 8,192 elements per array; and pixels” per solid state array for monochrome (black and white) cameras; b.2.c. Mechanical scanning in one direction; b.1.a.2. More than 4 x 106 “active pixels” per solid state array for color cameras Note: 6A003.b.2 does not apply to scanning incorporating three solid state arrays; or cameras and scanning camera systems, “specially designed” for any of the following: b.1.a.3. More than 12 x 106 “active pixels” for solid state array color cameras a. Industrial or civilian photocopiers; incorporating one solid state array; and b. Image scanners “specially designed” b.1.b. Having any of the following: for civil, stationary, close proximity scanning applications (e.g., reproduction of images or b.1.b.1. Optical mirrors controlled by print contained in documents, artwork or 6A004.a.; photographs); or

b.1.b.2. Optical control equipment c. Medical equipment. controlled by 6A004.d.; or b.3. Imaging cameras incorporating image b.1.b.3. The capability for annotating intensifier tubes having the characteristics listed

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 16 in 6A002.a.2.a or 6A002.a.2.b; a. A maximum frame rate equal to or less than 9 Hz; b.4. Imaging cameras incorporating “focal plane arrays” having any of the following: b. Having all of the following:

b.4.a. Incorporating “focal plane arrays” 1. Having a minimum horizontal or controlled by 6A002.a.3.a to 6A002.a.3.e; vertical ‘Instantaneous-Field -of-View (IFOV)’ of at least 2 mrad (milliradians); b.4.b. Incorporating “focal plane arrays” controlled by 6A002.a.3.f; or 2. Incorporating a fixed focal-length lens that is not designed to be removed; b.4.c. Incorporating “focal plane arrays” controlled by 6A002.a.3.g; 3. Not incorporating a ‘direct view’ display; and Note 1: Imaging cameras described in 6A003.b.4 include “focal plane arrays” Technical Note: 'Direct view' refers to an combined with sufficient “signal processing” imaging camera operating in the infrared electronics, beyond the read out integrated spectrum that presents a visual image to a human circuit, to enable as a minimum the output of an observer using a near-to-eye micro display analog or digital signal once power is supplied. incorporating any light-security mechanism.

Note 2: 6A003.b.4.a does not control 4. Having any of the following: imaging cameras incorporating linear “focal plane arrays” with 12 elements or fewer, not a. No facility to obtain a viewable employing time-delay-and-integration within the image of the detected field-of-view; or element and designed for any of the following: b. The camera is designed for a a. Industrial or civilian intrusion alarm, single kind of application and designed not to be traffic or industrial movement control or user modified; or counting systems; Technical Note: b. Industrial equipment used for inspection or monitoring of heat flows in buildings, ‘Instantaneous Field of View (IFOV)’ equipment or industrial processes; specified in Note 3.b is the lesser figure of the ‘Horizontal FOV’ or the ‘Vertical FOV’. c. Industrial equipment used for inspection, sorting or analysis of the properties of ‘Horizontal IFOV’ = horizontal Field of View materials; (FOV)/number of horizontal detector elements

d. Equipment “specially designed” for ‘Vertical IFOV’= vertical Field of View laboratory use; or (FOV)/number of vertical detector elements.

e. Medical equipment. c. The camera is “specially designed” for installation into a civilian passenger land Note 3: 6A003.b.4.b does not control vehicle and having all of the following: imaging cameras having any of the following: 1. The placement and configuration

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 17 of the camera within the vehicle are solely to d. Financial fraud detection assist the driver in the safe operation of the equipment; and vehicle; 2. Is only operable when installed in 2. Is operable only when installed in any of the following: any of the following: a. The system(s) or equipment for a. The civilian passenger land which it was intended; or vehicle for which it was intended and the vehicle weighs less than 4,500 kg (gross vehicle weight); b. A “specially designed,” or authorized maintenance facility; and

b. A “specially designed”, 3. Incorporates an active mechanism authorized maintenance test facility; and that forces the camera not to function when it is removed from the system(s) or equipment for 3. Incorporates an active which it was intended; mechanism that forces the camera not to function when it is removed from the vehicle for which it b. Where the camera is “specially designed” was intended. for installation into a civilian passenger land vehicle or passenger and vehicle ferries and Note: When necessary, details of the items having all of the following: will be provided, upon request, to the Bureau of Industry and Security in order to ascertain 1. The placement and configuration of the compliance with the conditions described in Note camera within the vehicle or ferry are solely to 3.b.4 and Note 3.c in this Note to 6A003.b.4.b. assist the driver or operator in the safe operation of the vehicle or ferry; Note 4: 6A003.b.4.c does not apply to 'imaging cameras' having any of the following 2. Is only operable when installed in any of characteristics: the following:

a. Having all of the following: a. The civilian passenger land vehicle for which it was intended and the vehicle weighs 1. Where the camera is “specially less than 4,500 kg (gross vehicle weight); designed” for installation as an integrated component into indoor and wall-plug-operated b. The passenger and vehicle ferry for systems or equipment, limited by design for a which it was intended and having a length overall single kind of application, as follows: (LOA) 65 m or greater; or

a. Industrial process monitoring, c. A “specially designed”, authorized quality control, or analysis of the properties of maintenance test facility; and materials; 3. Incorporates an active mechanism that b. Laboratory equipment forces the camera not to function when it is “specially designed” for scientific research; removed from the vehicle for which it was intended; c. Medical equipment; c. Limited by design to have a maximum

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“radiant sensitivity” of 10 mA/W or less for wavelengths exceeding 760 nm, having all of the Reason for Control: NS, AT following: Country Chart 1. Incorporating a response limiting Control(s) (See Supp. No. 1 mechanism designed not to be removed or to part 738) modified; and NS applies to entire entry NS Column 2 AT applies to entire entry AT Column 1 2. Incorporates an active mechanism that forces the camera not to function when the Reporting Requirements response limiting mechanism is removed; and See § 743.1 of the EAR for reporting 3. Not “specially designed” or modified requirements for exports under License for underwater use; or Exceptions, and Validated End-User authorizations. d. Having all of the following: List Based License Exceptions (See Part 740 for 1. Not incorporating a ‘direct view’ or a description of all license exceptions) electronic image display; LVS: $3000 2. Has no facility to output a viewable GBS: Yes for 6A004.a.1, a.2, a.4, .b, d.2, image of the detected field of view; and .f.

3. The “focal plane array” is only Special Conditions for STA operable when installed in the camera for which it was intended; and STA: Paragraph (c)(2) of License Exception STA may not be used to 4. The “focal plane array” incorporates ship any commodity in 6A004.c or .d an active mechanism that forces it to be to any of the destinations listed in permanently inoperable when removed from the Country Group A:6 (See Supplement camera for which it was intended. No.1 to part 740 of the EAR).

Note: When necessary, details of the item will List of Items Controlled be provided, upon request, to the Bureau of Industry and Security in order to ascertain Related Controls: (1) For optical mirrors or compliance with the conditions described in Note ‘aspheric optical elements’ “specially 4 above. designed” for lithography “equipment,” see ECCN 3B001. (2) See USML Category b.5. Imaging cameras incorporating XII(e) for gimbals “subject to the ITAR.” solid-state detectors specified by 6A002.a.1. (3) See also 6A994. Related Definitions: An 'aspheric optical element' is any element used in an optical system whose imaging surface or surfaces are 6A004 Optical equipment and “components,” designed to depart from the shape of an ideal as follows (see List of Items Controlled). sphere. Items: License Requirements

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 19 a. Optical mirrors (reflectors) as follows: a.2. Lightweight monolithic mirrors having an average “equivalent density” of less than 30 Technical Note: For the purpose of 6A004.a, kg/m2 and a total mass exceeding 10 kg; Laser Induced Damage Threshold (LIDT) is measured according to ISO 21254-1:2011. a.3. Lightweight “composite” or foam mirror structures having an average “equivalent a.1. ‘Deformable mirrors’ having an active density” of less than 30 kg/m2 and a total mass optical aperture greater than 10 mm and having exceeding 2 kg; any of the following, and specially designed components therefor: Note: 6A004.a.2 and 6A004.a.3 do not apply to mirrors “specially designed” to direct a.1.a. Having all the following: solar radiation for terrestrial heliostat installations. a.1.a.1. A mechanical resonant frequency of 750 Hz or more; and a.4. Mirrors specially designed for beam steering mirror stages specified in 6A004.d.2.a a.1.a.2. More than 200 actuators; or with a flatness of λ/10 or better (λ is equal to 633 nm) and having any of the following: a.1.b. A Laser Induced Damage Threshold (LIDT) being any of the following: a.4.a. Diameter or major axis length greater than or equal to 100 mm; or a.1.b.1. Greater than 1 kW/cm2 using a “CW laser”; or a.4.b. Having all of the following:

a.1.b.2. Greater than 2 J/cm2 using a.4.b.1. Diameter or major axis 20 ns "laser" pulses at 20 Hz repetition rate; length greater than 50 mm but less than 100 mm; and Technical Notes: a.4.b.2. A Laser Induced Damage 1. ‘Deformable mirrors’ are mirrors having Threshold (LIDT) being any of the following: any of the following: a.4.b.2.a. Greater than 10 a. A single continuous optical kW/cm2 using a "CW laser"; or reflecting surface which is dynamically deformed by the application of individual torques or forces a.4.b.2.b. Greater than 20 to compensate for distortions in the optical J/cm2 using 20 ns "laser" pulses at 20 Hz waveform incident upon the mirror; or repetition rate;

b. Multiple optical reflecting elements N.B. For optical mirrors specially that can be individually and dynamically designed for lithography equipment, see 3B001. repositioned by the application of torques or forces to compensate for distortions in the optical b. Optical “components” made from zinc selenide waveform incident upon the mirror. (ZnSe) or zinc sulfide (ZnS) with transmission in the wavelength range exceeding 3,000 nm but not 2. ‘Deformable mirrors’ are also known as exceeding 25,000 nm and having any of the adaptive optic mirrors. following:

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b.1. Exceeding 100 cm3 in volume; or d.2.a.2. A mechanical resonant frequency of 500 Hz or more; and b.2. Exceeding 80 mm in diameter or length of major axis and 20 mm in thickness (depth); d.2.a.3. An angular “accuracy” of 10 μrad (microradians) or less (better); c. “Space-qualified” “components” for optical systems, as follows: d.2.b. Resonator alignment equipment having bandwidths equal to or more than 100 Hz c.1. “Components” lightweighted to less than and an “accuracy” of 10 μrad or less (better); 20% “equivalent density” compared with a solid blank of the same aperture and thickness; d.3. Gimbals having all of the following:

c.2. Raw substrates, processed substrates d.3.a. A maximum slew exceeding 5; having surface coatings (single-layer or multi-layer, metallic or dielectric, conducting, d.3.b. A bandwidth of 100 Hz or more; semiconducting or insulating) or having protective films; d.3.c. Angular pointing errors of 200 μrad (microradians) or less; and c.3. Segments or assemblies of mirrors designed to be assembled in space into an optical d.3.d. Having any of the following: system with a collecting aperture equivalent to or larger than a single optic 1 m in diameter; d.3.d.1. Exceeding 0.15 m but not exceeding 1 m in diameter or major axis length c.4. “Components” manufactured from and capable of angular accelerations exceeding 2 “composite” materials having a coefficient of rad (radians)/s2; or linear thermal expansion, in any coordinate direction, equal to or less than 5 x 10-6/K; d.3.d.2. Exceeding 1 m in diameter or major axis length and capable of angular d. Optical control equipment as follows: accelerations exceeding 0.5 rad (radians)/s2;

d.1. Equipment “specially designed” to d.4. [Reserved] maintain the surface figure or orientation of the “space-qualified” “components” controlled by e. ‘Aspheric optical elements’ having all of the 6A004.c.1 or 6A004.c.3; following:

d.2. Steering, tracking, stabilisation and e.1. Largest dimension of the optical-aperture resonator alignment equipment as follows: greater than 400 mm;

d.2.a. Beam steering mirror stages e.2. Surface roughness less than 1 nm (rms) designed to carry mirrors having diameter or for sampling lengths equal to or greater than 1 major axis length greater than 50 mm and having mm; and all of the following, and specially designed electronic control equipment therefor: e.3. Coefficient of linear thermal expansion's absolute magnitude less than 3 x d.2.a.1. A maximum angular travel 10-6/K at 25 C; of ±26 mrad or more; Technical Note:

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6A005 “Lasers”, “components” and optical 1. [See Related Definitions section of this equipment, as follows (see List of Items ECCN] Controlled), excluding items that are subject to the export licensing authority of the Nuclear 2. Manufacturers are not required to Regulatory Commission (see 10 CFR part measure the surface roughness listed in 110). 6A004.e.2 unless the optical element was designed or manufactured with the intent to meet, License Requirements or exceed, the control parameter. Reason for Control: NS, NP, AT Note: 6A004.e does not control ‘aspheric optical elements’ having any of the following: Country Chart a. Largest optical-aperture dimension less Control(s) (See Supp. than 1 m and focal length to aperture ratio equal No. to or greater than 4.5:1; 1 to part 738) NS applies to entire entry NS Column 2 b. Largest optical-aperture dimension equal NP applies to lasers NP Column 1 to or greater than 1 m and focal length to controlled by 6A005.a.2, a.3, aperture ratio equal to or greater than 7:1; a.4, b.2.b, b.3, b.4, b.6.c, c.1.b, c.2.b, d.2, d.3.c, or c. Designed as Fresnel, flyeye, stripe, prism d.4.c that meet or exceed the or diffractive optical elements; technical parameters described in 6A205 d. Fabricated from borosilicate glass having AT applies to entire entry AT Column 1 a coefficient of linear thermal expansion greater than 2.5 x 10-6/K at 25 C; or List Based License Exceptions (See Part 740 for a description of all license exceptions) e. An x-ray optical element having inner mirror capabilities (e.g., tube-type mirrors). LVS: N/A for NP items $3000 for all other items f. Dynamic wavefront measuring equipment GBS: Neodymium-doped (other than having all of the following: glass) “lasers” controlled by 6A005.b.6.d.2 (except f.1. ‘Frame rates’ equal to or more than 1 6A005.b.6.d.2.b) that have an output kHz; and wavelength exceeding 1,000 nm, but not exceeding 1,100 nm, and an f.2. A wavefront accuracy equal to or less average or CW output power not (better) than λ/20 at the designed wavelength. exceeding 2 kW, and operate in a pulse-excited, non- “Q-switched” Technical Note: For the purposes of multiple-transverse mode, or in a 6A004.f, ‘frame rate’ is a frequency at which all continuously excited, “active pixels” in the “focal plane array” are multiple-transverse mode; Dye and integrated for recording images projected by the Liquid Lasers controlled by wavefront sensor optics. 6A005.c.1, c.2 and c.3, except for a pulsed single longitudinal mode oscillator having an average output

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power exceeding 1 W and a 6A005.a.6.b.1 and 6A005.b.6; (2) repetition rate exceeding 1 kHz if the ‘Non-repetitive pulsed’ refers to “lasers” that “pulse duration” is less than 100 ns; produce either a single output pulse or that CO “lasers” controlled by 6A005.d.2 have a time interval between pulses having a CW maximum rated single exceeding one minute, see Note 2 of 6A005 or multimode output power not and 6A005.d.6. exceeding 10 kW; CO2 or CO/CO2 Items: “lasers” controlled by 6A005.d.3 having an output wavelength in the Notes: range from 9,000 to 11,000 nm and having a pulsed output not exceeding 1. Pulsed “lasers” include those that run in 2 J per pulse and a maximum rated a continuous wave (CW) mode with pulses average single or multimode output superimposed. power not exceeding 5 kW; and CO2 “lasers” controlled by 6A005.d.3 that 2. Excimer, semiconductor, chemical, CO, operate in CW multiple-transverse CO2, and ‘non-repetitive pulsed’ Nd:glass mode, and having a CW output “lasers” are only specified by 6A005.d. power not exceeding 15 kW. Technical Note: ‘Non-repetitive pulsed’ refers to “lasers” that produce either a single List of Items Controlled output pulse or that have a time interval between pulses exceeding one minute. Related Controls (1) See ECCN 6D001 for “software” for items controlled under this 3. 6A005 includes fiber “lasers”. entry. (2) See ECCNs 6E001 (“development”), 6E002 (“production”), and 4. The control status of “lasers” 6E201 (“use”) for technology for items incorporating frequency conversion (i.e., controlled under this entry. (3) Also see wavelength change) by means other than one ECCNs 6A205 and 6A995. (4) See ECCN “laser” pumping another “laser” is determined 3B001 for excimer “lasers” “specially by applying the control parameters for both the designed” for lithography equipment. (5) output of the source “laser” and the “Lasers” “specially designed” or prepared for frequency-converted optical output. use in isotope separation are subject to the export licensing authority of the Nuclear 5. 6A005 does not control “lasers” as Regulatory Commission (see 10 CFR part follows: 110). (6) See USML Category XII(b) and (e) for laser systems or lasers subject to the a. Ruby with output energy below 20 J; ITAR. (7) See USML Category XVIII for certain laser-based directed energy weapon b. Nitrogen; systems, equipment, and components subject to the ITAR. c. Krypton. Related Definitions: (1) ‘Wall-plug efficiency’ 6. For the purposes of 6A005.a and is defined as the ratio of “laser” output power 6A005.b, ‘single transverse mode’ refers to (or “average output power”) to total electrical “lasers” with a beam profile having an M2-factor input power required to operate the “laser”, of less than 1.3, while ‘multiple transverse mode’ including the power supply/conditioning and refers to “lasers” with a beam profile having an thermal conditioning/heat exchanger, see M2-factor of 1.3 or higher.

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a.6.a.1. Output power exceeding 1,000 W; or a. Non-“tunable” continuous wave “(CW) lasers” having any of the following: a.6.a.2. Having all of the following:

a.1. Output wavelength less than 150 nm and a.6.a.2.a. Output power output power exceeding 1W; exceeding 500 W; and

a.2. Output wavelength of 150 nm or more a.6.a.2.b. Spectral bandwidth but not exceeding 510 nm and output power less than 40 GHz; or exceeding 30 W; a.6.b. ‘Multiple transverse mode’ Note: 6A005.a.2 does not control Argon output and any of the following: “lasers” having an output power equal to or less than 50 W. a.6.b.1. ‘Wall-plug efficiency’ exceeding 18% and output power exceeding a.3. Output wavelength exceeding 510 nm 1,000 W; or but not exceeding 540 nm and any of the following: a.6.b.2. Output power exceeding 2 kW; a.3.a. ‘Single transverse mode’ output and output power exceeding 50 W; or Note 1: 6A005.a.6.b does not control ‘multiple transverse mode’, industrial “lasers” a.3.b. ‘Multiple transverse mode’ with output power exceeding 2 kW and not output and output power exceeding 150 W; exceeding 6 kW with a total mass greater than 1,200 kg. For the purpose of this note, total a.4. Output wavelength exceeding 540 nm mass includes all “components” required to but not exceeding 800 nm and output power operate the “laser,” e.g., “laser,” power supply, exceeding 30 W; heat exchanger, but excludes external optics for beam conditioning or delivery. a.5. Output wavelength exceeding 800 nm but not exceeding 975 nm and any of the Note 2: 6A005.a.6.b does not apply to following: ‘multiple transverse mode’, industrial “lasers” having any of the following: a.5.a. ‘Single transverse mode’ output and output power exceeding 50 W; or a. [Reserved]; b. Output power exceeding 1 kW but not a.5.b. ‘Multiple transverse mode’ exceeding 1.6 kW and having a BPP output and output power exceeding 80 W; exceeding 1.25 mm•mrad; c. Output power exceeding 1.6 kW but not a.6. Output wavelength exceeding 975 nm exceeding 2.5 kW and having a BPP but not exceeding 1,150 nm and any of the exceeding 1.7 mm•mrad; following; d. Output power exceeding 2.5 kW but not exceeding 3.3 kW and having a BPP a.6.a. ‘Single transverse mode’ output exceeding 2.5 mm•mrad; and any of the following: e. Output power exceeding 3.3 kW but not exceeding 6 kW and having a BPP

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exceeding 3.5 mm•mrad; f. [Reserved] b.1.b. “Average output power” g. [Reserved] exceeding 1 W; h. Output power exceeding 6 kW but not exceeding 8 kW and having a BPP b.2. Output wavelength of 150 nm or more exceeding 12 mm•mrad; or but not exceeding 510 nm and any of the following: i. Output power exceeding 8 kW but not exceeding 10 kW and having a BPP b.2.a. Output energy exceeding 1.5 J exceeding 24 mm•mrad; per pulse and “peak power” exceeding 30 W; or

b.2.b. “Average output power” a.7. Output wavelength exceeding 1,150 nm exceeding 30 W; but not exceeding 1,555 nm and any of the following: Note: 6A005.b.2.b does not control Argon “lasers” having an “average output power” a.7.a. ‘Single transverse mode’ and equal to or less than 50 W. output power exceeding 50 W; or b.3. Output wavelength exceeding 510 nm, a.7.b. ‘Multiple transverse mode’ and but not exceeding 540 nm and any of the output power exceeding 80 W; following:

a.8. Output wavelength exceeding 1,555 nm b.3.a. ‘Single transverse mode’ output but not exceeding 1,850 nm and output power and any of the following: exceeding 1 W; b.3.a.1. Output energy exceeding 1.5 a.9. Output wavelength exceeding 1,850 nm J per pulse and “peak power” exceeding 50 W; or but not exceeding 2,100 nm, and any of the following: b.3.a.2. “Average output power” exceeding 50 W; or a.9.a. ‘Single transverse mode’ and output power exceeding 1 W; or b.3.b. ‘Multiple transverse mode’ output and any of the following: a.9. b. ‘Multiple transverse mode’ output and output power exceeding 120 W; or b.3.b.1. Output energy exceeding 1.5 J per pulse and “peak power” exceeding 150 W; a.10. Output wavelength exceeding 2,100 or nm and output power exceeding 1 W; b.3.b.2. “Average output power” b. Non-“tunable” “pulsed lasers” having any of exceeding 150 W; the following: b.4. Output wavelength exceeding 540 nm b.1. Output wavelength less than 150 nm and but not exceeding 800 nm and any of the any of the following: following:

b.1.a. Output energy exceeding 50 mJ b.4.a. “Pulse duration” less than 1 per pulse and “peak power” exceeding 1 W; or ps and any of the following:

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b.4.a.1. Output energy exceeding b.5.c. “Pulse duration” exceeding 1 μs 0.005 J per pulse and “peak power” exceeding 5 and any of the following: GW; or b.5.c.1. Output energy exceeding 2 J b.4.a.2. “Average output power” per pulse and “peak power” exceeding 50 W; exceeding 20 W; or b.5.c.2. ‘Single transverse mode’ b.4.b. “Pulse duration” equal to or output and “average output power” exceeding 50 exceeding 1 ps and any of the following: W; or

b.4.b.1. Output energy exceeding 1.5 b.5.c.3. ‘Multiple transverse mode’ J per pulse and “peak power” exceeding 30 W; or output and “average output power” exceeding 80 W. b.4.b.2. “Average output power” exceeding 30 W; b.6. Output wavelength exceeding 975 nm but not exceeding 1,150 nm and any of the b.5. Output wavelength exceeding 800 nm following: but not exceeding 975 nm and any of the following: b.6.a. “Pulse duration” of less than 1 ps, and any of the following: b.5.a. “Pulse duration” less than 1ps and any of the following: b.6.a.1. Output “peak power” exceeding 2 GW per pulse; b.5.a.1. Output energy exceeding 0.005 J per pulse and “peak power” exceeding 5 b.6.a.2. “Average output power” GW; or exceeding 30 W; or

b.5.a.2. ‘Single transverse b.6.a.3. Output energy exceeding mode’ output and “average output power” 0.002 J per pulse; exceeding 20 W; b.6.b. “Pulse duration” equal to or b.5.b. “Pulse duration” equal to or exceeding 1 ps and less than 1 ns, and any of the exceeding 1 ps and not exceeding 1 μs and any of following: the following: b.6.b.1. Output “peak power” b.5.b.1. Output energy exceeding exceeding 5 GW per pulse; 0.5 J per pulse and “peak power” exceeding 50 W; b.6.b.2. “Average output power” exceeding 50 W; or b.5.b.2. ‘Single transverse mode’ output and “average output power” exceeding 20 b.6.b.3. Output energy exceeding W; or 0.1 J per pulse;

b.5.b.3. ‘Multiple transverse mode’ b.6.c. “Pulse duration” equal to or output and “average output power” exceeding 50 exceeding 1 ns but not exceeding 1 μs and any of W; or the following:

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b.6.c.1. ‘Single transverse mode’ b.6.d.1.a. “Peak power” output and any of the following: exceeding 500 kW;

b.6.c.1.a. “Peak power” b.6.d.1.b. ‘Wall-plug exceeding 100 MW; efficiency’ exceeding 12% and “average output power” exceeding 100 W; or b.6.c.1.b. “Average output power” exceeding 20 W limited by design to a b.6.d.1.c. “Average output maximum pulse repetition frequency less than or power” exceeding 150 W; or equal to 1 kHz; b.6.d.2. ‘Multiple transverse mode’ b.6.c.1.c. ‘Wall-plug output and any of the following: efficiency’ exceeding 12%, “average output power” exceeding 100 W and capable of b.6.d.2.a. “Peak power” operating at a pulse repetition frequency greater exceeding 1 MW; than 1 kHz; b.6.d.2.b. ‘Wall-plug b.6.c.1.d. “Average output efficiency’ exceeding 18% and “average output power” exceeding 150 W and capable of power” exceeding 500 W; or operating at a pulse repetition frequency greater than 1 kHz; or b.6.d.2.c. “Average output power” exceeding 2 kW; b.6.c.1.e. Output energy exceeding 2 J per pulse; or b.7. Output wavelength exceeding 1,150 nm but not exceeding 1,555 nm and any of the b.6.c.2. ‘Multiple transverse mode’ following: output and any of the following: b.7.a. “Pulse duration” not exceeding 1 b.6.c.2.a. “Peak power” μs and any of the following: exceeding 400 MW; b.7.a.1. Output energy exceeding 0.5 b.6.c.2.b. ‘Wall-plug efficiency’ J per pulse and “peak power” exceeding 50 W; exceeding 18% and “average output power” exceeding 500 W; b.7.a.2. ‘Single transverse mode’ output and “average output power” exceeding 20 b.6.c.2.c. “Average output W; or power” exceeding 2 kW; or b.7.a.3. ‘Multiple transverse mode’ b.6.c.2.d. Output energy output and “average output power” exceeding 50 exceeding 4 J per pulse; or W; or

b.6.d. “Pulse duration” exceeding 1 μs b.7.b. “Pulse duration” exceeding 1 μs and any of the following: and any of the following:

b.6.d.1. ‘Single transverse mode’ b.7.b.1. Output energy exceeding 2 J output and any of the following: per pulse and “peak power” exceeding 50 W;

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b.10.b. “Average output power” b.7.b.2. ‘Single transverse mode’ exceeding 1 W; output and “average output power” exceeding 50 W; or c. “Tunable” lasers having any of the following:

b.7.b.3. ‘Multiple transverse mode’ c.1. Output wavelength less than 600 nm and output and “average output power” exceeding 80 any of the following: W;

b.8. Output wavelength exceeding 1,555 nm c.1.a. Output energy exceeding 50 mJ but not exceeding 1,850 nm, and any of the per pulse and “peak power” exceeding 1 W; or following: c.1.b. Average or CW output power b.8.a. Output energy exceeding 100 mJ exceeding 1W; per pulse and “peak power” exceeding 1 W; or Note: 6A005.c.1 does not apply to dye b.8.b. “Average output power” “lasers” or other liquid “lasers,” having a exceeding 1 W; multimode output and a wavelength of 150 nm or more but not exceeding 600 nm and all of the b.9. Output wavelength exceeding 1,850 following: nm but not exceeding 2,100 nm, and any of the following: 1. Output energy less than 1.5 J per pulse or a “peak power” less than 20 W; and b.9.a. ‘Single transverse mode’ and any of the following: 2. Average or CW output power less than 20 W. b.9.a.1. Output energy exceeding 100 mJ per pulse and “peak power” exceeding 1 c.2. Output wavelength of 600 nm or more W; or but not exceeding 1,400 nm, and any of the b.9.a.2. “Average output power” following: exceeding 1 W; c.2.a. Output energy exceeding 1 J per b.9.b. ‘Multiple transverse mode’ and pulse and “peak power” exceeding 20 W; or any of the following: c.2.b. Average or CW output power b.9.b.1. Output energy exceeding exceeding 20 W; or 100 mJ per pulse and “peak power” exceeding 10 kW; or c.3. Output wavelength exceeding 1,400 nm b.9.b.2. “Average output power” and any of the following: exceeding 120 W; or c.3.a. Output energy exceeding 50 mJ b.10. Output wavelength exceeding 2,100 per pulse and “peak power” exceeding 1 W; or nm and any of the following: c.3.b. Average or CW output power b.10.a. Output energy exceeding 100 exceeding 1 W; mJ per pulse and “peak power” exceeding 1 W; or d. Other “lasers”, not controlled by 6A005.a,

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6A005.b, or 6A005.c as follows: d.1.c.1. Wavelength of less than 1,400 nm and average or CW output power, d.1. Semiconductor “lasers” as follows: exceeding 100 W;

Notes: d.1.c.2. Wavelength equal to or greater than 1,400 nm and less than 1,900 nm and 1. 6A005.d.1 includes semiconductor average or CW output power, exceeding 25 W; or “lasers” having optical output connectors (e.g., fiber optic pigtails). d.1.c.3. Wavelength equal to or greater than 1,900 nm and average or CW output 2. The control status of semiconductor power, exceeding 10 W; “lasers” “specially designed” for other equipment is determined by the control status of d.1.d. Semiconductor “laser” ‘stacked the other equipment. arrays’ (two dimensional arrays) having any of the following: d.1.a. Individual single transverse mode semiconductor “lasers” having any of the d.1.d.1. Wavelength less than 1,400 following: nm and having any of the following:

d.1.a.1. Wavelength equal to or less d.1.d.1.a. Average or CW total than 1,510 nm and average or CW output power, output power less than 3 kW and having average exceeding 1.5 W; or or CW output ‘power density’ greater than 500 W/cm2; d.1.a.2. Wavelength greater than 1,510 nm and average or CW output power, d.1.d.1.b. Average or CW total exceeding 500 mW; output power equal to or exceeding 3 kW but less than or equal to 5 kW, and having average or CW d.1.b. Individual ‘multiple-transverse output ‘power density’ greater than 350W/cm2; mode’ semiconductor “lasers” having any of the following: d.1.d.1.c. Average or CW total output power exceeding 5 kW; d.1.b.1. Wavelength of less than 1,400 nm and average or CW output power, d.1.d.1.d. Peak pulsed ‘power exceeding 15 W; density’ exceeding 2,500 W/cm2; or

d.1.b.2. Wavelength equal to or Note: 6A005.d.1.d.1.d does greater than 1,400 nm and less than 1,900 nm and not apply to epitaxially-fabricated monolithic average or CW output power, exceeding 2.5 W; devices. or d.1.d.1.e. Spatially coherent d.1.b.3. Wavelength equal to or average or CW total output power, greater than greater than 1,900 nm and average or CW output 150 W; power, exceeding 1 W; d.1.d.2. Wavelength greater than d.1.c. Individual semiconductor or equal to 1,400 nm but less than 1,900 nm, and “laser” 'bars' having any of the following: having any of the following:

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d.1.d.2.a. Average or CW d.1.e. Semiconductor “laser” ‘stacked total output power less than 250 W and average arrays’, other than those specified by or CW output ‘power density’ greater than 150 6A005.d.1.d, having all of the following: W/cm2; d.1.e.1. “Specially designed” or d.1.d.2.b. Average or CW modified to be combined with other ‘stacked total output power equal to or exceeding 250 W arrays’ to form a larger ‘stacked array’; and but less than or equal to 500 W, and having average or CW output ‘power density’ greater d.1.e.2. Integrated connections, than 50W/cm2; common for both electronics and cooling;

d.1.d.2.c. Average or CW Note 1: ‘Stacked arrays’, formed by total output power exceeding 500 W; combining semiconductor “laser” ‘stacked arrays’ specified by 6A005.d.1.e, that are not d.1.d.2.d. Peak pulsed designed to be further combined or modified are ‘power density’ exceeding 500 W/cm2; or specified by 6A005.d.1.d.

Note: 6A005.d.1.d.2.d Note 2: ‘Stacked arrays’, formed by does not apply to epitaxially-fabricated combining semiconductor “laser” ‘stacked monolithic devices. arrays’ specified by 6A005.d.1.e, that are designed to be further combined or modified are d.1.d.2.e. Spatially specified by 6A005.d.1.e. coherent average or CW total output power, exceeding 15 W; Note 3: 6A005.d.1.e does not apply to modular assemblies of single ‘bars’ designed to d.1.d.3. Wavelength greater than be fabricated into end to end stacked linear or equal to 1,900 nm and having any of the arrays. following: Technical Notes: d.1.d.3.a. Average or CW output ‘power density’ greater than 50 W/cm2; 1. Semiconductor “lasers” are commonly called “laser” diodes. d.1.d.3.b. Average or CW output power greater than 10 W; or 2. A ‘bar’ (also called a semiconductor “laser” ‘bar’, a “laser” diode ‘bar’ or diode d.1.d.3.c. Spatially ‘bar’) consists of multiple semiconductor coherent average or CW total output power, “lasers” in a one dimensional array. exceeding 1.5 W; or 3. A ‘stacked array’ consists of multiple d.1.d.4. At least one “laser” ‘bar’ ‘bars’ forming a two dimensional array of specified by 6A005.d.1.c; semiconductor “lasers”.

Technical Note: For the purposes of d.2. Carbon monoxide (CO) “lasers” having 6A005.d.1.d, 'power density' means the total any of the following: “laser” output power divided by the emitter surface area of the ‘stacked array’. d.2.a. Output energy exceeding 2 J per pulse and “peak power” exceeding 5 kW; or

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d.2.b. Average or CW output power, d.4.b.2. “Average output power” exceeding 5 kW; exceeding 120 W;

d.3. Carbon dioxide (CO2) “lasers” having d.4.c. Output wavelength exceeding any of the following: 190 nm but not exceeding 360 nm and any of the following: d.3.a. CW output power exceeding 15 kW; d.4.c.1. Output energy exceeding 10 J per pulse; or d.3.b. Pulsed output with “pulse duration” exceeding 10 μs and any of the d.4.c.2. “Average output power” following: exceeding 500 W; or d.3.b.1. “Average output power” exceeding 10 kW; or d.4.d. Output wavelength exceeding 360 nm and any of the following: d.3.b.2. “Peak power” exceeding 100 kW; or d.4.d.1. Output energy exceeding 1.5 J per pulse; or d.3.c. Pulsed output with a “pulse duration” equal to or less than 10 μs and any of d.4.d.2. “Average output power” the following: exceeding 30 W;

d.3.c.1. Pulse energy exceeding 5 J Note: For excimer “lasers” “specially per pulse; or designed” for lithography equipment, see 3B001.

d.3.c.2. “Average output power” d.5. “Chemical lasers” as follows: exceeding 2.5 kW; d.5.a. Hydrogen Fluoride (HF) “lasers’; d.4. Excimer “lasers” having any of the following: d.5.b. Deuterium Fluoride (DF) “lasers”;

d.4.a. Output wavelength not d.5.c. ‘Transfer lasers’ as follows: exceeding 150 nm and any of the following: d.5.c.1. Oxygen Iodine (O2-I) d.4.a.1. Output energy exceeding “lasers”; 50 mJ per pulse; or d.5.c.2. Deuterium d.4.a.2. “Average output power” Fluoride-Carbon dioxide (DF-CO2) “lasers”; exceeding 1 W; Technical Note: ‘Transfer lasers’ are d.4.b. Output wavelength exceeding “lasers” in which the lasing species are excited 150 nm but not exceeding 190 nm and any of the through the transfer of energy by collision of a following: non-lasing atom or molecule with a lasing atom or molecule species. d.4.b.1. Output energy exceeding 1.5 J per pulse; or d.6. ‘Non-repetitive pulsed’ Neodymium

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(Nd) glass “lasers” having any of the following: following:

d.6.a. A “pulse duration” not e.3.b.1. An insertion loss better (less) exceeding 1 μs and output energy exceeding 50 J than 0.5 dB maintained at a rated total average or per pulse; or CW output power exceeding 4,600 W;

d.6.b. A “pulse duration” exceeding 1 e.3.b.2. Number of input fibers equal μs and output energy exceeding 100 J per pulse; to or greater than 3; and e. “Components” as follows: e.3.b.3. Having any of the following:

e.1. Mirrors cooled either by ‘active cooling’ e.3.b.3.a. A Beam Parameter or by heat pipe cooling; Product (BPP) measured at the output not exceeding 1.5 mm mrad for a number of input Technical Note: ‘Active cooling’ is a cooling fibers less than or equal to 5; or technique for optical “components” using flowing fluids within the subsurface (nominally e.3.b.3.b. A BPP measured at the less than 1 mm below the optical surface) of the output not exceeding 2.5 mm mrad for a number optical component to remove heat from the optic. of input fibers greater than 5;

e.2. Optical mirrors or transmissive or e.3.c. MLDs having all of the partially transmissive optical or electro-optical- following: ”components,” other than fused tapered fiber combiners and Multi-Layer Dielectric gratings e.3.c.1. Designed for spectral or (MLDs), “specially designed” for use with coherent beam combination of 5 or more fiber controlled “lasers”; “lasers;” and

Note to 6A005.e.2: Fiber combiners and e.3.c.2. CW “Laser” Induced MLDs are specified by 6A005.e.3. Damage Threshold (LIDT) greater than or equal to 10 kW/cm2; e.3. Fiber “laser” “components” as follows: f. Optical equipment as follows: e.3.a. Multimode to multimode fused tapered fiber combiners having all of the N.B.: For shared aperture optical elements, following: capable of operating in “Super-High Power Laser” (“SHPL”) applications, see the U.S. e.3.a.1. An insertion loss better (less) Munitions List (22 CFR part 121). than or equal to 0.3 dB maintained at a rated total average or CW output power (excluding output f.1. [Reserved] power transmitted through the single mode core if present) exceeding 1,000 W; and N.B.: For items previously specified by 6A005.f.1, see 6A004.f. e.3.a.2. Number of input fibers equal to or greater than 3; f.2. “Laser” diagnostic equipment “specially designed” for dynamic measurement of “SHPL” e.3.b. Single mode to multimode fused system angular beam steering errors and having tapered fiber combiners having all of the an angular “accuracy” of 10 μrad

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(microradians) or less (better); as follows (see List of Items Controlled). f.3. Optical equipment and “components”, License Requirements “specially designed” for coherent beam combination in a phased-array “SHPL” system Reason for Control: NS, AT and having any of the following: Country Chart f.3.a. An “accuracy” of 0.1 µm or less, for Control(s) (See Supp. No. 1 wavelengths greater than 1 µm; or to part 738) NS applies to entire entry NS Column 2 f.3.b. An “accuracy” of λ/10 or less (better) AT applies to entire entry AT Column 1 at the designed wavelength, for wavelengths equal to or less than 1 µm; Reporting Requirements

f.4. Projection telescopes “specially See § 743.1 of the EAR for reporting designed” for use with “SHPL” systems; requirements for exports under License Exceptions, and Validated End-User g. ‘Laser acoustic detection equipment’ having authorizations. all of the following: List Based License Exceptions (See Part 740 for g.1. CW “laser” output power greater than or a description of all license exceptions) equal to 20 mW; LVS: $1500, N/A for 6A006.a.1; g.2. “Laser” frequency stability equal to or “Magnetometers” and subsystems better (less) than 10 MHz; defined in 6A006.a.2 using optically pumped or nuclear precession g.3. “Laser” wavelengths equal to or (proton/Overhauser) having a exceeding 1,000 nm but not exceeding 2,000 nm; ‘sensitivity’ lower (better) than 2 pT (rms) per square root Hz; and g.4. Optical system resolution better (less) 6A006.d, and 6A006.e. than 1 nm; and GBS: N/A

g.5. Optical Signal to Noise ratio equal or Special Conditions for STA exceeding to 103. STA: License Exception STA may not be Technical Note: ‘Laser acoustic used to ship any commodity in: detection equipment’ is sometimes referred to as 6A006.a.1; or 6A006.a.2; or a “Laser” Microphone or Particle Flow 6A006.c.1 “Magnetic gradiometers” Detection Microphone. using multiple “magnetometers” specified by 6A006.a.1 or 6.A006.a.2; or 6A006.d or .e (only for underwater receivers 6A006 “Magnetometers”, “magnetic incorporating magnetometers gradiometers”, “intrinsic magnetic specified in 6A006.a.1 or 6A006.a.2) gradiometers”, underwater electric field to any of the destinations listed in sensors, “compensation systems”, and Country Group A:6 (See Supplement “specially designed” “components” therefor, No.1 to part 740 of the EAR).

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frequencies of less than 1 Hz; List of Items Controlled a.4.b. 1 x 10-3 nT (rms)/square root Hz Related Controls: See also 6A996. This at frequencies of 1 Hz or more but not exceeding entry does not control instruments 10 Hz; or “specially designed” for fishery applications or biomagnetic measurements a.4.c. 1 x 10-4 nT (rms)/square root Hz at for medical diagnostics. frequencies exceeding 10 Hz; Related Definitions: N/A Items: a.5. Fiber optic “magnetometers” having a ‘sensitivity’ lower (better) than 1 nT (rms) per a. “Magnetometers” and subsystems, as square root Hz; follows: b. Underwater electric field sensors having a a.1. “Magnetometers” using ‘sensitivity’ lower (better) than 8 nanovolt per “superconductive” (SQUID) “technology” and meter per square root Hz when measured at 1 Hz; having any of the following: c. “Magnetic gradiometers” as follows: a.1.a. SQUID systems designed for stationary operation, without “specially c.1. “Magnetic gradiometers” using multiple designed” subsystems designed to reduce “magnetometers” controlled by 6A006.a; in-motion noise, and having a ‘sensitivity’ equal to or lower (better) than 50 fT (rms) per square c.2. Fiber optic “intrinsic magnetic root Hz at a frequency of 1 Hz; or gradiometers” having a magnetic gradient field ‘sensitivity’ lower (better) than 0.3 nT/m (rms) a.1.b. SQUID systems having an per square root Hz; in-motion-magnetometer ‘sensitivity’ lower (better) than 20 pT (rms) per square root Hz at a c.3. “Intrinsic magnetic gradiometers”, frequency of 1 Hz and “specially designed” to using “technology” other than fiber-optic reduce in-motion noise; “technology”, having a magnetic gradient field ‘sensitivity’ lower (better) than 0.015 nT/m (rms) a.2. “Magnetometers” using optically per square root Hz; pumped or nuclear precession (proton/Overhauser) “technology” having a d. “Compensation systems” for magnetic and ‘sensitivity’ lower (better) than 20 pT (rms) per underwater electric field sensors resulting in a square root Hz at a frequency of 1 Hz; performance equal to or better than the control parameters of 6A006.a, 6A006.b, and 6A006.c; a.3. “Magnetometers” using fluxgate and “technology” having a 'sensitivity' equal to or lower (better) than 10 pT (rms) per square root Hz e. Underwater electromagnetic receivers at a frequency of 1 Hz; incorporating magnetic field sensors specified by 6A006.a or underwater electric field sensors a.4. Induction coil “magnetometers” having a specified by 6A006.b. ‘sensitivity’ lower (better) than any of the following: Technical Note: For the purposes of 6A006, ‘sensitivity’ (noise level) is the root mean a.4.a. 0.05 nT (rms)/square root Hz at square of the device-limited noise floor which is

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 34 the lowest signal that can be measured. and having all of the following:

b.1. A static “accuracy” of less (better) than 6A007 Gravity meters (gravimeters) and 0.7 mGal; and gravity gradiometers, as follows (see List of Items Controlled). b.2. An in-service (operational) “accuracy” of less (better) than 0.7 mGal having a License Requirements ‘time-to-steady-state registration’ of less than 2 minutes under any combination of attendant Reason for Control: NS, MT, AT corrective compensations and motional influences; Country Chart Control(s) (See Supp. No. 1 c. Gravity gradiometers. to part 738) NS applies to entire entry NS Column 2 MT applies to 6A007.b MT Column 1 and .c when the accuracies in 6A007.b.1 and b.2 are met or exceeded. 6A008 Radar systems, equipment and AT applies to entire entry AT Column 1 assemblies, having any of the following (see List of Items Controlled), and “specially designed” “components” therefor. List Based License Exceptions (See Part 740 for a description of all license exceptions) License Requirements

LVS: $3000; N/A for MT Reason for Control: NS, MT, RS, AT GBS: N/A Country Chart List of Items Controlled Control(s) (See Supp. No. 1 to part 738) Related Controls: Related Controls: (1) See NS applies to entire entry NS Column 2 USML Category XII(d) for certain gravity MT applies to items that MT Column 1 meters (gravimeters) and gravity are designed for airborne gradiometers subject to the ITAR. (2) See applications and that are also ECCNs 6A107, 6A997, and 7A611. usable in systems Related Definitions: N/A controlled for MT reasons Items: RS applies to 6A008.j.1 RS Column 1 AT applies to entire entry AT Column 1 a. Gravity meters designed or modified for ground use and having a static “accuracy” of less Reporting Requirements (better) than 10 μGal; See § 743.1 of the EAR for reporting Note: 6A007.a does not control ground requirements for exports under License gravity meters of the quartz element (Worden) Exceptions, and Validated End-User type. authorizations. b. Gravity meters designed for mobile platforms List Based License Exceptions (See Part 740 for

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 35 a description of all license exceptions) a. Operating at frequencies from 40 GHz to 230 GHz and having any of the following: LVS: $5000; N/A for MT and for 6A008.j.1. a.1. An average output power exceeding 100 GBS: Yes, for 6A008.b, .c, and l.1 only mW; or

Special Conditions for STA a.2. Locating “accuracy” of 1 m or less (better) in range and 0.2 degree or less (better) in STA: License Exception STA may not be azimuth; used to ship any commodity in 6A008.d, 6A008.h or 6A008.k to b. A tunable bandwidth exceeding ±6.25% of the any of the destinations listed in ‘center operating frequency’; Country Group A:6 (See Supplement No.1 to part 740 of the Technical Note: The ‘center operating EAR). frequency’ equals one half of the sum of the highest plus the lowest specified operating List of Items Controlled frequencies.

