OMB No 1545-0052 Form 990-PF Return of Private Foundation or Section 4947( a)(1) Trust Treated as Private Foundation Do not enter Social Security numbers on this form 2013 Department of the Treasury as it may be made public. Internal Revenue Service Information about Form 990-PF and its separat e instructions is at www. irs.gov/form990pf. For calendar year 2013, or tax year b eginning , 2013, and ending Name of foundation A Employer identification number The Henr y Luce Foundation, Inc. 13-6001282 Number and street (or P 0 box number if mail is not delivered to street address ) Room/suite B Telephone number (see the instructions) 51 Madison Avenue 1 30th Floor (212) 489-7700 City or town, state or province , country , and ZIP or foreign postal code q New York NY 10010 C If exemption application is pending, check here. ' G Check all that apply Initial return Initial Return of a former public charity D 1 Foreign organizations , check here ...... Final return Amended return 11 Address change Name change 2 Foreign organizations meeting the 85% test, check q here and attach computation ...... H Check type of organization X Section 501 (c)(3) exempt private foundation FI Section 4947 ( a)(1) nonexempt charitable trust Other taxable pnvate foundation E If private foundation status was terminated q I Fair market value of all assets at end of year J Accounting method Cash Accrual under section 507(b)(1)(A), check here . . . (from Part fl, column (c), line 16) Other (specify) 10- F If the foundation is in a 60-month termination $ 867,417,767. (Part column (d) must be on cash basis ) under section 507 (b)(1)(B), check here . . Part Ana l ysis o evenue an d a Revenue and Net () (b) i nvestment (c) Adj uste d net (d) Disbursements Expenses (The total of amounts in expenses per books income income for charitable columns (b), (c), and (d) may not neces- purposes sarrly equal the a/ounts in column (a) (cash basis only) (see instructions) ) 1 Contributions , gifts, grants , etc, received (atl sch ) . - ..' 2 Ck I X I if the foundn is not req to aft Sch B 3 IntereslLoJn savings and temporary cash investments ...... 4 Dividends and interest from securities . . . 5, 689,135. 16, 088, 885. 5 a Gross rents ...... b Net rental income , or (loss ) g ,
R 6 a Net gain/(loss) from sale of assets not on line 10 23,478,744 . m,F^ ^„ i "` •"•a• q E b Gross sates price for all v assets on line 6a 119 , 4 3 8,039. E 7 Capital gain net income (from Part IV , line 2) . 40 , 569, 886. - N 8 Net short-term capital gain ^; , - f€ ) U 9 Income modifications . . . . . CySE 10 a Gross sales less p, - returns and allowances "• ° . ' ,'a q, b Less Cost of goods sold . . . z " ,ate c Gross profit/(loss) (at) sch) ...... 11 Other income (attach schedule) . . . - See Line 11 Stmt 11,105. 38,391. 12 Total . Add lines 1 throug h 1 1 . . 2 9 , 178, 984. 56, 697, 162. c 1 3 Compensation of officers , directors , trustees, etc . 1, 134 , 162 . 75, 659 . 1, 059, 341 14 Other employee salaries and wages ... 1,877, 4 7 3. 26, 750 . 1 , 873, 000 . 15 Pension plans, employee benefits . . 1, 537, 594. 50, 805. 1, 385, 229. A 16a Legal fees (attach schedule) ...... 62, 305 . 7, 470 . D b Accounting fees Cattissk). 35, 000 . 39, 500 . 3, 652, 388. 8, 887, 694. 13, 535. o N 17 la o i G 1 E T 18 res(3lla°ch schedule)(see inStr ef l.1 e. 1$ $ tmt. 21 616/305. 345, 4 61 . A ^9r Dei Ptahor{of ^`-^ T TA 11" S %d deoYetlon f.^ 108,283 . N V k26) Occu panc jt . . . 715 , 186 . 20 , 350 . 694, 836. G E 1 ave ^cea^id meen gs . 97 , 117 . 93, 369 . A E 2 PAD g`1 d T6 bl) Noi; N D p ,_ enses (attach schedule) NE See Line 23 Stmt 666, 196. 17, 642. 649, 159. s 24 Total operating and administrative s expenses . Add lines 13 through 23 12, 502, 009. 9, 424, 361. 5, 815, 439. 25 Contributions , gifts, grants paid . . . . . 33, 550,772. 34, 554, 143. 26 Total expenses and disbursements. Add lines 24 and 25 . . . . 46,052,-781. 9, 424, 361. 40, 369,582. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements . . . . -16,873,797. b Net investment income (if negative , enter -0- ). . 47,272,801.1 C Adjusted net income ( if negative , enter -0-) . BAA For Paperwork Reduction Act Notice, see instructions. TEEA0301 10118/13 Form 990-PF (2013) Form 990-PF (2013 ) The Henrv Luce Foundation. Inc. 13-6001282 Page 2 Attached schedules and amounts in the description Beginning of year End of year Part 11 Bal an ce Sheets column should be for end-of- year amounts on ly (See instructions ) (a) Book Value ( b) Book Value (c) Fair Market Value I Cash - non-interest-bearing ...... 1 ,000. 1,000. 1,000. 2 Savings and temporary cash investments ...... 21, 5 71, 9 2 9 . 21,668,115. 211 668, 115. 3 Accounts receivable ...... ' 3 7 7 , 2 8 4 ------Less allowance for doubtful accounts ' 429, 998. 377,284. 377,284. ------4 Pledges receivable ...... ' ------Less allowance for doubtful accounts _ _ _ _ 5 Grants receivable ...... 6 Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions) ...... 7 Other notes and loans receivable (attach sch) Less allowance for doubtful accounts S S 8 Inventories for sale or use ...... E 9 Prepaid expenses and deferred charges ...... T 3 4 , 0 5 4 . 31, 104. 31,104. S 10a Investments - U.S and state government obligations (attach schedule ) ...... See Schedule. B 30, 817, 786. 31, 534, 986. 31, 534, 986. b Investments - corporate stock (attach schedule) . See S cbe dul e . B 413 , 5 0 5, 9 8 4 . c Investments - corporate bonds (attach schedule). See Scbedule . B 11 Investments - land, buildings, and -A equipment basis ...... ------Less accumulated depreciation (attach schedule) ...... 12 Investments - mortgage loans ...... 13 Investments - other (attach schedule ) See .Schedul.e. B 293, 382, 325. 803, 904, 044. 803, 904,044 . 14 Land, buildings, and equipment basis 1,637,097_ . _ i ` ^ - Less accumulated depreciation (attach schedule) . . .L-.1.4. Strut . ' 836,4 2 2. 848, 193. 800, 675. 800, 675. 15 Other assets (describe ' L-15 Stmt ) 3, 801, 742. 9, 100, 559. 9, 100, 559. ------16 Total assets (to be completed by all filers - see the instructions Also, see page 1, item I)...... 764, 393, 011. 867, 417, 767. 867, 417, 767. L 17 Accounts payable and accrued expenses ...... 5 64 , 982. 814, 441 . AI 18 Grants payable ...... 20 609 , 993. 19 , 670 , 754. 1 > Y B 19 Deferred revenue ...... L 20 Loans from officers , directors, trustees , & other disqualified persons 1 21 Mortgages and other notes payable (attach schedule) . . . . . 22 Other liabilities (describe ' L-22 Stmt ) 4, 334, 829. 6, 782, 322. E S 23 Total liabilities (add tines 17 through 22) ...... 2 5 , 509, 804 . 27, 267 , 517 . Foundations that follow SFAS 117, check here . . X and complete lines 24 through 26 and lines 30 and 31. N F 24 Unrestricted ...... 602, 672, 150. 685, 635, 779. E U . TN 25 Temporarily restricted ...... 67, 865, 693. 86, 169, 107. D 26 Permanently restricted ...... 6 8 , 345, 364. 68, 3 4 5 , 3 6 4 . '4 Foundations do not S B that follow SFAS 117, check here and complete lines 27 through 31. S A E L 27 Capital current funds T A stock , trust principal , or . S N 28 Paid-in or capital surplus, or land , building, and equipment fund . . . Retained endowment OEC 29 earnings, accumulated income, , or other funds . . R S 30 Total net assets or fund balances ( see instructions) . . . . 7 3 8 , 8 8 3 , 2 0 7 . 840,150,250. 31 Total liabilities and net assets /fund balances (see instructions ) • 764, 393, 011. 867, 417, 767 . Fart III Analysis Oi Changes in Net Assets or fund balances
1 Total net assets or fund balances at beginning of year - Part II, column (a), tine 30 (must agree with end-of-year figure reported on pnor year's return ) ...... 1 738, 883, 207. 2 Enter amount from Part I, line 27a ...... 2 -16,873, 797 . 3 Other increases not included in line 2 (itemize) • •' C hance in unrealized appreciation-on-investments 3 118, 140, 840. 4 Add lines 1, 2, and 3 • • • • • ...... 4 840, 150, 250. 5 Decreases not included in line 2 (itemize) • • • • 5 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II , column (b), tine 30 • • 6 840, 150, 250. BAA TEEA0302 07/09/13 Form 990-PF (2013) Form 990-PF (2013) The Henr y Luce Foundation, Inc. 13-6001282 Page 3 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind (s) of property sold (e g , real estate, How acquired C Date acquired Date sold 2-story brick warehouse , or common stock , 200 shares MLC Company) P - Purchase (month, day, year ) ( month, day, year) D - Donation 1a See Schedule E b c d e (e) Gross sales puce (f) Depreciation allowed ( g) Cost or other basis (h) Gain or (loss) (or allowable ) plus expense of sale (e) plus (f) minus (g) a 119,438,039. 78,868,153. 40,569,886. b c d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Column (h) (i) Fair Market Value 0) Adjusted basis (k) Excess of column (I) gain minus column (k), but not less as of 12/31/69 as of 12/31/69 over column 0), if any Than -0-) or Losses (from column (h))
a 40,569,886. b c d e If gain , also 2 Capital gain net income or (net capital loss) enter in Part I, line 7 If (loss), enter -0- in Part I, line 7 2 40,569,886. 3 Net short-term capital gain or ( loss) as defined in sections 1222( 5) and (6)
If gain , also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0- in Part I, lin e 8 ...... 3 I vart V j U ualITlcatlon Unaer Section 494U(e) Tor Keducea I ax on Net investment income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 4940(d)(2) applies, leave this part blank
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base penod7 ...... E Yes n No If 'Yes, ' the foundation does not qualify under section 4940 (e) Do not complete this part 1 Enter the appropriate amount in each column for each year. see the instructions before makina any entries
Base pe^idd years Adjusted qualifying distributions Net value of Distribution ratio Calendar year (or tax year noncharltable -use assets (column (b) divided by column (c)) beginning in) 2012 36,011, 641. 732, 652, 923. 0.049152 2011 35,551,406. 739,864,765. 0.048051 2010 34,744,729. 703,482,307. 0.049390 2009 31,889,001. 633,731,217. 0.050319 2008 36, 647, 184. 771, 641, 424. 0.047493
2 Total of line 1 , column (d) ...... 2 0 . 2 4 4 4 0 5 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5 , or by the number of years the foundation has been in existence if less than 5 years ...... 3 0 . 0 4 8 8 81
