OMB No. 1545-0052 Form 990-PF Return of Private Foundation I or Section 4947(a)(1) Trust Treated as Private Foundation À¾µ» Do not enter social security numbers on this form as it may be made public. Department of the Treasury I Internal Revenue Service Go to www.irs.gov/Form990PF for instructions and the latest information. Open to Public Inspection For calendar year 2017 or tax year beginning , 2017, and ending , 20 Name of foundation A Employer identification number THE ANDREW W. MELLON FOUNDATION 13-1879954 Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B Telephone number (see instructions)
140 EAST 62ND STREET (212) 838-8400 City or town, state or province, country, and ZIP or foreign postal code C If exemption applicationm m is m m m m m m I pending, check here NEW YORK, NY 10065 m m I G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations, check here Final return Amended return 2. Foreign organizations meeting the 85% test, checkm here m mand m attach m m m m m I Address change Name change computation H Check type of organization:X Section 501(c)(3) exempt private foundation E If private foundation status was terminatedm I Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation under section 507(b)(1)(A), check here I J X Fair market value of all assets at Accounting method: Cash Accrual F If the foundation is in a 60-month terminationm I end Iof year (from Part II, col. (c), line Other (specify) under section 507(b)(1)(B), check here 16) $ 6,855,615,466. (Part I, column (d) must be on cash basis.) Analysis of Revenue and Expenses (d) Disbursements Part I (The (a) Revenue and total of amounts in columns (b), (c), and (d) (b) Net investment (c) Adjusted net for charitable expenses per income income purposes may not necessarily equal the amounts in books column (a) (see instructions).) m (cash basis only) 1 Contributions, gifts, grants, etc., received (attach schedule) I if the foundationm m is m not m mrequired m m m mto m 2 Check X attach Sch. B m 11,592. 11,592. 3 Interest on savings and temporary cash investments ATCH 1 m m m m 23,311,214. 18,368,985. ATCH 2 4 Dividends andmmmmmmmmmmmmmmmmm interest from securities 5a Gross rents b Net rental income or (loss) 404,677,484. 6a Net gain or (loss) from sale of assets not on line 10 b Gross sales price for all 399,541,409. assets on line 6a m 256,778,060. 7 Capital gain net income (fromm m Part m m IV, m m line m m 2) m m Revenue 8 Net short-term capital gainmmmmmmmmmmmm 9 Income modifications 10 a Gross sales less returnsm m m m m and allowances m b Less: Cost of goods sold m m m m c Gross profit or (loss) (attach schedule) m m m m m m m 121,764,334. 11 Other income (attach schedule)mATCH m m m m3 m m m 12 Total. Add lines 1 through 11 428,000,290. 396,922,971. 0. m m 3,417,458. 1,059,833. 2,357,625. 13 Compensation of officers, directors, trustees, etc. m m m m m 14,039,075. 5,114,208. 9,043,004. 14 Other employee salaries and wages m m m m m m 6,020,655. 1,994,515. 4,027,620. 15 Pension plans, employee benefits m m m m m m m m m 696,045. 229,678. 439,689. 16 a Legal fees (attach schedule) ATCH 4 m m m m m m 580,882. 145,979. 404,663. b Accounting fees (attach schedule)ATCH 5 m m m 12,522,442. 11,079,669. 1,413,130. c Other professional fees (attach schedule) [6] mmmmmmmmmmmmmmmmmmm 1,246,649. 1,157,914. 17 Interest ATCH 7 m m m 5,389,695. 18 Taxes (attach schedule) (see instructions)[8] m 2,212,630. 531,031. 19 Depreciation (attach schedule) and depletion mmmmmmmmmmmmmmmmm 844,541. 199,858. 644,683. 20 Occupancy m m m m m m 1,650,918. 125,526. 1,335,785. 21 Travel, conferences, and meetings m m m m m m m m m m 165,666. 22,674. 142,796. 22 Printing and publications m m m m m m 4,238,273. 983,822. 3,937,442. 23 Other expenses (attach schedule)ATCH 9 24 Total operating and administrative expenses. mmmmmmmmmmm 53,024,929. 21,486,793. 24,904,351. Add lines 13 through 23 m m m m m m m 282,293,541. 302,078,167.
Operating and Administrative Expenses Administrative and Operating 25 Contributions, gifts, grants paid 26 Total expenses and disbursements. Add lines 24 and 25 335,318,470. 21,486,793. 0. 326,982,518. 27 Subtract line 26 from line 12: m m a Excess of revenue over expenses and disbursements 92,681,820. b Net investment income (if negative, enter -0-)m m 375,436,178. c Adjusted net income (if negative, enter -0-) 0. JSA For Paperwork Reduction Act Notice, see instructions. Form 990-PF (2017) 7E1410 1.000 43461C 2532 Page 1 Department of the Treasury Notice CP2l 1A Internal Revenue Service Tax period December 31, 2017 ~ Ogden UT 84201 Notice date May 28, 2018 IRS ~mployer ID number 13-187995.t To contact us Phone 1·877-829 ·5500 FAX 801-620-5555 071628.854417.70430.23451 1 AB 0 . 408 370 Page 1 of 1 11 1 1 11 1 1 1 1 111 1 1111 111 111 11 I• 111 •I 11 1I111 1• •• 1 1II 1 I• 111 h 1 11 1I I Id ANDREW W MELLON FOUNDATION ,-~ % THOMAS SANDERS CFO ~~ 140 E 62ND ST ~ NEW YORK NY 10065·8124
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Important information about your December 31, 2017 Form 990PF We approved your Form 8868, Application for Extension of Time To File an Exempt Organization Return
We approved the Form 8868 for your What you need to do December 31, 2017 Form 990PF. File your December 31, 2017 Form 990PF by November 15, 20 t 8. We encourage you Your new due date is November l 5, 2018. to use electronic filing-the fastest and easiest way to file. Visit www.irs.gov/charities to learn about approved e·File providers, what types of returns can be filed electronically, and whether you are required to file electronically.
Additional information • Visit www.irs.gov/cp21 ta • For tax forms, instructions, and publications, visit www.irs.gov or call 1-800·TAX-FORM (1-800-829·3676). • Keep this notice for your records. If you need assistance, please don't hesitate to contact us.
Page 2 Form 990-PF (2017) THE ANDREW W. MELLON FOUNDATION 13-1879954 Page 2 Attached schedules and amounts in the Beginning of year End of year Part II Balance Sheets description column should be for end-of-year amountsmmmmmmmmmmmmmmmmmm only. (See instructions.) (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing 4,561,734. 2,899,191. 2,899,191. mmmmmmmmmmm 127,258,467. 170,568,283. 170,568,283. 2 Savings and temporaryI cash investments 3 Accounts receivable 170,384,983. I 56,518,914. 170,384,983. 170,384,983. Less: allowance forI doubtful accounts 4 Pledges receivable I Less: allowance formmmmmmmmmmmmmmmmmmmmmmm doubtful accounts 5 Grants receivable 6 Receivables due from officers, directors, trustees, andm other m m m disqualified persons (attach schedule) (see instructions)I 7 Other notes and loans receivable (attachI schedule) Less: allowance for doubtfulmmmmmmmmmmmmmmmmmmm accounts 8 Inventories for sale or use mmmmmmmmmmmm 9 Prepaid expenses and deferred charges m m Assets 10a Investments - U.S. and state government obligations (attach schedule)[10] 258,288,881. 245,526,667. 245,526,667. ATCHm m m m11ATCH m m m m 332,790,837. 330,217,578. 330,217,578. b Investments - corporate stock (attach schedule) m m m m m m m m c Investments - corporate bonds (attach schedule) ATCH 12ATCH 135,373,507. 160,192,766. 160,192,766. 11 Investments - land, buildings, I and equipment: basis Less: accumulated depreciation I (attach schedule) mmmmmmmmmmmmmmmmm 12 Investments - mortgage loans mmmmmmmmmmmmm 13 Investments - other (attach schedule) ATCH 13ATCH 5,304,732,899. 5,741,730,042. 5,741,730,042. 14 Land, buildings, and I 66,305,029. ATCH 14 equipment: basis Less: accumulated depreciation I 37,129,847. 30,489,237. 29,175,182. 29,175,182. (attach schedule) I 15 Other assets (describe ATCH 15ATCH ) 4,400,686. 4,920,774. 4,920,774. 16 Total assets (to be completed bymmmmmmmmmmmmm all filers - see the instructions. Also, see page 1, item I) mmmmmmmmmmm 6,254,415,162. 6,855,615,466. 6,855,615,466. 17 Accounts payable and accrued expenses 27,958,473. 41,400,525. mmmmmmmmmmmmmmmmmmmmmmmm 119,358,611. 101,387,861. 18 Grants payable mmmmmmmmmmmmmmmmmmmmmmm 19 Deferred revenue m m 20 Loans from officers, directors, trustees, and other disqualified personsm m m m m 21 Mortgages and other notes payable (attach schedule)
Liabilities I ATCH 16ATCH 94,350,000. 44,350,000. 22 Other liabilities (describe mmmmmmmmmmm) 23 Total liabilities (add lines 17 through 22) m m m m I 241,667,084. 187,138,386. Foundations that follow SFAS 117, check here X and complete lines 24 through 26, and lines 30 and 31. mmmmmmmmmmmmmmmmmmmmmmmmm 6,012,748,078. 6,668,477,080. 24 Unrestricted mmmmmmmmmmmmmmmmmmmm 25 Temporarily restricted mmmmmmmmmmmmmmmmmmmm 26 Permanently restricted I Foundations that do not follow SFAS 117, check here and complete lines 27 through 31. m m m m m m m m m 27 Capital stock, trust principal, or current funds m m m m m m 28 Paid-in or capital surplus, or land, bldg., and equipment fund m m 29 Retained earnings, accumulated income, endowment, or otherm mfunds m m m m 30 Total net assets or fund balances (see instructions) 6,012,748,078. 6,668,477,080. 31 Total liabilities and net assets/fund balances Net Assets or Fund Balances Fund or NetAssets mmmmmmmmmmmmmmmmmmmmmmmmm(see instructions) 6,254,415,162. 6,855,615,466. Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning ofmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm year - Part II, column (a), line 30 (must agree with end-of-year figure reported on priormmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm year's return) 1 6,012,748,078. 2 Enter amount from Part I, line 27a I 2 92,681,820. 3 Other increases not includedmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm in line 2 (itemize) ATCH 17 3 575,147,182. 4 Add lines 1, 2, and 3 I 4 6,680,577,080. 5 Decreases not included in line 2 (itemize) ATCH 18 m m m m 5 12,100,000. 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 6 6,668,477,080. Form 990-PF (2017)
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7E1420 1.000 43461C 2532 Page 3 THE ANDREW W. MELLON FOUNDATION 13-1879954 Form 990-PF (2017) Page 3 Part IV Capital Gains and Losses for Tax on Investment Income (b) How (a) List and describe the kind(s) of property sold (for example, real estate, acquired (c) Date acquired (d) Date sold 2-story brick warehouse; or common stock, 200 shs. MLC Co.) P - Purchase (mo., day, yr.) (mo., day, yr.) D - Donation 1 a SEE PART IV SCHEDULE b c d e (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale ((e) plus (f) minus (g)) a b c d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69. (l) Gains (Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. (k), but not less than -0-) or (i) FMV as of 12/31/69 as of 12/31/69 over col. (j), if any Losses (from col. (h)) a b c d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) $ & If (loss), enter -0- in Part I, line 7 2 256,778,060. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm enter in Part I, line 8, column (c). See instructions. If (loss), enter -0- in & Part I, line 8 3 0. Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? YesX No If "Yes," the foundation doesn't qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see the instructions before making any entries. (a) (b) (c) (d) Base period years Distribution ratio Calendar year (or tax year beginning in) Adjusted qualifying distributions Net value of noncharitable-use assets (col. (b) divided by col. (c)) 2016 317,037,648. 6,062,138,667. 0.052298 2015 228,253,965. 6,273,810,582. 0.036382 2014 256,966,074. 6,182,416,149. 0.041564 2013 258,701,955. 5,650,305,002. 0.045785 2012 281,427,094. 5,260,162,220. 0.053502 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 2 Total of line 1, column (d) 2 0.229531 3 Average distribution ratio for the 5-year base period - divide the total on line 2 mby m 5.0, m m mor m by m m 3 0.045906 the number of years the foundation has been in existence if less than 5 yearsm m m m m m m m m 4 Enter the net value of noncharitable-use assets for 2017 from Part X, line 5 4 6,440,988,742.
mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 5 295,680,029. 5 Multiply line 4 by line 3 mmmmmmmmmmmmmmmmmmm 6 3,754,362. 6 Enter 1% of net investmentmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm income (1% of Part I, line 27b) 7 299,434,391. 7 Add lines 5 and 6 mmmmmmmmmmmmmmmmmmmmmmmm 8 Enter qualifying distributions from Part XII, line 4 8 326,982,518. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions. JSA Form 990-PF (2017) 7E1430 1.000 43461C 2532 Page 4 Form 990-PF (2017) THE ANDREW W. MELLON FOUNDATION 13-1879954 Page 4 Part VI Excise Tax Based on Investment Income (SectionI 4940(a), 4940(b), 4940(e),m m m 7 or 4948 - see instructions) 1a Exempt operating foundations described in section 4940(d)(2), check here and enter "N/A" on line 1. Date of ruling or determination letter: (attach copy of letter if necessary - see instructions) * b DomesticI foundations that meet the section mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 4940(e) requirements in Part V, check 8 1 3,754,362. here X and enter 1% of Part I, line 27b c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of 9 Part I, line 12, col. (b). 2 Tax under sectionmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 511 (domestic section 4947(a)(1) trusts and taxable foundations only; others, enter -0-) 2 3 Add lines 1 and 2 3 3,754,362. 0. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundationsmmmmmmmmmmmmm only; others, enter -0-) 4 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- 5 3,754,362. 6 Credits/Payments: m m m m 8,597,064. a 2017 estimated tax payments and 2016 overpaymentmmmmmmmmmmmmm credited to 2017 6a b Exempt foreign organizations - tax withheld at source m m m m m m m 6b c Tax paid with application for extension of timemmmmmmmmmmmmmmmmmm to file (Form 8868) 6c d Backup withholding erroneously withheld mmmmmmmmmmmmmmmmmmmmmmmmmmmmm6d 7 Total credits and payments. Add lines 6a through 6d 7 8,597,064. X m m m m m m m 8 Enter any penalty for underpayment of estimated tax. Check here if Formmmmmmmmmmmmmmmmm 2220 is attached I 8 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed 9 m m m m m m m m m m I 4,842,702. 10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter Ithe amount overpaid 10 11 Enter the amount of line 10 to be: Credited to 2018 estimated tax 4,842,702. Refunded I 11 Part VII-A Statements Regarding Activities 1a During the tax year, did the foundation attemptmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm to influence any national, state, or local legislation or did it Yes No participate or intervene in any political campaign? 1a X b Did it spend more than $100mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm during the year (either directly or indirectly) for political purposes? See the instructions for the definition 1b X If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connectionmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm with the activities. c Did the foundation file Form 1120-POL for this year? 1c X d Enter the amount (ifI any) of tax on political expenditures (section 4955) imposed duringI the year: (1) On the foundation. $ (2) On foundation managers. $ e Enter the reimbursement I (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. $ mmmmmmmmmmmmmmm 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 X If "Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of mmmmmmmmmmm X incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of themmmmmmmmmmmmmmmmm changes ATCH 19 3 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4a X mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm X b If "Yes," has it filed a tax return on Form 990-T for this year? mmmmmmmmmmmmmmmmmm 4b 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? 5 X If "Yes," attach the statement required by General Instruction T. 6 Are% the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: % By language in the governing instrument, or By state legislation that effectively amends the governingmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? 6 X X 7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," completeI Part II, col. (c), and Part XV 7 8a Enter the states to which the foundation reports or with which it is registered. See instructions. NY, b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PFmmmmmmmmmmmmmmmmm to the Attorney General (or designate) of each state as required by General Instruction G? If "No," attach explanation 8b X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendarmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm year 2017 or the tax year beginning in 2017? See the instructions for Part XIV. If "Yes," complete Part XIV 9 X 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm X names and addresses 10 Form 990-PF (2017)
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7E1440 1.000 43461C 2532 Page 5 Form 990-PF (2017) THE ANDREW W. MELLON FOUNDATION 13-1879954 Page 5 Part VII-A Statements Regarding Activities (continued) Yes No 11 At any time during the year, did the foundation, directly or mmmmmmmmmmmmmmmmmmmmmmmmmmm indirectly, own a controlled entity within the meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions 11 X 12 Did the foundation make a distribution to a donor advised fund mmmmmmmmmmmmmmmmmmmmmmmmmm over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement. See instructions ATCH 20 ATCH 21 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X I WWW.MELLON.ORG Website address I I 14 The books are in care of THOMAS SANDERS, CFO Telephone no. 212-838-8400 I140 EAST 62ND STREET, NEW YORK, NY I 10065 Located at ZIP+4 mmmmmmmmmmmm I 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieummmmmmmmmmmmmmmmmm of Form 1041 - check here I and enter the amount of tax-exempt interest received or accrued during the year 15 16 At any time during calendar year 2017, did the foundation havemmmmmmmmmmmmmmmmmmmmmmmmmmmmm an interest in or a signature or other authority Yes No over a bank, securities, or other financial account in a foreign country? 16 X See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes," enter the name of the foreign country I SEE GENERAL EXPLANATION Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1a During the year, did the foundation (either directly or indirectly): m m m m m m m m m (1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesX No (2) Borrow money from,mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm lend money to, or otherwise extend credit to (or accept it from) a disqualified person? YesX No m m m m m m m m m X (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?m m m m m m m m m m Yes No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? X Yes No (5) Transfer any income or assets to a disqualifiedmmmmmmmmmmmmmmmmmmmmmmmmmmmm person (or make any of either available for the benefit or use of a disqualified person)? YesX No (6) Agree to pay money or property to a government official? (Exception. Check "No" if the foundation agreed to make a grant to or to employ themmmmmmmmmmmmmmmmm official for a period after termination of government service, if terminating within 90 days.) YesX No b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations mmmmmmmmmmmmmmmmmmm X section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructionsmmmmmmmmmmmmmmm I 1b Organizations relying on a current notice regarding disaster assistance, check here c Did the foundation engage in a prior year in any of the acts describedmmmmmmmmmmmmmmmmmmmmmmmmmmm in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2017? 1c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): a At the end of tax year 2017, did the foundation have any undistributed income (lines 6d and mmmmmmmmmmmmmmmmmmmmmmmmmm X 6e, Part XIII) for tax year(s)I beginning before 2017? Yes No If "Yes," list the years , , , b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributedmmmmmmmmmmmmmmmmmmmmmmmmmmmmm income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement - see instructions.) 2b c IfI the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. , , , 3a Did the foundation hold moremmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm than a 2% direct or indirect interest in any business enterprise at any time during the year? X Yes No b If "Yes," did it have excess business holdings in 2017 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holdingmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2017.) 3b X 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a X b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2017? 4b X Form 990-PF (2017)
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7E1450 1.000 43461C 2532 Page 6 Form 990-PF (2017) THE ANDREW W. MELLON FOUNDATION 13-1879954 Page 6 Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year, did the foundation pay or incur any amount to: m m m m m m Yes No (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesX No (2) Influence the outcome of any specific public mmmmmmmmmmmmmmmmmmmmmmmm election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? mmmmmmmmmmm YesX No (3) Provide a grant to an individual for travel, study, or other similar purposes? YesX No (4) Provide a grant to an organization othermmmmmmmmmmmmmmmmmmmmmmmmmmmm than a charitable, etc., organization described in section 4945(d)(4)(A)? See instructions X Yes No (5) Provide for any purpose other than religious, charitable, scientific,mmmmmmmmmmmmmmmm literary, or educational purposes, or for the prevention of cruelty to children or animals? YesX No b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the mmmmmmmmmmmmm exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance? Seemmmmmmmmmmmmmmmmmm instructions I 5b X Organizations relying on a current notice regarding disaster assistance, check here c If the answer is "Yes" to question 5a(4), does the foundationmmmmmmmmmmmmmmmmmmm claim exemption from the tax because it maintained expenditure responsibility for the grant? ATCH 22 X Yes No If "Yes," attach the statement required by Regulations section 53.4945-5(d). 6a Did the foundation, during themmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? m mYes m m m m mX mNo m m b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X If "Yes" to 6b, file Form 8870. m m 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? m mYes m m m m mX mNo m m b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? 7b Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, foundation managers and their compensation. See instructions. (b) (c) (d) Title, and average Compensation Contributions to (e) Expense account, (a) Name and address hours per week (If not paid, employee benefit plans devoted to position enter -0-) and deferred compensation other allowances
ATCH 23 3,207,458. 353,615. 210,000.