Related Controls: (1) See also ECCNs 6A108 c. Capable of operating simultaneously on more and 6A998. ECCN 6A998 controls, inter alia, than two carrier frequencies; the Light Detection and Ranging (LIDAR) equipment excluded by the note to paragraph d. Capable of operating in synthetic aperture j of this ECCN (6A008). (2) See USML (SAR), inverse synthetic aperture (ISAR) radar Category XII(b) for certain LIDAR, Laser mode, or sidelooking airborne (SLAR) radar Detection and Ranging (LADAR), or range- mode; gated systems subject to the ITAR. Related Definitions: N/A e. Incorporating electronically scanned array Items: antennae;

Note: 6A008 does not control: Technical Note: Electronically scanned array antennae are also known as electronically - Secondary surveillance radar (SSR); steerable array antennae.

- Civil Automotive Radar; f. Capable of heightfinding non-cooperative targets; - Displays or monitors used for air traffic control (ATC); g. “Specially designed” for airborne (balloon or airframe mounted) operation and having Doppler - Meteorological (weather) radar; “signal processing” for the detection of moving targets; - Precision Approach Radar (PAR) equipment conforming to ICAO h. Employing processing of radar signals and standards and employing electronically using any of the following: steerable linear (1-dimensional) arrays or mechanically positioned passive h.1. “Radar spread spectrum” techniques; or antennas. h.2. “Radar frequency agility” techniques;

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Standard (5th Edition February 2008) for i. Providing ground-based operation with a Hydrographic Surveys or better, and using one or maximum ‘instrumented range’ exceeding 185 more “lasers” with a wavelength exceeding 400 km; nm but not exceeding 600 nm;

Note: 6A008.i does not control: Note 1: LIDAR equipment “specially designed” for surveying is only specified by a. Fishing ground surveillance radar; 6A008.j.3.

b. Ground radar equipment “specially Note 2: 6A008.j does not apply to LIDAR designed” for en route air traffic control, and equipment “specially designed” for having all of the following: meteorological observation.

1. A maximum ‘instrumented range’ Note 3: Parameters in the IHO Order 1a of 500 km or less; Standard 5th Edition February 2008 are summarized as follows: 2. Configured so that radar target data can be transmitted only one way from Horizontal Accuracy (95% Confidence the radar site to one or more civil ATC Level)= 5 m + 5% of depth. centers; Depth Accuracy for Reduced Depths (95 % 3. Contains no provisions for confidence level)= ±(a2+(b*d)2) where: remote control of the radar scan rate from the en route ATC center; and a = 0.5 m = constant depth error, i.e. the sum of all constant depth errors 4. Permanently installed; b = 0.013 = factor of depth dependent c. Weather balloon tracking radars. error

Technical Note: For the purposes of b*d = depth dependent error, i.e. the sum 6A008.i, ‘instrumented range’ is the specified of all depth dependent errors unambiguous display range of a radar. d = depth j. Being “laser” radar or Light Detection and Ranging (LIDAR) equipment and having any of Feature Detection = Cubic features > 2 m in the following: depths up to 40 m; 10% of depth beyond 40 m. j.1. “Space-qualified”; k. Having “signal processing” sub-systems using j.2. Employing coherent heterodyne or “pulse compression” and having any of the homodyne detection techniques and having an following: angular resolution of less (better) than 20 μrad (microradians); or k.1. A “pulse compression” ratio exceeding 150; or j.3. Designed for carrying out airborne bathymetric littoral surveys to International k.2. A compressed pulse width of less than 200 Hydrographic Organization (IHO) Order 1a ns; or

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direction. Mobile sensors are always considered Note: 6A008.k.2 does not apply to two ‘geographically dispersed’. dimensional ‘marine radar’ or ‘vessel traffic service’ radar, having all of the following: N.B.: See also the U.S. Munitions List (22 CFR part 121). a. “Pulse compression” ratio not exceeding 150; Note: 6A008.l does not apply to systems, b. Compressed pulse width of greater than 30 equipment and assemblies designed for ‘vessel ns; traffic services’. c. Single and rotating mechanically scanned antenna; Technical Notes: d. Peak output power not exceeding 250 W; and 1. For the purposes of 6A008, ‘marine e. Not capable of “frequency hopping”. radar’ is a radar that is used to navigate safely at sea, inland waterways or near-shore l. Having data processing sub-systems and having environments. any of the following: 2. For the purposes of 6A008, ‘vessel l.1. ‘Automatic target tracking’ providing, at traffic service’ is a vessel traffic monitoring and any antenna rotation, the predicted target position control service similar to air traffic control for beyond the time of the next antenna beam “aircraft.” passage; or

Note: 6A008.l.1 does not control conflict 6A102 Radiation hardened detectors, other alert capability in ATC systems, or ‘marine than those controlled by 6A002, “specially radar’. designed” or modified for protecting against nuclear effects (e.g., Electromagnetic Pulse Technical Note: ‘Automatic target tracking’ is a (EMP), X-rays, combined blast and thermal processing technique that automatically effects) and usable for “missiles”, designed or determines and provides as output an rated to withstand radiation levels which meet extrapolated value of the most probable position or exceed a total irradiation dose of 5 x 105 of the target in real time. rads (silicon).

l.2. [Reserved] License Requirements

l.3. [Reserved] Reason for Control: MT, AT

l.4. Configured to provide superposition and Country Chart correlation, or fusion, of target data within six Control(s) (See Supp. No. 1 seconds from two or more ‘geographically to part 738) dispersed’ radar sensors to improve the aggregate MT applies to entire entry MT Column 1 performance beyond that of any single sensor AT applies to entire entry AT Column 1 specified by 6A008.f, or 6A008.i. List Based License Exceptions (See Part 740 for Technical Note: Sensors are considered a description of all license exceptions) ‘geographically dispersed’ when each location is distant from any other more than 1,500 m in any LVS: N/A

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GBS: N/A AT applies to entire entry AT Column 1

List of Items Controlled List Based License Exceptions (See Part 740 for a description of all license exceptions) Related Controls: N/A Related Definitions: In this entry, a detector LVS: N/A is defined as a mechanical, electrical, GBS: N/A optical or chemical device that automatically identifies and records, or List of Items Controlled registers a stimulus such as an environmental change in pressure or Related Controls: See USML Category XII(d) temperature, an electrical or for certain gravity meters (gravimeters) or electromagnetic signal or radiation from a gravity gradiometers subject to the ITAR. radioactive material. See also ECCN 7A611. Items: Related Definitions: ‘Time to steady-state registration’ (also referred to as the gravity The list of items controlled is contained in the meter’s response time) is the time over ECCN heading. which the disturbing effects of platform- induced acceleration (high frequency noise) are reduced. 6A103 Radomes designed to withstand a combined thermal shock greater than 100 Items: cal/sq cm accompanied by a peak over pressure of greater than 50 kPa, usable in a. Gravity meters having all the following: protecting “missiles” against nuclear effects (e.g., Electromagnetic Pulse (EMP), X-rays, a.1. A static or operational accuracy equal to combined blast and thermal effects), and or less (better) than 0.7 milligal (mgal); and usable for “missiles”. (These items are “subject to the ITAR.” See 22 CFR parts 120 a.2. A ‘time to steady-state registration’ of through 130.) two minutes or less.

b. Gravity gradiometers. 6A107 Gravity meters (gravimeters) or gravity gradiometers, other than those controlled by 6A007, designed or modified for 6A108 Radar systems and tracking systems, airborne or marine use, as follows, (see List of other than those controlled by 6A008, as Items Controlled) and “specially designed” follows (see List of Items Controlled). “parts” and “components” therefor. License Requirements License Requirements Reason for Control: MT, AT Reason for Control: MT, AT Country Chart Country Chart Control(s) (See Supp. No. 1 Control(s) (See Supp. No. 1 to part 738) to part 738) MT applies to entire entry MT Column 1 MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1

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List Based License Exceptions (See Part 740 for b. Precision tracking systems, usable for a description of all license exceptions) rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or greater LVS: N/A than 300 km, as follows: GBS: N/A b.1. Tracking systems which use a code List of Items Controlled translator installed on the rocket or unmanned aerial vehicle in conjunction with either surface Related Controls: (1) This entry does not or airborne references or navigation satellite control airborne civil weather radar systems to provide real-time measurements of conforming to international standards for in-flight position and velocity; civil weather radars provided that they do not incorporate any of the following: (a) b.2. Range instrumentation radars including Phased array antennas; (b) Frequency associated optical/infrared trackers with all of the agility; (c) Spread spectrum; or (d) Signal following capabilities: processing “specially designed” for the tracking of vehicles. (2) Items in 6A108.a b.2.a. Angular resolution better than 1.5 that are “specially designed” or modified milliradians; for “missiles” or for items on the U.S. Munitions List are “subject to the ITAR” b.2.b. Range of 30 km or greater with a (see 22 CFR parts 120 through 130). range resolution better than 10 m rms; Related Definitions: Laser radar systems are defined as those that embody specialized b.2.c. Velocity resolution better than 3 transmission, scanning, receiving and m/s. signal processing techniques for utilization of lasers for echo ranging, direction finding and discrimination of targets by location, 6A202 Photomultiplier tubes having both of radial speed and body reflection the following characteristics (see List of Items characteristics. Controlled). Items: License Requirements a. Radar and laser radar systems designed or modified for use in “missiles”; Reason for Control: NP, AT

Note: 6A108.a includes the following: Country Chart Control(s) (See Supp. No. 1 a. Terrain contour mapping to part 738) equipment; NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 b. Imaging sensor equipment; List Based License Exceptions (See Part 740 for c. Scene mapping and correlation (both a description of all license exceptions) digital and analog) equipment; LVS: N/A d. Doppler navigation radar GBS: N/A equipment.

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List of Items Controlled a. Streak cameras and “specially designed” components therefor, as follows: Related Controls: See ECCNs 6E001 (“development”), 6E002 (“production”), a.1. Streak cameras with writing speeds and 6E201 (“use”) for technology for items greater than 0.5 mm/µs; controlled under this entry. Related Definitions: N/A a.2. Electronic streak cameras capable of 50 Items: ns or less time resolution; a. Photocathode area of greater than 20 cm2; and a.3. Streak tubes for cameras described in 6A203.a.2; b. Anode pulse rise time of less than 1 ns. a.4. Plug-ins, “specially designed” for use with streak cameras having modular structures, that enable the performance characteristics described in 6A203.a.1 or .a.2; 6A203 High-speed cameras, imaging devices and “components” therefor, other than those a.5. Synchronizing electronics units, and controlled by 6A003 (see List of Items rotor assemblies consisting of turbines, mirrors Controlled). and bearings, that are “specially designed” for cameras described in 6A203.a.1. License Requirements b. Framing cameras and “specially designed” Reason for Control: NP, AT components therefor, as follows:

Country Chart b.1. Framing cameras with recording rates Control(s) (See Supp. No. 1 greater than 225,000 frames per second; to part 738) NP applies to entire entry NP Column 1 b.2. Framing cameras capable of 50 ns or AT applies to entire entry AT Column 1 less frame exposure time;

List Based License Exceptions (See Part 740 for b.3. Framing tubes, and solid-state imaging a description of all license exceptions) devices, that have a fast image gating (shutter) time of 50 ns or less and are “specially designed” LVS: N/A for cameras described in 6A203.b.1 or .b.2; GBS: N/A b.4. Plug-ins, “specially designed” for use List of Items Controlled with framing cameras having modular structures, that enable the performance characteristics Related Controls: (1) See ECCNs 6E001 described in 6A203.b.1 or .b.2; (“development”), 6E002 (“production”), and 6E201 (“use”) for technology for items b.5. Synchronizing electronic units, and controlled under this entry. (2) Also see rotor assemblies consisting of turbines, mirrors ECCN 6A003.a.3 and a.4. and bearings, that are “specially designed” for Related Definitions: N/A cameras described in 6A203.b.1 or .b.2. Items: c. Solid-state or electron tube cameras and

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“specially designed” components therefor, as License Requirements follows: Reason for Control: NP, AT c.1. Solid-state cameras, or electron tube cameras, with a fast image gating (shutter) time Country Chart of 50 ns or less; Control(s) (See Supp. No. 1 to part 738) c.2. Solid-state imaging devices, and image NP applies to entire entry NP Column 1 intensifiers tubes, that have a fast image gating AT applies to entire entry AT Column 1 (shutter) time of 50 ns or less and are “specially designed” for cameras described in 6A203.c.1; List Based License Exceptions (See Part 740 for a description of all license exceptions) c.3. Electro-optical shuttering devices (Kerr or Pockels cells) with a fast image gating (shutter) LVS: N/A time of 50 ns or less; GBS: N/A

c.4. Plug-ins, “specially designed” for use List of Items Controlled with cameras having modular structures, that Related Controls: (1) See ECCNs 6E001 enable the performance characteristics described (“development”), 6E002 (“production”), in 6A203.c.1. and 6E201 (“use”) for technology for items controlled under this entry. (2) Also see Technical Note: High speed single frame ECCNs 6A005 and 6A995. (3) See cameras can be used alone to produce a single ECCN 6A005.a.2 for additional controls on image of a dynamic event, or several such argon ion lasers; See ECCN 6A005.b.6.c cameras can be combined in a sequentially- for additional controls on neodymium- triggered system to produce multiple images of doped lasers. (4) “Lasers” “specially an event. designed” or prepared for use in isotope separation are subject to the export d. Radiation-hardened TV cameras, or lenses licensing authority of the Nuclear therefor, “specially designed” or rated as Regulatory Commission (see 10 CFR part radiation hardened to withstand a total radiation 110). dose greater than 5 × 104 Gy (silicon) without Related Definitions: N/A operational degradation. Items:

Technical Note: The term Gy (silicon) a. Copper vapor lasers having both of the refers to the energy in Joules per kilogram following characteristics: absorbed by an unshielded silicon sample when exposed to ionizing radiation. a.1. Operating at wavelengths between 500 nm and 600 nm; and

6A205 “Lasers,” “laser” amplifiers and a.2. An average output power equal to or oscillators, other than those controlled by greater than 30 W; 6A005 (see List of Items Controlled), excluding items that are subject to the export b. Argon ion “lasers” having both of the licensing authority of the Nuclear Regulatory following characteristics: Commission (see 10 CFR part 110). b.1. Operating at wavelengths between 400

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 42 nm and 515 nm; and e.3. A repetition rate greater than 1 kHz; and b.2. An average output power greater than 40 W; e.4. Pulse width less than 100 ns; c. Neodymium-doped (other than glass) lasers Note to 6A205.e: 6A205.e does not control with an output wavelength between 1000 nm and single mode oscillators. 1100 nm having either of the following: f. Alexandrite lasers having all of the following c.1. Pulse-excited and Q-switched with a characteristics: pulse duration equal to or greater than 1 ns, and having either of the following: f.1. Operating at wavelengths between 720 nm and 800 nm; c.1.a. A single-transverse mode output with an average output power greater than 40 W; f.2. A bandwidth of 0.005 nm or less; or f.3. A repetition rate greater than 125 Hz; and c.1.b. A multiple-transverse mode output with an average output power greater than 50 W; f.4. An average output power greater than 30 or W;

c.2. Incorporating frequency doubling to give g. Pulsed carbon dioxide “lasers” having all of the an output wavelength between 500 nm and 550 following characteristics: nm with an average output power of greater than 40 W. g.1. Operating at wavelengths between 9,000 nm and 11,000 nm; d. Tunable pulsed single-mode dye laser oscillators having all of the following g.2. A repetition rate greater than 250 Hz; characteristics: g.3. An average output power greater than d.1. Operating at wavelengths between 300 500 W; and nm and 800 nm; g.4. Pulse width of less than 200 ns; d.2. An average output greater than 1 W; Note to 6A205.g: 6A205.g does not control d.3. A repetition rate greater than 1 kHz; and the higher power (typically 1 kW to 5 kW) industrial CO2 lasers used in applications such as d.4. Pulse width less than 100 ns; cutting and welding, as these latter lasers are either continuous wave or are pulsed with a pulse e. Tunable pulsed dye laser amplifiers and width greater than 200 ns. oscillators having all of the following characteristics: h. Pulsed excimer lasers (XeF, XeCl, KrF) having all of the following characteristics: e.1. Operating at wavelengths between 300 nm and 800 nm; h.1. Operating at wavelengths between 240 nm and 360 nm; e.2. An average output greater than 30 W;

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h.2. A repetition rate greater than 250 Hz; and GBS: N/A h.3. An average output power greater than 500 W; List of Items Controlled i. Para-hydrogen Raman shifters designed to Related Controls: See ECCNs 6E001 operate at 16 micrometer output wavelength and (“development”), 6E002 (“production”), at a repetition rate greater than 250 Hz.; and 6E201 (“use”) for technology for items controlled under this entry. j. Pulsed carbon monoxide lasers having all of Related Definitions: N/A the following characteristics: ECCN Controls: 6A225 includes velocity interferometers, such as VISARs (Velocity j.1. Operating at wavelengths between Interferometer Systems for Any Reflector), 5,000 and 6,000 nm; DLIs (Doppler Laser Interferometers) and PDV (Photonic Doppler Velocimeters) j.2. A repetition rate greater than 250 Hz; also known as Het-V (Heterodyne Velocimeters). j.3. An average output power greater than Items: 200 W; and The list of items controlled is contained in the j.4. Pulse width of less than 200 ns. ECCN heading.

Note to ECCN 6A205.j: 6A205.j does not control the higher power (typically 1 kW to 5 kW) 6A226 Pressure sensors, as follows (see List of industrial CO lasers used in applications such as Items Controlled). cutting and welding, because such lasers are either continuous wave or are pulsed with a pulse License Requirements width greater than 200 ns. Reason for Control: NP, AT

6A225 Velocity interferometers for measuring Country Chart velocities exceeding 1 km/s during time Control(s) (See Supp. No. 1 intervals of less than 10 microseconds. to part 738) NP applies to entire entry NP Column 1 License Requirements AT applies to entire entry AT Column 1

Reason for Control: NP, AT List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart Control(s) (See Supp. No. 1 LVS: N/A to part 738) GBS: N/A NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 List of Items Controlled

List Based License Exceptions (See Part 740 for Related Controls: See ECCNs 6E001 a description of all license exceptions) (“development”), 6E002 (“production”), and 6E201 (“use”) for technology for items LVS: N/A controlled under this entry.

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Related Definitions: N/A List Based License Exceptions (See Part 740 for Items: a description of all license exceptions) a. Shock pressure gauges capable of measuring LVS: N/A pressures greater than 10 GPa (100 kilobars), GBS: N/A including gauges made with manganin, ytterbium, and polyvinylidene bifluoride (PVBF, List of Items Controlled PVF2); Related Controls: N/A b. Quartz pressure transducers for pressures Related Definitions: N/A greater than 10 GPa (100 kilobars). Items:

The list of items controlled is contained in the 6A611 Acoustic systems and equipment, ECCN heading. radar, and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefor, “specially designed” for a 6A992 Optical Sensors, not controlled by military application that are not enumerated 6A002, as follows (see List of Items in any USML category or other ECCN are Controlled). controlled by ECCN 3A611. Military fire control, laser, imaging, and guidance License Requirements equipment that are not enumerated in any USML category or ECCN are controlled by Reason for Control: AT, RS ECCN 7A611. Country Chart (See Supp. Control(s) No. 1 to part 738) 6A991 Marine or terrestrial acoustic AT applies to AT Column 1 equipment, n.e.s., capable of detecting or entire entry locating underwater objects or features or RS applies to A license is required for positioning surface vessels or underwater entire entry. items controlled by this vehicles; and “specially designed” “parts” and entry for export or reexport “components,” n.e.s. to Iraq or transfer within Iraq for regional stability License Requirements reasons. The Commerce Country Chart is not Reason for Control: AT, Foreign policy designed to determine RS license requirements for Country Chart (See this entry. See §§742.6 Control(s) Supp. No. 1 to part and 746.3 of the EAR for 738) additional information.

AT applies to entire entry AT Column 2 List Based License Exceptions (See Part 740 for Russian industry sector See § 746.5 for specific a description of all license exceptions) sanctions apply to entire license requirements entry. and license review LVS: N/A policy. GBS: N/A

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List of Items Controlled Controlled).

Related Controls: N/A License Requirements Related Definitions: N/A Items: Reason for Control: AT a. Image intensifier tubes and “specially Country Chart designed” “components” therefor, as follows: Control(s) (See Supp. No. 1 to part 738) a.1. Image intensifier tubes having all the AT applies to entire entry AT Column 1 following: List Based License Exceptions (See Part 740 for a.1.a. A peak response in wavelength a description of all license exceptions) range exceeding 400 nm, but not exceeding 1,050 nm; LVS: N/A GBS: N/A a.1.b. A microchannel plate for electron image amplification with a hole pitch List of Items Controlled (center-to-center spacing) of less than 25 micrometers; and Related Controls: (1) See ECCN 0A919 for foreign made military commodities that a.1.c. Having any of the following: incorporate cameras described in 6A993.a that meet the criteria specified in Note 3.a to a.1.c.1. An S-20, S-25 or 6A003.b.4.b (i.e., having a maximum frame multialkali photocathode; or rate equal to or less than 9 Hz). (2) Section 744.9 imposes license requirements on a.1.c.2. A GaAs or GaInAs cameras described in 6A993.a as a result of photocathode; meeting the criteria specified in Note 3.a to 6A003.b.4.b (i.e., having a maximum frame a.2. “Specially designed” microchannel rate equal to or less than 9 Hz) if being plates having both of the following exported, reexported, or transferred (in- characteristics: country) for use by a military end-user or for incorporation into a commodity controlled by a.2.a. 15,000 or more hollow tubes per ECCN 0A919. plate; and Related Definitions: N/A Items: a.2.b. Hole pitch (center-to-center spacing) of less than 25 micrometers. a. Cameras that meet the criteria of Note 3 to 6A003.b.4. b. Direct view imaging equipment operating in the visible or infrared spectrum, incorporating b. [Reserved] image intensifier tubes having the characteristics listed in 6A992.a.1. 6A994 Optics, not controlled by 6A004, as follows (see List of Items Controlled). 6A993 Cameras, not controlled by 6A003 or 6A203, as follows (see List of Items License Requirements

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ms to an accuracy of 1 nm or better within the Reason for Control: AT tunable spectral range; and

Country Chart a.2.d. A single peak transmission of Control(s) (See Supp. No. 1 91% or more; to part 738) AT applies to entire entry AT Column 1 a.3. Optical opacity switches (filters) with a field of view of 30 or wider and a response time List Based License Exceptions (See Part 740 for equal to or less than 1 ns; a description of all license exceptions) b. “Fluoride fiber” cable, or optical fibers LVS: N/A therefor, having an attenuation of less than 4 GBS: N/A dB/km in the wavelength range exceeding 1,000 nm but not exceeding 3,000 nm. List of Items Controlled

Related Controls: N/A 6A995 “Lasers” as follows (see List of Items Related Definitions: N/A Controlled). Items: License Requirements a. Optical filters: Reason for Control: AT a.1. For wavelengths longer than 250 nm, comprised of multi-layer optical coatings and Country Chart having either of the following: Control(s) (See Supp. No. 1 to part 738) a.1.a. Bandwidths equal to or less than AT applies to entire entry AT Column 1 1 nm Full Width Half Intensity (FWHI) and peak transmission of 90% or more; or List Based License Exceptions (See Part 740 for a.1.b. Bandwidths equal to or less than a description of all license exceptions) 0.1 nm FWHI and peak transmission of 50% or more; LVS: N/A GBS: N/A Note: 6A994 does not control optical filters with fixed air gaps or Lyot-type filters. List of Items Controlled

a.2. For wavelengths longer than 250 nm, Related Controls: N/A and having all of the following: Related Definitions: N/A Items: a.2.a. Tunable over a spectral range of 500 nm or more; a. Carbon dioxide (CO2) “lasers” having any of the following: a.2.b. Instantaneous optical bandpass of 1.25 nm or less; a.1. A CW output power exceeding 10 kW;

a.2.c. Wavelength resettable within 0.1 a.2. A pulsed output with a “pulse duration”

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 47 exceeding 10 microseconds; and and having any of the following:

a.2.a. An average output power d.1.a.1. A ‘wall-plug efficiency’ exceeding 10 kW; or exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a a.2.b. A pulsed “peak power” pulse repetition frequency greater than 1kHz; or exceeding 100 kW; or d.1.a.2. An “average output power” a.3. A pulsed output with a “pulse duration” exceeding 20 W; or equal to or less than 10 microseconds; and d.1.b. A multiple transverse mode a.3.a. A pulse energy exceeding 5 J per output and having any of the following: pulse and “peak power” exceeding 2.5 kW; or d.1.b.1. A ‘wall-plug efficiency’ a.3.b. An average output power exceeding 18% and an “average output power” exceeding 2.5 kW; exceeding 30W; b. Semiconductor lasers, as follows: d.1.b.2. A “peak power” exceeding 200 MW; or b.1. Individual, single-transverse mode semiconductor “lasers” having: d.1.b.3. An “average output power” exceeding 50 W; or b.1.a. An average output power exceeding 100 mW; or d.2. A “pulse duration” exceeding 1 μs and having any of the following: b.1.b. A wavelength exceeding 1,050 nm; d.2.a. A single transverse mode output and having any of the following: b.2. Individual, multiple-transverse mode semiconductor “lasers”, or arrays of individual d.2.a.1. A ‘wall-plug efficiency’ semiconductor “lasers”, having a wavelength exceeding 12% and an “average output power” exceeding 1,050 nm; exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or c. Ruby “lasers” having an output energy exceeding 20 J per pulse; d.2.a.2. An “average output power” exceeding 20 W; or d. Non-“tunable” “pulsed lasers” having an output wavelength exceeding 975 nm but not d.2.b. A multiple transverse mode exceeding 1,150 nm and having any of the output and having any of the following: following: d.2.b.1. A ‘wall-plug efficiency’ d.1. A “pulse duration” equal to or exceeding 18% and an “average output power” exceeding exceeding 30 W; or 1 ns but not exceeding 1 μs, and having any of the following: d.2.b.2. An “average output power” exceeding 500 W; d.1.a. A single transverse mode output

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 48 e. Non-“tunable” continuous wave “(CW) g. Free electron “lasers.” lasers”, having an output wavelength exceeding 975 nm but not exceeding 1,150nm and having any of the following: 6A996 “Magnetometers” not controlled by ECCN 6A006, “Superconductive” e.1. A single transverse mode output and electromagnetic sensors, and “specially having any of the following: designed” “components” therefor, as follows (see List of Items Controlled). e.1.a. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” License Requirements exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or Reason for Control: AT

e.1.b. An “average output power” Country Chart exceeding 50 W; or Control(s) (See Supp. No. 1 to part 738) e.2. A multiple transverse mode output and AT applies to entire entry AT Column 1 having any of the following: List Based License Exceptions (See Part 740 for e.2.a. A ‘wall-plug efficiency’ a description of all license exceptions) exceeding 18% and an “average output power” exceeding 30 W; or LVS: N/A GBS: N/A e.2.b. An “average output power” exceeding 500 W; List of Items Controlled

Note: 6A995.e.2.b does not control Related Controls: N/A multiple transverse mode, industrial “lasers” Related Definitions: N/A with output power less than or equal to 2kW with Items: a total mass greater than 1,200kg. For the purpose of this note, total mass includes all a. “Magnetometers”, n.e.s., having a ‘sensitivity’ “components” required to operate the “laser,” lower (better) than 1.0 nT (rms) per square root e.g., “laser,” power supply, heat exchanger, but Hz. excludes external optics for beam conditioning and/or delivery. Technical Note: For the purposes of 6A996, ‘sensitivity’ (noise level) is the root mean f. Non-“tunable” “lasers”, having a wavelength square of the device-limited noise floor which is exceeding 1,400 nm, but not exceeding 1555 nm the lowest signal that can be measured. and having any of the following: b. “Superconductive” electromagnetic sensors, f.1. An output energy exceeding 100 mJ per “components” manufactured from pulse and a pulsed “peak power” exceeding 1 W; “superconductive” materials: or b.1. Designed for operation at temperatures f.2. An average or CW output power below the “critical temperature” of at least one of exceeding 1 W; their “superconductive” constituents (including Josephson effect devices or “superconductive”

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 49 quantum interference devices (SQUIDS)); Related Controls: N/A Related Definitions: N/A b.2. Designed for sensing electromagnetic Items: field variations at frequencies of 1 KHz or less; and a. Having a static accuracy of less (better) than 100 microgal; or b.3. Having any of the following characteristics: b. Being of the quartz element (Worden) type.

b.3.a. Incorporating thin-film SQUIDS with a minimum feature size of less than 2 μm 6A998 Radar systems, equipment and major and with associated input and output coupling “components,” n.e.s., and “specially designed” circuits; “components” therefor, as follows (see List of Items Controlled). b.3.b. Designed to operate with a magnetic field slew rate exceeding 1 x 106 License Requirements magnetic flux quanta per second; Reason for Control: RS, AT b.3.c. Designed to function without magnetic shielding in the earth’s ambient Country Chart (See magnetic field; or Control(s) Supp. No. 1 to part 738) b.3.d. Having a temperature coefficient RS applies to 6A998.b RS Column 1 less (smaller) than 0.1 magnetic flux quantum/K. RS applies to 6A998.c RS Column 2 AT applies to entire entry AT Column 1

6A997 Gravity meters (gravimeters) for List Based License Exceptions (See Part 740 for ground use, n.e.s., as follows (see List of Items a description of all license exceptions) Controlled). LVS: N/A License Requirements GBS: N/A

Reason for Control: AT List of Items Controlled

Country Chart Related Controls: N/A Control(s) (See Supp. No. 1 Related Definitions: N/A to part 738) Items: AT applies to entire entry AT Column 1 a. Airborne radar equipment, n.e.s., and List Based License Exceptions (See Part 740 for “specially designed” “components” therefor. a description of all license exceptions) b. “Space-qualified”“laser” radar or Light LVS: N/A Detection and Ranging (LIDAR) equipment GBS: N/A “specially designed” for surveying or for meteorological observation. List of Items Controlled

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 50 c. Millimeter wave enhanced vision radar a. Seismic detection equipment not controlled in imaging systems “specially designed” for rotary paragraph c. wing aircraft and having all of the following: b. Radiation hardened TV cameras, n.e.s. c.1. Operates at a frequency of 94 GHz; c. Seismic intrusion detection systems that detect, c.2. An average output power of less classify and determine the bearing on the source than 20 mW; of a detected signal.

c.3. Radar beam width of 1 degree; and B. TEST, INSPECTION AND c.4. Operating range equal to or greater “PRODUCTION EQUIPMENT” than 1500 m.

6B002 Masks and reticles, “specially

designed” for optical sensors specified by 6A999 Specific processing equipment, as 6A002.a.1.b or 6A002.a.1.d. follows (see List of Items Controlled).

License Requirements License Requirements

Reason for Control: NS, AT Reason for Control: RS AT

Country Chart (See Country Chart (See Supp. No. 1 Control(s) Control(s) Supp. No. 1 to part to part 738) 738) RS applies to RS Column 2 NS applies to entire NS Column 2 6A999.c entry AT applies to A license is required for items AT applies to entire AT Column 1 entire entry controlled by this entry to North entry Korea for anti-terrorism reasons.

The Commerce Country Chart is

not designed to determine AT List Based License Exceptions (See Part 740 for licensing requirements for this a description of all license exceptions) entry. See §742.19 of the EAR

for additional information. LVS: $5000

GBS: Yes List Based License Exceptions (See Part 740 for a description of all license exceptions)

List of Items Controlled LVS: N/A

GBS: N/A Related Controls: N/A

Related Definitions: N/A List of Items Controlled Items:

Related Controls: See also 6A203 The list of items controlled is contained in the Related Definitions: N/A ECCN heading. Items:

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 51

6B004 Optical equipment as follows (see List Country Chart of Items Controlled). Control(s) (See Supp. No. 1 to part 738) License Requirements NS applies to entire entry NS Column 2 AT applies to entire entry AT Column 1 Reason for Control: NS, AT List Based License Exceptions (See Part 740 for Country Chart a description of all license exceptions) Control(s) (See Supp. No. 1 to part 738) LVS: $5000 NS applies to entire entry NS Column 2 GBS: N/A AT applies to entire entry AT Column 1 List of Items Controlled List Based License Exceptions (See Part 740 for a description of all license exceptions) Related Controls: N/A Related Definitions: N/A LVS: $5000 Items: GBS: Yes for 6B004.b The list of items controlled is contained in the List of Items Controlled ECCN heading.

Related Controls: This entry does not control microscopes. 6B008 Pulse radar cross-section measurement Related Definitions: N/A systems having transmit pulse widths of 100 ns Items: or less, and “specially designed” “components” therefor. a. Equipment for measuring absolute reflectance to an “accuracy” of equal to or better than 0.1% License Requirements of the reflectance value; Reason for Control: NS, MT, AT b. Equipment other than optical surface scattering measurement equipment, having an Country Chart unobscured aperture of more than 10 cm, Control(s) (See Supp. No. 1 “specially designed” for the non-contact optical to part 738) measurement of a non-planar optical surface NS applies to entire entry NS Column 2 figure (profile) to an “accuracy” of 2 nm or less MT applies to entire entry MT Column 1 (better) against the required profile. AT applies to entire entry AT Column 1

Reporting Requirements 6B007 Equipment to produce, align and calibrate land-based gravity meters with a See § 743.1 of the EAR for reporting static “accuracy” of better than 0.1 mGal. requirements for exports under License Exceptions, and Validated End-User License Requirements authorizations.

Reason for Control: NS, AT List Based License Exceptions (See Part 740 for a description of all license exceptions)

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 52

LVS: N/A Related Controls: N/A GBS: N/A Related Definitions: N/A Items: Special Conditions for STA The list of items controlled is contained in the STA: License Exception STA may not be ECCN heading. used to ship any commodity in this entry to any of the destinations listed in Country Group A:6 (See 6B619 Test, inspection, and production Supplement No.1 to part 740 of the “equipment” and related commodities EAR). “specially designed” for the “development,” “production,” repair, overhaul, or List of Items Controlled refurbishing of commodities enumerated or otherwise described in USML Category XVIII Related Controls: See also 6B108 (see List of Items Controlled) Related Definitions: N/A Items: License Requirements

The list of items controlled is contained in the Reason for Control: NS, RS, AT, UN ECCN heading. Country Chart (See Control(s) 6B108 Systems, other than those controlled Supp. No. 1 to by 6B008, “specially designed” for radar cross part 738) section measurement usable for rockets, NS applies to entire entry NS Column 1 missiles, or unmanned aerial vehicles capable RS applies to entire entry RS Column 1 of achieving a “range” equal to or greater than AT applies to entire entry AT Column 1 300 km and their subsystems. UN applies to entire entry See § 746.1(b) for UN controls License Requirements License Exceptions Reason for Control: MT, AT LVS: $1500 Country Chart GBS: N/A Control(s) (See Supp. No. 1 to part 738) Special Conditions for STA MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of List Based License Exceptions (See Part 740 for the EAR) may not be used for any a description of all license exceptions) item in 6B619.

LVS: N/A List of Items Controlled GBS: N/A Related Controls: “Parts,” “components,” List of Items Controlled “accessories,” “attachments,” and

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 53

associated systems or “equipment” “specially designed” for defense articles LVS: N/A enumerated or otherwise described in GBS: N/A paragraphs (a) or (b) of USML Category XVIII are subject to the ITAR (see 22 CFR List of Items Controlled § 121.1, Category XVIII(e)). Related Definitions: N/A Related Controls: N/A Items: Related Definitions: N/A Items: a. Tooling, templates, jigs, mandrels, molds, dies, fixtures, alignment mechanisms, and test a. For the manufacture or inspection of: “equipment” not enumerated or otherwise described in USML Category XVIII and not a.1. Free electron “laser” magnet wigglers; elsewhere specified on the USML that are “specially designed” for the “development,” a.2. Free electron “laser” photo injectors; “production,” repair, overhaul, or refurbishing of commodities controlled by USML Category b. For the adjustment, to required tolerances, of XVIII. the longitudinal magnetic field of free electron “lasers”. b. through w. [Reserved] x. “Parts,” “components,” “accessories,” and C. “MATERIALS” “attachments” “specially designed” for a commodity subject to control under paragraph .a of this ECCN and not enumerated or otherwise 6C002 Optical sensor materials as follows described in USML Category XVIII and not (see List of Items Controlled). elsewhere specified on the USML. License Requirements

6B995 Equipment, including tools, dies, Reason for Control: NS, AT fixtures or gauges, and other “specially designed” “parts,” “components” and Country Chart “accessories” therefor, “specially designed” or Control(s) (See Supp. No. modified for any of the following (see List of 1 to part 738) Items Controlled). NS applies to entire entry NS Column 2 AT applies to entire entry AT Column 1 License Requirements List Based License Exceptions (See Part 740 for Reason for Control: AT a description of all license exceptions)

Country Chart LVS: $3000 Control(s) (See Supp. No. 1 GBS: N/A to part 738) AT applies to entire entry AT Column 1 List of Items Controlled

List Based License Exceptions (See Part 740 for Related Controls: See also 6C992 a description of all license exceptions) Related Definitions: N/A

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 54

Items: a. Zinc selenide (ZnSe) and zinc sulfide (ZnS) a. Elemental tellurium (Te) of purity levels of “substrate blanks”, produced by the chemical 99.9995% or more; vapor deposition process and having any of the following: b. Single crystals (including epitaxial wafers) of any of the following: a.1. A volume greater than 100 cm3; or

b.1. Cadmium zinc telluride (CdZnTe), a.2. A diameter greater than 80 mm and a with zinc content less than 6% by ‘mole fraction’; thickness of 20 mm or more;

b.2. Cadmium telluride (CdTe) of any b. Electro-optic materials and non-linear purity level; or materials, as follows:

b.3. Mercury cadmium telluride (HgCdTe) b.1. Potassium titanyl arsenate (KTA) (CAS of any purity level. 59400-80-5);

Technical Note: ‘Mole fraction’ is b.2. Silver gallium selenide (AgGaSe2, also defined as the ratio of moles of ZnTe to the sum known as AGSE) (CAS 12002-67-4); of the moles of CdTe and ZnTe present in the crystal. b.3. Thallium arsenic selenide (Tl3AsSe3, also known as TAS) (CAS 16142-89-5);

6C004 Optical materials as follows (see List b.4. Zinc germanium phosphide (ZnGeP2, of Items Controlled). also known as ZGP, zinc germanium biphosphide or zinc germanium diphosphide); or License Requirements b.5. Gallium selenide (GaSe) (CAS 12024- Reason for Control: NS, AT 11-2);

Country Chart c. Non-linear optical materials, other than those Control(s) (See Supp. No. specified by 6C004.b, having any of the 1 to part 738) following: NS applies to entire entry NS Column 2 AT applies to entire entry AT Column 1 c.1. Having all of the following:

List Based License Exceptions (See Part 740 for c.1.a. Dynamic (also known as a description of all license exceptions) nonstationary) third order nonlinear susceptibility ((3), chi 3) of 10-6 m2/V2 or more; and LVS: $1500 GBS: Yes for 6C004.a and .e c.1.b. Response time of less than 1 ms; or

List of Items Controlled c.2. Second order nonlinear susceptibility ((2), chi 2) of 3.310-11 m/V or more; Related Controls: See also 6C994 Related Definitions: N/A d. “Substrate blanks” of silicon carbide or Items: beryllium beryllium (Be/Be) deposited materials,

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 55 exceeding 300 mm in diameter or major axis Items: length; a. Synthetic crystalline “laser” host material in e. Glass, including fused silica, phosphate glass, unfinished form as follows: fluorophosphate glass, zirconium fluoride (ZrF4) (CAS 7783-64-4) and hafnium fluoride (HfF4) a.1. Titanium doped sapphire; (CAS 13709-52-9) and having all of the following: a.2. [Reserved]

e.1. A hydroxyl ion (OH-) concentration of b. Rare-earth-metal doped double-clad fibers less than 5 ppm; having any of the following:

e.2. Integrated metallic purity levels of less b.1. Nominal “laser” wavelength of 975 nm than 1 ppm; and to 1,150 nm and having all of the following:

e.3. High homogeneity (index of refraction b.1.a. Average core diameter equal to variance) less than 5 x 10-6; or greater than 25 µm; and f. Synthetically produced diamond material b.1.b. Core ‘Numerical Aperture’ with an absorption of less than 10-5 cm-1 for (‘NA’) less than 0.065; or wavelengths exceeding 200 nm but not exceeding 14,000 nm. Note to 6C005.b.1: 6C005.b.1 does not apply to double-clad fibers having an inner glass cladding diameter exceeding 150 µm and not 6C005 “Laser” materials as follows (see List of exceeding 300 µm. Items Controlled). b.2. Nominal “laser” wavelength exceeding License Requirements 1,530 nm and having all of the following:

Reason for Control: NS, AT b.2.a. Average core diameter equal to or greater than 20 µm; and Country Chart Control(s) (See Supp. No. 1 b.2.b. Core ‘NA’ less than 0.1. to part 738) NS applies to entire entry NS Column 2 Technical Notes: AT applies to entire entry AT Column 1 1. For the purposes of 6C005, the core List Based License Exceptions (See Part 740 for ‘Numerical Aperture’ (‘NA’) is measured at the a description of all license exceptions) emission wavelengths of the fiber.

LVS: $1500 2. 6C005.b includes fibers assembled with GBS: N/A end caps.

List of Items Controlled 6C992 Optical sensing fibers not controlled Related Controls: N/A by 6A002.d.3 that are modified structurally to Related Definitions: N/A have a ‘beat length’ of less than 500 mm (high

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 56 birefringence) or optical sensor materials not AT applies to entire entry AT Column 1 described in 6C002.b and having a zinc content of equal to or more than 6% by ‘mole List Based License Exceptions (See Part 740 for fraction.’ a description of all license exceptions)

License Requirements LVS: N/A GBS: N/A Reason for Control: AT List of Items Controlled Country Chart Control(s) (See Supp. No. Related Controls: N/A 1 to part 738) Related Definitions: 1) ‘Fluoride fibers’ are AT applies to entire entry AT Column 1 fibers manufactured from bulk fluoride compounds. 2) ‘Optical fiber preforms’ List Based License Exceptions (See Part 740 for are bars, ingots, or rods of glass, plastic or a description of all license exceptions) other materials that have been specially processed for use in fabricating optical LVS: N/A fibers. The characteristics of the preform GBS: N/A determine the basic parameters of the resultant drawn optical fibers. List of Items Controlled Items:

Related Controls: N/A a. Low optical absorption materials, as follows: Related Definitions: ‘Mole fraction’ is defined as the ratio of moles of ZnTe to the a.1. Bulk fluoride compounds containing sum of the moles of CdTe and ZnTe present ingredients with a purity of 99.999% or better; or in the crystal. 2) ‘Beat length’ is the distance over which two orthogonally Note: 6C994.a.1 controls fluorides of polarized signals, initially in phase, must zirconium or aluminum and variants. pass in order to achieve a 2 Pi radian(s) phase difference. a.2. Bulk fluoride glass made from Items: compounds controlled by 6C004.e.1;

The list of items controlled is contained in the b. ‘Optical fiber preforms’ made from bulk ECCN heading. fluoride compounds containing ingredients with a purity of 99.999% or better, “specially designed” for the manufacture of ‘fluoride fibers’ 6C994 Optical materials, as follows (see List controlled by 6A994.b. of Items Controlled).

License Requirements D. “SOFTWARE”

Reason for Control: AT 6D001 “Software” “specially designed” for the Country Chart “development” or “production” of equipment Control(s) (See Supp. No. controlled by 6A004, 6A005, 6A008 or 6B008. 1 to part 738)

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 57

License Requirements Special Conditions for STA Reason for Control: NS, MT, RS, AT STA: License Exception STA may not be Country Chart used to ship or transmit “software” Control(s) (See Supp. No. 1 “specially designed” for the to part 738) “development” or “production” of NS applies to “software” NS Column 1 equipment specified by ECCNs for equipment controlled 6A004.c, 6A004.d, 6A008.d, by 6A004, 6A005, 6A008 6A008.h, 6A008.k, or 6B008 to any of or 6B008. the destinations listed in Country MT applies to “software” MT Column 1 Group A:6 (See Supplement No.1 to for equipment controlled part 740 of the EAR). by 6A008 or 6B008 for MT reasons. List of Items Controlled RS applies to “software” RS Column 1 for equipment controlled Related Controls: See also 6D991, and by 6A008.j.1 ECCN 6E001 (“development”) for AT applies to entire entry AT Column 1 “technology” for items controlled under this entry. Reporting Requirements Related Definitions : N/A Items: See § 743.1 of the EAR for reporting requirements for exports under License The list of items controlled is contained in the Exceptions, and Validated End-User ECCN heading. authorizations.

List Based License Exceptions (See Part 740 for 6D002 “Software” “specially designed” for a description of all license exceptions) the “use” of equipment controlled by 6A002.b, 6A008 or 6B008. TSR: Yes, except for the following: (1) Items controlled for MT reasons; License Requirements (2) “Software” “specially designed” for the “development” or Reason for Control: NS, MT, RS, AT “production” of “space qualified” Country Chart “laser” radar or Light Detection and Control(s) (See Supp. No. 1 Ranging (LIDAR) equipment to part 738) defined in 6A008.j.1; or NS applies to entire entry NS Column 1 (3) Exports or reexports to MT applies to “software” MT Column 1 destinations outside of those for equipment controlled countries listed in Country Group by 6A008 or 6B008 for A:5 (See Supplement No. 1 to part MT reasons. 740 of the EAR) of “software” RS applies to “software” RS Column 1 “specially designed” for the for equipment controlled “development” or “production” of by 6A008.j.1 equipment controlled by 6A004.c or AT applies to entire entry AT Column 1 d, 6A008.d, h, k or 6B008.