4 Enter the net value of nonchantable -use assets for 2013 from Part X , line 5...... 4 807, 478,313.
5 Multiply line 4 by line 3 ...... 5 39, 470,347.
6 Enter 1% of net investment income ( 11% of Part I, line 27b) ...... 6 472,728.
7 Add lines 5 and 6 ...... 7 39, 943,075.
8 Enter qualifying distributions from Part XII, line 4 ...... 8 40, 430, 346.
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1 b, and complete that part using a 1 % tax rate See the Part VI Instructions BAA Form 990-PF (2013)
TEEA0303 07/09/13 Form 990-PF (20 13) The Henry Luce Foundation, Inc. 13-6001282 Page4 Part VI Excise Ta x Based on Investment Income ( Sectio n 4940( a), 4940 ( b), 4940 (e), or 4948 - see instructions) 1 a Exempt operating foundations described in section 4940(d)(2), check here . . . ' and enter'N/A' on line 1 Date of ruling or determination letter (attach copy of letter if necessary - see instrs) b Domestic foundations that meet the section 4940(e) requirements in Part V, 1 4 7 2 , 7 2 8 , check here . ' and enter 1% of Part I, line 27b ...... c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, column (b) . . . . - 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) ...... 2 0. 3 Add lines 1 and 2 ...... 3 472,728 . 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) . . . 4 0 , 5 Tax based on investment income . Subtract line 4 from line 3. If zero or less, enter -0- ...... 5 472 , 728 , 6 Credits/Payments' a 2013 estimated tax pmts and 2012 overpayment credited to 2013 ...... 6 a 598,047. b Exempt foreign organizations - tax withheld at source ...... 6 b y • , c Tax paid with application for extension of time to file (Form 8868 ) ...... 6 c d Backup withholding erroneously withheld ...... 6 d 7 Total credits and payments Add lines 6a through 6d ...... 7 598, 047 . 8 Enter any penalty for underpayment of estimated tax Check here if Form 2220 is attached ...... 8 9 Tax due If the total of lines 5 and 8 is more than line 7, enter amount owed ...... ' 9 10 Overpayment If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ...... ' 10 125,319. 11 Enter the amount of line 10 to be Credited to 2014 estimated tax 123,319. I Refunded . . . . ' 11 Part.•VII-A Statements Regarding Activities Yes No I a During the tax year, did the foundation attempt to influence any national , state , or local legislation or did it participate or intervene in any political campaign'? ...... 1 a X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see the instructions for definition)' ...... 1 b x If the answer is 'Yes' to la or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120-POL for this year? ...... 1 c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year (1) On the foundation . . . ' $ (2) On foundation managers . - . . ' $ e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers . . . . ' $ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? ...... 2 X If Yes,' attach a detailed description of the activities
3 Has the foundation made any changes , not previously reported to the IRS , in its governing instrument , articles of incorporation, or bylaws, or other similar instruments? If 'Yes,' attach a conformed copy of the changes ...... 3 X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? ...... 4a X b If 'Yes,' has it filed a tax return on Form 990-T for this year? ...... 4 b X 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? ...... 5 X If 'Yes,' attach the statement required by General Instruction T 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either • By language in the governing instrument, or
• By state leg islation that effectivel y amends the g overning instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ...... 6 X 7 Did the foundation have at least $5,000 in assets at anytime during the year? II'Yes,' complete Part fl, column (c), and Part XV...... 7 X 8a Enter the states to which the foundation reports or with which it is registered (see instructions) . . . . . NY - New York b If the answer is 'Yes' to line 7 , has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G' If 'No,' attach explanation ...... 8 b X
9 Is the foundation claiming status as a private operating foundation within the meaning of section 49420)(3) or 4942(1)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)? If 'Yes,' complete Part XIV . 9 X 10 Did any persons become substantial contributors during the tax year? If Yes,' attach a schedule listing their names and addresses . . 10 X BAA Form 990-PF (2013)
TEEA0304 07/10/13 Form 990-PF ( 2013 ) The Henry Luce Foundation, Inc. 13-6001282 Page 5
11 At any time during the year, did the foundation , directly or indirectly, own a controlled entity within the meaning of section 512 ( b)(13)' If'Yes', attach schedule (see instructions ) ...... 11 X
12 Did the foundation make a distnbution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If 'Yes,' attach statement (see instructions ) ...... 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application '? ...... 13 X Website address ...... ' w , hluce. org ------14 The books are in care of ' The Henry Luce-Foundation, Inc.-- John Daley Telephone no ' (212) 489-7700_ - - Located at ' 5 1 M a di s on Avenue,_ 30th fl o or , NY,______NY ZIP + 4 ' 1 0_0_1_0-1621__ _ _ _ 15 Section 4947 (a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ...... L[ and enter the amount of tax-exempt interest received or accrued during the year ...... 1 15 Yes 16 At any time dunng calendar year 2013 , did the foundation have an interest in or a signature or other authority over a No bank , securities, or other financial account in a foreign country ? ...... 16 X See the instructions for exceptions and filing requirements for Form TD F 90-22 1 If 'Yes,' enter the name of the foreign country rant vui-ts otaxements Kegaraing ACTivltteS Tor VVlllcll 1- orm 4f1U May tae Kequlred File Form 4720 if any item is checked in the 'Yes' column , unless an exception applies. Yes No la During the year did the foundation (either directly or indirectly) (1) Engage in the sale or exchange, or leasing of property with a disqualified person'? ...... [Yes [X No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ...... Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...... Yes X No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ...... X Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disq ualified person)? ...... [ Yes N o
(6) Agree to pay money or property to a government official? (Exception . Check 'No' if the ; foundation agreed to make a grant to or to employ the official for a period after termination ^`>Y ;z° ^krt r of government service , if terminating within 90 days ) ...... [Yes No b If any answer is 'Yes' to 1 a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ^ 1 b X Organizations relying on a current notice regarding disaster assistance check here ...... ^4 c Did the foundation engage in a prior year in any of the acts described in 1a , other than exce pted acts , that were not corrected before the first day of the tax year beginning in 2013? ...... I c x 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 49420)(3) or 49420)(5))-
a At the end of tax year 2013, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2013? . . . . . [Yes No If 'Yes,' list the years 20 , 20 , 20 20 - •t b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer 'No' and attach statement - see instructions.) ...... 2 b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here 20 20 20 20
3a Did the foundation hold more than a 2% direct or indirect interest in any business enterp rise at an y tim e d u rin g th e year? ...... Yes [ No 11 b If 'Yes,' did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2013) ...... 3b 4 a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes' ...... 4a X
b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of 4bI -- the tax year beoinnino in 2013? ...... F IX BAA Form 990 -PF (2013)
TEEA0305 12/07/12 Form 990-PF (2013) The Henr y Luce Foundation, Inc. 13-6001282 Page6 Part VII -B I Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5 a During the year did the foundation pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?...... Yes No 11 (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration drive's ...... Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes' ...... X Yes No (4) Provide a grant to an organization other than a chantable, etc, organization described in section 509(a )( 1), (2), or ( 3), or section 4940 (d)(2)' (see instructions ) ...... Yes No 1XI (5) Provide for any purpose other than religious, charitable , scientific , literary, or educational purposes , or for the prevention of cruelty to children or animals? ...... Yes H No 11 b If any answer is 'Yes ' to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions)? ...... 5 b x Organizations relying on a current notice regarding disaster assistance check here ...... c If the answer is 'Yes' to question 5a(4), does the foundation claim exemption from the q q tax because it maintained expenditure responsibility for the grant? ...... Yes No If 'Yes,' attach the statement required by Regulations section 53 4945-5(d)
6 a Did the foundation , during the year, receive any funds, directly or indirectly , to pay premiums on a personal benefit contract? ...... EYes No b Did the foundation , during the year, pay premiums , directly or indirectly , on a personal benefit contract ? ...... 6 b X If 'Yes' to 6b, file Form 8870. 7 a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction ? . . . . EYes E No b If 'Yes,' did the foundation receive any proceeds or have any net income attributable to the transaction 's ...... 7 b Part VIII Information About Officers , Directors , Trustees , Foundation Managers, Highly Paid Employees, and Contractors I List all officers , directors , trustees , foundation managers and their compensation (see instructions). (b)Title, and average (c)Compensation (d)Contributions to (e) Expense account, (a) Name and address hours per week ( If not paid, employee benefit other allowances devoted to position enter -0-) plans and deferred compensation See attached Schedule D ------
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2 Compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter 'NONE.' (a) Name and address of each employee ( b) Title, and average (c) Compensation (d)Contributions to (e) Expense account, paid more than $50,000 hours per week employee benefit other allowances devoted to position plans and deferred compensation S
51 _M_ad_i_s_on_ _A_ve_.______- Program Director NY, NY - 1(5-016 - 35.00 182,9 25. 4 2,345. 0. Helena Kolenda ------51 Madison Ave . Program Director ------NY, NY 10010 35.00 177,200. 81,923. 0. Ling - Li ------51 _M_ad_i_s_on_ Ave.______Program Director NY, NY 10-0 10 35.00 170 ,550. 62,213. 0. Carlotta Arthur ------
51 _M_ad_i_s_on_ Ave .______- Program Director NY, NY 10010 35.00 167,200. 43,969. 0. _Ell_e _n _H_o l t_z_m_an ______51 Ma dison Ave---_ _ _ _ _ Program Director ------NY, NY 10010 35.00 155,000. 61,203. 0. Total number of other employees paid over $50 ,000 ...... ' 1 1 1ttnusub uinunL rorm yyu-rr tLU 1 3) Form 990 - PF (2013 ) The Henr y Luce Foundation, Inc. 13-6001282 Page7 Part,N,,III' Information About Officers, Directors , Trustees , Foundation Managers , Highly Paid Employees, and Cdntractors (continued) 3 Five highest- paid independent contra ctors for professional services (see instructions ). If none , enter 'NONE.' (a) Name and address of each person paid more than $50,000 (b ) Type of service (c) Compensation Investure, LLC Investment Mngmt & Cons ------126 Garrett St, Suite J ------Charlottesville VA 22902 ,327,891. Investure Ever reen Fund, LP _- Investment Mngmt & Cons 126 Garrett St, Suite J ------Charlottesville VA 22902 35,612. BNY Mellon Custodian ------135 Sant illi_Highway______Everett MA 02149 28,599. ------
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Total number of others receiving over $ 50,000 for professional services ...... None Part IX°A Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of Expenses organizations and other beneficiaries served , conferences convened , research papers produced, etc 1 N/A ------
2 ------
3 ------
4
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PalX B Summary of Program -Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount 1 N/A ------
2 ------
All other program-related investments See instructions 3 ------
Total . Add lines 1 through 3 ...... W. BAA Form 990-PF (2013)
TEEA0307 07/10/13 Form 990-PF ( 2013 ) The Henr y Luce Foundation, Inc. 13-6001282 Page8 Part X Minimum Investment Return (All domestic foundations must complete this part . Foreign foundations, see instructions.)
I Fair market value of assets not used (or held for use) directly in carrying out chantable, etc, purposes a Average monthly fair market value of securities ...... 1 a 819 , 033, 356 . b Average of monthly cash balances ...... 1 b 740, 581. c Fair market value of all other assets ( see instructions ) ...... 1 c 1,000. d Total (add lines 1a, b, and c) ...... 1 d 819 , 774, 937 . e Reduction claimed for blockage or other factors reported on lines la and I c (attach detailed explanation ) ...... 1 e 2 Acquisition indebtedness applicable to line 1 assets ...... 2 3 Subtract line 2 from line 1d ...... 3 819, 774, 937 . 4 Cash deemed held for charitable activities . Enter 1-1/2% of line 3 (for greater amount , see instructions ) ...... 4 12,296,624. 5 Net value of noncharitable -use assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 ...... 5 807,478,313. 6 Minimum investment return . Enter 5% of line 5 ...... 6 40,373,916. Part XI Distributable Amount (see instructions ) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here 1, F1 and do not complete this part.) I Minimum investment return from Part X, line 6 ...... 1 40,373,916. 2 a Tax on investment income for 2013 from Part VI, line 5 ...... 2 a 472,728. b Income tax for 2013. (This does not include the tax from Part VI) ...... 2 b c Add lines 2a and 2b ...... 2 c 472,728. 3 Distributable amount before adjustments Subtract line 2c from line 1 ...... 3 39, 901, 188. 4 Recoveries of amounts treated as qualifying distributions ...... 4 64, 131. 5 Add lines 3 and 4 ...... 5 39, 965, 319. 6 Deduction from distributable amount (see instructions ) ...... 6 7 Distributable amount as adjusted . Subtract line 6 from line 5 Enter here and on Part XIII, line 1 ...... 7 39, 965,319. Part XII Qualifying Distributions (see instructions)
I Amounts paid (including administrative expenses ) to accomplish charitable, etc, purposes e Expenses , contributions , gifts, etc - total from Part I, column (d), line 26 ...... 1 a 40 ,369,582. b Program-related investments - total from Part IX-B ...... 1 b 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc, purposes . . . . 2 60, 7 64 . 3 Amounts set aside for specific chantable projects that satisfy the a Suitability test (prior IRS approval required ) ...... 3. 1 b Cash distribution test (attach the required schedule ) ...... 3 b 4 Qualifying distributions . Add lines 1a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 . . . . 4 40,430,346. 5 Foundations that qualify under section 4940 (e) for the reduced rate of tax on net investment income Enter I % of Part I , line 27b (see instructions ) ...... 5 472,728. 6 Adjusted qualifying distributions . Subtract line 5 from line 4 ...... 6 39, 957, 618. Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundati on qualifies for the section 4940 (e) reduction of tax in those years BAA Form 990 -PF (2013)
TEEA0308 07/10113 For 990 -PF (2013) The Henry Luce Foundation, Inc. 13-6001282 Page 9
Part XIII Undistributed Income (see instructions)
( a ) Corpus Years p rior(b) to 2012 2012(c) 2013(d)
I Distributable amount for 2013 from Part XI, line 7 ...... 39. 965.31 q_ 2 Undistributed income, if any , as of the end of 2013 a Enter amount for 2012 only ...... 0 b Total for prior years 20 , 20 , 20 3 Excess distributions carryover , if any, to 2013 a From 2008 . . . . . 0. b From 2009 ...... 0. c From 2010 ...... 16, 306, 877 . d From 2011 ...... 0. e From 2012 ...... 111, 921. f Total of lines 3a through e ...... 16,418,798 . t JT1 ;J 4 Qualifying distributions for 2013 from Part XII,line 4 "' $ 40,430,346. a Applied to 2012 , but not more than line 2a . .
b Applied to undistributed income of prior years (Election required - see instructions). . . . . c Treated as distributions out of corpus (Election required - see instructions). . . . . d Applied to 2013 distributable amount ...... 39,965,319. e Remaining amount distributed out of corpus . . 5 Excess distributions carryover applied to 2013 . . . . .