2 Compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter "NONE." (b) (d) Contributions to Title, and average (e) (a) hours per week (c) employee benefit Expense account, Name and address of each employee paid more than $50,000 Compensation plans and deferred other allowances devoted to position compensation
ATCH 24 2,512,481. 1,037,759. 45,000.
mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmI Total number of other employees paid over $50,000 83 Form 990-PF (2017)
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7E1460 1.000 43461C 2532 Page 7 THE ANDREW W. MELLON FOUNDATION 13-1879954 Form 990-PF (2017) Page 7 Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services. See instructions. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
ATCH 25 7,917,913.
mmmmmmmmmmmmmmmmmmmmmm I Total number of others receiving over $50,000 for professional services 21 Part IX-A Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of Expenses organizations and other beneficiaries served, conferences convened, research papers produced, etc. 1 SEE GENERAL EXPLANATION
2,899,698. 2
3
4
Part IX-B Summary of Program-Related Investments (see instructions) Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount 1 NONE
2
All other program-related investments. See instructions. 3 NONENONE mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I Total. Add lines 1 through 3 Form 990-PF (2017)
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7E1465 1.000 43461C 2532 Page 8 THE ANDREW W. MELLON FOUNDATION 13-1879954 Form 990-PF (2017) Page 8 Part X Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm a Average monthly fair market valuemmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm of securities 1a 6,520,271,902. b Average of monthly cash balances mmmmmmmmmmmmmmmmmmmmmmmmmmm 1b 1,302,963. c Fair market value of all other mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmassets (see instructions) 1c 17,500,000. d Total (add lines 1a, b, and c) 1d 6,539,074,865. e Reduction claimed for blockage ormmmmmmmmmmmmmmmmmmmm other factors reported on lines 1a and 1c (attach detailed explanation) mmmmmmmmmmmmmmmmmmmmmmmmmmm1e 2 Acquisition indebtedness applicablemmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm to line 1 assets 2 3 Subtract line 2 from line 1d 3 6,539,074,865. 4 Cash deemedmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm held for charitable activities. Enter 1 1/2 % of line 3 (for greater amount, see instructions) 4 98,086,123. 5 Net value of noncharitable-use assets. Subtract mmmmmmmmmmmmmmmmmmmmmmmmmmmmmline 4 from line 3. Enter here and on Part V, line 4 5 6,440,988,742. 6 Minimum investment return. Enter 5% of line 5 6 322,049,437. Part XI Distributable Amount (see instructions) (SectionI 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations, check heremmmmmmmmmmmmmmmmmmmmmmmmmmmmmm and do not complete this part.) 1 Minimum investment return from Part X, line 6 m m m m m m m 1 322,049,437. 2 a Tax on investment income for 2017 from Part VI, line 5 m m 2a 3,754,362. b Income tax for 2017. mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm(This does not include the tax from Part VI.) 2b c Add lines 2a and 2b 2c 3,754,362. mmmmmmmmmmmmmmmmm 318,295,075. 3 Distributable amount before adjustments. Subtract line 2cmmmmmmmmmmmmmmmmmmmmmmmm from line 1 3 4 Recoveries of amountsmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm treated as qualifying distributions 4 1,856,710. 5 Add lines 3 and 4 mmmmmmmmmmmmmmmmmmmmmmmmmm 5 320,151,785. 6 Deduction from distributable amount (see instructions) 6 7 Distributablemmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 7 320,151,785. Part XII Qualifying Distributions (see instructions) 1 Amounts paid (including administrative expenses) to accomplish charitable,mmmmmmmmmmmmmmmm etc., purposes: a Expenses, contributions, gifts, etc. - total from Partmmmmmmmmmmmmmmmmmmmmmmmmmmmm I, column (d), line 26 1a 326,982,518. b Program-related investments - total from Part IX-B 1b 2 Amounts paidmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 2 3 Amounts set aside for specific charitable projectsmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm that satisfy the: a Suitability test (prior IRS approval required) mmmmmmmmmmmmmmmmmmmmmmmmmmm 3a b Cash distribution test (attach the required schedule) 3b 4 Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4 4 326,982,518. 5 Foundations that qualify under section 4940(e)mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b. See instructions mmmmmmmmmmmmmmmmmmmmmm 5 3,754,362. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 6 323,228,156. Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. Form 990-PF (2017)
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7E1470 1.000 43461C 2532 Page 9 THE ANDREW W. MELLON FOUNDATION 13-1879954
Form 990-PF (2017) Page 9 Part XIII Undistributed Income (see instructions) (a) (b) (c) (d) 1 Distributablemmmmmmmmmmmmmmmmmmmmm amount for 2017 from Part XI, Corpus Years prior to 2016 2016 2017 line 7 320,151,785. 2 Undistributed income, if any, asmmmmmmmmmmm of the end of 2017: a Enter amount for 2016 only 25,563,375. b Total for prior years: 2015 ,20 14,20 13 3 Excess distributionsm m m m mcarryover, m if any, to 2017: a From 2012 m m m m m m b From 2013 m m m m m m c From 2014 m m m m m m d From 2015 m m m m m m e From 2016 mmmmmmmmmmm f Total of lines 3a through e 0. 4 QualifyingI distributions for 2017 from Part XII, line 4: $ 326,982,518. m m m a Applied to 2016, but not more than line 2a 25,563,375. b Applied to undistributed income ofm mprior m m years m m m (Election required - see instructions) c Treated as distributions outmmmmmmmmmmm of corpus (Election required - see instructions) m m m m m m 301,419,143. d Applied to 2017 distributable amount m m m e Remaining amount distributed out of corpus 5 Excess distributions carryover applied to 2017 (If an amount appears in column (d), the same amount must be shown in column (a).) 6 Enter the net total of each column as indicated below: a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 b Prior years' undistributedmmmmmmmmmmmmmmm income. Subtract line 4b from line 2b c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the sectionm m m m 4942(a) m m m m tax has been previously assessed d Subtract line 6c frommmmmmmmmmmmm line 6b. Taxable amount - see instructions e Undistributed income for 2016. Subtract line 4a from linemmmmmmmmmmmmmmmmmm 2a. Taxable amount - see instructions
f Undistributed income for 2017. Subtract lines 4d and 5 from linemmmmmmmmmmmmmmm 1. This amount must be distributed in 2018 18,732,642. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3)mmmmmmmmmmm (Election may be required - see instructions) 8 Excess distributions carryover from 2012m not m m applied on line 5 or line 7 (see instructions) 9 Excess distributions carryover to 2018. m m m m m m m 0. Subtract lines 7 and 8 from line 6a 10 Analysis of line 9: m m m a Excess from 2013 m m m b Excess from 2014 m m m c Excess from 2015 m m m d Excess from 2016 m m m e Excess from 2017 Form 990-PF (2017)
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7E1480 1.000 43461C 2532 Page 10 Form 990-PF (2017) THE ANDREW W. MELLON FOUNDATION 13-1879954 Page 10 Part XIV Private Operating Foundations (see instructions and Part VII-A, question 9) NOT APPLICABLE 1 a If the foundation has received a ruling or determination letter thatmmmmmmmmmmmmmm it is a private operatingI foundation, and the ruling is effective for 2017, enter the date of the ruling b Check box to indicate whether the foundation is a private operating foundation described in section 4942(j)(3) or 4942(j)(5) Tax year Prior 3 years 2 a Enter the lesser of the ad- (e) Total justed net income from Part (a) 2017 (b) 2016 (c) 2015 (d) 2014 I or the minimum investment return fromm Part m m X m for m meach m m year listed m m m m m m b 85% of line 2a c Qualifying distributions from Partm XII, line 4 for each year listed d Amounts included in line 2c not used directly for activem m conduct m m m of exempt activities e Qualifying distributions made directly for active conduct of exempt activities.m Subtract m m m m line m 2d from line 2c 3 Complete 3a, b, or c for the alternative test relied upon: a "Assets" alternative test m- enter: m m m (1) Value of all assets (2) Value of assets qualifying under section m m m m m 4942(j)(3)(B)(i) b "Endowment" alternative test- enter 2/3 of minimum invest- ment return shown in Partm m X, m line 6 for each year listed c "Support" alternative test - enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (sectionm m 512(a)(5)), m m m m or royalties) (2) Support from general public and 5 or more exempt organizations as provided in m section m m m 4942 m m (j)(3)(B)(iii) (3) Largest amount of sup- port from m an m m exempt m m m organization m (4) Gross investment income Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year - see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE 2 InformationI Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc., to individuals or organizations under other conditions, complete items 2a, b, c, and d. See instructions. a The name, address, and telephone number or email address of the person to whom applications should be addressed: ATCH 26 b The form in which applications should be submitted and information and materials they should include:
ATCH 27 c Any submission deadlines:
ATCH 28 d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: ATCH 29 JSA 7E1490 1.000 Form 990-PF (2017) 43461C 2532 Page 11 THE ANDREW W. MELLON FOUNDATION 13-1879954 Form 990-PF (2017) Page 11 Part XV Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment Recipient If recipient is an individual, Foundation show any relationship to Purpose of grant or Amount any foundation manager status of contribution Name and address (home or business) or substantial contributor recipient a Paid during the year
ATCH 30
mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I Total 3a 302,078,167. b Approved for future payment
ATCH 31
mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I Total 3b 39,322,000.
JSA Form 990-PF (2017) 7E1491 1.000
43461C 2532 Page 12 THE ANDREW W. MELLON FOUNDATION 13-1879954 Form 990-PF (2017) Page 12 Part XVI-A Analysis of Income-Producing Activities (e) Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 Related or exempt (a) (b) (d) (c) function income Business code Amount Amount 1 Program service revenue: Exclusion code (See instructions.) a b c d e f g Fees and contracts from government m agencies m m m m 2 Membership dues and assessments m 14 11,592. 3 Interest on savings and temporary cash investments m m m m 14 23,311,214. 4 Dividends and interest from securities 5 Net rental income or (loss) fromm m mreal m mestate: m m m m m a Debt-financed property m m m m m m m m b Not debt-financed property 6 Net rental income or (loss) fromm m personal m m m m property m m m m 7 Other investment income 525990 4,891,509. 18 399,785,975. 8 Gain or (loss) from sales of assets other than inventorym m m 9 Net income or (loss) from special events m m 10 Gross profit or (loss) from sales of inventory 11 Other revenue: a b c d e m m m m 12 Subtotal. Add columns (b), (d), and (e) mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm4,891,509. 423,108,781. 13 Total. Add line 12, columns (b), (d), and (e) 13 428,000,290. (See worksheet in line 13 instructions to verify calculations.) Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes Line No. Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the L accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See instructions.)
JSA Form 990-PF (2017) 7E1492 1.000 43461C 2532 Page 13 Page 14 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AMADA HOLDINGS CO LTD NPV P 04/08/2014 04/11/2017 PROPERTY TYPE: SECURITIES 255,112. 154,107. 101,005.
ARCS COMPANY LTD NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 309,175. 241,146. 68,029.
AS ONE CORPORATION NPV P 12/26/2013 10/19/2017 PROPERTY TYPE: SECURITIES 21,217. 9,226. 11,991.
AS ONE CORPORATION NPV P 04/09/2014 10/31/2017 PROPERTY TYPE: SECURITIES 43,889. 21,056. 22,833.
AS ONE CORPORATION NPV P 12/27/2013 10/24/2017 PROPERTY TYPE: SECURITIES 58,106. 25,867. 32,239.
AS ONE CORPORATION NPV P 04/21/2015 11/06/2017 PROPERTY TYPE: SECURITIES 49,150. 28,544. 20,606.
AS ONE CORPORATION NPV P 04/08/2014 10/27/2017 PROPERTY TYPE: SECURITIES 108,650. 52,657. 55,993.
AS ONE CORPORATION NPV P 04/09/2014 10/27/2017 PROPERTY TYPE: SECURITIES 27,162. 13,160. 14,002.
AS ONE CORPORATION NPV P 12/25/2013 09/06/2017 PROPERTY TYPE: SECURITIES 150,420. 63,180. 87,240.
AS ONE CORPORATION NPV P 12/26/2013 09/06/2017 PROPERTY TYPE: SECURITIES 59,094. 25,372. 33,722.
AS ONE CORPORATION NPV P 04/09/2014 11/02/2017 PROPERTY TYPE: SECURITIES 27,155. 13,160. 13,995.
AS ONE CORPORATION NPV P 04/15/2015 11/02/2017 PROPERTY TYPE: SECURITIES 21,724. 12,311. 9,413.
JSA 7E1730 1.000 43461C 2532 Page 15 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AS ONE CORPORATION NPV P 04/21/2015 11/02/2017 PROPERTY TYPE: SECURITIES 48,879. 28,544. 20,335.
AS ONE CORPORATION NPV P 04/09/2014 10/30/2017 PROPERTY TYPE: SECURITIES 59,947. 28,952. 30,995.
AS ONE CORPORATION NPV P 12/26/2013 10/18/2017 PROPERTY TYPE: SECURITIES 37,395. 16,146. 21,249.
AS ONE CORPORATION NPV P 12/26/2013 10/20/2017 PROPERTY TYPE: SECURITIES 84,794. 36,904. 47,890.
AS ONE CORPORATION NPV P 12/27/2013 10/20/2017 PROPERTY TYPE: SECURITIES 37,097. 16,461. 20,636.
AS ONE CORPORATION NPV P 04/09/2014 11/01/2017 PROPERTY TYPE: SECURITIES 77,405. 36,848. 40,557.
AS ONE CORPORATION NPV P 04/21/2015 11/08/2017 PROPERTY TYPE: SECURITIES 5,448. 3,172. 2,276.
AS ONE CORPORATION NPV P 04/22/2015 11/08/2017 PROPERTY TYPE: SECURITIES 43,585. 25,428. 18,157.
AS ONE CORPORATION NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 89,943. 47,288. 42,655.
AS ONE CORPORATION NPV P 12/25/2013 04/11/2017 PROPERTY TYPE: SECURITIES 115,641. 60,924. 54,717.
AS ONE CORPORATION NPV P 04/22/2015 11/09/2017 PROPERTY TYPE: SECURITIES 27,443. 15,892. 11,551.
AS ONE CORPORATION NPV P 04/23/2015 11/09/2017 PROPERTY TYPE: SECURITIES 38,421. 22,332. 16,089.
JSA 7E1730 1.000 43461C 2532 Page 16 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AS ONE CORPORATION NPV P 12/27/2013 10/23/2017 PROPERTY TYPE: SECURITIES 47,769. 21,164. 26,605.