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 58

List Based License Exceptions (See Part 740 for requirements for exports under License a description of all license exceptions) Exceptions, and Validated End-User authorizations. TSR: Yes, except N/A for the following: (1) Items controlled for MT reasons; List Based License Exceptions (See Part 740 for (2) “Software” “specially designed” a description of all license exceptions) for the “use” of “space qualified” “laser” radar or Light Detection and TSR: Yes, except for 6D003.c and exports Ranging (LIDAR) equipment or reexports to destinations outside defined in 6A008.j.1; or (3) of those countries listed in Country “Software” “specially designed” for Group A:5 (See Supplement No. 1 to the “use” of commodities controlled part 740 of the EAR) of “software” by 6A002.b. for items controlled by 6D003.a.

List of Items Controlled Special Conditions for STA

Related Controls: (1) “Software” “specially STA: License Exception STA may not be designed” for the “use” of “space-qualified” used to ship or transmit software in LIDAR “equipment” “specially designed” 6D003.a to any of the destinations for surveying or for meteorological listed in Country Group A:6 (See observation, released from control under the Supplement No.1 to part 740 of the note in 6A008.j, is controlled in 6D991. (2) EAR). See also 6D102, 6D991, and 6D992. Related Definitions: N/A List of Items Controlled Items: Related Controls: See also ECCNs 6D103, The list of items controlled is contained in the 6D991, and 6D993. ECCN heading. Related Definitions: N/A Items:

6D003 Other “software” as follows (see List ACOUSTICS of Items Controlled). a. “Software” as follows: License Requirements a.1. “Software” “specially designed” for Reason for Control: NS, RS, AT acoustic beam forming for the “real-time processing” of acoustic data for passive reception Country Chart using towed hydrophone arrays; Control(s) (See Supp. No. 1 to part 738) a.2. “Source code” for the “real-time NS applies to entire entry NS Column 1 processing” of acoustic data for passive reception RS applies to paragraph c RS Column 1 using towed hydrophone arrays; AT applies to entire entry AT Column 1 a.3. “Software” “specially designed” for Reporting Requirements acoustic beam forming for the “real-time processing” of acoustic data for passive reception See § 743.1 of the EAR for reporting using bottom or bay cable systems;

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 59

a.4. “Source code” for the “real-time f.1. “Software” “specially designed” for processing” of acoustic data for passive reception magnetic and electric field “compensation using bottom or bay cable systems; systems” for magnetic sensors designed to operate on mobile platforms; a.5. “Software” or “source code”, “specially designed” for all of the following: f.2. “Software” “specially designed” for magnetic and electric field anomaly detection on a.5.a. “Real-time processing” of mobile platforms; acoustic data from sonar systems controlled by 6A001.a.1.e; and f.3. “Software” “specially designed” for “real-time processing” of electromagnetic data a.5.b. Automatically detecting, using underwater electromagnetic receivers classifying and determining the location of divers specified by 6A006.e; or swimmers; f.4. “Source code” for “real-time processing” N.B.: For diver detection “software” or of electromagnetic data using underwater “source code”, “specially designed” or modified electromagnetic receivers specified by 6A006.e; for military use, see the U.S. Munitions List of the International Traffic in Arms Regulations (ITAR) GRAVIMETERS (22 CFR part 121). g. “Software” “specially designed” to correct b. Optical sensors. None. motional influences of gravity meters or gravity gradiometers; CAMERAS RADAR c. “Software” designed or modified for cameras incorporating “focal plane arrays” specified by h. “Software” as follows: 6A002.a.3.f and designed or modified to remove a frame rate restriction and allow the camera to h.1. Air Traffic Control (ATC) “software” exceed the frame rate specified in 6A003.b.4 application “programs” designed to be hosted on Note 3.a; general purpose computers located at Air Traffic Control centers and capable of accepting radar OPTICS target data from more than four primary radars; d. “Software” specially designed to maintain the h.2. “Software” for the design or alignment and phasing of segmented mirror “production” of radomes having all of the systems consisting of mirror segments having following: a diameter or major axis length equal to or larger than 1 m; h.2.a. “Specially designed” to protect the “electronically scanned array antennae” specified e. Lasers. None. by 6A008.e; and

MAGNETIC AND ELECTRIC FIELD h.2.b. Resulting in an antenna pattern SENSORS having an ‘average side lobe level’ more than 40 dB below the peak of the main beam level. f. “Software” as follows:

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Technical Note: ‘Average side lobe level’ in (See Supp. No. 1 6D003.h.2.b is measured over the entire array to part 738) excluding the angular extent of the main beam MT applies to entire entry MT Column 1 and the first two side lobes on either side of the AT applies to entire entry AT Column 1 main beam. List Based License Exceptions (See Part 740 for a description of all license exceptions) 6D102 “Software” “specially designed” or modified for the “use” of equipment controlled TSR: N/A by 6A108. List of Items Controlled License Requirements The list of items controlled is contained in the Reason for Control: MT, AT ECCN heading.

Country Chart Control(s) (See Supp. No. 6D201 “Software” “specially designed” to 1 to part 738) enhance or release the performance MT applies to entire entry MT Column 1 characteristics of high-speed cameras and AT applies to entire entry AT Column 1 imaging devices, and components therefor, to meet or exceed the level of the performance List Based License Exceptions (See Part 740 for characteristics described in ECCN 6A203. a description of all license exceptions) License Requirements TSR: N/A Reason for Control: NP, AT List of Items Controlled Country Chart (See Related Controls: N/A Control(s) Supp. No. 1 to part Related Definitions: N/A 738) Items: NP applies to entire entry NP Column 1 AT applies to entire entry AT Column 1 The list of items controlled is contained in the ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions)

6D103 “Software” that processes post-flight, TSR: N/A recorded data, enabling determination of vehicle position throughout its flight path, List of Items Controlled “specially designed” or modified for “missiles”. Related Controls: See ECCNs 6E001 (“development”) and 6E202 (“production” License Requirements and “use”) for “technology” for items controlled under this entry. Reason for Control: MT, AT Related Definitions: N/A Items: Control(s) Country Chart

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 61 a. “Software” or encryption keys/codes “specially designed” to enhance or release the performance Related Controls: “Software” directly related characteristics of equipment not controlled by to articles enumerated or otherwise described ECCN 6A203, or not controlled for NP reasons in USML Category XVIII is subject to the by ECCN 6A003, so that such equipment meets ITAR (See 22 CFR § 121.1, Category or exceeds the performance characteristics of XVIII(f)). equipment described in ECCN 6A203. Related Definitions: N/A Items: b. “Software” or encryption keys/codes “specially designed” to enhance or release the The list of items controlled is contained in the performance characteristics of equipment ECCN heading. controlled by ECCN 6A203 or equipment controlled by ECCN 6A003 that meets or exceeds the performance characteristics described in 6D991 “Software,” n.e.s., “specially designed” ECCN 6A203. for the “development”, “production”, or “use” of commodities controlled by 6A002, 6A003, 6A991, 6A996, 6A997, or 6A998. 6D619 “Software” “specially designed” for the “development,” “production,” operation License Requirements or maintenance of commodities controlled by 6B619. Reason for Control: RS, AT

License Requirements Country Chart Control(s) (See Supp. No. Reason for Control: NS, RS, AT, UN 1 to part 738) RS applies to “software” for RS Column 1 Country Chart commodities controlled by Control(s) (See Supp. No. 1 6A002, 6A003, or 6A998.b to part 738) RS applies to “software” for RS Column 2 NS applies to entire entry NS Column 1 commodities controlled by RS applies to entire entry RS Column 1 6A998.c AT applies to entire entry AT Column 1 AT applies to entire entry, AT Column 1 UN applies to entire See § 746.1(b) except “software” for entry for UN controls commodities controlled by 6A991 List Based License Exceptions (See Part 740 for AT applies to “software” for AT Column 2 a description of all license exceptions) commodities controlled by 6A991 TSR: N/A List Based License Exceptions (See Part 740 for Special Conditions for STA a description of all license exceptions)

STA: Paragraph (c)(2) of License Exception TSR: N/A STA (§ 740.20(c)(2) of the EAR) may not be used for any item in 6D619. List of Items Controlled

List of Items Controlled Related Controls: (1) See ECCN 6D002 for

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“software” “specially designed” for the “use” Controlled). of commodities controlled under ECCN 6A002.b. (2) See ECCN 6D003.c for License Requirements “software” “specially designed” for cameras incorporating “focal plane arrays” specified Reason for Control: RS, AT by 6A002.a.3.f and “specially designed” to remove a frame rate restriction and allow the Country Chart (See camera to exceed the frame rate specified in Control(s) Supp. No. 1 to part 6A003.b.4 Note 3.a. 738) Related Definitions: N/A RS applies to 6D993.c RS Column 1 Items: RS applies to 6D993.b RS Column 2 AT applies to entire entry AT Column 1 The list of items controlled is contained in the ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions) 6D992 “Software” “specially designed” for the “development” or “production” of TSR: N/A equipment controlled by 6A992, 6A994, or 6A995. List of Items Controlled

License Requirements Related Controls: N/A Related Definitions: N/A Reason for Control: AT Items:

Country Chart a. Air Traffic Control (ATC) “software” Control(s) (See Supp. No. 1 application “programs” hosted on general to part 738) purpose computers located at Air Traffic Control AT applies to entire entry AT Column 1 centers, and capable of automatically handing over primary radar target data (if not correlated List Based License Exceptions (See Part 740 for with secondary surveillance radar (SSR) data) a description of all license exceptions) from the host ATC center to another ATC center.

TSR: N/A b. “Software” “specially designed” for seismic intrusion detection systems in 6A999.c. List of Items Controlled c. “Source Code” “specially designed” for Related Controls: N/A seismic intrusion detection systems in 6A999.c. Related Definitions: N/A Items: E. “TECHNOLOGY” The list of items controlled is contained in the ECCN heading. 6E001 “Technology” according to the General Technology Note for the 6D993 Other “software,” not controlled by “development” of equipment, materials or 6D003, as follows (see List of Items “software” controlled by 6A (except 6A991,

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6A992, 6A994, 6A995, 6A996, 6A997, 6A998, authorizations. or 6A999.c), 6B (except 6B995), 6C (except 6C992 or 6C994), or 6D (except 6D991, 6D992, List Based License Exceptions (See Part 740 for or 6D993). a description of all license exceptions)

License Requirements TSR: Yes, except for the following: (1) Items controlled for MT reasons; (2) Reason for Control: NS, MT, NP, RS, CC, “Technology” for commodities AT, UN controlled by 6A002, 6A004.e or 6A008.j.1; (3) “Technology” for Country Chart 6A003 cameras, unless for “technology” for the integration of Control(s) (See Supp. No. 6A003 cameras into camera systems 1 to part 738). “specially designed” for civil NS applies to “technology” for NS Column 1 automotive applications; (4) items controlled by 6A001 to “Technology” for “software” 6A008, 6B002 to 6B008, 6C002 “specially designed” for “space to 6C005, or 6D001 to 6D003 qualified” “laser” radar or Light MT applies to “technology” for MT Column 1 Detection and Ranging (LIDAR) items controlled by 6A002, equipment defined in 6A008.j.1 and 6A007, 6A008, 6A102, 6A107, controlled by 6D001 or 6D002; or 6A108, 6B008, 6B108, 6D001, (5) Exports or reexports to 6D002, 6D102 or 6D103 for MT destinations outside of those reasons countries listed in Country Group NP applies to “technology” for NP Column 1 A:5 (See Supplement No. 1 to part items controlled by 6A003, 740 of the EAR) of “technology” for 6A005, 6A202, 6A203, 6A205, the “development” of the following: 6A225, 6A226, 6D001, or (a) Items controlled by 6A001.a.1.b, 6D201 for NP reasons 6A001.a.1.e, 6A001.a.2.a.1, RS applies to “technology” for RS Column 1 6A001.a.2.a.2, 6A001.a.2.a.3, items controlled by 6A002.a.1, 6A001.a.2.a.5, 6A001.a.2.a.6, .a.2, .a.3, .c, or .f, 6A003.b.3 or 6A001.a.2.b, 6A001.a.2.d, .b.4, or 6A008.j.1 6A001.a.2.e., 6A004.c, 6A004.d, CC applies to “technology” for CC Column 1 6A006.a.2, 6A006.c.1, 6A006.d, equipment controlled by 6A002 6A006.e, 6A008.d, 6A008.h, for CC reasons 6A008.k, 6B008, or 6D003.a; (b) AT applies to entire entry AT Column 1 Equipment controlled by UN applies to “technology” for See § 746.1(b) 6A001.a.2.c or 6A001.a.2.f when equipment controlled by 6A002 for UN “specially designed” for real time or 6A003 for UN reasons controls. applications; or (c) “Software” controlled by 6D001 and “specially designed” for the “development” or Reporting Requirements “production” of equipment controlled by 6B008, or 6D003.a. See § 743.1 of the EAR for reporting requirements for exports under License Special Conditions for STA Exceptions, and Validated End-User

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STA: License Exception STA may not be equipment controlled by 6A001 used to ship or transmit any to 6A008, 6B002 to 6B008, or technology in this entry to any of the 6C002 to 6C005 destinations listed in Country Group MT applies to “technology” for MT Column 1 A:6 (See Supplement No.1 to part equipment controlled by 740 of the EAR). 6A002, 6A007, 6A008, 6A102, 6A107, 6A108, 6B008, or List of Items Controlled 6B108 for MT reasons NP applies to “technology” for NP Column 1 Related Controls: (1) Technical data directly items controlled by 6A003, related to satellites and all other items 6A005, 6A202, 6A203, 6A205, described in USML Category XV are subject 6A225 or 6A226 for NP to the ITAR under USML Category XV(f). reasons (2) Technical data directly related to laser RS applies to “technology” for RS Column 1 systems, infrared imaging systems, and all items controlled by 6A002.a.1, other items described in USML Category XII .a.2, .a.3, .c, or .f, 6A003.b.3 or are subject to the ITAR under USML .b.4, or 6A008.j.1 Category XII(f). (3) Technical data directly CC applies to “technology” for CC Column 1 related to read-out integrated circuits equipment controlled by 6A002 described in USML Categories XII(e) or for CC reasons XV(e)(3) is subject to the ITAR under USML AT applies to entire entry AT Column 1 Categories XII(f) or XV(f), respectively. (4) UN applies to “technology” for See §746.1(b) See also 6E101, 6E201, and 6E991. equipment controlled by 6A002 for UN controls Related Definitions: N/A or 6A003 for UN reasons. Items: Reporting Requirements The list of items controlled is contained in the ECCN heading. See § 743.1 of the EAR for reporting requirements for exports under License 6E002 “Technology” according to the Exceptions, and Validated End-User General Technology Note for the authorizations. “production” of equipment or materials controlled by 6A (except 6A991, 6A992, List Based License Exceptions (See Part 740 for 6A994, 6A995, 6A996, 6A997, 6A998 or a description of all license exceptions) 6A999.c), 6B (except 6B995) or 6C (except 6C992 or 6C994). TSR: Yes, except for the following: (1) Items controlled for MT reasons; License Requirements (2) “Technology” for commodities controlled by 6A002, 6A004.e, or Reason for Control: NS, MT, NP, RS, CC, 6A008.j.1; AT, UN (3) “Technology” for 6A003 cameras, unless for “technology” for Country Chart the integration of 6A003 cameras Control(s) (See Supp. No. into camera systems “specially 1 to part 738) designed” for civil automotive applications ; or NS applies to “technology” for NS Column 1 (4) Exports or reexports to

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destinations outside of those See also 6E992. countries listed in Country Group Related Definitions: N/A A:5 (See Supplement No. 1 to part Items: 740 of the EAR) of “technology” for the “production” of the following: (a) The list of items controlled is contained in the Items controlled by 6A001.a.1.b, ECCN heading. 6A001.a.1.e, 6A001.a.2.a.1, 6A001.a.2.a.2, 6A001.a.2.a.3, 6A001.a.2.a.5, 6A001.a.2.a.6, 6A001.a.2.b, 6A004.c, 6A004.d, 6E003 Other “technology” as follows (see 6A006.a.2, 6A006.c.1, 6A006.d, List of Items Controlled). 6A006.e, 6A008.d, 6A008.h, 6A008.k, or 6B008; and (b) Items License Requirements controlled by 6A001.a.2.c or 6A001.a.2.f when “specially Reason for Control: NS, AT designed” for real time applications. Country Chart Special Conditions for STA Control(s) (See Supp. No. 1 to part 738) STA: License Exception STA may not be NS applies to entire entry NS Column 1 used to ship or transmit “technology” AT applies to entire entry AT Column 1 according to the General Technology Note for the “production” of equipment List Based License Exceptions (See Part 740 for specified in the STA exclusion a description of all license exceptions) paragraphs found in the License Exception sections of by ECCNs TSR: Yes 6A001, 6A002, 6A003, 6A004, 6A006, 6A008, or 6B008 to any of the List of Items Controlled destinations listed in Country Group A:6 (See Supplement No.1 to part 740 Related Controls: See also 6E993 of the EAR). Related Definitions: N/A Items: List of Items Controlled ACOUSTICS Related Controls: (1) Technical data directly related to satellites and all other items a. [Reserved] described in USML Category XV are subject to the ITAR under USML Category XV(f). OPTICAL SENSORS (2) Technical data directly related to laser systems, infrared imaging systems, and all b. [Reserved] other items described in USML Category XII are subject to the ITAR under USML CAMERAS Category XII(f). (3) Technical data directly related to read-out integrated circuits c. [Reserved] described in USML Categories XII(e) or XV(e)(3) is subject to the ITAR under USML OPTICS Categories XII(f) or XV(f), respectively. (4)

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 6—page 66 d. “Technology” as follows: equipment or “software” controlled by 6A002, 6A007.b and .c, 6A008, 6A102, 6A107, 6A108, d.1. “Technology” “required” for the coating 6B108, 6D102 or 6D103. and treatment of optical surfaces to achieve an ‘optical thickness’ uniformity of 99.5% or better License Requirements for optical coatings 500 mm or more in diameter or major axis length and with a total loss Reason for Control: MT, AT (absorption and scatter) of less than 5 x 10-3; Country Chart N.B.: See also 2E003.f. Control(s) (See Supp. No. 1 to part 738) Technical Note: ‘Optical thickness’ is MT applies to entire entry MT Column 1 the mathematical product of the index of AT applies to entire entry AT Column 1 refraction and the physical thickness of the coating. List Based License Exceptions (See Part 740 for a description of all license exceptions) d.2. “Technology” for the fabrication of optics using single point diamond turning TSR: N/A techniques to produce surface finish “accuracies” of better than 10 nm rms on non-planar surfaces List of Items Controlled exceeding 0.5 m2; Related Controls: N/A LASERS Related Definitions: 1.) This entry only controls “technology” for equipment e. “Technology” “required” for the controlled by 6A008 when it is designed “development,” “production” or “use” of for airborne applications and is usable in “specially designed” diagnostic instruments or “missiles”. 2.) This entry only controls targets in test facilities for “SHPL” testing or “technology” for items in 6A002.a.1 and testing or evaluation of materials irradiated by a.3 that are “specially designed” or “SHPL” beams; modified to protect “missiles” against nuclear effects (e.g., Electromagnetic Pulse MAGNETIC AND ELECTRIC FIELD (EMP), X-rays, combined blast and SENSORS thermal effects), and usable for “missiles.” 3.) This entry only controls “technology” f. [Reserved] for items in 6A007.b and .c when the accuracies in 6A007.b.1 and b.2 are met or GRAVIMETERS exceeded. Items: g. [Reserved] The list of items controlled is contained in the RADAR ECCN heading. h. [Reserved] 6E201 “Technology” according to the General Technology Note for the “use” of 6E101 “Technology” according to the equipment controlled by 6A003.a.3, General Technology Note for the “use” of 6A003.a.4; 6A005.a.2, 6A005.b.2.b, 6A005.b.3,

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6A005.b.4.b.2, 6A005.b.6.c, 6A005.c.1.b, AT applies to entire entry AT Column 1 6A005.c.2.b, 6A005.d.2, 6A005.d.3.c, or 6A005.d.4.c (that meet or exceed the List Based License Exceptions (See Part 740 for parameters of 6A205); 6A202, 6A203, 6A205, a description of all license exceptions) 6A225 or 6A226. TSR: N/A License Requirements List of Items Controlled Reason for Control: NP, AT Related Controls: N/A Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 to Items: part 738) NP applies to entire entry NP Column 1 The list of items controlled is contained in the AT applies to entire entry AT Column 1 ECCN heading.

List Based License Exceptions (See Part 740 for a description of all license exceptions) 6E619 “Technology” “required” for the “development,” “production,” operation, TSR: N/A installation, maintenance, repair, overhaul or refurbishing of commodities controlled by List of Items Controlled 6B619 or “software” controlled by 6D619.

Related Controls: N/A License Requirements Related Definitions: N/A ECCN Controls: This entry only controls Reason for Control: NS, RS, AT, UN “technology” for “lasers” in 6A005 that are controlled for NP reasons. Country Chart Items: Control(s) (See Supp. No. 1 to part 738) The list of items controlled is contained in the NS applies to entire entry NS Column 1 ECCN heading. RS applies to entire entry RS Column 1 AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) 6E202 “Technology” according to the for UN controls General Technology Note for the “production” or “use” of “software” List Based License Exceptions (See Part 740 for controlled by 6D201. a description of all license exceptions)

License Requirements TSR: N/A

Reason for Control: NP, AT Special Conditions for STA

Country Chart STA: Paragraph (c)(2) of License Control(s) (See Supp. No. 1 to Exception STA (§ 740.20(c)(2) of the part 738) EAR) may not be used for any item NP applies to entire entry NP Column 1 in 6E619.

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Related Definitions: N/A List of Items Controlled Items:

Related Controls: Technical data directly The list of items controlled is contained in the related to articles enumerated or otherwise ECCN heading. described in USML Category XVIII are subject to the ITAR (See 22 CFR § 121.1, Category XVIII(f)). 6E992 “Technology” for the “development” Related Definitions: N/A or “production” of equipment, materials or Items: “software” controlled by 6A992, 6A994, or 6A995, 6B995, 6C992, 6C994, or 6D993. The list of items controlled is contained in the ECCN heading. License Requirements

Reason for Control: AT 6E991 “Technology” for the “development”, “production” or “use” of equipment Country Chart (See controlled by 6A991, 6A996, 6A997, 6A998 Control(s) Supp. No. 1 to part or 6A99.c. 738) AT applies to entire entry AT Column 1 License Requirements List Based License Exceptions (See Part 740 for Reason for Control: RS, AT a description of all license exceptions)

Country Chart (See TSR: N/A Control(s) Supp. No. 1 to part 738) List of Items Controlled RS applies to “technology” RS Column 1 for equipment controlled by Related Controls: N/A 6A998.b, 6A998.c and Related Definitions: N/A 6A999.c. Items: AT applies to entire entry AT Column 1 except “technology” for The list of items controlled is contained in the equipment controlled by ECCN heading. 6A991 AT applies to “technology” AT Column 2 for equipment controlled by 6E993 Other “technology”, not controlled by 6A991 6E003, as follows (see List of Items Controlled). List Based License Exceptions (See Part 740 for a description of all license exceptions) License Requirements

TSR: N/A Reason for Control: RS, AT

List of Items Controlled Country Chart (See Control(s) Supp. No. 1 to part Related Controls: N/A 738)

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RS applies to 6E993.e RS Column 1 fluxgate “magnetometers” or non-triaxial AT applies to entire entry AT Column 1 fluxgate “magnetometer” systems, having any of the following: List Based License Exceptions (See Part 740 for a description of all license exceptions) d.1. ‘Sensitivity’ lower (better) than 0.05 nT (rms) per square root Hz at frequencies of less TSR: N/A than 1 Hz; or

List of Items Controlled d.2. ‘Sensitivity’ lower (better) than 1 x 10-3 nT (rms) per square root Hz at frequencies of 1 Related Controls: N/A Hz or more. Related Definitions: N/A Items: e. “Technology” “required” for the “development” or “production” of infrared up- a. Optical fabrication technologies for serially conversion devices having all of the following: producing optical “parts” and “components” at a rate exceeding 10 m2 of surface area per year on e.1. A response in the wavelength range any single spindle and having all of the following: exceeding 700 nm but not exceeding 1500 nm; and a.1. Area exceeding 1 m2; and e.2. A combination of an infrared a.2. Surface figure exceeding λ/10 (rms) at photodector, light emitting diode (OLED), and the designed wavelength; nanocrystal to convert infrared light into visible light. b. “Technology” for optical filters with a bandwidth equal to or less than 10 nm, a field of Technical Note: For the purposes of view (FOV) exceeding 40 and a resolution 6E993, ‘sensitivity’ (or noise level) is the root exceeding 0.75 line pairs per milliradian; mean square of the device-limited noise floor which is the lowest signal that can be measured. c. “Technology” for the “development” or “production” of cameras controlled by 6A993; EAR99 Items subject to the EAR that are not d. “Technology” “required” for the elsewhere specified in this CCL Category or in “development” or “production” of non-triaxial any other category in the CCL are designated by the number EAR99.

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CATEGORY 7 - NAVIGATION AND accelerometers that are “specially AVIONICS designed” and developed as Measurement While Drilling (MWD) sensors for use in downhole well service applications. A. “END ITEMS,” “EQUIPMENT,” Related Definitions: N/A “ACCESSORIES,” “ATTACHMENTS,” Items: “PARTS,” “COMPONENTS,” AND “SYSTEMS” a. Linear accelerometers having any of the following:

N.B.1: For automatic pilots for underwater a.1. Specified to function at linear vehicles, see Category 8. For radar, see acceleration levels less than or equal to 15 g and Category 6. having any of the following:

a.1.a. A “bias” “stability” of less 7A001 Accelerometers as follows (see List of (better) than 130 micro g with respect to a fixed Items Controlled) and “specially designed” calibration value over a period of one year; or “components” therefor. a.1.b. A “scale factor” “stability” of less License Requirements (better) than 130 ppm with respect to a fixed calibration value over a period of one year; Reason for Control: NS, MT, AT a.2. Specified to function at linear Country acceleration levels exceeding 15 g but less than Chart (See or equal to 100 g and having all of the following: Control(s) Supp. No. 1 to part 738) a.2.a. A “bias” “repeatability” of less NS applies to entire entry NS Column 1 (better) than 1,250 micro g over a period of one MT applies to commodities MT Column year; and that meet or exceed the 1 parameters of 7A101. a.2.b. A “scale factor” “repeatability” AT applies to entire entry AT Column 1 of less (better) than 1,250 ppm over a period of one year; or List Based License Exceptions (See Part 740 for a description of all license exceptions) a.3. Designed for use in inertial navigation or guidance systems and specified to function at LVS: N/A linear acceleration levels exceeding 100 g; GBS: N/A Note: 7A001.a.1 and 7A001.a.2 do not List of Items Controlled apply to accelerometers limited to measurement of only vibration or shock. Related Controls: (1) See USML Category XII(e) for accelerometers subject to the b. Angular or rotational accelerometers, ITAR. (2) See also ECCNs 7A101, specified to function at linear acceleration levels 7A611, and 7A994. (3) For angular or exceeding 100 g. rotational accelerometers, see ECCN 7A001.b. (4) MT controls do not apply to

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7A002 Gyros or angular rate sensors, having of the following: any of the following, and “specially designed” “components” therefor. a.1. An angular rate range of less than 500 degrees per second and having any of the License Requirements following:

Reason for Control: NS, MT, AT a.1.a. A “bias” “stability” of less (better) than 0.5 degree per hour, when Country measured in a 1 g environment over a period of Chart (See one month, and with respect to a fixed Control(s) Supp. No. 1 to calibration value; or part 738) NS applies to entire entry NS Column 1 a.1.b. An “angle random walk” of less MT applies to commodities MT Column 1 (better) than or equal to 0.0035 degree per that meet or exceed the square root hour; or parameters of 7A102. AT applies to entire entry AT Column 1 Note: 7A002.a.1.b does not control “spinning mass gyros”. License Requirement Note: For the purpose of MT controls only, the term ‘stability’ a.2. An angular rate range greater than or is defined as a measure of the ability of a specific equal to 500 degrees per second and having any mechanism or performance coefficient to remain of the following: invariant when continuously exposed to a fixed operating condition. (This definition does not a.2.a. A “bias” “stability” of less refer to dynamic or servo stability.) (IEEE STD (better) than 4 degrees per hour, when measured 528-2001 paragraph 2.247) in a 1 g environment over a period of three minutes, and with respect to a fixed calibration List Based License Exceptions (See Part 740 value; or for a description of all license exceptions) a.2.b. An “angle random walk” of less LVS: N/A (better) than or equal to 0.1 degree per square GBS: N/A root hour; or

Note: 7A002.a.2.b does not apply to List of Items Controlled “spinning mass gyros”.

Related Controls: (1) See USML Category b. Specified to function at linear acceleration XII(e) for gyros or angular rate sensors levels exceeding 100 g. subject to the ITAR. (2) See also ECCNs 7A102, 7A611, and 7A994. (3) For angular or rotational accelerometers, see 7A003 ‘Inertial measurement equipment or ECCN 7A001.b. systems’, having any of the following. Related Definitions: N/A Items: License Requirements a. Specified to function at linear acceleration Reason for Control: NS, MT, AT levels less than or equal to 100 g and having any

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Country Chart Arrangement Participating States, see Control(s) (See Supp. No. Supplement No. 1 to part 743 of the EAR.. 1 to part 738) NS applies to entire entry NS Column 1 Technical Note: ‘Positional aiding references’ MT applies to MT Column 1 independently provide position, and include: commodities in 7A003.d that meet or exceed the a. “Satellite navigation system”; parameters of 7A103 AT applies to entire entry AT Column 1 b.”Data-Based Referenced Navigation” (“DBRN”).

List Based License Exceptions (See Part 740 a. Designed for “aircraft”, land vehicles or for a description of all license exceptions) vessels, providing position without the use of ‘positional aiding references’, and having any of LVS: N/A the following “accuracies” subsequent to normal GBS: N/A alignment:

a.1. 0.8 nautical miles per hour (nm/hr) List of Items Controlled “Circular Error Probable” (“CEP”) rate or less (better); Related Controls: (1) See also ECCNs 7A103, 7A611, and 7A994. (2) See a.2. 0.5% distanced travelled “CEP” or less USML Category XII(d) for guidance or (better); or navigation systems subject to the ITAR. Related Definitions: N/A a.3. Total drift of 1 nautical mile “CEP” or Items: less (better) in a 24 hr period;

Note 1: ‘Inertial measurement equipment or Technical Note: The performance systems’ incorporate accelerometers or parameters in 7A003.a.1, 7A003.a.2 and gyroscopes to measure changes in velocity and 7A003.a.3 typically apply to ‘inertia orientation in order to determine or maintain measurement equipment or systems’ designed heading or position without requiring an for “aircraft”, vehicles and vessels, external reference once aligned. ‘Inertial respectively. These parameters result from the measurement equipment or systems’ include: utilization of specialized non-positional aiding references (e.g., altimeter, odometer, velocity - Attitude and Heading Reference log). As a consequence, the specified Systems (AHRSs); performance values cannot be readily converted - Gyrocompasses; between these parameters. Equipment designed - Inertial Measurement Units (IMUs); for multiple platforms are evaluated against - Inertial Navigation Systems (INSs); each applicable entry 7A003.a.1, 7A003.a.2, or - Inertial Reference Systems (IRSs); 7A003.a.3. - Inertial Reference Units (IRUs). b. Designed for “aircraft”, land vehicles or Note 2: 7A003 does not apply to ‘inertial vessels, with an embedded ‘positional aiding measurement equipment or systems’ which are reference’ and providing position after loss of all certified for use on “civil aircraft” by civil ‘positional aiding references’ for a period of up aviation authorities of one or more Wassenaar

Export Administration Regulations Bureau of Industry and Security December 4, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 7—page 4 to 4 minutes, having an “accuracy” of less therefor, as follows (see List of Items (better) than 10 meters “CEP”; Controlled).

Technical Note: 7A003.b refers to systems License Requirements in which ‘inertial measurement equipment or systems’ and other independent ‘positional Reason for Control: NS, MT, AT aiding references’ are built into a single unit (i.e., embedded) in order to achieve improved Country Chart performance. Control(s) (See Supp. No. 1 to part 738) c. Designed for “aircraft”, land vehicles or NS applies to entire entry NS Column 1 vessels, providing heading or True North MT applies to entire entry MT Column 1 determination and having any of the following: AT applies to entire entry AT Column 1

c.1. A maximum operating angular rate less List Based License Exceptions (See Part 740 (lower) than 500 deg/s and a heading “accuracy” for a description of all license exceptions) without the use of ‘positional aiding references’ equal to or less (better) than 0.07 deg sec (Lat) LVS: N/A (equivalent to 6 arc minutes rms at 45 degrees GBS: N/A latitude); or List of Items Controlled c.2. A maximum operating angular rate equal to or greater (higher) than 500 deg/s and a Related Controls: (1) See USML Category heading “accuracy” without the use of XV for certain ‘star trackers’ that are ‘positional aiding references’ equal to or less “subject to the ITAR” (see 22 CFR parts (better) than 0.2 deg sec (Lat) (equivalent to 17 120 through 130). (2) See also 7A104 and arc minutes rms at 45 degrees latitude); 7A994. Related Definitions: N/A d. Providing acceleration measurements or Items: angular rate measurements, in more than one dimension, and having any of the following: a. ‘Star trackers’ with a specified azimuth “accuracy” of equal to or less (better) than 20 d.1. Performance specified by 7A001 or seconds of arc throughout the specified lifetime 7A002 along any axis, without the use of any of the equipment; aiding references; or b. “Components” “specially designed” for d.2. Being “space-qualified” and providing equipment specified in 7A004.a as follows: angular rate measurements having an “angle random walk” along any axis of less (better) than b.1. Optical heads or baffles; or equal to 0.1 degree per square root hour. b.2. Data processing units. Note: 7A003.d.2 does not apply to ‘inertial measurement equipment or systems’ that Technical Note: ‘Star trackers’ are also contain “spinning mass gyros” as the only type referred to as stellar attitude sensors or gyro- of gyro. astro compasses.

7A004 ‘Star trackers’ and “components”

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7A005 “Satellite navigation system” ITAR and USML Category XI(c)(10) for receiving equipment having any of the antennae that are subject to the ITAR. (3) following and “specially designed” Items that otherwise would be covered by “components” therefor. ECCN 7A005.a are “subject to the ITAR” (see 22 CFR parts 120 through 130). License Requirements Related Definitions: N/A

Items: Reason for Control: NS, MT and AT

a. Employing a decryption algorithm “specially Country Chart designed” or modified for government use to Control(s) (See Supp. No. 1 access the ranging code for position and time; or to part 738)

NS applies to NS Column 1 b. Employing ‘adaptive antenna systems’. 7A005.b

MT applies to MT Column 1 commodities in Note: 7A005.b does not apply to “satellite 7A005.b that meet navigation system” receiving equipment that or exceed the only uses “components” designed to filter, parameters of switch, or combine signals from multiple omni- 7A105. directional antennas that do not implement AT applies to AT Column 1 adaptive antenna techniques. 7A005.b

Technical Note: For the purposes of 7A005.b List Based License Exceptions (See Part 740 ‘adaptive antenna systems’ dynamically for a description of all license exceptions) generate one or more spatial nulls in an antenna array pattern by signal processing in the time

domain or frequency domain. LVS: N/A

GBS: N/A 7A006 Airborne altimeters operating at

frequencies other than 4.2 to 4.4 GHz List of Items Controlled inclusive and having any of the following (see List of Items Controlled). Related Controls: (1) See also ECCNs 7A105, 7A611 and 7A994. Commercially License Requirements available “satellite navigation system” receivers do not typically employ Reason for Control: NS, MT, AT decryption or adaptive antennae and are classified as 7A994. (2) See USML Country Control(s) Category XII(d) for “satellite navigation Chart (See system” receiving equipment subject to the

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Supp. No. 1 to Country Chart part 738) Control(s) (See Supp. No. NS applies to entire entry NS Column 1 1 to part 738) MT applies to commodities MT Column 1 NS applies to entire entry NS Column 2 in this entry that meet or AT applies to entire entry AT Column 1 exceed the parameters of 7A106 List Based License Exceptions (See Part 740 AT applies to entire entry AT Column 1 for a description of all license exceptions)

List Based License Exceptions (See Part 740 LVS: N/A for a description of all license exceptions) GBS: N/A

LVS: N/A List of Items Controlled GBS: N/A Related Controls: 7A008 does not control List of Items Controlled systems “specially designed” for installation on surface vessels or systems Related Controls: See also 7A106, 7A994 requiring acoustic beacons or buoys to and Category 6 for controls on radar. provide positioning data. See 6A001.a for Related Definitions: N/A acoustic systems, and 6A001.b for Items: correlation-velocity and Doppler- velocity sonar log equipment. See 8A002 for a. ‘Power management’; or other marine systems. Related Definitions: N/A Technical Note: ‘Power management’ is Items: changing the transmitted power of the altimeter signal so that received power at the “aircraft” The list of items controlled is contained in the altitude is always at the minimum necessary to ECCN heading. determine the altitude. b. Using phase shift key modulation. 7A101 Accelerometers, other than those controlled by 7A001 (see List of Items Controlled), and “specially designed” “parts” 7A008 Underwater sonar navigation systems and “components” therefor. using Doppler velocity or correlation velocity logs integrated with a heading source and License Requirements having a positioning “accuracy” of equal to or less (better) than 3% of distance traveled Reason for Control: MT, AT “Circular Error Probable” (“CEP”) and “specially designed” “components” therefor. Country Chart Control(s) (See Supp. No. License Requirements 1 to part 738) MT applies to entire entry MT Column 1 Reason for Control: NS, AT AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for a description of all license exceptions)

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7A002 (see List of Items Controlled), and LVS: N/A “specially designed” “parts” and GBS: N/A “components” therefor.

List of Items Controlled License Requirements

Related Controls: (1) See USML Category Reason for Control: MT, AT XII(e) for accelerometers subject to the ITAR. (2) See also ECCNs 7A101 and Country Chart 7A611. (3) This entry does not control Control(s) (See Supp. No. accelerometers that are “specially 1 to part 738) designed” and developed as MWD MT applies to entire entry MT Column 1 (Measurement While Drilling) sensors for AT applies to entire entry AT Column 1 use in downhole well service operations. Related Definitions: N/A List Based License Exceptions (See Part 740 Items: for a description of all license exceptions) a. Linear accelerometers designed for use in LVS: N/A inertial navigation systems or in guidance GBS: N/A systems of all types, usable in “missiles” having all of the following characteristics, and List of Items Controlled “specially designed” “parts” and “components” therefor: Related Controls: (1) See USML Category XII(e) for gyros or angular rate sensors a.1. ‘Scale factor’ “repeatability” less subject to the ITAR. (2) See also ECCNs (better) than 1250 ppm; and 7A002, 7A611, and 7A994. Related Definitions: 1.) Drift rate is defined a.2. ‘Bias’ “repeatability” less (better) than as the time rate of output deviation from 1250 micro g. the desired output. It consists of random and systematic components and is Note: The measurement of ‘bias’ and ‘scale expressed as an equivalent angular factor’ refers to one sigma standard deviation displacement per unit time with respect to with respect to a fixed calibration over a period inertial space. 2.) Stability is defined as of one year. standard deviation (1 sigma) of the variation of a particular parameter from its calibrated value measured under stable b. Accelerometers of any type, designed for use temperature conditions. This can be in inertial navigation systems or in guidance expressed as a function of time. systems of all types, specified to function at Items: acceleration levels greater than 100 g. a. All types of gyros, usable in rockets, Note to paragraph (b): This paragraph (b) missiles, or unmanned aerial vehicles capable of does not include accelerometers that are achieving a “range” equal to or greater than 300 designed to measure vibration or shock. km, with a rated “drift rate” ‘stability’ of less than 0.5 degrees (1 sigma or rms) per hour in a 1 g environment. 7A102 Gyros, other than those controlled by

Export Administration Regulations Bureau of Industry and Security December 4, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 7—page 8 b. Gyros of any type, designed for use in inertial (see 22 CFR parts 120 through 130). navigation systems or in guidance systems of all Related Definitions: ‘Inertial measurement types, specified to function at acceleration levels equipment or systems’ specified in greater than 100 g. 7A103.a. incorporate accelerometers or gyros to measure changes in velocity and Technical Note: In this entry, the term orientation in order to determine or ‘stability’ is defined as a measure of the ability maintain heading or position without of a specific mechanism or performance requiring an external reference once coefficient to remain invariant when aligned. continuously exposed to a fixed operating Items: condition. (This definition does not refer to dynamic or servo stability.) (IEEE STD 528- a. ‘Inertial measurement equipment or systems’ 2001 paragraph 2.247) using accelerometers or gyros controlled by 7A001, 7A002, 7A101 or 7A102, and “specially designed” “parts” and “components” therefor; 7A103 Instrumentation, navigation equipment and systems, other than those Note 1: 7A103.a does not control equipment controlled by 7A003, and “specially containing accelerometers “specially designed” “parts” and “components” designed” and developed as MWD therefor, as follows (see List of Items (Measurement While Drilling) sensors for use in Controlled). down-hole well services operations.

License Requirements Note 2: 7A103.a does not control inertial or other equipment using accelerometers or gyros Reason for Control: MT, AT controlled by 7A001 or 7A002 that are only NS controlled. Country Chart Control(s) (See Supp. No. Note 3: 7A103.a. includes Attitude and 1 to part 738) Heading Reference Systems (AHRSs), MT applies to entire entry MT Column 1 gyrocompasses, Inertial Measurement Units AT applies to entire entry AT Column 1 (IMUs), Inertial Navigations Systems (INSs), Inertial Reference Systems (IRSs), and Inertial List Based License Exceptions (See Part 740 Reference Units (IRUs). for a description of all license exceptions) b. Integrated flight instrument systems, which LVS: N/A include gyrostabilizers or automatic pilots, GBS: N/A designed or modified for use in rockets, missiles, or unmanned aerial vehicles capable of List of Items Controlled achieving a “range” equal to or greater than 300 km, and “specially designed” “parts” and Related Controls: (1) See ECCN 7A003 “components” therefor. and 7A994. (2) Inertial navigation systems and inertial equipment, and c. Integrated Navigation Systems, designed or “specially designed” “parts” and modified for use in rockets, missiles, or “components” therefor specifically unmanned aerial vehicles capable of achieving a designed, modified or configured for “range” equal to or greater than 300 km and military use are “subject to the ITAR” capable of providing a navigational accuracy of

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200m Circular Error Probable (CEP) or less. are “subject to the ITAR” (see 22 CFR parts 120 through 130). (2) This entry Technical Note: An ‘integrated navigation controls “specially designed” “parts” and system’ typically incorporates the following “components” for gyro-astro compasses “parts” and “components”: and other devices controlled by 7A004. Related Definitions: N/A 1. An inertial measurement device (e.g., an Items: attitude and heading reference system, inertial reference unit, or inertial navigation system); The list of items controlled is contained in the ECCN heading. 2. One or more external sensors used to update the position and/or velocity, either periodically or continuously throughout the 7A105 Receiving equipment for ‘navigation flight (e.g., satellite navigation receiver, radar satellite systems’, having any of the following altimeter, and/or Doppler radar); and characteristics (see List of Items Controlled), and “specially designed” “parts” and 3. Integration hardware and software. “components” therefor.

License Requirements 7A104 Gyro-astro compasses and other devices, other than those controlled by Reason for Control: MT, AT 7A004, which derive position or orientation by means of automatically tracking celestial Country Chart bodies or satellites and “specially designed” Control(s) (See Supp. No. “parts” and “components” therefor. 1 to part 738) MT applies to entire entry MT Column 1 License Requirements AT applies to entire entry AT Column 1

Reason for Control: MT, AT List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart Control(s) (See Supp. No. LVS: N/A 1 to part 738) GBS: N/A MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 List of Items Controlled

List Based License Exceptions (See Part 740 Related Controls: (1) See also 7A005, for a description of all license exceptions) 7A611 and 7A994. (2) See USML Category XII(d) for GNSS receiving LVS: N/A equipment subject to the ITAR and USML GBS: N/A Category XI(c)(10) for antennae that are subject to the ITAR. (3) Items that otherwise would be covered by ECCN List of Items Controlled 7A105.b.2 are “subject to the ITAR” (see 22 CFR parts 120 through 130). (4) See Related Controls: (1) See USML Categories USML Category XII(d) for GPS receiving IV and XV for certain ‘star trackers’ that

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equipment in 7A105.a, b.1 and b.3 that are therefor. subject to the ITAR. Related Definitions: ‘Navigation satellite License Requirements systems’ include Global Navigation Satellite Systems (GNSS; e.g. GPS, Reason for Control: MT, AT GLONASS, Galileo or BeiDou) and Regional Navigation Satellite Systems Country Chart (RNSS; e.g. NavIC, QZSS). Control(s) (See Supp. No. Items: 1 to part 738) MT applies to entire entry MT Column 1 a. Designed or modified for use in “missiles”; or AT applies to entire entry AT Column 1 b. Designed or modified for airborne List Based License Exceptions (See Part 740 applications and having any of the following: for a description of all license exceptions)

b.1. Capable of providing navigation LVS: N/A information at speeds in excess of GBS: N/A 600 m/s; List of Items Controlled b.2. Employing decryption, designed or modified for military or governmental services, Related Controls: N/A to gain access to a ‘navigation satellite system’ Related Definitions: N/A secure signal/data; or Items:

b.3. Being “specially designed” to employ a. Internal tilt compensation in pitch (+/-90 anti-jam features (e.g., null steering antenna or degrees) and roll (+/-180 degrees) axes; electronically steerable antenna) to function in an environment of active or passive b. Azimuthal accuracy better (less) than 0.5 countermeasures. degrees rms at latitudes of +/-80 degrees, referenced to local magnetic field; and Note: 7A105.b.2 and 7A105.b.3 do not control equipment designed for commercial, civil or c. Designed or modified to be integrated with Safety of Life (e.g., data integrity, flight safety) flight control and navigation systems. 'navigation satellite system' services. Note: Flight control and navigation systems in 7A107 include gyrostabilizers, automatic 7A106 Altimeters, other than those pilots and inertial navigation systems. controlled by 7A006, of radar or laser radar type, designed or modified for use in “missiles”. (These items are “subject to the 7A115 Passive sensors for determining ITAR”. See 22 CFR parts 120 through 130.) bearing to specific electromagnetic sources (direction finding equipment) or terrain characteristics, designed or modified for use 7A107 Three axis magnetic heading sensors in “missiles”. (These items are “subject to the having all of the following characteristics (see ITAR”. See 22 CFR parts 120 through 130.) List of Items Controlled), and “specially designed” “parts” and “components”

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7A116 Flight control systems and “parts” c. Flight control servo valves designed of and “components”, as follows (see List of modified for the systems in 7A116.a or 7A116.b, Items Controlled). and designed or modified to operate in a vibration environment greater than 10 g rms License Requirements over the entire range between 20Hz and 2 kHz.