(If an amount appears in column (d), the ' 3 3 z ia, same amount must be shown in column (a).)
x§ ' 6 Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e Subtract line 5. . . . 16, 883, 825. "° •>`' b Prior years' undistributed income Subtract line 4b from line 2b ...... c Enter the amount of prior years' undistribut- ed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed . .
d Subtract line 6c from line 6b Taxable amount - see instructions ......
e Undistributed income for 2012 Subtract line 4a from line 2a Taxable amount - see instructions. . . . 0.
f Undistributed income for 2013 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2014 ...... 0. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) ......
8 Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) . 0.
9 Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a . . . . 16,883,825. 10 Analysis of line 9 a Excess from 2009 . . 0. b Excess from 2010 . . 16,306,877. c Excess from 2011 . . 0. d Excess from 2012 111, 921. e Excess from 2013 .. 465, 027. BAA Form 990 -PF (2013)
TEEA0309 07/10/13 Form 990-PF (2013 ) The Henr y Luce Foundation, Inc. 13-6001282 Page 10 Part XIV Private Operating Foundations ( see instructions and Part VII -A, question 9) N/A I a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2013, enter the date of the ruling ...... ' b Check box to indicate whether the foundation is a private oaeratino foundation described in section n 4942 ( 1)(3) or 4942(1)(5) 2 a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (a) 2013 (b) 2012 (c) 2011 (d) 2010 (e) Total investment return from Part X for each year listed ...... b 85% of line 2a c Qualifying distributions from Part XII, line 4 for each year listed ...... d Amounts included in line 2c not used directly for active conduct of exempt activities . . . . . e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c ...... 3 Complete 3a, b, or c for the alternative test relied upon: a 'Assets' alternative test - enter (1) Value of all assets ...... (2) Value of assets qualifying under section 49420)(3)(13)(1) ...... b 'Endowment' alternative test - enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed ...... c 'Support' alternative test - enter (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) . . . .
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(l)(3)(B)(ui) . . . . (3) Largest amount of support from an exempt organization . . . (4) Gross investment income . . . . . Nam Supplementary Information (Complete this part only if the foundation had $5 , 000 or more in assets at any time during the year - see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) ) None
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest None
2 Information Regarding Contribution , Grant , Gift, Loan, Scholarship, etc, Programs: unsolicited Check here ' F1 if the foundation only makes contributions to preselected charitable organizations and does not accept requests for funds If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d a The name, address, and telephone number or e-mail of the person to whom applications should be addressed See Attached Schedule 1
b The form in which applications should be submitted and information and materials they should include See Attached Schedule 1
c Any submission deadlines See Attached Schedule 1
d Any restrictions or limitations on awards, such as by geographical areas, chantable fields, kinds of institutions, or other factors See Attached Schedule 1
BAA TEEA0310 07/10/13 Form 990-PF (2013) Form 990-PF (2013) The Henr y Luce Foundation, Inc. 13-6001282 Page 11 Pait XV,41 Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual, Recipient oundation how any relationship to any Purpose of grant or Amount status of contribution foundation manager or recipient Name and address ( home or business ) substantial contributor a Paid during the year See Attached schedule F None All amounts were paid solely for charitable purposes as described in section 170 (c) (2) of the IRS code of 1986 as amended.
Total ...... ► 3a 34 , 554, 143. b Approved for future payment See Attached schedule F None All amounts were approved solely for charitable purposes as described in section 170 (c) (2) of the IRS code of 1986 as amended.
Total ...... 3bl 33 ,550,-7-72. BAA TEEA0501 07/11/13 Form 990 -PF (2013) Form 990-PF (2013 ) The Henry Luce Foundation, Inc. 13-6001282 Page 12 Part XVI -A Analysis of Income -Producing Activities
Enter gross amounts unless otherwise indicated Unrelated business income Excluded by section 512 , 513, or 514 (e) (a) (b) (c) (d) Related or exempt Business Amount Exclu - Amount function income code sion ( See instructions.) rogram service revenue code
Fees and contracts from government agencies • . 2 Membership dues and assessments ...... 3 Interest on savings and temporary cash investments - - 4 Dividends and interest from securities ...... 14 5, 689,135. 5 Net rental income or (loss ) from real estate Debt-financed property ...... Not debt-financed property ...... 6 Net rental income or (loss) from personal property . . . . . 7 Other investment income ...... 8 Gain or doss) from sales of assets other than inventory 9 0 0 0 9 9 492,339. 18 22,986,405. 9 Net income or (loss ) from special events . . . 10 Gross profit or (loss ) from sales of inventory . . . 11 Other revenue r g a CBL Ro y alties 15 9 1 118 . h Miscellaneous Income 900099 -445 , 562. 1 447 , 549. c d e 12 Subtotal Add columnsmns (b), (d), and (e) . . . . 46,777. 29,132,207. 1 Total . Add line 12, columns ( b), (d), and (e) ...... 13 29,178,984. (See worksheet in line 13 instructions to verify calculations ) Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes
BAA TEEA0502 07/11/13 Form 990-PF (2013) Form 990-PF (2013) The Henry Luce Foundation, Inc. 13-6001282 Page 13 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations Yes I No 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501 (c) of the Code ( other than section 501 (c)(3) organizations ) or in section 527, ^ relating to political organizations' a Transfers from the reporting foundation to a nonchantable exempt organization of (1) Cash ...... 1a(1) X (2) Other assets ...... 1 a (2) X b Other transactions (1) Sales of assets to a noncharitable exempt organization ...... 1 b (1) X (2) Purchases of assets from a noncharltable exempt organization ...... 1 b (2) X (3) Rental of facilities, equipment , or other assets ...... 1 b (3) X (4) Reimbursement arrangements ...... 1 b (4) X (5) Loans or loan guarantees ...... 1 b (5) X (6) Performance of services or membership or fundraising solicitations ...... 1 b (6) X c Sharing of facilities, equipment , mailing lists, other assets, or paid employees ...... 1C X
d If the answer to any of the above is 'Yes,' complete the following schedule . Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value i n any transaction or sharing arrangement , show in column (d) the value of the goods, other assets, or services received (a) Line no (b) Amount Involved (c) Name of noncharltable exempt organization (d) Description of Transfers, transactions, and sharing arrangements
2 a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501 (c) of the Code (other than section 501 (c)(3)) or in section 527? ...... Yes 11 FIND b If 'Yes.' complete the followlno schedule (a) Name of organization (b) Type of organization (c) Description of relationship
Under penalties of perjury, I declare that I have examined this return, including accompan correct, and complete Declaration of preparer (other than taxpayer) is based on all info Sign Here Signatur of of( r or trust Date ype preparer's name Preparers signature
Paid Preparer Firm's name Use Only Firm's address I BAA
TEEA0503 The Henry Luce Foundation , Inc 13-6001282
Form 990 -1?F, Page 1 , Part I, Line 23 Line 23 Stmt
Other expenses Rev/Ex p Book Net Inv Inc Adj Net Inc Charity Disb See Schedule A 666,196. 17,642. 649,159.
Total 666, 196. 17, 642. 649, 159.
Form 990- PF, Page 2 , Part II, Line 14 L-14 Stmt
(a) (b) (c) Line 14b - Description of Cost/Other Accumulated Book Value Land , Buildings, and Equipment Basis Depreciation
See Schedule C 1,637,097. 836,422. 800,675.
Total 1, 637, 097. 836, 422. 800, 675.
Form 990-PF, Page 2 , Part II, Line 15 Other Assets Stmt
Beginning End of Year Line 15 - Other Assets : Year Book Book Fair Market Value Value Value
See Schedule B 3,801,742. 9,100,559. 9,100,559.
Total 3,801,742. 9,100,559. 9,100,559.
Form 990-PF, Page 2, Part II, Line 22 Other Liab Stmt
Beginning Ending Line 22 - Other Liabilities: Year Book Year Book Value Value
Postretirement medical benefits 2,433,437. 2,588,926. Unfunded Supplemental pension 836,481. 765,669. Deferred federal excise tax 1,064,911. 3,427,727.
Total 4,334,829. 6,782,322. The Henry Luce Foundation , Inc 13-6001282 2
Supporting Statement of:
Form 990-PF, pl/Line 11(a)-1
Description Amount
CBL Royalties 9,118. Miscellaneous Income 1,987.
Total 11,105.
Supporting Statement of:
Form 990-PF, pl/Line 11(b)-1
Description Amount
CBL Royalties 9,118. Miscellaneous Income 1,987. Book to tax differences 27,286.
Total 38,391,
Supporting Statement of:
Form 990-PF, pl/Line 18(a)-1
Description Amount
1% of Line 27b 253,489. Deferred excise tax 2,362,816.
Total 2,616,305,
Supporting Statement of:
Form 990-PF, pl/Line 18(b)-1
Description Amount
Book to tax differences 345,461.
Total 345,461. E.I. #13-6001282
The Henry Luce Foundation, Inc. 51 Madison Avenue, 30th Floor New York, New York 10010 List of Schedules Attached to Form 990PF Calendar Year 2013
Grant Guidelines (Part XV, line 2) Schedule 1
Expense Analysis Detail (Part I) Schedule A
Balance Sheet Detail (Part II) Schedule B
Schedule of Depreciable Assets and Accumulated Depreciation (Part I & Part II) Schedule C
Officers and Directors (Part VIII ) Schedule D
Capital Gains and Losses (Part IV) Schedule E
Schedule of Grants (Part XV, line 3) Schedule F THE HENRY LUCE FOUNDATION GRANT APPLICATION PROCEDURES 990PF PART XV 2013 SCHEDULE 1 E.I. 13-6001282 PAGE 1 of 2
The foundation makes every effort to keep its application procedures as simple as possible. No special application forms are required, although separate guidelines and deadlines exist for specific programs. In most cases, an initial letter of inquiry, to determine whether a project falls within the foundation's guidelines, should be addressed to the appropriate program director at the foundation offices at 51 Madison Avenue, New York, NY 10010. The foundation telephone number is 212-489-7700. The foundation publishes no guidelines for proposals beyond the program descriptions contained on its website at www.hluce.org . Certain deadlines and procedures, however, should be observed in making a request to the foundation as described below. General Program or "responsive" grant requests can be submitted at any time, and should be addressed to the foundation's president or the appropriate program director. The categories for these grants currently include American art, East and Southeast Asia, higher education, public policy (including the initiative in religion and international affairs), and theology. Grant awards can be made to any qualified nonprofit organization operating within those fields of interest. While inquiries and proposals may be submitted at any time, awards are determined by the board of directors, which meets three times each year. The foundation does not usually provide funds for endowment , domestic building campaigns, general operating support, annual fund drives , or "charitable benefit" events. The Henry R. Luce Professorship Program , established in 1968, offered support for a limited number of innovative, integrative, and interdisciplinary academic programs in the humanities and social sciences at private colleges and universities in the United States. The foundation's Board decided in June 2003 to accept no further proposals for new professorships. The foundation is committed to only one remaining Luce Professorship, now nearing the end of its approved term.
