national academy of sciences

J o h annes Holtfreter

1901—1992

A Biographical Memoir by J o h n G e rh a r t

Any opinions expressed in this memoir are those of the author(s) and do not necessarily reflect the views of the National Academy of Sciences.

Biographical Memoir

Copyright 1998 National Academies Press washington d.c. CourtesyoftheUniversityofRochesterMedicalCenter,Rochester,NewYork JOHANNESHOLTFRETER January9,1901—November13,1992

BYJOHNGERHART

OHANNESHOLTFRETERWAStheworld’sforemostexperimental Jembryologistinthedecadesbetween1930and1960. Hisresearchwasdoneentirelywithamphibianembryos, thefavoredmaterialofthetime.Heinitiatedandcontrib- utedsubstantiallytomanylinesofexperimentationthat arestillongoingintheanalysisoftheembryonicorganizer andofembryonicinduction.Forembryologists,hisresearch shiftedtheirviewfromthedevelopingembryoasasupra- cellularorganismalentitytotheembryoasacomplexpopu- lationofinteractingcellsinwhichthenumerouscellssur- roundingtheorganizerhaveahighcompetencefor development,heldinalatentstate.Thesignalsfromthe organizermostlyevokeorreleasethisdevelopment,rather thanprovidedetailedinstructionsforit.Ourpresent-day conceptsofsecretedinductivesignals,cellcompetence,and cellularmorphogeneticactivitiessprangfromHoltfreter’s findingsandinsights. Holtfreter’sparticularcontributionsinclude: •TheinventionofHoltfreter’smedium(abalanced saltsolutioninwhichoperatedembryosandclumpsof embryoniccellssurviveanddifferentiate)andtheintro- ductionofsteriletechnique(1931). •Hisdiscoverythatdeadanddisintegratedorganizer

3 4 BIOGRAPHICALMEMOIRS tissuecouldstillinducelocallyorganizedpartsofsecond- aryaxes(1932-38)andhisfindingsthatmosttissuesof embryosandadultsofrepresentativemembersofmanyani- malphylacontainsubstancesthatinduceneuraldevelop- ment,findingsthatsetoffaninternationalsearchforthe trueinducer. •Hisimprovementofthesandwichassayforinducers, bywhichtheexperimentalistcandefinetheresponding tissueandcontrolitscontactwithinducingtissueorex- tractedtestmaterial(1933). •Theuseoftheseconditionstotesttheautonomous differentiationcapacityofsmallclustersofcellsfromvari- ouspartsoftheurodeleoranurangastrulaembryoand thecontributionofdatatospecificationmaps,competence maps,anddistributionmapsofheadinducersandtrunk- tailinducersintheearlygastrula(1938). •Discoveryofconditionstoproduceurodeleexogas- trulaeinwhichneuraltissuedoesnotform.Theseembryos providedevidencethattheorganizermayexclusivelytrans- mitneuralizingsignalstotheectodermbyaverticalpathin urodeles(1933). •Theuseofinterspecies(xenoplastic)graftingex- periments(urodele-anuran)todemonstratethespecies-spe- cificcompetenceoftissuestorespondtotheorganizer’s signals,yetthecross-speciescommonalityoftheorganiz- ersinductivesignals(1935-36). •AnalysisofminimalconditionsofpHextremes,Ca++ depletion,andhypotonicity(sublethalcytolysis)toobtain neuraldevelopmentinectodermalfragments(1944-51). •Analysisoftheroleofthenotochordandsomitesin shapingthefloorplateandwallsoftheneuraltube(1933). •Discoveryofcellsortingandanalysisoftissueaf- finitiesandtissuesegregationinembryos(1939,1955). •Analysisofthethreekindsofregion-specificmor- JOHANNESHOLTFRETER 5 phogeneticactivitiesofcellsintheamphibiangastrulaand theintegrationofthisinformationintoaunifiedviewof gastrulation(1942-43). Holtfreterpublishedapproximatelysixtypapersinhis career,andallbutthreewereunderhissoleauthorship. Manyarestillwidelycited.Severalofhistechniquesand modesofanalysishavebecomestandardpracticeinem- bryology,asubjectnowincludedindevelopmentalbiol- ogy.AfterbecomingaU.S.citizen,hewaselectedtothe NationalAcademyofSciencesin1955.Celebrationsofhis seventiethbirthdayanduniversityretirementwereaccom- paniedbysymposiaandmemorialvolumes. ArecentissueofDevelopmentalDynamics,organizedby ViktorHamburgerandHazelSive,wasdedicatedtohis memory,1andIhadthehonorofcontributingtothatissue. AdetailedaccountofHoltfreter’sscientificcontributions andaspectsofhislifehasbeenpreparedbyhislong-time colleagueViktorHamburgerinTheHeritageofExperimental Embryology2.HoltfreterpresentedhisownaccountinACon- ceptualHistoryofModernEmbryology(1991,pp.109-28).3