Reason for Control: MT, AT Note: This entry includes the systems, equipment and valves designed or modified to Country Chart enable operation of manned aircraft as Control(s) (See Supp. No. unmanned aerial vehicles. 1 to part 738) MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 7A117 “Guidance sets” capable of achieving system accuracy of 3.33% or less of the range List Based License Exceptions (See Part 740 (e.g., a “CEP” of 10 km or less at a range of for a description of all license exceptions) 300 km). (These items are “subject to the ITAR”. See 22 CFR parts 120 through 130.) LVS: N/A GBS: N/A 7A611 Military fire control, laser, imaging, List of Items Controlled and guidance equipment, as follows (see List of Items Controlled). Related Controls: (1) See 9A610.r and 9A610.s for items designed or modified License Requirements for military UAVs. (2) See USML Category IV for items “specially Reason for Control: NS, MT, RS, AT, UN designed” for use in rockets or missiles that are “subject to the ITAR.” Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) NS applies to entire entry NS Column 1 a. Pneumatic, hydraulic, mechanical, electro- except 7A611.y optical, or electromechanical flight control MT applies to MT Column 1 systems (including fly-by-wire and fly-by-light commodities in 7A611.a systems) designed or modified for UAVs that meet or exceed the capable of delivering at least 500 kilograms of parameters in 7A103.b payload to a range of at least 300 km, other than or .c those controlled by either USML paragraph RS applies to entire entry RS Column 1 VIII(a) or ECCN 9A610.a; except 7A611.y RS applies to 7A611.y China, Russia, or b. Attitude control equipment designed or Venezuela (see modified for UAVs capable of delivering at least § 724.6(a)(7)) 500 kilograms of payload to a range of at least AT applies to entire entry AT Column 1 300 km, other than those controlled by either UN applies to entire entry See § 746.1(b) USML paragraph VIII(a) or ECCN 9A610.a; except 7A611.y for UN controls

List Based License Exceptions (See Part 740

Export Administration Regulations Bureau of Industry and Security December 4, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 7—page 12 for a description of all license exceptions) 1. Enumerated or controlled in the USML or elsewhere within ECCN 7A611; LVS: $1500 GBS: N/A 2. Described in ECCNs 6A007, 6A107, 7A001, 7A002, 7A003, 7A101, 7A102 or 7A103; or Special Conditions for STA 3. Elsewhere specified in ECCN 7A611.y or STA: Paragraph (c)(2) of License 3A611.y. Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any y. Specific “parts,” “components,” item in 7A611. “accessories,” and “attachments” “specially designed” for a commodity subject to control in List of Items Controlled this ECCN or a defense article in Category XII and not elsewhere specified on the USML or in Related Controls: (1) Military fire control, laser, the CCL, as follows, and “parts,” “components,” imaging, and guidance equipment that are “accessories,” and “attachments” “specially enumerated in USML Category XII, and designed” therefor: technical data (including software) directly related thereto, are subject to the ITAR. (2) y.1 [Reserved] See Related Controls in ECCNs 0A504, 2A984, 6A002, 6A003, 6A004, 6A005, 6A007, 6A008, 6A107, 7A001, 7A002, 7A994 Other navigation direction finding 7A003, 7A005, 7A101, 7A102, and 7A103. equipment, airborne communication (3) See ECCN 3A611 and USML Category XI equipment, all aircraft inertial navigation for controls on countermeasure equipment. systems not controlled under 7A003 or (4) See ECCN 0A919 for foreign-made 7A103, and other avionic equipment, “military commodities” that incorporate more including “parts” and “components,” n.e.s. than a de minimis amount of U.S. origin “600 series” controlled content. License Requirements Related Definitions: N/A Items: Reason for Control: AT a. Guidance or navigation systems, not Country Chart elsewhere specified on the USML, that are Control(s) (See Supp. No. 1 “specially designed” for a defense article on the to part 738) USML or for a 600 series item. AT applies to entire entry AT Column 1 b. to w. [Reserved] License Requirement Notes: Typically x. “Parts,” “components,” “accessories,” and commercially available GPS do not employ “attachments,” including accelerometers, gyros, decryption or adaptive antenna and are angular rate sensors, gravity meters classified as 7A994. (gravimeters), and inertial measurement units (IMUs), that are “specially designed” for List Based License Exceptions (See Part 740 defense articles controlled by USML Category for a description of all license exceptions) XII or items controlled by 7A611, and that are NOT: LVS: N/A

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GBS: N/A from the Control and Display Unit (CDU) or by the status message from the List of Items Controlled corresponding sub-system. By following the manufacturer’s manual, the cause of the Related Controls: See 7A005 and 7A105. failure may be localized at the level of the Related Definitions: N/A malfunctioning Line Replaceable Unit Items: (LRU). The operator then removes the LRU and replaces it with a spare. (2) The list of items controlled is contained in the ‘Maintenance Level II’: The defective LRU ECCN heading. is sent to the maintenance workshop (the manufacturer’s or that of the operator responsible for level II maintenance). At the B. TEST, INSPECTION AND maintenance workshop, the malfunctioning “PRODUCTION EQUIPMENT” LRU is tested by various appropriate means to verify and localize the defective Shop Replaceable Assembly (SRA) module 7B001 Test, calibration or alignment responsible for the failure. This SRA is equipment, “specially designed” for removed and replaced by an operative spare. equipment controlled by 7A (except 7A994). The defective SRA (or possibly the complete LRU) is then shipped to the License Requirements manufacturer. ‘Maintenance Level II’ does not include the disassembly or repair of Reason for Control: NS, MT, AT controlled accelerometers or gyro sensors. Items: Country Chart Control(s) (See Supp. No. The list of items controlled is contained in the 1 to part 738) ECCN heading. NS applies to entire entry NS Column 1 MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 7B002 Equipment “specially designed” to characterize mirrors for ring “laser” gyros, List Based License Exceptions (See Part 740 as follows (see List of Items Controlled). for a description of all license exceptions) License Requirements LVS: N/A GBS: N/A Reason for Control: NS, MT, AT

List of Items Controlled Country Chart Control(s) (See Supp. No. Related Controls: (1) See also 7B101, 1 to part 738) 7B102 and 7B994. (2) This entry does not NS applies to entire entry NS Column 1 control test, calibration or alignment MT applies to entire entry MT Column 1 equipment for ‘Maintenance level I’ or AT applies to entire entry AT Column 1 ‘Maintenance Level II’. Related Definition: (1) ‘Maintenance Level List Based License Exceptions (See Part 740 I’: The failure of an inertial navigation unit for a description of all license exceptions) is detected on the “aircraft” by indications

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LVS: N/A IMU platform tester; IMU stable element GBS: N/A handling fixture; IMU platform balance fixture; gyro tuning test station; gyro List of Items Controlled dynamic balance station; gyro run- in/motor test station; gyro evacuation and Related Controls: See also 7B102 and fill station; centrifuge fixtures for gyro 7B994 bearings; accelerometer axis align Related Definitions: N/A stations; accelerometer test station; and Items: fiber optic gyro coil winding machines. Related Definitions: N/A a. Scatterometers having a measurement Items: “accuracy” of 10 ppm or less (better); The list of items controlled is contained in the b. Profilometers having a measurement ECCN heading. “accuracy” of 0.5 nm (5 angstrom) or less (better). 7B101 “Production equipment”, and other test, calibration, and alignment equipment, 7B003 Equipment “specially designed” for other than that described in 2B119 to 2B122, the “production” of equipment controlled by 7B003, and 7B102, designed or modified to be 7A (except 7A994). used with equipment controlled by 7A001 to 7A004 or 7A101 to 7A104. License Requirements License Requirements Reason for Control: NS, MT, AT Reason for Control: MT, AT Country Chart Control(s) (See Supp. No. Country Chart 1 to part 738) Control(s) (See Supp. No. NS applies to entire entry NS Column 1 1 to part 738) MT applies to entire entry MT Column 1 MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 List Based License Exceptions (See Part 740 for a description of all license exceptions) for a description of all license exceptions)

LVS: N/A LVS: N/A GBS: N/A GBS: N/A

List of Items Controlled List of Items Controlled

Related Controls: (1) See also 7B103, (this Related Controls:1.) See also 2B119 to entry is “subject to the ITAR” (see 22 2B122, 7B003, 7B102, and 7B994. 2.) CFR parts 120 through 130)) and 7B994. This entry includes: inertial measurement (2) This entry includes: Inertial unit (IMU module) tester; IMU platform Measurement Unit (IMU module) tester; tester; IMU stable element handling

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fixture; IMU platform balance fixture; of 50 ppm or less (better). gyro tuning test station; gyro dynamic balance stations; gyro run-in/motor test c. Prolifometers having a threshold accuracy stations; gyro evacuation and filling of 0.5nm (5 angstrom) or less (better). stations; centrifuge fixtures for gyro bearings; accelerometer axis align stations; and accelerometer test stations. 7B103 “Specially designed” “production Related Definitions: N/A facilities” for equipment controlled by 7A117. Items: (These items are “subject to the ITAR”. See 22 CFR parts 120 through 130.) The list of items controlled is contained in the ECCN heading. 7B611 Test, inspection, and production commodities “specially designed” for 7B102 Equipment, other than those military fire control, laser, imaging, and controlled by 7B002, designed or modified to guidance equipment, as follows (see List of characterize mirrors, for laser gyro Items Controlled). equipment, as follows (see List of Items Controlled). License Requirements

License Requirements Reason for Control: NS, MT, RS, AT, UN

Reason for Control: MT, AT Country Chart Control(s) (See Supp. No. 1 Country Chart to part 738) Control(s) (See Supp. No. NS applies to entire entry NS Column 1 1 to part 738) MT applies to 7B611.a MT Column 1 MT applies to entire entry MT Column 1 commodities “specially AT applies to entire entry AT Column 1 designed” for 7A611.a commodities controlled List Based License Exceptions (See Part 740 for MT reasons for a description of all license exceptions) RS applies to entire entry RS Column 1 AT applies to entire entry AT Column 1 LVS: N/A UN applies to entire entry See § 746.1(b) GBS: N/A for UN controls

List of Items Controlled List Based License Exceptions (See Part 740 for a description of all license exceptions)

Related Controls: N/A LVS: $1500 Related Definitions: N/A GBS: N/A Items: Special Conditions for STA a. Scatterometers having a threshold accuracy of 10 ppm or less (better). STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of b. Reflectometers having a threshold accuracy the EAR) may not be used for any

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item in 7B611. Country Chart Control(s) (See Supp. No. 1 List of Items Controlled to part 738) AT applies to entire entry AT Column 1 Related Controls: N/A Related Definitions: N/A List Based License Exceptions (See Part 740 Items: for a description of all license exceptions) a. Test, inspection, and production end items LVS: N/A and equipment “specially designed” for the GBS: N/A “development,” “production,” repair, overhaul, or refurbishing of commodities controlled in List of Items Controlled ECCN 7A611 (except 7A611.y) or commodities in USML Category XII that are not enumerated Related Controls: N/A in USML Category XII or controlled by another Related Definitions: N/A “600 series” ECCN. Items: b. Environmental test facilities “specially The list of items controlled is contained in the designed” for the certification, qualification, or ECCN heading. testing of commodities controlled in ECCN 7A611 (except 7A611.y) or guidance equipment in USML Category XII that are not enumerated C. “MATERIALS” in USML Category XII or controlled by another [Reserved] “600 series” ECCN. c. Field test equipment “specially designed” to D. “SOFTWARE” evaluate or calibrate the operation of systems described in USML Category XII(a), (b), or (c). 7D001 “Software” “specially designed” or d. to w. [Reserved] modified for the “development” or “production” of equipment controlled by 7A x. “Parts,” “components,” “accessories,” and (except 7A994) or 7B (except 7B994). “attachments” that are “specially designed” for a commodity listed in this entry and that are not License Requirements enumerated on the USML or controlled by another “600 series” ECCN. Reason for Control: NS, MT, RS, AT

Country 7B994 Other equipment for the test, Chart (See Control(s) inspection, or “production” of navigation and Supp. No. 1 to avionics equipment. part 738) NS applies to software” for NS Column 1 License Requirements equipment controlled by 7A001 to 7A004, 7A006, Reason for Control: AT 7A008, 7B001, 7B002 or 7B003 MT applies to “software” for MT Column 1

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equipment controlled for Reason for Control: NS, MT, AT MT reasons. MT does not apply to “software” for Country Chart equipment controlled by Control(s) (See Supp. No. 7A008. 1 to part 738) RS applies to “software” for RS Column 1 NS applies to entire entry NS Column 1 inertial navigation systems MT applies to entire entry MT Column 1 and inertial equipment, and AT applies to entire entry AT Column 1 “components” therefor, for “9A991.b aircraft”. Reporting Requirements AT applies to entire entry AT Column 1 See § 743.1 of the EAR for reporting List Based License Exceptions (See Part 740 requirements for exports under License for a description of all license exceptions) Exceptions, and Validated End-User authorizations. TSR: N/A List Based License Exceptions (See Part 740 List of Items Controlled for a description of all license exceptions)

Related Controls: 1.) See also 7D101 and TSR: N/A 7D994. (2) The “software” related to 7A003.b, 7A005, 7A103.b, 7A105, List of Items Controlled 7A106, 7A115, 7A116, 7A117, or 7B103 is “subject to the ITAR” (see 22 CFR parts Related Controls: 1.) See also 7D102 and 120 through 130). (3) “Software” for 7D994. 2.) This entry does not control inertial navigation systems and inertial “source code” for the operation or equipment and “parts” or “components” maintenance of gimballed ‘AHRS’. “specially designed” therefor that are Related Definition: ‘AHRS’ generally differ directly related to defense articles and not from Inertial Navigation Systems (INS) in “specially designed” for use on civil that an ‘AHRS’ provides attitude and aircraft is “subject to the ITAR” (see 22 heading information and normally does CFR parts 120 through 130). not provide the acceleration, velocity and Related Definitions: N/A position information associated with an Items: INS. Items: The list of items controlled is contained in the ECCN heading. The list of items controlled is contained in the ECCN heading.

7D002 “Source code” for the operation or maintenance of any inertial navigation 7D003 Other “software” as follows (see List equipment, including inertial equipment not of Items Controlled). controlled by 7A003 or 7A004, or Attitude and Heading Reference Systems (‘AHRS’). License Requirements

License Requirements Reason for Control: NS, MT, AT

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Country Chart maps, magnetic maps or 3-D digital Control(s) (See Supp. No. 1 terrain maps. to part 738) Items: NS applies to entire entry NS Column 1 MT applies to “software” MT Column 1 a. “Software” “specially designed” or modified for equipment controlled to improve the operational performance or for MT reasons. MT reduce the navigational error of systems to the does not apply to levels controlled by 7A003, 7A004 or 7A008; “software” for equipment controlled by 7A008. b. “Source code” for hybrid integrated systems AT applies to entire entry AT Column 1 which improves the operational performance or reduces the navigational error of systems to the Reporting Requirements level controlled by 7A003 or 7A008 by continuously combining heading data with any See § 743.1 of the EAR for reporting of the following: requirements for exports under License Exceptions, and Validated End-User b.1. Doppler radar or sonar velocity data; authorizations. b.2. “Satellite navigation system” reference List Based License Exceptions (See Part 740 data; or for a description of all license exceptions) b.3. Data from ‘Data-Based Referenced Navigation’ (‘DBRN”) systems; TSR: N/A c. [Reserved] Special Conditions for STA d. [Reserved] STA: License Exception STA may not be used to ship or transmit software N.B. For flight control “source code,” see in 7D003.a or .b to any of the 7D004. destinations listed in Country Group A:6 (See Supplement No.1 e. Computer-Aided-Design (CAD) “software” to part 740 of the EAR). “specially designed” for the “development” of “active flight control systems”, helicopter multi- axis fly-by-wire or fly-by-light controllers or List of Items Controlled helicopter “circulation controlled anti-torque or circulation-controlled direction control Related Controls: See also 7D103 and systems”, whose “technology” is controlled by 7D994. 7E004.b.1, 7E004.b.3 to b.5, 7E004.b.7 to b.8, Related Definitions: ‘Data-Based 7E004.c.1 or 7E004.c.2. Referenced Navigation’ (‘DBRN’) systems are systems which use various sources of previously measured geo- 7D004 “Source code” incorporating mapping data integrated to provide “development” “technology” specified by accurate navigation information under 7E004.a.2, a.3, a.5, a.6 or 7E004.b, for any of dynamic conditions. Data sources include the following: (see List of Items Controlled). bathymetric maps, stellar maps, gravity License Requirements

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g. Three dimensional displays. Reason for Control: NS, AT Note: 7D004 does not apply to “source Country Chart code” associated with common computer Control(s) (See Supp. No. 1 elements and utilities (e.g., input signal to part 738) acquisition, output signal transmission, NS applies to entire entry NS Column 1 computer program and data loading, built-in AT applies to entire entry AT Column 1 test, task scheduling mechanisms) not providing a specific flight control system function. List Based License Exceptions (See Part 740 for a description of all license exceptions) 7D005 “Software” “specially designed” to TSR: N/A decrypt “Satellite navigation system” ranging signals designed for government use. Special Conditions for STA License Requirements STA: License Exception STA may not be used to ship or transmit “software” Reason for Control: NS, AT in 7D004.a to .d and .g to any of the destinations listed in Country Group Country Chart A:6 (See Supplement No.1 to part Control(s) (See Supp. No. 1 740 of the EAR). to part 738) NS applies to entire entry NS Column 1 List of Items Controlled AT applies to entire entry AT Column 1

Related Controls: See 7D103 and 7D994 List Based License Exceptions (See Part 740 Related Definitions: N/A for a description of all license exceptions) Items: TSR: N/A a. Digital flight management systems for “total control of flight”; List of Items Controlled b. Integrated propulsion and flight control Related Controls: N/A systems; Related Definitions: N/A Items: c. “Fly-by-wire systems” or “fly-by-light systems“; The list of items controlled is contained in the ECCN heading. d. Fault-tolerant or self-reconfiguring “active flight control systems”; 7D101 “Software” “specially designed” or modified for the “use” of equipment e. [Reserved]; controlled for missile technology (MT) reasons by 7A001 to 7A006, 7A101 to 7A107, f. Air data systems based on surface static data; 7A115, 7A116, 7A117, 7B001, 7B002, 7B003, or 7B101, 7B102, or 7B103.

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License Requirements List Based License Exceptions (See Part 740 Reason for Control: MT, AT for a description of all license exceptions)

Country Chart TSR: N/A Control(s) (See Supp. No. 1 to part 738) List of Items Controlled MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 Related Controls: The “software” related to 7A003.b or 7A103.b is “subject to the List Based License Exceptions (See Part 740 ITAR” (see 22 CFR parts 120 through 130). for a description of all license exceptions) Related Definitions: N/A Items: TSR: N/A a. Integration “software” for the equipment List of Items Controlled controlled by 7A103.b.

Related Controls: (1) The “software” b. Integration “software” “specially designed” related to 7A003.b, 7A005, 7A103.b, for the equipment controlled by 7A003 or 7A105, 7A106, 7A115, 7A116, 7A117, or 7A103.a. 7B103 is “subject to the ITAR” (see 22 CFR parts 120 through 130). (2) “Software” for inertial navigation systems 7D103 “Software” “specially designed” for and inertial equipment and “parts” and modelling or simulation of the “guidance “components” “specially designed” sets” controlled by 7A117 or for their design therefor that are directly related to a integration with “missiles”. (This entry is defense article is “subject to the ITAR” “subject to the ITAR”. See 22 CFR parts120 (see 22 CFR parts 120 through 130). through 130.) Related Definitions: N/A Items: 7D611 “Software” “specially designed” for The list of items controlled is contained in the commodities controlled by 7A611 or ECCN heading. equipment controlled by 7B611, as follows (see List of Items Controlled).

7D102 Integration “software,” as follows (See License Requirements List of Items Controlled). Reason for Control: NS, MT, RS, AT, UN License Requirements Country Chart Reason for Control: MT, AT Control(s) (See Supp. No. 1 to part 738) Country Chart NS applies to entire entry NS Column 1 Control(s) (See Supp. No. except 7D611.y 1 to part 738) MT applies to 7D611.a MT Column 1 MT applies to entire entry MT Column 1 “software” “specially AT applies to entire entry AT Column 1 designed” for 7A611.a

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commodities controlled navigation, airborne communication and for MT reasons other avionics. RS applies to entire entry RS Column 1 except 7D611.y License Requirements RS applies to 7D611.y China, Russia, or Venezuela (see Reason for Control: AT § 724.6(a)(7)) AT applies to entire entry AT Column 1 Country Chart UN applies to entire See § 746.1(b) for Control(s) (See Supp. No. 1 entry except 7D611.y UN controls to part 738) AT applies to entire entry AT Column 1 List Based License Exceptions (See Part 740 for a description of all license exceptions) List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A TSR: N/A Special Conditions for STA List of Items Controlled STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of Related Controls: N/A the EAR) may not be used for any Related Definitions: N/A software in 7D611. Items:

List of Items Controlled The list of items controlled is contained in the ECCN heading. Related Controls: “Software” directly related to articles enumerated in USML Category XII is subject of USML E. “TECHNOLOGY” paragraph XII(f). Related Definitions: N/A Items: 7E001 “Technology” according to the General Technology Note for the a. “Software” “specially designed” for the “development” of equipment or “software,” “development,” “production,” operation, or specified by 7A. (except 7A994), 7B. (except maintenance of commodities controlled by 7B994), 7D001, 7D002, 7D003 or 7D005. ECCNs 7A611 (except 7A611.y) or 7B611. License Requirements b. to x. [Reserved] Reason for Control: NS, MT, RS, AT y. Specific “software” “specially designed” for the “development,” “production,” operation, or Country Chart (See maintenance of commodities described in Control(s) 7A611.y. Supp. No. 1 to part 738) NS applies to technology” NS Column 1 7D994 “Software”, n.e.s., for the for items controlled by “development”, “production”, or “use” of 7A001 to 7A004, 7A006,

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7A008, 7B001 to 7B003, 7A106, 7A115, 7A116, 7A117, 7B103, 7D001 to 7D005. software in 7D101 specified in the Related MT applies to “technology” MT Column 1 Controls paragraph of ECCN 7D101, for equipment controlled for 7D102.a, or 7D103 is “subject to the MT reasons. MT does not ITAR” (see 22 CFR parts 120 through apply to “technology” for 130). equipment controlled by Related Definitions: N/A 7A008. MT does apply to Items: “technology” for equipment specified in 7A001, 7A002 The list of items controlled is contained in the or 7A003.d that meets or ECCN heading. exceeds parameters of 7A101, 7A102 or 7A103. Note: 7E001 includes key management RS applies to “technology” RS Column 1 “technology” exclusively for equipment for inertial navigation specified in 7A005.a. systems or inertial equipment, and “components” therefor, for 7E002 “Technology” according to the 9A991.b aircraft. General Technology Note for the AT applies to entire entry AT Column 1 “production” of equipment controlled by 7A (except 7A994) or 7B (except 7B994). Reporting Requirements License Requirements See § 743.1 of the EAR for reporting requirements for exports under License Reason for Control: NS, MT, RS, AT Exceptions, and Validated End-User authorizations. Country Chart (See Control(s) List Based License Exceptions (See Part 740 Supp. No. 1 to for a description of all license exceptions) part 738) NS applies to “technology” NS Column 1 TSR: N/A for equipment controlled by Special Conditions for STA 7A001 to 7A004, 7A006, 7A008 or 7B001 to 7B003 STA: License Exception STA may not be MT applies to MT Column 1 used to ship or transmit any “technology” for technology in this entry to any of the equipment controlled for destinations listed in Country Group MT reasons. MT does not A:6 (See Supplement No.1 to part apply to “technology” for 740 of the EAR). equipment controlled by 7A008. MT does apply to List of Items Controlled “technology” for equipment specified in Related Controls: 1) See also 7E101 and 7A001, 7A002 or 7A003.d 7E994. 2) The “technology” related to that meets or exceeds 7A003.b, 7A005, 7A103.b, 7A105, parameters of 7A101,

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7A102 or 7A103. refurbishing or overhaul of equipment RS applies to “technology” RS Column 1 controlled by 7A001 to 7A004. for inertial navigation systems or inertial License Requirements equipment, and “components” therefor, for Reason for Control: NS, MT, AT 9A991.b aircraft. AT applies to entire entry AT Column 1 Country Chart Control(s) (See Supp. No. Reporting Requirements 1 to part 738) NS applies to entire entry NS Column 1 See § 743.1 of the EAR for reporting MT applies to entire entry MT Column 1 requirements for exports under License AT applies to entire entry AT Column 1 Exceptions, and Validated End-User authorizations. List Based License Exceptions (See Part 740 for a description of all license exceptions) List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: N/A

TSR: N/A List of Items Controlled

Special Conditions for STA Related Controls: See also 7E994. This entry does not control “technology” for STA: License Exception STA may not maintenance directly associated with be used to ship or transmit any calibration, removal or replacement of technology in this entry to any of damaged or unserviceable LRUs and the destinations listed in Country SRAs of a “civil aircraft” as described in Group A:6 (See Supplement No.1 ‘Maintenance Level I’ or ‘Maintenance to part 740 of the EAR). Level II’. Related Definition: Refer to the Related List of Items Controlled Definitions for 7B001 for ‘Maintenance Level I’ or ‘Maintenance Level II’. Related Controls: (1) See also 7E102 and Items: 7E994. (2) The “technology” related to 7A003.b, 7A005, 7A103.b, 7A105, 7A106, The list of items controlled is contained in the 7A115, 7A116, 7A117, or 7B103 is “subject ECCN heading. to the ITAR” (see 22 CFR parts 120 through 130). Related Definitions: N/A 7E004 Other “technology” as follows (see Items: List of Items Controlled).

The list of items controlled is contained in the License Requirements ECCN heading. Reason for Control: NS, MT, AT

Country 7E003 “Technology” according to the Control(s) General Technology Note for the repair, Chart (See

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Supp. No. 1 to of an unmanned aerial vehicle. part 738) Related Definitions: “Primary flight NS applies to entire entry NS Column 1 control” means an “aircraft” stability or MT applies to MT Column 1 maneuvering control using force/moment “technology” generators, i.e., aerodynamic control for equipment or systems surfaces or propulsive thrust vectoring. controlled for MT reasons. Items: AT applies to entire entry AT Column 1 a. “Technology” for the “development” or List Based License Exceptions (See Part 740 “production” of any of the following: for a description of all license exceptions) a.1. [Reserved] TSR: N/A a.2. Air data systems based on surface static Special Conditions for STA data only, i.e., which dispense with conventional air data probes; STA: (1) Paragraph (c)(1) of License Exception STA (§ 740.20(c)(1) of a.3. Three dimensional displays for the EAR) may not be used for “aircraft”; 7E004, except for 7E004.a.7. (2) Paragraph (c)(2) of License a.4. [Reserved] Exception STA (§ 740.20(c)(2) of the EAR) may not be used for a.5. Electric actuators (i.e., 7E004, except for 7E004.a.7. electromechanical, electrohydrostatic and integrated actuator package) “specially List of Items Controlled designed” for ‘primary flight control’;

Related Controls: (1) See also 7E001, Technical Note: ‘Primary flight control’ is 7E002, 7E101, and 7E994. (2) In addition “aircraft” stability or maneuvering control to the Related Controls in 7E001, 7E002, using force/moment generators, i.e., and 7E101 that include MT controls, also aerodynamic control surfaces or propulsive see the MT controls in 7E104 for design thrust vectoring. “technology” for the integration of the flight control, guidance, and propulsion a.6. ‘Flight control optical sensor array’ data into a flight management system, “specially designed” for implementing “active designed or modified for rockets or flight control systems”; or missiles capable of achieving a “range” equal to or greater than 300 km, for Technical Note: A ‘flight control optical optimization of rocket system trajectory; sensor array’ is a network of distributed optical and also see 9E101 for design sensors, using “laser” beams, to provide real- “technology” for integration of air vehicle time flight control data for on-board processing. fuselage, propulsion system and lifting control surfaces, designed or modified for a.7. “DBRN” systems designed to navigate unmanned aerial vehicles capable of underwater, using sonar or gravity databases, achieving a “range” equal to or greater that provide a positioning “accuracy” equal to or than 300 km, to optimize aerodynamic less (better) than 0.4 nautical miles; performance throughout the flight regime

Export Administration Regulations Bureau of Industry and Security December 4, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 7—page 25 b. “Development” “technology”, as follows, for 2. “Technology” for “aircraft” flight “active flight control systems” (including “fly- instrument systems integrated solely for VOR, by-wire systems” or “fly-by-light systems”): DME, ILS or MLS navigation or approaches.

b.1. Photonic-based “technology” for Technical Note: ‘Flight path optimization’ sensing “aircraft” or flight control component is a procedure that minimizes deviations from a state, transferring flight control data, or four-dimensional (space and time) desired commanding actuator movement, “required” for trajectory based on maximizing performance or “fly-by-light systems” “active flight control effectiveness for mission tasks. systems”; b.6. [Reserved] b.2. [Reserved] b.7. “Technology” “required” for deriving b.3. Real-time algorithms to analyze the functional requirements for “fly-by-wire component sensor information to predict and systems” having all of the following: preemptively mitigate impending degradation and failures of components within an “active b.7.a. ‘Inner-loop’ airframe stability flight control system”; controls requiring loop closure rates of 40 Hz or greater; and Note: 7E004.b.3 does not include algorithms for purpose of off-line maintenance. Technical Note: ‘Inner-loop’ refers to functions of “active flight control systems” that b.4. Real-time algorithms to identify automate airframe stability controls. component failures and reconfigure force and moment controls to mitigate “active flight b.7.b. Having any of the following: control system” degradations and failures; b.7.b.1. Corrects an Note: 7E004.b.4 does not include aerodynamically unstable airframe, measured at algorithms for the elimination of fault effects any point in the design flight envelope, that through comparison of redundant data sources, would lose recoverable control if not corrected or off-line pre-planned responses to anticipated within 0.5 seconds; failures. b.7.b.2. Couples controls in two or b.5. Integration of digital flight control, more axes while compensating for ‘abnormal navigation and propulsion control data, into a changes in aircraft state’; digital flight management system for “total control of flight”; Technical Note: ‘Abnormal changes in aircraft state’ include in-flight structural Note: 7E004.b.5 does not apply to: damage, loss of engine thrust, disabled control surface, or destabilizing shifts in cargo load. 1. “Technology” for integration of digital flight control, navigation and propulsion b.7.b.3. Performs the functions control data, into a digital flight management specified in 7E004.b.5; or system for ‘flight path optimization’; Note: 7E004.b.7.b.3 does not apply to autopilots.

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b.7.b.4. Enables ”aircraft” to have geometry airfoils’, for use in systems using stable controlled flight, other than during take- individual blade control. off or landing, at greater than 18 degrees angle of attack, 15 degrees side slip, 15 Technical Note: ‘Variable geometry degrees/second pitch or yaw rate, or 90 airfoils’ use trailing edge flaps or tabs, or degrees/second roll rate; leading edge slats or pivoted nose droop, the position of which can be controlled in flight. b.8. “Technology” “required” for deriving the functional requirements of “fly-by-wire systems” to achieve all of the following: 7E101 “Technology”, according to the General Technology Note for the “use” of b.8.a. No loss of control of equipment controlled by 7A001 to 7A006, the ”aircraft” in the event of a consecutive 7A101 to 7A107, 7A115 to 7A117, 7B001, sequence of any two individual faults within the 7B002, 7B003, 7B101, 7B102, 7B103, or “fly-by-wire system”; and 7D101 to 7D103 for MT reasons.

b.8.b. Probability of loss of control of License Requirements the ”aircraft” being less (better) than 1x10-9 failures per flight hour; Reason for Control: MT, RS, AT

Note: 7E004.b does not apply to Country “technology” associated with common Chart (See Control(s) computer elements and utilities (e.g., input Supp. No. 1 to signal acquisition, output signal transmission, part 738) computer program and data loading, built-in MT applies to entire entry MT Column 1 test, task scheduling mechanisms) not providing RS applies to “technology” RS Column 1 a specific flight control system function. required for the use of inertial navigation systems, c. “Technology” for the “development” of or inertial equipment, or helicopter systems, as follows: “specially designed” “parts” and “components” c.1. Multi-axis fly-by-wire or fly-by-light therefor, “specially controllers, which combine the functions of at designed” for 9A991.b least two of the following into one controlling aircraft. element: AT applies to entire entry AT Column 1

c.1.a. Collective controls; List Based License Exceptions (See Part 740 for a description of all license exceptions) c.1.b. Cyclic controls; TSR: N/A c.1.c. Yaw controls; List of Items Controlled c.2. “Circulation-controlled anti-torque or circulation-controlled direction control Related Controls: The “technology” related systems”; to 7A003.b, 7A005, 7A103.b, 7A105, 7A106, 7A115, 7A116, 7A117, 7B103, c.3. Rotor blades incorporating ‘variable software specified in the Related Controls

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paragraph of ECCN 7D101, 7D102.a, or 7E104 Design “Technology” for the 7D103 is “subject to the ITAR” (see 22 integration of the flight control, guidance, CFR parts 120 through 130). and propulsion data into a flight management Related Definitions: N/A system, designed or modified for rockets or Items: missiles capable of achieving a “range” equal to or greater than 300 km, for optimization of The list of items controlled is contained in the rocket system trajectory. (This entry is ECCN heading. “subject to the ITAR”. See 22 CFR parts 120 through 130.)

7E102 “Technology” for protection of avionics and electrical subsystems against 7E611 “Technology” “required” for the electromagnetic pulse (EMP) and “development,” “production,” operation, electromagnetic interference (EMI) hazards, installation, maintenance, repair, overhaul or from external sources, as follows (see List of refurbishing of commodities controlled by Items Controlled). 7A611, commodities controlled by 7B611, or software controlled by 7D611, as follows (see License Requirements List of Items Controlled).

Reason for Control: MT, AT License Requirements

Country Chart Reason for Control: NS, MT, RS, AT, UN Control(s) (See Supp. No. 1 to part 738) Country Chart MT applies to entire entry MT Column 1 Control(s) (See Supp. No. 1 AT applies to entire entry AT Column 1 to part 738) NS applies to entire entry NS Column 1 List Based License Exceptions (See Part 740 except 7E611.y for a description of all license exceptions) MT applies to MT Column 1 “technology” in 7E611.a TSR: N/A if “required” for items controlled for MT reasons List of Items Controlled in 7A611.a, 7B611.a, or 7D611.a Related Controls: N/A RS applies to 7E611.y China, Russia, or Related Definitions: N/A Venezuela (see Items: § 724.6(a)(7)) RS applies to entire entry RS Column 1 a. Design “technology” for shielding systems; except 7E611.y AT applies to entire entry AT Column 1 b. Design “technology” for the configuration of UN applies to entire entry See § 746.1(b) hardened electrical circuits and subsystems; except 7E611.y for UN controls c. Design “technology” for the determination of List Based License Exceptions (See Part 740 hardening criteria of .a and .b of this entry. for a description of all license exceptions)

TSR: N/A

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other avionics equipment. Special Conditions for STA License Requirements STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of Reason for Control: AT the EAR) may not be used for any technology in 7E611. Country Chart Control(s) (See Supp. No. 1 List of Items Controlled to part 738) AT applies to entire entry AT Column 1 Related Controls: Technical data directly related to articles enumerated in USML List Based License Exceptions (See Part 740 Category XII are subject to the control of for a description of all license exceptions) USML Category XII(f). Related Definitions: N/A TSR: N/A Items: List of Items Controlled a. “Technology” “required” for the “development,” “production,” operation, Related Controls: N/A installation, maintenance, repair, overhaul, or Related Definitions: N/A refurbishing of commodities or “software” Items: controlled by ECCN 7A611 (except 7A611.y), 7B611, or 7D611 (except 7D611.y). The list of items controlled is contained in the ECCN heading. b. through .x [Reserved] y. Specific “technology” “required” for the EAR99 Items subject to the EAR that are not “production,” “development,” operation, elsewhere specified in this CCL Category or installation, maintenance, repair, or overhaul of in any other category in the CCL are commodities or software controlled by ECCNs designated by the number EAR99. 7A611.y or 7D611.y.

7E994 “Technology,” n.e.s., for the “development,” “production” or “use” of navigation, airborne communication, and

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CATEGORY 8 - MARINE Category 6 for sensors; Categories 7 and 8 for navigation equipment; Category 8A for A. “END ITEMS,” “EQUIPMENT,” underwater equipment. “ACCESSORIES,” “ATTACHMENTS,” Related Definitions: N/A “PARTS,” “COMPONENTS,” AND Items: “SYSTEMS” a. Manned, tethered submersible vehicles 8A001 Submersible vehicles and surface designed to operate at depths exceeding 1,000 m; vessels, as follows (see List of Items Controlled). b. Manned, untethered submersible vehicles having any of the following: License Requirements b.1. Designed to ‘operate autonomously’ and Reason for Control: NS, AT having a lifting capacity of all the following:

Country Chart (See b.1.a. 10% or more of their weight in air; Control(s) Supp. No. 1 to part and 738) NS applies to entire entry NS Column 2 b.1.b. 15 kN or more; AT applies to entire entry AT Column 1 b.2. Designed to operate at depths exceeding Reporting Requirements 1,000 m; or

See § 743.1 of the EAR for reporting b.3. Having all of the following: requirements for exports under License Exceptions, and Validated End-User b.3.a. Designed to continuously ‘operate authorizations. autonomously’ for 10 hours or more; and

List Based License Exceptions (See Part 740 for b.3.b. ‘Range’ of 25 nautical miles or a description of all license exceptions) more;

LVS: $5000; N/A for 8A001.b and .c.1 Technical Notes: GBS: N/A 1. For the purposes of 8A001.b, ‘operate Special Conditions for STA autonomously’ means fully submerged, without snorkel, all systems working and cruising at STA: License Exception STA may not be minimum speed at which the submersible can used to ship any commodity in safely control its depth dynamically by using its 8A001.b, 8A001.c or 8A001.d to any depth planes only, with no need for a support of the destinations listed in Country vessel or support base on the surface, sea-bed or Group A:6 (See Supplement No.1 to shore, and containing a propulsion system for part 740 of the EAR). submerged or surface use.

List of Items Controlled 2. For the purposes of 8A001.b, ‘range’ means half the maximum distance a submersible Related Controls: For the control status of vehicle can ‘operate autonomously’. equipment for submersible vehicles, see:

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 2 c. Unmanned submersible vehicles as follows: 8A002 Marine systems, equipment, “parts” c.1. Unmanned submersible vehicles having and “components,” as follows (see List of any of the following: Items Controlled).

c.1.a. Designed for deciding a course License Requirements relative to any geographical reference without real-time human assistance; Reason for Control: NS, AT

c.1.b. Acoustic data or command link; or Country Chart (See Control(s) Supp. No. 1 to part c.1.c. Optical data or command link 738) exceeding 1,000 m; NS applies to entire entry NS Column 2 AT applies to entire entry AT Column 1 c.2. Unmanned, submersible vehicles, not specified in 8A001.c.1, having all of the Reporting Requirements following: See § 743.1 of the EAR for reporting c.2.a. Designed to operate with a tether; requirements for exports under License Exceptions, and Validated End-User c.2.b. Designed to operate at depths authorizations. exceeding 1,000 m; and List Based License Exceptions (See Part 740 for c.2.c. Having any of the following: a description of all license exceptions)

c.2.c.1. Designed for self-propelled LVS: $5000; N/A for 8A002.o.3.b maneuver using propulsion motors or thrusters GBS: Yes for manipulators for civil end specified by 8A002.a.2; or uses (e.g., underwater oil, gas or mining operations) controlled by c.2.c.2. Fiber optic data link; 8A002.i.2 and having 5 degrees of freedom of movement; and 8A002.r. d. [Reserved] Special Conditions for STA e. Ocean salvage systems with a lifting capacity exceeding 5 MN for salvaging objects from STA: License Exception STA may not be depths exceeding 250 m and having any of the used to ship any commodity in following: 8A002.b, h, j, o.3, or p to any of the destinations listed in Country Group e.1. Dynamic positioning systems capable of A:6 (See Supplement No.1 to part position keeping within 20 m of a given point 740 of the EAR). provided by the navigation system; or List of Items Controlled e.2. Seafloor navigation and navigation integration systems, for depths exceeding 1,000 Related Controls: (1) See also 8A992 and for m and with positioning “accuracies” to within 10 underwater communications systems, see m of a predetermined point. Category 5, Part I - Telecommunications. (2) See also 8A992 for self-contained

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underwater breathing apparatus that is not the automated control of the motion of controlled by 8A002 or released for control submersible vehicles controlled by 8A001, using by the 8A002.q Note. (3) For electronic navigation data, having closed loop servo- imaging systems “specially designed” or controls and having any of the following: modified for underwater use incorporating image intensifier tubes specified by b.1. Enabling a vehicle to move within 10 m 6A002.a.2.a or 6A002.a.2.b, see 6A003.b.3. of a predetermined point in the water column; (4) For electronic imaging systems “specially designed” or modified for underwater use b.2. Maintaining the position of the vehicle incorporating “focal plane arrays” specified within 10 m of a predetermined point in the water by 6A002.a.3.g, see 6A003.b.4.c. (5) Section column; or 744.9 imposes a license requirement on commodities described in 8A002.d if being b.3. Maintaining the position of the vehicle exported, reexported, or transferred (in- within 10 m while following a cable on or under country) for use by a military end-user or for the seabed; incorporation into an item controlled by ECCN 0A919. c. Fiber optic pressure hull penetrators;

Related Definitions: N/A d. Underwater vision systems having all of the Items: following: a. Systems, equipment, “parts” and d.1. “Specially designed” or modified for “components,” “specially designed” or modified remote operation with an underwater vehicle; and for submersible vehicles and designed to operate at depths exceeding 1,000 m, as follows: d.2. Employing any of the following techniques to minimize the effects of back a.1. Pressure housings or pressure hulls with scatter: a maximum inside chamber diameter exceeding 1.5 m; d.2.a. Range-gated illuminators; or

a.2. Direct current propulsion motors or d.2.b. Range-gated “laser” systems; thrusters; e. [Reserved] a.3. Umbilical cables, and connectors therefor, using optical fiber and having synthetic f. [Reserved] strength members; g. Light systems “specially designed” or a.4. “Parts” and “components” manufactured modified for underwater use, as follows: from material specified by ECCN 8C001; g.1. Stroboscopic light systems capable of a Technical Note: The objective of 8A002.a.4 light output energy of more than 300 J per flash should not be defeated by the export of ‘syntactic and a flash rate of more than 5 flashes per second; foam’ controlled by 8C001 when an intermediate g.2. Argon arc light systems “specially stage of manufacture has been performed and it designed” for use below 1,000 m; is not yet in its final component form. h. “Robots” “specially designed” for underwater b. Systems “specially designed” or modified for use, controlled by using a dedicated computer and

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 4 having any of the following: systems, “specially designed” to remove carbon dioxide, carbon monoxide and particulates from h.1. Systems that control the “robot” using recirculated engine exhaust; information from sensors which measure force or torque applied to an external object, distance to j.1.b. Systems “specially designed” to an external object, or tactile sense between the use a monoatomic gas; “robot” and an external object; or j.1.c. Devices or enclosures, “specially h.2. The ability to exert a force of 250 N or designed” for underwater noise reduction in more or a torque of 250 Nm or more and using frequencies below 10 kHz, or special mounting titanium based alloys or “composite” “fibrous or devices for shock mitigation; or filamentary materials” in their structural members; j.1.d. Systems having all of the following: i. Remotely controlled articulated manipulators “specially designed” or modified for use with j.1.d.1. “Specially designed” to submersible vehicles and having any of the pressurize the products of reaction or for fuel following: reformation;

i.1. Systems which control the manipulator j.1.d.2. “Specially designed” to store using information from sensors which measure the products of the reaction; and any of the following: j.1.d.3. “Specially designed” to i.1.a. Torque or force applied to an discharge the products of the reaction against a external object; or pressure of 100 kPa or more;

i.1.b. Tactile sense between the j.2. Diesel cycle engine air independent manipulator and an external object; or systems having all of the following:

i.2. Controlled by proportional master-slave j.2.a. Chemical scrubber or absorber techniques and having 5 degrees of ‘freedom of systems, “specially designed” to remove carbon movement’ or more; dioxide, carbon monoxide and particulates from recirculated engine exhaust; Technical Note: Only functions having proportionally related motion control using j.2.b. Systems “specially designed” to positional feedback are counted when use a monoatomic gas; determining the number of degrees of ‘freedom of movement’. j.2.c. Devices or enclosures, “specially designed” for underwater noise reduction in j. Air independent power systems “specially frequencies below 10 kHz, or special mounting designed” for underwater use, as follows: devices for shock mitigation; and

j.1. Brayton or Rankine cycle engine air j.2.d. “Specially designed” exhaust independent power systems having any of the systems that do not exhaust continuously the following: products of combustion;

j.1.a. Chemical scrubber or absorber j.3. “Fuel cell” air independent power

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 5 systems with an output exceeding 2 kW and o.1. [Reserved] having any of the following: o.2. Water-screw propeller, power generation j.3.a. Devices or enclosures, “specially systems or transmission systems, designed for designed” for underwater noise reduction in use on vessels, as follows: frequencies below 10 kHz, or special mounting devices for shock mitigation; or o.2.a. Controllable-pitch propellers and hub assemblies, rated at more than 30 MW; j.3.b. Systems having all of the following: o.2.b. Internally liquid-cooled electric propulsion engines with a power output j.3.b.1. “Specially designed” to exceeding 2.5 MW; pressurize the products of reaction or for fuel reformation; o.2.c. “Superconductive” propulsion engines or permanent magnet electric propulsion j.3.b.2. “Specially designed” to store engines, with a power output exceeding 0.1 MW; the products of the reaction; and o.2.d. Power transmission shaft systems j.3.b.3. “Specially designed” to incorporating “composite” material “parts” or discharge the products of the reaction against a “components” and capable of transmitting more pressure of 100 kPa or more; than 2 MW;

j.4. Stirling cycle engine air independent o.2.e. Ventilated or base-ventilated power systems having all of the following: propeller systems, rated at more than 2.5 MW;

j.4.a. Devices or enclosures, “specially o.3. Noise reduction systems designed for use designed” for underwater noise reduction in on vessels of 1,000 tonnes displacement or more, frequencies below 10 kHz, or special mounting as follows: devices for shock mitigation; and o.3.a. Systems that attenuate underwater j.4.b. “Specially designed” exhaust noise at frequencies below 500 Hz and consist of systems which discharge the products of compound acoustic mounts for the acoustic combustion against a pressure of 100 kPa or isolation of diesel engines, diesel generator sets, more; gas turbines, gas turbine generator sets, propulsion motors or propulsion reduction gears, k. [Reserved] “specially designed” for sound or vibration isolation and having an intermediate mass l. [Reserved] exceeding 30% of the equipment to be mounted; m. [Reserved] o.3.b. ‘Active noise reduction or cancellation systems’ or magnetic bearings, n. [Reserved] “specially designed” for power transmission systems; o. Propellers, power transmission systems, power generation systems and noise reduction systems, Technical Note: 'Active noise reduction as follows: or cancellation systems' incorporate electronic control systems capable of actively reducing

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 6 equipment vibration by the generation of anti- noise or anti-vibration signals directly to the No items currently are in this ECCN. See ECCN source. 8A609 for engines and propulsion systems and “specially designed” “components” therefor that, p. Pumpjet propulsion systems having all of the immediately prior to January 6, 2014, were following: classified under ECCN 8A018.b.3. See ECCN 8A620 for closed and semi-closed circuit p.1. Power output exceeding 2.5 MW; and (rebreathing) apparatus, engines and propulsion systems for submersible vessels (diesel engines p.2. Using divergent nozzle and flow of 1,500 hp and over with rotary speed of 700 conditioning vane techniques to improve rpm or over “specially designed” for propulsive efficiency or reduce propulsion- submarines), submarine and torpedo nets, and generated underwater-radiated noise; “specially designed” “components” therefor that, immediately prior to January 6, 2014, were q. Underwater swimming and diving equipment classified under ECCN 8A018.a, .b.1, or .b.4, as follows; respectively. See ECCNs 8A001, 8A002 and 8A992 for controls on non-military submersible q.1. Closed circuit rebreathers; vehicles, oceanographic and associated equipment. See USML Category XX (22 CFR q.2. Semi-closed circuit rebreathers; part 121) for electric motors “specially designed” for submarines that, immediately prior to January Note: 8A002.q does not control individual 6, 2014, were classified under ECCN 8A018.b.2. rebreathers for personal use when accompanying their users. 8A609 Surface vessels of war and related N.B. For equipment and devices commodities (see List of Items Controlled). “specially designed” for military use see ECCN 8A620.f. License Requirements r. Diver deterrent acoustic systems “specially Reason for Control: NS, RS, AT, UN designed” or modified to disrupt divers and having a sound pressure level equal to or Country Chart exceeding 190 dB (reference 1 µPa at 1 m) at Control(s) (See Supp. No. 1 frequencies of 200 Hz and below. to part 738) NS applies to entire entry, NS Column 1 Note 1: 8A002.r does not apply to diver except 8A609.y. deterrent systems based on under-water- RS applies to entire entry, RS Column 1 explosive devices, air guns or combustible except 8A609.y. sources. RS applies to 8A609.y. China, Russia or Venezuela (see Note 2: 8A002.r includes diver deterrent § 742.6(a)(7)) acoustic systems that use spark gap sources, also AT applies to entire entry. AT Column 1 known as plasma sound sources. UN applies to entire entry, See § 746.1(b) except 8A609.y. for UN controls

8A018 Items on the Wassenaar Arrangement List Based License Exceptions (See Part 740 for Munitions List. a description of all license exceptions)

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 7

and related items for vessels of war, see LVS: $1500 ECCN 9A619. (4) For controls on GBS: N/A military gas turbine engines and related items for vessels of war, see ECCN Special Conditions for STA 9A619.