The Clare Boothe Luce Program is limited to designated American institutions of higher education and those specifically invited to present proposals. Any special instructions, including deadlines, are sent with letters of invitation. This program was established in 1989 to encourage the participation of women in the sciences, mathematics, and engineering. The Luce Scholars Program , established in 1974, receives nominations from a network of 75 colleges and universities. Individual applications submitted directly to the foundation cannot be considered. Institutional nominations are due each year on the first Monday in November. This program enables up to 18 young Americans who are not Asia specialists to spend approximately 13 months (beginning with language-study in July until July of the following year) in Asia in internship positions under the guidance of leading Asian professionals. The foundation administers the program in cooperation with The Asia Foundation, which arranges and supervises the Luce Scholars' internships in Asia. Funds are provided for stipends and living arrangements. THE HENRY LUCE FOUNDATION GRANT APPLICATION PROCEDURES 990PF PART XV 2013 SCHEDULE 1 E.I. 13-6001282 PAGE 2 of 2
The Henry Luce III Fellows in Theology are selected through the Association of Theological Schools (ATS) in Pittsburgh. Individual scholars should contact the ATS for application information.
The Environmental Initiative in the Public Policy Program was limited to American institutions of higher education and non-governmental organizations which were invited to present proposals. No additional proposals have been invited since June 2007. The last payment on the final open grant was made in 2011, and final reports are being received from the small number of grants still open. The American Art Program's Luce Fund is for special exhibitions only and is open to any American museum. It has a June 15 proposal submission deadline, with a prior letter of inquiry required by March 1. The American Art Program's national competition for dissertation fellowships is administered by the American Council of Learned Societies in New York City, which should be contacted for application information. The Henry R. Luce Initiative on Religion and International Affairs seeks to deepen public understanding of religion as a critical but often neglected factor in policy issues throughout the world. Proposals are considered from institutions in the academic, public policy, and media sectors. For the first three years of this initiative, grants were invited from leading professional schools of international affairs in the United States, but since 2009 all awards from this initiative are structured as "responsive grants." THE HENRY LUCE FOUNDATION, INC. SCHEDULE A DETAIL EXPENSE STATEMENT E.I. 13-6001282 990PF PART 2013
Description Column (a) Column (b) Column (d)
Legal fees Cravath, Swaine & Moore
Professional legal services 62,305 0 7,470 Accounting fees Owen J. Flanagan & Company Professional audit services 35,000 0 39,500 Other professional fees Cammack Inc - pension consultant 8,000 0 8,000 Miscellaneous professional consulting 5,535 0 5,535 Subtotal prof fees before inv./cust. fees 13,535 0 13,535 Colchester - investment management fees 30,389 30,389 0 Cypress - investment management fees 10,419 10,419 0 Silchester - investment management fees 575 575 0 Centerbridge - investment management fees 3,268 3,268 0 Drawbridge - investment management fees 1,924 1,924 0 Investure Evergreen Funds - investment management fees 135,612 135,612 0 Investure - investment management fees 3,327,891 3,327,891 0 BNY Mellon - Beta investment management fees 176 176 0 BNY Mellon - custody fees 128,599 128,599 0 Investure various funds - book to tax differences 0 5,248,841
Total Other Professional Fees 3,652,388 8,887,694 13,535
Foreign Taxes Investure various funds - book to tax differences Total Foreign Taxes 0 345,461 0
Other Expenses Registration fees & dues 25,703 0 24,920 Computer, office supplies & maintenance 171,253 17,642 153,352 Insurance, fees, storage and sundry 38,457 0 38,416 Subtotal other admin. 235,413 17,642 216,688
Luce Scholars 287,665 0 289,912 Asian Affairs 45,001 0 44,794 American Art 10,722 0 10,761 HRL Initiative on Religion & International Affairs 18,298 0 18,344 Theology 9,350 0 8,913 Other program expenses (Including CBL) 59,747 0 59,747 Subtotal program 430,783 0 432,471
Total Other Expenses 666,196 17 ,642 649,159 The Henry Luce Foundation, Inc Schedule B Balance Sheet detail (990PF-Part II) E.1 13-6001282 At December 31, 2013 1
Security Name on Shares/Par Cost Market Value
Savings and Temporary Cash Investments ( Part II-Line 2): US DOLLAR CASH 1,547,868 1,547,868 DREYFUS THE PR CSH MGT INS 761 CASH 20,120,246 93 20,120,247 20,120,247
Total - Savings and Temp. Cash Investments (Part II-Line 2): 21,668,115 21,668,115
Investments - US & State Govt Oblig (Part II-Line 10a): INVESTURE - FIXED INCOME U S. TREASURY NOTE 32,557,000 00 33,265,936 31,534,986
Total Investments - US & State Govt Oblig (Part II-Line 10a): 33,265,936 31,534,986
Investments - (Other Part 11-Line 13): INVESTURE - ALTERNATIVE FUND GLOBAL COMMINGLED FUND 142,480.51 148,000,000 200,906,401 AMPERSAND 2001 LIMITED PARTNERSHIP UNITS 5,065,826 5,989,117 AMPERSAND 1995 LIMITED PARTNERSHIP UNITS 1.00 - AUDA CAPITAL I LIMITED PARTNERSHIP UNITS 1,690,676 337,481 AUDA CAPITAL II LIMITED PARTNERSHIP UNITS 3,058,856 366,924 AUDA CAPITAL III LP LIMITED PARTNERSHIP UNITS 2,566,049 2,140,266 AUDA PARTNERS LP LIMITED PARTNERSHIP UNITS 6,252,925 1,535,888 COMMONFUND NATURAL RESOURCES LIMITED PARTNERSHIP UNITS 6,013,109 7,014,923 COMMONFUND GLOBAL DISTRESSED 3 LIMITED PARTNERSHIP UNITS 5,357,990 9,405,401 COMMONFUND GLOBAL DISTRESSED 4 LIMITED PARTNERSHIP UNITS 684,582 1,056,776 COMMONFUND INTL PARTNERS VII LIMITED PARTNERSHIP UNITS 5,764,209 6,467,675 COMMONFUND PRIVATE EQUITY VII LIMITED PARTNERSHIP UNITS 8,615,973 11,621,927 COMMONFUND VENTURE IX LIMITED PARTNERSHIP UNITS 2,101,787 3,078,581 COMMONFUND VENTURE VIII LIMITED PARTNERSHIP UNITS 5,526,607 9,207,642 CONVEXITY CAPITAL OFFSHORE LP LIMITED PARTNERSHIP UNITS 26,000,000 24,997,121 CYPRESS MERCHANT BANKING PTRS LIMITED PARTNERSHIP UNITS 4,546,758 1,221,480 IGEF - ALL ASSETS LIMITED PARTNERSHIP UNITS 277,079,433 395,572,816 IGEF - MARKETABLE LIMITED PARTNERSHIP UNITS 15, 000,000 17,572, 819 INVESTURE - EMERGING MARKETS FUND LIMITED PARTNERSHIP UNITS 45,132,984 51,799,781 IEF-2012 ST TRANCHE LIMITED PARTNERSHIP UNITS 11,330,465 8,931,109 IEF-2013 SP TERM TRANCHE LIMITED PARTNERSHIP UNITS 6,109,361 6,654,969 IEF-PERM TRANCHE LIMITED PARTNERSHIP UNITS 28,213,096 27,837,143 LEAPFROG VENTURES LP LIMITED PARTNERSHIP UNITS 6,261,089 698,680 MESIROW PARTNERSHIP FUND I LIMITED PARTNERSHIP UNITS 3,799,999 931,530 ROCK CREEK GROUP LIMITED PARTNERSHIP UNITS 5,514,972 6,757,594 LISTERINE ROYALTY INT CONTRACT 1,100,000 1,800,000
Total - Investments - (Other Part II-Line 13): 630,786,748 803,904,044
Other Assets (Part II-Line 15): Net receivable for unsettled securities transaction 8,817,724 8,817,724 Dividends and interest receivable 252,676 252,676 Art Work/Paintings 30,159 30,159
Total - Other Assets ( Part II -Line 15): 9,100,559 9, 100,559 Schedule C E 113-6001282 THE H ENRY LUCE FOUNDATION, INC SCHEDULE OF DEPRECIABLE ASSETS AND ACCUMULATED DEPRECIATION 1 AND LEASEHOLD IMPROVEMENTS AND AMORTIZATION Calendar Year 2013
Computed Rounded Date Dep/Amort Balance Rate Dep/Amort Dep/Amort Description of Property Acquired Cost Thru 2013 12/31/13 (Years) 2013 2013
Furniture for 51 Madison move 4/07 115,100 53,711 61,389 Fifteen (yr 7) 7,67333 7,673 Furniture for 51 Madison 4&11/09 7,205 2,770 4,435 Thirteen (yr 5) 554 23 554 Computer/Servers/Software 4/09 39,097 39,097 0 Five (yr 5) 7,819.40 7,819 Computer/Servers/Software 3/11&12/11 14,276 8,565 5,711 Five (yr 3) 2,85516 2,855 Computer/Servers/Software 4/12 23,722 9,488 14,234 Five (yr 2) 4,744 35 4,744 Computer/Servers/Software 4/12 2,324 930 1,394 Five (yr 3) 464 88 465 00 Refrigerator 1/11 2,534 507 2,027 Fifteen (yr 3) 168 93 169
Sub-total Depreciable Assets and Accumulated Depreciation - 12/31/13 204,258 115,068 89,190 24,280 29 24,279
2013 Acquisitions- Computer/Servers/Software 7/13 7,080 1,416 5,664 Five (yr 1) 1,41600 1,416 Computer/Servers/Software 9/13 4,765 953 3,812 Five (yr 1) 953.00 953
Sub-total 2013 Acquisitions 11,845 2,369 9,476 2,369 2,369
Total - a/c 1500-00-00-00 @ 12/31/13 216,103 117,437 98,666 26,649.29 26,648
Computed Rounded Date Dep/Amort Balance Rate Dep/Amort Dep/Amort Description of Property Acquired Cost Thru 2013 12/31/13 (Years) 2013 2013
Leasehold Improvements 2006 Prepaid - into service in 2007 12/06 214,510 0 214,510 Fifteen (yr 7) 2007 improvements - Net 4/07 1,003,497 568,400 435,097 Fifteen (yr 7) 81,200 47 81,200 Computer room air conditioner 3&7/09 5,657 2,175 3,482 Thirteen (yr 5) 435 15 435
Sub-total Leasehold Improvements and Accumulated Amortization - 12/31/13 1,223,664 570,575 653,089 81,635 62 81,635
2013 Improvements 2013 Prepaid - into service in 2014 48,919 0 48,919 Nine (yr 1) 5,435 44 0
Sub-total 2013 Improvements 48,919 0 48,919 5,435 0
Total - a/c 1520-00-00-00 @ 12/31/13 1,272, 583 570 , 575 702,008 87,071 06 81,635
Total 1, 488,686 688 , 012 800,674 113,720 108,283
G/L Bal (a) 12/31/13 G/L Bal ( 12/31/13 1500-00-00-00 364,515 1510-00-00-00 (265,847) 1520-00-00-00 1,272,582 1530-00-00-00 (570,575)
1,637,097 (836,422) NET FIXED ASSETS 800,675 THE HENRY LUCE FOUNDATION SCHEDULE D SCHEDULE OF OFFICERS AND DIRECTORS E.I. 13-6001282 990PF - PART VIII 1 2013
Time Devoted Annual Contributions to Expense Account Name and Address Position to Position Compensation Benefit Plans Other Allowances
Mr Terrence B Adamson Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Or Elizabeth Broun Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Or Mary Brown Bullock Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Mrs Margaret Boles Fitzgerald Chair 52 days per year 75,000 0 0 The Henry Luce Foundation & Director 51 Madison Avenue, 30th Floor New York, NY 10010
Or Claire L Gaudiani Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Or Michael Gilligan President Standard work/week 380,000 77,213 0 The Henry Luce Foundation & Director 35 hour minimum 51 Madison Avenue, 30th Floor New York, NY 10010
Or Kenneth T Jackson Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Or Debra S Knopman Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
The Honorable James T Laney Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010 THE HENRY LUCE FOUNDATION SCHEDULE D SCHEDULE OF OFFICERS AND DIRECTORS E1 13-6001282 990PF - PART VIII 2 2013
Time Devoted Annual Contributions to Expense Account Name and Address Position to Position Compensation Benefit Plans Other Allowances Mr H Christopher Luce Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Mr Thomas L Pulling Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Or David V Ragone Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Dr George E Rupp Director 26 days per year 25,000 0 0 The Henry Luce Foundation 51 Madison Avenue, 30th Floor New York, NY 10010
