Chapter 20
Manifolds Arising from Group Actions
20.1 Proper Maps
We saw in Chapter 5 that many topological spaces arise from a group action.
The scenario is that we have a smooth action ': G M M of a Lie group G acting on a manifold M. ⇥ !
If G acts transitively on M,thenforanypointx M, 2 if Gx is the stabilizer of x,Theorem5.14ensuresthatM is homeomorphic to G/Gx.
For simplicity of notation, write H = Gx.
891 892 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS What we would really like is that G/H actually be a manifold.
This is indeed the case, because the transitive action of G on G/H is equivalent to a right action of H on G which is no longer transitive, but which has some special properties (to be proper and free).
We are thus led to considering left (and right) actions ': G M M of a Lie group G on a manifold M that are not⇥ necessarily! transitive.
If the action is not transitive, then we consider the orbit space M/G of orbits G x (x M). · 2 However, in general, M/G is not even Hausdor↵. It is thus desirable to look for su cient conditions that ensure that M/G is Hausdor↵. 20.1. PROPER MAPS 893 Asu cientconditioncanbegivenusingthenotionofa proper map.
If our action is also free,thentheorbitspaceM/G is indeed a smooth manifold.
Sharper results hold if we consider Riemannian manifolds
Before we go any further, let us observe that the case where our action is transitive is subsumed by the more general situation of an orbit space.
Indeed, if our action is transitive, for any x M,weknow 2 that the stabilizer H = Gx of x is a closed subgroup of G. 894 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS Then, we can consider the right action G H G of H on G given by ⇥ !
g h = gh, g G, h H. · 2 2 The orbits of this (right) action are precisely the left cosets gH of H.
Therefore, the set of left cosets G/H (the homogeneous space induced by the action : G M M)istheset of orbits of the right action G· H⇥ G!. ⇥ ! Observe that we have a transitive left action of G on the space G/H of left cosets, given by
g g H = g g H. 1 · 2 1 2 The stabilizer of 1H is obviously H itself. 20.1. PROPER MAPS 895 Thus, we recover the original transitive left action of G on M = G/H.
Now, it turns out that an action of the form G H G, where H is a closed subgroup of a Lie group⇥ G!,isa special case of a free and proper action M G G,in which case the orbit space M/G is a manifold,⇥ ! and the projection ⇡ : G M/G is a submersion. ! Let us now define proper maps.
Definition 20.1. If X and Y are two Hausdor↵topo- logical spaces,1 acontinuousmap': X Y is proper i↵for every topological space Z,themap! ' id: X Z Y Z is a closed map (recall that f is⇥ a closed⇥ map! i↵the⇥ image of any closed set by f is a closed set).
If we let Z be a one-point space, we see that a proper map is closed.
1It is not necessary to assume that X and Y are Hausdor↵but, if X and/or Y are not Hausdor↵, we have to replace “compact” by “quasi-compact.” We have no need for this extra generality. 896 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS At first glance, it is not obvious how to check that a map is proper just from Definition 20.1. Proposition 20.2 gives amorepalatablecriterion.
The following proposition is easy to prove .
Proposition 20.1. If ': X Y is any proper map, then for any closed subset F!of X, the restriction of ' to F is proper.
The following result providing a “good” criterion for check- ing that a map is proper can be shown (see Bourbaki, General Topology [9], Chapter 1, Section 10).
Proposition 20.2. A continuous map ': X Y is 1 ! proper i↵ ' is closed and if ' (y) is compact for every y Y . 2 Proposition 20.2 shows that a homeomorphism (or a dif- feomorphism) is proper. 20.1. PROPER MAPS 897
1 If ' is proper, it is easy to show that ' (K)iscompact in X whenever K is compact in Y .
Moreover, if Y is also locally compact, then we have the following result (see Bourbaki, General Topology [9], Chapter 1, Section 10).