EDUCATIONANDEARLYLIFE

HoltfreterwasborninRichtenberg,asmallruraltownin innortheasternonJanuary9,1901, thesecondofthreechildrenandthesingleson.Hisfather ownedaprosperouswhiskyfactoryandryefields.By Holtfreter’sownaccount,hegrewupinastablesupport- ivefamilyandspenthisearlyyearscollectinganddrawing animalsandbutterflies.AtthestartofWorldWarI,his familymovedto20milesawayontheBalticSea, wherehegraduatedfromtheRealgymnasiumdespitede- terioratingconditionsattheendofthewar.Asastudent, hefeltunsuitedformathematics,physics,andchemistry, 6 BIOGRAPHICALMEMOIRS yethefeltconfirmedinhisinclinationasanincipientfield biologist.HepursuednaturalscienceattheUniversitiesof RostockandLeipzigfrom1917to1919andthentrans- ferredtotheUniversityofFreiburg,attractedbythehiking andskiingintheareaandbythepossibilityofworkingwith arenownednaturalistonthefaculty(ProfessorDoflein). However,theprofessordiedshortlybeforeHoltfreterar- rived.HisreplacementwasHansSpemann,whoseworkas thepreeminentembryologistofthetimewasunknownto Holtfreter.Nevertheless,Holtfreterbeganstudyingembry- ologyandin1924receivedadoctoraldegreeinnatural sciencesbasedonthesisresearchcompletedinSpemann’s laboratory.Thethesissubjectwasthedevelopmentofthe liverandpancreasofthefrogembryo,andHoltfretercom- mentedthatthissubjectwasnotofgreatinteresttoSpemann orhimself. Duringthistime,hesharedalaboratorybenchwith HildeMangold(neePröscholdt),whowasintheprocess ofdiscoveringtheamphibiangastrulaorganizer,adiscov- erylateracknowledgedintheawardofthe1935Nobel PrizetoSpemann.Intheseexperimentssheextendeda systematicstudyofSpemann’s,whichinvolvedoperating ongastrulastageamphibianembryostoremovesmallclumps ofcellsfromvariouslocationsofoneembryoandgraft themintonewlocationsinotherembryosofthesameage. Mostclumpsblendedharmoniouslyintotheirnewsurround- ingsandjoinedthepathsofdevelopmentofcellsthere, givinganear-normallookingembryo.HildeMangoldwas tograftcellclumpsfromthedorsallipoftheblastopore, andtheresultswiththesecellswereindeeddifferent.When shetransplantedthesecellstotheoppositesideofahost, thehostdevelopedasapartialtwinwithasecondembry- onicbodyaxislocatedatthesiteofthegraft.Thesecond- aryaxiscontainedawell-formedcentralnervoussystem JOHANNESHOLTFRETER 7 andblocksofbodymuscles.Afewtissuesofthesecondary axisderivedfromcellsofthegraft,butthenervoussystem andmuscleswerecomposedofcellsofthehost.Thegraft