AS ONE CORPORATION NPV P 12/27/2013 10/26/2017 PROPERTY TYPE: SECURITIES 70,776. 30,570. 40,206.
AS ONE CORPORATION NPV P 04/08/2014 10/26/2017 PROPERTY TYPE: SECURITIES 195,995. 94,782. 101,213.
AS ONE CORPORATION NPV P 12/27/2013 10/25/2017 PROPERTY TYPE: SECURITIES 74,905. 32,922. 41,983.
AS ONE CORPORATION NPV P 04/21/2015 11/07/2017 PROPERTY TYPE: SECURITIES 54,580. 31,715. 22,865.
AZBIL CORP NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 519,709. 361,314. 158,395.
AZBIL CORP NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 162,409. 113,691. 48,718.
CHIYODA CORP NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 307,085. 647,609. -340,524.
CHUGOKU MAR PAINTS NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 233,229. 168,476. 64,753.
COSEL CO LTD NPV P 05/17/2016 02/03/2017 PROPERTY TYPE: SECURITIES 746. 665. 80.
COSEL CO LTD NPV P 05/18/2016 02/03/2017 PROPERTY TYPE: SECURITIES 10,487. 9,434. 1,053.
COSEL CO LTD NPV P 05/19/2016 02/03/2017 PROPERTY TYPE: SECURITIES 6,910. 6,285. 625.
JSA 7E1730 1.000 43461C 2532 Page 17 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
COSEL CO LTD NPV P 04/08/2014 01/06/2017 PROPERTY TYPE: SECURITIES 16,440. 16,564. -124.
COSEL CO LTD NPV P 04/09/2014 01/11/2017 PROPERTY TYPE: SECURITIES 40,469. 40,090. 379.
COSEL CO LTD NPV P 04/09/2014 01/16/2017 PROPERTY TYPE: SECURITIES 12,913. 12,965. -52.
COSEL CO LTD NPV P 04/08/2014 01/05/2017 PROPERTY TYPE: SECURITIES 12,314. 12,590. -276.
COSEL CO LTD NPV P 04/09/2014 01/17/2017 PROPERTY TYPE: SECURITIES 8,398. 8,533. -135.
COSEL CO LTD NPV P 04/10/2014 01/26/2017 PROPERTY TYPE: SECURITIES 4,487. 4,505. -18.
COSEL CO LTD NPV P 04/27/2016 01/26/2017 PROPERTY TYPE: SECURITIES 13,735. 11,640. 2,095.
COSEL CO LTD NPV P 04/28/2016 01/26/2017 PROPERTY TYPE: SECURITIES 12,590. 10,757. 1,833.
COSEL CO LTD NPV P 05/02/2016 01/26/2017 PROPERTY TYPE: SECURITIES 9,466. 8,068. 1,397.
COSEL CO LTD NPV P 05/19/2016 02/06/2017 PROPERTY TYPE: SECURITIES 83. 74. 9.
COSEL CO LTD NPV P 04/09/2014 01/24/2017 PROPERTY TYPE: SECURITIES 15,982. 16,325. -343.
COSEL CO LTD NPV P 04/10/2014 01/24/2017 PROPERTY TYPE: SECURITIES 1,048. 1,080. -32.
JSA 7E1730 1.000 43461C 2532 Page 18 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
COSEL CO LTD NPV P 05/10/2016 01/30/2017 PROPERTY TYPE: SECURITIES 2,443. 2,073. 370.
COSEL CO LTD NPV P 05/11/2016 01/30/2017 PROPERTY TYPE: SECURITIES 16,057. 13,887. 2,170.
COSEL CO LTD NPV P 05/12/2016 01/30/2017 PROPERTY TYPE: SECURITIES 5,735. 4,974. 761.
COSEL CO LTD NPV P 05/13/2016 01/30/2017 PROPERTY TYPE: SECURITIES 3,590. 3,161. 429.
COSEL CO LTD NPV P 04/09/2014 01/19/2017 PROPERTY TYPE: SECURITIES 31,052. 30,885. 167.
COSEL CO LTD NPV P 05/13/2016 01/31/2017 PROPERTY TYPE: SECURITIES 20,571. 18,048. 2,523.
COSEL CO LTD NPV P 05/16/2016 01/31/2017 PROPERTY TYPE: SECURITIES 12,662. 11,252. 1,410.
COSEL CO LTD NPV P 05/17/2016 01/31/2017 PROPERTY TYPE: SECURITIES 35. 31. 4.
COSEL CO LTD NPV P 05/02/2016 01/27/2017 PROPERTY TYPE: SECURITIES 18,264. 15,346. 2,918.
COSEL CO LTD NPV P 05/06/2016 01/27/2017 PROPERTY TYPE: SECURITIES 15,094. 12,482. 2,612.
COSEL CO LTD NPV P 05/09/2016 01/27/2017 PROPERTY TYPE: SECURITIES 1,974. 1,660. 314.
COSEL CO LTD NPV P 05/10/2016 01/27/2017 PROPERTY TYPE: SECURITIES 4,842. 4,059. 783.
JSA 7E1730 1.000 43461C 2532 Page 19 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
COSEL CO LTD NPV P 04/10/2014 01/25/2017 PROPERTY TYPE: SECURITIES 6,827. 7,056. -230.
COSEL CO LTD NPV P 04/09/2014 01/23/2017 PROPERTY TYPE: SECURITIES 25,699. 25,929. -230.
COSEL CO LTD NPV P 04/08/2014 01/04/2017 PROPERTY TYPE: SECURITIES 39,353. 41,053. -1,700.
COSEL CO LTD NPV P 04/09/2014 01/13/2017 PROPERTY TYPE: SECURITIES 18,847. 18,604. 243.
COSEL CO LTD NPV P 04/09/2014 01/12/2017 PROPERTY TYPE: SECURITIES 15,217. 15,357. -140.
COSEL CO LTD NPV P 05/17/2016 02/01/2017 PROPERTY TYPE: SECURITIES 19,044. 16,977. 2,067.
COSEL CO LTD NPV P 04/09/2014 01/18/2017 PROPERTY TYPE: SECURITIES 8,121. 8,191. -70.
COSEL CO LTD NPV P 04/09/2014 01/20/2017 PROPERTY TYPE: SECURITIES 24,400. 24,562. -162.
COSEL CO LTD NPV P 04/08/2014 01/10/2017 PROPERTY TYPE: SECURITIES 4,883. 4,919. -36.
COSEL CO LTD NPV P 04/09/2014 01/10/2017 PROPERTY TYPE: SECURITIES 27,652. 27,547. 105.
DAIHEN CORP NPV P 05/10/2016 10/20/2017 PROPERTY TYPE: SECURITIES 50,726. 29,301. 21,424.
DAIHEN CORP NPV P 05/12/2016 10/20/2017 PROPERTY TYPE: SECURITIES 32,888. 17,245. 15,643.
JSA 7E1730 1.000 43461C 2532 Page 20 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
DAIHEN CORP NPV P 05/16/2016 10/25/2017 PROPERTY TYPE: SECURITIES 71,045. 39,779. 31,266.
DAIHEN CORP NPV P 05/02/2016 07/26/2017 PROPERTY TYPE: SECURITIES 39,000. 21,722. 17,278.
DAIHEN CORP NPV P 05/06/2016 07/26/2017 PROPERTY TYPE: SECURITIES 125,806. 69,046. 56,759.
DAIHEN CORP NPV P 04/26/2016 07/25/2017 PROPERTY TYPE: SECURITIES 5,587. 3,117. 2,470.
DAIHEN CORP NPV P 05/02/2016 07/25/2017 PROPERTY TYPE: SECURITIES 131,468. 73,373. 58,095.
DAIHEN CORP NPV P 04/19/2016 07/21/2017 PROPERTY TYPE: SECURITIES 79,804. 43,375. 36,429.
DAIHEN CORP NPV P 04/20/2016 07/21/2017 PROPERTY TYPE: SECURITIES 115,272. 63,089. 52,183.
DAIHEN CORP NPV P 04/21/2016 07/21/2017 PROPERTY TYPE: SECURITIES 8,867. 4,860. 4,007.
DAIHEN CORP NPV P 04/22/2016 07/21/2017 PROPERTY TYPE: SECURITIES 17,734. 10,046. 7,688.
DAIHEN CORP NPV P 04/25/2016 07/21/2017 PROPERTY TYPE: SECURITIES 56,129. 32,355. 23,774.
DAIHEN CORP NPV P 05/09/2016 10/19/2017 PROPERTY TYPE: SECURITIES 11,278. 6,511. 4,766.
DAIHEN CORP NPV P 05/10/2016 10/19/2017 PROPERTY TYPE: SECURITIES 45,890. 26,655. 19,235.
JSA 7E1730 1.000 43461C 2532 Page 21 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
DAIHEN CORP NPV P 05/13/2016 10/24/2017 PROPERTY TYPE: SECURITIES 110,030. 61,747. 48,284.
DAIHEN CORP NPV P 05/16/2016 10/24/2017 PROPERTY TYPE: SECURITIES 4,639. 2,622. 2,016.
DAIHEN CORP NPV P 05/09/2016 10/18/2017 PROPERTY TYPE: SECURITIES 57,632. 33,007. 24,625.
DAIHEN CORP NPV P 04/25/2016 07/24/2017 PROPERTY TYPE: SECURITIES 121,529. 69,873. 51,656.
DAIHEN CORP NPV P 04/26/2016 07/24/2017 PROPERTY TYPE: SECURITIES 21,132. 11,892. 9,240.
DAIHEN CORP NPV P 04/15/2016 04/11/2017 PROPERTY TYPE: SECURITIES 203,249. 156,952. 46,297.
DAIHEN CORP NPV P 04/18/2016 04/11/2017 PROPERTY TYPE: SECURITIES 49,272. 37,662. 11,611.
DAIHEN CORP NPV P 05/12/2016 10/23/2017 PROPERTY TYPE: SECURITIES 6,641. 3,476. 3,166.
DAIHEN CORP NPV P 05/13/2016 10/23/2017 PROPERTY TYPE: SECURITIES 79,755. 44,553. 35,203.
DAISEKI CO LTD NPV P 12/20/2013 01/13/2017 PROPERTY TYPE: SECURITIES 73,569. 71,126. 2,443.
DAISEKI CO LTD NPV P 12/20/2013 01/12/2017 PROPERTY TYPE: SECURITIES 83,520. 82,357. 1,163.
DAISEKI CO LTD NPV P 12/24/2013 01/17/2017 PROPERTY TYPE: SECURITIES 100,302. 98,549. 1,753.
JSA 7E1730 1.000 43461C 2532 Page 22 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
DAISEKI CO LTD NPV P 12/24/2013 01/19/2017 PROPERTY TYPE: SECURITIES 48,058. 47,379. 679.
DAISEKI CO LTD NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 552,135. 477,584. 74,551.
DAISEKI CO LTD NPV P 12/20/2013 01/16/2017 PROPERTY TYPE: SECURITIES 71,332. 69,255. 2,078.
DAISEKI CO LTD NPV P 12/24/2013 01/16/2017 PROPERTY TYPE: SECURITIES 7,712. 7,581. 131.
DAISEKI CO LTD NPV P 12/24/2013 01/18/2017 PROPERTY TYPE: SECURITIES 17,519. 17,057. 462.
DENKA COMPANY LTD NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 195,138. 159,109. 36,029.
DENKA COMPANY LTD NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 125,088. 102,116. 22,972.
DOSHISHA CO LTD NPV P 12/26/2013 04/10/2017 PROPERTY TYPE: SECURITIES 28,261. 21,059. 7,202.
DOSHISHA CO LTD NPV P 12/25/2013 04/06/2017 PROPERTY TYPE: SECURITIES 32,924. 24,540. 8,384.
DOSHISHA CO LTD NPV P 12/26/2013 04/06/2017 PROPERTY TYPE: SECURITIES 49,386. 37,655. 11,731.
DOSHISHA CO LTD NPV P 12/25/2013 04/05/2017 PROPERTY TYPE: SECURITIES 46,451. 34,083. 12,368.
DOSHISHA CO LTD NPV P 12/26/2013 04/07/2017 PROPERTY TYPE: SECURITIES 72,397. 54,390. 18,007.
JSA 7E1730 1.000 43461C 2532 Page 23 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
EIZO CORPORATION NPV P 02/16/2016 09/27/2017 PROPERTY TYPE: SECURITIES 11,805. 7,465. 4,340.
EIZO CORPORATION NPV P 02/17/2016 09/27/2017 PROPERTY TYPE: SECURITIES 43,285. 27,807. 15,478.
EIZO CORPORATION NPV P 02/12/2016 09/25/2017 PROPERTY TYPE: SECURITIES 40,733. 24,942. 15,792.
EIZO CORPORATION NPV P 02/16/2016 09/25/2017 PROPERTY TYPE: SECURITIES 109,980. 67,182. 42,798.
EIZO CORPORATION NPV P 02/08/2016 09/19/2017 PROPERTY TYPE: SECURITIES 28,256. 18,067. 10,189.
EIZO CORPORATION NPV P 02/09/2016 09/19/2017 PROPERTY TYPE: SECURITIES 44,403. 28,571. 15,832.
EIZO CORPORATION NPV P 02/16/2016 09/26/2017 PROPERTY TYPE: SECURITIES 40,707. 24,882. 15,825.
EIZO CORPORATION NPV P 02/10/2016 09/22/2017 PROPERTY TYPE: SECURITIES 47,455. 30,774. 16,682.
EIZO CORPORATION NPV P 02/12/2016 09/22/2017 PROPERTY TYPE: SECURITIES 170,048. 107,249. 62,799.
EIZO CORPORATION NPV P 02/09/2016 09/20/2017 PROPERTY TYPE: SECURITIES 23,965. 15,584. 8,381.
EIZO CORPORATION NPV P 02/09/2016 09/21/2017 PROPERTY TYPE: SECURITIES 7,862. 5,195. 2,667.
EIZO CORPORATION NPV P 02/10/2016 09/21/2017 PROPERTY TYPE: SECURITIES 102,207. 66,676. 35,531.
JSA 7E1730 1.000 43461C 2532 Page 24 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
EIZO CORPORATION NPV P 02/17/2016 09/28/2017 PROPERTY TYPE: SECURITIES 74,240. 48,030. 26,210.
EIZO CORPORATION NPV P 02/02/2016 04/11/2017 PROPERTY TYPE: SECURITIES 51,807. 42,512. 9,296.
EIZO CORPORATION NPV P 02/03/2016 04/11/2017 PROPERTY TYPE: SECURITIES 54,855. 45,220. 9,635.
EIZO CORPORATION NPV P 02/04/2016 04/11/2017 PROPERTY TYPE: SECURITIES 60,950. 51,971. 8,979.
EIZO CORPORATION NPV P 02/05/2016 04/11/2017 PROPERTY TYPE: SECURITIES 100,567. 85,279. 15,288.
EIZO CORPORATION NPV P 02/08/2016 04/11/2017 PROPERTY TYPE: SECURITIES 3,048. 2,581. 467.
EIZO CORPORATION NPV P 02/17/2016 09/29/2017 PROPERTY TYPE: SECURITIES 7,878. 5,056. 2,822.
EIZO CORPORATION NPV P 02/18/2016 09/29/2017 PROPERTY TYPE: SECURITIES 11,817. 7,887. 3,930.
EIZO CORPORATION NPV P 02/19/2016 09/29/2017 PROPERTY TYPE: SECURITIES 51,208. 33,861. 17,347.
G-TEKT CORPORATION NPV P 04/22/2015 04/11/2017 PROPERTY TYPE: SECURITIES 124,098. 73,976. 50,122.
HAZAMA ANDO CORP NPV P 07/21/2016 04/11/2017 PROPERTY TYPE: SECURITIES 139,594. 116,812. 22,782.
HAZAMA ANDO CORP NPV P 07/22/2016 04/11/2017 PROPERTY TYPE: SECURITIES 217,986. 183,427. 34,559.
JSA 7E1730 1.000 43461C 2532 Page 25 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HAZAMA ANDO CORP NPV P 07/25/2016 04/11/2017 PROPERTY TYPE: SECURITIES 36,446. 31,231. 5,214.
HOGY MEDICAL CO NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 56,738. 46,061. 10,677.
HOGY MEDICAL CO NPV P 12/25/2013 04/11/2017 PROPERTY TYPE: SECURITIES 63,042. 51,678. 11,364.
HOKUTO CORP NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 199,489. 199,898. -410.
HOKUTO CORP NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 57,261. 57,513. -252.
HORIBA LTD NPV P 12/20/2013 03/21/2017 PROPERTY TYPE: SECURITIES 489,982. 296,357. 193,625.
HORIBA LTD NPV P 12/20/2013 07/04/2017 PROPERTY TYPE: SECURITIES 174,708. 101,409. 73,299.
HORIBA LTD NPV P 12/20/2013 07/05/2017 PROPERTY TYPE: SECURITIES 14,070. 8,243. 5,826.
HORIBA LTD NPV P 12/20/2013 02/13/2017 PROPERTY TYPE: SECURITIES 231,815. 149,882. 81,933.
HORIBA LTD NPV P 12/20/2013 02/15/2017 PROPERTY TYPE: SECURITIES 106,508. 68,128. 38,380.
HORIBA LTD NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 286,023. 177,133. 108,890.
HORIBA LTD NPV P 12/20/2013 02/14/2017 PROPERTY TYPE: SECURITIES 136,459. 88,566. 47,892.
JSA 7E1730 1.000 43461C 2532 Page 26 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HORIBA LTD NPV P 12/20/2013 03/17/2017 PROPERTY TYPE: SECURITIES 168,572. 102,192. 66,380.
HORIBA LTD NPV P 12/20/2013 07/03/2017 PROPERTY TYPE: SECURITIES 131,869. 74,294. 57,576.