STA: (1) Paragraph (c)(1) of License Related Definitions: N/A Exception STA (§740.20(c)(1) of the Items: EAR) may not be used for any item in 8A609.a, unless determined by a. Surface vessels of war “specially designed” for BIS to be eligible for License a military use and not enumerated or otherwise Exception STA in accordance with described in the USML. §740.20(g) (License Exception STA eligibility requests for 9x515 and Note 1: 8A609.a includes: (i) Underway “600 series” items). (2) Paragraph replenishment ships; (ii) surface vessel and (c)(2) of License Exception STA (§ submarine tender and repair ships, except vessels 740.20(c)(2) of the EAR) may not be that are “specially designed” to support naval used for any item in 8A609. nuclear propulsion plants; (iii) non-submersible submarine rescue ships; (iv) other auxiliaries List of Items Controlled (e.g., AGDS, AGF, AGM, AGOR, AGOS, AH, AP, ARL, AVB, AVM, and AVT); (v) amphibious Related Controls: (1) Surface vessels of war warfare craft, except those that are armed; and and special naval equipment, and (vi) unarmored and unarmed coastal, patrol, technical data (including software), and roadstead, and Coast Guard and other patrol services directly related thereto, described craft with mounts or hard points for firearms of in 22 CFR part 121, Category VI, Surface .50 caliber or less. Vessels of War and Special Naval Equipment, are subject to the jurisdiction Note 2: For purposes of paragraph .a, surface of the International Traffic in Arms vessels of war includes vessels “specially Regulations. (2) See ECCN 0A919 for designed” for military use that are not identified foreign-made “military commodities” in paragraph (a) of ITAR § 121.15, including any that incorporate more than a de minimis demilitarized vessels, regardless of origin or amount of U.S.- origin “600 series” designation, manufactured prior to 1950 and that controlled content. (3) For controls on have not been modified since 1949. For purposes diesel engines and electric motors that are of this note, the term modified does not include “subject to the EAR” for surface vessels incorporation of safety features required by law, of war “subject to the EAR” or “subject to cosmetic changes (e.g., different paint), or the the ITAR,” see ECCN 8A992.g. For diesel addition of “parts” or “components” available engines and electric motors for surface prior to 1950. vessels of war “subject to the ITAR,” see 22 CFR part 121, Category VI(c) for parts, b. Non-magnetic diesel engines with a power components, accessories, and output of 50 hp or more and either of the attachments, “specially designed” for following: developmental vessels funded by the Department of Defense via contract or b.1. Non-magnetic content exceeding 25% of other funding authorization. (4) For total weight; or controls on military gas turbine engines

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 8

b.2. Non-magnetic parts other than y.3. Galleys; crankcase, block, head, pistons, covers, end plates, valve facings, gaskets, and fuel, y.4. Lavatories; lubrication and other supply lines. y.5. Magnetic compass, magnetic azimuth c. through w. [Reserved] detector; x. “Parts,” “components,” “accessories” and y.6. Medical facilities; “attachments” that are “specially designed” for a commodity enumerated or otherwise described in y.7. Potable water tanks, filters, valves, ECCN 8A609 (except for 8A609.y) or a defense hoses, lines, fittings, couplings, and brackets; article enumerated or otherwise described in USML Category VI and not specified elsewhere y.8. Panel knobs, indicators, switches, on the USML, in 8A609.y or 3A611.y. buttons, and dials whether unfiltered or filtered for use with night vision imaging systems; Note 1: Forgings, castings, and other unfinished products, such as extrusions and machined y.9. Emergency lighting; bodies, that have reached a stage in manufacturing where they are clearly identifiable y.10. Gauges and indicators; by mechanical properties, material composition, geometry, or function as commodities controlled y.11. Audio selector panels. by ECCN 8A609.x are controlled by ECCN 8A609.x. 8A620 Submersible vessels, oceanographic Note 2: “Parts,” “components,” “accessories” and associated commodities (see List of Items and “attachments” specified in USML Controlled). subcategory VI(f) are subject to the controls of that paragraph. “Parts,” “components,” License Requirements “accessories,” and “attachments” specified in ECCN 8A609.y are subject to the controls of that Reason for Control: NS, RS, AT, UN paragraph. Country Chart y. Specific “parts,” “components,” Control(s) (See Supp. No. 1 “accessories” and “attachments” “specially to part 738) designed” for a commodity subject to control in NS applies to entire entry, NS Column 1 this ECCN or for a defense article in USML except 8A620. b and .y. Category VI and not elsewhere specified in the RS applies to entire entry, RS Column 1 USML, as follows, and “parts,” “components,” except 8A620.y. “accessories,” and “attachments” “specially RS applies to 8A620.y. China, Russia or designed” therefor: Venezuela (see § 742.6(a)(7)) y.1. Public address (PA) systems; AT applies to entire entry AT Column 1 UN applies to entire entry, See § 746.1(b) y.2. Filters and filter assemblies, hoses, lines, except 8A620.y. for UN controls fittings, couplings, and brackets for pneumatic, hydraulic, oil and fuel systems; List Based License Exceptions (See Part 740 for a description of all license exceptions)

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parts other than crankcase, block, head, LVS: $1500 pistons, covers, end plates, valve facings, GBS: N/A gaskets, and fuel, lubrication and other supply lines. Special Conditions for STA Related Definitions: N/A

STA: (1) Paragraph (c)(1) of License Items: Exception STA (§ 740.20(c)(1) of the EAR) may not be used for any a. Submersible and semi-submersible vessels item in 8A620.a or .b, unless “specially designed” for a military use and not determined by BIS to be eligible for enumerated or otherwise described in the USML. License Exception STA in accordance with § 740.20(g) Note: 8A620.a includes submarine rescue (License Exception STA eligibility vehicles and Deep Submergence Vehicles (DSV). requests for “600 series” end items). (2) Paragraph (c)(2) of License b. Submersible and semi-submersible vessels Exception STA (§ 740.20(c)(2) of “specially designed” for cargo transport and the EAR) may not be used for any “parts,” “components,” “accessories,” and item in 8A620. “attachments” “specially designed” therefor.

List of Items Controlled c. Harbor entrance detection devices (magnetic, pressure, and acoustic) and controls therefor, not Related Controls: (1) Submersible vessels, elsewhere specified on the USML or the CCL. oceanographic and associated equipment, and technical data (including software), d. Diesel engines of 1,500 hp and over with rotary and services directly related thereto, speed of 700 rpm or over “specially designed” for described in 22 CFR part 121, Category submarines. XX, Submersible Vessels, Oceanographic and Associated Equipment, are subject to Note: Propulsion systems not specified in ECCN the jurisdiction of the International Traffic 8A620.d that are “specially designed” for an in Arms Regulations (ITAR). “Parts,” article controlled by USML Category XX are “components,” “accessories,” and controlled by USML XX(b) or (c). “attachments” “specially designed” for defense articles in USML Category XX are e. Submarine nets and torpedo nets. controlled under USML sub-category XX(c). (2) See ECCN 0A919 for foreign f. Diving and underwater swimming apparatus made “military commodities” that specially designed or modified for military use, incorporate more than a de minimis amount as follows: of U.S.-origin “600 series” controlled content. (3) For controls on nonmilitary f.1. Self-contained diving rebreathers, closed submersible vehicles, oceanographic and or semi-closed circuit; associated equipment, see ECCNs 8A001, 8A002, and 8A992. (4) See ECCN 8A609 f.2. Underwater swimming apparatus for controls on nonmagnetic diesel engines specially designed for use with the diving with a power output of 50 hp or more and apparatus specified in subparagraph f.1; either: (i) nonmagnetic content exceeding 25% of total weight; or (ii) non-magnetic N.B.: See also 8A002.q.

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y.7. Potable water tanks, filters, valves, g. through w. [Reserved] hoses, lines, fittings, couplings, and brackets; x. “Parts,” “components,” “accessories” and y.8. Panel knobs, indicators, switches, “attachments” that are “specially designed” for a buttons, and dials whether unfiltered or filtered commodity enumerated or otherwise described in for use with night vision imaging systems; ECCN 8A620 (except for 8A620.b or 8A620.y) and not elsewhere specified on the USML, in y.9. Emergency lighting; 8A620.y or 3A611.y. y.10. Gauges and indicators; Note 1: Forgings, castings, and other unfinished products, such as extrusions and y.11. Audio selector panels. machined bodies, that have reached a stage in manufacturing where they are clearly identifiable by mechanical properties, material composition, 8A992 Vessels, marine systems or equipment, geometry, or function as commodities controlled not controlled by 8A001 or 8A002 and by ECCN 8A620.x are controlled by ECCN “specially designed” “parts” and 8A620.x. “components” therefor, and marine boilers and “parts,” “components,” “accessories,” Note 2: “Parts,” “components,” and “attachments” therefor (see List of Items “accessories” and “attachments” specified in Controlled). ECCN 8A620.y are subject to the controls of that paragraph. License Requirements y. Specific “parts,” “components,” Reason for Control: AT, Foreign policy “accessories,” and “attachments” “specially designed” for a commodity subject to control in Country chart (See this ECCN, as follows, and “parts,” Control(s) Supp. No. 1 to part “components,” “accessories,” and “attachments” 738) “specially designed” therefor: AT applies to entire entry AT Column 1 Russian industry sector See § 746.5 for y.1. Public address (PA) systems; sanctions apply to entire specific license entry. requirements and y.2. Filters and filter assemblies, hoses, lines, license review policy. fittings, couplings, and brackets for pneumatic, hydraulic, oil and fuel systems; List Based License Exceptions (See Part 740 for a description of all license exceptions) y.3. Galleys; LVS: N/A y.4. Lavatories; GBS: N/A

y.5. Magnetic compass, magnetic azimuth List of Items Controlled detector; Related Controls: (1) See also 8A002. (2) y.6. Medical facilities; Marine gas turbine engines are not controlled in paragraph .g of this entry. See ECCN 9A619 for possible controls on

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marine gas turbine engines specially f. Vessels, n.e.s., including inflatable boats, and designed for a military use. See ECCN “specially designed” “parts” and “components” 9A002 for possible controls on marine gas therefor, n.e.s.; turbine engines not specially designed for a military use. Marine gas turbine engines g. Marine engines (both inboard and outboard) subject to the EAR that are not controlled and submarine engines, n.e.s.; and “specially in ECCNs 9A002 or 9A619 are designated designed” “parts” and “components” therefor, EAR99. n.e.s.; Related Definitions: N/A Items: h. Other self-contained underwater breathing apparatus (scuba gear) and related equipment, a. Underwater vision systems, as follows: n.e.s.;

a.1. Television systems (comprising camera, i. Life jackets, inflation cartridges, compasses, lights, monitoring and signal transmission wetsuits, masks, fins, weight belts, and dive equipment) having a limiting resolution when computers; measured in air of more than 500 lines and “specially designed” or modified for remote j. Underwater lights and propulsion equipment; operation with a submersible vehicle; or k. Air compressors and filtration systems a.2. Underwater television cameras having a “specially designed” for filling air cylinders. limiting resolution when measured in air of more than 700 lines; l. Marine boilers designed to have any of the following characteristics: Technical Note: Limiting resolution in television is a measure of horizontal resolution l.1. Heat release rate (at maximum rating) usually expressed in terms of the maximum equal to or in excess of 190,000 BTU per hour per number of lines per picture height discriminated cubic foot of furnace volume; or on a test chart, using IEEE Standard 208/1960 or any equivalent standard. l.2. Ratio of steam generated in pounds per hour (at maximum rating) to the dry weight of the b. Photographic still cameras “specially boiler in pounds equal to or in excess of 0.83. designed” or modified for underwater use, having a film format of 35 mm or larger, and having m. Major “components,” “accessories,” and autofocusing or remote focusing “specially “attachments” for marine boilers described in designed” for underwater use; 8A992.l. c. Stroboscopic light systems, “specially designed” or modified for underwater use, B. TEST, INSPECTION AND capable of a light output energy of more than 300 “PRODUCTION EQUIPMENT” J per flash;

8B001 Water tunnels designed to have a d. Other underwater camera equipment, n.e.s.; background noise of less than 100 dB (reference 1 µPa, 1 Hz) within the frequency e. Other submersible systems, n.e.s.,; range exceeding 0 Hz but not exceeding to 500 Hz and designed for measuring acoustic fields

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 12 generated by a hydro-flow around propulsion AT applies to entire entry AT Column 1 system models. UN applies to entire entry. See § 746.1(b) for UN controls License Requirements List Based License Exceptions (See Part 740 for Reason for Control: NS, AT a description of all license exceptions)

Country Chart (See LVS: $1500 Control(s) Supp. No. 1 to part GBS: N/A 738) NS applies to entire entry NS Column 2 Special Conditions for STA AT applies to entire entry AT Column 1 STA: Paragraph (c)(2) of License List Based License Exceptions (See Part 740 for Exception STA (§ 740.20(c)(2) of a description of all license exceptions) the EAR) may not be used for any item in 8B609. LVS: $3000 GBS: N/A List of Items Controlled

List of Items Controlled Related Controls: See ECCN 0A919 for foreign-made “military commodities” that Related Controls: N/A incorporate more than a de minimis amount Related Definitions: N/A of U.S.-origin “600 series” controlled Items: content. Related Definitions: N/A The list of items controlled is contained in the Items: ECCN heading. a. Test, inspection, and production “equipment” “specially designed” for the “development,” 8B609 Test, inspection, and production “production,” repair, overhaul, or refurbishing of “equipment” and related commodities commodities enumerated or otherwise described “specially designed” for the “development,” in ECCN 8A609 (except for 8A609.y) or in “production,” repair, overhaul, or USML Category VI (except for USML Cat refurbishing of commodities enumerated or VI(f)(7)), and “parts,” “components,” otherwise described in ECCN 8A609 or USML “accessories” and “attachments” “specially Category VI (except for Cat VI(f)(7)), as designed” therefor. follows (see List of Items Controlled). b. [Reserved] License Requirements

Reason for Control: NS, RS, AT, UN 8B620 Test, inspection, and production “equipment” and related commodities Country Chart “specially designed” for the “development,” Control(s) (See Supp. No. 1 “production,” repair, overhaul, or to part 738) refurbishing of commodities enumerated or NS applies to entire entry. NS Column 1 otherwise described in ECCN 8A620 (see List RS applies to entire entry. RS Column 1 of Items Controlled).

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“specially designed” for the “development,” License Requirements “production,” repair, overhaul, or refurbishing of commodities enumerated or otherwise described Reason for Control: NS, RS, AT, UN in ECCN 8A620.b and “parts,” “components,” “accessories,” and “attachments” “specially Country Chart designed” therefor. Control(s) (See Supp. No. 1 to part 738) NS applies to entire entry, NS Column 1 C. “MATERIALS” except 8B620.b. RS applies to entire entry. RS Column 1 AT applies to entire entry AT Column 1 8C001 ‘Syntactic foam’ designed for UN applies to entire entry. See § 746.1(b) underwater use and having all of the following for UN controls (see List of Items Controlled).

List Based License Exceptions (See Part 740 for License Requirements a description of all license exceptions) Reason for Control: NS, AT LVS: $1500 GBS: N/A Country Chart (See Control(s) Supp. No. 1 to part Special Conditions for STA 738) NS applies to entire entry NS Column 2 STA: Paragraph (c)(2) of License AT applies to entire entry AT Column 1 Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any List Based License Exceptions (See Part 740 for item in 8B620. a description of all license exceptions)

List of Items Controlled LVS: N/A GBS: N/A Related Controls: See ECCN 0A919 for foreign-made “military commodities” that List of Items Controlled incorporate more than a de minimis amount of U.S.-origin “600 series” controlled Related Controls: See also 8A002.a.4. content. Related Definition: ‘Syntactic foam’ consists Related Definitions: N/A of hollow spheres of plastic or glass Items: embedded in a resin “matrix.” Items: a. Test, inspection, and production “equipment” “specially designed” for the “development,” a. Designed for marine depths exceeding 1,000 “production,” repair, overhaul, or refurbishing of m; and commodities enumerated or otherwise described in ECCN 8A620 (except for 8A620.b and .y) and b. A density less than 561 kg/m3. “parts,” “components,” “accessories” and “attachments” “specially designed” therefor. 8C609 Materials “specially designed” for the b. Test, inspection, and production “equipment” “development” or “production” of

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 14 commodities controlled by 8A609 not enumerated in ECCN 8A609 (except for elsewhere specified in the USML (see List of 8A609.y). Items Controlled). b. [Reserved] License Requirements

Reason for Control: NS, RS, AT, UN D. “SOFTWARE”

Country Chart 8D001 “Software” “specially designed” or Control(s) (See Supp. No. 1 modified for the “development,” “production” to part 738) or “use” of equipment or materials, controlled NS applies to entire entry NS Column 1 by 8A (except 8A992), 8B or 8C. RS applies to entire entry. RS Column 1 AT applies to entire entry AT Column 1 License Requirements UN applies to entire entry. See § 746.1(b) for UN controls Reason for Control: NS, AT

List Based License Exceptions (See Part 740 for Country Chart (See a description of all license exceptions) Control(s) Supp. No. 1 to part 738) LVS: $1500 NS applies to entire entry NS Column 1 GBS: N/A AT applies to entire entry AT Column 1

Special Conditions for STA Reporting Requirements

STA: Paragraph (c)(2) of License See § 743.1 of the EAR for reporting Exception STA (§ 740.20(c)(2) of requirements for exports under License the EAR) may not be used for any Exceptions, and Validated End-User item in 8C609. authorizations.

List of Items Controlled List Based License Exceptions (See Part 740 for a description of all license exceptions) Related Controls: (1) See USML Categories VI and XIII(f) for controls on materials TSR: Yes, except for exports or reexports “specially designed” for vessels of war to destinations outside of those enumerated or otherwise described in countries listed in Country Group USML Category VI. (2) See ECCN 0A919 A:5 (See Supplement No. 1 to part for foreign made “military commodities” 740 of the EAR) of “software” that incorporate more than a de minimis “specially designed” for the amount of U.S.-origin “600 series” “development” or “production” of controlled content. equipment controlled by 8A001.b, Related Definitions: N/A 8A001.c.1, or 8A002.o.3.b. Items: Special Conditions for STA a. Materials, not enumerated on the USML, that are “specially designed” for commodities STA: License Exception STA may not be used to ship or transmit “software”

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“specially designed” for the “development” or “production” of Special Conditions for STA equipment in 8A001.b, 8A001.c, 8A002.b, 8A002.h, 8A002.j, STA: License Exception STA may not be 8A002.o.3 or 8A002.p to any of the used to ship or transmit any destinations listed in Country Group software in this entry to any of the A:6 (See Supplement No.1 to part destinations listed in Country Group 740 of the EAR). A:6 (See Supplement No.1 to part 740 of the EAR). List of Items Controlled List of Items Controlled Related Controls: N/A Related Definitions: N/A Related Controls: See also 8D992 Items: Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. The list of items controlled is contained in the ECCN heading.

8D002 Specific “software” “specially designed” or modified for the “development”, 8D609 “Software” “specially designed” for “production”, repair, overhaul or the “development,” “production,” operation refurbishing (re-machining) of propellers or maintenance of commodities controlled by “specially designed” for underwater noise 8A609, 8B609, or 8C609 (see List of Items reduction. Controlled).

License Requirements License Requirements

Reason for Control: NS, AT Reason for Control: NS, RS, AT, UN

Country Chart (See Country Chart Control(s) Supp. No. 1 to part Control(s) (See Supp. No. 1 738) to part 738) NS applies to entire entry NS Column 1 NS applies to entire entry, NS Column 1 AT applies to entire entry AT Column 1 except 8D609.y. RS applies to entire entry, RS Column 1 Reporting Requirements except 8D609.y. RS applies to 8D609.y. China, Russia or See § 743.1 of the EAR for reporting Venezuela (see requirements for exports under License § 742.6(a)(7)) Exceptions, and Validated End-User AT applies to entire entry AT Column 1 authorizations. UN applies to entire entry, See § 746.1(b) except 8D609.y. for UN controls List Based License Exceptions (See Part 740 for a description of all license exceptions) List Based License Exceptions (See Part 740 for a description of all license exceptions) TSR: Yes

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TSR: N/A Country Chart Control(s) (See Supp. No. 1 Special Conditions for STA to part 738) NS applies to entire entry, NS Column 1 STA: Paragraph (c)(2) of License except 8D620.b and .y. Exception STA (§ 740.20(c)(2) of RS applies to entire entry, RS Column 1 the EAR) may not be used for any except 8D620.y. “software” in 8D609. RS applies to 8D620.y. China, Russia or Venezuela (see List of Items Controlled § 742.6(a)(7)) AT applies to entire entry AT Column 1 Related Controls: (1) “Software” directly UN applies to entire entry, See § 746.1(b) related to articles enumerated in USML except 8D620.y. for UN controls Category VI is controlled under USML Category VI(g). (2) See ECCN 0A919 for List Based License Exceptions (See Part 740 for foreign made “military commodities” that a description of all license exceptions) incorporate more than a de minimis amount of U.S.-origin “600 series” controlled TSR: N/A content. Related Definitions: N/A Special Conditions for STA Items: STA: Paragraph (c)(2) of License Exception a. “Software” “specially designed” for the STA (§ 740.20(c)(2) of the EAR) may “development,” “production,” operation, or not be used for any “software” in maintenance of commodities controlled by 8D620. ECCN 8A609, ECCN 8B609, or ECCN 8C609 (except for commodities controlled by ECCN List of Items Controlled 8A609.y). Related Controls: (1) “Software” directly b. through .x [Reserved] related to articles enumerated or otherwise described in USML Category XX is y. Specific “software” “specially designed” for controlled under USML Category XX(d). (2) the “development,” “production,” operation, or See ECCN 0A919 for foreign made “military maintenance of commodities in ECCN 8A609.y. commodities” that incorporate more than a de minimis amount of U.S.-origin “600 series” controlled content. 8D620 “Software” “specially designed” for the Related Definitions: N/A “development,” “production,” operation, or Items: maintenance of commodities controlled by 8A620 or 8B620 (see List of Items Controlled). a. “Software” “specially designed” for the “development,” “production,” operation, or License Requirements maintenance of commodities controlled by ECCN 8A620 or ECCN 8B620 (except for Reason for Control: NS, RS, AT, UN commodities controlled by ECCN 8A620.b or .y or ECCN 8B620.b).

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 17 b. “Software” “specially designed” for the “development,” “production,” operation, or Country Chart (See Control(s) maintenance of commodities controlled by Supp. No. 1 to part 738) ECCN 8A620.b or ECCN 8B620.b. Russian industry See § 746.5 for specific sector sanctions apply license requirements and c. through .x [Reserved] to entire entry. license review policy. y. Specific “software” “specially designed” for List Based License Exceptions (See Part 740 for the “development,” “production,” operation, or a description of all license exceptions) maintenance of commodities in ECCN 8A620.y. TSR: N/A

8D992 “Software” “specially designed” or List of Items Controlled modified for the “development”, “production” or “use” of equipment controlled by 8A992. Related Controls: N/A Related Definitions: N/A License Requirements Items:

Reason for Control: AT The list of items controlled is contained in the ECCN heading. Country Chart (See Control(s) Supp. No. 1 to part 738) E. “TECHNOLOGY” AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for 8E001 “Technology” according to the General a description of all license exceptions) Technology Note for the “development” or “production” of equipment or materials, TSR: N/A controlled by 8A (except 8A992), 8B or 8C.

List of Items Controlled License Requirements

Related Controls: N/A Reason for Control: NS, AT Related Definitions: N/A Items: Country Chart (See Control(s) Supp. No. 1 to part The list of items controlled is contained in the 738) ECCN heading. NS applies to entire entry NS Column 1 AT applies to entire entry AT Column 1

8D999 “Software” “specially designed” for Reporting Requirements the operation of unmanned submersible vehicles used in the oil and gas industry. See § 743.1 of the EAR for reporting requirements for exports under License License Requirements Exceptions, and Validated End-User authorizations. Reason for Control: Foreign policy

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List Based License Exceptions (See Part 740 for a description of all license exceptions) Reporting Requirements

TSR: Yes, except for exports or reexport to See § 743.1 of the EAR for reporting destinations outside of those requirements for exports under License countries listed in Country Group Exceptions, and Validated End-User A:5 (Supplement No. 1 to part 740 of authorizations. the EAR) of “technology” for items controlled by 8A001.b, 8A001.c.1 or List Based License Exceptions (See Part 740 8A002.o.3.b. for a description of all license exceptions)

Special Conditions for STA TSR: N/A

STA: License Exception STA may not be License Exceptions Note: License Exception used to ship or transmit “technology” TSU is not applicable for the repair according to the General Technology “technology” controlled by 8E002.a or .b, see Note for the “development” or Supplement No. 2 to part 774. “production” of equipment specified by 8A001.b, 8A001.c, 8A002.b, Special Conditions for STA 8A002.h, 8A002.j, 8A002.o.3 or 8A002.p to any of the destinations STA: License Exception STA may not be listed in Country Group A:6 (See used to ship or transmit technology Supplement No.1 to part 740 of the in 8E002.a to any of the destinations EAR). listed in Country Group A:6 (See Supplement No.1 to part 740 of the List of Items Controlled EAR).

Related Controls: N/A List of Items Controlled Related Definitions: N/A Items: Related Controls: See also 8E992 Related Definitions: N/A The list of items controlled is contained in the Items: ECCN heading. a. “Technology” for the “development”, “production”, repair, overhaul or refurbishing 8E002 Other “technology” as follows (see List (re-machining) of propellers “specially designed” of Items Controlled). for underwater noise reduction;

License Requirements b. “Technology” for the overhaul or refurbishing of equipment controlled by 8A001, 8A002.b, Reason for Control: NS, AT 8A002.j, 8A002.o or 8A002.p.

Country Chart (See c. "Technology" according to the General Control(s) Supp. No. 1 to part Technology Note for the "development" or 738) "production" of any of the following: NS applies to entire entry NS Column 1 AT applies to entire entry AT Column 1 c.1. Surface-effect vehicles (fully skirted

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 19 variety) having all of the following: 8A609, 8B609, or 8C609, or “software” controlled by 8D609 (see List of Items c.1.a. Maximum design speed, fully Controlled). loaded, exceeding 30 knots in a significant wave height of 1.25 m or more; License Requirements

c.1.b. Cushion pressure exceeding Reason for Control: NS, RS, AT, UN 3,830 Pa; and Country Chart c.1.c. Light-ship-to-full-load Control(s) (See Supp. No. 1 displacement ratio of less than 0.70; to part 738) NS applies to entire entry, NS Column 1 c.2. Surface-effect vehicles (rigid sidewalls) except 8E609.y. with a maximum design speed, fully loaded, RS applies to entire entry, RS Column 1 exceeding 40 knots in a significant wave height except 8E609.y. of 3.25 m or more; RS applies to 8E609.y. China, Russia or Venezuela (see c.3. Hydrofoil vessels with active systems for § 742.6(a)(7)) automatically controlling foil systems, with a AT applies to entire entry AT Column 1 maximum design speed, fully loaded, of 40 knots UN applies to entire entry, See § 746.1(b) or more in a significant wave height of 3.25 m or except 8E609.y. for UN controls more; or List Based License Exceptions (See Part 740 for c.4. 'Small waterplane area vessels' having a description of all license exceptions) any of the following: TSR: N/A c.4.a. Full load displacement exceeding 500 tonnes with a maximum design Special Conditions for STA speed, fully loaded, exceeding 35 knots in a significant wave height of 3.25 m or more; or STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of c.4.b. Full load displacement the EAR) may not be used for any exceeding 1,500 tonnes with a maximum design “technology” in 8E609. speed, fully loaded, exceeding 25 knots in a significant wave height of 4 m or more. List of Items Controlled

Technical Note: A 'small waterplane area Related Controls: Technical data directly vessel' is defined by the following formula: related to articles enumerated or otherwise waterplane area at an operational design draft described in USML Category VI are less than 2x (displaced volume at the operational controlled under USML Category VI(g). 2/3 design draft) . Related Definitions: N/A Items:

8E609 “Technology” “required” for the a. “Technology” “required” for the “development,” “production,” operation, “development,” “production,” operation, installation, maintenance, repair, overhaul, or installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by refurbishing of commodities controlled by ECCN

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8A609, 8B609, or 8C609 (except for the EAR) may not be used for any commodities controlled by ECCN 8A609.y), or “technology” in 8E620. “software” controlled by ECCN 8D609. List of Items Controlled b. through .x [Reserved] Related Controls: Technical data directly y. Specific “technology” “required” for the related to articles enumerated or otherwise “development,” “production,” operation, described in USML Category XX are installation, maintenance, repair, overhaul, or controlled under USML Category XX(d). refurbishing of commodities or software in Related Definitions: N/A ECCN 8A609.y or 8D609.y. Items:

a. “Technology” “required” for the 8E620 “Technology” “required” for the “development,” “production,” operation, “development,” “production,” operation, installation, maintenance, repair, overhaul, or installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by ECCN refurbishing of commodities controlled by 8A620 or 8B620 or “software” controlled by 8A620 or 8B620, or “software” controlled by ECCN 8D620 (except for commodities 8D620 (see List of Items Controlled). controlled by ECCN 8A620.b or .y or ECCN 8B620.b or “software” controlled by 8D620.b License Requirements or .y).

Reason for Control: NS, RS, AT, UN b. “Technology” “required” for the “development,” “production,” operation, Country Chart installation, maintenance, repair, overhaul, or Control(s) (See Supp. No. 1 refurbishing of commodities controlled by ECCN to part 738) 8A620.b or 8B620.b or “software” controlled by NS applies to entire entry, NS Column 1 ECCN 8D620.b. except 8E620.b and .y. RS applies to entire entry, RS Column 1 c. through .x [Reserved] except 8E620.y. RS applies to 8E620.y. China, Russia or y. Specific “technology” “required” for the Venezuela (see “development,” “production,” operation, § 742.6(a)(7)) installation, maintenance, repair, overhaul or AT applies to entire entry AT Column 1 refurbishing of commodities or software in RS applies to entire entry, See § 746.1(b) ECCN 8A620.y or 8D620.y. except 8E620.y. for UN controls

List Based License Exceptions (See Part 740 for 8E992 “Technology” for the “development”, a description of all license exceptions) “production” or “use” of equipment controlled by 8A992. TSR: N/A License Requirements Special Conditions for STA Reason for Control: AT STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of

Export Administration Regulations Bureau of Industry and Security September 11, 2020 Commerce Control List Supplement No. 1 to Part 774 Category 8—page 21

Country Chart (See Control(s) Supp. No. 1 to part 738) AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for a description of all license exceptions)

TSR: N/A

List of Items Controlled

Related Controls: N/A Related Definitions: N/A Items:

The list of items controlled is contained in the ECCN heading.

EAR99 Items subject to the EAR that are not elsewhere specified in this CCL Category or in any other category in the CCL are designated by the number EAR99.

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CATEGORY 9 - AEROSPACE AND turbine engines which meet all of the following: PROPULSION a. Certified by the civil aviation authority in a country listed in Supplement No. 1 to Part 743; A. “END ITEMS,” “EQUIPMENT,” and “ACCESSORIES,” “ATTACHMENTS,” “PARTS,” “COMPONENTS,” AND b. Intended to power non-military manned “SYSTEMS” “aircraft” for which any of the following has been issued by a Wassenaar Arrangement N.B.: For propulsion systems designed or Participating State listed in Supplement No. 1 to rated against neutron or transient ionizing Part 743 for the “aircraft” with this specific radiation, see the U.S. Munitions List, 22 CFR engine type: part 121. b.1. A civil type certificate; or

9A001 Aero gas turbine engines having any of b.2. An equivalent document recognized the following (see List of Items Controlled). by the International Civil Aviation Organization (ICAO). License Requirements Note 2: 9A001.a does not apply to aero Reason for Control: NS, MT, AT gas turbine engines for Auxiliary Power Units (APUs) approved by the civil aviation authority Country Chart in a Wassenaar Arrangement Participating State Control(s) (See Supp. No. (see Supplement No. 1 to part 743 of the EAR). 1 to part 738) NS applies to entire entry NS Column 1 b. Designed to power an “aircraft” designed to MT applies to only to those MT Column 1 cruise at Mach 1 or higher, for more than 30 engines that meet the minutes. characteristics listed in 9A101 AT applies to entire entry AT Column 1 9A002 ‘Marine gas turbine engines’ designed List Based License Exceptions (See Part 740 for to use liquid fuel and having all of the a description of all license exceptions) following (see List of Items Controlled), and “specially designed” assemblies and LVS: N/A “components” therefor. GBS: N/A License Requirements List of Items Controlled Reason for Control: NS, AT Related Controls: See also 9A101 and 9A991 Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) a. Incorporating any of the “technologies” NS applies to entire entry NS Column 2 controlled by 9E003.a, 9E003.h, or 9E003.i; or AT applies to entire entry AT Column 1

Note 1: 9A001.a does not control aero gas

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List Based License Exceptions (See Part 740 for (See Supp. No. 1 a description of all license exceptions) to part 738) NS applies to entire entry NS Column 2 LVS: $5000 AT applies to entire entry AT Column 1 GBS: N/A List Based License Exceptions (See Part 740 for List of Items Controlled: a description of all license exceptions)

Related Controls: N/A LVS: $5000 Related Definition: N/A GBS: N/A Items: List of Items Controlled a. Maximum continuous power when operating in “steady state mode” at standard Related Controls: N/A reference conditions specified by ISO 3977- Related Definition: N/A 2:1997 (or national equivalent) of 24,245 kW or Items: more; and a. Controlled by 9A001; or b. ‘Corrected specific fuel consumption’ not exceeding 0.219 kg/kWh at 35% of the b. Whose design or production origins are either maximum continuous power when using liquid not from a Wassenaar Participating State (see fuel. Supplement No. 1 to part 743 of the EAR) or unknown to the manufacturer. Note: The term ‘marine gas turbine engines’ includes those industrial, or aero-derivative, gas turbine engines adapted for a ship’s electric 9A004 Space launch vehicles and “spacecraft,” power generation or propulsion. “spacecraft buses”, “spacecraft payloads”, “spacecraft” on-board systems or equipment, Technical Note: For the purposes of 9A002, terrestrial equipment, and air-launch ‘corrected specific fuel consumption’ is the platforms, as follows (see List of Items specific fuel consumption of the engine corrected Controlled). to a marine distillate liquid fuel having a net specific energy (i.e., net heating value) of 42 License Requirements MJ/kg (ISO 3977-2:1997). Reason for Control: NS and AT

9A003 “Specially designed” assemblies or Country Chart “components,” incorporating any of the Control(s) (See Supp. No. 1 “technologies” controlled by 9E003.a, 9E003.h to part 738) or 9E003.i, for any of the following aero gas NS applies to 9A004.g, NS Column 1 turbine engines (see List of Items Controlled). .u, .v, .w and .x AT applies to 9A004.g, AT Column 1 License Requirements .u, .v, .w, .x and .y

Reason for Control: NS, AT License Requirement Note: 9A004.b through .f, and .h are controlled under ECCN Control(s) Country Chart 9A515.

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Note: For the purpose of 9A004.e.2, List Based License Exceptions (See Part 740 for ‘payload data handling’ includes payload data a description of all license exceptions) management, storage, and processing.

LVS: N/A e.3. ‘Attitude and orbit control’; GBS: N/A Note: For the purpose of 9A004.e.3, List of Items Controlled ‘attitude and orbit control’ includes sensing and actuation to determine and control the position Related Controls: (1) See also 9A104, and orientation of a “spacecraft”. 9A515, and 9B515. (2) See ECCNs 9E001 (“development”) and 9E002 N.B.: Equipment specially designed for (“production”) for technology for items military use is “subject to the ITAR”. See 22 CFR controlled by this entry. (3) See USML parts 120 through 130. Categories IV for the space launch vehicles and XV for other spacecraft that are f. Terrestrial equipment specially designed for “subject to the ITAR” (see 22 CFR parts “spacecraft”, as follows: 120 through 130). Related Definition: N/A f.1. Telemetry and telecommand equipment Items: “specially designed” for any of the following data processing functions: a. Space launch vehicles; f.1.a. Telemetry data processing of b. “Spacecraft”; frame synchronization and error corrections, for monitoring of operational status (also known as c. “Spacecraft buses”; health and safe status) of the “spacecraft bus”; or d. “Spacecraft payloads” incorporating items f.1.b. Command data processing for specified by 3A001.b.1.a.4, 3A002.g, 5A001.a.1, formatting command data being sent to the 5A001.b.3, 5A002.c, 5A002.e, 6A002.a.1, “spacecraft” to control the “spacecraft bus”; 6A002.a.2, 6A002.b, 6A002.d, 6A003.b, 6A004.c, 6A004.e, 6A008.d, 6A008.e, 6A008.k, f.2. Simulators “specially designed” for 6A008.l or 9A010.c; ‘verification of operational procedures’ of “spacecraft”. e. On-board systems or equipment, specially designed for “spacecraft” and having Technical Note: For the purposes of any of the following functions: 9A004.f.2, ‘verification of operational procedures’ is any of the following: e.1. ‘Command and telemetry data handling’; 1. Command sequence confirmation; 2. Operational training; Note: For the purpose of 9A004.e.1, 3. Operational rehearsals; or ‘command and telemetry data handling’ includes 4. Operational analysis. bus data management, storage, and processing. g. “Aircraft” “specially designed” or modified to e.2. ‘Payload data handling’; or be air-launch platforms for space launch vehicles; h. “Sub-orbital craft”.

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designed” for liquid rocket propulsion i. through t. [RESERVED] systems. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) u. The James Webb Space Telescope (JWST) being developed, launched, and operated under the supervision of the U.S. National Aeronautics 9A007 Solid rocket propulsion systems. and Space Administration (NASA). (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) v. “Parts,” “components,” “accessories” and “attachments” that are “specially designed” for the James Webb Space Telescope and that are 9A008 “Components” “specially designed” not: for solid rocket propulsion systems. (These items are “subject to the ITAR.” See 22 CFR v.1. Enumerated or controlled in the USML; parts 120 through 130.)

v.2. Microelectronic circuits; 9A009 Hybrid rocket propulsion systems. v.3. Described in ECCN 7A004 or 7A104; or (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) v.4. Described in an ECCN containing “space-qualified” as a control criterion (See ECCN 9A515.x.4). 9A010 “Specially Designed” “Parts”, “Components”, Systems and Structures, for w. The International Space Station being Launch Vehicles, Launch Vehicle Propulsion developed, launched, and operated under the Systems or “Spacecraft”. (See Related supervision of the U.S. National Aeronautics and Controls paragraph.) Space Administration. List of Items Controlled x. “Parts,” “components,” “accessories” and “attachments” that are “specially designed” for Related Controls: (1) See USML Category the International Space Station. IV of the International Traffic in Arms Regulations (ITAR) (22 CFR parts 120 y. Items that would otherwise be within the scope through 130) and ECCN 9A604 for of ECCN 9A004.v or .x but that have been paragraphs 9A010.a, .b and .d. (2) See identified in an interagency-cleared commodity USML Category XV of the ITAR and classification (CCATS) pursuant to § 748.3(e) as ECCN 9A515 for paragraph 9A010.c. warranting control in 9A004.y. (3) See Supplement No. 4 to part 774, Order of Review for guidance on the process for determining classification of 9A005 Liquid rocket propulsion systems items. containing any of the systems or Related Definitions: N/A “components,” controlled by 9A006. (These Items: items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) a. “Parts”, “components” and structures, each exceeding 10 kg and “specially designed” for launch vehicles manufactured using any of the 9A006 Systems, “components,” “specially following:

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structures; a.1. “Composite” materials consisting of “fibrous or filamentary materials” specified by d. Pulsed liquid rocket engines with thrust-to- 1C010.e and resins specified by 1C008 or weight ratios equal to or more than 1 kN/kg and a 1C009.b; ‘response time’ of less than 30 ms.

a.2. Metal “matrix” “composites” reinforced Technical Note: For the purposes of by any of the following: 9A010.d, ‘response time’ means the time required to achieve 90% of total rated thrust from start-up. a.2.a. Materials specified by 1C007;

a.2.b. “Fibrous or filamentary materials” 9A011 Ramjet, scramjet or ‘combined cycle specified by 1C010; or engines’, and “specially designed” “parts” and “components” therefor. (These items are a.2.c. Aluminides specified by 1C002.a; “subject to the ITAR.” See 22 CFR parts 120 or through 130.) a.3. Ceramic “matrix” “composite” materials specified by 1C007; Technical Note: For the purposes of 9A011, ‘combined cycle engines’ combine two or more of Note: The weight cut-off is not relevant for the following types of engines: nose cones. - Gas turbine engine (turbojet, turboprop and turbofan); b. “Parts”, “components” and structures, - Ramjet or scramjet; “specially designed” for launch vehicle - Rocket motor or engine (liquid/gel/solid- propulsion systems specified by 9A005 to propellant and hybrid). 9A009, manufactured using any of the following:

b.1. “Fibrous or filamentary materials” 9A012 Non-military “Unmanned Aerial specified by 1C010.e and resins specified by Vehicles,” (“UAVs”), unmanned “airships”, 1C008 or 1C009.b; related equipment and “components”, as follows (see List of Items Controlled). b.2. Metal “Matrix “composites” reinforced by any of the following: License Requirements

b.2.a. Materials specified by 1C007; Reason for Control: NS, MT, AT

b.2.b. “Fibrous or filamentary materials” Country Chart specified by 1C010; or Control(s) (See Supp. No. 1 to part 738) b.2.c. Aluminides specified by 1C002.a; NS applies to entire entry NS Column 1 or b.3. Ceramic “matrix” “composite” materials specified by 1C007; c. Structural components and isolation systems, specially designed to control actively the dynamic response or distortion of “spacecraft”

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MT applies to non- MT Column 1 military Unmanned 1. For the purposes of 9A012.a, ‘operator’ Aerial Vehicles (UAVs) is a person who initiates or commands the and Remotely Piloted “UAV” or unmanned “airship” flight. Vehicles (RPVs) that are capable of a maximum 2. For the purposes of 9A012.a, range of at least 300 ‘endurance’ is to be calculated for ISA conditions kilometers (km), (ISO 2533:1975) at sea level in zero wind. regardless of payload, and UAVs that meet the 3. For the purposes of 9A012.a, ‘natural requirements of 9A120 vision’ means unaided human sight, with or AT applies to entire entry AT Column 1 without corrective lenses.