hadcertainlynotblendedharmoniouslyintoitsnewsur- roundings;ithadkeptitsownpathofdevelopmentand alteredthepathsofdevelopmentofthesurroundingcells. Lateranalysisconfirmedthat,inthepresenceofthispar- ticulargraft,thenearbyhosttissuesindeeddevelopedalong pathstheywouldnototherwisehavefollowed.Thedorsal lipoftheblastoporewascalled“theorganizer”bySpemann, inrecognitionofitsroleinorganizingthedevelopmentof abodyaxisandcentralnervoussystemfromcellssur- roundingit.Itsinfluenceonthesurroundingtissueswas calledaninduction.Thus,thenervoussystemwasinduced bytheorganizer.SpemannandMangoldpublishedtheir landmarkpaperontheorganizerin1924togreatacclaim. AlthoughHoltfreterwastobecometheworld’sleading researcherontheorganizerandoninduction,hehimself playednopartinthisdiscoveryandfeltthatSpemanndid nothaveagoodopinionofhislaboratoryability.Heis saidtohaveworkedbynightratherthanbydayandto havedisappearedforlongperiodsforhikesandoutings withtheWandervögel.Neitherbehaviorendearedhimto thededicatedprofessor.AfterHoltfreterreceivedhisde- gree,Spemannsuggestedthathestudymarinebiologyat thefamousStazioneZoologicainNaples,andHoltfreter undertookthisathisfather’sexpense.InNaples,however, heavoidedthelaboratory,traveledthroughoutItaly(mostly onfoot),andpainted,finallysettlinginthesmallvillage ofSt.AngeloonthecoastofIschia.There,itissaid,he oil-paintedalargepanelofthesaintforthelocalchurch. OnreturninghometoStralsundafteralmosttwoyears,he hadnoprospectsforaresearchappointment.Hetried portraitpaintingbuttolittleeffect.HetraveledtoLapland 8 BIOGRAPHICALMEMOIRS andwroteanaccountofhistravels.HewenttoHelgoland andassistedatamarinebiologyinstitute,caringforthe oysterbeds.IntheabsenceofajobprospectinHelgoland, hewenttotheUniversityofforadiplomato qualifyhimasahighschoolteacher.Balkingatthepros- pectofhighschoolteaching,hewenttoHollandinhope ofgettingapositioninabotanical-zoologicalgardenin Javabuttonoavail.By1928allprospectsseemedex- hausted.ThenhereceivedaninvitationfromOttoMangold, chairmanofadepartmentattheKaiser-WilhelmInstitute inBerlin-Dahlem,toacceptaresearchposition,andhe tookthiswithnohesitation.Hebeganthispositionin 1928,fouryearsafterhisdegree,withbutonescientific publicationtohisname,the1925presentationofhisthe- sisresearch.Mangold,whohadbeenastudentandassoci- ateofSpemann(andwidowerofHildeMangold,whohad diedinakitchenaccident),knewHoltfreter’sthesisworkand training.