ICOM INCORPORATED NPV P 04/18/2014 04/11/2017 PROPERTY TYPE: SECURITIES 6,798. 6,676. 122.
ICOM INCORPORATED NPV P 04/21/2014 04/11/2017 PROPERTY TYPE: SECURITIES 11,330. 11,284. 46.
ICOM INCORPORATED NPV P 04/22/2014 04/11/2017 PROPERTY TYPE: SECURITIES 9,154. 8,988. 166.
ICOM INCORPORATED NPV P 04/23/2014 04/11/2017 PROPERTY TYPE: SECURITIES 8,452. 8,460. -8.
ICOM INCORPORATED NPV P 04/24/2014 04/11/2017 PROPERTY TYPE: SECURITIES 9,154. 9,247. -93.
ICOM INCORPORATED NPV P 04/25/2014 04/11/2017 PROPERTY TYPE: SECURITIES 8,452. 8,690. -238.
ICOM INCORPORATED NPV P 04/28/2014 04/11/2017 PROPERTY TYPE: SECURITIES 6,322. 6,408. -86.
ICOM INCORPORATED NPV P 04/30/2014 04/11/2017 PROPERTY TYPE: SECURITIES 9,154. 9,283. -129.
ICOM INCORPORATED NPV P 05/01/2014 04/11/2017 PROPERTY TYPE: SECURITIES 3,693. 3,757. -63.
JAPAN AVIATN ELECT NPV P 03/23/2016 04/12/2017 PROPERTY TYPE: SECURITIES 61,758. 56,380. 5,378.
JSA 7E1730 1.000 43461C 2532 Page 27 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
JAPAN AVIATN ELECT NPV P 03/23/2016 04/18/2017 PROPERTY TYPE: SECURITIES 84,186. 78,931. 5,254.
JAPAN AVIATN ELECT NPV P 03/16/2016 04/10/2017 PROPERTY TYPE: SECURITIES 62,723. 57,718. 5,006.
JAPAN AVIATN ELECT NPV P 03/17/2016 04/10/2017 PROPERTY TYPE: SECURITIES 200,714. 183,070. 17,644.
JAPAN AVIATN ELECT NPV P 03/17/2016 04/11/2017 PROPERTY TYPE: SECURITIES 37,062. 34,326. 2,736.
JAPAN AVIATN ELECT NPV P 03/18/2016 04/11/2017 PROPERTY TYPE: SECURITIES 86,477. 80,295. 6,182.
JAPAN AVIATN ELECT NPV P 03/22/2016 04/11/2017 PROPERTY TYPE: SECURITIES 123,539. 115,450. 8,089.
JAPAN AVIATN ELECT NPV P 03/23/2016 04/11/2017 PROPERTY TYPE: SECURITIES 148,247. 135,311. 12,936.
JAPAN AVIATN ELECT NPV P 03/23/2016 04/19/2017 PROPERTY TYPE: SECURITIES 107,529. 101,483. 6,046.
JAPAN AVIATN ELECT NPV P 03/24/2016 04/19/2017 PROPERTY TYPE: SECURITIES 11,948. 11,143. 805.
JAPAN AVIATN ELECT NPV P 03/16/2016 04/07/2017 PROPERTY TYPE: SECURITIES 74,807. 69,261. 5,546.
JAPAN AVIATN ELECT NPV P 03/30/2016 04/21/2017 PROPERTY TYPE: SECURITIES 161,843. 148,559. 13,285.
JAPAN AVIATN ELECT NPV P 03/24/2016 04/20/2017 PROPERTY TYPE: SECURITIES 48,499. 44,573. 3,926.
JSA 7E1730 1.000 43461C 2532 Page 28 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
JAPAN AVIATN ELECT NPV P 03/25/2016 04/20/2017 PROPERTY TYPE: SECURITIES 60,623. 57,379. 3,245.
JAPAN AVIATN ELECT NPV P 03/28/2016 04/20/2017 PROPERTY TYPE: SECURITIES 60,623. 58,132. 2,491.
JAPAN AVIATN ELECT NPV P 03/30/2016 04/20/2017 PROPERTY TYPE: SECURITIES 12,125. 11,428. 697.
JAPAN PETROLEUM EX NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 90,398. 143,263. -52,866.
KAGA ELECTRONICS NPV P 06/15/2017 11/06/2017 PROPERTY TYPE: SECURITIES 7,061. 4,693. 2,368.
KAGA ELECTRONICS NPV P 06/16/2017 11/06/2017 PROPERTY TYPE: SECURITIES 27,736. 18,035. 9,700.
KAGA ELECTRONICS NPV P 06/19/2017 11/06/2017 PROPERTY TYPE: SECURITIES 27,765. 18,622. 9,143.
KAGA ELECTRONICS NPV P 05/11/2017 10/24/2017 PROPERTY TYPE: SECURITIES 46,521. 27,146. 19,375.
KAGA ELECTRONICS NPV P 05/12/2017 10/24/2017 PROPERTY TYPE: SECURITIES 40,318. 23,783. 16,535.
KAGA ELECTRONICS NPV P 06/06/2017 11/01/2017 PROPERTY TYPE: SECURITIES 23,288. 14,784. 8,504.
KAGA ELECTRONICS NPV P 06/07/2017 11/01/2017 PROPERTY TYPE: SECURITIES 15,342. 9,771. 5,572.
KAGA ELECTRONICS NPV P 06/08/2017 11/01/2017 PROPERTY TYPE: SECURITIES 41,339. 26,636. 14,703.
JSA 7E1730 1.000 43461C 2532 Page 29 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KAGA ELECTRONICS NPV P 06/09/2017 11/01/2017 PROPERTY TYPE: SECURITIES 66,149. 43,851. 22,298.
KAGA ELECTRONICS NPV P 06/23/2017 11/08/2017 PROPERTY TYPE: SECURITIES 30,269. 20,599. 9,670.
KAGA ELECTRONICS NPV P 06/26/2017 11/08/2017 PROPERTY TYPE: SECURITIES 31,266. 21,564. 9,703.
KAGA ELECTRONICS NPV P 06/27/2017 11/08/2017 PROPERTY TYPE: SECURITIES 37,127. 25,534. 11,593.
KAGA ELECTRONICS NPV P 06/28/2017 11/08/2017 PROPERTY TYPE: SECURITIES 25,194. 17,374. 7,820.
KAGA ELECTRONICS NPV P 06/28/2017 11/09/2017 PROPERTY TYPE: SECURITIES 31,976. 22,498. 9,477.
KAGA ELECTRONICS NPV P 06/29/2017 11/09/2017 PROPERTY TYPE: SECURITIES 21,317. 15,225. 6,093.
KAGA ELECTRONICS NPV P 04/28/2017 10/19/2017 PROPERTY TYPE: SECURITIES 3,058. 1,819. 1,239.
KAGA ELECTRONICS NPV P 05/01/2017 10/19/2017 PROPERTY TYPE: SECURITIES 9,174. 5,579. 3,595.
KAGA ELECTRONICS NPV P 05/02/2017 10/19/2017 PROPERTY TYPE: SECURITIES 67,275. 40,537. 26,738.
KAGA ELECTRONICS NPV P 06/19/2017 11/07/2017 PROPERTY TYPE: SECURITIES 1,144. 759. 385.
KAGA ELECTRONICS NPV P 06/20/2017 11/07/2017 PROPERTY TYPE: SECURITIES 43,231. 29,720. 13,511.
JSA 7E1730 1.000 43461C 2532 Page 30 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KAGA ELECTRONICS NPV P 06/21/2017 11/07/2017 PROPERTY TYPE: SECURITIES 20,622. 14,185. 6,437.
KAGA ELECTRONICS NPV P 06/22/2017 11/07/2017 PROPERTY TYPE: SECURITIES 17,130. 11,698. 5,432.
KAGA ELECTRONICS NPV P 06/23/2017 11/07/2017 PROPERTY TYPE: SECURITIES 2,168. 1,480. 687.
KAGA ELECTRONICS NPV P 05/18/2017 10/30/2017 PROPERTY TYPE: SECURITIES 2,919. 1,838. 1,081.
KAGA ELECTRONICS NPV P 05/22/2017 10/30/2017 PROPERTY TYPE: SECURITIES 17,513. 11,262. 6,251.
KAGA ELECTRONICS NPV P 05/31/2017 10/30/2017 PROPERTY TYPE: SECURITIES 14,594. 9,205. 5,390.
KAGA ELECTRONICS NPV P 05/09/2017 10/23/2017 PROPERTY TYPE: SECURITIES 24,356. 14,810. 9,546.
KAGA ELECTRONICS NPV P 05/10/2017 10/23/2017 PROPERTY TYPE: SECURITIES 51,756. 30,984. 20,772.
KAGA ELECTRONICS NPV P 05/11/2017 10/23/2017 PROPERTY TYPE: SECURITIES 12,178. 7,239. 4,939.
KAGA ELECTRONICS NPV P 04/21/2017 10/18/2017 PROPERTY TYPE: SECURITIES 15,716. 8,528. 7,188.
KAGA ELECTRONICS NPV P 04/24/2017 10/18/2017 PROPERTY TYPE: SECURITIES 22,002. 12,165. 9,837.
KAGA ELECTRONICS NPV P 04/25/2017 10/18/2017 PROPERTY TYPE: SECURITIES 3,143. 1,750. 1,393.
JSA 7E1730 1.000 43461C 2532 Page 31 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KAGA ELECTRONICS NPV P 04/26/2017 10/18/2017 PROPERTY TYPE: SECURITIES 34,575. 19,488. 15,087.
KAGA ELECTRONICS NPV P 04/27/2017 10/18/2017 PROPERTY TYPE: SECURITIES 6,286. 3,549. 2,737.
KAGA ELECTRONICS NPV P 04/28/2017 10/18/2017 PROPERTY TYPE: SECURITIES 6,286. 3,639. 2,648.
KAGA ELECTRONICS NPV P 05/08/2017 10/20/2017 PROPERTY TYPE: SECURITIES 42,938. 25,733. 17,205.
KAGA ELECTRONICS NPV P 05/09/2017 10/20/2017 PROPERTY TYPE: SECURITIES 3,067. 1,851. 1,216.
KAGA ELECTRONICS NPV P 06/09/2017 11/02/2017 PROPERTY TYPE: SECURITIES 12,494. 8,355. 4,140.
KAGA ELECTRONICS NPV P 06/12/2017 11/02/2017 PROPERTY TYPE: SECURITIES 29,666. 19,903. 9,764.
KAGA ELECTRONICS NPV P 06/13/2017 11/02/2017 PROPERTY TYPE: SECURITIES 21,095. 14,157. 6,939.
KAGA ELECTRONICS NPV P 06/14/2017 11/02/2017 PROPERTY TYPE: SECURITIES 11,710. 7,861. 3,848.
KAGA ELECTRONICS NPV P 06/15/2017 11/02/2017 PROPERTY TYPE: SECURITIES 6,519. 4,277. 2,242.
KAGA ELECTRONICS NPV P 05/31/2017 10/31/2017 PROPERTY TYPE: SECURITIES 15,672. 9,610. 6,062.
KAGA ELECTRONICS NPV P 06/01/2017 10/31/2017 PROPERTY TYPE: SECURITIES 12,039. 7,523. 4,516.
JSA 7E1730 1.000 43461C 2532 Page 32 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KAGA ELECTRONICS NPV P 06/02/2017 10/31/2017 PROPERTY TYPE: SECURITIES 39,599. 25,421. 14,178.
KAGA ELECTRONICS NPV P 06/05/2017 10/31/2017 PROPERTY TYPE: SECURITIES 18,253. 11,831. 6,423.
KAGA ELECTRONICS NPV P 06/06/2017 10/31/2017 PROPERTY TYPE: SECURITIES 1,501. 966. 535.
KAGA ELECTRONICS NPV P 05/12/2017 10/25/2017 PROPERTY TYPE: SECURITIES 15,405. 9,147. 6,258.
KAGA ELECTRONICS NPV P 05/18/2017 10/25/2017 PROPERTY TYPE: SECURITIES 30,810. 18,380. 12,430.
KANSAI PAINT CO NPV P 04/24/2015 04/11/2017 PROPERTY TYPE: SECURITIES 298,919. 254,641. 44,278.
KITZ CORPORATION NPV P 12/24/2013 04/05/2017 PROPERTY TYPE: SECURITIES 139,283. 96,792. 42,491.
KITZ CORPORATION NPV P 12/24/2013 04/10/2017 PROPERTY TYPE: SECURITIES 88,362. 61,615. 26,748.
KITZ CORPORATION NPV P 12/24/2013 04/06/2017 PROPERTY TYPE: SECURITIES 252,611. 179,137. 73,474.
KITZ CORPORATION NPV P 12/24/2013 04/07/2017 PROPERTY TYPE: SECURITIES 205,821. 144,466. 61,355.
KURODA ELECTRIC NPV P 05/12/2015 05/02/2017 PROPERTY TYPE: SECURITIES 4,327. 3,687. 640.
KURODA ELECTRIC NPV P 05/15/2015 05/02/2017 PROPERTY TYPE: SECURITIES 31,990. 27,439. 4,551.
JSA 7E1730 1.000 43461C 2532 Page 33 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KURODA ELECTRIC NPV P 05/19/2015 05/02/2017 PROPERTY TYPE: SECURITIES 24,596. 21,235. 3,361.
KURODA ELECTRIC NPV P 03/03/2015 04/19/2017 PROPERTY TYPE: SECURITIES 28,760. 21,196. 7,564.
KURODA ELECTRIC NPV P 03/04/2015 04/19/2017 PROPERTY TYPE: SECURITIES 42,623. 31,774. 10,848.
KURODA ELECTRIC NPV P 04/30/2015 04/28/2017 PROPERTY TYPE: SECURITIES 45,299. 39,062. 6,237.
KURODA ELECTRIC NPV P 05/12/2015 04/28/2017 PROPERTY TYPE: SECURITIES 4,894. 4,188. 706.
KURODA ELECTRIC NPV P 03/03/2015 04/13/2017 PROPERTY TYPE: SECURITIES 4,141. 3,050. 1,091.
KURODA ELECTRIC NPV P 03/04/2015 04/21/2017 PROPERTY TYPE: SECURITIES 27,641. 20,669. 6,972.
KURODA ELECTRIC NPV P 03/05/2015 04/21/2017 PROPERTY TYPE: SECURITIES 37,748. 28,516. 9,232.
KURODA ELECTRIC NPV P 03/24/2015 04/27/2017 PROPERTY TYPE: SECURITIES 11,059. 8,581. 2,478.
KURODA ELECTRIC NPV P 03/25/2015 04/27/2017 PROPERTY TYPE: SECURITIES 35,474. 27,736. 7,738.
KURODA ELECTRIC NPV P 03/26/2015 04/27/2017 PROPERTY TYPE: SECURITIES 2,087. 1,642. 445.
KURODA ELECTRIC NPV P 03/31/2015 04/27/2017 PROPERTY TYPE: SECURITIES 15,421. 11,876. 3,545.
JSA 7E1730 1.000 43461C 2532 Page 34 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KURODA ELECTRIC NPV P 04/01/2015 04/27/2017 PROPERTY TYPE: SECURITIES 18,446. 14,126. 4,321.
KURODA ELECTRIC NPV P 04/02/2015 04/27/2017 PROPERTY TYPE: SECURITIES 7,616. 5,849. 1,768.
KURODA ELECTRIC NPV P 04/15/2015 04/27/2017 PROPERTY TYPE: SECURITIES 12,541. 10,338. 2,203.
KURODA ELECTRIC NPV P 04/16/2015 04/27/2017 PROPERTY TYPE: SECURITIES 46,992. 38,695. 8,297.
KURODA ELECTRIC NPV P 04/30/2015 04/27/2017 PROPERTY TYPE: SECURITIES 21,681. 18,737. 2,943.
KURODA ELECTRIC NPV P 03/04/2015 04/20/2017 PROPERTY TYPE: SECURITIES 24,667. 18,509. 6,158.
KURODA ELECTRIC NPV P 02/26/2015 04/12/2017 PROPERTY TYPE: SECURITIES 52,950. 38,929. 14,020.
KURODA ELECTRIC NPV P 03/03/2015 04/12/2017 PROPERTY TYPE: SECURITIES 14,892. 10,979. 3,913.
KURODA ELECTRIC NPV P 03/03/2015 04/18/2017 PROPERTY TYPE: SECURITIES 66,768. 48,644. 18,124.
KURODA ELECTRIC NPV P 06/03/2015 05/09/2017 PROPERTY TYPE: SECURITIES 16,233. 13,744. 2,489.
KURODA ELECTRIC NPV P 04/11/2016 05/09/2017 PROPERTY TYPE: SECURITIES 66,258. 47,368. 18,890.
KURODA ELECTRIC NPV P 04/12/2016 05/09/2017 PROPERTY TYPE: SECURITIES 24,847. 18,174. 6,673.
JSA 7E1730 1.000 43461C 2532 Page 35 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KURODA ELECTRIC NPV P 04/14/2016 05/09/2017 PROPERTY TYPE: SECURITIES 27,249. 20,948. 6,301.
KURODA ELECTRIC NPV P 04/15/2016 05/11/2017 PROPERTY TYPE: SECURITIES 36,906. 28,586. 8,320.
KURODA ELECTRIC NPV P 03/05/2015 04/25/2017 PROPERTY TYPE: SECURITIES 21,126. 15,738. 5,388.
KURODA ELECTRIC NPV P 03/09/2015 04/25/2017 PROPERTY TYPE: SECURITIES 58,566. 43,704. 14,862.
KURODA ELECTRIC NPV P 03/10/2015 04/25/2017 PROPERTY TYPE: SECURITIES 67,142. 50,640. 16,502.