List Based License Exceptions (See Part 740 for b. Related equipment and “components”, as a description of all license exceptions) follows:

LVS: N/A b.1 [Reserved] GBS: N/A b.2. [Reserved] List of Items Controlled b.3. Equipment or “components” “specially Related Controls: 1) See the U.S. Munitions designed” to convert a manned “aircraft” or a List Category VIII (22 CFR Part 121). 2) manned “airship” to a “UAV” or unmanned Also see ECCN 9A610 and § 744.3 of the “airship”, controlled by 9A012.a; EAR. 3) For “UAVs” that are “sub-orbital craft,” see ECCNs 9A004.h and 9A515.a. b.4. Air breathing reciprocating or rotary Related Definitions: N/A internal combustion type engines, “specially Items: designed” or modified to propel “UAVs” or unmanned “airships”, at altitudes above 15,240 a. “UAVs” or unmanned “airships”, designed meters (50,000 feet). to have controlled flight out of the direct ‘natural vision’ of the ‘operator’ and having any of the following: 9A018 Equipment on the Wassenaar Arrangement Munitions List. a.1. Having all of the following: (a) See ECCN 9A610 for the aircraft, refuelers, a.1.a. A maximum ‘endurance’ greater ground equipment, parachutes, harnesses, and than or equal to 30 minutes but less than 1 hour; instrument flight trainers, as well as “parts”, and “accessories,” and “attachments” for the forgoing a.1.b. Designed to take-off and have that, immediately prior to October 15, 2013, were stable controlled flight in wind gusts equal to or classified under 9A018.a.1, .a.3, .c, .d, .e, or .f. exceeding 46.3 km/h (25 knots); or (b) See ECCN 9A619 for military trainer aircraft a.2. A maximum ‘endurance’ of 1 hour or turbo prop engines and “parts” and “components” greater; therefor that, immediately prior to October 15, 2013, were classified under ECCN 9A018.a.2 or Technical Notes: .a.3.

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(c) See ECCN 0A606.b for certain armored a.1. ‘Maximum thrust value’ greater than ground transport vehicles that prior to January 6, 400 N (achieved un-installed) excluding civil 2014 were classified under ECCN 9A018.b. certified engines with a maximum thrust value greater than 8,890 N (achieved un-installed);

9A101 Turbojet and turbofan engines, other a.2. Specific fuel consumption of 0.15 kg N- than those controlled by 9A001, as follows (see 1 h-1 or less (at maximum continuous power at sea List of Items Controlled). level static conditions using the ICAO standard atmosphere); License Requirements a.3. ‘Dry weight’ less than 750 kg; and Reason for Control: MT, AT a.4. ‘First –stage rotor diameter’ less than 1 Country Chart m. Control(s) (See Supp. No. 1 to part 738) Technical Notes: MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 1. ‘Maximum thrust value’ in 9A101.a.1 is the manufacturer’s demonstrated maximum List Based License Exceptions (See Part 740 for thrust for the engine type un-installed at sea level a description of all license exceptions) static conditions using the ICAO standard atmosphere. The civil type certified thrust value LVS: N/A will be equal to or less than the manufacturer’s GBS: N/A demonstrated maximum thrust for the engine type. List of Items Controlled 2. ‘Dry weight’ is the weight of the engine Related Controls: 9A101.b controls only without fluids (fuel, hydraulic fluid, oil, etc.) and engines for non-military unmanned aerial does not include the nacelle (housing). vehicles [UAVs] or remotely piloted vehicles [RPVs], and does not control other 3. ‘First-stage rotor diameter’ is the engines designed or modified for use in diameter of the first rotating stage of the engine, “missiles”, which are “subject to the whether a fan or compressor, measured at the ITAR” (see 22 CFR parts 120 through leading edge of the blade tips. 130). Related Definitions: ‘Maximum thrust value’ in 9A101.a.1 is the manufacturer’s b. Engines designed or modified for use in demonstrated maximum thrust for the “missiles” or UAVs with a range equal to or engine type un-installed. The civil type greater than 300 km, regardless of thrust, specific certified thrust value will be equal to or less fuel consumption, ‘dry weight’ or ‘first-stage than the manufacturer’s demonstrated rotor diameter’. maximum thrust for the engine type. Items: 9A102 ‘Turboprop engine systems’ a. Engines having all of the following “specially designed” for items controlled in characteristics: 9A012 for MT reasons, and “specially

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 8 designed” “parts” and “components” therefor, having a maximum power greater 9A104 Sounding rockets, capable of a range than 10 kW (achieved uninstalled at sea level of at least 300 km. (These items are “subject to static conditions using the ICAO standard the ITAR.” See 22 CFR parts 120 through atmosphere), excluding civil certified engines. 130.)

License Requirements 9A105 Liquid propellant rocket engines. Reason for Control: MT, AT (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) Country Chart Control(s) (See Supp. No. 1 to part 738) 9A106 Systems, “parts” or “components,” MT applies to entire entry MT Column 1 other than those controlled by 9A006, usable AT applies to entire entry AT Column 1 in “missiles”, and “specially designed” for liquid rocket propulsion systems, as follows List Based License Exceptions (See Part 740 for (see List of Items Controlled). a description of all license exceptions) License Requirements LVS: N/A GBS: N/A Reason for Control: MT, AT

List of Items Controlled Country Chart Control(s) (See Supp. No. Related Controls: See also 9A001 and 9A101. 1 to part 738) Related Definitions: N/A MT applies to entire entry MT Column 1 Items: AT applies to entire entry AT Column 1

The list of items controlled is contained in the List Based License Exceptions (See Part 740 for ECCN heading. a description of all license exceptions)

Technical Note to 9A102: For the purposes LVS: N/A of 9A102 a ‘turboprop engine system’ GBS: N/A incorporates all of the following:

a. Turboshaft engine; and List of Items Controlled b. Power transmission system to transfer the power to a propeller. Related Controls: Items described in 9A106.a, .b, and .c are “subject to the ITAR” (see 22 CFR parts 120 through 130). 9A103 Liquid propellant tanks “specially Related Definitions: N/A designed” for the propellants controlled in Items: ECCNs 1C011, 1C111 or other liquid propellants used in “missiles.” (These items a. Ablative liners for thrust or combustion are “subject to the ITAR.” See 22 CFR parts chambers; 120 through 130.) b. Rocket nozzles;

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greater than 10g rms over the entire range c. Thrust vector control sub-systems; between 20Hz and 2 kHz.

Technical Note: Examples of methods of achieving thrust vector control controlled by 9A107 Solid propellant rocket engines, 9A106.c includes: usable in rockets with a range capability of 300 km or greater, other than those controlled by 1. Flexible nozzle; 9A007, having total impulse capacity equal to or greater than 8.41 x 105 Ns, but less than 1.1 2. Fluid or secondary gas injection; x 106 Ns. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) 3. Movable engine or nozzle;

4. Deflection of exhaust gas steam (jet 9A108 Solid rocket propulsion “parts” and vanes or probes); or “components,” other than those controlled by 9A008, usable in rockets with a range 5. Thrust tabs. capability of 300 km or greater. (These items are “subject to the ITAR.” See 22 CFR parts d. Liquid, slurry and gel propellant (including 120 through 130.) oxidizers) control systems, and “specially designed” “parts” and “components” therefor, 9A109 Hybrid rocket motors, usable in designed or modified to operate in vibration rockets with a range capability of 300 km or environments greater than 10 g rms between 20 greater, other than those controlled by 9A009, Hz and 2000 Hz. and “specially designed” “parts” and “components” therefor. (These items are Note: The only servo valves, pumps and gas “subject to the ITAR.” See 22 CFR parts 120 turbines controlled by 9A106.d, are the through 130.) following:

a. Servo valves designed for flow rates equal 9A110 Composite structures, laminates and to or greater than 24 liters per minute, at an manufactures thereof “specially designed” for absolute pressure equal to or greater than 7 9A012 items that are controlled for MT MPa, that have an actuator response time of less reasons. than 100 ms; License Requirements b. Pumps, for liquid propellants, with shaft speeds equal to or greater than 8,000 rpm at the Reason for Control: MT, AT maximum operating mode or with discharge pressures equal to or greater than 7 Mpa; or Country Chart Control(s) (See Supp. No. c. Gas turbines, for liquid propellant 1 to part 738) turbopumps, with shaft speeds equal to or greater MT applies to entire entry MT Column 1 than 8,000 rpm at the maximum operating mode. AT applies to entire entry AT Column 1 e. Flight control servo valves designed or List Based License Exceptions (See Part 740 for modified for use in “missiles” and designed or a description of all license exceptions) modified to operate in a vibration environment

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LVS: N/A Related Controls: See the U.S. Munitions GBS: N/A List (22 CFR part 121). Also see ECCN 9A610.u. List of Items Controlled Related Definitions: N/A Items: Related Controls: See also 1A002. Related Definitions: N/A The list of items controlled is contained in the Items: ECCN heading.

The list of items controlled is contained in the 9A116 Reentry vehicles, usable in “missiles”, ECCN heading. and equipment designed or modified therefor. (These items are “subject to the ITAR.” See 22 CFR parts 120 through 130.) 9A111 Pulse jet engines, usable in rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or greater than 9A117 Staging mechanisms, separation 300km, and “specially designed” “parts” and mechanisms, and interstages therefor, usable “components” therefor. (These items are in “missiles”. (These items are “subject to the “subject to the ITAR.” See 22 CFR parts 120 ITAR.” See 22 CFR parts 120 through 130.) through 130.)

9A118 Devices to regulate combustion usable 9A115 Apparatus, devices and vehicles, in engines which are usable in rockets, designed or modified for the transport, missiles, and unmanned aerial vehicles handling, control, activation and launching of capable of achieving a “range” equal to or rockets, missiles, and unmanned aerial greater than 300 km, controlled by 9A011 or vehicles capable of achieving a “range” equal 9A111. (These items are “subject to the to or greater than 300 km. ITAR.” See 22 CFR parts 120 through 130.)

License Requirements 9A119 Individual rocket stages, usable in Reason for Control: MT, AT rockets with a range capability greater than 300 km or greater, other than those controlled Country Chart by 9A005, 9A007, 9A009, 9A105, 9A107 and Control(s) (See Supp. No. 9A109. (These items are “subject to the 1 to part 738) ITAR.” See 22 CFR parts 120 through 130.) MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 9A120 Complete unmanned aerial vehicles, List Based License Exceptions (See Part 740 for not specified in 9A012, having all of the a description of all license exceptions) following characteristics (see List of Items Controlled.) LVS: N/A GBS: N/A License Requirements

List of Items Controlled Reason for Control: MT, AT

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Country Chart Control(s) (See Supp. No. Technical Notes: 1 to part 738) MT applies to entire entry MT Column 1 1. An aerosol consists of particulate or AT applies to entire entry AT Column 1 liquids other than fuel components, by-products or additives, as part of the “payload” to be List Based License Exceptions (See Part 740 for dispersed in the atmosphere. Examples of a description of all license exceptions) aerosols include pesticides for crop dusting and dry chemicals for cloud seeding. LVS: N/A GBS: N/A 2. An aerosol dispensing system/mechanism contains all above devices List of Items Controlled (mechanical, electrical, hydraulic, etc.), which are necessary for storage and dispersion of an Related Controls: See ECCN 9A012 or the aerosol into the atmosphere. This includes the U.S. Munitions List Category VIII (22 CFR possibility of aerosol injection into the part 121). Also see ECCN 2B352.i for combustion exhaust vapor and into the propeller controls on certain spraying or fogging slip stream. systems, and “parts” and “components” therefor, “specially designed” or modified for fitting to aircraft, “lighter than air 9A515 “Spacecraft” and related commodities, vehicles,” or “UAVs.” as follows (see List of Items Controlled). Related Definitions: N/A Items: License Requirements a. Having any of the following: Reason for Control: NS, RS, MT, AT

a.1. An autonomous flight control and Country Chart navigation capability; or Control(s) (See Supp. No. 1 to part 738) a.2. Capability of controlled-flight out of the NS applies to entire NS Column 1 direct vision range involving a human operator; entry, except .e and .y. and RS applies to entire RS Column 1 entry, except .e and .y. b. Having any of the following: RS applies to 9A515.e. RS Column 2 RS applies to 9A515.y, China, Russia or b.1. Incorporating an aerosol dispensing except to Russia for use Venezuela (see system/mechanism with a capacity greater than in, with, or for the § 742.6(a)(7)). 20 liters; or International Space Station (ISS), including b.2. Designed or modified to incorporate an launch to the ISS. aerosol dispensing system/mechanism with a MT applies to MT Column 1 capacity of greater than 20 liters. microcircuits in 9A515.d and 9A515.e.2 Note: 9A120 does not control model when “usable in” aircraft, “specially designed” for recreational or “missiles” for competition purposes. protecting “missiles”

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against nuclear effects Category XV(e)(12) and designated (e.g., Electromagnetic MT. (3) Paragraph (c)(2) of License Pulse (EMP), X-rays, Exception STA (§ 740.20(c)(2) of combined blast and the EAR) may not be used for any thermal effects). MT item in 9A515. also applies to 9A515.h when the total impulse List of Items Controlled capacity is equal to or greater than 8.41x105 Related Controls: Spacecraft, launch newton seconds. vehicles and related articles that are AT applies to entire AT Column 1 enumerated in the USML, and technical entry data (including “software”) directly related thereto, and all services (including training) License Requirement Note: The directly related to the integration of any Commerce Country Chart is not used for satellite or spacecraft to a launch vehicle, determining license requirements for including both planning and onsite support, commodities classified in ECCN 9A515.a.1, .a.2, or furnishing any assistance (including .a.3, .a.4, and .g. See § 742.6(a)(9), which training) in the launch failure analysis or specifies that such commodities are subject to a investigation for items in ECCN 9A515.a, worldwide license requirement. are “subject to the ITAR.” All other “spacecraft,” as enumerated below and List Based License Exceptions (See Part 740 for defined in § 772.1, are subject to the a description of all license exceptions) controls of this ECCN. See also ECCNs 3A001, 3A002, 3A991, 3A992, 6A002, LVS: $1500 6A004, 6A008, and 6A998 for specific GBS: N/A “space-qualified” items, 7A004 and 7A104 for star trackers, and 9A004 for the Special Conditions for STA International Space Station (ISS), the James Webb Space Telescope (JWST), and STA: (1) Paragraph (c)(1) of License “specially designed” “parts” and Exception STA (§ 740.20(c)(1) of “components” therefor. See USML the EAR) may not be used for Category XI(c) for controls on “Monolithic “spacecraft“ in ECCNs 9A515.a.1, Microwave Integrated Circuit” (“MMIC”) .a.2, .a.3, or .a.4, “sub-orbital craft,” amplifiers that are “specially designed” for or items in 9A515.g, unless defense articles. See ECCN 9A610.g for determined by BIS to be eligible for pressure suits used for high altitude License Exception STA in aircraft. accordance with § 740.20(g) Related Definitions: ‘Microcircuit’ means a (License Exception STA eligibility device in which a number of passive or requests for certain 9x515 and “600 active elements are considered as series” items). (2) License Exception indivisibly associated on or within a STA may not be used if the continuous structure to perform the “spacecraft” controlled in ECCN function of a circuit. 9A515.a.1, .a.2, .a.3, or .a.4 contains Items: a separable or removable propulsion system enumerated in USML “Spacecraft” and other items described in ECCN Category IV(d)(2) or USML 9A515 remain subject to the EAR even if

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 13 exported, reexported, or transferred (in-country) a.5. Are not described in ECCN 9A515.a.1, with defense articles “subject to the ITAR” .a.2, .a.3 or .a.4. integrated into and included therein as integral parts of the item. In all other cases, such defense Note: ECCN 9A515.a includes commercial articles are subject to the ITAR. For example, a communications satellites, remote sensing 9A515.a “spacecraft” remains “subject to the satellites, planetary rovers, planetary and EAR” even when it is exported, reexported, or interplanetary probes, in-space habitats, and transferred (in-country) with a “hosted payload” “sub-orbital craft,” not identified in ECCN described in USML Category XV(e)(17) 9A004 or USML Category XV(a). incorporated therein. In all other cases, a “hosted payload” performing a function b. Ground control systems and training described in USML Category XV(a) always simulators “specially designed” for telemetry, remains a USML item. The removal of the tracking, and control of the “spacecraft” defense article subject to the ITAR from the controlled in paragraphs 9A004.u or 9A515.a. spacecraft is a retransfer under the ITAR and would require an ITAR authorization, regardless c. [Reserved] of the CCL authorization the spacecraft is exported under. Additionally, transfer of d. Microelectronic circuits (e.g., integrated technical data regarding the defense article circuits, microcircuits, or MOSFETs) and subject to the ITAR integrated into the spacecraft discrete electronic components rated, certified, or would require an ITAR authorization. otherwise specified or described as meeting or exceeding all the following characteristics and a. “Spacecraft,” including satellites, and space that are “specially designed” for defense articles, vehicles and “sub-orbital craft,” whether “600 series” items, or items controlled by ECCNs designated developmental, experimental, 9A004.v or 9A515: research or scientific, not enumerated in USML Category XV or described in ECCN 9A004.u or d.1. A total dose of 5 x 105 Rads (Si) (5 x 103 .w, that: Gy (Si));

a.1. Have electro-optical remote sensing d.2. A dose rate upset threshold of 5 x 108 capabilities and having a clear aperture greater Rads (Si)/sec (5 x 106 Gy (Si)/sec); than 0.35 meters, but less than or equal to 0.50 meters; d.3. A neutron dose of 1 x 1014 n/cm2 (1 MeV equivalent); a.2. Have remote sensing capabilities beyond NIR (i.e., SWIR, MWIR, or LWIR); d.4. An uncorrected single event upset sensitivity of 1 x 10-10 errors/bit/day or less, for a.3. Have radar remote sensing capabilities the CRÈME-MC geosynchronous orbit, Solar (e.g., AESA, SAR, or ISAR) having a center Minimum Environment for heavy ion flux; and frequency equal to or greater than 1.0 GHz, but less than 10.0 GHz and having a bandwidth equal d.5. An uncorrected single event upset to or greater than 100 MHz, but less than 300 sensitivity of 1 x 10-3 errors/part or less for a MHz; fluence of 1 X 107 protons/cm2 for proton energy greater than 50 MeV. a.4. Provide space-based logistics, assembly, or servicing of another “spacecraft”; or e. Microelectronic circuits (e.g., integrated circuits, microcircuits, or MOSFETs) and

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 14 discrete electronic components that are rated, dimension greater than 0.35 meters but less than certified, or otherwise specified or described as or equal to 0.50 meters; meeting or exceeding the characteristics in either paragraph e.1 or e.2, AND “specially designed” g.2. Optical bench assemblies “specially for defense articles controlled by USML designed” for ECCN 9A515.a.1, 9A515.a.2, Category XV or items controlled by ECCNs 9A515.a.3, or 9A515.a.4 “spacecraft;” or 9A004.u or 9A515: g.3. Primary, secondary, or hosted payloads e.1. A total dose ≥1 X 105 Rads (Si) (1 x 103 that perform a function of ECCN 9A515.a.1, Gy(Si)) and < 5 x 105 Rads (Si) (5 x 103 Gy(Si)); 9A515.a.2, 9A515.a.3, or 9A515.a.4 and a single event effect (SEE) (i.e., single event “spacecraft.” latchup (SEL), single event burnout (SEB), or single event gate rupture (SEGR)) immunity to a h. Spacecraft thrusters using bi-propellants or linear energy transfer (LET) ≥80 MeV-cm2/mg; mono-propellants that provide thrust equal to or or less than 150 lbf (i.e., 667.23 N) vacuum thrust.

e.2. A total dose ≥ 5 × 105 Rads (Si) (5 × 103 i. through w. [RESERVED] Gy (Si)) and not described in 9A515.d. x. “Parts,” “components,” “accessories” Note 1 to 9A515.d and .e: Application and “attachments” that are “specially designed” specific integrated circuits (ASICs), for defense articles controlled by USML integrated circuits developed and produced Category XV or items controlled by 9A515, and for a specific application or function, that are NOT: specifically designed or modified for defense articles and not in normal commercial use x.1. Enumerated or controlled in the USML are controlled by Category XI(c) of the or elsewhere within ECCNs 9A515 or 9A004; USML regardless of characteristics. x.2. Microelectronic circuits and discrete Note 2 to 9A515.d and .e: See 3A001.a for electronic components; controls on radiation-hardened microelectronic circuits “subject to the x.3. Described in ECCNs 7A004 or 7A104; EAR” that are not controlled by 9A515.d or 9A515.e. x.4. Described in an ECCN containing “space-qualified” as a control criterion (i.e., f. Pressure suits (i.e., space suits) capable of 3A001.b.1, 3A001.e.4, 3A002.g.1, 3A991.o, operating at altitudes 55,000 feet above sea level. 3A992.b.3, 6A002.a.1, 6A002.b.2, 6A002.d.1, 6A004.c and .d, 6A008.j.1, 6A998.b, or g. Remote sensing components “specially 7A003.d.2); designed” for “spacecraft” described in ECCNs 9A515.a.1 through 9A515.a.4 as follows: x.5. Microwave solid state amplifiers and microwave assemblies (refer to ECCN 3A001.b.4 g.1. Space-qualified optics (i.e., lens, mirror, for controls on these items); membrane having active properties (e.g., adaptive, deformable)) with the largest lateral x.6. Travelling wave tube amplifiers (refer to clear aperture dimension equal to or less than 0.35 ECCN 3A001.b.8 for controls on these items); or meters; or with the largest clear aperture x.7. Elsewhere specified in ECCN 9A515.y.

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NS applies to entire entry NS Column 1 Note to 9A515.x: “Parts,” “components,” RS applies to entire entry RS Column 1 “accessories,” and “attachments” specified in MT applies to 9A604.a, .c, MT Column 1 USML subcategory XV(e) or enumerated in other .d, and .f. USML categories are subject to the controls of AT applies to entire entry AT Column 1 that paragraph or category. UN applies to entire entry See § 746.1(b) for UN controls y. Items that would otherwise be within the scope of ECCN 9A515.x but that have been identified List Based License Exceptions (See Part 740 for in an interagency-cleared commodity a description of all license exceptions) classification (CCATS) pursuant to § 748.3(e) as warranting control in 9A515.y. LVS: N/A GBS: N/A y.1. Discrete electronic components not specified in 9A515.e; Special Conditions for STA

y.2. Space grade or for spacecraft STA: Paragraph (c)(2) of License applications thermistors; Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any y.3. Space grade or for spacecraft item in this ECCN 9A604. applications RF microwave bandpass ceramic filters (Dielectric Resonator Bandpass Filters); List of Items Controlled

y.4. Space grade or for spacecraft Related Controls: (1) Launch vehicles, applications hall effect sensors; missiles, and rockets are subject to the ITAR (see 22 CFR § 121.1, USML y.5. Space grade or for spacecraft Category IV). (2) See ECCN 0A919 for applications subminiature (SMA and SMP) plugs foreign-made “military commodities” that and connectors, TNC plugs and cable and incorporate more than a de minimis amount connector assemblies with SMA plugs and of U.S.-origin “600 series” controlled connectors; and content. Related Definitions: N/A y.6. Space grade or for spacecraft Items: applications flight cable assemblies. a. Thermal batteries “specially designed” for systems controlled under USML Category IV 9A604 Commodities related to launch capable of a range equal to or greater than 300 vehicles, missiles, and rockets (see List of km. Items Controlled). b. Thermal batteries, except for thermal batteries License Requirements controlled by 9A604.a, that are “specially designed” for systems controlled under USML Reason for Control: NS, RS, MT, AT, UN Category IV.

Country Chart (See c. “Components” “specially designed” for ramjet, Control(s) Supp. No. 1 to part scramjet, pulse jet, or combined cycle engines 738) controlled under USML Category IV, including

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 16 devices to regulate combustion in such a range of at least 300 km. commodities. g. through w. [Reserved] d. “Components” “specially designed” for hybrid rocket motors controlled under USML Category x. “Parts,” “components,” “accessories,” and IV usable in rockets, missiles, or unmanned aerial “attachments” that are “specially designed” for a vehicles capable of a range equal to or greater commodity subject to control in paragraphs .a than 300 km. through .d of this ECCN, or a defense article controlled under USML Category IV, and not e. “Components” “specially designed” for specified elsewhere on the USML. pressure gain combustion-based propulsion systems controlled under USML Category IV. Note to 9A604.x: “Parts,” “components,” “accessories,” and f. Composite structures, laminates and “attachments” specified in USML Category manufactures thereof “specially designed” for IV(h) are subject to the controls of that the following items controlled under USML paragraph. Category IV:

f.1. Systems capable of a range equal to or 9A610 Military aircraft and related greater than 300 km; commodities, other than those enumerated in 9A991.a (see List of Items Controlled). f.2. Individual rocket stages usable in 9A604.f.1 systems; License Requirements

f.3. Solid propellant rocket motors or hybrid Reason for Control: NS, RS, MT, AT, UN rocket motors having a total impulse capacity equal to or greater than 8.41 x 105 Ns; or Country Chart Control(s) (See Supp. No. f.4. Liquid propellant rocket engines 1 to part 738) integrated, or designed or modified to be NS applies to entire entry NS Column 1 integrated, into a liquid propellant propulsion except: system which has a total impulse capacity equal 9A610.b; parts and components to or greater than 8.41 x 105 Ns. controlled in 9A610.x if being exported or reexported for use in f.5. Thrust vector control systems usable in an aircraft controlled in rockets, space launch vehicles (SLVs), and 9A610.b; and 9A610.y. missiles capable of delivering at least a 500 kg RS applies to entire entry RS Column 1 payload to a range of at least 300 km. except: 9A610.b; parts and components f.6. Re-entry vehicles or warhead heat shields controlled in 9A610.x if being usable in rockets, SLVs, and missiles capable of exported or reexported for use in delivering at least a 500 kg payload to a range of an aircraft controlled in at least 300 km. 9A610.b; and 9A610.y. RS applies to 9A610.y China, Russia, f.7. Safing, arming, fuzing, and firing or Venezuela components usable in rockets, SLVs, and missiles (see capable of delivering at least a 500 kg payload to §742.6(a)(7))

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MT applies to 9A610.t, .u, .v, MT Column 1 and .w a. ‘Military Aircraft’ “specially designed” for a AT applies to entire entry AT Column 1 military use that are not enumerated in USML UN applies to entire entry See § 746.1(b) paragraph VIII(a). except 9A610.y. for UN controls Note 1: For purposes of paragraph .a the term List Based License Exceptions (See Part 740 ‘military aircraft’ means the LM-100J aircraft for a description of all license exceptions) and any aircraft “specially designed” for a military use that are not enumerated in USML LVS: $1500 paragraph VIII(a). The term includes: Trainer GBS: N/A aircraft; cargo aircraft; utility fixed wing aircraft; military helicopters; observation aircraft; military non-expansive balloons and Special Conditions for STA other lighter-than-air aircraft; and unarmed military aircraft, regardless of origin or STA: (1) Paragraph (c)(1) of License designation. Aircraft with modifications made to Exception STA (§ 740.20(c)(1) of incorporate safety of flight features or other FAA the EAR) may not be used for any or NTSB modifications such as transponders and item in 9A610.a (i.e., “end item” air data recorders are “unmodified” for the military aircraft), unless determined purposes of this paragraph .a. by BIS to be eligible for License Exception STA in accordance with Note 2: 9A610.a does not control ‘military § 740.20(g) (License Exception STA aircraft’ or “lighter-than-air vehicles” that: eligibility requests for 9x515 and “600 series” items). (2) Paragraph a. Were first manufactured before 1946; (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not b. Do not incorporate defense articles be used for any item in 9A610. enumerated or otherwise described on the U.S. Munitions List, unless the items are required to List of Items Controlled meet safety or airworthiness standards of civil aviation authorities of a Wassenaar Related Controls: (1) Military aircraft and Arrangement Participating State; and related articles that are enumerated in USML Category VIII, and technical data c. Do not incorporate weapons enumerated or (including software) directly related otherwise described on the U.S. Munitions List, thereto, are subject to the ITAR. (2) See unless inoperable and incapable of being ECCN 0A919 for controls on foreign-made returned to operation. “military commodities” that incorporate more than a de minimis amount of U.S.- b. L-100 aircraft manufactured prior to 2013. origin “600 series” controlled content. (3) See USML Category XIX and ECCN c. - d. [Reserved] 9A619 for controls on military aircraft gas turbine engines and related items. e. Mobile aircraft arresting and engagement Related Definitions: In paragraph .y of this runway systems for aircraft controlled by either entry, the term ‘fluid’ includes liquids and USML Category VIII(a) or ECCN 9A610.a. gases. Items: f. Pressure refueling equipment and equipment

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 18 that facilitates operations in confined areas, Note to paragraph .u: Apparatus and devices “specially designed” for aircraft controlled by “specially designed” for the handling, control, either USML paragraph VIII(a) or ECCN activation and non-ship-based launching of UAVs 9A610.a. controlled by either USML paragraph VIII(a) or ECCN 9A610.a with a maximum range less than g. Aircrew life support equipment, aircrew safety 300 km are controlled in paragraph .x of this equipment and other devices for emergency entry. escape from aircraft controlled by either USML paragraph VIII(a) or ECCN 9A610.a. v. Radar altimeters designed or modified for use in UAVs controlled by either USML paragraph h. Parachutes, paragliders, complete parachute VIII(a) or ECCN 9A610.a, and capable of canopies, harnesses, platforms, electronic release delivering at least 500 kilograms payload to a mechanisms, “specially designed” for use with range of at least 300 km. aircraft controlled by either USML paragraph VIII(a) or ECCN 9A610.a, and “equipment” Note to paragraph .v: Radar altimeters “specially designed” for military high altitude designed or modified for use in UAVs controlled parachutists, such as suits, special helmets, by either USML paragraph VIII(a) or ECCN breathing systems, and navigation equipment. 9A610.a that are not capable of delivering at least 500 kilograms payload to a range of at least 300 i. Controlled opening equipment or automatic km are controlled in paragraph .x of this entry. piloting systems, designed for parachuted loads. w.1. Pneumatic hydraulic, mechanical, electro- j. Ground effect machines (GEMS), including optical, or electromechanical flight control surface effect machines and air cushion vehicles, systems (including fly-by-wire and fly-by-light “specially designed” for use by a military. systems) and attitude control equipment designed or modified for UAVs controlled by either USML k. through s. [Reserved] paragraph VIII(a) or ECCN 9A610.a, and capable of delivering at least 500 kilograms payload to a t. Composite structures, laminates, and range of at least 300 km. manufactures thereof “specially designed” for unmanned aerial vehicles controlled under USML Note to paragraph .w.1: Pneumatic, Category VIII(a) with a range equal to or greater hydraulic, mechanical, electro-optical, or than 300 km. electromechanical flight control systems (including fly-by-wire and fly-by-light systems) Note to paragraph .t: Composite structures, and attitude control equipment designed or laminates, and manufactures thereof “specially modified for UAVs controlled by either USML designed” for unmanned aerial vehicles paragraph VIII(a) or ECCN 9A610.a, not capable controlled under USML Category VIII(a) with a of delivering at least 500 kilograms payload to a maximum range less than 300 km are controlled range of at least 300 km are controlled in in paragraph .x of this entry. paragraph .x of this entry. u. Apparatus and devices “specially designed” for w.2. Flight control servo valves designed or the handling, control, activation and non-ship- modified for the systems in 9A610.w.1 and based launching of UAVs controlled by either designed or modified to operate in a vibration USML paragraph VIII(a) or ECCN 9A610.a, and environment greater than 10g rms over the entire capable of a range equal to or greater than 300 km. range between 20Hz and 2 kHz.

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Note to paragraph .w: Paragraphs a commodity subject to control in this entry or 9A610.w.1. and 9A610.w.2. include the systems, defense article in USML Category VIII), and equipment and valves designed or modified to fittings, couplings, clamps (for a commodity enable operation of manned aircraft as subject to control in this entry or defense article unmanned aerial vehicles. in USML Category VIII) and brackets therefor;

y.11. Lavatories; x. “Parts,” “components,” “accessories,” and “attachments” that are “specially designed” for a y.12. Life rafts; commodity enumerated or otherwise described in ECCN 9A610 (except for 9A610.y) or a defense y.13. Magnetic compass, magnetic azimuth article enumerated or otherwise described in detector; USML Category VIII and not elsewhere specified on the USML or in 9A610.y, 9A619.y, or y.14. Medical litter provisions; 3A611.y. y.15. Cockpit or cabin mirrors; y. Specific “parts,” “components,” “accessories,” and “attachments” “specially designed” for a y.16. Passenger seats including palletized seats; commodity subject to control in this entry, ECCN 9A619, or for a defense article in USML y.17. Potable water storage systems; Categories VIII or XIX and not elsewhere specified in the USML or the CCL, and other y.18. Public address (PA) systems; aircraft commodities “specially designed” for a y.19. Steel brake wear pads (does not include military use, as follows, and “parts,” sintered mix or carbon/carbon materials); “components,” “accessories,” and “attachments” “specially designed” therefor: y.20. Underwater locator beacons; y.1. Aircraft tires; y.21. Urine collection bags/pads/cups/pumps; y.2. Analog gauges and indicators; y.22. Windshield washer and wiper systems; y.3. Audio selector panels; y.23. Filtered and unfiltered panel knobs, indicators, switches, buttons, and dials; y.4. Check valves for hydraulic and pneumatic systems; y.24. Lead-acid and Nickel-Cadmium batteries; y.5. Crew rest equipment; y.25. Propellers, propeller systems, and propeller blades used with reciprocating y.6. Ejection seat mounted survival aids; engines; y.7. Energy dissipating pads for cargo (for pads y.26. Fire extinguishers; made from paper or cardboard); y.27. Flame and smoke/CO detectors; y.8. Fluid filters and filter assemblies; 2 y.28. Map cases; y.9. Galleys; y.29. ‘Military Aircraft’ that were first y.10. Fluid hoses, straight and unbent lines (for

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manufactured from 1946 to 1955 that do not GBS: N/A incorporate defense articles enumerated or otherwise described on the U.S. Munitions List, unless the items are required to meet safety or Special Conditions for STA airworthiness standards of a Wassenaar Arrangement Participating State; and do not STA: Paragraph (c)(2) of License incorporate weapons enumerated or otherwise Exception STA (§ 740.20(c)(2) of described on the U.S. Munitions List, unless the EAR) may not be used for any inoperable and incapable of being returned to item in ECCN 9A619. operation; List of Items Controlled y.30. “Parts,” “components,” “accessories,” and “attachments,” other than electronic items or Related Controls: (1) Military gas turbine navigation equipment, for use in or with a engines and related articles that are commodity controlled by ECCN 9A610.h; enumerated or otherwise described in USML Category XIX, and technical data y.31. Identification plates and nameplates; and (including software) directly related thereto, are subject to the jurisdiction of the y.32. Fluid manifolds. International Traffic in Arms Regulations (ITAR). (2) Gas turbine engines designated 501-D22 are controlled in 9A619 Military gas turbine engines and ECCN 9A991.d regardless of the aircraft related commodities (see List of Items type into which they will be installed. (3) Controlled). See ECCN 0A919 for foreign-made “military commodities” that incorporate License Requirements more than a de minimis amount of U.S.- origin “600 series” controlled content. (4) Reason for Control: NS, RS, AT, UN “Parts,” “components,” “accessories,” and “attachments” specified in USML Country Chart (See Category XIX(f) are subject to the controls Control(s) Supp. No. 1 to part of that paragraph. (5) “Parts,” 738) “components,” “accessories,” and NS applies to entire entry NS Column 1 “attachments” specified in ECCN 9A619.y except 9A619.y are subject to the controls of that paragraph. RS applies to entire entry RS Column 1 Related Definitions: In paragraph .y of this except 9A619.y entry, the term ‘fluid’ includes liquids and RS applies to 9A619.y. China, Russia or gases. Venezuela (see Items: § 742.6(a)(7)). AT applies to entire entry AT Column 1 a. “Military Gas Turbine Engines” “specially UN applies to entire entry See § 746.1(b) for designed” for a military use that are not except 9A619.y UN controls controlled in USML Category XIX(a), (b), (c), or (d). List Based License Exceptions (See Part 740 for a description of all license exceptions) Note: For purposes of ECCN 9A619.a, the term “military gas turbine engines” means gas LVS: $1,500 turbine engines “specially designed” for “end

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 21 items” enumerated in USML Categories VI, VII paragraph. “Parts,” “components,” or VIII or on the CCL under ECCNs 0A606, “accessories,” and “attachments” specified in 8A609 or 9A610. ECCN 3A611.y, 9A610.y or 9A619.y are subject to the controls of that paragraph. b. Digital engine controls (e.g., Full Authority Digital Engine Controls (FADEC) and Digital y. Specific “parts,” “components,” “accessories,” Electronic Engine Controls (DEEC)) “specially and “attachments” “specially designed” for a designed” for gas turbine engines controlled in commodity subject to control in this entry, ECCN this ECCN 9A619. 9A610, or for a defense article in USML Category VIII or Category XIX and not c. If “specially designed” for gas turbine elsewhere specified on the USML or in the CCL, engines controlled in 9A619.a, hot section and other commodities, as follows, and “parts,” components (i.e., combustion chambers and “components,” “accessories,” and “attachments” liners; high pressure turbine blades, vanes, disks “specially designed” therefor: and related cooled structure; cooled low pressure turbine blades, vanes, disks and related cooled y.1. Oil tank and reservoirs; structure; cooled augmenters; and cooled nozzles); y.2. Oil lines and tubes; d. If “specially designed” for gas turbine y.3. Fluid hoses, and lines (for a commodity engines controlled in 9A619.a, uncooled turbine subject to control in this entry or a defense blades, vanes, disks, and tip shrouds; article in USML Category XIX), fittings, couplings, and brackets therefor; e. If “specially designed” for gas turbine engines controlled in 9A619.a, combustor cowls, y.4. Fluid filters and filter assemblies; diffusers, domes, and shells; y.5. Clamps (for a commodity subject to control f. Engine monitoring systems (i.e., those that in this entry or a defense article in USML conduct prognostics, diagnostics, and monitor Category XIX); health) “specially designed” for gas turbine engines and components controlled in this ECCN y.6. Shims; 9A619. y.7. Identification plates and nameplates; g. through w. [RESERVED] y.8. Fluid manifolds; and x. Parts,” “components,” “accessories,” and “attachments” that are “specially designed” for a y.9. Check valves for fluid systems. commodity controlled by this ECCN 9A619

(other than ECCN 9A619.c) or for a defense 9A620 Cryogenic and “superconductive” article enumerated in USML Category XIX and equipment, as follows (see list of items not specified elsewhere on the USML or in controlled). ECCN 3A611.y, 9A610.y or 9A619.y.

License Requirements Note to paragraph .x: “Parts,”

“components,” “accessories,” and Reason for Control: NS, RS, AT, UN “attachments” specified in USML subcategory

XIX(f) are subject to the controls of that Control(s) Country Chart

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(See Supp. No. 1 ground, marine, airborne, or space applications, to part 738) and capable of operating while in motion. NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 c. through w. [Reserved]. AT applies to entire entry AT Column 1 UN applies to entire entry See §746.1(b) for x. “Parts,” “components,” “accessories” and UN controls “attachments” that are “specially designed” for a commodity controlled by ECCN 9A620. List Based License Exceptions (see Part 740 for a description of all license exceptions) Note to 9A620.b: Forgings, castings, and other unfinished products, such as extrusions and LVS: $1500. machined bodies, that have reached a stage in GBS: N/A manufacture where they are clearly identifiable by mechanical properties, material composition, Special Conditions for STA geometry, or function as commodities controlled by ECCN 9A620.x are controlled by ECCN STA: Paragraph (c)(2) of License 9A620.x. Exception STA (§740.20(c)(2) of the EAR) may not be used for any item in 9A620. 9A980 Nonmilitary mobile crime science laboratories; and parts and “accessories,” List of Items Controlled n.e.s.

Related Controls: Electronic items that are Heading Note: In order for a vehicle to be enumerated in USML Category XI or other classified as a nonmilitary mobile crime scene USML categories, and technical data laboratory under ECCN 9A980, the vehicle must (including software) directly related contain one or more analytical or laboratory thereto, are subject to the ITAR. items controlled for Crime Control (CC) reasons Related Definitions: N/A on the CCL, such as ECCNs 3A980 and 3A981. Items: License Requirements a. Equipment “specially designed” to be installed in a vehicle for military ground, marine, airborne, Reason for Control: CC or space applications, and capable of operating while in motion and of producing or maintaining Country Chart temperatures below 103 K (−170 °C). Control(s) (See Supp. No. 1 to part 738). Note to 9A620.a: ECCN 9A620.a includes CC applies to entire entry CC Column 1 mobile systems incorporating or employing “accessories” or “components” manufactured List Based License Exceptions (See Part 740 for from non-metallic or non-electrical conductive a description of all license exceptions) materials such as plastics or epoxy-impregnated materials. LVS: N/A GBS: N/A b. “Superconductive” electrical equipment (rotating machinery and transformers) “specially List of Items Controlled designed” to be installed in a vehicle for military

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Related Controls: N/A Related Definitions: N/A c. On-Highway tractors, with single or tandem Items: rear axles rated for 9 mt per axel (20,000 lbs.) or greater and “specially designed” major The list of items controlled is contained in the “components”. ECCN heading.

9A991 “Aircraft”, n.e.s., and gas turbine 9A990 Diesel engines, n.e.s., and tractors and engines not controlled by 9A001 or 9A101 and “specially designed” “parts” and “parts” and “components,” n.e.s. (see List of “components” therefor, n.e.s. (see List of Items Items Controlled). Controlled). License Requirements License Requirements Reason for Control: AT, UN Reason for Control: AT Country Chart Country Control(s) (See Supp. No. 1 Chart to part 738) Control(s) (See Supp. AT applies to entire entry AT Column 1 No. 1 to part UN applies to 9A991.a. See § 746.1(b) 738) for UN controls. AT applies to entire entry AT Column 1 except 9A990.a. List Based License Exceptions (See Part 740 for AT applies to 9A990.a only. AT Column 2 a description of all license exceptions)

List Based License Exceptions (See Part 740 for LVS: N/A a description of all license exceptions) GBS: N/A

LVS: N/A List of Items Controlled GBS: N/A Related Controls: N/A List of Items Controlled Related Definitions: N/A Items: Related Controls: N/A Related Definitions: N/A a. Military aircraft, demilitarized (not specifically Items: equipped or modified for military operation), as follows: a. Diesel engines, n.e.s., for trucks, tractors, and automotive applications of continuous brake a.1 Cargo aircraft bearing “C” designations horsepower of 400 BHP (298 kW) or greater and numbered C-45 through C-118 inclusive, C- (performance based on SAE J1349 standard 121 through C-125 inclusive, and C-131, using conditions of 100 Kpa and 25) reciprocating engines only. b. Off highway wheel tractors of carriage a.2 Trainer aircraft bearing “T” designations capacity 9 mt (20,000 lbs) or more; and major and using reciprocating engines or turboprop “components” and “accessories,” n.e.s. engines with less than 600 horsepower (s.h.p.).