BREAKTHROUGHYEARS MangoldleftHoltfretertohisownresearchpursuits. Holtfreterchosetoextendtheorganizerstudiesof Spemann’slaboratorybyaddressingquestionsofhowin- structivetheorganizeristosurroundingcellsversushow self-instructivearethesecellsregardingtheirchoicesof developmentalpaths.Heenteredaveryproductiveand creativephaseofhiscareer,workinguntil2a.m.or3a.m. almostdaily(thelaboratoryhadsmallatticroomswith bunks,wherehelived),withseverallinesofexperimenta- tionconductedinparallel.Heusuallyworkedalone.He devisedabalancedsaltsolutioninwhichoperatedem- bryosandpiecesofembryonictissuecouldsurvivefor periodsofseveralweeksanddifferentiate,andheintro- ducedsterileconditionstoreducebacterialinfections.These JOHANNESHOLTFRETER 9 techniquesarenowcommonlyusedbutwerenewatthe time.(IntheSpemann-Mangoldexperiments,onlyfiveof severalhundredoperatedembryossurvivedinfectionand thehypotonicityofpondwater.)Withtheseconditions, Holtfreterundertookseveralrevealingstudies.Thefirst (1931-38)wastoseeiftheorganizerretaineditsactivities afterbeing“devitalized”byheat,alcohol,drying,orfreez- ing,orifitsactivitiesdependedonitsintactlivingstruc- tureasSpemannimplied.Holtfretersoonshowedthatdead andpartiallyextractedorganizermaterialwasstronglyin- ductive,especiallyinelicitingneuraldevelopment,includ- ingbrainingstructures.Hethentestedavarietyofembry- onicandadulttissuesfromanimalsofdiversephylaand foundthatmanytissuesfrommanyorganismsanddevel- opmentalstagesreleasematerialscapableofneuralinduc- tion.Surprisingly,agentswithinductiveactivitywerenot uniquetotheorganizer.Holtfretersoonsawthesimilarity ofinducerstohormones,andthiscomparisonhasbeen upheldbymodernstudies,althoughthesimilaritymaybe moretogrowthfactorproteinsandtheirantagoniststhan toendocrine-typehormones.Thesediscoveriessetoffan internationalsearchforinductivesubstancesreleasedei- therbytheorganizerorbyheterologoussourcessuchas chickembryoextractorHeLacells.JosephNeedhamand ConradWaddington,whoheadedanEnglishefforttoiso- latetheinducer,visitedtheBerlin-Dahlemlaboratoryto learntechniques.Holtfreter’sstudentH.-P.Chuang,was abletoshowthatpartialpurificationseparatesatleasttwo kindsofinducers,onewithneuralinducingactivityand onewithmesodermizingactivity.Theevidencefortwo kindsofinducerswaslaterincorporatedbyothersinto modelsofneuralinduction(byNieuwkoopandbySaxen andToivonen),whichpersisttothisday. Holtfreteralsofoundconditionstoproduceexogastrulae 10 BIOGRAPHICALMEMOIRS inlargenumbersandusedthesetoexaminethepathby whichtheorganizertransmitsneuralizingsignalstothere- spondingectoderm(1933).Hefoundthaturodeleembryos developinginahypertonicsaltsolutionretainasolidinte- riorofcellsbecausetheyfailtoinflatetheblastocoel.When gastrulationbegins,theinvolutingsurfacecellshavenoin- ternalspaceintowhichtomove.Instead,theyturnout- ward;theembryoexogastrulates.Inparticular,theorga- nizermesodermpushesitselfawayfromtheectodermrather thanrollingunderit.Sincetheorganizerofthisexogastrula doesnotunderlietheectoderm,itcannottransmitinduc- ingsignalstoitbyaverticalpath,thatis,acrossplanesof apposedtissue.However,evenintheexogastrula,theorga- nizermesodermandtheprospectiveneuralectodermre- mainconnectedacrossaplanarboundary(whichwould becomethelimitofinvolutioninthenormalembryo).Thus, ifaplanarpathsufficesfortheorganizertotransmitinduc- ingsignalstotheectoderm(asSpemannconsideredpos- sible),theexogastrulashouldstillformaneuralplate.As Holtfretershowed,theectodermalcapoftheexogastrula developsnoneuraltissuethatcanbedetectedbymorpho- logicalcriteria.Instead,itdevelopsasawrinkledatypical epidermisconnectedbyathinstalktothemesodermand endoderm.Theresultseemedtoshowclearlytheindis- pensabilityoftheverticalpathandtoeliminatethesuffi- ciencyoftheplanarpathofinduction.AlthoughHoltfreter seemedtohavesettledthisissuefortheurodeleembryo,it hasarisenagaininrecentstudiesofXenopusembryos,where someneuraldevelopmentdoesoccurinexogastrulaeand inplanarexplants.Somekindsofembryosmayuseboth paths,whereasothersmayuseonlyonepathortheother. Approximatelytwelvepaperswerepublishedinthefive yearsatBerlin-Dahlem.Holtfreter’sartisticinterestsfound JOHANNESHOLTFRETER 11 expressioninhisnumerousdetaileddrawingsofembryos anddifferentiatedexplantsforthesepublications.