KURODA ELECTRIC NPV P 05/19/2015 05/08/2017 PROPERTY TYPE: SECURITIES 32,268. 28,181. 4,087.
KURODA ELECTRIC NPV P 06/02/2015 05/08/2017 PROPERTY TYPE: SECURITIES 13,081. 11,062. 2,019.
KURODA ELECTRIC NPV P 06/03/2015 05/08/2017 PROPERTY TYPE: SECURITIES 117,027. 98,801. 18,226.
KURODA ELECTRIC NPV P 02/26/2015 04/11/2017 PROPERTY TYPE: SECURITIES 45,636. 33,303. 12,333.
KURODA ELECTRIC NPV P 03/10/2015 04/26/2017 PROPERTY TYPE: SECURITIES 20,761. 15,618. 5,143.
KURODA ELECTRIC NPV P 03/19/2015 04/26/2017 PROPERTY TYPE: SECURITIES 29,360. 22,189. 7,170.
KURODA ELECTRIC NPV P 03/20/2015 04/26/2017 PROPERTY TYPE: SECURITIES 52,428. 39,664. 12,763.
JSA 7E1730 1.000 43461C 2532 Page 36 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KURODA ELECTRIC NPV P 03/24/2015 04/26/2017 PROPERTY TYPE: SECURITIES 7,759. 5,991. 1,769.
KURODA ELECTRIC NPV P 04/14/2016 05/10/2017 PROPERTY TYPE: SECURITIES 94,047. 72,967. 21,079.
KURODA ELECTRIC NPV P 04/15/2016 05/10/2017 PROPERTY TYPE: SECURITIES 18,383. 14,198. 4,185.
KURODA ELECTRIC NPV P 02/26/2015 04/10/2017 PROPERTY TYPE: SECURITIES 45,556. 32,695. 12,861.
KURODA ELECTRIC NPV P 03/05/2015 04/24/2017 PROPERTY TYPE: SECURITIES 82,472. 61,706. 20,767.
KURODA ELECTRIC NPV P 05/12/2015 05/01/2017 PROPERTY TYPE: SECURITIES 53,756. 45,813. 7,943.
MANDOM CORP NPV P 05/14/2015 04/11/2017 PROPERTY TYPE: SECURITIES 229,041. 182,830. 46,211.
MITSUBISHI UFJ FIN NPV P 09/25/2014 04/11/2017 PROPERTY TYPE: SECURITIES 64,632. 62,812. 1,820.
MITSUBISHI UFJ FIN NPV P 10/21/2014 04/11/2017 PROPERTY TYPE: SECURITIES 77,317. 68,016. 9,301.
MIZUHO FINANCIAL GROUP NPV P 05/29/2015 04/11/2017 PROPERTY TYPE: SECURITIES 240,917. 300,901. -59,984.
NIHON NOHYAKU CO NPV P 09/25/2015 04/07/2017 PROPERTY TYPE: SECURITIES 7,533. 8,242. -708.
NIHON NOHYAKU CO NPV P 09/28/2015 04/07/2017 PROPERTY TYPE: SECURITIES 53,989. 59,327. -5,339.
JSA 7E1730 1.000 43461C 2532 Page 37 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NIHON NOHYAKU CO NPV P 09/28/2015 04/10/2017 PROPERTY TYPE: SECURITIES 26,480. 28,732. -2,253.
NIHON NOHYAKU CO NPV P 09/24/2015 04/05/2017 PROPERTY TYPE: SECURITIES 43,290. 47,194. -3,903.
NIHON NOHYAKU CO NPV P 09/24/2015 04/06/2017 PROPERTY TYPE: SECURITIES 13,419. 14,832. -1,414.
NIHON NOHYAKU CO NPV P 09/25/2015 04/06/2017 PROPERTY TYPE: SECURITIES 69,534. 78,296. -8,762.
NIPPON KAYAKU CO NPV P 08/10/2015 04/11/2017 PROPERTY TYPE: SECURITIES 52,433. 39,277. 13,156.
NIPPON KAYAKU CO NPV P 08/11/2015 04/11/2017 PROPERTY TYPE: SECURITIES 209,733. 158,344. 51,389.
NISSIN KOGYO NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 516,888. 617,538. -100,649.
ORIX CORP NPV P 11/11/2016 04/11/2017 PROPERTY TYPE: SECURITIES 374,131. 400,698. -26,567.
PACIFIC INDUSTRIAL NPV P 07/13/2016 04/11/2017 PROPERTY TYPE: SECURITIES 31,018. 23,169. 7,850.
PACIFIC INDUSTRIAL NPV P 07/14/2016 04/11/2017 PROPERTY TYPE: SECURITIES 11,632. 8,878. 2,753.
PACIFIC INDUSTRIAL NPV P 07/15/2016 04/11/2017 PROPERTY TYPE: SECURITIES 58,159. 46,050. 12,110.
PACK CORP (THE) NPV P 12/24/2013 10/05/2017 PROPERTY TYPE: SECURITIES 3,490. 1,836. 1,654.
JSA 7E1730 1.000 43461C 2532 Page 38 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PACK CORP (THE) NPV P 12/24/2013 10/26/2017 PROPERTY TYPE: SECURITIES 20,634. 11,016. 9,617.
PACK CORP (THE) NPV P 12/24/2013 10/17/2017 PROPERTY TYPE: SECURITIES 17,516. 9,180. 8,335.
PACK CORP (THE) NPV P 12/24/2013 10/25/2017 PROPERTY TYPE: SECURITIES 10,239. 5,508. 4,731.
PACK CORP (THE) NPV P 12/24/2013 10/16/2017 PROPERTY TYPE: SECURITIES 14,024. 7,344. 6,680.
PACK CORP (THE) NPV P 12/24/2013 09/26/2017 PROPERTY TYPE: SECURITIES 7,272. 3,672. 3,600.
PACK CORP (THE) NPV P 12/24/2013 04/07/2017 PROPERTY TYPE: SECURITIES 49,448. 33,048. 16,399.
PACK CORP (THE) NPV P 12/24/2013 11/09/2017 PROPERTY TYPE: SECURITIES 44,746. 23,868. 20,878.
PACK CORP (THE) NPV P 12/24/2013 10/30/2017 PROPERTY TYPE: SECURITIES 31,007. 16,524. 14,483.
PACK CORP (THE) NPV P 12/24/2013 10/13/2017 PROPERTY TYPE: SECURITIES 17,385. 9,180. 8,205.
PACK CORP (THE) NPV P 12/24/2013 10/20/2017 PROPERTY TYPE: SECURITIES 3,449. 1,836. 1,613.
PACK CORP (THE) NPV P 12/24/2013 10/27/2017 PROPERTY TYPE: SECURITIES 24,106. 12,852. 11,254.
PACK CORP (THE) NPV P 12/24/2013 10/23/2017 PROPERTY TYPE: SECURITIES 34,314. 18,360. 15,954.
JSA 7E1730 1.000 43461C 2532 Page 39 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PACK CORP (THE) NPV P 12/24/2013 10/31/2017 PROPERTY TYPE: SECURITIES 17,344. 9,180. 8,164.
PACK CORP (THE) NPV P 12/24/2013 11/01/2017 PROPERTY TYPE: SECURITIES 10,360. 5,508. 4,852.
PACK CORP (THE) NPV P 12/24/2013 10/19/2017 PROPERTY TYPE: SECURITIES 6,877. 3,672. 3,205.
PACK CORP (THE) NPV P 12/24/2013 10/12/2017 PROPERTY TYPE: SECURITIES 20,860. 11,016. 9,843.
PACK CORP (THE) NPV P 12/24/2013 04/10/2017 PROPERTY TYPE: SECURITIES 37,050. 24,694. 12,356.
PACK CORP (THE) NPV P 12/24/2013 10/10/2017 PROPERTY TYPE: SECURITIES 3,458. 1,836. 1,622.
PACK CORP (THE) NPV P 12/24/2013 09/27/2017 PROPERTY TYPE: SECURITIES 7,152. 3,672. 3,480.
PACK CORP (THE) NPV P 12/24/2013 10/24/2017 PROPERTY TYPE: SECURITIES 24,116. 12,852. 11,264.
PACK CORP (THE) NPV P 12/24/2013 10/11/2017 PROPERTY TYPE: SECURITIES 6,939. 3,672. 3,267.
PACK CORP (THE) NPV P 12/20/2013 04/06/2017 PROPERTY TYPE: SECURITIES 38,119. 25,604. 12,515.
PACK CORP (THE) NPV P 12/24/2013 04/06/2017 PROPERTY TYPE: SECURITIES 35,396. 23,868. 11,528.
PACK CORP (THE) NPV P 12/24/2013 11/07/2017 PROPERTY TYPE: SECURITIES 55,077. 29,376. 25,700.
JSA 7E1730 1.000 43461C 2532 Page 40 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PACK CORP (THE) NPV P 12/24/2013 11/08/2017 PROPERTY TYPE: SECURITIES 30,851. 16,524. 14,326.
PACK CORP (THE) NPV P 12/24/2013 09/29/2017 PROPERTY TYPE: SECURITIES 3,550. 1,836. 1,714.
PACK CORP (THE) NPV P 12/24/2013 11/06/2017 PROPERTY TYPE: SECURITIES 10,194. 5,508. 4,685.
PACK CORP (THE) NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 27,394. 18,360. 9,034.
PACK CORP (THE) NPV P 12/24/2013 10/06/2017 PROPERTY TYPE: SECURITIES 20,732. 11,016. 9,716.
PACK CORP (THE) NPV P 12/24/2013 10/03/2017 PROPERTY TYPE: SECURITIES 7,023. 3,672. 3,351.
PACK CORP (THE) NPV P 12/24/2013 11/02/2017 PROPERTY TYPE: SECURITIES 23,864. 12,852. 11,011.
PACK CORP (THE) NPV P 12/20/2013 04/05/2017 PROPERTY TYPE: SECURITIES 50,802. 32,920. 17,882.
PACK CORP (THE) NPV P 12/24/2013 09/28/2017 PROPERTY TYPE: SECURITIES 10,670. 5,508. 5,162.
PACK CORP (THE) NPV P 12/24/2013 10/04/2017 PROPERTY TYPE: SECURITIES 3,491. 1,836. 1,655.
PACK CORP (THE) NPV P 12/24/2013 10/18/2017 PROPERTY TYPE: SECURITIES 17,336. 9,180. 8,156.
RYOSAN CO LTD NPV P 12/25/2013 04/05/2017 PROPERTY TYPE: SECURITIES 67,395. 44,653. 22,743.
JSA 7E1730 1.000 43461C 2532 Page 41 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
RYOSAN CO LTD NPV P 12/25/2013 04/06/2017 PROPERTY TYPE: SECURITIES 117,937. 79,157. 38,780.
RYOSAN CO LTD NPV P 12/25/2013 04/07/2017 PROPERTY TYPE: SECURITIES 97,801. 64,950. 32,851.
RYOSAN CO LTD NPV P 12/25/2013 04/10/2017 PROPERTY TYPE: SECURITIES 38,849. 25,777. 13,073.
SANKYU INC NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 79,184. 49,166. 30,018.
SANKYU INC NPV P 04/08/2014 04/11/2017 PROPERTY TYPE: SECURITIES 121,821. 75,397. 46,424.
SECOM CO NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 151,445. 123,214. 28,231.
SHINDENGEN ELECTRC NPV P 12/30/2015 02/01/2017 PROPERTY TYPE: SECURITIES 7,282. 7,944. -662.
SHINDENGEN ELECTRC NPV P 04/16/2015 01/17/2017 PROPERTY TYPE: SECURITIES 21,606. 30,432. -8,826.
SHINDENGEN ELECTRC NPV P 12/28/2015 01/26/2017 PROPERTY TYPE: SECURITIES 841. 873. -31.
SHINDENGEN ELECTRC NPV P 12/29/2015 01/26/2017 PROPERTY TYPE: SECURITIES 16,117. 16,914. -797.
SHINDENGEN ELECTRC NPV P 04/15/2015 01/05/2017 PROPERTY TYPE: SECURITIES 13,148. 17,877. -4,728.
SHINDENGEN ELECTRC NPV P 12/30/2015 02/07/2017 PROPERTY TYPE: SECURITIES 17,748. 19,053. -1,305.
JSA 7E1730 1.000 43461C 2532 Page 42 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SHINDENGEN ELECTRC NPV P 01/04/2016 02/07/2017 PROPERTY TYPE: SECURITIES 24,189. 25,533. -1,344.
SHINDENGEN ELECTRC NPV P 04/16/2015 01/18/2017 PROPERTY TYPE: SECURITIES 17,322. 24,540. -7,219.
SHINDENGEN ELECTRC NPV P 12/24/2015 01/25/2017 PROPERTY TYPE: SECURITIES 8,225. 8,357. -132.
SHINDENGEN ELECTRC NPV P 12/28/2015 01/25/2017 PROPERTY TYPE: SECURITIES 5,885. 6,112. -227.
SHINDENGEN ELECTRC NPV P 12/24/2015 01/24/2017 PROPERTY TYPE: SECURITIES 20,796. 21,505. -709.
SHINDENGEN ELECTRC NPV P 04/15/2015 01/13/2017 PROPERTY TYPE: SECURITIES 7,339. 9,919. -2,580.
SHINDENGEN ELECTRC NPV P 04/16/2015 01/13/2017 PROPERTY TYPE: SECURITIES 3,029. 4,159. -1,130.
SHINDENGEN ELECTRC NPV P 12/30/2015 02/06/2017 PROPERTY TYPE: SECURITIES 25,627. 27,994. -2,367.
SHINDENGEN ELECTRC NPV P 12/30/2015 01/30/2017 PROPERTY TYPE: SECURITIES 9,685. 10,594. -909.
SHINDENGEN ELECTRC NPV P 04/15/2015 01/11/2017 PROPERTY TYPE: SECURITIES 24,439. 32,856. -8,417.
SHINDENGEN ELECTRC NPV P 04/13/2015 01/04/2017 PROPERTY TYPE: SECURITIES 26,568. 33,727. -7,160.
SHINDENGEN ELECTRC NPV P 04/15/2015 01/04/2017 PROPERTY TYPE: SECURITIES 11,386. 15,411. -4,025.
JSA 7E1730 1.000 43461C 2532 Page 43 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SHINDENGEN ELECTRC NPV P 12/30/2015 02/03/2017 PROPERTY TYPE: SECURITIES 23,722. 26,104. -2,382.
SHINDENGEN ELECTRC NPV P 04/16/2015 01/19/2017 PROPERTY TYPE: SECURITIES 21,084. 29,445. -8,361.
SHINDENGEN ELECTRC NPV P 12/30/2015 01/31/2017 PROPERTY TYPE: SECURITIES 30,929. 34,052. -3,122.
SHINDENGEN ELECTRC NPV P 04/16/2015 01/20/2017 PROPERTY TYPE: SECURITIES 15,205. 21,597. -6,392.
SHINDENGEN ELECTRC NPV P 04/15/2015 01/10/2017 PROPERTY TYPE: SECURITIES 17,834. 24,159. -6,325.
SHINDENGEN ELECTRC NPV P 04/16/2015 01/16/2017 PROPERTY TYPE: SECURITIES 8,443. 11,782. -3,339.
SHINDENGEN ELECTRC NPV P 12/29/2015 01/27/2017 PROPERTY TYPE: SECURITIES 6,718. 7,119. -401.
SHINDENGEN ELECTRC NPV P 12/30/2015 01/27/2017 PROPERTY TYPE: SECURITIES 11,125. 12,030. -905.
SHINDENGEN ELECTRC NPV P 04/15/2015 01/12/2017 PROPERTY TYPE: SECURITIES 13,714. 18,842. -5,128.
SHINDENGEN ELECTRC NPV P 04/15/2015 01/06/2017 PROPERTY TYPE: SECURITIES 10,737. 14,497. -3,759.
SHINDENGEN ELECTRC NPV P 04/16/2015 01/23/2017 PROPERTY TYPE: SECURITIES 31,593. 45,021. -13,428.
SHINDENGEN ELECTRC NPV P 12/24/2015 01/23/2017 PROPERTY TYPE: SECURITIES 9,392. 9,775. -383.
JSA 7E1730 1.000 43461C 2532 Page 44 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SHINKO PLANTECH NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 51,354. 50,109. 1,245.
SHINKO PLANTECH NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 131,319. 128,514. 2,805.
SHINKO PLANTECH NPV P 12/25/2013 04/11/2017 PROPERTY TYPE: SECURITIES 24,210. 23,843. 366.
SHINKO PLANTECH NPV P 12/25/2013 04/12/2017 PROPERTY TYPE: SECURITIES 94,405. 92,484. 1,921.
SHINMAYWA INDS NPV P 02/19/2016 04/11/2017 PROPERTY TYPE: SECURITIES 167,048. 123,054. 43,994.
SHINMAYWA INDS NPV P 02/22/2016 04/11/2017 PROPERTY TYPE: SECURITIES 102,085. 74,860. 27,225.
SHINMAYWA INDS NPV P 02/23/2016 04/11/2017 PROPERTY TYPE: SECURITIES 46,402. 33,878. 12,524.
SHINMAYWA INDS NPV P 02/24/2016 04/11/2017 PROPERTY TYPE: SECURITIES 46,402. 34,087. 12,315.
SHINMAYWA INDS NPV P 02/25/2016 04/11/2017 PROPERTY TYPE: SECURITIES 37,122. 28,052. 9,070.
SHINMAYWA INDS NPV P 02/26/2016 04/11/2017 PROPERTY TYPE: SECURITIES 9,280. 6,960. 2,320.