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a.3 Utility aircraft bearing “U” designations LVS: N/A and using reciprocating engines only. GBS: N/A

a.4 All liaison aircraft bearing an “L” List of Items Controlled designation. Related Controls: N/A a.5 All observation aircraft bearing “O” Related Definitions: N/A designations and using reciprocating engines. Items: b. Aircraft n.e.s.; The list of items controlled is contained in the ECCN heading. c. Aero gas turbine engines, and “parts” and “components” “specially designed” therefor. B. TEST, INSPECTION AND Note: 9A991.c does not control aero gas “PRODUCTION EQUIPMENT” turbine engines that are destined for use in civil “aircraft” and that have been in use in bona fide civil “aircraft” for more than eight years. If 9B001 Manufacturing equipment, tooling or they have been in use in bona fide civil “aircraft” fixtures, as follows (See List of Items for more than eight years, such engines are Controlled). controlled under 9A991.d. License Requirements d. “Parts” and “components,” “specially designed” for “aircraft,” n.e.s. Reason for Control: NS, MT, AT e. Pressurized aircraft breathing equipment, Country n.e.s.; and “parts” and “components” “specially Chart designed” therefor, n.e.s. Control(s) (See Supp. No.1 to part 738) 9A992 Complete canopies, harnesses, and NS applies to NS Column 1 platforms and electronic release mechanisms entire entry therefor, except such types as are in normal MT applies to MT Column sporting use. equipment for 1 engines controlled License Requirements under 9A001 for MT reasons and Reason for Control: AT for engines controlled under Country Chart 9A101 Control(s) (See Supp. No.1 AT applies to AT Column to part 738) entire entry 1 AT applies to entire entry AT Column 1 Reporting Requirements List Based License Exceptions (See Part 740 for a description of all license exceptions) See § 743.1 of the EAR for reporting

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requirements for exports under License blades, vanes or “tip shrouds”. Exceptions, and Validated End-User authorizations. 9B002 On-line (real time) control systems, List Based License Exceptions (See Part 740 for instrumentation (including sensors) or a description of all license exceptions) automated data acquisition and processing equipment, having all of the following (see List LVS: $5000, except N/A for MT of Items Controlled). GBS: Yes, except N/A for MT License Requirements Special Conditions for STA Reason for Control: NS, MT, AT STA: License Exception STA may not be used to ship commodities in 9B001 Country Chart to any of the destinations listed in Control(s) (See Supp. No. 1 Country Group A:6 (See Supplement to part 738) No.1 to part 740 of the EAR). NS applies to entire entry NS Column 1 MT applies to equipment MT Column 1 List of Items Controlled for engines controlled under 9A001 for MT Related Controls: For “specially designed” reasons and for engines production equipment of systems, sub- controlled under 9A101 systems, “parts” and “components” AT applies to entire entry AT Column 1 controlled by 9A005 to 9A009, 9A011, 9A101, 9A105 to 9A109, 9A111, and List Based License Exceptions (See Part 740 for 9A116 to 9A119 usable in “missiles” see a description of all license exceptions) 9B115. See also 9B991. Related Definitions: N/A LVS: $3000, except N/A for MT Items: GBS: Yes, except N/A for MT a. Directional solidification or single crystal List of Items Controlled casting equipment designed for “superalloys”; Related Controls: N/A b. Casting tooling, “specially designed” for Related Definitions: N/A manufacturing gas turbine engine blades, vanes Items: or “tip shrouds”, manufactured from refractory metals or ceramics, as follows: a. “Specially designed” for the “development” of gas turbine engines, assemblies, “parts” or b.1. Cores; “components”; and

b.2. Shells (moulds); b. Incorporating any of the “technologies” controlled by 9E003.h or 9E003.i. b.3. Combined core and shell (mould) units; c. Directional-solidification or single-crystal 9B003 Equipment “specially designed” for additive-manufacturing equipment, “specially the “production” or test of gas turbine brush designed” for manufacturing gas turbine engine seals designed to operate at tip speeds

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 26 exceeding 335 m/s, and temperatures in excess 1 to part of 773 K (500C), and “specially designed” 738) “components” or “accessories” therefor. NS applies to entire entry NS Column 1 MT applies to equipment MT Column 1 License Requirements for engines controlled under 9A001 for MT Reason for Control: NS, MT, AT reasons and for engines controlled under 9A101 Country Chart AT applies to entire entry AT Column 1 Control(s) (See Supp. No. 1 to part 738) List Based License Exceptions (See Part 740 for NS applies to entire entry NS Column 1 a description of all license exceptions) MT applies to equipment MT Column 1 for engines controlled LVS: $3000, except N/A for MT under 9A001 for MT GBS: Yes, except N/A for MT reasons and for engines controlled under 9A101 List of Items Controlled AT applies to entire entry AT Column 1 Related Controls: N/A List Based License Exceptions (See Part 740 for Related Definitions: N/A a description of all license exceptions) Items:

LVS: $5000, except N/A for MT The list of items controlled is contained in the GBS: Yes, except N/A for MT ECCN heading.

List of Items Controlled 9B005 On-line (real time) control systems, Related Controls: See also 9B115 instrumentation (including sensors) or Related Definitions: N/A automated data acquisition and processing Items: equipment, “specially designed” for use with any of the following (see List of Items The list of items controlled is contained in the Controlled). ECCN heading. License Requirements

9B004 Tools, dies or fixtures, for the solid state Reason for Control: NS, AT joining of “superalloy”, titanium or intermetallic airfoil-to-disk combinations Country Chart described in 9E003.a.3 or 9E003.a.6 for gas Control(s) (See Supp. No. 1 turbines. to part 738) NS applies to entire entry NS Column 1 License Requirements AT applies to entire entry AT Column 1

Reason for Control: NS, MT, AT List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart Control(s) (See Supp. No. LVS: N/A

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GBS: N/A AT applies to entire entry AT Column 1

List of Items Controlled List Based License Exceptions (See Part 740 for a description of all license exceptions) Related Controls: See also 9B105 Related Definitions: N/A LVS: $3000 Items: GBS: Yes a. Wind tunnels designed for speeds of Mach List of Items Controlled 1.2 or more; Related Controls: See also 9B106. Note that Note: 9B005.a does not control wind tunnels some items in 9B006 may also be “specially designed” for educational purposes controlled under 9B106. and having a ‘test section size’ (measured Related Definitions: N/A laterally) of less than 250 mm. Items:

Technical Note: ‘Test section size’ in The list of items controlled is contained in the 9B005.a means the diameter of the circle, or the ECCN heading. side of the square, or the longest side of the rectangle, at the largest test section location. 9B007 Equipment “specially designed” for b. Devices for simulating flow-environments at inspecting the integrity of rocket motors and speeds exceeding Mach 5, including hot-shot using Non-Destructive Test (NDT) techniques tunnels, plasma arc tunnels, shock tubes, shock other than planar x-ray or basic physical or tunnels, gas tunnels and light gas guns; or chemical analysis. c. Wind tunnels or devices, other than License Requirements two-dimensional sections, capable of simulating Reynolds number flows exceeding 25 x 106. Reason for Control: NS, MT, AT

Country Chart 9B006 Acoustic vibration test equipment Control(s) (See Supp. No. 1 capable of producing sound pressure levels of to part 738) 160 Db or more (referenced to 20 µPa) with a NS applies to entire NS Column 1 rated output of 4 kW or more at a test cell entry temperature exceeding 1,273 K (1,000C), and MT applies to entire MT Column 1 “specially designed” quartz heaters therefor. entry AT applies to entire AT Column 1 License Requirements entry

Reason for Control: NS, AT List Based License Exceptions (See Part 740 for a description of all license exceptions) Country Chart (See Supp. No. Control(s) LVS: N/A 1 to part GBS: N/A 738) NS applies to entire entry NS Column 2 List of Items Controlled

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Related Controls: N/A Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) NS applies to entire entry NS Column 2 The list of items controlled is contained in the AT applies to entire entry AT Column 1 ECCN heading. List Based License Exceptions (See Part 740 for a description of all license exceptions) 9B008 Direct measurement wall skin friction transducers “specially designed” to operate at LVS: $5000 a test flow total (stagnation) temperature GBS: N/A exceeding 833 K (560ºC). List of Items Controlled Reason for Control: NS, AT Related Controls: See 9B002. Country Chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) NS applies to entire entry NS Column 2 a. Designed to operate at stress levels of 60% of AT applies to entire entry AT Column 1 Ultimate Tensile Strength (UTS) or more measured at a temperature of 873 K (600ºC); and List Based License Exceptions (See Part 740 for a description of all license exceptions) b. Designed to operate at a temperature of 873 K (600ºC) or more. LVS: $5000 GBS: N/A Note: 9B009 does not specify tooling for the production of powder. List of Items Controlled

Related Controls: N/A 9B010 Equipment “specially designed” for the Related Definitions: N/A production of items specified by 9A012. Items: License Requirements The list of items controlled is contained in the ECCN heading. Reason for Control: NS, AT

Country Chart 9B009 Tooling “specially designed” for Control(s) (See Supp. No. 1 producing gas turbine engine powder to part 738) metallurgy rotor “parts” or “components” NS applies to entire entry NS Column 1 having all of the following (see List of Items AT applies to entire entry AT Column 1 Controlled). List Based License Exceptions (See Part 740 for License Requirements a description of all license exceptions)

Reason for Control: NS, AT LVS: N/A

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GBS: N/A The list of items controlled is contained in the List of Items Controlled ECCN heading.

Related Controls: N/A Related Definitions: N/A 9B105 ‘Aerodynamic test facilities’ for Items: speeds of Mach 0.9 or more, usable for rockets, missiles, or unmanned aerial vehicles capable The list of items controlled is contained in the of achieving a “range” equal to or greater than ECCN heading. 300 km and their subsystems.

License Requirements 9B104 ‘Aerothermodynamic test facilities’, usable for rockets, missiles, or unmanned Reason for Control: MT, AT aerial vehicles capable of achieving a “range” equal to or greater than 300 km and their Country Chart subsystems, and having an electrical power Control(s) (See Supp. No. 1 supply equal to or greater than 5 MW or a gas to part 738) supply total pressure equal to or greater than MT applies to entire entry MT Column 1 3 MPa. AT applies to entire entry AT Column 1

License requirements List Based License Exceptions (See Part 740 for a description of all license exceptions) Reasons for Control: MT, AT LVS: N/A Country Chart GBS: N/A Control(s) (See Supp. No. 1 to part 738) List of Items Controlled MT applies to entire entry MT Column 1 AT applies to entire entry AT Column 1 Related Controls: See also 9B005 Related Definitions: N/A List Based License Exceptions (See Part 740 for Items: a description of all license exceptions) The list of items controlled is contained in the LVS: N/A ECCN heading. GBS: N/A Note: 9B105 does not control wind tunnels for List of Items Controlled speeds of Mach 3 or less with the dimension of the ‘test cross section size’ equal to or less than Related Controls: See ECCNs 9D101, 9E001 250 mm. and 9E002. Related Definitions:‘Aerothermodynamic Technical Notes: test facilities’ include plasma arc jet facilities and plasma wind tunnels for the 1. ‘Aerodynamic test facilities’ includes wind study of thermal and mechanical effects of tunnels and shock tunnels for the study of airflow airflow on objects. over objects. Items:

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2. ‘Test cross section size’ means the a.1.b. Temperature range from below - diameter of the circle, or the side of the square, 50 C to above 125 C; and or the longest side of the rectangle, or the major axis of the ellipse at the largest ‘test cross a.2. Incorporating, or designed or modified section’ location. ‘Test cross section’ is the to incorporate, a shaker unit or other vibration test section perpendicular to the flow direction. equipment to produce vibration environments equal to or greater than 10 g rms, measured ‘bare table,’ between 20 Hz and 2 kHz while imparting 9B106 Environmental chambers usable for forces equal to or greater than 5 kN; rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or Technical Notes: greater than 300 km and their subsystems, as follows (see List of Items Controlled). 1. Item 9B106.a.2 describes systems that are capable of generating a vibration License Requirements environment with a single wave (e.g., a sine wave) and systems capable of generating a broad Reason for Control: MT, AT band random vibration (i.e., power spectrum).

Country Chart 2. The term ‘bare table’ means a flat table, Control(s) (See Supp. No. or surface, with no fixture or fittings. 1 to part 738) MT applies to entire entry MT Column 1 3. In Item 9B106.a.2, designed or modified AT applies to entire entry AT Column 1 means the environmental chamber provides appropriate interfaces (e.g., sealing devices) to List Based License Exceptions (See Part 740 for incorporate a shaker unit or other vibration test a description of all license exceptions) equipment as specified in this Item.

LVS: N/A b. Environmental chambers capable of GBS: N/A simulating all of the following flight conditions:

List of Items Controlled b.1. Acoustic environments at an overall sound pressure level of 140 dB or greater (referenced to Related Controls: N/A 2 x 10-5 N/m²) or with a total rated acoustic power Related Definitions: N/A output of 4kW or greater; and Items: b.2. Any of the following: a. Environmental chambers having all of the following characteristics: b.2.a. Altitude equal to or greater than 15,000 m; or

a.1. Capable of simulating any of the b.2.b. Temperature range of at least -50 C following flight conditions: to +125 C.

a.1.a. Altitude equal to or greater than 15,000 m; or 9B115 “Specially designed” “production equipment” for systems, sub-systems, and “components” controlled by ECCN 9A101 or

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 31 by USML Category IV(d)(2), (d)(3), (d)(4), or 9B116 “Specially designed” “production (h)(17). facilities” for the systems, sub-systems, “parts” and “components” controlled ECCN License Requirements 9A012 (applies to MT-controlled items only) or 9A101 or by USML Category IV(d)(2), Reason for Control: MT, AT (d)(3), (d)(4), or (h)(17).

Country Chart License Requirements (See Supp. No. Control(s) 1 to part Reason for Control: MT, AT 738) MT applies to entire entry MT Column 1 Country Chart AT applies to entire entry AT Column 1 Control(s) (See Supp. No. 1 to part 738) List Based License Exceptions (See Part 740 for MT applies to entire entry MT Column 1 a description of all license exceptions) AT applies to entire entry AT Column 1

LVS: N/A List Based License Exceptions (See Part 740 for GBS: N/A a description of all license exceptions)

List of Items Controlled LVS: N/A GBS: N/A Related Controls: (1) Although items described in USML Category IV(d)(2), List of Items Controlled (d)(3), (d)(4) or h(17) are “subject to the ITAR” (see 22 CFR parts 120 through Related Controls: (1) Although items 130), the production “equipment” described in USML Category IV(d)(2), controlled in this entry that is related to (d)(3), (d)(4), or (h)(17) are “subject to the these items is subject to the export ITAR” (see 22 CFR parts 120 through licensing authority of BIS. (2) “Specially 130), the “production facilitiest” controlled designed” production “equipment” for in this entry that are related to these items systems, sub-systems, and “components” are subject to the export licensing authority described in USML Category IV(d)(1), of BIS. (2) “Specially designed” (d)(7), (h)(1), (h)(4), (h)(6), (h)(7), (h)(8), “production facilities” for systems, sub- (h)(9), (h)(11), (h)(20), (h)(21), (h)(26), or systems, and “components” described in (h)(28) are controlled by ECCN 9B604. (3) USML Category IV(d)(1), (d)(7), (h)(1), See ECCN 0A919 for foreign-made (h)(4), (h)(6), (h)(7), (h)(8), (h)(9), (h)(11), “military commodities” that incorporate (h)(20), (h)(21), (h)(26), or (h)(28) are more than a de minimis amount of US- controlled by ECCN 9B604. (3) See ECCN origin “600 series” controlled content. 0A919 for foreign-made “military Related Definitions: NA. commodities” that incorporate more than a Items: de minimis amount of US-origin “600 series” controlled content. The list of items controlled is contained in the Related Definitions: NA ECCN heading. Items:

The list of items controlled is contained in the

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ECCN heading. Country Chart Control(s) (See Supp. 9B117 Test benches and test stands for solid No. 1 to part or liquid propellant rockets, motors or rocket 738) engines, having either of the following NS applies to entire entry NS Column 1 characteristics (see List of Items Controlled). MT applies to equipment in MT Column 9B515.a for the 1 License Requirements “development” or “production” of commodities Reason for Control: MT, AT in USML Category XV(e)(12) and XV(e)(19) that are MT Country Chart controlled. Control(s) (See Supp. No. 1 RS applies to entire entry RS Column 1 to part 738) AT applies to entire entry AT Column MT applies to entire entry MT Column 1 1 AT applies to entire entry AT Column 1 List Based License Exceptions (See Part 740 for List Based License Exceptions (See Part 740 for a description of all license exceptions) a description of all license exceptions) LVS: $1500; $5000 for 9B515.b LVS: N/A GBS: N/A GBS: N/A Special Conditions for STA List of Items Controlled STA: Paragraph (c)(2) of License Related Controls: See also 9B990 Exception STA (§ 740.20(c)(2) of Related Definitions: N/A the EAR) may not be used for any Items: item in 9B515. a. The capacity to handle solid or liquid List of Items Controlled propellant rocket motors or rocket engines having a thrust greater than 68 kN; or Related Controls: N/A Related Definitions: N/A b. Capable of simultaneously measuring the Items: three axial thrust components. a. Test, inspection, and production “equipment” “specially designed” for the 9B515 Test, inspection, and production “production” or “development” of commodities “equipment” “specially designed” for enumerated in ECCNs 9A004.u, 9A515.a, or “spacecraft” and related commodities, as USML Category XV(a) or XV(e). follows (see List of Items Controlled). Note: ECCN 9B515.a includes License Requirements equipment, cells, and stands “specially designed” for the analysis or isolation of faults in Reason for Control: NS, RS, AT commodities enumerated in ECCNs 9A004.u or 9A515.a, or USML Category XV(a) or XV(e).

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STA (§ 740.20(c)(2) of the EAR) may b. Environmental test chambers capable of not be used for any item in this ECCN pressures below (10-4) Torr, and “specially 9B604. designed” for commodities enumerated in 9A515.a or USML Category XV(a). List of Items Controlled

Related Controls: (1) “Production 9B604 Test, inspection, and production facilities” for the “production” or “equipment” and related commodities “development” of commodities “specially designed” for the “development,” enumerated or otherwise described in “production,” repair, overhaul, or ECCN 9A012 or 9A101 or in USML refurbishing of commodities in ECCN 9A604 Category IV(d)(2), (d)(3), (d)(4), or (h)(17) or related defense articles in USML Category are controlled by ECCN 9B116. (2) Test, IV (see List of Items Controlled). inspection, and other production “equipment” “specially designed” for the License Requirements “production” or “development” of commodities enumerated or otherwise Reason for Control: NS, RS, MT, AT, UN described in ECCN 9A101 or in USML Category IV(d)(2), (d)(3), (d)(4), or (h)(17) Country Chart are controlled by ECCN 9B115. (3) See Control(s) (See Supp. No. ECCN 0A919 for foreign-made “military 1 to part 738) commodities” that incorporate more than a NS applies to entire entry NS Column 1 de minimis amount of US-origin “600 RS applies to entire entry RS Column 1 series” controlled content. MT applies to 9B604.a and .b MT Column 1 Related Definitions: N/A and to 9B604.d “specially Items: designed” “production facilities” or production a. “Production facilities” “specially designed” “equipment” for defense articles for items that are controlled by USML identified as MTCR Annex Category IV(a)(1) or (a)(2). items in USML Category IV(d)(1), (h)(1), (h)(4), (h)(6), b. Test, calibration, and alignment equipment (h)(7), (h)(8), (h)(9), (h)(11), “specially designed” for items that are controlled (h)(20), (h)(21), or (h)(26). by USML Category IV(h)(28). AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) c. Test, inspection, and other production for UN controls “equipment” that is “specially designed” for the “development,” “production,” repair, overhaul, List Based License Exceptions (See Part 740 for or refurbishing of commodities described in a description of all license exceptions) ECCN 9A604, or defense articles controlled under USML Category IV, and not specified in LVS: $1,500 ECCN 0B604.a or in ECCN 9B604.a, .b, or .d. GBS: N/A d. “Specially designed” “production facilities” Special Conditions for STA or production “equipment” for systems, sub- systems, and “components” controlled by USML STA: Paragraph (c)(2) of License Exception Category IV(d)(1), (d)(7), (h)(1), (h)(4), (h)(6),

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(h)(7), (h)(8), (h)(9), (h)(11), (h)(20), (h)(21), List of Items Controlled (h)(26), or (h)(28). Related Controls: USML Category e. through w. [Reserved] VIII(h)(1) controls “parts,” “components,” “accessories,” and “attachments” x. “Parts,” “components,” “accessories,” and “specially designed” for the aircraft “attachments” that are “specially designed” for a enumerated or otherwise described in commodity subject to control in paragraph .a or Category VIII(h)(1), but does not control .b of this ECCN. the commodities enumerated or otherwise described in ECCN 9B610. USML Category VIII(h)(2)-(28) controls other 9B610 Test, inspection, and production aircraft “parts,” “components,” “equipment” and related commodities “accessories,” “attachments,” and “specially designed” for the “development” or “systems.” “production” of commodities enumerated or Related Definitions: N/A otherwise described in ECCN 9A610 or USML Items: Category VIII (see List of Items Controlled). a. Test, inspection, and production “equipment” License Requirements “specially designed” for the “production,” “development,” operation, installation, Reason for Control: NS, RS, MT, AT, UN maintenance, repair, overhaul, or refurbishing of commodities enumerated or otherwise described in ECCN 9A610 (except 9A610.y) or USML Country Chart (See Category VIII, and “parts,” “components,” Control(s) Supp. No. 1 to part “accessories,” and “attachments” “specially 738) designed” therefor.” NS applies to entire entry NS Column 1 except 9B610.c. b. Environmental test facilities “specially RS applies to entire entry RS Column 1 designed” for the certification, qualification, or MT applies to 9B610.c. MT Column 1 testing of commodities enumerated or otherwise AT applies to entire entry AT Column 1 described in ECCN 9A610 (except for 9A610.y) See §746.1(b) for or USML Category VIII and “parts,” UN applies to entire entry UN controls “components,” “accessories,” and “attachments” “specially designed” therefor. List Based License Exceptions (See Part 740 for a description of all license exceptions) c. “Production facilities” designed or modified for UAVs or drones that are (i) controlled by LVS: $1500 either USML paragraph VIII(a) or ECCN GBS: N/A 9A610.a and (ii) capable of a range equal to or greater than 300 km. Special Conditions for STA

STA: Paragraph (c)(2) of License 9B619 Test, inspection, and production Exception STA (§ 740.20(c)(2) of the “equipment” and related commodities EAR) may not be used for any item “specially designed” for the “development” or in 9B610. “production” of commodities enumerated or otherwise described in ECCN 9A619 or USML

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Category XIX (see List of Items Controlled). Items:

License Requirements a. Test, inspection, and production “equipment” “specially designed” for the “production,” Reason for Control: NS, RS, AT, UN “development,” operation, installation, maintenance, repair, overhaul, or refurbishing of Country Chart commodities enumerated or otherwise described Control(s) (See Supp. No. in ECCN 9A619 (except for 9A619.y) or in 1 to part 738) USML Category XIX, and “parts,” NS applies to entire entry NS Column 1 “components,” “accessories,” and “attachments” except 9B619.y. “specially designed” therefor. RS applies to entire entry RS Column 1 except 9B619.y. b. Equipment, cells, or stands “specially RS applies to 9B619.y. China, Russia or designed” for testing, analysis and fault isolation Venezuela (see of engines, “systems,” “components,” “parts,” § 742.6(a)(7)). “accessories,” and “attachments” enumerated or AT applies to entire entry AT Column 1 otherwise described in ECCN 9A619 (except for UN applies to entire entry See § 746.1(b) 9A619.y) on the CCL or in Category XIX on the except 9B619.y. for UN controls USML.

List Based License Exceptions (See Part 740 c. through x. [Reserved] for a description of all license exceptions) y. Bearing pullers “specially designed” for the - LVS: $1,500 “production” or “development” of commodities GBS: N/A enumerated or otherwise described in ECCN 9A619 (except for 9A619.y) or USML Category Special Conditions for STA XIX and “parts,” “components,” “accessories,” and “attachments” “specially designed” therefor. STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be used for any 9B620 Test, inspection, and production item in ECCN 9B619. commodities for cryogenic and “superconductive” equipment (see List of List of Items Controlled Items controlled).

Related Controls: USML Category License Requirements XIX(f)(1) controls “parts,” “components,” “accessories,” and “attachments” Reason for Control: NS, RS, AT, UN “specially designed” for the engines described in Category XIX(f)(1), but does Country Chart not control the commodities enumerated or Control(s) (See Supp. No. 1 to otherwise described in ECCN 9B619. part 738) USML Category XIX(f)(2)-(11) controls other engine “parts,” “components,” NS applies to entire entry NS Column 1 “accessories,” “attachments,” and RS applies to entire entry RS Column 1 “systems.” AT applies to entire entry AT Column 1 Related Definitions: N/A UN applies to entire entry See §746.1(b) for

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UN controls Related Controls: N/A List Based License Exceptions (see Part 740 for Related Definitions: N/A a description of all license exceptions) Items:

LVS: $1500. The list of items controlled is contained in the GBS: N/A ECCN heading.

Special Conditions for STA

STA: Paragraph (c)(2) of License 9B991 “Specially designed” “equipment,” Exception STA (§740.20(c)(2) of the tooling or fixtures, not controlled by 9B001, EAR) may not be used for any item for manufacturing or measuring gas turbine in 9B620. blades, vanes or tip shroud castings, as follows List of Items Controlled (see List of Items Controlled).

Related Controls: N/A License Requirements Related Definitions: N/A Items: Reason for Control: AT a. Test, inspection, and production end items and Country Chart equipment “specially designed” for the (See Supp. No. Control(s) “development,” “production,” repair, overhaul or 1 to part refurbishing of items controlled in ECCN 9A620. 738) AT applies to entire entry AT Column 1 b. [Reserved]

List Based License Exceptions (See Part 740 for

a description of all license exceptions) 9B990 Vibration test equipment and

“specially designed” “parts” and LVS: N/A “components,” n.e.s. GBS: N/A

License Requirements List of Items Controlled

Reason for Control: AT Related Controls: N/A

Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No.1 to part 738) a. Automated equipment using non-mechanical AT applies to entire entry AT Column 1 methods for measuring airfoil wall thickness;

List Based License Exceptions (See Part 740 for b. Tooling, fixtures or measuring equipment for a description of all license exceptions) the “laser”, water jet or ECM/EDM hole drilling processes controlled by 9E003.c; LVS: N/A GBS: N/A c. Ceramic core leaching equipment;

List of Items Controlled d. Ceramic core manufacturing equipment or

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 37 tools; Items: e. Ceramic shell wax pattern preparation The list of items controlled is contained in the equipment; ECCN heading. f. Ceramic shell burn out or firing equipment. 9C610 Materials “specially designed” for commodities controlled by USML Category C. “MATERIALS” VIII or ECCN 9A610 and not elsewhere specified in the CCL or the USML (see List of Items Controlled). 9C110 Resin impregnated fiber prepregs and metal coated fiber preforms therefor, for License Requirements composite structures, laminates and manufactures specified in 9A110, made either Reason for Control: NS, RS, AT, UN with organic matrix or metal matrix utilizing fibrous or filamentary reinforcements having Country Chart a “specific tensile strength” greater than 7.62 Control(s) (See Supp. No. 1 x 104 m and a “specific modulus” greater than to part 738) 3.18 x 106 m. NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 License Requirements AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) Reason for Control: MT, AT for UN controls

Country Chart List Based License Exceptions (See Part 740 Control(s) (See Supp. No. 1 for a description of all license exceptions) to part 738) MT applies to entire entry MT Column 1 LVS: $1500 AT applies to entire entry AT Column 1 GBS: N/A

List Based License Exceptions (See Part 740 for Special Conditions for STA a description of all license exceptions) STA: Paragraph (c)(2) of License LVS: N/A Exception STA (§ 740.20(c)(2) of GBS: N/A the EAR) may not be used for any item in 9C610. List of Items Controlled List of Items Controlled Related Controls: (1) See also 1C010 and 1C210.c. (2) The only resin Related Controls: USML subcategory XIII(f) impregnated fiber prepregs controlled by controls structural materials specifically entry 9C110 are those using resins with a designed, developed, configured, modified, glass transition temperature (Tg), after cure, or adapted for defense articles, such as exceeding 418 K (145 C) as determined by USML subcategory VIII(a) aircraft. See ASTM D4065 or national equivalents. ECCN 0A919 for foreign made “military Related Definitions: N/A commodities” that incorporate more than a

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de minimis amount of U.S.-origin “600 GBS: N/A series” controlled content. Related Definitions: N/A Special Conditions for STA Items: STA: Paragraph (c)(2) of License a. Materials not elsewhere specified in the Exception STA (§ 740.20(c)(2) of USML or the CCL and “specially designed” for the EAR) may not be used for any commodities enumerated or otherwise described item in ECCN 9C619. in USML Category VIII or ECCN 9A610 (except 9A610.y). List of Items Controlled

Note 1: Materials enumerated elsewhere in Related Controls: (1) See USML the CCL, such as in a CCL Category 1 ECCN, are subcategory XIII(f) for controls on controlled pursuant to controls of the applicable structural materials specifically designed, ECCN. developed, configured, modified, or adapted for defense articles, such as USML Note 2: Materials “specially designed” for Category XIX engines. (2) See ECCN both aircraft enumerated in USML Category VIII 0A919 for foreign made “military and aircraft enumerated in ECCN 9A610 are commodities” that incorporate more than a subject to the controls of this ECCN. de minimis amount of U.S.-origin “600 series” controlled content. b. [Reserved] Related Definitions: N/A Items:

9C619 Materials “specially designed” for a. Materials not controlled by paragraph .b of commodities controlled by USML Category this entry and not elsewhere specified in the CCL XIX or ECCN 9A619 and not elsewhere or on the USML, and “specially designed” for specified in the CCL or on the USML (see List commodities enumerated or otherwise described of Items Controlled). in USML Category XIX or ECCN 9A619 (except 9A619.y). License Requirements b. Materials “specially designed” for use in Reason for Control: NS, RS, AT, UN certain gas turbine engines, as follows:

Country Chart b.1. Powders “specially designed” for thermal Control(s) (See Supp. No. 1 or environmental barrier coating of defense to part 738) articles enumerated or described in USML NS applies to entire entry NS Column 1 Category XIX paragraphs (f)(1) – (f)(4) for RS applies to entire entry RS Column 1 engines listed in (f)(1); AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) b.2. Superalloys (i.e., nickel, cobalt or iron for UN controls based), used in directionally solidified or single crystal casting, “specially designed” for defense List Based License Exceptions (See Part 740 articles enumerated or described in USML for a description of all license exceptions) Category XIX paragraphs (f)(1) – (f)(4) for engines listed in paragraph (f)(1); or LVS: $1,500

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b.3. Imide matrix, metal matrix, or ceramic NS applies to “software” for NS Column 1 matrix composite material (i.e., reinforcing fiber equipment controlled by combined with a matrix) “specially designed” for 9A001 to 9A004, 9A012, defense articles enumerated or described in 9B001 to 9B010, and USML Category XIX paragraphs (f)(1) – (f)(4) technology controlled by for engines listed in paragraph (f)(1). 9E003. MT applies to “software” for MT Column 1 Note 1: Materials enumerated elsewhere in equipment controlled by the CCL, such as in a CCL Category 1 ECCN, are 9B116 for MT reasons. controlled pursuant to the controls of the AT applies to entire entry AT Column 1 applicable ECCN. Reporting Requirements Note 2: Materials described in paragraph .a of this entry that are “specially designed” for both See § 743.1 of the EAR for reporting an engine enumerated in USML Category XIX requirements for exports under License and an engine enumerated in ECCN 9A619 are Exceptions, and Validated End-User subject to the controls of this ECCN 9C619. authorizations.

Note 3: Materials described in this entry that List Based License Exceptions (See Part 740 for are or have been used in gas turbine engines in a description of all license exceptions) production (i.e., not in development) that are not enumerated or otherwise described on the USML TSR: N/A . or ECCN 9A619 are not controlled by this entry. Special Conditions for STA

D. “SOFTWARE” STA: License Exception STA may not be used to ship or transmit “software” “specially designed” or modified for 9D001 “Software”, not specified in 9D003 or the “development” of equipment or 9D004, “specially designed” or modified for “technology”, specified by ECCNs the “development” of equipment or 9B001.b. or 9E003.a.1, 9E003.a.2 to “technology” controlled by ECCN 9A001 to a.5, 9E003.a.8, or 9E003.h to any of 9A004, 9A012, 9A101 (except for items in the destinations listed in Country 9A101.b that are “subject to the ITAR,” see 22 Group A:6 (See Supplement No.1 to CFR part 121), 9A106.d. or .e, 9A110, or part 740 of the EAR). 9A120, 9B (except for ECCNs 9B604, 9B610, 9B619, 9B990, and 9B991), or ECCN 9E003. List of Items Controlled

License Requirements Related Controls “Software” that is “required” for the “development” of items specified in Reason for Control: NS, MT, AT ECCNs 9A005 to 9A011, 9A101.b (except for items that are subject to the EAR), 9A103 Country to 9A105, 9A106.a, .b, and .c, 9A107 to Chart 9A109, 9A110 (for items that are “specially Control(s) (See Supp. designed” for use in missile systems and No. 1 to part subsystems), and 9A111 to 9A119 is “subject 738) to the ITAR.”

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Related Definitions: N/A Items: STA: License Exception STA may not be used to ship or transmit “software” The list of items controlled is contained in the “specially designed” or modified for ECCN heading. the “production” of equipment specified by 9B001.b to any of the destinations listed in Country Group 9D002 “Software”, not specified in 9D003 or A:6 (See Supplement No.1 to part 9D004, “specially designed” or modified for 740 of the EAR). the “production” of equipment controlled by ECCN 9A001 to 9A004, 9A012, 9A101 (except List of Items Controlled for items in 9A101.b that are “subject to the ITAR,” see 22 CFR part 121), 9A106.d or .e, Related Controls: “Software” that is 9A110, or 9A120, 9B (except for ECCNs “required” for the “production” of items 9B604, 9B610, 9B619, 9B990, and 9B991). specified in ECCNs 9A005 to 9A011, 9A101.b (except for items that are subject License Requirements to the EAR), 9A103 to 9A105, 9A106.a, .b, and .c, 9A107 to 9A109, 9A110 (for items Reason for Control: NS, MT, AT that are “specially designed” for use in missile systems and subsystems), and Country 9A111 to 9A119 is “subject to the ITAR.” Chart Related Definitions: N/A Control(s) (See Supp. Items: No. 1 to part 738) The list of items controlled is contained in the NS applies to “software” for NS Column 1 ECCN heading. equipment controlled by 9A001 to 9A004, 9A012, 9B001 to 9B010. 9D003 “Software” incorporating “technology” MT applies to “software” for MT Column 1 specified by ECCN 9E003.h and used in equipment controlled by “FADEC Systems” for systems controlled by 9B116 for MT reasons. ECCN 9A001 to 9A003, 9A101 (except for AT applies to entire entry AT Column 1 items in 9A101.b that are “subject to the ITAR”, see 22 CFR part 121), 9A106.d or .e, Reporting Requirements or 9B (except for ECCNs 9B604, 9B610, 9B619, 9B990, and 9B991). See § 743.1 of the EAR for reporting requirements for exports under License License Requirements Exceptions, and Validated End-User authorizations. Reason for Control: NS, MT, AT

List Based License Exceptions (See Part 740 for Country a description of all license exceptions) Chart Control(s) (See Supp. TSR: N/A. No. 1 to part 738) Special Conditions for STA NS applies to “software” NS Column 1

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for “use” of “FADEC Reason for Control: NS, AT systems” for equipment controlled by 9A001 to Country Chart 9A003 Control(s) (See Supp. No. 1 MT applies to “software” MT Column 1 to part 738) required for the “use” of NS applies to entire entry NS Column 1 “FADEC systems” for gas AT applies to entire entry AT Column 1 turbine engines controlled by 9A101, or 9A106. List Based License Exceptions (See Part 740 for AT applies to entire entry AT Column 1 a description of all license exceptions)

List Based License Exceptions (See Part 740 for TSR: N/A. a description of all license exceptions) Special Conditions for STA TSR: Yes, except N/A for MT STA: License Exception STA may not be List of Items Controlled used to ship or transmit software in 9D004.a and 9D004.c to any of the Related Controls: (1) See also 9D103. (2) destinations listed in Country Group “Software” “required” for the “use” of A:6 (See Supplement No.1 to part equipment specified in ECCNs 9A004 740 of the EAR) (except for items that are subject to the EAR), 9A005 to 9A011, 9A101.b (except List of Items Controlled for items that are subject to the EAR), 9A103 to 9A105, 9A106.a, .b, and .c, Related Controls: See also 9D104. 9A107 to 9A109, 9A110 (for items that are Related Definitions: N/A “specially designed” for use in missile Items: systems and subsystems), and 9A111 to 9A119 is “subject to the ITAR” (see 22 a. 2D or 3D viscous “software”, validated with CFR parts 120 through 130). (3) wind tunnel or flight test data required for “Software” directly related to defense detailed engine flow modelling; articles that are “subject to the ITAR” (see 22 CFR parts 120 through 130) is also b. “Software” for testing aero gas turbine engines, “subject to the ITAR” (see 22CFR parts assemblies, “parts” or “components”, having all 120 through 130). of the following: Related Definitions: N/A Items: b.1. “Specially designed” for testing any of the following: The list of items controlled is contained in the ECCN heading. b.1.a. Aero gas turbine engines, assemblies or components, incorporating “technology” specified by 9E003.a, 9E003.h or 9D004 Other “software” as follows (see List 9E003.i; or of Items Controlled). b.1.b. Multi-stage compressors License Requirements providing either bypass or core flow, specially designed for aero gas turbine engines

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 42 incorporating “technology” specified by 9E003.a 9D005 “Software” specially designed or or 9E003.h; and modified for the operation of items specified by 9A004.e or 9A004.f. (This “software” is b.2. “Specially designed” for all of the controlled by ECCN 9D515) following: 9D018 “Software” for the “use” of equipment b.2.a. Acquisition and processing of controlled by 9A018. data, in real time; and (a) See ECCN 9D610 for “software” related to b.2.b. Feedback control of the test aircraft, refuelers, ground equipment, article or test conditions (e.g., temperature, parachutes, harnesses, instrument flight trainers pressure, flow rate) while the test is in progress; and “parts”, “accessories,” and “attachments” for the forgoing that, immediately prior to Note 9D004.b does not specify software October 15, 2013, were classified under for operation of the test facility or operator safety 9A018.a.1, .a.3, .c, .d, .e, or .f. (e.g., overspeed shutdown, fire detection and suppression), or production, repair or (b) See ECCN 9D619 for “software” related to maintenance acceptance-testing limited to military trainer aircraft turbo prop engines and determining if the item has been properly “parts” and “components” therefor that, assembled or repaired. immediately prior to October 15, 2013, were classified under ECCN 9A018.a.2 or .a.3. c. “Software” “specially designed” to control directional solidification or single crystal (c) Software related to certain armored ground material growth in equipment specified by transport vehicles that prior to January 6, 2014 9B001.a or 9B001.c; were classified under ECCN 9A018.b is EAR99 (See 0D606). d. [RESERVED] e. “Software” “specially designed” or modified 9D101 “Software” “specially designed” or for the operation of items specified by 9A012; modified for the “use” of commodities controlled by 9B104, 9B105, 9B106, 9B116, or f. “Software” “specially designed” to design 9B117. the internal cooling passages of aero gas turbine engine blades, vanes and “tip shrouds”; License Requirements g. “Software” having all of the following: Reason for Control: MT, AT

g.1. “Specially designed” to predict aero Country Chart thermal, aeromechanical and combustion Control(s) (See Supp. No. 1 conditions in aero gas turbine engines; and to part 738)

MT applies to entire entry MT Column 1 g.2. Theoretical modeling predictions of the AT applies to entire entry AT Column 1 aero thermal, aeromechanical and combustion conditions, which have been validated with actual List Based License Exceptions (See Part 740 for turbine engine (experimental or production) a description of all license exceptions) performance data.

TSR: N/A

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9A106.a, .b, and .c, 9A107 to 9A109, 9A111, List of Items Controlled 9A115 to 9A118 is “subject to the ITAR” (see 22 CFR parts 120 through 130). Related Controls: N/A Related Definitions: N/A Related Definitions: N/A Items: Items: The list of items controlled is contained in the The list of items controlled is contained in the ECCN heading. ECCN heading. Note: For a manned aircraft converted to operate as an unmanned aerial vehicle specified 9D103 “Software” “specially designed” for in 9A012 and controlled for MT reasons, 9D104 modelling, simulation or design integration of includes “software”, as follows: “missiles”, or the subsystems controlled by 9A005, 9A007, 9A009, 9A105, 9A106, 9A107, a. “Software” “specially designed” or 9A108, 9A109, 9A116 or 9A119. (This entry is modified to integrate the conversion equipment “subject to the ITAR.” See 22 CFR parts 120 with the aircraft system functions; through 130.) b. “Software” “specially designed” or modified to operate the aircraft as an unmanned 9D104 “Software” specially designed or aerial vehicle. modified for the “use” of equipment controlled by ECCN 9A001, 9A012 (for MT controlled items only), 9A101 (except for items in 9D105 “Software” that coordinates the 9A101.b that are “subject to the ITAR,” see 22 function of more than one subsystem, CFR part 121), or 9A106.d. “specially designed” or modified for “use” in License Requirements rockets, missiles, or unmanned aerial vehicles capable of achieving a “range” equal to or Reason for Control: MT, AT greater than 300km. (These items are “subject to the ITAR.” See 22 CFR parts 120 Country Chart through 130.) Control(s) (See Supp. No. 1 to part 738) MT applies to entire entry MT Column 1 9D515 “Software” “specially designed” for AT applies to entire entry AT Column 1 the “development,” “production,” operation, installation, maintenance, repair, overhaul, or List Based License Exceptions (See Part 740 for refurbishing of “spacecraft” and related a description of all license exceptions) commodities, as follows (see List of Items Controlled). TSR: N/A License Requirements List of Items Controlled Reason for Control: NS, RS, AT Related Controls: “Software” for commodities specified in ECCNs 9A005 to Country Chart 9A011, 9A103 to 9A105, 9A101.b (except Control(s) (See Supp. No. for items that are subject to the EAR), 1 to part 738)

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NS applies to entire entry NS Column 1 “production,” operation, installation, except 9D515.y. maintenance, repair, overhaul, or refurbishing of RS applies to entire entry RS Column 1 commodities controlled by ECCN 9A515 (except except 9D515.y. 9A515.d or .e) or 9B515. RS applies to 9D515.y, China, Russia except to Russia for use in, or Venezuela b. “Source code” that: with, or for the (see International Space Station § 742.6(a)(7)). b.1. Contains the algorithms or control (ISS), including launch to principles (e.g., for clock management), precise the ISS. orbit determination (e.g., for ephemeris or pseudo AT applies to entire entry AT Column 1 range analysis), signal construct (e.g., pseudo- random noise (PRN) anti-spoofing) “specially List Based License Exceptions (See Part 740 designed” for items controlled by ECCN 9A515; for a description of all license exceptions) b.2. Is “specially designed” for the TSR: N/A integration, operation, or control of items controlled by ECCN 9A515; Special Conditions for STA b.3. Contains algorithms or modules STA: (1) Paragraph (c)(1) of License “specially designed” for system, subsystem, Exception STA (§ 740.20(c)(1) of component, part, or accessory calibration, the EAR) may not be used for manipulation, or control of items controlled by 9D515.b, .d, or .e. (2) Paragraph ECCN 9A515; (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be b.4. Is “specially designed” for data used for any “software” in 9D515. assemblage, extrapolation, or manipulation of items controlled by ECCN 9A515; List of Items Controlled b.5. Contains the algorithms or control laws Related Controls: 1) “Software” directly “specially designed” for attitude, position, or related to articles enumerated in USML flight control of items controlled in ECCN Category XV is subject to the control of 9A515; or USML paragraph XV(f). 2) See also ECCNs 3D001, 6D001, 6D002, and 6D991 b.6. Is “specially designed “for built-in test for controls of specific “software” and diagnostics for items controlled by ECCN “specially designed” for certain “space- 9A515. qualified” items. 3) For “software” for items listed in 9A004.d that are c. [Reserved] incorporated into “spacecraft payloads”, see the appropriate “software” ECCN d. “Software” “specially designed” for the within those Categories. “development,” “production,” operation, failure Related Definitions: N/A analysis or anomaly resolution of commodities Items: controlled by ECCN 9A515.d. a. “Software” (other than “software” e. “Software” “specially designed” for the controlled in paragraphs .b, .d, or .e of this entry) “development,” “production,” operation, failure “specially designed” for the “development,”

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 45 analysis or anomaly resolution of commodities controlled by ECCN 9A515.e. List of Items Controlled f. through x. [Reserved] Related Controls: (1) Software directly related to articles enumerated or otherwise y. Specific “software” “specially designed” described in USML Category IV is for the “development,” “production,” operation, controlled under USML Category IV(i). or maintenance of commodities enumerated in (2) See also ECCNs 9D101 and 9D104 for ECCN 9A515.y. controls on “software” for the “use” of missiles and related commodities. (3) See ECCN 0A919 for foreign-made “military 9D604 “Software” “specially designed” for commodities” that incorporate more than a the “development,” “production,” operation, de minimis amount of U.S.-origin “600 or maintenance of commodities controlled by series” controlled content. ECCN 9A604 or 9B604 (see List of Items Related Definitions: N/A Controlled). Items:

License Requirements a. “Software” “specially designed” for the “development,” “production,” operation or Reason for Control: NS, RS, MT, AT, UN maintenance of commodities controlled by ECCN 9A604 or ECCN 9B604. Country Chart Control(s) (See Supp. No. 1 b. [RESERVED] to part 738) NS applies to entire entry NS Column 1 RS applies to entire entry RS Column 1 9D610 Software “specially designed” for the MT applies to “software,” as MT Column 1 “development,” “production,” operation, or described in paragraph .a of maintenance of military aircraft and related this entry, for commodities commodities controlled by 9A610, equipment controlled for MT reasons in controlled by 9B610, or materials controlled ECCN 9A604.c or .d, or by 9C610 (see List of Items Controlled). ECCN 9B604. AT applies to entire entry AT Column 1 License Requirements UN applies to entire entry See § 746.1(b) for UN controls Reason for Control: NS, RS, MT, AT, UN

List Based License Exceptions (See Part 740 for Country Chart a description of all license exceptions) Control(s) (See Supp. No. 1 to part 738) TSR: N/A NS applies to entire entry NS Column 1 except 9D610.y. Special Conditions for STA MT applies to software MT Column 1 “specially designed” for the STA: Paragraph (c)(2) of License operation, installation, Exception STA (§ 740.20(c)(2) of maintenance, repair, overhaul, the EAR) may not be used for any or refurbishing of commodities item in this ECCN 9D604. controlled for MT reasons in