UNIVERSITYOFMUNICH ThesignificanceofHoltfreter’sresearchbecamequickly recognized,andin1934heacceptedanassociateprofes- sorshipattheUniversityofMunich,intheDepartmentof ZoologyheadedbyProfessorKarlvonFrisch(thediscov- ererofthelanguageofbees).HisfiveyearsinMunich werealsoveryproductive,interruptedin1935byaone- yearRockefellerfellowshiptoworkintheUnitedStatesin thelaboratoryofRossHarrisonatYaleUniversity.How- ever,hedidnotundertakemuchlaboratoryworkduring theyear.Hehadalsoreceivedanunrestrictedtravelgrant fromaprivatedonor(Dr.Gwinner),allowinghimtotour theworldfirstclassbywayofthewesternUnitedStates, Hawaii,Japan,China,andthePacificislands.Hespentsev- eralmonthsinBali,enjoyingthemusic,arts,anddance, andengaginginpaintingandblack-whitescratchboardetch- ing(atechniqueofscratchingthroughalayerofIndiaink onchalkboard).Somecolleaguesfeelhereplenishedhis ideasandimmensecapacityforconcentrationduringthese periodsawayfromthelaboratory. AttheUniversityofMunich,Holtfreterbeganasystem- aticstudyofthecapacityofsmallpiecesofthegastrula embryotodevelopanddifferentiateinisolationinhis balancedsaltssolution,thatis,intheabsenceofsignals fromtheorganizer.Thisiscurrentlycalledaspecification test,andwasthencalledadifferentiationcapacitytest,or atestofthecells’stateofdetermination.Hefoundthat cellclumpsfromsomeregions(suchastheectoderm) reliablydifferentiateonlytoepidermis,althoughtheywould formneuraltissueandepidermisintheembryo.Hence, organizersignalsoftheneuralizingkindseemedstringently 12 BIOGRAPHICALMEMOIRS requiredforthedevelopmentofectodermcellstonervous tissue,whereasthecellsseemedself-instructedforepider- misdevelopment,afindingheprobedmoredeeplyade- cadelater.Bycontrast,smallclumpsofcellsfromthemar- ginalzonemesoderm,whichwereexpectedtoformsomites intheembryo,wouldinisolationformnotonlysomites butalsonotochord,neuraltube,andepidermis,thatis, muchmorethanexpectedintheembryointhepresence oforganizersignals.Infact,someoftheseexplantsdevel- opedassmallbilateralembryoids.Thus,someregionsseemed highlyself-informedforpathsofdevelopmentand,ifnot whollyindependentoftheorganizer’ssignals,werethen perhapsinhibitedintheembryofromdevelopingtheirfull rangeofcapabilities.Thisworkwasdoneinbothurodele andanuranembryos,withaverylargenumberofcases. Thetwoclassic1938papers,inGerman,onthedifferentia- tioncapacityofpartsofthegastrula,havebeenrecently translatedintoEnglishbyViktorHamburger.4Theresults ledHoltfretertosuggestthat,exceptinthecaseofthe neuralinductionofectoderm,theorganizerdoesnotpro- videdetailedinstructionsforthedifferentiationofneigh- boringcells.Thecellshaveextensiveinherentcapabilities oftheirown,andtheorganizerjustevokesorreleasesthese. Asfurtherevidencesupportingthispoint,hemade“sand- wiches”ofexplantedectodermwrappedaroundanexplanted organizer,usingastissuesourcestheembryosofdifferent amphibianorders(urodeles,anurans).Hefoundthatthe ectodermgaveaspecies-specificresponsetoinducers,whereas theorganizer’sinducersseemedcommonto,andsimilarly distributedin,animalsofbothorders.Thisreinforcedthe conclusionthatthetypeofdifferentiativeresponseisde- finedextensivelybythereactingtissue,andnotonlyby theinductivesource(1936-38).Aroundthistime,hesug- gestedthattheterm“organizer”maybemisnomer. JOHANNESHOLTFRETER 13 Holtfreteralsopublishedseveralpapersontheproper- tiesofinducers(1934-38),asubjectofintenseinterna- tionalattention,andthiskepthiminregularcontactwith NeedhamandWaddingtoninEngland.Holtfretergavean invitedpresentationofhisinductionstudiestoaverylarge audienceattheCongressofPhysics,Chemistry,andBiol- ogyatthe1938InternationalExhibitioninParis.Among hislastexperimentsinMunich,hedisaggregatedcellsofa neurula-stageembryo,mixedthemtogetherrandomlyand observedtheirextensivecapacitytosortout,toselectively adhere,andtoreconstitutewell-organizedtissuessimilar tothoseoftheintactembryo(1939),aprojecthereturned toafterWorldWarII. WhenhereturnedtoGermanyin1936afterhissojourn inBali,hewasconcernedforhisfuture,saying(1991),“I wasfullofhatredanddisgustfortheregime,butfelt helpless.IknewthatIwasspieduponandsoonerorlater theGestapowouldgetholdofme.Isawthewarcoming. In1939,shortlybeforethewarstarted,Imanaged‘bythe skinofmyteeth’toescapefromGermany.Thankslargely toJosephNeedham,IfoundrefugeinCambridge.”He wasaguestlecturerattheZoologicalInstituteforayear. In1940,whentheGermaninvasionofEnglandseemed imminent,hewasinternedwiththousandsofGermanrefu- geesandshippedtoCanada,wherehespentalmosttwo yearsbehindbarbedwire.