Proposition 20.3. If Y is locally compact, a map 1 ': X Y is a proper map i↵ ' (K) is compact in X whenever! K is compact in Y
In particular, this is true if Y is a manifold since manifolds are locally compact.
This explains why Lee [34] (Chapter 9) takes the property stated in Proposition 20.3 as the definition of a proper map (because he only deals with manifolds).
Finally, we can define proper actions. 898 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS 20.2 Proper and Free Actions
Definition 20.2. Given a Hausdor↵topological group G and a topological space M,aleftaction : G M M is proper if it is continuous and if the map· ⇥ !
✓ : G M M M, (g, x) (g x, x) ⇥ ! ⇥ 7! · is proper.
The right actions associated with the transitive actions presented in Section 5.2 are examples of proper actions.
Proposition 20.4. The action : H G G of a closed subgroup H of a group·G on⇥G (given! by (h, g) hg) is proper. The same is true for the right action7! of H on G. 20.2. PROPER AND FREE ACTIONS 899 As desired, proper actions yield Hausdor↵orbit spaces.
Proposition 20.5. If the action : G M M is proper (where G is Hausdor↵), then· the⇥ orbit! space M/G is Hausdor↵. Furthermore, M is also Haus- dor↵.
We also have the following properties (see Bourbaki, Gen- eral Topology [9], Chapter 3, Section 4).
Proposition 20.6. Let : G M M be a proper action, with G Hausdor↵·. For⇥ any x! M, let G x be 2 · the orbit of x and let Gx be the stabilizer of x. Then: (a) The map g g x is a proper map from G to M. 7! · (b) Gx is compact.
(c) The canonical map from G/Gx to G x is a home- omorphism. · (d) The orbit G x is closed in M. · 900 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS If G is locally compact, we have the following character- ization of being proper (see Bourbaki, General Topology [9], Chapter 3, Section 4).
Proposition 20.7. If G and M are Hausdor↵and G is locally compact, then the action : G M M is proper i↵for all x, y M, there exist· some⇥ open! sets, V and V in M, with2x V and y V , so that the x y 2 x 2 y closure K of the set K = g G (g Vx) Vy = , is compact in G. { 2 | · \ 6 ;}
In particular, if G has the discrete topology, the above condition holds i↵the sets g G (g Vx) Vy = are finite. { 2 | · \ 6 ;}
Also, if G is compact, then K is automatically compact, so every compact group acts properly. 20.2. PROPER AND FREE ACTIONS 901 If M is locally compact, we have the following character- ization of being proper (see Bourbaki, General Topology [9], Chapter 3, Section 4).
Proposition 20.8. Let : G M M be a con- tinuous action, with G and· M⇥ Hausdor! ↵. For any compact subset K of M we have: (a) The set G = g G (g K) K = is closed. K { 2 | · \ 6 ;} (b) If M is locally compact, then the action is proper i↵ GK is compact for every compact subset K of M.
In the special case where G is discrete (and M is locally compact), condition (b) says that the action is proper i↵ GK is finite.
Remark: If G is a Hausdor↵topological group and if H is a subgroup of G,thenitcanbeshownthattheaction of G on G/H ((g1,g2H) g1g2H)isproperi↵H is compact in G. 7! 902 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS Definition 20.3. An action : G M M is free if for all g G and all x M,if· g =1then⇥ !g x = x. 2 2 6 · 6 An equivalent way to state that an action : G M M · ⇥ ! is free is as follows. For every g G,let⌧g : M M be the di↵eomorphism of M given2 by !
⌧ (x)=g x, x M. g · 2 Then, the action : G M M is free i↵for all g G, if g =1then⌧ has· no⇥ fixed! point. 2 6 g Another equivalent statement is that for every x M, the stabilizer G of x is reduced to the trivial group2 1 . x { } For example, the action of SO(3) on S2 given by Example 5.1 of Section 5.2 is not free since any rotation of S2 fixes the two points of the rotation axis. 20.2. PROPER AND FREE ACTIONS 903 If H is a subgroup of G,obviouslyH acts freely on G (by multiplication on the left or on the right). This fact to- gether with Proposition 20.4 yields the following corollary which provides a large supply of free and proper actions.