Mr John P Daley Vice President Standard work/week 220,000 72,242 0 The Henry Luce Foundation and Treasurer 35 hour minimum 51 Madison Avenue, 30th Floor New York, NY 10010
Or Toby Volkman Secretary Standard work/week 185,000 82,819 0 The Henry Luce Foundation 35 hour minimum 51 Madison Avenue, 30th Floor New York, NY 10010
Sub-total 1,135,000 232,274 0
Change in accruals (838) 0 0
Total Officers & Directors Compensation 1,134,162 232,274 0 THE HENRY LUCE FOUNDATION SCHEDULE E SCHEDULE OF REALIZED GAIN/LOSS E.I. 13-6001282 990PF - PART IV 1 2013
Public Investment Assets Gain/(Loss Manager/Investment per Custody ( BNY Mellon) detail Transaction Type Proceeds Cost Gain/Loss Public Managers Realized Gain/(Loss) Activity 48,889,562.39 43,739,867.72 5,149,694.67
Total Public 48,889,562.39 43,739,867.72 5,149 ,694.67
Non-Public Investment Assets Gains and Losses Manager/Investment per Custody ( BNY Mellon ) detail Private Equity Managers- Various Realized Gain/(Loss) Activity 47,131,936.48 35,128,285.37 12,003,651.11
Investure Emerging Markets Fund, L.P. Year-end financial statement AJE 10,459.00 0.00 10,459.00
Investure Evergreen Fund, L.P. Year-end financial statement AJE 156,288.04 0.00 156,288.04
Investure Global Equity Fund, L.P. Year-end financial statement AJE 5,283,929.04 0.00 5,283,929.04
Commonfund Year-end financial statement AJE 756,604.00 0.00 756,604.00
Various Class Action Proceeds 118,118.14 0.00 118,118.14
Total Non-Public 53,457,334.70 35,128,285.37 18,329,049.33
Total Capital Gain/( Loss ) per Financial Statement 102,346,897.09 78,868,153.09 23,478,744.00
Various Book to tax differences adjustment 17,091,142.08 0.00 17,091,142.08
Total Capital Gain/(Loss) per 990PF col b 119,438,039.17 78,868,153.09 40,569,886.08 The Henry Luce Foundation, Inc. Schedule F 2013 Grant Schedule 13-6001282
Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci p ient 1/1/2013 2013 2013 12(3112013 AMERICAN ART
Arncncan Council of [.earned Sodeucc. Nets York, NY 100 17-6795 PC 352,000 352,000 Renewal of the American Art Dissertation fellowship Program
American Council of Learned Societies. Nett York. NY 10017-6795 PC 352,000 352,000 Renewal of the American Art Dtcscrtauon rclllowchip Program
American Folk Art Museum , Nett York, NY 10022-5905 PC 1,600,000 1,600,000 N,ruonaI 'I our of the Permanent Collection
Assouauon of Art Museum Curators, AAMC Foundation . Ness York, NY 10075 PC 15,000 15,000 travel grants for junior American art eurdtors
Association of Art Museum Directors Educational Foundation , Inc, Ness York, NY 10022 PC 40,000 40,000 Museum Diversity Initiative in collaboration with the UNCF
Autr v Nationa l Center of the American West, Los Angeles. CA 90027-1462 PC 100,000 100.000 floral Journey Native North American Beadwork
Marianne Kistler Beach Museum of Art, Kansas State University, Manhattan , KS 66506 PC 35,000 35,000 Associated American Artists
Jack S. Ill inton \ luseum of Art, U msc rsi t y of rc%as at Austin, Aust in , TX 78712-0338 PC 50,000 50,000 Converging Lines Eva Besse and Sol LeWnt
Cape Ann Museum , Gloucester, CIA 01930 P C 75.000 75,000 Reinterpret & reinstall the ritz it Lane collection
Center for Initiatives in Art and Culture , New York, NY 10022 PC 10,000 10,000 to cuppoit the 1911 Annu.iI American Art Conference
40,000 ChrNsIcr Museum of Art, Norfolk, VA 23510 PC 40.000 To reinterpret the American art collection
200.000 Sterling & Fr.mcmc CLvk Art Institute, \\' dlia rnstottn, MA 01267 SO 1 200 ,000 Reinterpret & reinstall American deconurve arts collection
165 Colbm College Museum of Art. Waterville, ME 04901-8856 PC 16 5.000 000 Reinterpret and reinstall the American art collection _ _
200,000 Cooper-Ilctttit. Na tional Design Museum , Smithsonian Institution , Ness York, NY 10128-0669 PC 2 00_000 Remterlnct and reinstall the American art collee ton The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282
Foundation Unpaid Awd./Adj. Paid/Ref. Tota l Status of Bal In/After In/After Un paid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013
Detroit Institute of Arts. Detroit. MI 48202 PC 150,000 150,000 Frederic Church l o the I loly Land and Beyond
Detroit Institute of Arts. Detroit, Ml 482(12 PC 250,000 150,000 100,000 To digitize the American art collection
Dta Art Foundation . Ness York, NY 10011 _ PC 100,000 100,000 Carl Andre Sculpture as Place 1958-2010
Berson Museum of Art, Svr,icusc, NY 13202 PC 230,000 130.000 100,000 To digitize the Amencati ceramic collection and archive
Flint Institute of Arts. Flint. N II 48503 PC 25,000 25.000 To complete a storage system for large scale p,untmgs
Il,trsard Art M useums, Cambridge , MA 02138 PC 250 ,000 1 250,000 American An Study Center in the New Museum Complex
Il,inwod Museum of Art. Taos, Nil 87571 PC 100,000 100,000 Mabel Dodge Luhan & Company American Moderns & the West
Ilonolulu Academe of Arts D13A Ilonolulu Museum of Art, Honol ul u, HI 96814 - 1495 PC 75,000 75,000 Art Deco Hawaii
Madison Square P.Irk Conscrv,lnev. Nei% York, NY 10010 PC 10,000 10,000 Mad Sq An Program for 2013
Mlihs,iukec Art Museum, M dss,mkcc, WI 53202 PC 100, 0001 100,000 Reinstall American Art Collection for 125th Anniversary
Modern Art Museum of Fort Worth , Fort Worth, TX 76107 [ PC 300,000 150,000 150,000 Frank Stella Retrospective
Museum of Art Fort Lauderdale, N osa Southea stern University, Fort La uderdale, FL 33301 PC 100,000 100,000 William Glackens ------
Museum of Modern Art , Nev, York. NY 10019-5497 PC 350,000 350,000 Robert Gober
Museum of the Cily of Ness York. Ness York, NY 10029 PC 150,000 150,000 To digitize the American silver collection
Nasher Museum of Art at Duke Uniserstty. Durham , NC 27708-0732 PC 75,000 75 000 Archibald Motley Jazz Age Modernist - -- - The Henry Luce Foundation, Inc. Schedule F 2013 Grant Schedule 13-6001282
Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid _ PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013
N,tsher Sculpture Center, Dallas,] \ 75201 PC 150,000 75,000 75,000 Melvin Edwards five Decades
New York Ilistorical Society, New York. NY 10024 PC 75,000 75,000 _ Making it Modern The Folk Art Collecti on of Elie Nadelinan
Ncsscomb Art Gallery, l ulanc Umscrsil . Ness Orleans, LA 7011 8 PC 50,000 50.000 Women. Art & Social Change The Newcomb Puffery Enterprise
Orange County Museum of Art. Newport Beach, CA 92660 PC 250,000 100,000 150,000 John McCracken A Retrospective
Parrish Art Museum. Water Mill, NY 11976 _ PC 25,000 25,000 Jennifer Bartlett Ihctory of the Universe - Works 1970-201
Peabody Essex Museum, Salem, i\MA 01970 PC 50.000 50,000 Nathaniel Gould. fumnure Maker
Philadelphia Museum of Art, Philadelphia, PA 19101-7646 PC 100,000 100.000 Digitize the American Prints Collection
Prospect New Orleans, U S. Biennial Inc., New York. NY 10013 PC 75,000 75,000 [3dsquml and the Bayou ------
Queens Mu seum of Art. Queens, NY 11368-3398 PC 100,000 100,000 Andy Warhol's 13 Most Wanted Men & t he 1964 World's rair
Romare Bearden Foundation, Inc, Neww York, NY 10027 PC 40,000 40.000 To catalogue and preserve the archives
The Saint Louis Art Museum, St. Louts, MO 63110-1380 PC 200,000 200,000 Navigating the \Vest George Caleb Bingham and the River
San Antonio Museum of Art. San Antonio, TX 78215 PC 130,000 130,000 Reinterpret and reinstall the American art collection
Shelburne Museum. Shelburne, V7 05482 PC 75,000 75,000 Reinterpret & reinstall American paintings collection
Socrates Sculpture Park, Long Island City, NY 11106 PC 5,000 5.000 Support for exhibition and programmmg activities
Southern Alleghenies Museum of Art, Loretto, PA 15940 __ PC 6,000 6,000 Update Database System - The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282
Foundation Unpaid Awd./Adj. Paid/Ref. Total _ Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci pient 1/1/2013 2013 2013 12/31/2013
I he Sliced Art Museum . Louisville, Kl' 40208 PC 200,000 100,000 100 000 American Indian Art from the Weygold Collection
1 homas Cole historic (louse, Thom,is Cole Nation a l historic Site , Catskill, NY 1241 4 PC 5,000 5 000 Inclusion of Mt Ascutney in the Bicrstadt exhibit ion
Umrercrtv of lossa Museum of Art. Iossa City, I A 52242-1789 PC 40.000 40,000 Digitize the American art collection
\Vadcssorth Atheneum Museum of Art, Ilart ford, CT 06103-2990 PC 100,000 100,000 Coney Island Visions of an American Dreamland. 1861-2008
\Veatherspoon Art Museum. University of North Carolina at Greensb oro, Greensboro , NC 27402-6170 PC 25,000 25.000 I o complete a pennane t collection storage system
White (louse Ilistorical Associa tion. Washing ton , DC 20038-7624 PC 250,000 250.000 Digitize Am art & archneciwe collection &'endow the archive
Yale Unisersit y Art G,dlerv, Ness llasen, CT 06520-8271 PC 250,000 150,000 100,000 Rhode Island Furniture. 1650-1830
Yellowstone Art Museum . B illings, MT 59101-1290 PC 25,000 25,000 To support the 50th anniversary publication
Total American Art: 1,787,0001 5,938,0001 6,565,0001 1,160,000 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282
Foundation Un paid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013 ASIA
American Folklore Society. Columbus. Oil 43201-2602 PC 350,000 150,000 200,000 Phase Two of the Intangible Cultural I leritage Project
American Institute for Indonesian Studies (SU FIS), Ithaca, NY 14 850 PC 120,000 60,000 60,000 Progranunalic Activities & Scholarly Exchange
Arizona State University Foundation. Tempe, AZ 85280-2260 PC 65,000 65,000 Thcravada Civilizations Project
Asia Foundation, San Francisco, CA 94119-3223 PC 250,000 150,000 100,000 Expand Education & Exchange Program on US-Cluna Relations
ASIANetuork, Bloomington. IL 61702-2900 PC 450,000 450,000 Postdoctoral Teaching Fellowship Program H2
Association for Asian Studies. Ann Arbor, MI 48108 _ PC 15,500 15,500 One-day Conference in Conluncuon wnh 2013 AAS Annual Conlerence
Association for Asian Studies, Ann Arbor, MI 48108 PC 18,000 18,000 Special program on archaeology to China at annua l meeting
Association of Regional Centers for Asian Studies (ARCAS), Slippery Rock, PA 16057 PC 45,000 45.000 Fawhy Development Project on Chinese Diaspora in SE Asia
Carnegie Council for Ethics in International Affairs, Inc , New Yor k, NY 10065 PC 250,000 125,000 125,000 Participation of Studems front Asia in Global Ethics Network
Center for American Progress, Washington. DC 20005 PC 35,000 35,000 United States-Chma Dialogue on the G-20
Center for Lao Studies. San Francisco, CA 94103 PC 100,000 60,000 40,000 Progi.unmmg and outreach Activities
Center for Strategic and International Studies, Washington, DC 200 36 PC 150,000 150,000 Sum-lap,mese territorial dispute & conflict prevention
US-China Education 7 rust. F 1'. Chang Foundation. Washington, DC 2003 7 PC 25,000 25,000 10th anniversary of the American Studies Networ k Conference
China Dialogue crust, London, NI 611T PC 100,000 50,000 50,000 Research fi Reporting on China's Global Environmental Impact
China Institute in America, Nev, York. NY 10065 PC 130,000 25,000 105,000 Series of Exhibitions on Chinese Art & Material Culture The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282
Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/3112013
CIeseland Museum of Art. Cleveland. Oil 44106 PC 100,000 100,000 Chinese Paintings Masterworks from Cleveland Museum of An
Columbia Umsertim, Ness York, NY 10027 PC 300,000 150,000 150,000 Tibet Library Project
Cornell Unisersity, Ith,ic,t, NY 14853 PC 90,000 90,000 Preservation Internship Program for Chinese Libraries
CRI)F Global, US CGstlt,tn Research & Developm ent Found,uton, Arlington, VA 22209 PC 50,000 50,000 US-DPRK Scientific Engagement Consortium Academic Exchanges
Fthnm.tkers Collaborative Inc, Waltham. MA 02453 PC 40,000 40,000 Environmental impact of electronics Industry III China - - -
G.udph MLtda Umseram, Yogs.t6,trt,t, 55281 PC 130,000 130,000 Expansion ofGiadwuc Student Exchange Ptogiam
Ilarsard Umsersm, C.tmbndgc, MA 02138 PC 90,000 90,000 China Biographical Database Project
he 1 hcPamc Soucrv of Amend, Ness York. NY 10032 PC 40,000 40 000 Smo-Phihppme Digital Archive
Imong Cultural Center. Saint Paul. MN 55104 -47 96 PC 75,000 25,000 50,000 For initiatives of the Iimong Resource Center Library
lobart and William Smith Colleges. Geneva, NY 11456 PC 220,000 100,000 120,000 Program on Asian Studies and the Environment
long Kong-America Center, Ilung Kong, PC 15,000 15,000 Support for publishing American studies books with PKU Press
Indiana Univertitiv, Indianapolis. IN 46266-6057 PC 40,000 40,000 Protect on History of 1Vestem Medicine III Chm,i, 1800-1950
Indiana University. Bloomington, IN 47401 PC 300,000 150,000 150,000 Initiative on philanthropy m China
Institute of International Education. Ness York. NY 10017-3580 PC 40.000 40,000 Myamnar International Relations to Higher Ed Initiative The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282
Foundation Unpaid Awd ./Adj. Paid/Ref. Total _ _ _ _ Status of Bal In/After In/After Un pai d PAYEE ORGANIZATION /GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013 Inter-Americ a n Dialogue. Washington . DC 20036 PC 150,000 100,000 50.000 China-Latin America project --
Paul If. NiVC School of Advanced International Studies (SAIS),.lohns Hopkins Unnersit y, Washi ngton, DC 20036 PC 325,000 200 000 125 000 fellowchtp Program for Graduate Students & Young faculty
Paul If. Nit/e School of Ads,tnced Internation al Studies ( SAIS),.lohns Hopkins Universi ty, W ashington , DC 20036 PC 30 ,000 30,000 1'or Myamnar 1 he Dynamics of Positive Change
Johns Hopkins Umscrsrty . 13,tlhmore. MI) 21218 PC 130 ,000 130,000 New Program for Specialized Chinese Language Instruction
KCE I Link. Burbank , CA 91505 PC 450,000 150,000 300.000 Continued support for LmkAsia's programming
Lehigh Umsersity , Bethlehem , PA 18015-3123 PC 90,000 45,000 45,000 United States - Indonesia Undergraduate Exchange Program
1'he Lont.v Foundation . I'ejomponc,tn, . lakarta 10210 PC 180,000 90 ,000 90,000 Anthologies of Indonesian poetry and short stories
Los Angeles County M useum of Art, Museum Associates , Los Angeles , CA 90 036 PC 40,000 40,000 Chinese Paintings From the Japanese Co llections exhibition
McGill University. Montreal , Quebec 113A 0G4 PC 150,000 150,000 Ming Qmg Women's Writings Project
The Metropolitan M useum of Art , Ness York, NY 10028 -0198 PC 250,000 250,000 Exhibition & catalogue of ancient Southeast Asian art
Minneapolis Institute of Arts, Minneapolis , MMN 55404 PC 40 ,000 40,000 Research , publication & exhibition of ancient Chinese bronzes
Minnesota Public Radio. American Public Media , Saint Paul , iMN 55101 PC 266,000 133,000 133,000 Ongoing Coverage of Asia mt'Marketplace'
National Bureau of Asian Research . Seattle, WA 98105 PC 200, 000 150,000 5 0,000 Project on Myanmars reemergence
National Committee on American Foreign Policy, New York. NY 10022 PC 375.000 175.000 200,000 Continued support for Northeast Asia forum
National Committee on United States-China Relations, Ness York, NY 10010-4102 PC 90, 000 90,000 1 lie Public Intellectuals Program ( Round III) The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282
Foundation Unpaid Awd./Adj . Paid/Ref. Total Status of Bal In/After In/After Un paid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013 National Geogr a phic Souety . Washing ton , DC 20036-4688 PC 150,000 75, 000 75,000 Expansion of Asia Piolects in the Young Explorers Program
National Humanities Center . Research -I rian gle Park, NC 2770 9-2256 _ PC 615,000 615,000 Chinese Scholars Program
Phdadclphi .i Museum of Art, Philadelphia , PA 19101 - 7646 PC 150,000 150 000 Last Dynasty Arts & Culture of loseon Korea 1392- 1910
Princeton UmNerstts , Princeton, N.1 08544 - 0015_ PC 250,000 250,000 Dunhuang Art & Buddhist Manuscripts Project
Public Radio International Inc, Minneapolis. \7 N 55401 PC 100, 000 100,000 Coverage of Asia on News programming
Purdue University , West L a fayette, IN 47907 PC 100, 000 100,000 Digital Project on the Study of Christianity in China
Purdue Universuts, West Lufasette . IN 47907-2040 PC 400,000 200, 000 200.000 Digital project on the study of religion & society to China
Rice University , Iluuston,1 X 77251 - - - - PC 91,000 91,000 Research Project & Archive at Chao Center for Asian Studies
Rubin M useum of Art. Ness York. NY 10011 PC 90 .000 90.000 Series of Pubhc ,iuons on Tibetan Art I hstoiy
School of Oriental and African Studies , Umccrsity of London, London . \VCIII OXG PC Conservation Pioiect at'] betas Archives ( Reference ITAPT01) - 64,131 - 64 131
Social Science Research Co u ncil. 13rookl) n, NY 11201 PC 55,000 55 000 New Model of Paired Dissertation Workshops on t he Study of Asia
Social Science Research Council , Brooklyn, N Y 11201 PC 276,000 170 ,000 106,000 Research Network on Chma-Africa Relations
Social Science RcscartIt Council, Brookhn . NY 11201 PC 40,000 40,000 Dissertation woikshops at the 2014 AAS conference
Peach for China, N ei% York, NY 111018 PC 200,000 100,000 100,000 U S -China 1 eachmg fellows Program l emple UmsersitN . I'hil,tdelphi .t, I'A 19122 PC 300,000 150.000 150000 Expanding Opportunities for Research on Vietnam The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282
Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGAN IZATI0NIGRANT TITLE - Reci p ient 1/1/2013 2013 2013 12/31/2013 he Umcodc Consortium, Mountain Vie%%, CA 94039-1476 PC 6,500 6.500 Meeting on Tangut script incorporation
Unnersdyy of British Columbia, V,tncouvcr, 13C V6T IZI PC 35,000 35,000 Development of Special Economic Zones in the DPRK conference
Unkcrsily of ILissai'i Foundation, lion olulu, 111 96822 PC 160,000 75,000 85,000 Endangered languages catalogue
Unncrsity of Iowa, lorr,t Cis. IA 52242-1320 PC 65,000 65.000 Research Project on Leaning Chinese as a ScLond Language
Umsersity of Michigan, Ann Arbor, III 48109-1 274 PC 80,000 80,000 Dissertation Workshops on Women's & Gender Studies
Uniserctty of Penns barns. I'hd.tdelpht,t. PA 19104-6380 PC 410,000 225,000 185 000 Digital libraryof Nonhcin That manuccripte
University of Southern California. Los Angeles, CA 90071 PC 65,000 65,000 initiative of the Center for Transpacific Studies
Unisersus of Southern California, Los Angeles, CA 90089-4019 PC 37,000 37,000 I'or the Summer Kambun Woikchop
Umscrsity of Utah, Salt Lake City, UT 84112 PC 225,000 75,000 150,000 Mekong Region Development Research Group
Um%crsity of Wisconsin-Madison, Madison, W1153706-1397 PC 30,000 30,000 fourth International Lao Studies Conference
Vermont Studio Center. Johnson. VT 05656 PC 120,000 60,000 60.000 Chinese Poetry & Translation Residency Progra m
VIA. San Francisco, CA 94103 PC 125,000 65,000 60,000 Launch of a Burma\Myanmar Program
Total Asia: I I 4,232,0001 6,278,8691 6,301,8691 4,209,000 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 10
Foundation Unpa id Awd./Adj. I Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013 CLARE BOOTHE LUCE PROGRAM - DESIGNATED INSTITUTIONS
Boston University, Boston, NA (12215 PC 300,000 300,000 Cl3L Program Escrow Account-2013
Colhv College. Waterville. ME 04901-8846 PC 300,000 300,000 CDL Program Escrow Account-2013
Creighton University, Omaha. NE 68178 PC 300,000 300,000 CDL Program Escrow Account-201;
Fordh,un University, Bronx, NY 10458 PC 300,000 300 ,000 CDL Program Escrow Account-201;
Ceorgetussn University, Washington. DC 211057 PC 300,000 300,000 CDL Program Escrow Account-2013
\I,trsrnount University. Arlington, \'A 22207-4299 PC 300,000 300,000 CDL Program Escrow Account-2013
Mount Ilolvoke College. South I ladlev, MA 01075-1496 PC 300,000 300.000 CDL Program Escrow Account-2011
Santa Clara Umsersity. Santa Clara, CA 95053 PC 300,000 300.000 C13L Program Escrow Account-2011
Scion Mill Un,sertinv. South Orange, iN,l 07079-2684 PC 300,000 300,000 CBL Program Esciow ALcouut-2013
St..Iohn'c University, .larnntc,t, NY 11439 PC 300,000 300,000 CI3L Piogidm Esciow Account-201;
Tnmts Washington Unncrsity, Washington, DC 20017 PC 300,000 300,000 CBL Program Escrow AcLount-2013 - - - - -
Umscrsity of Notre D,unc, Notre Dame, IN 46556 PC 300,000 300 000 CHL Program Escrow Ac.counl-201 3 -_-
\'dLinos,t I'rep,tr,uurt School, Op,u, CA 93023 PC 300,000 300.000 CDI_ Piogron Escio w Account-2013
Total Clare Boothe Luce Program - Designated I nstitutions: 0 1 3,900,000 3,900,000 0 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 11
Foundation Unpaid Awd./Adj_ Paid/Ref. Total Status of B a l In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013 CLARE BOOTHE LUCE PROGRAM - INVITED INSTITUTIONS
American Indian College Fund, Denver, CO 80221-4488 PC 300,000 300,000 4 C13L Undergraduate Scholarships
Amherst College. Amherst, MA 01002-5000 PC 223,200 223,200 24 CBL Undergraduate Research Awards
13rsn \t,nsr College, Brvn iMamr, PA 19010 PC 269,997 90,000 179,997 3 CBL Undergraduate Scholarships
Bucknell Umscrsity. Leoisburg, PA 17837 PC 150,000 100,000 50.000 1 wenty CBL Undergraduate Scholarships
Carnegie Mlellon Umversits, Pittsburgh. PA 15213 PC 297,921 297,921 2 CBL Grad Fellowships to Engineering or Computer Sciences
College of the MIN Cross. Worcester, i\MA 01610-2395 PC 111,070 111,070 2 CBL Undergraduate Scholarships
College of Wooster. Wooster, Oil 44691 PC 150,000 50,000 100,000 12 CBL Undergraduate Research Awards
Emory University, AULmta. GA 30322 PC 110,000 60,000 50.000 S CBL Undergraduate Research Awards
Fairfield Unrversity. Fairfield, C 106824 PC 163,321 146,102 17,219 I CBl- Professorship
Georgia Institute of 'l ahnologv, Atlanta, GA 30332-0325 -- - PC 259,992 130,000 129,992 2 CBL Graduate Fellowships
Ilamdton College. Clinton, NY 13323 PC 144,600 50,000 94,600 24 CBL Undergraduate Research Awards
Ilarvcs Mudd College. Claremont, CA 91711 PC 100,000 100,000 3 CBL Undergraduate Scholarships
.Iohns Ilopkms University, Balltmore, iM11) 2 1 2 1 8-269 1 PC 251,241 126,000 125,241 2 CBL Graduate Fellowships The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 12
Foundation Unpaid Awd./Adj. Paid/Ref. Total _ Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013
Lehigh Umscrsm, Bethlehem, I'A 18011 PC 192,000 192,000 S CI3L Undergraduate Research Awards in Engineering