MCGILLUNIVERSITY In1942Holtfreterwasreleasedfrominternment.Hefound aresearchpositionatMontreal’sMcGillUniversity,sup- portedbyaRockefellerfellowship.AtMcGill,hebegana studyofthecellbiologicalbasisofgastrulation,oneofthe firstsystematicanalysesofmorphogenesis.Hebuiltonthe 1929workofW.Vogttolocateandcharacterizethevarious 14 BIOGRAPHICALMEMOIRS kindsofcellactivitiesbywhichthelowerhalfoftheem- bryo(themesodermandendoderm)isinternalizedinthis crucialperiodwheneggorganizationistransformedinto embryonicorganization.Heexplantedsinglecellsorclumps ofcellsfromdifferentregionsandmicroscopicallyobserved theirmovementsandchangesofshapeinhiscultureme- dium.Healsoexaminedthesurfacecoatofthecleaved egg,acoatseemingtoholdthecellstogether.(Morere- cently,ithasbeenshownthatthisisnotactuallyacoat,but anintercellulararrayoftightjunctionsandadhenensjunc- tionslocatedclosetotheembryosurface.)Holtfreterstud- iedepibolyinectodermfragments,bottlecellelongation andbottlecellingressioninmarginalzoneexplants,and convergentextensioninorganizermesodermexplants.He favoredtheinterpretationthatbottlecellsinvadedtheyolk massandtuggedothersurfacecellsintotheinteriorafter them.Atthesametime,thelayerofectodermalcellsex- pandstocovercellsofthelowerhalfduetotheinsertion ofdeepcellsintoasurfacesheetofcells,therebyincreas- ingitsarea.Althoughheobservedtheconvergentexten- sionoforganizercells,hegavethismorphogeneticactivity alesserroleingastrulationthanthetuggingforceofbottle cells;recentstudiesgiveittheprimaryrole.Hetheninte- gratedhisfindingsintwomajorarticles,“Astudyofthe mechanicsofgastrulation,”PartsIandII(1943,1944),which stillserveasmodelsfortheongoinganalysisofmorpho- genesis.5

