The Center for Signal & Image Processing Georgia Institute of Technology

Constrained Clipping for PAPR Reduction in VLC Systems with Dimming Control

Kai Ying1, Zhenhua Yu2, Robert J. Baxley3 and G. Tong Zhou1 1 Georgia Institute of Technology, Atlanta, GA, USA 2 Texas Instruments , Dallas , Texas , USA 3 Bastille Networks, Atlanta, GA, USA Outline 2 The Center for Signal & Image Processing

 Introduction  Double‐sided Clipping  Constrained Clipping  Numerical Results Intensity Modulation/Direct Detection (IM/DD) 3 The Center for Signal & Image Processing

 Channel model VLC: visible light DC biasing IR: infrared light

Electric signal Electric signal LED Photodiode Light intensity Dynamic‐range‐limited and real‐valued

TittTransmitter: RiReceiver : light emitting diode (LED) converts A photodetector (PD) or an image sensor the amplitude of the electric signal generates an electric signal proportional to into the intensityypg of the optical signal. the intensity of the received optical signal.

 Differences from Radio Frequency (RF)

 Real‐valdlued

 Dynamic‐range‐limited (turn‐on/saturation)

 DC biasing required PAPR Reduction 4 The Center for Signal & Image Processing

 Motivation of peak‐to‐average power ratio (PAPR) reduction

 Consideringgg signals with the same variance Low Low power High PAPR/peaks Low signal-to-noise- plus- ratio More Clipping Distortion

Signal 1 2

1

1 W orking range 

-1 -1

-2

Variance: 1 Amplifier gain: 2 PAPR: 1 PAPR Reduction 5 The Center for Signal & Image Processing

 Motivation of peak‐to‐average power ratio (PAPR) reduction

 Consideringgg signals with the same variance Low amplifier Low power High PAPR/peaks Low signal-to-noise- plus-distortion ratio More Clipping Distortion

Signal 2 2 2 3 W orking range 

-3 -2 -2 Variance: 1 Amplifier gain:2 Amplifier gain: 1.1547 PAPR: 3 Clipping distortion Lower signal power Double‐sided Clipping 6 The Center for Signal & Image Processing

 Clipping is the simplest way to reduce PAPR  Motivation of clipping

 Tradeoff between clipping distortion and signal power

InputAmplifier Bias-Tee Output

Unclipped Preprocessed signal OFDM signal Amax

B

Amin Double‐sided Clipping 7 The Center for Signal & Image Processing

 Clipping is the simplest way to reduce PAPR  Motivation of clipping

 Tradeoff between clipping distortion and signal power

InputClipping Amplifier Bias-Tee Output

Clipped Preprocessed signal

OFDM signal Amax

B

Amin Double‐sided Clipping 8 The Center for Signal & Image Processing

 Difference from amplitude‐limited system

 Double‐sided clippin g

 Clipping ratio is impacted by both gain and bias

hx() hx()

Amax Amax

B1 B

Output signal Output signal Amin Amin

0 x 0 x

Input signal Input signal

GBAA=1,  (max min ) / 2 GBB=1, 1  Double‐sided Clipping 9 The Center for Signal & Image Processing

 Difference from amplitude‐limited system

 Double‐sided clippin g

 Clipping ratio is impacted by both gain and bias

hx() hx() A max Amax

B1 B

Output signal A min Amin

0 x 0 x

Input signal

GGBA1maxmin, ()/2 A GGBB11, Double‐sided PAPR 10 The Center for Signal & Image Processing  Orthogonal frequency division multiplexing (OFDM)

 Time domain: Real-valued

 Frequency domain: Hermitian symmetry  PAPR on both sides

 Upper PAPR (UPAPR):  Lower PAPR (LPAPR):

 Asymmetric factor

 Joint CCDF of UPAPR and LPAPR Simple Clipping 11 The Center for Signal & Image Processing  Clipping in time domain

 Distortion in frequency domain

 Error vector magnitud(de (EVM )

 Clipping ratio / Normalized clipping levels

 Upper side:

 Lower side:

 To satisfy the EVM requirement, clipping levels cannot be very low. Too conservative! Constrained Clipping 12 The Center for Signal & Image Processing  Block diagram  xn xn X k X k xn

 Distortion Mitigation Subcarriers Sort in Largest subset satisfying ascending order

Subcarriers with Subcarriers with small large distortions

Keep unchanged Mitigate distortion

EVM requirement Constrained Clipping 13 The Center for Signal & Image Processing

 How to revise subcarriers with large distortions

 Modifyin g fre quenc y domain s ymbols will chan ge the time domain signals. We make the change as small as possible.

 Parseval’s Theorem

 Minimize the change in frequency domain Q

Ek X k

 E k X k  X Th

X k

I R. J. Baxley, et al., Constrained clipping for crest factor reduction in OFDM, IEEE Transactions on Broadcasting, vol. 52, no. 4, pp. 570‐575, Dec. 2006. Numerical Results 14 The Center for Signal & Image Processing

 PAPR reduction with various clipping levels

0 10

-1 10 F DD

-2 oint CC 10 JJ =6 dB, =5 dB upper low er =7 dB, =6 dB upper low er =8 dB, =7 dB upper low er =9 dB, =8 dB upper low er -3 =10 dB, =9 dB 10 upper low er Orignal OFDM

5 6 7 8 9 101112131415  (dB) Numerical Results 15 The Center for Signal & Image Processing

 Probability that signal exceeds 9 dB in UPAPR or 8 dB in LPAPR

0 10 =1 dB} =1 

-1 10 =9 dB, dB, =9  CCDF{

-2 10 6 6.5 7 7.5 8 8.5 9 9.5 10  (dB) upper The Center for Signal & Image Processing Georgia Institute of Technology

Thank you!

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