Corollary 20.9. The action : H G G of a closed subgroup H of a group G on G· (given⇥ ! by (h, g) hg) is free and proper. The same is true for the7! right action of H on G.
There is a stronger version of the results that we are going to state next that involves the notion of principal bundle.
Since this notion is not discussed until Section ??,we state weaker versions not dealing with principal bundles. 904 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS The weaker version that does not mention principal bun- dles is usually stated for left actions; for instance, in Lee [34] (Chapter 9, Theorem 9.16). We formulate both a left and a right version.
Theorem 20.10. Let M be a smooth manifold, G be a Lie group, and let : G M M be a left smooth action (resp. right smooth· ⇥ action! : M G M) which is proper and free. Then the· canonical⇥ ! projec- tion ⇡ : G M/G is a submersion (which means that ! d⇡g is surjective for all g G), and there is a unique manifold structure on M/G2 with this property.
Theorem 20.10 has some interesting corollaries.
Because a closed subgroup H of a Lie group G is a Lie group, and because the action of a closed subgroup is free and proper, if we apply Theorem 20.10 to the right action : G H G (here M = G and G = H), we get the following· ⇥ result.! 20.2. PROPER AND FREE ACTIONS 905 This is the result we use to verify reductive homoge- neous spaces are indeed manifolds.
Theorem 20.11. If G is a Lie group and H is a closed subgroup of G, then the canonical projection ⇡ : G G/H is a submersion (which means that d⇡g is surjective! for all g G), and there is a unique manifold structure on G/H2 with this property.
In the special case where G acts transitively on M,forany x M,ifG is the stabilizer of x,thenwithH = G , 2 x x Theorem 20.11 shows that there is a manifold structure on G/H such ⇡ : G G/H is a submersion. ! 906 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS Actually, G/H is di↵eomorphic to M,asshownbythe following theorem whose proof can be found in Lee [34] (Chapter 9, Theorem 9.24).
Theorem 20.12. Let : G M M be a smooth transitive action of a Lie· group⇥ G !on a smooth mani- fold M (so that M is a homogeneous space). For any x M, if Gx is the stabilizer of x and if we write H 2= G , then the map ⇡ : G/H M given by x x ! ⇡ (gH)=g x x · is a di↵eomorphism and an equivariant map (with re- spect to the action of G on G/H and the action of G on M).
By Theorem 20.11 and Theorem 20.12, every homoge- neous space M (with a smooth G-action) is equivalent to amanifoldG/H as above. 20.2. PROPER AND FREE ACTIONS 907 This is an important and very useful result that reduces the study of homogeneous spaces to the study of coset manifolds of the form G/H where G is a Lie group and H is a closed subgroup of G.
Here is a simple example of Theorem 20.11. Let G = SO(3) and
10 H = M SO(3) M = ,S SO(2) . 2 | 0 S 2 ⇢ ✓ ◆
The right action : SO(3) H SO(3) given by the matrix multiplication· ⇥ !
g h = gh, g SO(3),h H, · 2 2 yields the left cosets gH,andtheorbitspaceSO(3)/SO(2), which by Theorem 20.11 and Theorem 20.12 is di↵eomor- phic to S2. 908 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS 20.3 Riemannian Submersions and Coverings Induced by Group Actions ~
The purpose of this section is to equip the orbit space M/G of Theorem 20.10 with the inner product structure of a Riemannian manifold.
Because we provide a di↵erent proof for the reason why reductive homogeneous manifolds are Riemannian mani- folds, namely Proposition 20.22, this section is not neces- sary for understanding the material in Section 20.4 and may be skipped on the first reading.