SHINMAYWA INDS NPV P 02/29/2016 04/11/2017 PROPERTY TYPE: SECURITIES 64,963. 49,849. 15,114.
SHINMAYWA INDS NPV P 02/17/2016 02/13/2017 PROPERTY TYPE: SECURITIES 193,590. 123,203. 70,387.
JSA 7E1730 1.000 43461C 2532 Page 45 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SHINMAYWA INDS NPV P 02/17/2016 02/14/2017 PROPERTY TYPE: SECURITIES 149,338. 95,825. 53,514.
SHINMAYWA INDS NPV P 02/18/2016 02/14/2017 PROPERTY TYPE: SECURITIES 32,001. 20,964. 11,037.
SHINSEI BANK NPV P 05/13/2015 04/11/2017 PROPERTY TYPE: SECURITIES 275,758. 324,483. -48,726.
SHIP HEALTHCARE HOLDINGS INC NPV P 04/13/2015 04/11/2017 PROPERTY TYPE: SECURITIES 33,599. 31,271. 2,328.
SHIP HEALTHCARE HOLDINGS INC NPV P 04/14/2015 04/11/2017 PROPERTY TYPE: SECURITIES 58,812. 54,409. 4,402.
SHIP HEALTHCARE HOLDINGS INC NPV P 04/15/2015 04/11/2017 PROPERTY TYPE: SECURITIES 97,474. 91,108. 6,366.
SKY PERFECT JSAT HOLDINGS INC NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 414,182. 512,966. -98,784.
STAR MICRONICS CO NPV P 04/08/2014 07/11/2017 PROPERTY TYPE: SECURITIES 5,467. 3,728. 1,739.
STAR MICRONICS CO NPV P 04/08/2014 07/06/2017 PROPERTY TYPE: SECURITIES 10,877. 7,524. 3,353.
STAR MICRONICS CO NPV P 04/08/2014 07/10/2017 PROPERTY TYPE: SECURITIES 6,194. 4,211. 1,983.
STAR MICRONICS CO NPV P 12/24/2013 06/14/2017 PROPERTY TYPE: SECURITIES 34,587. 28,341. 6,246.
STAR MICRONICS CO NPV P 04/08/2014 07/13/2017 PROPERTY TYPE: SECURITIES 3,165. 2,151. 1,013.
JSA 7E1730 1.000 43461C 2532 Page 46 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STAR MICRONICS CO NPV P 04/08/2014 06/27/2017 PROPERTY TYPE: SECURITIES 40,940. 30,892. 10,048.
STAR MICRONICS CO NPV P 12/24/2013 06/16/2017 PROPERTY TYPE: SECURITIES 40,134. 33,059. 7,075.
STAR MICRONICS CO NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 519,054. 417,871. 101,183.
STAR MICRONICS CO NPV P 04/08/2014 07/04/2017 PROPERTY TYPE: SECURITIES 553,300. 394,632. 158,667.
STAR MICRONICS CO NPV P 04/08/2014 06/30/2017 PROPERTY TYPE: SECURITIES 227,846. 163,767. 64,079.
STAR MICRONICS CO NPV P 12/24/2013 06/02/2017 PROPERTY TYPE: SECURITIES 47,143. 37,788. 9,355.
STAR MICRONICS CO NPV P 12/24/2013 06/01/2017 PROPERTY TYPE: SECURITIES 33,525. 27,012. 6,513.
STAR MICRONICS CO NPV P 04/08/2014 06/29/2017 PROPERTY TYPE: SECURITIES 58,114. 43,674. 14,440.
STAR MICRONICS CO NPV P 04/08/2014 06/22/2017 PROPERTY TYPE: SECURITIES 35,428. 27,187. 8,240.
STAR MICRONICS CO NPV P 04/08/2014 07/12/2017 PROPERTY TYPE: SECURITIES 4,297. 2,957. 1,340.
STAR MICRONICS CO NPV P 04/08/2014 07/07/2017 PROPERTY TYPE: SECURITIES 11,036. 7,547. 3,489.
STAR MICRONICS CO NPV P 04/08/2014 06/28/2017 PROPERTY TYPE: SECURITIES 25,312. 19,329. 5,983.
JSA 7E1730 1.000 43461C 2532 Page 47 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STAR MICRONICS CO NPV P 12/24/2013 06/13/2017 PROPERTY TYPE: SECURITIES 34,738. 28,341. 6,397.
STAR MICRONICS CO NPV P 12/24/2013 06/19/2017 PROPERTY TYPE: SECURITIES 46,368. 37,788. 8,580.
STAR MICRONICS CO NPV P 04/08/2014 07/05/2017 PROPERTY TYPE: SECURITIES 4,972. 3,555. 1,417.
STAR MICRONICS CO NPV P 12/24/2013 06/09/2017 PROPERTY TYPE: SECURITIES 74,750. 61,399. 13,351.
STAR MICRONICS CO NPV P 12/24/2013 06/06/2017 PROPERTY TYPE: SECURITIES 40,510. 33,058. 7,452.
STAR MICRONICS CO NPV P 12/24/2013 06/08/2017 PROPERTY TYPE: SECURITIES 69,942. 56,682. 13,260.
STAR MICRONICS CO NPV P 12/24/2013 06/07/2017 PROPERTY TYPE: SECURITIES 46,491. 37,788. 8,703.
STAR MICRONICS CO NPV P 12/24/2013 06/12/2017 PROPERTY TYPE: SECURITIES 34,653. 28,341. 6,312.
STAR MICRONICS CO NPV P 12/24/2013 05/31/2017 PROPERTY TYPE: SECURITIES 23,303. 18,990. 4,314.
STAR MICRONICS CO NPV P 04/08/2014 06/23/2017 PROPERTY TYPE: SECURITIES 27,130. 20,744. 6,386.
STAR MICRONICS CO NPV P 12/24/2013 06/21/2017 PROPERTY TYPE: SECURITIES 50,677. 40,578. 10,099.
STAR MICRONICS CO NPV P 04/08/2014 06/21/2017 PROPERTY TYPE: SECURITIES 20,277. 15,601. 4,675.
JSA 7E1730 1.000 43461C 2532 Page 48 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STAR MICRONICS CO NPV P 04/08/2014 06/26/2017 PROPERTY TYPE: SECURITIES 31,379. 23,793. 7,586.
STAR MICRONICS CO NPV P 12/24/2013 06/05/2017 PROPERTY TYPE: SECURITIES 41,952. 33,537. 8,415.
STAR MICRONICS CO NPV P 04/08/2014 07/03/2017 PROPERTY TYPE: SECURITIES 62,476. 44,434. 18,042.
STAR MICRONICS CO NPV P 12/24/2013 06/15/2017 PROPERTY TYPE: SECURITIES 34,438. 28,245. 6,193.
STAR MICRONICS CO NPV P 12/24/2013 06/20/2017 PROPERTY TYPE: SECURITIES 46,848. 37,788. 9,060.
SUMITOMO FORESTRY NPV P 10/06/2016 04/11/2017 PROPERTY TYPE: SECURITIES 271,683. 256,401. 15,282.
TAKUMA CO LTD NPV P 11/18/2014 04/11/2017 PROPERTY TYPE: SECURITIES 59,172. 41,264. 17,908.
TAKUMA CO LTD NPV P 11/19/2014 04/11/2017 PROPERTY TYPE: SECURITIES 246,552. 173,695. 72,857.
TAKUMA CO LTD NPV P 11/20/2014 04/11/2017 PROPERTY TYPE: SECURITIES 19,724. 13,784. 5,940.
TAKUMA CO LTD NPV P 11/21/2014 04/11/2017 PROPERTY TYPE: SECURITIES 9,862. 6,875. 2,987.
TKC CORPORATION NPV P 12/24/2013 04/05/2017 PROPERTY TYPE: SECURITIES 43,653. 24,867. 18,786.
TKC CORPORATION NPV P 12/24/2013 04/10/2017 PROPERTY TYPE: SECURITIES 19,643. 11,687. 7,956.
JSA 7E1730 1.000 43461C 2532 Page 49 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TKC CORPORATION NPV P 12/24/2013 04/07/2017 PROPERTY TYPE: SECURITIES 64,011. 38,129. 25,883.
TKC CORPORATION NPV P 12/24/2013 04/06/2017 PROPERTY TYPE: SECURITIES 78,071. 46,418. 31,653.
TOHO HOLDINGS CO.,LTD P 01/13/2017 04/11/2017 PROPERTY TYPE: SECURITIES 49,652. 49,586. 66.
TOHO HOLDINGS CO.,LTD P 01/17/2017 04/11/2017 PROPERTY TYPE: SECURITIES 59,996. 58,861. 1,135.
TOHO HOLDINGS CO.,LTD P 01/18/2017 04/11/2017 PROPERTY TYPE: SECURITIES 35,170. 35,084. 86.
TOHO HOLDINGS CO.,LTD P 01/19/2017 04/11/2017 PROPERTY TYPE: SECURITIES 14,482. 14,747. -265.
TOHO HOLDINGS CO.,LTD P 01/20/2017 04/11/2017 PROPERTY TYPE: SECURITIES 47,583. 47,718. -135.
TOHO HOLDINGS CO.,LTD P 01/23/2017 04/11/2017 PROPERTY TYPE: SECURITIES 49,652. 49,347. 305.
TOKIO MARINE HOLDINGS INC NPV P 02/26/2015 03/17/2017 PROPERTY TYPE: SECURITIES 54,091. 42,873. 11,218.
TOKIO MARINE HOLDINGS INC NPV P 03/02/2015 03/17/2017 PROPERTY TYPE: SECURITIES 229,887. 184,738. 45,148.
TOKIO MARINE HOLDINGS INC NPV P 03/04/2015 03/17/2017 PROPERTY TYPE: SECURITIES 576,970. 456,639. 120,331.
TOKIO MARINE HOLDINGS INC NPV P 12/01/2015 03/17/2017 PROPERTY TYPE: SECURITIES 175,796. 145,748. 30,048.
JSA 7E1730 1.000 43461C 2532 Page 50 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TOKIO MARINE HOLDINGS INC NPV P 11/15/2016 03/17/2017 PROPERTY TYPE: SECURITIES 9,015. 8,492. 523.
TOKIO MARINE HOLDINGS INC NPV P 11/16/2016 03/17/2017 PROPERTY TYPE: SECURITIES 27,045. 25,694. 1,351.
TOKIO MARINE HOLDINGS INC NPV P 11/16/2016 03/21/2017 PROPERTY TYPE: SECURITIES 4,485. 4,282. 202.
TOKYO OHKA KOGYO NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 18,138. 11,857. 6,281.
TOKYO OHKA KOGYO NPV P 12/24/2013 04/11/2017 PROPERTY TYPE: SECURITIES 296,255. 198,886. 97,368.
TOYOTA INDUSTRIES NPV P 12/20/2013 04/11/2017 PROPERTY TYPE: SECURITIES 94,098. 86,056. 8,042.
JAPAN AVIATN ELECT NPV P 03/11/2016 01/17/2017 PROPERTY TYPE: SECURITIES 216,940. 137,992. 78,948.
JAPAN AVIATN ELECT NPV P 03/15/2016 01/17/2017 PROPERTY TYPE: SECURITIES 517,318. 345,006. 172,312.
JAPAN AVIATN ELECT NPV P 03/16/2016 01/17/2017 PROPERTY TYPE: SECURITIES 16,688. 11,544. 5,144.
AMADA HOLDINGS CO LTD NPV P 04/08/2014 12/05/2017 PROPERTY TYPE: SECURITIES 207,245. 110,874. 96,371.
AS ONE CORPORATION NPV P 04/23/2015 11/10/2017 PROPERTY TYPE: SECURITIES 16,384. 9,571. 6,814.
ASICS CORP NPV P 07/25/2016 12/05/2017 PROPERTY TYPE: SECURITIES 25,824. 32,547. -6,723.
JSA 7E1730 1.000 43461C 2532 Page 51 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CHIYODA CORP NPV P 12/20/2013 12/05/2017 PROPERTY TYPE: SECURITIES 236,826. 468,483. -231,657.
CHIYODA CORP NPV P 04/08/2014 12/05/2017 PROPERTY TYPE: SECURITIES 153,240. 293,226. -139,986.
DAISEKI CO LTD NPV P 12/24/2013 12/05/2017 PROPERTY TYPE: SECURITIES 5,229. 3,790. 1,438.
DAISEKI CO LTD NPV P 12/25/2013 12/05/2017 PROPERTY TYPE: SECURITIES 83,660. 59,552. 24,108.
DENKA COMPANY LTD NPV P 12/24/2013 12/05/2017 PROPERTY TYPE: SECURITIES 90,203. 49,016. 41,187.
DENKA COMPANY LTD NPV P 01/08/2014 12/05/2017 PROPERTY TYPE: SECURITIES 22,551. 12,118. 10,433.
EIZO CORPORATION NPV P 02/19/2016 12/05/2017 PROPERTY TYPE: SECURITIES 725,931. 453,216. 272,715.
EIZO CORPORATION NPV P 02/23/2016 12/05/2017 PROPERTY TYPE: SECURITIES 20,860. 12,808. 8,052.
HAZAMA ANDO CORP NPV P 07/25/2016 12/05/2017 PROPERTY TYPE: SECURITIES 179,075. 130,229. 48,846.
HAZAMA ANDO CORP NPV P 07/26/2016 12/05/2017 PROPERTY TYPE: SECURITIES 36,463. 26,296. 10,167.
HORIBA LTD NPV P 12/20/2013 12/05/2017 PROPERTY TYPE: SECURITIES 172,885. 98,786. 74,099.
HORIBA LTD NPV P 04/08/2014 12/05/2017 PROPERTY TYPE: SECURITIES 476,923. 276,708. 200,215.
JSA 7E1730 1.000 43461C 2532 Page 52 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
JAPAN PETROLEUM EX NPV P 12/20/2013 12/05/2017 PROPERTY TYPE: SECURITIES 325,698. 503,259. -177,560.
KAGA ELECTRONICS NPV P 07/14/2017 11/15/2017 PROPERTY TYPE: SECURITIES 3,624. 2,815. 810.
KAGA ELECTRONICS NPV P 07/18/2017 11/15/2017 PROPERTY TYPE: SECURITIES 13,280. 10,433. 2,848.
KAGA ELECTRONICS NPV P 07/19/2017 11/15/2017 PROPERTY TYPE: SECURITIES 24,857. 20,069. 4,788.
KAGA ELECTRONICS NPV P 07/20/2017 11/15/2017 PROPERTY TYPE: SECURITIES 10,143. 8,237. 1,906.
KAGA ELECTRONICS NPV P 07/21/2017 11/15/2017 PROPERTY TYPE: SECURITIES 2,191. 1,794. 397.
KAGA ELECTRONICS NPV P 07/26/2017 11/20/2017 PROPERTY TYPE: SECURITIES 25,007. 19,792. 5,215.
KAGA ELECTRONICS NPV P 07/26/2017 11/17/2017 PROPERTY TYPE: SECURITIES 22,293. 17,730. 4,563.
KAGA ELECTRONICS NPV P 07/21/2017 11/16/2017 PROPERTY TYPE: SECURITIES 12,530. 9,943. 2,587.
KAGA ELECTRONICS NPV P 07/24/2017 11/16/2017 PROPERTY TYPE: SECURITIES 13,730. 10,819. 2,911.
KAGA ELECTRONICS NPV P 07/25/2017 11/16/2017 PROPERTY TYPE: SECURITIES 37,896. 30,047. 7,849.
KAGA ELECTRONICS NPV P 07/26/2017 11/16/2017 PROPERTY TYPE: SECURITIES 28. 22. 6.
JSA 7E1730 1.000 43461C 2532 Page 53 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KAGA ELECTRONICS NPV P 06/29/2017 11/13/2017 PROPERTY TYPE: SECURITIES 15,674. 11,862. 3,811.
KAGA ELECTRONICS NPV P 06/30/2017 11/13/2017 PROPERTY TYPE: SECURITIES 31,794. 23,271. 8,523.
KAGA ELECTRONICS NPV P 07/03/2017 11/13/2017 PROPERTY TYPE: SECURITIES 17,350. 12,787. 4,563.
KAGA ELECTRONICS NPV P 07/07/2017 11/13/2017 PROPERTY TYPE: SECURITIES 36,879. 27,212. 9,667.
KAGA ELECTRONICS NPV P 07/10/2017 11/13/2017 PROPERTY TYPE: SECURITIES 12,852. 9,528. 3,324.
KAGA ELECTRONICS NPV P 07/10/2017 11/14/2017 PROPERTY TYPE: SECURITIES 3,846. 2,796. 1,049.
KAGA ELECTRONICS NPV P 07/11/2017 11/14/2017 PROPERTY TYPE: SECURITIES 17,689. 12,967. 4,722.
KAGA ELECTRONICS NPV P 07/12/2017 11/14/2017 PROPERTY TYPE: SECURITIES 12,534. 9,177. 3,356.
KAGA ELECTRONICS NPV P 07/13/2017 11/14/2017 PROPERTY TYPE: SECURITIES 13,644. 10,059. 3,585.
KAGA ELECTRONICS NPV P 07/14/2017 11/14/2017 PROPERTY TYPE: SECURITIES 3,561. 2,626. 935.
KANSAI PAINT CO NPV P 04/30/2015 12/27/2017 PROPERTY TYPE: SECURITIES 97,690. 66,743. 30,947.
KANSAI PAINT CO NPV P 04/24/2015 12/05/2017 PROPERTY TYPE: SECURITIES 191,475. 130,907. 60,568.
JSA 7E1730 1.000 43461C 2532 Page 54 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KANSAI PAINT CO NPV P 06/24/2015 12/28/2017 PROPERTY TYPE: SECURITIES 5,266. 3,324. 1,942.
