Annual Survey of ’s City-Systems (ASICS) 2017 Lucknow

City-Systems Score* UPD Key reforms score rank 10

City Council 2.4 3.8/ 10 13 / 23 1 Implement an effective system to monitor, report and penalise TAP 10 4.5 4.1 10 UCR 0.5 increase from 2016 Spatial Development Plan (SDP) violations (UPD) Top Indian City | Score: 5.1 4.3 2 Sharply focus on improving collection efficiencies, explore 10 technology and outsourcing ELPR solutions to enable the same (UCR) Key findings 3 Create a medium-term workforce plan and an annual workforce • Improvement in per-capita capital expenditure, on average in the last three plan, aligned to medium-term fiscal years plan and annual budgets (UCR) • Audited annual financial statements made available online. Only 12/23 cities have made it available online 4 Adopt open data standards, usher in radical transparency in finances • Undertaken AMRUT reforms on appointment of internal auditor, credit rating and publishing e-newsletters and operations; systematically provide actionable data at a • Internal audit report made available online. Only 6/23 cities have made it neighborhood level (TAP) available online State Governments City factoids 1 Overhaul planning acts, mandate creation of three levels of SDPs with defined objectives and Own revenue proportion to total expenditure % and capex per capita – Lucknow v/s ** metrics and covering the planning Preparation, Implementation & Enforcement (PIE) (UPD) 10,000 125 9,000 100 2 Enact Fiscal Responsibility and 8,000 75 Budget Management (FRBM) 7,000 50 Act legislation, mandate audit of 6,000 25 annual accounts by CAs by 31 July Own revenue to 5,000 0 total expenditure % each year (UCR) 4,000 3,000 3 Overhaul cadre and recruitment 2,000 rules to bring them up to modern, 1,000 contemporary standards of HR

Capital expenditure per capita (in Rs) 0 management 2013 - 14 2014 - 15 2015 - 16 4 Overhaul municipal corporation acts to empower the empower the and ensure critical functions are meaningfully In practice, the municipal body in Lucknow handles only 7 functions as opposed to the 18 listed in the 74th Constitution Amendment Act (CAA). devolved, and and councils have full powers over staffing and finances (ELPR)

The mayor of Lucknow is directly elected by its citizens and has a 5 year term. 5 Enact community participation law and public disclosure law. Notify rules and implement them in Voter turnout in last municipal elections is 47.00% compared to 56.60% in state spirit (TAP) elections. Government of India *UPD: Urban Planning & Design, UCR: Urban Capacities & Resources, ELPR: Empowered & Legitimate Political Representation 1 Lead the effort on ametropolitan and TAP: Transparency, Accountability & Participation are the four components of the ‘City-Systems’ framework used for ASICS evaluation governance paradigm, evolve **Mumbai has been chosen as the benchmark city since it has the highest capex per capita consensus with state governments (ELPR)