Definition 20.4. Given a Riemannian manifold (N,h), we say that a Lie group G acts by isometries on N if for every g G,thedi↵eomorphism⌧g : N N given by 2 ! ⌧ (p)=g p, p N, g · 2 is an isometry ((d⌧g)p : TpN T⌧g(p)N is an isometry for all p N). ! 2 20.3. RIEMANNIAN SUBMERSIONS AND COVERINGS ~ 909 If (N,h)isaRiemannianmanifoldandifG is a Lie group, then ⇡ : N N/G can be made into a Riemannian submersion. !
Theorem 20.13. Let (N,h) be a Riemannian man- ifold and let : G N N be a smooth, free and proper proper· action,⇥ with! G a Lie group acting by isometries of N. Then, there is a unique Riemannian metric g on M = N/G such that ⇡ : N M is a Riemannian submersion. !
As an example, if N = S2n+1,thenthegroupG = S1 = SU(1) acts by isometries on S2n+1,andweobtainasub- n mersion ⇡ : S2n+1 CP . ! If we pick the canonical metric on S2n+1,byTheorem n 20.13, we obtain a Riemannian metric on CP known as the Fubini–Study metric. 910 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS Using Proposition 15.8, it is possible to describe the n geodesics of CP ;seeGallot,Hulin,Lafontaine[22](Chap- ter 2).
Another situation where a group action yields a Rieman- nian submersion is the case where a transitive action is reductive, considered in the next section.
We now consider the case of a smooth action : G M M,whereG is a discrete group (and M is amanifold).Inthiscase,wewillseethat· ⇥ ! ⇡ : M M/G is a Riemannian covering map. !
Assume G is a discrete group. By Proposition 20.7, the action : G M M is proper i↵for all x, y M,there exist some· ⇥ open! sets, V and V in M,withx2 V and x y 2 x y Vy,sothatthesetK = g G (g Vx) Vy = is2 finite. { 2 | · \ 6 ;}
By Proposition 20.8, the action : G M M is proper · ⇥ ! i↵ GK = g G (g K) K = is finite for every compact subset{ 2 K |of M· . \ 6 ;} 20.3. RIEMANNIAN SUBMERSIONS AND COVERINGS ~ 911 It is shown in Lee [34] (Chapter 9) that the above condi- tions are equivalent to the conditions below.
Proposition 20.14. If : G M M is a smooth action of a discrete group· G ⇥on a! manifold M, then this action is proper i↵ (i) For every x M, there is some open subset V with x V such2 that gV V = for only finitely many g2 G. \ 6 ; 2 (ii) For all x, y M, if y/G x (y is not in the orbit of x), then2 there exist2 some· open sets V,W with x V and y W such that gV W =0for all g 2 G. 2 \ 2 912 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS The following proposition gives necessary and su cient conditions for a discrete group to act freely and properly often found in the literature (for instance, O’Neill [43], Berger and Gostiaux [6], and do Carmo [16], but beware that in this last reference Hausdor↵separation is not re- quired!).
Proposition 20.15. If X is a locally compact space and G is a discrete group, then a smooth action of G on X is free and proper i↵the following conditions hold: (i) For every x X, there is some open subset V with x V such2 that gV V = for all g G such that2 g =1. \ ; 2 6 (ii) For all x, y X, if y/G x (y is not in the orbit of x), then2 there exist2 some· open sets V,W with x V and y W such that gV W =0for all g 2 G. 2 \ 2 20.3. RIEMANNIAN SUBMERSIONS AND COVERINGS ~ 913 Remark: The action of a discrete group satisfying the properties of Proposition 20.15 is often called “properly discontinuous.”
However, as pointed out by Lee ([34], just before Propo- sition 9.18), this term is self-contradictory since such ac- tions are smooth, and thus continuous!
Then, we have the following useful result.
Theorem 20.16. Let N be a smooth manifold and let G be discrete group acting smoothly, freely and properly on N. Then, there is a unique structure of smooth manifold on N/G such that the projection map ⇡ : N N/G is a covering map. ! 914 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS Real projective spaces are illustrations of Theorem 20.16.