UNIVERSITYOFROCHESTER In1946Holtfreteracceptedtheofferofanassociatepro- fessorshipattheUniversityofRochesterintheDepartment ofBiologychairedbyProfessorCurtStern(whohadknown himatBerlin-Dahlem).Hewasadvancedtofullprofessor in1948,andheremainedatRochesteruntilhisretirement JOHANNESHOLTFRETER 15 in1969.AlthoughhehadseveralstudentsatRochester,he andtheytendedtopublishtheirresearchindependently. Holtfreterpursuedseveralsignificantlinesofanalysisdur- ingtheRochesteryears.Onelineconcernedautoneural- izationandthequestionofwhethertheorganizer’ssignals arereallyindispensableforneuralinduction.Hebeganby confirmingandextendingthe1941discoverybyL.Barth thattheectodermofsomeamphibianspecies(axolotl,R. pipiens)willdevelopneuralstructuresifmerelyexposedto asalinesolution.Holtfreter,ofcourse,feltfromhisprevi- ousstudiesthathissaltssolutionwasinertandfreeofin- ducers.Hefound,however,thatthegastrulaectodermof certainamphibians(onesnotpreviouslyexaminedbyhim) didrespondtohismediumbyformingneuraltissue,and thattheectodermofyetotheramphibians(onesheknew formedonlyepidermisinhismedium)wouldalsodothisif brieflyexposedtoaslightlyacidifiedoralkalinizedsolution beforeculturinginhismedium.Byoptimizingthecondi- tions,hecouldgettheectodermtodifferentiateevenbrain vesicleswithmultiplesenseorgans(1947).Thiswasaclear exampleofneuraldevelopmentwithoutsignalsfromthe organizerandproofoftheinherentcapacityofectoderm todevelopintoneuraltissueifreleasedtodoso. Holtfretersuggestedthat,althoughtheectodermcells areinherentlycapableofneuraldevelopment,thiscapabil- ityisself-suppressedinthem(andhenceepidermisdevel- opsunlessinducersareadded).Hepostulatedthatthe sub-lethalconditionsofthemediumdissociateorinacti- vatethesuppressiveagent,allowingotheragentstobe- comeactiveandinitiateneuraldevelopmentofthetissue. Thisisautoneuralization.Healsonotedthatsincethe differentiatedtissuewaslocallywellorganized,spatially arrayedsignalsfromanintactorganizermustnotbeneeded forfinegrainpattern.Theectodermhadaninherentca- 16 BIOGRAPHICALMEMOIRS pacitytoself-organize,atleastonthelocallevelofabrain vesicleandattendingsenseorgan(thoughnotonthelarger scaleofanentirenervoussystem).Thisworkservedto shiftresearchattentionfromtheinducertotherespond- ingtissueasthesourceofspecificityandorganization. WiththeseproposalsHoltfretermayhavereachedhispoint ofgreatestdeparturefromthe1924viewsoftheorganizer heldinSpemann’slaboratory,namely,thatitsactivityre- quiredthelivingintactstateandthatitprovideddetailed instructionstonaivesurroundingcells.Unfortunatelyfor someresearchersof1947,Holtfreter’sanalysisof autoneuralizationjustemphasizedthefutilityofstudying inductionandtheorganizerandconfirmedforthemthe wisdomofswitchingtotheupcomingfieldofmolecular genetics.However,recentresearchhasreturnedtothese questionsandhasstronglysupportedHoltfreter’sinterpre- tationoftheinnateandsuppressedcapacityoftheecto- dermforneuraldevelopment,exceptthatthecurrentviews holdthatthesuppressionisenforcedbyintercellular,not intracellular,means. AlsoduringthisRochesterperiod,hisstudent,P.L. Townes,renewedandextendedHoltfreter’sprovocative1939 studyoftissueaffinity,usingdisaggregatedcellsfromdif- ferentgermlayersofaneurula-stageembryo,whichwere thenmixedandreaggregatedrandomlyindifferentcom- binations.Ectodermalandendodermalcellssegregated stronglyfromoneanotherinthesemixtureswhileadher- ingtolikecells,eventuallyformingseparatespheres.Me- sodermalcells,bycontrast,adheredtobothectodermand endodermandheldthemtogetherinathree-layeredar- rangement,occupyingthemiddlelayerasmesodermwould intheintactembryo.Neuraltubecellssortedtoaninter- mediatepositionbetweenepidermisandmesodermand reconstitutedaremarkablynormallookinghollowneural JOHANNESHOLTFRETER 17 