KANSAI PAINT CO NPV P 04/24/2015 12/18/2017 PROPERTY TYPE: SECURITIES 75,273. 51,789. 23,484.
KANSAI PAINT CO NPV P 04/30/2015 12/18/2017 PROPERTY TYPE: SECURITIES 21,164. 14,647. 6,517.
KANSAI PAINT CO NPV P 04/24/2015 12/18/2017 PROPERTY TYPE: SECURITIES 242,618. 166,772. 75,846.
KANSAI PAINT CO NPV P 04/30/2015 12/21/2017 PROPERTY TYPE: SECURITIES 214,847. 149,721. 65,126.
KANSAI PAINT CO NPV P 04/30/2015 12/22/2017 PROPERTY TYPE: SECURITIES 132,302. 91,997. 40,304.
KANSAI PAINT CO NPV P 06/24/2015 12/29/2017 PROPERTY TYPE: SECURITIES 16,566. 10,570. 5,995.
KANSAI PAINT CO NPV P 01/14/2016 12/29/2017 PROPERTY TYPE: SECURITIES 66,785. 37,139. 29,645.
KANSAI PAINT CO NPV P 04/30/2015 12/19/2017 PROPERTY TYPE: SECURITIES 409,380. 283,208. 126,173.
KANSAI PAINT CO NPV P 04/30/2015 12/20/2017 PROPERTY TYPE: SECURITIES 189,603. 131,683. 57,921.
KANSAI PAINT CO NPV P 04/30/2015 12/28/2017 PROPERTY TYPE: SECURITIES 40,237. 27,707. 12,529.
KANSAI PAINT CO NPV P 06/24/2015 12/28/2017 PROPERTY TYPE: SECURITIES 56,688. 35,966. 20,721.
JSA 7E1730 1.000 43461C 2532 Page 55 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MANDOM CORP NPV P 05/14/2015 12/05/2017 PROPERTY TYPE: SECURITIES 156,622. 87,684. 68,938.
MITSUBISHI UFJ FIN NPV P 10/21/2014 12/05/2017 PROPERTY TYPE: SECURITIES 184,201. 137,627. 46,574.
MIZUHO FINANCIAL GROUP NPV P 05/29/2015 12/05/2017 PROPERTY TYPE: SECURITIES 154,018. 186,210. -32,191.
MIZUHO FINANCIAL GROUP NPV P 06/01/2015 12/05/2017 PROPERTY TYPE: SECURITIES 126,786. 154,854. -28,068.
MIZUHO FINANCIAL GROUP NPV P 06/02/2015 12/05/2017 PROPERTY TYPE: SECURITIES 126,605. 156,132. -29,527.
MIZUHO FINANCIAL GROUP NPV P 06/04/2015 12/05/2017 PROPERTY TYPE: SECURITIES 126,786. 151,255. -24,470.
MIZUHO FINANCIAL GROUP NPV P 06/24/2015 12/05/2017 PROPERTY TYPE: SECURITIES 285,313. 348,788. -63,475.
PACK CORP (THE) NPV P 04/09/2014 12/13/2017 PROPERTY TYPE: SECURITIES 9,890. 5,567. 4,323.
PACK CORP (THE) NPV P 12/25/2013 11/14/2017 PROPERTY TYPE: SECURITIES 3,391. 1,815. 1,577.
PACK CORP (THE) NPV P 07/08/2015 12/19/2017 PROPERTY TYPE: SECURITIES 1,826. 1,078. 747.
PACK CORP (THE) NPV P 07/09/2015 12/19/2017 PROPERTY TYPE: SECURITIES 6,639. 3,790. 2,848.
PACK CORP (THE) NPV P 07/10/2015 12/19/2017 PROPERTY TYPE: SECURITIES 3,319. 1,916. 1,404.
JSA 7E1730 1.000 43461C 2532 Page 56 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PACK CORP (THE) NPV P 07/13/2015 12/19/2017 PROPERTY TYPE: SECURITIES 3,319. 1,927. 1,392.
PACK CORP (THE) NPV P 07/14/2015 12/19/2017 PROPERTY TYPE: SECURITIES 1,494. 878. 616.
PACK CORP (THE) NPV P 04/09/2014 12/08/2017 PROPERTY TYPE: SECURITIES 86,712. 48,246. 38,465.
PACK CORP (THE) NPV P 04/09/2014 12/11/2017 PROPERTY TYPE: SECURITIES 16,537. 9,278. 7,259.
PACK CORP (THE) NPV P 04/09/2014 12/12/2017 PROPERTY TYPE: SECURITIES 43,056. 24,123. 18,932.
PACK CORP (THE) NPV P 12/25/2013 11/15/2017 PROPERTY TYPE: SECURITIES 12,925. 7,259. 5,666.
PACK CORP (THE) NPV P 12/25/2013 11/16/2017 PROPERTY TYPE: SECURITIES 9,751. 5,444. 4,307.
PACK CORP (THE) NPV P 12/25/2013 11/21/2017 PROPERTY TYPE: SECURITIES 9,859. 5,444. 4,415.
PACK CORP (THE) NPV P 07/14/2015 12/20/2017 PROPERTY TYPE: SECURITIES 1,787. 1,073. 714.
PACK CORP (THE) NPV P 07/15/2015 12/20/2017 PROPERTY TYPE: SECURITIES 3,249. 1,999. 1,251.
PACK CORP (THE) NPV P 07/16/2015 12/20/2017 PROPERTY TYPE: SECURITIES 3,249. 2,006. 1,243.
PACK CORP (THE) NPV P 07/23/2015 12/20/2017 PROPERTY TYPE: SECURITIES 6,499. 4,060. 2,439.
JSA 7E1730 1.000 43461C 2532 Page 57 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PACK CORP (THE) NPV P 07/24/2015 12/20/2017 PROPERTY TYPE: SECURITIES 3,249. 2,043. 1,206.
PACK CORP (THE) NPV P 07/27/2015 12/20/2017 PROPERTY TYPE: SECURITIES 1,462. 893. 569.
PACK CORP (THE) NPV P 04/08/2014 12/01/2017 PROPERTY TYPE: SECURITIES 33,932. 18,709. 15,223.
PACK CORP (THE) NPV P 04/08/2014 11/30/2017 PROPERTY TYPE: SECURITIES 87,481. 48,644. 38,836.
PACK CORP (THE) NPV P 01/08/2014 11/29/2017 PROPERTY TYPE: SECURITIES 65,859. 34,571. 31,287.
PACK CORP (THE) NPV P 04/08/2014 11/29/2017 PROPERTY TYPE: SECURITIES 18,360. 10,197. 8,163.
PACK CORP (THE) NPV P 04/08/2014 12/05/2017 PROPERTY TYPE: SECURITIES 15,306. 8,513. 6,794.
PACK CORP (THE) NPV P 04/09/2014 12/05/2017 PROPERTY TYPE: SECURITIES 18,334. 10,113. 8,221.
PACK CORP (THE) NPV P 07/27/2015 12/21/2017 PROPERTY TYPE: SECURITIES 2,943. 1,826. 1,117.
PACK CORP (THE) NPV P 07/28/2015 12/21/2017 PROPERTY TYPE: SECURITIES 3,583. 2,282. 1,301.
PACK CORP (THE) NPV P 07/29/2015 12/21/2017 PROPERTY TYPE: SECURITIES 1,472. 931. 541.
PACK CORP (THE) NPV P 07/30/2015 12/21/2017 PROPERTY TYPE: SECURITIES 1,312. 831. 481.
JSA 7E1730 1.000 43461C 2532 Page 58 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PACK CORP (THE) NPV P 07/31/2015 12/21/2017 PROPERTY TYPE: SECURITIES 640. 407. 233.
PACK CORP (THE) NPV P 08/04/2015 12/21/2017 PROPERTY TYPE: SECURITIES 4,255. 2,716. 1,539.
PACK CORP (THE) NPV P 08/05/2015 12/21/2017 PROPERTY TYPE: SECURITIES 7,006. 4,543. 2,464.
PACK CORP (THE) NPV P 08/06/2015 12/21/2017 PROPERTY TYPE: SECURITIES 5,887. 3,838. 2,049.
PACK CORP (THE) NPV P 08/10/2015 12/21/2017 PROPERTY TYPE: SECURITIES 7,966. 5,461. 2,505.
PACK CORP (THE) NPV P 08/11/2015 12/21/2017 PROPERTY TYPE: SECURITIES 5,855. 4,082. 1,773.
PACK CORP (THE) NPV P 08/18/2015 12/21/2017 PROPERTY TYPE: SECURITIES 3,455. 2,455. 1,000.
PACK CORP (THE) NPV P 12/25/2013 11/20/2017 PROPERTY TYPE: SECURITIES 9,749. 5,444. 4,305.
PACK CORP (THE) NPV P 04/09/2014 12/07/2017 PROPERTY TYPE: SECURITIES 54,242. 29,690. 24,552.
PACK CORP (THE) NPV P 02/13/2015 12/15/2017 PROPERTY TYPE: SECURITIES 15,183. 9,125. 6,058.
PACK CORP (THE) NPV P 06/26/2015 12/15/2017 PROPERTY TYPE: SECURITIES 10,011. 6,062. 3,949.
PACK CORP (THE) NPV P 06/29/2015 12/15/2017 PROPERTY TYPE: SECURITIES 6,674. 3,969. 2,705.
JSA 7E1730 1.000 43461C 2532 Page 59 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PACK CORP (THE) NPV P 06/30/2015 12/15/2017 PROPERTY TYPE: SECURITIES 6,674. 3,980. 2,694.
PACK CORP (THE) NPV P 07/01/2015 12/15/2017 PROPERTY TYPE: SECURITIES 1,502. 903. 599.
PACK CORP (THE) NPV P 04/08/2014 12/04/2017 PROPERTY TYPE: SECURITIES 33,737. 18,709. 15,028.
PACK CORP (THE) NPV P 12/24/2013 11/10/2017 PROPERTY TYPE: SECURITIES 1,873. 1,010. 863.
PACK CORP (THE) NPV P 12/25/2013 11/10/2017 PROPERTY TYPE: SECURITIES 8,344. 4,446. 3,898.
PACK CORP (THE) NPV P 12/25/2013 11/27/2017 PROPERTY TYPE: SECURITIES 9,945. 5,444. 4,501.
PACK CORP (THE) NPV P 12/25/2013 11/13/2017 PROPERTY TYPE: SECURITIES 13,644. 7,259. 6,385.
PACK CORP (THE) NPV P 12/25/2013 11/24/2017 PROPERTY TYPE: SECURITIES 6,609. 3,629. 2,980.
PACK CORP (THE) NPV P 04/09/2014 12/06/2017 PROPERTY TYPE: SECURITIES 33,566. 18,556. 15,010.
PACK CORP (THE) NPV P 12/25/2013 11/17/2017 PROPERTY TYPE: SECURITIES 22,713. 12,703. 10,011.
PACK CORP (THE) NPV P 07/01/2015 12/18/2017 PROPERTY TYPE: SECURITIES 5,188. 3,110. 2,078.
PACK CORP (THE) NPV P 07/02/2015 12/18/2017 PROPERTY TYPE: SECURITIES 6,694. 4,028. 2,666.
JSA 7E1730 1.000 43461C 2532 Page 60 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PACK CORP (THE) NPV P 07/06/2015 12/18/2017 PROPERTY TYPE: SECURITIES 3,347. 1,976. 1,371.
PACK CORP (THE) NPV P 07/07/2015 12/18/2017 PROPERTY TYPE: SECURITIES 3,347. 1,984. 1,363.
PACK CORP (THE) NPV P 07/08/2015 12/18/2017 PROPERTY TYPE: SECURITIES 4,853. 2,843. 2,011.
PACK CORP (THE) NPV P 12/25/2013 11/28/2017 PROPERTY TYPE: SECURITIES 8,500. 4,627. 3,873.
PACK CORP (THE) NPV P 01/08/2014 11/28/2017 PROPERTY TYPE: SECURITIES 1,500. 796. 704.
PACK CORP (THE) NPV P 04/09/2014 12/14/2017 PROPERTY TYPE: SECURITIES 8,495. 4,732. 3,763.
PACK CORP (THE) NPV P 02/13/2015 12/14/2017 PROPERTY TYPE: SECURITIES 18,155. 10,930. 7,226.
PACK CORP (THE) NPV P 12/25/2013 11/22/2017 PROPERTY TYPE: SECURITIES 13,040. 7,259. 5,782.
SANKYU INC NPV P 04/08/2014 12/05/2017 PROPERTY TYPE: SECURITIES 168,559. 75,397. 93,162.
SHINMAYWA INDS NPV P 02/29/2016 12/05/2017 PROPERTY TYPE: SECURITIES 38,222. 28,485. 9,737.
SHINMAYWA INDS NPV P 03/01/2016 12/05/2017 PROPERTY TYPE: SECURITIES 47,778. 35,098. 12,680.
SHINMAYWA INDS NPV P 03/02/2016 12/05/2017 PROPERTY TYPE: SECURITIES 44,911. 33,629. 11,282.
JSA 7E1730 1.000 43461C 2532 Page 61 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SHIP HEALTHCARE HOLDINGS INC NPV P 04/15/2015 12/05/2017 PROPERTY TYPE: SECURITIES 118,289. 91,108. 27,180.
SHIP HEALTHCARE HOLDINGS INC NPV P 04/16/2015 12/05/2017 PROPERTY TYPE: SECURITIES 80,139. 61,517. 18,623.
TAKUMA CO LTD NPV P 11/21/2014 12/28/2017 PROPERTY TYPE: SECURITIES 85,985. 41,935. 44,051.
TAKUMA CO LTD NPV P 11/21/2014 12/29/2017 PROPERTY TYPE: SECURITIES 86,346. 42,622. 43,723.
TAKUMA CO LTD NPV P 12/02/2014 12/29/2017 PROPERTY TYPE: SECURITIES 8,356. 4,182. 4,174.
TAKUMA CO LTD NPV P 11/21/2014 12/27/2017 PROPERTY TYPE: SECURITIES 24,249. 11,687. 12,562.
TKC CORPORATION NPV P 12/24/2013 12/05/2017 PROPERTY TYPE: SECURITIES 58,385. 28,182. 30,203.
TOYOTA INDUSTRIES NPV P 12/20/2013 12/05/2017 PROPERTY TYPE: SECURITIES 85,124. 60,239. 24,885.
ADR YUKOS CORP SPONSORED ADR P 08/10/2017 PROPERTY TYPE: SECURITIES 477. 477.
REV SPLIT AMER ITNL GRP 2053139 6/30/09 P 04/24/2017 PROPERTY TYPE: SECURITIES 308. 308.
WEATHERFORD INTER PLC 2Y1XAZ1 6-18-14 P 08/08/2017 PROPERTY TYPE: SECURITIES 195. 195.
WYETH COM EFF 10-15-09 P 09/15/2017 PROPERTY TYPE: SECURITIES 9,961. 9,961.
JSA 7E1730 1.000 43461C 2532 Page 62 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ANADARKO PETRO CORP COM P 08/24/2017 PROPERTY TYPE: SECURITIES 16. 16.
BANK NEW YORK MELLON CORP COM STK P 04/12/2017 PROPERTY TYPE: SECURITIES 38,602. 38,602.
BANK OF AMERICA CORP P 12/11/2017 PROPERTY TYPE: SECURITIES 34. 34.
BAXTER INTL INC COM P 04/17/2017 PROPERTY TYPE: SECURITIES 189. 189.
CVS HEALTH CORP COM P 10/25/2017 PROPERTY TYPE: SECURITIES 238. 238.
PFIZER INC COM P 01/24/2017 PROPERTY TYPE: SECURITIES 124. 124.
REGIONS FINL CORP NEW COM P 01/13/2017 PROPERTY TYPE: SECURITIES 372. 372.
STATE STR CORP COM P 02/15/2017 PROPERTY TYPE: SECURITIES 175. 175.
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 04/13/2017 PROPERTY TYPE: SECURITIES 235. 235.
BLACKBERRY LTD COM P 08/09/2016 09/29/2017 PROPERTY TYPE: SECURITIES 3,372. 2,482. 890.
BLACKBERRY LTD COM P 08/10/2016 09/29/2017 PROPERTY TYPE: SECURITIES 30,377. 22,562. 7,815.
BLACKBERRY LTD COM P 09/28/2016 12/20/2017 PROPERTY TYPE: SECURITIES 56,298. 38,584. 17,714.
JSA 7E1730 1.000 43461C 2532 Page 63 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BLACKBERRY LTD COM P 08/10/2016 09/29/2017 PROPERTY TYPE: SECURITIES 12,371. 8,859. 3,512.
BLACKBERRY LTD COM P 08/10/2016 09/29/2017 PROPERTY TYPE: SECURITIES 50,442. 35,940. 14,502.
BLACKBERRY LTD COM P 08/10/2016 09/29/2017 PROPERTY TYPE: SECURITIES 550. 393. 157.
BLACKBERRY LTD COM P 07/21/2016 05/30/2017 PROPERTY TYPE: SECURITIES 49,647. 31,751. 17,896.
BLACKBERRY LTD COM P 07/22/2016 05/30/2017 PROPERTY TYPE: SECURITIES 47,395. 30,487. 16,909.
BLACKBERRY LTD COM P 07/25/2016 05/30/2017 PROPERTY TYPE: SECURITIES 10,723. 7,054. 3,669.
BLACKBERRY LTD COM P 07/26/2016 06/01/2017 PROPERTY TYPE: SECURITIES 4,796. 3,006. 1,790.
BLACKBERRY LTD COM P 07/27/2016 06/01/2017 PROPERTY TYPE: SECURITIES 13,132. 8,545. 4,587.