Indeed, if N is the unit n-sphere Sn Rn+1 and G = I, I ,where I is the antipodal map,✓ then the con- ditions{ } of Proposition 20.15 are easily checked (since Sn is compact), and consequently the quotient
n n RP = S /G is a smooth manifold and the projection map ⇡ : Sn n ! RP is a covering map.
1 n The fiber ⇡ ([x]) of every point [x] RP consists of two antipodal points: x, x Sn. 2 2 20.3. RIEMANNIAN SUBMERSIONS AND COVERINGS ~ 915 The next step is to see how a Riemannian metric on N induces a Riemannian metric on the quotient manifold N/G.ThefollowingtheoremistheRiemannianversion of Theorem 20.16.
Theorem 20.17. Let (N,h) be a Riemannian mani- fold and let G be discrete group acting smoothly, freely and properly on N, and such that the map x x is an isometry for all G. Then there is a7! unique· structure of Riemannian2 manifold on M = N/G such that the projection map ⇡ : N M is a Riemannian covering map. !
Theorem 20.17 implies that every Riemannian metric g on the sphere Sn induces a Riemannian metric g on the n projective space RP ,insuchawaythattheprojection n ⇡ : Sn RP is a Riemannian covering. ! b 916 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS In particular, if U is an open hemisphere obtained by n 1 removing its boundary S from a closed hemisphere, n then ⇡ is an isometry between U and its image RP n 1 n n 1 ⇡(S ) RP RP . ⇡ In summary, given a Riemannian manifold N and a group G acting on N,Theorem20.13givesusamethodfor obtaining a Riemannian manifold N/G such that ⇡ : N N/G is a Riemannian submersion ( : G !N N is a free and proper action and G acts by· isometries).⇥ !
Theorem 20.17 gives us a method for obtaining a Rie- mannian manifold N/G such that ⇡ : N N/G is a Riemannian covering ( : G N N is a free! and proper action of a discrete group· G⇥acting! by isometries).
In the next section, we show that Riemannian submer- sions arise from a reductive homogeneous space. 20.4. REDUCTIVE HOMOGENEOUS SPACES 917 20.4 Reductive Homogeneous Spaces
If : G M M is a smooth action of a Lie group G on amanifold· ⇥ M!,thenacertainclassofRiemannianmetrics on M is particularly interesting.
Recall that for every g G, ⌧g : M M is the di↵eo- morphism of M given by2 !
⌧ (p)=g p, for all p M. g · 2
Definition 20.5. Given a smooth action : G M · ⇥ ! M,ametric , on M is G-invariant if ⌧g is an isometry for allh g iG;thatis,forallp M,wehave 2 2
d(⌧ ) (u),d(⌧ ) (v) = u, v for all u, v T M. h g p g p ip h ip 2 p
If the action is transitive, then for any fixed p0 M and for every p M,thereissomeg G such that p2= g p , 2 2 · 0 so it is su cient to require that d(⌧g)p0 be an isometry for every g G. 2 918 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS From now on we are dealing with a smooth transitive action : G M M,andforanygivenp M,if · ⇥ ! 0 2 H = Gp0 is the stabilizer of p0,thenbyTheorem20.12, M is di↵eomorphic to G/H.
The existence of G-invariant metrics on G/H depends on properties of a certain representation of H called the isotropy representation (see Proposition 20.20).
The isotropy representation is equivalent to another rep- resentation AdG/H : H GL(g/h)ofH involving the ! quotient algebra g/h.
This representation is too complicated to deal with, so we consider the more tractable situation where the Lie algebra g of G factors as a direct sum
g = h m, for some subspace m of g such that Ad (m) m for all h ✓ h H,whereh is the Lie algebra of H. 2 20.4. REDUCTIVE HOMOGENEOUS SPACES 919 Then g/h is isomorphic to m,andtherepresentation AdG/H : H GL(g/h)becomestherepresentation ! Ad: H GL(m), where Ad is the restriction of Ad ! h h to m for every h H. 2 In this situation there is an isomorphism between T M p0 ⇠= To(G/H)andm (where o denotes the point in G/H cor- responding to the coset H).