tube.TownesandHoltfretersuggestedthatthedirectional migrationofcellsaswellastheelectiveaffinitiesofcells ruledtheorganizationoftheserecombinatesandofthe normalembryo’sgermlayers.TheTownesandHoltfreter paperof1955,whichofferedcellbiologicalexplanations forembryologicalphenomena,isoneofthebestknownof Holtfreter’spapers. In1955HoltfreterandHamburgerco-publishedalarge chapteronamphibiandevelopment,summarizingthefield atthetimeandincludingmanyoriginalobservationsand pointsofemphasis.Thisremainsessentialreadingforstu- dentsofamphibianembryology.Inthatarticleandelse- where,Holtfreterremarksonhisdislikeforconceptsof supra-cellularorganizingagencies,suchasgradients,and onhispreferenceforexplanationsinvolvinglocalcell-cell interactions.Inthe1944-56periodhehadmovedincreas- inglyintotheareaofcellbiology,theninitsinfancy,and publishedseveralpapersonthecellmembrane,thenucleus, andvariousorganelles.After1956Holtfreterturnedhis attentionincreasinglytoindividualcellbehaviors,includ- ingtheaggregationofDictyosteliumamoebaeandthedif- ferentiationofmusclecellsinculture,littleofwhichhas beenpublished. OverallithasbeensaidthatHoltfreter’scontributionto embryologywastomovethestudiesoftheorganizerinan analyticalandreductionistdirection,2alongwhichthesupra- cellularandextra-embryonicinterpretationsofdevelop- mentwerereplacedwithonesbasedonhormone-likese- cretedagents,cell-specificandstage-specificcompetence, releaseoflatentcapacitiesbyinducers,cellsorting,cell shapechange,cellmigration,andcellinteractionsinpopu- lations.Althoughthiscell-centeredviewisnowtakenfor grantedincellbiologyanddevelopmentalbiology,itwasa rareandpenetratingviewinHoltfreter’stime.Fromour 18 BIOGRAPHICALMEMOIRS vantagepointoffiftyyears,itseemsasifHoltfreterbrought tolightanindividualisticandanti-authoritarianviewofthe embryoinwhichcompetentresponsivecellsinteractina self-organizingcommunity,inplaceofconceptionsofthe embryoasacollectionofnaivepassivemembersdepen- dentfortheirfutureondetaileddirectionsfromacentral organizer.Theterm“organizer”wasladenwithconnota- tionsfromtherealmofhumanactivity. Amonghisstudentsandresearchassociates,inaddition toH.-P.ChuangandP.L.Townes,havebeenA.Haggis,N. Cohen,L.Stevens,C.Loeffler,andW.B.Muchmore. Holtfreterwasknownasademandingmentorwhoheld highstandardsforexperimentationandbrookednonon- senseinthediscussionofresearchresults.HirokoBanwas hislaststudent.Theyweremarriedin1959.Her1965the- sisontheautonomousdifferentiationofsubregionsofthe organizercontainsawealthofinformation.Itwasnever publishedinjournalform,butitisavailableasamicro- filmedthesisandinoutlineinViktorHamburger’sbook.2 JohannesHoltfreterretiredfromtheUniversityofRoch- esterin1968andcontinuedasTracyH.Harrisemeritus professorofzoologyuntilapproximately1981.Inhislast yearshewasingoodhealthexceptforthedeclineand eventuallossofhiseyesight,whichprecludedanywriting orpainting.HediedinRochesterattheageofninety-one. HirokoBan-HoltfretercontinuestoliveinRochester.

MOSTOFTHISMATERIAListakenfrompublishedaccountsbyViktor HamburgerandbyHoltfreterhimself.Theauthordidnothavethe opportunitytoknowJohannesHoltfreterpersonally,buthehas greatlyadmiredHoltfreter’sresearchcontributionsformanyyears. Itisthefateofnonagenariansthatfewoftheircontemporaries survivewhocouldhavewrittenamorepersonalaccount. JOHANNESHOLTFRETER 19

NOTES 1. Dev.Dynamics,vol.205,no.3,1996. 2. V.Hamburger.TheHeritageofExperimentalEmbryology.NewYork: OxfordPress,1988. 3. AConceptualHistoryofModernEmbryology,ed.S.F.Gilbert,pp. 109-28.Baltimore:JohnsHopkinsPress,1991. 4. Dev.Dynamics,vol.205,no.3,1996,pp.217-44. 5. SeediscussionofHoltfreter’sworkongastrulationbyR.Keller, Dev.Dynamicsvol.205,no.3,1996,pp.257-64. 20 BIOGRAPHICALMEMOIRS SELECTEDBIBLIOGRAPHY

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