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9A610 or 9B610. RS applies to entire entry RS Column 1 b.1. Static structural members; except 9D610.y. RS applies to 9D610.y. China, Russia b.2. Exterior skins, removable fairings, non- or Venezuela removable fairings, radomes, access doors and (see panels, and in-flight opening doors; § 742.6(a)(7)). AT applies to entire entry AT Column 1 b.3. Control surfaces, leading edges, trailing UN applies to entire entry See § 746.1(b) edges, and leading edge flap seals; except 9D610.y. for UN controls b.4. Leading edge flap actuation system List Based License Exceptions (See Part 740 commodities (i.e., power drive units, rotary for a description of all license exceptions) geared actuators, torque tubes, asymmetry brakes, position sensors, and angle gearboxes) “specially designed” for fighter, attack, or TSR: N/A bomber aircraft controlled in USML Category VIII; Special Conditions for STA b.5. Engine inlets and ducting; STA: (1) Paragraph (c)(1) of License Exception STA (§ 740.20(c)(1) of b.6. Fatigue life monitoring systems the EAR) may not be used for “specially designed” to relate actual usage to the 9D610.b. (2) Paragraph (c)(2) of analytical or design spectrum and to compute License Exception STA (§ amount of fatigue life “specially designed” for 740.20(c)(2) of the EAR) may not be aircraft controlled by either USML subcategory used for any software in 9D610. VIII(a) or ECCN 9A610.a, except for Military Commercial Derivative Aircraft; List of Items Controlled b.7. Landing gear, and “parts” and Related Controls: Software directly related “components” “specially designed” therefor, to articles enumerated or otherwise “specially designed” for use in aircraft weighing described in USML Category VIII is more than 21,000 pounds controlled by either subject to the control of USML paragraph USML subcategory VIII(a) or ECCN 9A610.a, VIII(i). except for Military Commercial Derivative Related Definitions: N/A Aircraft; Items: b.8. Conformal fuel tanks and “parts” and a. “Software” (other than software controlled in “components” “specially designed” therefor; paragraphs .b or .y of this entry) “specially designed” for the “development,” “production,” b.9. Electrical “equipment,” “parts,” and operation, or maintenance of commodities “components” “specially designed” for electro- controlled by ECCN 9A610, ECCN 9B610, or magnetic interference (EMI) – i.e., conducted ECCN 9C610. emissions, radiated emissions, conducted susceptibility and radiated susceptibility – b. “Software” “specially designed” for the protection of aircraft that conform to the “development” or “production” of any of the requirements of MIL-STD-461; following:

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b.10. HOTAS (Hand-on Throttle and Stick) (See Supp. No. 1 controls, HOCAS (Hands on Collective and to part 738) Stick), Active Inceptor Systems (i.e., a NS applies to entire entry NS Column 1 combination of Active Side Stick Control except 9D619.y. Assembly, Active Throttle Quadrant Assembly, MT applies to software RS Column 1 and Inceptor Control Unit), rudder pedal “specially designed” for the assemblies for digital flight control systems, and operation, installation, parts and components “specially designed” maintenance, repair, therefor; overhaul, or refurbishing of commodities controlled for b.11. Integrated Vehicle Health Management MT reasons in 9A610 or Systems (IVHMS), Condition Based 9B610. Maintenance (CBM) Systems, and Flight Data RS applies to entire entry RS Column 1 Monitoring (FDM) systems; except 9D619.y. RS applies to 9D619.y. China, Russia or b.12. Equipment “specially designed” for Venezuela (see system prognostic and health management of § 742.6(a)(7)). aircraft; AT applies to entire entry AT Column 1 UN applies to entire entry See § 746.1(b) b.13. Active Vibration Control Systems; or except 9D619.y. for UN controls

List Based License Exceptions (See Part 740 b.14. Self-sealing fuel bladders “specially for a description of all license exceptions) designed” to pass a .50 caliber or larger gunfire test (MIL-DTL-5578, MIL-DTL-27422). TSR: N/A c. to x. [Reserved] Special Conditions for STA y. Specific “software” “specially designed” for STA: (1) Paragraph (c)(1) of License the “development,” “production,” operation, or Exception STA (§ 740.20(c)(1) of maintenance of commodities enumerated in the EAR) may not be used for ECCN 9A610.y. 9D619.b. (2) Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not 9D619 Software “specially designed” for the be used for any software in ECCN “development,” “production,” operation or 9D619. maintenance of military gas turbine engines and related commodities controlled by 9A619, List of Items Controlled equipment controlled by 9B619, or materials controlled by 9C619 (see List of Items Related Controls: Software directly related Controlled). to articles enumerated or otherwise described in USML Category XIX is License Requirements subject to the control of USML paragraph XIX(g). Reason for Control: NS, RS, AT, UN Related Definitions: N/A Items: Control(s) Country Chart

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 48 a. “Software” (other than software controlled in metering, oil flow management), heat exchangers paragraph .b of this entry) “specially designed” (air/air, fuel/air, fuel/oil), debris monitoring (inlet for the “development,” “production,” operation, and exhaust), seals (carbon, labyrinth, brush, or maintenance of commodities controlled by balance piston, and knife-edge), permanent ECCN 9A619 (except 9A619.y), ECCN 9B619 magnetic alternator and generator, eddy current (except 9B619.y), or ECCN 9C619. sensors; b. “Software” “specially designed” for the b.9. Torquemeter assembly (i.e., housing, “development” or “production” of any of the shaft, reference shaft, and sleeve); following: b.10. Digital engine control systems (e.g., b.1. Front, turbine center, and exhaust frames; Full Authority Digital Engine Controls (FADEC) and Digital Electronic Engine Controls (DEEC)) b.2. Low pressure compressor (i.e., fan) “specially designed” for gas turbine engines “components” and “parts” as follows: nose cones, controlled in this ECCN; or casings, blades, vanes, spools, shrouds, blisks, shafts and disks; b.11. Engine monitoring systems (i.e., prognostics, diagnostics, and health) “specially b.3. High pressure compressor “components” designed” for gas turbine engines and and “parts” as follows: casings, blades, vanes, components controlled in this ECCN. spools, shrouds, blisks, shafts, disks, and impellers; c. to x. [RESERVED]

b.4. Combustor “components” and “parts” as y. Specific “software” “specially designed” for follows: casings, fuel nozzles, swirlers, swirler the “development,” “production,” operation, or cups, deswirlers, valve injectors, igniters, maintenance of commodities enumerated in diffusers, liners, chambers, cowlings, domes and ECCN 9A619.y or 9B619.y. shells;

b.5. High pressure turbine “components” and 9D620 “Software” “specially designed” for “parts” as follows: casings, shafts, disks, blades, cryogenic and “superconductive” equipment, vanes, nozzles, and tip shrouds; as follows (see List of Items Controlled). License Requirements b.6. Low pressure turbine “components” and “parts” as follows: casings, shafts, disks, blades, Reasons for Control: NS, RS, AT, UN vanes, nozzles, and tip shrouds; Country Chart b.7. Augmentor “components” and “parts” as Control(s) (See Supp. No. 1 follows: casings, flame holders, spray bars, pilot to part 738) burners, augmentor fuel controls, flaps (external, NS applies to entire entry NS Column 1 convergent, and divergent), guide and RS applies to entire entry RS Column 1 syncronization rings, and flame detectors and AT applies to entire entry AT Column 1 sensors; UN applies to entire entry See §746.1(b) for UN controls b.8. Mechanical “components” and “parts” as follows: fuel metering units and fuel pump List Based License Exceptions (see Part 740 for metering units, valves (fuel throttle, main a description of all license exceptions)

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TSR: N/A Related Controls: N/A Related Definitions: N/A Special Conditions for STA Items:

STA: Paragraph (c)(2) of License The list of items controlled is contained in the Exception STA (§740.20(c)(2) of the ECCN heading. EAR) may not be used for any “software” in 9D620. List of Items Controlled 9D991 “Software”, for the “development” or “production” of equipment controlled by Related Controls: “Software” directly related 9A991 or 9B991. to articles enumerated on USML are subject to the control of that USML License Requirements category. Related Definitions: N/A Reason for Control: AT Items: Software “specially designed” for the Country Chart “development,” “production,” operation, or Control(s) (See Supp. No. 1 maintenance of commodities controlled by to part 738) ECCNs 9A620 or 9B620. AT applies to entire entry AT Column 1

List Based License Exceptions (See Part 740 for 9D990 “Software”, n.e.s., for the a description of all license exceptions) “development” or “production” of equipment controlled by 9A990 or 9B990. TSR: N/A

License Requirements List of Items Controlled

Reason for Control: AT Related Controls: N/A Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) The list of items controlled is contained in the AT applies to “software” for AT Column 1 ECCN heading. equipment under 9A990 except 9A990.a. AT applies to “software” for AT Column 2 E. “TECHNOLOGY” equipment under 9A990.a only. Note 1: “Development” or “production” List Based License Exceptions (See Part 740 for “technology” controlled by 9E001 to 9E003 for a description of all license exceptions) gas turbine engines remains controlled when used for repair or overhaul. Excluded from TSR: N/A 9E001 to 9E003 control are: technical data, drawings or documentation for maintenance List of Items Controlled activities directly associated with calibration,

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 50 removal or replacement of damaged or source code or commands that control a unserviceable line replaceable units, including “spacecraft,” payload, or associated subsystems replacement of whole engines or engine modules. for purposes of 9A004.

Note 2: USML Category XV(f) and ECCNs 9E001 “Technology” according to the 9E001, 9E002 and 9E515 do not control the data General Technology Note for the transmitted to or from a satellite or “spacecraft,” “development” of equipment or “software”, whether real or simulated, when limited to controlled by 9A001.b, 9A004, 9A012, 9B information about the health, operational status, (except for ECCNs 9B604, 9B610, 9B619, or measurements or function of, or raw sensor 9B990 and 9B991), or ECCN 9D001 to 9D004, output from, the “spacecraft,” “spacecraft” 9D101, or 9D104. payload(s), or its associated subsystems or components. Such information is not within the scope of information captured within the License Requirements definition of “technology” in the EAR for purposes of Category 9 Product Group E. Reason for Control: NS, MT, AT Examples of such information, which are commonly referred to as “housekeeping data,” include (i) system, hardware, component Country Chart configuration, and operation status information Control(s) (See Supp. No. pertaining to temperatures, pressures, power, 1 to part 738) currents, voltages, and battery charges; (ii) NS applies to “technology” NS Column 1 “spacecraft” or payload orientation or position for items controlled by information, such as state vector or ephemeris 9A001.b, 9A004, 9A012, information; (iii) payload raw mission or science 9B001 to 9B010, 9D001 to output, such as images, spectra, particle 9D004 for NS reasons. measurements, or field measurements; (iv) MT applies to “technology” MT Column 1 command responses; (v) accurate timing for items controlled by information; and (vi) link budget data. The act 9A012, 9B001, 9B002, of processing such telemetry data – i.e., 9B003, 9B004, 9B005, converting raw data into engineering units or 9B007, 9B104, 9B105, readable products – or encrypting it does not, in 9B106, 9B115, 9B116, and of itself, cause the telemetry data to become 9B117, 9D001, 9D002, subject to the ITAR or to ECCN 9E515 for 9D003, or 9D004 for MT purposes of 9A515, or to ECCNs 9E001 or 9E002 reasons. for purposes of 9A004. All classified technical AT applies to entire entry AT Column 1 data directly related to items controlled in USML Category XV or ECCNs 9A515, and defense Reporting Requirements services using the classified technical data remains subject to the ITAR. This note does not See § 743.1 of the EAR for reporting affect controls in USML XV(f), ECCN 9D515, or requirements for exports under License ECCN 9E515 on software source code or Exceptions, and Validated End-User commands that control a “spacecraft,” payload, authorizations. or associated subsystems for purposes of 9A515. This note also does not affect controls in ECCNs List Based License Exceptions (See Part 740 for 9D001, 9D002, 9E001, or 9E002 on software a description of all license exceptions)

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9B001, 9B002, 9B003, TSR: N/A 9B004, 9B005, 9B007, 9B104, 9B105, 9B106, Special Conditions for STA 9B115 or 9B116 for MT reasons. STA: License Exception STA may not be AT applies to entire entry AT Column 1 used to ship or transmit any technology in this entry to any of the Reporting Requirements destinations listed in Country Group A:6 (See Supplement No.1 to part See § 743.1 of the EAR for reporting 740 of the EAR) requirements for exports under License Exceptions, and Validated End-User List of Items Controlled authorizations.

Related Controls: (1) See also 9E101 and List Based License Exceptions (See Part 740 for 1E002.f (for controls on “technology” for a description of all license exceptions) the repair of controlled structures, laminates or materials). (2) “Technology” TSR: N/A required for the “development” of equipment described in ECCNs 9A005 to Special Conditions for STA 9A011 or “software” described in ECCNs 9D103 and 9D105 is “subject to the ITAR.” STA: License Exception STA may not be Related Definitions: N/A used to ship or transmit any Items: technology in this entry to any of the destinations listed in Country Group The list of items controlled is contained in the A:6 (See Supplement No.1 to part ECCN heading. 740 of the EAR).

List of Items Controlled 9E002 ‘‘Technology’’ according to the General Technology Note for the Related Controls: (1) See also 9E102. (2) ‘‘production’’ of ‘‘equipment’’ controlled by See also 1E002.f for ‘technology” for the ECCN 9A001.b, 9A004 or 9B (except for repair of controlled structures, laminates or ECCNs 9B117, 9B604, 9B610, 9B619, 9B990, materials. (3) “Technology” that is required and 9B991). for the “production” of equipment described in ECCNs 9A005 to 9A011 is “subject to the License Requirements ITAR.” Related Definitions: N/A Reason for Control: NS, MT, AT Items:

Country Chart The list of items controlled is contained in the Control(s) (See Supp. No. ECCN heading. 1 to part 738) NS applies to entire entry NS Column 1 MT applies to MT Column 1 9E003 Other “technology” as follows (see “technology” for List of Items Controlled). equipment controlled by

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License Requirements Exporters may seek to establish commercial application either on a case- Reason for Control: NS, SI, AT by-case basis through submission of documentation demonstrating application Country Chart to a commercial program in requesting an Control(s) (See Supp. No. export license from the Department 1 to part 738) Commerce in respect to a specific export, NS applies to entire entry NS Column 1 or in the case of use for broad categories of SI applies to 9E003.a.1 See §742.14 of “aircraft,” engines, “parts” or through a.8, .h, .i, and .k. the EAR for “components,” a commodity jurisdiction additional determination from the Department of information. State. AT applies to entire entry AT Column 1 Related Definitions: N/A Items: Reporting Requirements a. “Technology” “required” for the See § 743.1 of the EAR for reporting “development” or “production” of any of the requirements for exports under License following gas turbine engine “parts,” Exceptions, and Validated End-User “components” or systems: authorizations. a.1. Gas turbine blades, vanes or “tip List Based License Exceptions (See Part 740 for shrouds”, made from Directionally Solidified a description of all license exceptions) (DS) or Single Crystal (SC) alloys and having (in the 001 Miller Index Direction) a stress-rupture TSR: N/A life exceeding 400 hours at 1,273 K (1,000C) at a stress of 200 MPa, based on the average Special Conditions for STA property values;

STA: License Exception STA may not be Technical Note: For the purposes of used to ship or transmit any 9E003.a.1, stress-rupture life testing is typically technology in 9E003.a.1, 9E003.a.2 conducted on a test specimen. to a.5, 9E003.a.8, or 9E003.h to any of the destinations listed in Country a.2. Combustors having any of the Group A:6 (See Supplement No.1 to following: part 740 of the EAR). a.2.a. ‘Thermally decoupled liners’ List of Items Controlled designed to operate at ‘combustor exit temperature’ exceeding 1,883 K (1,610°C); Related Controls: (1) Hot section “technology” specifically designed, a.2.b. Non-metallic liners; modified, or equipped for military uses or purposes, or developed principally with a.2.c. Non-metallic shells; or U.S. Department of Defense funding, is “subject to the ITAR” (see 22 CFR parts a.2. d. Liners designed to operate at 120 through 130). (2) “Technology” is 'combustor exit temperature' exceeding 1,883 K subject to the EAR when actually applied (1,610°C) and having holes that meet the to a commercial “aircraft” engine program. parameters specified by 9E003.c;

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a.3.b.1.b. “Fibrous or filamentary Note: The “required” “technology” for materials” specified by 1C010; or holes in 9E003.a.2 is limited to the derivation of the geometry and location of the holes. a.3.b.1.c. Aluminides specified by 1C002.a; or Technical Notes: a.3.b.2. Ceramic “matrix” “composites” 1. ‘Thermally decoupled liners’ are liners that specified by 1C007; or feature at least a support structure designed to carry mechanical loads and a combustion facing a.3.c. Stators, vanes, blades, tip seals structure designed to protect the support (shrouds), rotating blings, rotating blisks or structure from the heat of combustion. The ‘splitter ducts’, that are all of the following: combustion facing structure and support structure have independent thermal displacement a.3.c.1. Not specified in 9E003.a.3.a; (mechanical displacement due to thermal load) with respect to one another, i.e. they are a.3.c.2. Designed for compressors or thermally decoupled. fans; and

a.3.c.3. Manufactured from material 2. ‘Combustor exit temperature’ is the bulk controlled by 1C010.e with resins controlled by average gas path total (stagnation) temperature 1C008; between the combustor exit plane and the leading edge of the turbine inlet guide vane (i.e., Technical Note: A ‘splitter duct’ performs measured at engine station T40 as defined in SAE the initial separation of the air-mass flow ARP 755A) when the engine is running in a between the bypass and core sections of the “steady state mode” of operation at the engine. certificated maximum continuous operating temperature. a.4. Uncooled turbine blades, vanes or “tip shrouds” designed to operate at a ‘gas path N.B.: See 9E003.c for “technology” temperature’ of 1,373 K (1,100°C) or more; “required” for manufacturing cooling holes. a.5. Cooled turbine blades, vanes or a.3. “Parts” or “components,” that are any of “tip-shrouds”, other than those described in the following: 9E003.a.1, designed to operate at a ‘gas path temperature’ of 1,693 K (1,420C) or more; a.3.a. Manufactured from organic “composite” materials designed to operate above Technical Note: ‘Gas path temperature’ is 588 K (315°C); the bulk average gas path total (stagnation) temperature at the leading edge plane of the a.3.b. Manufactured from any of the turbine component when the engine is running in following: a “steady state mode” of operation at the certificated or specified maximum continuous a.3.b.1. Metal “matrix” “composites” operating temperature. reinforced by any of the following: a.6. Airfoil-to-disk blade combinations using a.3.b.1.a. Materials controlled by 1C007; solid state joining;

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a.7. [Reserved] b.2. “Composite” propeller blades or prop- fans, capable of absorbing more than 2,000 kW at a.8. ‘Damage tolerant’ gas turbine engine flight speeds exceeding Mach 0.55; rotor “parts” or “components” using powder metallurgy materials controlled by 1C002.b; or c. “Technology” “required” for manufacturing cooling holes, in gas turbine engine “parts” or Technical Note: ‘Damage tolerant’ “parts” “components” incorporating any of the and “components” are designed using “technologies” specified by 9E003.a.1, methodology and substantiation to predict and 9E003.a.2 or 9E003.a.5, and having any of the limit crack growth. following:

a.9. [Reserved] c.1. Having all of the following:

N.B.: For “FADEC systems”, see c.1.a. Minimum ‘cross-sectional area’ less 9E003.h. than 0.45 mm2;

a.10. [Reserved] c.1.b. ‘Hole shape ratio’ greater than 4.52; and N.B.: For adjustable flow path geometry, see 9E003.i. c.1.c. ‘Incidence angle’ equal to or less than 25°; or a.11. ‘Fan blades’ having all of the following: c.2. Having all of the following: a.11.a. 20% or more of the total volume being one or more closed cavities containing c.2.a. Minimum ‘cross-sectional area’ less vacuum or gas only; and than 0.12 mm2;

a.11.b. One or more closed cavities c.2.b. ‘Hole shape ratio’ greater than 5.65; having a volume of 5 cm3 or larger; and

Technical Note: For the purposes of c.2.c. ‘Incidence angle’ more than 25°; 9E003.a.11, a ‘fan blade’ is the aerofoil portion of the rotating stage or stages, which provide Note: 9E003.c does not apply to both compressor and bypass flow in a gas turbine “technology” for manufacturing constant radius engine. cylindrical holes that are straight through and enter and exit on the external surfaces of the b. “Technology” “required” for the component. “development” or “production” of any of the following: Technical Notes:

b.1. Wind tunnel aero-models equipped with 1. For the purposes of 9E003.c, the ‘cross- non-intrusive sensors capable of transmitting data sectional area’ is the area of the hole in the plane from the sensors to the data acquisition system; perpendicular to the hole axis. or 2. For the purposes of 9E003.c, ‘hole shape ratio’ is the nominal length of the axis of the hole

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 55 divided by the square root of its minimum 'cross- b. The dimensions of the outside edges of sectional area'. the cylinder heads; or

3. For the purposes of 9E003.c, ‘incidence c. The diameter of the flywheel housing; angle’ is the acute angle measured between the plane tangential to the airfoil surface and the Height: The largest of any of the following: hole axis at the point where the hole axis enters the airfoil surface. a. The dimension of the crankshaft center-line to the top plane of the valve cover (or 4. Techniques for manufacturing holes in cylinder head) plus twice the stroke; or 9E003.c include “laser” beam machining, water jet machining, Electro-Chemical Machining b. The diameter of the flywheel housing. (ECM) or Electrical Discharge Machining (EDM). f. “Technology” “required” for the “production” of “specially designed” “parts” or “components” d. “Technology” “required” for the for high output diesel engines, as follows: “development” or “production” of helicopter power transfer systems or tilt rotor or tilt wing f.1. “Technology” “required” for the “aircraft” power transfer systems; “production” of engine systems having all of the following “parts” and “components” employing e. “Technology” for the “development” or ceramics materials controlled by 1C007: “production” of reciprocating diesel engine ground vehicle propulsion systems having all of f.1.a Cylinder liners; the following: f.1.b. Pistons; e.1. ‘Box volume’ of 1.2 m3 or less; f.1.c. Cylinder heads; and e.2. An overall power output of more than 750 kW based on 80/1269/EEC, ISO 2534 or national f.1.d. One or more other “part” or equivalents; and “component” (including exhaust ports, turbochargers, valve guides, valve assemblies or e.3. Power density of more than 700 kW/m3 of insulated fuel injectors); ‘box volume’; f.2. “Technology” “required” for the Technical Note: ‘Box volume’ is the product “production” of turbocharger systems with of three perpendicular dimensions measured in single-stage compressors and having all of the the following way: following:

Length: The length of the crankshaft from f.2.a. Operating at pressure ratios of 4:1 or front flange to flywheel face; higher;

Width: The widest of any of the following: f.2.b. Mass flow in the range from 30 to 130 kg per minute; and a. The outside dimension from valve cover to valve cover; f.2.c. Variable flow area capability within the compressor or turbine sections;

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f.3. “Technology” “required” for the h.3. “Development” “technology” for the “production” of fuel injection systems with a control law algorithms, including “source code”, “specially designed” multifuel (e.g., diesel or jet unique to the “FADEC system” and used to fuel) capability covering a viscosity range from regulate engine thrust or shaft power; diesel fuel (2.5 cSt at 310.8 K (37.8C)) down to gasoline fuel (0.5 cSt at 310.8 K (37.8C)) and Note: 9E003.h does not apply to technical having all of the following: data related to engine-“aircraft” integration required by civil aviation authorities of one or f.3.a. Injection amount in excess of 230 mm3 more Wassenaar Arrangement Participating per injection per cylinder; and States (See Supplement No. 1 to part 743 of the EAR) to be published for general airline use (e.g., f.3.b. Electronic control features “specially installation manuals, operating instructions, designed” for switching governor characteristics instructions for continued airworthiness) or automatically depending on fuel property to interface functions (e.g., input/output processing, provide the same torque characteristics by using airframe thrust or shaft power demand). the appropriate sensors; i. “Technology” for adjustable flow path systems g. “Technology” “required” for the designed to maintain engine stability for gas “development” or “production” of ‘high output generator turbines, fan or power turbines, or diesel engines’ for solid, gas phase or liquid film propelling nozzles, as follows: (or combinations thereof) cylinder wall lubrication and permitting operation to i.1. “Development” “technology” for temperatures exceeding 723 K (450C), deriving the functional requirements for the measured on the cylinder wall at the top limit of “parts” or “components” that maintain engine travel of the top ring of the piston; stability;

Technical Note: ‘High output diesel engines’ i.2. “Development” or “production” are diesel engines with a specified brake mean “technology” for “parts” or “components” unique effective pressure of 1.8 MPa or more at a speed to the adjustable flow path system and that of 2,300 r.p.m., provided the rated speed is 2,300 maintain engine stability; r.p.m. or more. i.3. “Development” “technology” for the h. “Technology” for gas turbine engine control law algorithms, including “source code”, “FADEC systems” as follows: unique to the adjustable flow path system and that maintain engine stability; h.1. “Development” “technology” for deriving the functional requirements for the Note: 9E003.i does not apply to “parts” or “components” necessary for the “technology” for any of the following: “FADEC system” to regulate engine thrust or shaft power (e.g., feedback sensor time constants a. Inlet guide vanes; and accuracies, fuel valve slew rate); b. Variable pitch fans or prop-fans; c. Variable compressor vanes; h.2. “Development” or “production” d. Compressor bleed valves; or “technology” for control and diagnostic “parts” e. Adjustable flow path geometry for reverse or “components” unique to the “FADEC system” thrust. and used to regulate engine thrust or shaft power;

Export Administration Regulations Bureau of Industry and Security March 29, 2021 Commerce Control List Supplement No. 1 to Part 774 Category 9—page 57 j. “Technology” “required” for the 9A012), 9A101 (except for items in 9A101.b “development” of wing-folding systems designed that are “subject to the ITAR,” see 22 CFR for fixed-wing “aircraft” powered by gas turbine part 121), 9A106.d or .e, 9A110 (for items that engines. are “specially designed” for non-military unmanned aerial vehicles controlled by N.B.: For “technology” “required” for the 9A012), 9C110, 9D101, or 9D104. “development” of wing-folding systems designed for fixed-wing “aircraft” specified in USML License Requirements Category VIII (a), see USML Category VIII (i). Reason for Control: MT, AT k. “Technology” not otherwise controlled in 9E003.a.1 through a.8, a.10, and .h and used in Country Chart the “development”, “production”, or overhaul of Control(s) (See Supp. No. hot section “parts” or “components” of civil 1 to part 738) derivatives of military engines controlled on the MT applies to entire entry MT Column 1 U.S. Munitions List. AT applies to entire entry AT Column 1

9E018 “Technology” for the “development”, List Based License Exceptions (See Part 740 for “production”, or “use” of equipment a description of all license exceptions) controlled by 9A018. TSR: N/A (a) See ECCN 9E610 for “technology” related to aircraft, refuelers, ground equipment, List of Items Controlled parachutes, harnesses, instrument flight trainers and “parts”, “accessories” and “attachments” Related Controls: “Technology” that is for the forgoing that, immediately prior to required for items specified in ECCNs October 15, 2013, were classified under 9A101.b (except for items that are “subject 9A018.a.1, .a.3, .c, .d, .e, or .f. to the EAR”), 9A104, 9A105, 9A106.a, .b, and .c, 9A107 to 9A109, 9A110 (for items (b) See ECCN 9E619 for “technology” related to that are “specially designed” for use in military trainer aircraft turbo prop engines and missile systems and subsystems), 9A111, “parts” and “components” therefor that, 9A115 to 9A119, 9D103, and 9D105 is immediately prior to October 15, 2013, were “subject to the ITAR” (see 22 CFR parts classified under ECCN 9A018.a.2 or .a.3. 120 through 130). Related Definitions: N/A (c) Technology related to certain armored Items: ground transport vehicles that prior to January 6, 2014 were classified under ECCN 9A018.b is The list of items controlled is contained in the EAR99 (See 0E606). ECCN heading.

9E101 “Technology” according to the 9E102 “Technology” according to the General Technology Note for the General Technology Note for the “use” of “development” or “production” of commodities or “software” controlled by commodities or “software” controlled by ECCN 9A004 (except for items in 9A004 that ECCN 9A012 (applies only to “production” are “subject to the ITAR,” see 22 CFR part “technology” for MT-controlled items in 121), 9A012, 9A101 (except for items in

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9A101.b that are “subject to the ITAR,” see 22 of “spacecraft” and related commodities, as CFR part 121), 9A106.d or .e, 9A110 (for items follows (see List of Items Controlled). that are “specially designed” for non-military unmanned aerial vehicles controlled by License Requirements 9A012), 9B105, 9B106, 9B115, 9B116, 9D101, or 9D104. Reason for Control: NS, MT, RS, AT

License Requirements Country Chart Control(s) (See Supp. No. Reason for Control: MT, AT 1 to part 738) NS applies to entire entry NS Column 1 Country Chart except 9E515.y. Control(s) (See Supp. No. MT applies to technology MT Column 1 1 to part 738) for items in 9A515.d, MT applies to entire entry MT Column 1 9A515.e.2 and 9B515.a AT applies to entire entry AT Column 1 controlled for MT reasons. RS applies to entire entry RS Column 1 List Based License Exceptions (See Part 740 for except 9E515.y. a description of all license exceptions) RS applies to 9E515.y, China, Russia except to Russia for use in, or Venezuela TSR: N/A with, or for the (see International Space Station § 742.6(a)(7)). List of Items Controlled (ISS), including launch to the ISS. Related Controls: (1) For the purpose of this AT applies to entire entry AT Column 1 entry, “use” “technology” is limited to items controlled for MT and their subsystems. (2) License Requirement Note: The Commerce “Technology” for items specified in ECCNs Country Chart is not used for determining license 9A004 (except for items that are “subject to requirements for “technology” classified ECCN the EAR”), 9A005 to 9A011, 9A101.b 9E515.f. See § 742.6(a)(9), which specifies that (except for items that are “subject to the such “technology” is subject to a worldwide EAR”), 9A104, 9A105, 9A106.a, .b and .c, license requirement. 9A107 to 9A109, 9A110 (for items that are “specially designed” for use in missile List Based License Exceptions (See Part 740 systems and subsystems), 9A111, 9A115 to for a description of all license exceptions) 9A119, 9D103, and 9D105 is “subject to the ITAR” (see 22 CFR part 121). TSR: N/A Related Definitions: N/A Items: Special Conditions for STA

The list of items controlled is contained in the STA: (1) Paragraph (c)(1) of License ECCN heading. Exception STA (§ 740.20(c)(1) of the EAR) may not be used for ECCN 9E515.b, .d, .e, or .f unless 9E515 “Technology” “required” for the determined by BIS to be eligible for “development,” “production,” operation, License Exception STA in installation, repair, overhaul, or refurbishing accordance with § 740.20(g)

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(License Exception STA eligibility requests for certain 9x515 and “600 e. “Technology” “required” for the series” items). (2) Paragraph (c)(2) “development,” “production,” failure analysis or of License Exception STA (§ anomaly resolution of commodities controlled by 740.20(c)(2) of the EAR) may not be ECCN 9A515.e. used for any “technology” in 9E515. f. “Technology” “required” for the List of Items Controlled “development,” “production,” installation, repair (including on-orbit anomaly resolution and Related Controls: Technical data directly analysis beyond established procedures), related to articles enumerated in USML overhaul, or refurbishing of commodities Category XV are subject to the control of controlled by ECCN 9A515.a.1, .a.2, .a.3, .a.4, or USML paragraph XV(f). See also ECCNs .g. 3E001, 3E003, 6E001, and 6E002 for specific “space-qualified” items. See g. through x. [Reserved] ECCNs 9E001 and 9E002 for technology for the International Space Station, the y. Specific “technology” “required” for the James Webb Space Telescope (JWST) and “production,” “development,” operation, “parts,” “components,” “accessories,” and installation, maintenance, repair, overhaul, or “attachments” “specially designed” refurbishing of commodities or software therefor. See USML category XV(f) for enumerated in ECCN 9A515.y or 9D515.y. controls on technical data and defense services related to launch vehicle Note 1: [RESERVED] integration. Related Definitions: N/A Note 2: Activities and technology/technical Items: data directly related to or required for the spaceflight (e.g., sub-orbital, orbital, lunar, a. “Technology” “required” for the interplanetary, or otherwise beyond Earth orbit) “development,” “production,” installation, repair passenger or participant experience, regardless (including on-orbit anomaly resolution and of whether the passenger or participant analysis beyond established procedures), experience is for space tourism, scientific or overhaul, or refurbishing of commodities commercial research, commercial controlled by ECCN 9A515 (except 9A515.a.1, manufacturing/production activities, .a.2, .a.3, .a.4, .b, .d, .e, or .g), ECCN 9B515, or educational, media, or commercial “software” controlled by ECCN 9D515.a. transportation purposes, are not subject to the ITAR or the EAR. Such activities and b. “Technology” “required” for the technology/technical data include those directly “development,” “production,” failure analysis or related to or required for: anomaly resolution of software controlled by ECCN 9D515.b. (i) "spacecraft” access, ingress, and egress, including the operation of all c. [Reserved] “spacecraft” doors, hatches, and airlocks; d. “Technology” “required” for the (ii) physiological training (e.g., “development,” “production,” operation, failure human-rated centrifuge training or parabolic analysis or anomaly resolution of commodities flights, pressure suit or spacesuit controlled by ECCN 9A515.d. training/operation);

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RS applies to entire entry RS Column 1 (iii) medical evaluation or assessment of MT applies to “technology,” as MT Column 1 the spaceflight passenger or participant; described in paragraph .a of this entry, for commodities and (iv) training for and operation by the “software” controlled for MT passenger or participant of health and safety reasons in ECCN 9A604, related hardware (e.g., seating, environmental 9B604 or 9D604. control and life support, hygiene facilities, food AT applies to entire entry AT Column 1 preparation, exercise equipment, fire UN applies to entire entry See § 746.1(b) suppression, communications equipment, safety- for UN controls related clothing or headgear) or emergency procedures; List Based License Exceptions (See Part 740 for a description of all license exceptions) (v) viewing of the interior and exterior of the spacecraft or terrestrial mock-ups; TSR: N/A

(vi) observing “spacecraft” operations Special Conditions for STA (e.g., pre-flight checks, landing, in-flight status); STA: Paragraph (c)(2) of License (vii) training in “spacecraft” or Exception STA (§ 740.20(c)(2) of terrestrial mock-ups for connecting to or the EAR) may not be used for any operating passenger or participant equipment item in this ECCN 9E604. used for purposes other than operating the “spacecraft”; or List of Items Controlled

(viii) donning, wearing or utilizing Related Controls: (1) Technical data the passenger’s or participant’s flight suit, directly related to articles enumerated or pressure suit or spacesuit, and personal otherwise described in USML Category IV is equipment. controlled under USML Category IV(i). (2) See also ECCNs 9E002, 9E101, and 9E102 for controls on “technology” for the 9E604 “Technology” “required” for the “development,” “production,” and “use” of “development,” “production,” operation, missiles and related items controlled on the installation, maintenance, repair, overhaul, or CCL. refurbishing of commodities controlled by Related Definitions: N/A ECCN 9A604 or 9B604, or “software” Items: controlled by ECCN 9D604 (see List of Items Controlled). a. “Technology” “required” for the “development,” “production,” operation, License Requirements installation, maintenance, repair, overhaul, or refurbishing of commodities controlled by ECCN Reason for Control: NS, RS, MT, AT, UN 9A604 or 9B604, or “software” controlled by ECCN 9D604. Country Chart Control(s) (See Supp. No. 1 b. [Reserved] to part 738) NS applies to entire entry NS Column 1

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9E610 Technology “required” for the 9E610.b. (2) Paragraph (c)(2) of “development,” “production,” operation, License Exception STA (§ installation, maintenance, repair, overhaul, or 740.20(c)(2) of the EAR) may not be refurbishing of military aircraft and related used for any technology in 9E610. commodities controlled by 9A610, equipment controlled by 9B610, materials controlled by List of Items Controlled 9C610, or software controlled by 9D610 (see List of Items Controlled). Related Controls: Technical data directly related to articles enumerated or otherwise License Requirements described in USML Category VIII are subject to the control of USML paragraph Reason for Control: NS, RS, MT, AT, UN VIII(i). Related Definitions: N/A Country Chart Items: Control(s) (See Supp. No. 1 to part 738) a. “Technology” (other than technology NS applies to entire entry NS Column 1 controlled by paragraphs .b or .y of this entry) except 9E610.y. “required” for the “development,” “production,” RS applies to entire entry RS Column 1 operation, installation, maintenance, repair, except 9E610.y. overhaul, or refurbishing of commodities or RS applies to 9E610.y. China, Russia or software controlled by ECCN 9A610, 9B610, Venezuela (see 9C610, or 9D610. § 742.6(a)(7)). MT applies to “technology” MT Column 1 Note: “Build-to-print technology” “required” “required” for the for the “production” of items described in “development,” “production,” paragraphs b.1 through b.15 of this entry is operation, installation, classified under 9E610.a. maintenance, repair, overhaul, or refurbishing of b. “Technology” (other than “build-to-print commodities or software technology”) “required” for the “development” controlled for MT reasons in or “production” of any of the following: 9A610, 9B610, or 9D610 for MT reasons. b.1. Static structural members; AT applies to entire entry AT Column 1 UN applies to entire entry See §746.1(b) for b.2. Exterior skins, removable fairings, non- except 9E610.y. UN controls removable fairings, radomes, access doors and panels, and in-flight opening doors; List Based License Exceptions (See Part 740 for a description of all license exceptions) b.3. Control surfaces, leading edges, trailing edges, and leading edge flap seals; TSR: N/A b.4. Leading edge flap actuation system Special Conditions for STA commodities (i.e., power drive units, rotary geared actuators, torque tubes, asymmetry STA: (1) Paragraph (c)(1) of License brakes, position sensors, and angle gearboxes) Exception STA (§ 740.20(c)(1) of “specially designed” for fighter, attack, or the EAR) may not be used for bomber aircraft controlled in USML Category

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VIII; system prognostic and health management of aircraft; b.5. Engine inlets and ducting; b.13. Active Vibration Control Systems; b.6. Fatigue life monitoring systems “specially designed” to relate actual usage to the b.14. Self-sealing fuel bladders “specially analytical or design spectrum and to compute designed” to pass a .50 caliber or larger gunfire amount of fatigue life “specially designed” for test (MIL-DTL-5578, MIL-DTL-27422); or aircraft controlled by either USML subcategory VIII(a) or ECCN 9A610.a, except for Military b.15. Technology “required” for the Commercial Derivative Aircraft; “development” or “production” of “parts” or “components” controlled in 9A610.x and b.7. Landing gear, and “parts” and “specially designed” for damage or failure- “components” “specially designed” therefor, adaptive flight control systems controlled in “specially designed” for use in aircraft weighing Category VIII(h)(7) of the USML. more than 21,000 pounds controlled by either USML subcategory VIII(a) or ECCN 9A610.a, c. through x. [Reserved] except for Military Commercial Derivative Aircraft; y. Specific “technology” “required” for the “production,” “development,” operation, b.8. Conformal fuel tanks and “parts” and installation, maintenance, repair, overhaul, or “components” “specially designed” therefor; refurbishing of commodities or software enumerated in ECCN 9A610.y or 9D610.y. b.9. Electrical “equipment,” “parts,” and “components” “specially designed” for electro- magnetic interference (EMI) – i.e., conducted 9E619 “Technology” “required” for the emissions, radiated emissions, conducted “development,” “production,” operation, susceptibility and radiated susceptibility – installation, maintenance, repair, overhaul, or protection of aircraft that conform to the refurbishing of military gas turbine engines requirements of MIL-STD-461; and related commodities controlled by 9A619, equipment controlled by 9B619, materials b.10. HOTAS (Hand-on Throttle and Stick) controlled by 9C619, or software controlled by controls, HOCAS (Hands on Collective and 9D619 (see List of Items Controlled). Stick), Active Inceptor Systems (i.e., a combination of Active Side Stick Control License Requirements Assembly, Active Throttle Quadrant Assembly, and Inceptor Control Unit), rudder pedal Reason for Control: NS, RS, AT, UN assemblies for digital flight control systems, and parts and components “specially designed” Country Chart therefor; Control(s) (See Supp. No. 1 to part 738) b.11. Integrated Vehicle Health Management NS applies to entire entry NS Column 1 Systems (IVHMS), Condition Based except 9E619.y. Maintenance (CBM) Systems, and Flight Data RS applies to entire entry RS Column 1 Monitoring (FDM) systems; except 9E619.y. RS applies to 9E619.y. China, Russia or b.12. Equipment “specially designed” for Venezuela (see

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§ 742.6(a)(7)). or “production” of any of the following: AT applies to entire entry AT Column 1 UN applies to entire entry See §746.1(b) for b.1. Front, turbine center, and exhaust frames; except 9E619.y. UN controls b.2. Low pressure compressor (i.e., fan) List Based License Exceptions (See Part 740 “components” and “parts” as follows: nose cones for a description of all license exceptions) and casings;

TSR: N/A b.3. High pressure compressor “components” and “parts” as follows: casings; Special Conditions for STA b.4. Combustor “components” and “parts” as STA: (1) Paragraph (c)(1) of License follows: casings, fuel nozzles, swirlers, swirler Exception STA (§ 740.20(c)(1) of cups, deswirlers, valve injectors, and igniters; the EAR) may not be used for 9E619.b. or .c. (2) Paragraph (c)(2) b.5. High pressure turbine “components” and of License Exception STA (§ “parts” as follows: casings; 740.20(c)(2) of the EAR) may not be used for any technology in ECCN b.6. Low pressure turbine “components” and 9E619. “parts” as follows: casings;

List of Items Controlled b.7. Augmentor “components” and “parts” as follows: casings, flame holders, spray bars, pilot Related Controls: Technical data directly burners, augmentor fuel controls, flaps (external, related to articles enumerated or otherwise convergent, and divergent), guide and described in USML Category XIX are syncronization rings, and flame detectors and subject to the control of USML Category sensors; XIX(g). Related Definitions: N/A b.8. Mechanical “components” and “parts” as Items: follows: fuel metering units and fuel pump metering units, valves (fuel throttle, main a. “Technology” (other than “technology” metering, oil flow management), heat exchangers controlled by paragraphs .b and .c of this entry) (air/air, fuel/air, fuel/oil), debris monitoring (inlet “required” for the “development,” “production,” and exhaust), seals (carbon, labyrinth, brush, operation, installation, maintenance, repair, balance piston, and “knife-edge”), permanent overhaul, or refurbishment of items controlled by magnetic alternator and generator, eddy current ECCN 9A619 (except 9A619.y), ECCN 9B619 sensors; (except 9B619.y), ECCN 9C619, or ECCN 9D619 (except 9D619.y). b.9. Torquemeter assembly (i.e., housing, shaft, reference shaft, and sleeve); or Note: “Build-to-print technology” “required” for the “production” of items b.10. Materials controlled by ECCN 9C619.b. described in paragraphs b.1 through b.10 of this entry is classified under 9E619.a. c. “Technology” “required” for the “development” or “production” of any of the b. “Technology” (other than “build-to-print following: technology”) “required” for the “development”

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c.1. Low pressure compressor (i.e., fan) “components” and “parts” as follows: blades, Country chart vanes, spools, shrouds, blisks, shafts and disks; Control(s) (see Supp. No. 1 to part 738) c.2. High pressure compressor “components” NS applies to entire entry NS Column 1 and “parts” as follows: blades, vanes, spools, RS applies to entire entry RS Column 1 shrouds, blisks, shafts, disks, and impellers; AT applies to entire entry AT Column 1 UN applies to entire entry See §746.1(b) for c.3. Combustor “components” and “parts” as UN controls follows: diffusers, liners, chambers, cowlings, domes and shells; List Based License Exceptions (see Part 740 for a description of all license exceptions) c.4. High pressure turbine “components” and “parts” as follows: shafts and disks, blades, TSR: N/A vanes, nozzles, tip shrouds; Special Conditions for STA c.5. Low pressure turbine “components” and “parts” as follows: shafts and disks, blades, STA: Paragraph (c)(2) of License vanes, nozzles, tip shrouds; Exception STA (§740.20(c)(2) of the EAR) may not be used for any c.6. Digital engine control systems (e.g., Full technology in 9E620. Authority Digital Engine Controls (FADEC) and Digital Electronic Engine Controls (DEEC)) List of Items Controlled “specially designed” for gas turbine engines controlled in this ECCN; or Related Controls: Technical data directly related to articles enumerated on USML are c.7. Engine monitoring systems (i.e., subject to the control of that USML prognostics, diagnostics, and health) “specially category. designed” for gas turbine engines and components controlled in this ECCN. Related Definitions: N/A Items: d. through x. [Reserved] “Technology” “required” for the “development,” “production,” operation, y. Specific “technology” “required” for the installation, maintenance, repair, overhaul, or “development,” “production,” operation, refurbishing of commodities or software installation, maintenance, repair, overhaul, or controlled by ECCN 9A620, 9B620 or 9D620. refurbishment of commodities controlled by 9A619.y or 9B619.y, or “software” controlled by ECCN 9D619.y. 9E990 “Technology”, n.e.s., for the 9E620 Technology “required” for cryogenic “development” or “production” or “use” of and “superconductive” equipment, as follows equipment controlled by 9A990 or 9B990. (see List of Items Controlled). License Requirements License Requirements Reason for Control: AT Reason for Control: NS, RS, AT, UN

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Country Chart Control(s) (See Supp. No. The list of items controlled is contained in the 1 to part 738) ECCN heading. AT applies to “technology” AT Column 1 for equipment under 9A990 and 9B990 except 9A990.a AT applies to “technology” AT Column 2 only for equipment under 9A990.a

List Based License Exceptions (See Part 740 for a description of all license exceptions)

TSR: N/A 9E993 Other “technology”, not described by 9E003, as follows (see List of Items List of Items Controlled Controlled).

Related Controls: N/A License Requirements Related Definitions: N/A Items: Reason for Control: AT

The list of items controlled is contained in the Country Chart ECCN heading. Control(s) (See Supp. No. 1 9E991 “Technology”, for the “development”, to part 738) “production” or “use” of equipment AT applies to entire entry AT Column 1 controlled by 9A991 or 9B991. List Based License Exceptions (See Part 740 for License Requirements a description of all license exceptions)

Reason for Control: AT TSR: N/A

Country Chart List of Items Controlled Control(s) (See Supp. No. 1 to part 738) Related Controls: N/A AT applies to entire entry AT Column 1 Related Definitions: N/A Items: List Based License Exceptions (See Part 740 for a description of all license exceptions) a. Rotor blade tip clearance control systems employing active compensating casing TSR: N/A “technology” limited to a design and development data base; or List of Items Controlled b. Gas bearing for turbine engine rotor Related Controls: N/A assemblies. Related Definitions: N/A Items:

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EAR99 Items subject to the EAR that are not any other category in the CCL are designated elsewhere specified in this CCL Category or in by the number EAR99.

Export Administration Regulations Bureau of Industry and Security March 29, 2021