Losol u Umsersm Maryland, Baltimore, MI) 21210 PC 208,390 170,123 38.267 CBL Assistant Professors Racnua A Fenner & Megan Olsen
Dlascachuscltc Institute of I'cuhnologN. Cambridge. \lA 02139-4307 PC 120,905 120,905 2 CI3L Graduate fellowships
Morgan State Umversits Foundation. Baltimore, MI) 21251 PC 100,000 100,000 4 CI3L Undergraduate Scholarships
Franklin W Olin College of Engineering, Needham, CIA 02492-1200 PC 120,000 60,000 60,000 24 CI3L Undcrgiadwuc Rcsea ch A va do
Rensselaer Pohlechmt Institute, I rov. NY 12180-3590 PC 499,209 302,000 19 7,209 I CI3L Assistant Prolcssor in Computer Suence
Saint Louis Unrvcrsits. St Louis, MO 63103-2097 _ _ PC 127.192 65,000 62,192 2 CI3L Graduate Fellowships
Saint Mary's College. Notre Dame. IN 46556 PC 160,000 80,000 80,000 4 CI3L Undergraduate Scholarships
Seattle Umsersity. Seattle. WA 98122-1090 PC 100,000 50,000 50,000 6 CBL Undergraduate Research Awards
Smith College. North,impton, MA 01063 PC 100,000 75,000 25,000 2 CI3L Undergraduate Scholarships
Southeastern I'enns.flrmt.t Consortium for Higher Education (SEI'CIIE), Radnor, PA 19089 PC 194,800 194,800 15 CBL Undergraduate Research Awards
Spelm,rn College. Atlanta, GA 30314-4399 PC 217,500 217,500 8 0131_ Undergraduate Research Awards
Si Catherine University, St Paul. SIN 551115 PC 121,344 30,000 91.344 12 CI3L Undergraduate Research Awards The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 13
Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1 /1/2013 2013 2013 12/31/2013
Stevens Institute oil cc innings.IIoboken, \.107030 PC 280,176 - ^- - 280.176 3 ('131- Undergraduate Scholarships
Stonehill College. Easton, \L\ 02357 _ _ _ I P C 300,000 300.000 6 CBI_ undergraduate Schohirships
Umrersity of C,diform,t, Intne. Irvine, CA 92697 PC 500.000 500,000 2 CBL Assistant Professorships in the Physical Sciences
Uroversit^ of Colorado at Boulder . Universa of Colorado Found.ttion, Boulder , CO 80302 PC 140,928 140,928 CBL Assistant Professor Cindy Regal in Physics
Unnersity of Delaware, Nessotr6, DE 19716-0101 PC 463,770 463,770 CBL Assistant Professorship in Engineering
Umsersuty of San Diego. San Diego. CA 92110-2492 PC 128,990 128,990 CBI- Asst Professor Lauren Benz to Chemistry & Biochemistry
Unnerstty of Washington . Seattle, WA 98105-1230 PC 495,521 175,000 320,521 2 CBL Assistant Professors in Engineering
Vdlanos,t Umsertim, Vdlanos.t, PA 19085-1699 PC 360,000 260,000 100,000 CBL Asst Professors Kondrath Park & RadisavIIevte-Gape
Wellcsles College, Wellesley, MMA 02481 PC 130,690 130.690 CBL Assistant Professor Om Shaer to Computer Science
Williams College, Wdhamstosrn, MMA 01267 PC 246,440 90,000 156.440 24 CBL Undergraduate Research Awards
Xavier Unnersity, Cincinnati, Of 145207-4511 PC 160,000 80.000 80,000 4 CBL Undergraduate Scholarships
Xavier University of Louisiana. Net% Orleans. LA 70125-1098 PC 300.000 3 00,000 10 CBL Undergraduate Scholarships
Total Clare Boothe Luce Program Invited Institutions : 5,029,8301 3,269,367 3,021,808 5,277,389 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 14
Foundation Un paid Awd./Adj. I Paid/Ref. Total Status of Bal In/After In/After Un paid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013 EAST & SOUTHEAST ASIAN ARCHAEOLOGY INITIATIVE
Indi,in.d Umscrsits . Indianapolis . IN 46266-6057 PC 150,000 150,000 The Archaeology of Early China in an Fast Asian Context
Uniscrsity of California, Los Angeles. Los Anecl es, CA 90024-1406 PC 62,000 62,000 Enhancing East Asian Archaeology at UCLA
University of I'tttsbureh, Pittsburgh , PA 15260 PC 215,000 100,000 115,000 Anthropological Archaeologist Specializing to East Asia
Uni%crsity of Toronto. Toronto. Ontario M 5S I A l PC 100,000 100,000 TenureStrcam Position in East Asian Archaeol ogy
Total East & Southeast Asian Archaeolo gy Initiative : 557,000 1 0 162,000 395,000 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 15
Foundation Unpaid Awd./Adj. I Paid/Ref. Total _ Status of Bal in/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1 /2013 2013 2013 12/31/2013 HENRY R. LUCE DIRECTOR'S FUND
EN%h,t Univcrsm•-Industry Collaboration Foundation (EUICF), Seoul, Korea 12 0-750 PC 1,500,000 750,000 750,000 Expanding Horizons Luce Intl Seminar for Women in STEM
Yale Unncrsity, Ncuu ILt%en, C 1 06520-8229 PC 500,000 500,000 I lenry R Luce Director's Fund at I,1Lkson Institute
Total Henry R. Luce Director' s Fund : 500,000 1,500,000 1,250,000 750,000 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 16
Foundation Un paid Awd./Adj. Paid/Ref. Total _ _ __ Status of Bal In/After In/After Un paid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013 HENRY R. LUCE PROFESSORSHIP PROGRAM
UnI%crcity of Notre Dame, Notre D:unc, IN 46556 PC 175,000 175,000 Religion, Conflict and Peaccbudding
_Total Henry R. Luce Professorship Program: 175,000 0 01 1 75,000 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 17
Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After) Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013 HIGHER EDUCATION
American Philological Associa tion, Philadelphia , PA 19104-3512 PC 20 000 20,000 Summer seminar series in ancient art & material culture
Association of American Colleges and Umscrsities , W ashington , DC 20009 PC 30,000 30,000 Enhance the capacity of the Society of S1 LM Women of Color
I he College of William and unary, willi,mtsburg . VA 23187-8795 PC 40,000 40,000 Intcmationah7auon of U S Education m the 21st century
The Council of Independent Colleges. Washington. DC 20036-I 142 PC 100 000 100,000 Espancwn ofClC's Leadership Development Programs
LaGuardia Commundt College Foundation , Long Island City. NY 11 101 PC 220,000 170,000 50,000 World Pathways project
Long Isl a nd Unisersity , Brook ville, NY 11548-1326 PC 25,000 25.000 George Polk Awards in Journalism
Project Pericles . Inc. Ness York. NV 10176-0899 POF 35,000 35,000 2011-2014 Workshop Series Debating for Democracy (D4D)
Society of Women Engineers , Chicago, IL 60601 PC 30,0001 3 0,000 Academic Leadership for Women to Engineering Workshop
Washington Umsersit} in Si Louis. St Louis, MO 63130 PC 142,500 71,250 71,250 College ficshnt,m Migrating out of S I EM project
Total Higher Education: 242,5001 400,000 1 521,250 121,250 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 18
Foundation Unpaid Awd ./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1 /1/2013 2013 2013 12/31/2013 HRL INITIATIVE ON RELIGION & INTL AFFAIRS
America Abroad Media, Washington , DC 20036 PC 175,000 175,000 Public Radio Programming on Religion & Public Life
American University, Washington , DC 20016-8060 PC 300,000 150,000 150,000 Religious Engagement with Rights & Justice in Latin America
Brooklyn Law School, Brooklyn , NY 11201 PC 40,000 40,000 Conference on religious freedom & equal treatment
The Bureau for International Reporting, New York, NY 10003 PC 52,500 52,500 Religion and International Affairs Reporting
The Bureau for International Reporting, New York, NY 10003 PC 240,000 60,000 180,000 Religion and International Affairs Reporting M2
Center for Strategic and International Studies, Washington , DC 20006 PC 175,000 175,000 Project on Religion and Democracy in Africa
Columbia University, New York, NY 10027 PC 320,000 113,000 207,000 Center for the Study of Democracy, Toleration, and Religion
Columbia University, New York, NY 10027 PC 40,000 40,000 Study of local faith communities' engagement in humanitarian response
Duta Wacana Christian University, Yogyakarta , 55224 PC 450,000 200,000 250,000 Religion, Public Policy & Social Transformation in SEA
Faith Matters, Inc., Baltimore, MD 20740-3231 SO 1 300,000 150,000 150,000 Public radio series on God & Government
Friends of the British Council , Washington , DC 20036 PC 450,000 150,000 300,000 Support for'Bridging Voices'
George Mason University Foundation, Fairfax , VA 22030-4444 PC 375,000 182,000 193,000 Project on Russian and Soviet Perspectives on Islam
The George Washington University, Washington , DC 20052 PC 200,000 100,000 100,000 Islam in a Changing Middle East
Georgetown University , Washington , DC 20057 PC 500,000 200,000 300,000 Religion and Global Development Program The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 19
Foundation Unpaid Awd ./Adj. Paid/ Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci p ient 1/1/2013 2013 2013 7 12/31/2013 Human Rights Wa tch. Ness York. NY 10018-3299 PC 150 , 000 150,000
Prolecl on Religious Mvim tics in Indonesia & Pakistan
International Center for Journalists . \\',tshmgton. DC 20006 PC 150, 000 150,000 Online Courses & louu I n tern a tional Reporting on Religion
International Crisis Group. Brussels, PC 325,000 162,500 162,500 Protect on Religion and Conflict to Africa and Asia
Paul II Nitre School of Adv an ced Internation al Studies ( SAIS),,Iohns Hopkins Unive rsity, Washington . DC 20036 PC 300, 000 150,000 150,000 Media Coverage of Religion & International Affairs
Center on Law & Secunts , Ness York Umsersu y School of Lass, Nei% Yo rk, NY 10012 PC 35,000 35,000 Globalizmg Official Islam'
Hemispheric Institute of Performance & Po litics, New York Un ncrsity, Ness York, NY 10003 PC 400,000 116,600 283,400 Initiative on Religion & Politics in the Americas 02
NUS America Foundation . Sunny val e, CA 94085 PC 37 , 500 37,500 Conference on Religion and the Politics of Development Priests Potentates and "Power"
Public Radio Intern a tional Inc. Minne a polis, MIN 55401 PC 133,000 133,000 Coverage of Religion fi International Affairs on The World'
Puhuer Center on Crisis Reporting. Washington . DC 20036 PC 450.000 150,000 300,000 To suport'Religion and Power'
Social Sucncc Research Council . 13rookl^ it. NY 11201 _ PC 300,000 150, 000 150,000 Project on Religion , Media and Diguaauon
I'he Fletcher School of L,ttt & Diplomacv. Tuft s University . Medford , MA 02155 PC 360,000 180, 000 180,000 Protect on Religious Clamts, Nationalism & Iluman Su ffering
Uniscrsm of Californi a , Davis. Nest Sacramento, CA 95798- 9062 PC 50,000 50,000 Public Outreach Project on Women and IsLmuc Cultures
University of California , Irsine, Irv ine, CA 92697 PC 380, 000 185,000 195,000 Protect on Religions in Diaspora and Global Affa i rs - -
Um%ersdv of Color a do at Boulder . University of Color a do Foundation, Boulder , CO 80302 PC 6.800 6,800 Support for travel & expenses for conference participants
.Josef Korbcl School of Internation a l Studies, U mscrsity of Denser. Denser, CO 80 208 PC 200, 000 200,000 Religion & Social Cohesion in Conflict - Affected Countries The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 20
_ Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Un paid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1/2013 2013 2013 12/31/2013 Umscrsit of Notre Dame, N otre Dame, IN 46556 PC 145,000 145,000 ResearLh Initiative 'Contending Modemmec'
Umsersuty of Southern California, Los Angeles, CA 9008 9-4019 PC 200,000 100,000 100,000 innovating International Religion Coverage
Unncrsuty of Virginia. Charlottesville . VA 22904-4224 PC 40,000 40,000 Hearth to Hearth Religious Conflict Transl'ormanon