It is also the case that if H is “nice” (for example, com- pact), then M = G/H will carry G-invariant metrics, and that under such metrics, the projection ⇡ : G G/H is a Riemannian submersion. !
In order to proceed it is necessary to express the derivative d⇡1 : g To(G/H)oftheprojectionmap⇡ : G G/H in terms! of certain vector fields. ! 920 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS This is a special case of a process in which an action : G M M associates a vector field X⇤ on M to · ⇥ ! every vector X g in the Lie algebra of G. 2 Definition 20.6. Given a smooth action ': G M ⇥ ! M of a Lie group on a manifold M,foreveryX g,we 2 define the vector field X⇤ (or XM )onM called an action field or infinitesimal generator of the action correspond- ing to X,by
d X⇤(p)= (exp(tX) p) ,p M. dt · 2 t=0 For a fixed X g,themapt exp(tX)isacurve through 1 in G,sothemap2 t 7!exp(tX) p is a curve 7! · through p in M,andX⇤(p)isthetangentvectortothis curve at p. 20.4. REDUCTIVE HOMOGENEOUS SPACES 921 For example, in the case of the adjoint action Ad: G g g,foreveryX g,wehave ⇥ ! 2 X⇤(Y )=[X, Y ], so X⇤ =ad(X).
For any p0 M,thereisadi↵eomorphism G/G G2 p onto the orbit G p of p viewed as a p0 ! · 0 · 0 0 manifold, and it is not hard to show that for any p G p0, we have an isomorphism 2 ·
T (G p )= X⇤(p) X g ; p · 0 { | 2 } see Marsden and Ratiu [35] (Chapter 9, Section 9.3).
It can also be shown that the Lie algebra gp of the stabi- lizer Gp of p is given by
g = X g X⇤(p)=0 . p { 2 | } 922 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS The following technical proposition is shown in Marsden and Ratiu [35] (Chapter 9, Proposition 9.3.6 and lemma 9.3.7).
Proposition 20.18. Given a smooth action ': G M M of a Lie group on a manifold M, the following⇥ properties! hold: (1) For every X g, we have 2 (AdgX)⇤ = ⌧ ⇤ 1X⇤ =(⌧g) X⇤, for every g G; g ⇤ 2 Here, ⌧ ⇤ 1 is the pullback associated with ⌧g 1, and g (⌧g) is the push-forward associated with ⌧g. ⇤ (2) The map X X⇤ from g to X(M) is a Lie algebra anti-homomorphism,7! which means that
[X⇤,Y⇤]= [X, Y ]⇤ for all X, Y g. 2
Remark: If the metric on M is G-invariant (that is, every ⌧g is an isometry of M), then the vector field X⇤ is aKillingvectorfieldonM for every X g. 2 20.4. REDUCTIVE HOMOGENEOUS SPACES 923 Given a pair (G, H), where G is a Lie group and H is a closed subgroup of G,itturnsoutthatthereisacriterion for the existence of some G-invariant metric on the homo- geneous space G/H in terms of a certain representation of H called the isotropy representation.
Let us explain what this representation is.
Recall that G acts on the left on G/H via
g (g H)=g g H, g ,g G. 1 · 2 1 2 1 2 2
For any g1 G,thedi↵eomorphism⌧g1 : G/H G/H is left coset2 multiplication, given by !
⌧ (g H)=g (g H)=g g H. g1 2 1 · 2 1 2 In this situation, Part (1) of Proposition 20.18 is easily proved as follows. 924 CHAPTER 20. MANIFOLDS ARISING FROM GROUP ACTIONS Proposition 20.19. For any X g and any g G, we have 2 2 (⌧g) X⇤ =(Adg(X))⇤. ⇤
Denote the point in G/H corresponding to the coset 1H = H by o.Then,wehaveahomomorphism