Tot al HRL Initiative on Reli gion & Intl Affairs: 2,845,5001 4,434,3001 3,928,900 3,350,900 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 21
Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Un paid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013 LUCE INITIATIVE ON ASIAN STUDIES & THE ENVIRONMENT (LIASE)
13rvn iM mr College. Bryn Mawr, PA 19010 PC 50,000 50,000 Exploration Grant
Dickinson College, Carlisle, PA 17013 PC 150,000 60,000 120, 000 Adivines Focused on Asian Studies & the Envuonm ent
Eurlham College. Richmond. IN 47374-4095 PC 50,000 50,000 Exploration Grant
Illinois College. .Jackson%dle. IL 62650 PC 50,000 50,000 Exploration Grant ------
L,nwrencc Umscrah•, Appleton. WI 54911 PC 200,000 40,000 160,000 Acuvnicc Focused on Asian Studies & the Environment
Occidental College. Los Angeles, CA 90041-3314 PC 280.000 100,000 IS0,000 Activities Focused on Asian Studies & the Environment
Sss,Irthmorc College, S%%arihmorc, PA 19081 PC 50,000 50 000 Exploration Grant ------rrinity College. (Hartford, C7, Hartford, C r 06106-3100 PC 300,000 100,000 200 000 Activities Focused on Asian Studies & the Environment
Unisersily of Puget Sound, Tacoma, WA 98416-1094 PC 50,000 50,000 Exploration Grant
Wlutuer College. Whittier, CA 90608 PC 50,000 50,000 Exploration Grant
Total Luce Initiative on Asian Studies & the Environment (LIASE ): 960,000 300,000 600,000 660,000 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 22
Foundation Unpaid Awd./Adj . Paid/Ref. Total Status of Bal In/After In/After Un paid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1/2013 2013 2013 12/31/2013 PUBLIC POLICY
The Aspen Institute, Washington. DC 20036-1133 PC 200,0001 200,000 Renewed support for the Congressional Program
Council on Foundations, Inc. Arlington, VA 22202-3706 PC 40,000 40,000 Education. Information & Analysis Services to 2013
Foundation Center. Ncsi Y ork, NY 10003 PC 100,000 100,000 Imuauve on Sustainable Arts in America foundation Center, New York, NY 10003 PC 37,500 37,500 Education. Information & Analysis Services in 20 13
GuideStar USA, Inc, Williamsbu rg, VA 23185 PC 5,000 5,000 Education Information & Analysis Services in 2013 l'hilanthrops Ness York Ness York NY 10003-3076 PC 23,000 23,000 Educ,nuon Inl'onnauon & Analysis Services in 2011
Total Public Policy: 100,000 305,500 405,500 0 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 23
Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Un paid PAYEE ORGANIZATION/GRANT TITLE Reci pient 1/1/2013 2013 2013 12/31/2013 SPECIAL PROJECTS
I'he Independent,lourn,thsm Foundation, Ness York, N Y 100254953 PC 30,000 30,000 Bonita Journalism training project
I'rtmarv Source. Wutertoon, NIA 02472 PC 15,000 15.000 Curriculum materials & prolessional development
Shcim.tn Umsersth•. Negros Oriental, 6200 PC 25,000 25,000 To support a program on Applied Ethics
United Board for Christian Higher Education in Asia. Nets York. NN' 10115 PC 30,000 30,000 Anniversary grants to UBCI IEA silihated universiti es in Asia
Total Special Projects:1 0 100.000 100,000 _0 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 24
Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATIONIGRANT TITLE Reci pient 1/1/2013 2013 2013 12/31/2013 THEOLOGY
Andover Newton Theological School, Newton Centre, MA 02459 PC 600,000 400,000 200,000 Expand the Interreligious Leadership Training Program - #2
Aquinas Institute of Theology, St. Louis, MO 63108-3323 PC 40,000 40,000 To support a "Montesinos Fellowship "
Asbury Theological Seminary , Wilmore, KY 40390 PC 175,000 87,500 87,500 Conduct Research on World Christian Identities
Asociacion para In Education Teologica Hispana (AETH), Aurora , CO 80014 PC 420,000 200,000 220,000 To Certify & Strengthen Bible Institutes
Association of Theological Schools in the United States & Canada, Pittsburgh , PA 15275- 1110 SO 1 645,000 645,000 Continuation of Henry Luce Ill Fellows in Theology Program
Boston University, School of Theology, Boston, MA 02215 PC 350,000 120,000 230,000 Program on Religion and Conflict Transformation
Brite Divinity School, Fort Worth, TX 76129 PC 192,000 96,000 96,000 Visiting Scholars Program in World Christianity
Catholic Theological Union, Chicago, IL 60615 PC 390,000 130,000 260,000 To Advance lnterreligious Dialogue
Central Baptist Theological Seminary, Shawnee, KS 66226-3513 PC 250,000 125,000 125,000 Joint Program with Myanmar Institute of Theology
Chautauqua Institution , Chautauqua, NY 14722 PC 35,000 35,000 To support the New Clergy Program in 2014
Chicago Theological Seminary, Chicago, IL 60637 PC 225,000 150,000 75,000 Environmental Sustamabdtty in a Religiously Plural World
Columbia University , New York, NY 10027 PC 93,000 93,000 Preserve Mission Research Library at the Burke Library
Commonweal Foundation , New York, NY 10115 PC 100,000 100,000 Renewed Support of a Theological Writing Project
The Council of Independent Colleges, Washington , DC 20036- 1142 PC 450,000 150,000 300,000 Curricula on Interfaith Understanding for Member Schools The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 25
Foundation Un paid Awd./Adj Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/11/2 013 1 2013 2013 12/31/2013
Duke Diuntiv School, Duke Unrvcrsa , Durham, NC 27708 PC 100 000 50,000 50.000 Seminars on the Theology of Christian C Muslun Peacemaking
Duke Umscrsrh, Durh am. NC 27708-8001 PC 15,000 15.000 'Material Religion State of the Art' conference
Eastern Mennomle Unncrcily, Iiarrisonburg, VA 22802-2462 PC 168,000 168.000 Visiting Professors of Islam ' Judaism
Candler School of Thcoloc^, Emory Umsersur, Atlanta, GA 30322-4001 PC 81,375 81 175 Exchanges with Semmancc in Africa. Asia & South America
Episcopal Divinity School. Cambridge. NIA 02138 PC 150.000 75,000 75,000 fa itty Training & Education on Religious Pluralism fordham Umsersity, Bronc, NY 10458-9993 PC 40,000 40,000 Varieties of Understanding
Fuller,ri colopical Semin ary, Pasadena, CA 91182 PC 110,000 55,000 55,000 On-Line Journal For Interfaith Dialogue
Garreti-Evangelical Theolotiial Scnunars', Evanston, IL 60201 PC 225,000 87,500 137,500 Professorship in Missions fi World Religious
Graduate Theological Union, Berkeley, CA 94709 PC 330,000 200 000 130,000 Expand leadership programs of the Center of Islanue Studies
Hartford Seminary, Hartford, C P 06105-2260 PC 38,750 38,750 Professorship in Contemporary Islam
Harvard Unncrsny. Dnmdy School. Cambridge, MA 02138 PC 12,000 12,000 Fall 2011 Lecture Natural Theology in Islam
Jesuit School of'1 heolog) of Santa Clara Unnersdv, Berkeley, CA 94709 PC 187,500 7 5,000 112 500 Women of Wisdom & Action initiative
Lancaster Theological Seminars, Lancaster. PA 17603 PC 172,000 86.000 86,000 Maxmuzmb Campus Value with Partners lot Sacred Places
Louisville Presb*Ntcnan "I hcolosic:d Seminary . Louisville, KY 40205-1798 PC 250,000 125.000 125.000 Doors to Dialogue Program
Losola Mar mount Unisersily, Los Angeles, CA 90045-2659 PC 86,000 43,000 4 3,000 Ecumenism Between Orthodox & Roman Catholic Churches The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 26
Foundation Unpaid Awd./Adj_ Paid/Ref. Total _ Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION /GRANT TITLE Reci p ient 1/1/2013 2013 2013 12/31/2013
Lutheran Theologic al Seminars at Phil a delphia, Philadelphia. P A 19119-1794 PC, 65,000 65,000 Asian Theological Institute - Renewal
Meadstlle Lomb a rd Theological School , Chi cago, IL 60605 PC 70, 000 70,000 Implement Integrated Community Model of Religious Fonnau on
Memphis 1 heological Scmmarv, Memphis , I N 38104-4395 PC 50,000 50,000 Expand the Theology & Arts Program
Mepkin Abbev, Moncks Corner . SC 29461-4796 PC 30, 000 30,000 St Fr a ncis Retreat Center & Fr Francis Kline Cha pel
Nazarene fheological Seminars, Kansas Cov , MO 64131 PC 400.000 100,000 300000 Continued Support for Collaborative Programing
Ness Rruncsric6 I hcological Seminary, Ness R runsmck , N.J 08901 - 11 96 PC 100,000 100,000 Establish Horace G Underwood Chair of Global C hristianity
Ness York Theological Scnttnar% . Ness York, NY 10115 PC 105,000 105,000 Expand the Programs of the Center for World Ch ristianity
Odysses Nemorks, Neer York. NY 10115 PC 200, 000 200,000 On Scripture The Bible Project
Perkins School of I heologv. Southern Methodist Umscrsity. Dallas, TX 75275 -0133 PC 100,000 100,000 Center for the Study of Lnuno\a Christianity & Religions
Princeton Theological Semmant Princeton, NJ 08542 PC 300,000 100,000 200.000 Itsp.mic Theological Initiative Consortium
Princeton nceological Seminary , Princeton, NJ 08542 PC 1,500,000 1,250,000 250.000 To Support the Theological Commons
Reconstructionist Rabbinical College . %Vncotc , PA 19095-1898 PC 335 , 000 122,000 213,000 Program to [rain Rabbis for Sentce in Mulufaith World - 03
Saint Paul School of 1 hcologv . Kansas City, i\10 64127-2440 PC 82 , 500 82,500 Position to Native American Studies m Church & Society
Seattle Umrcrsm- School of I heology and Ministry, Scalds, WA 981 22 PC 100,000 100,000 Develop Educational Model to Prepare Students for Ministry The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 27
Foundation Unpaid Awd./Adj. Paid/Ref. Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION/GRANT TITLE Reci p ient 1/1/2013 2013 2013 22/31/2013
Semmarv Consortium for Urban Pastoral Educati on (SCUPE), Chicago, IL 60601-5909 PC 110,000 110,000 formal Theological Education for Hispanic Chwt.h Leaders
Soctet of Biblical Literature, Atlanta, GA 303 29 PC 90,000 50,000 40,000 Fommtion of an Independent Network of Qur:mic Sc holars
Saint Peter's Lutheran Church . Nei% York, NY 10022-4610 PC 40,000 40,000 An & Religion to the I cart of the City
St \'Iadmur's Orthodoc Theological Senunarv, Yonkers, NY 10707 PC 30,000 30,000 Concert & lecture series of the works of composer Arvo Part
Union "I heologic,d Seminary, New York, NY 10027 PC 178,000 1 78,000 Professor of Islamic Studies
Union l heolosic,d Seminary, Nell 'ork. NV 10027 PC 40,000 40,000 Enlightenment and Liberation Conference
United Fhcoloptcal Seminary of the Ttsm Cities, Nest Brighton , MN 55112-2598 PC 10,000 10,000 For the program "Out in Gospel"
Virginia Theological Scmm.irv. Alcs:tndria , \'A 22304 PC 95,000 95,000 Foster Understanding Between Muslim & Chttsuan Communmes
Total Theology: 4,102,1251 5,859,0001 6,469,2501 3,491,875 The Henry Luce Foundation, Inc Schedule F 2013 Grant Schedule 13-6001282 28
Foundation Un paid Awd./Adj. Paid/Ref, Total Status of Bal In/After In/After Unpaid PAYEE ORGANIZATION / GRANT TITLE Reci p ient 1 /1/2013 2013 2013 12/31/2013 Matching Grants PC I 118,612 460,056 445,309 133.359 Directors Grants PC - 260,000 260,000 Luce Scholars Program - 559,)26 559,126 0
Total All Grant Program Categories 20,649,567 33,564,218 34,490,012 19,723,773
Grant Discount Adjustment per Audit (39,573) (13,446) (53,019) Total Adjusted All Grant Program Categories 20,609 .994 33,550,772 34,490,012 19,670,754 Corresponding 990PF Line # Part II Part I Part II Line 18 (a) Line 25 (a) Line 18 (b) Recoveries of amounts treated as q ua l ifying distributions (from prior years ) 64.131 Part XI Line 4 34,554,143 Part I Line 25 (d)