BLACKBERRY LTD COM P 07/27/2016 06/01/2017 PROPERTY TYPE: SECURITIES 117,956. 77,173. 40,782.
BLACKBERRY LTD COM P 07/28/2016 06/01/2017 PROPERTY TYPE: SECURITIES 7,993. 5,345. 2,648.
BLACKBERRY LTD COM P 07/28/2016 06/01/2017 PROPERTY TYPE: SECURITIES 12,514. 8,247. 4,268.
BLACKBERRY LTD COM P 09/28/2016 12/19/2017 PROPERTY TYPE: SECURITIES 65,808. 49,607. 16,201.
JSA 7E1730 1.000 43461C 2532 Page 64 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BLACKBERRY LTD COM P 08/08/2016 09/28/2017 PROPERTY TYPE: SECURITIES 70,759. 52,501. 18,258.
BLACKBERRY LTD COM P 08/09/2016 09/28/2017 PROPERTY TYPE: SECURITIES 1,391. 1,030. 361.
BLACKBERRY LTD COM P 08/09/2016 09/28/2017 PROPERTY TYPE: SECURITIES 55,164. 40,896. 14,268.
BLACKBERRY LTD COM P 07/21/2016 05/30/2017 PROPERTY TYPE: SECURITIES 10,493. 6,721. 3,773.
BLACKBERRY LTD COM P 07/21/2016 05/30/2017 PROPERTY TYPE: SECURITIES 849. 549. 301.
BLACKBERRY LTD COM P 07/25/2016 06/01/2017 PROPERTY TYPE: SECURITIES 569. 353. 217.
BLACKBERRY LTD COM P 08/10/2016 10/02/2017 PROPERTY TYPE: SECURITIES 53,086. 37,241. 15,845.
BLACKBERRY LTD COM P 08/19/2016 10/02/2017 PROPERTY TYPE: SECURITIES 10,208. 7,321. 2,887.
BLACKBERRY LTD COM P 08/19/2016 10/10/2017 PROPERTY TYPE: SECURITIES 3,965. 2,803. 1,161.
BLACKBERRY LTD COM P 08/19/2016 10/10/2017 PROPERTY TYPE: SECURITIES 68. 48. 20.
BLACKBERRY LTD COM P 08/22/2016 10/10/2017 PROPERTY TYPE: SECURITIES 59,053. 41,670. 17,383.
BLACKBERRY LTD COM P 07/28/2016 09/28/2017 PROPERTY TYPE: SECURITIES 7,383. 5,345. 2,038.
JSA 7E1730 1.000 43461C 2532 Page 65 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BLACKBERRY LTD COM P 07/28/2016 09/28/2017 PROPERTY TYPE: SECURITIES 5,853. 4,227. 1,626.
BLACKBERRY LTD COM P 08/08/2016 09/28/2017 PROPERTY TYPE: SECURITIES 11,338. 8,405. 2,933.
BLACKBERRY LTD COM P 07/25/2016 06/01/2017 PROPERTY TYPE: SECURITIES 7,682. 4,691. 2,991.
BLACKBERRY LTD COM P 07/26/2016 06/01/2017 PROPERTY TYPE: SECURITIES 64,052. 39,683. 24,368.
BLACKBERRY LTD COM P 08/22/2016 10/10/2017 PROPERTY TYPE: SECURITIES 194. 136. 58.
BLACKBERRY LTD COM P 08/24/2016 10/10/2017 PROPERTY TYPE: SECURITIES 512. 357. 156.
BLACKBERRY LTD COM P 08/24/2016 10/11/2017 PROPERTY TYPE: SECURITIES 75,397. 52,688. 22,709.
BLACKBERRY LTD COM P 08/25/2016 10/11/2017 PROPERTY TYPE: SECURITIES 75,624. 53,309. 22,315.
BLACKBERRY LTD COM P 09/20/2016 10/11/2017 PROPERTY TYPE: SECURITIES 80,329. 53,445. 26,884.
BLACKBERRY LTD COM P 09/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 39,173. 27,296. 11,877.
BLACKBERRY LTD COM P 09/28/2016 12/19/2017 PROPERTY TYPE: SECURITIES 27,962. 21,264. 6,698.
BLACKBERRY LTD COM P 09/28/2016 12/19/2017 PROPERTY TYPE: SECURITIES 326. 248. 78.
JSA 7E1730 1.000 43461C 2532 Page 66 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BLACKBERRY LTD COM P 09/28/2016 12/19/2017 PROPERTY TYPE: SECURITIES 20,403. 15,554. 4,849.
BLACKBERRY LTD COM P 07/25/2016 05/31/2017 PROPERTY TYPE: SECURITIES 58,886. 39,466. 19,420.
BLACKBERRY LTD COM P 07/21/2016 05/26/2017 PROPERTY TYPE: SECURITIES 13,349. 8,250. 5,099.
BLACKBERRY LTD COM P 07/21/2016 05/26/2017 PROPERTY TYPE: SECURITIES 13,015. 8,032. 4,983.
BLACKBERRY LTD COM P 07/21/2016 05/26/2017 PROPERTY TYPE: SECURITIES 47,834. 29,488. 18,346.
BLACKBERRY LTD COM P 09/22/2016 12/18/2017 PROPERTY TYPE: SECURITIES 26,889. 19,316. 7,573.
BLACKBERRY LTD COM P 09/23/2016 12/18/2017 PROPERTY TYPE: SECURITIES 9,238. 6,645. 2,592.
BLACKBERRY LTD COM P 09/28/2016 12/18/2017 PROPERTY TYPE: SECURITIES 15,946. 11,968. 3,979.
BLACKBERRY LTD COM P 09/28/2016 12/18/2017 PROPERTY TYPE: SECURITIES 4,949. 3,742. 1,207.
YUM CHINA HLDGS INC COM P 05/22/2017 10/11/2017 PROPERTY TYPE: SECURITIES 131,624. 114,254. 17,371.
YUM CHINA HLDGS INC COM P 05/22/2017 10/11/2017 PROPERTY TYPE: SECURITIES 104,059. 90,336. 13,723.
CHECK PT SOFTWARE TECHNOLOGIES P 07/10/2015 12/18/2017 PROPERTY TYPE: SECURITIES 40,647. 31,174. 9,472.
JSA 7E1730 1.000 43461C 2532 Page 67 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CHECK PT SOFTWARE TECHNOLOGIES P 10/13/2014 07/13/2017 PROPERTY TYPE: SECURITIES 32,445. 18,902. 13,543.
CHECK PT SOFTWARE TECHNOLOGIES P 10/14/2014 07/13/2017 PROPERTY TYPE: SECURITIES 10,246. 5,992. 4,254.
CHECK PT SOFTWARE TECHNOLOGIES P 07/08/2015 09/08/2017 PROPERTY TYPE: SECURITIES 31,197. 21,658. 9,539.
CHECK PT SOFTWARE TECHNOLOGIES P 07/09/2015 09/08/2017 PROPERTY TYPE: SECURITIES 21,100. 15,010. 6,091.
CHECK PT SOFTWARE TECHNOLOGIES P 10/08/2014 03/29/2017 PROPERTY TYPE: SECURITIES 57,236. 38,790. 18,446.
CHECK PT SOFTWARE TECHNOLOGIES P 10/13/2014 07/10/2017 PROPERTY TYPE: SECURITIES 60,431. 35,814. 24,617.
CHECK PT SOFTWARE TECHNOLOGIES P 04/09/2014 01/13/2017 PROPERTY TYPE: SECURITIES 62,258. 46,471. 15,786.
CHECK PT SOFTWARE TECHNOLOGIES P 04/22/2014 01/13/2017 PROPERTY TYPE: SECURITIES 27,971. 21,192. 6,779.
CHECK PT SOFTWARE TECHNOLOGIES P 07/09/2015 09/08/2017 PROPERTY TYPE: SECURITIES 8,755. 6,214. 2,541.
CHECK PT SOFTWARE TECHNOLOGIES P 04/08/2014 01/10/2017 PROPERTY TYPE: SECURITIES 49,075. 37,402. 11,673.
CHECK PT SOFTWARE TECHNOLOGIES P 04/09/2014 01/10/2017 PROPERTY TYPE: SECURITIES 5,305. 4,041. 1,264.
CHECK PT SOFTWARE TECHNOLOGIES P 07/09/2014 01/20/2017 PROPERTY TYPE: SECURITIES 54,775. 36,612. 18,164.
JSA 7E1730 1.000 43461C 2532 Page 68 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CHECK PT SOFTWARE TECHNOLOGIES P 07/09/2014 01/20/2017 PROPERTY TYPE: SECURITIES 20,504. 13,729. 6,775.
CHECK PT SOFTWARE TECHNOLOGIES P 07/23/2014 01/20/2017 PROPERTY TYPE: SECURITIES 10,740. 7,275. 3,465.
CHECK PT SOFTWARE TECHNOLOGIES P 07/23/2014 01/20/2017 PROPERTY TYPE: SECURITIES 23,434. 15,864. 7,570.
CHECK PT SOFTWARE TECHNOLOGIES P 08/27/2014 02/15/2017 PROPERTY TYPE: SECURITIES 7,567. 5,263. 2,304.
CHECK PT SOFTWARE TECHNOLOGIES P 08/27/2014 02/15/2017 PROPERTY TYPE: SECURITIES 49,440. 34,430. 15,010.
CHECK PT SOFTWARE TECHNOLOGIES P 10/09/2014 05/15/2017 PROPERTY TYPE: SECURITIES 550. 350. 200.
CHECK PT SOFTWARE TECHNOLOGIES P 10/13/2014 05/15/2017 PROPERTY TYPE: SECURITIES 58,889. 35,483. 23,407.
CHECK PT SOFTWARE TECHNOLOGIES P 07/09/2015 10/11/2017 PROPERTY TYPE: SECURITIES 5,851. 4,014. 1,837.
CHECK PT SOFTWARE TECHNOLOGIES P 07/09/2015 10/11/2017 PROPERTY TYPE: SECURITIES 169,335. 116,768. 52,567.
CHECK PT SOFTWARE TECHNOLOGIES P 07/09/2015 10/11/2017 PROPERTY TYPE: SECURITIES 23,405. 16,057. 7,348.
CHECK PT SOFTWARE TECHNOLOGIES P 07/10/2015 10/11/2017 PROPERTY TYPE: SECURITIES 87,183. 60,324. 26,859.
CHECK PT SOFTWARE TECHNOLOGIES P 07/10/2015 10/11/2017 PROPERTY TYPE: SECURITIES 50,321. 34,973. 15,347.
JSA 7E1730 1.000 43461C 2532 Page 69 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CHECK PT SOFTWARE TECHNOLOGIES P 04/22/2014 01/19/2017 PROPERTY TYPE: SECURITIES 26,199. 18,457. 7,742.
CHECK PT SOFTWARE TECHNOLOGIES P 07/09/2014 01/19/2017 PROPERTY TYPE: SECURITIES 2,911. 1,961. 950.
CHECK PT SOFTWARE TECHNOLOGIES P 07/09/2014 01/19/2017 PROPERTY TYPE: SECURITIES 16,496. 11,132. 5,364.
CHECK PT SOFTWARE TECHNOLOGIES P 10/14/2014 07/19/2017 PROPERTY TYPE: SECURITIES 46,357. 26,630. 19,727.
CHECK PT SOFTWARE TECHNOLOGIES P 07/09/2014 01/19/2017 PROPERTY TYPE: SECURITIES 39,766. 26,805. 12,961.
CHECK PT SOFTWARE TECHNOLOGIES P 07/10/2015 12/18/2017 PROPERTY TYPE: SECURITIES 17,117. 13,118. 3,999.
CHECK PT SOFTWARE TECHNOLOGIES P 07/10/2015 12/19/2017 PROPERTY TYPE: SECURITIES 28,208. 21,701. 6,508.
CHECK PT SOFTWARE TECHNOLOGIES P 07/13/2015 12/19/2017 PROPERTY TYPE: SECURITIES 27,892. 21,291. 6,601.
CHECK PT SOFTWARE TECHNOLOGIES P 07/13/2015 12/19/2017 PROPERTY TYPE: SECURITIES 1,684. 1,285. 399.
CHECK PT SOFTWARE TECHNOLOGIES P 10/08/2014 03/30/2017 PROPERTY TYPE: SECURITIES 24,266. 16,425. 7,841.
CHECK PT SOFTWARE TECHNOLOGIES P 10/08/2014 03/30/2017 PROPERTY TYPE: SECURITIES 33,043. 22,222. 10,821.
CHECK PT SOFTWARE TECHNOLOGIES P 10/08/2014 03/27/2017 PROPERTY TYPE: SECURITIES 17,947. 12,231. 5,716.
JSA 7E1730 1.000 43461C 2532 Page 70 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CHECK PT SOFTWARE TECHNOLOGIES P 07/23/2014 01/27/2017 PROPERTY TYPE: SECURITIES 48,755. 32,389. 16,366.
CHECK PT SOFTWARE TECHNOLOGIES P 08/27/2014 01/27/2017 PROPERTY TYPE: SECURITIES 6,468. 4,567. 1,900.
CHECK PT SOFTWARE TECHNOLOGIES P 10/13/2014 07/13/2017 PROPERTY TYPE: SECURITIES 18,234. 10,612. 7,622.
CHECK PT SOFTWARE TECHNOLOGIES P 10/14/2014 07/19/2017 PROPERTY TYPE: SECURITIES 31,317. 17,975. 13,342.
CHECK PT SOFTWARE TECHNOLOGIES P 07/08/2015 07/19/2017 PROPERTY TYPE: SECURITIES 14,499. 9,863. 4,635.
CHECK PT SOFTWARE TECHNOLOGIES P 10/09/2014 04/26/2017 PROPERTY TYPE: SECURITIES 17,198. 11,580. 5,617.
CHECK PT SOFTWARE TECHNOLOGIES P 10/09/2014 04/26/2017 PROPERTY TYPE: SECURITIES 27,620. 18,567. 9,053.
CHECK PT SOFTWARE TECHNOLOGIES P 08/27/2014 03/24/2017 PROPERTY TYPE: SECURITIES 47,097. 31,930. 15,167.
CHECK PT SOFTWARE TECHNOLOGIES P 10/08/2014 03/24/2017 PROPERTY TYPE: SECURITIES 48,132. 32,500. 15,632.
CHECK PT SOFTWARE TECHNOLOGIES P 08/27/2014 02/08/2017 PROPERTY TYPE: SECURITIES 55,228. 38,997. 16,231.
CHECK PT SOFTWARE TECHNOLOGIES P 10/08/2014 04/26/2017 PROPERTY TYPE: SECURITIES 12,483. 8,333. 4,150.
CHECK PT SOFTWARE TECHNOLOGIES P 10/09/2014 04/26/2017 PROPERTY TYPE: SECURITIES 1,560. 1,053. 508.
JSA 7E1730 1.000 43461C 2532 Page 71 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CHECK PT SOFTWARE TECHNOLOGIES P 04/22/2014 01/13/2017 PROPERTY TYPE: SECURITIES 18,201. 13,672. 4,529.
CHECK PT SOFTWARE TECHNOLOGIES P 07/08/2015 07/19/2017 PROPERTY TYPE: SECURITIES 4,061. 2,756. 1,304.
CHECK PT SOFTWARE TECHNOLOGIES P 07/08/2015 07/19/2017 PROPERTY TYPE: SECURITIES 27,263. 18,543. 8,720.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/22/2016 01/25/2017 PROPERTY TYPE: SECURITIES 4,258. 3,345. 913.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/23/2016 01/25/2017 PROPERTY TYPE: SECURITIES 64,549. 50,158. 14,391.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/24/2016 01/25/2017 PROPERTY TYPE: SECURITIES 18,154. 14,066. 4,088.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/22/2016 01/25/2017 PROPERTY TYPE: SECURITIES 23,799. 18,661. 5,138.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/16/2016 01/04/2017 PROPERTY TYPE: SECURITIES 53,970. 45,487. 8,483.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/21/2016 01/24/2017 PROPERTY TYPE: SECURITIES 9,669. 7,898. 1,771.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/21/2016 01/24/2017 PROPERTY TYPE: SECURITIES 2,637. 2,154. 483.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/22/2016 01/24/2017 PROPERTY TYPE: SECURITIES 72,076. 57,743. 14,333.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/22/2016 01/24/2017 PROPERTY TYPE: SECURITIES 25,051. 20,092. 4,959.
JSA 7E1730 1.000 43461C 2532 Page 72 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 04/06/2016 05/17/2017 PROPERTY TYPE: SECURITIES 81,533. 59,689. 21,844.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 04/06/2016 05/17/2017 PROPERTY TYPE: SECURITIES 7,549. 5,513. 2,036.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 04/11/2016 05/17/2017 PROPERTY TYPE: SECURITIES 69,706. 50,606. 19,100.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 04/13/2016 05/17/2017 PROPERTY TYPE: SECURITIES 77,759. 57,551. 20,208.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/18/2016 01/10/2017 PROPERTY TYPE: SECURITIES 6,739. 5,534. 1,205.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/21/2016 01/10/2017 PROPERTY TYPE: SECURITIES 17,269. 14,764. 2,505.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/21/2016 01/10/2017 PROPERTY TYPE: SECURITIES 30,116. 25,668. 4,448.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/16/2016 01/05/2017 PROPERTY TYPE: SECURITIES 69,066. 56,774. 12,292.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/16/2016 01/05/2017 PROPERTY TYPE: SECURITIES 94,684. 77,232. 17,452.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/18/2016 01/05/2017 PROPERTY TYPE: SECURITIES 11,477. 9,685. 1,792.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/18/2016 01/05/2017 PROPERTY TYPE: SECURITIES 40,989. 34,665. 6,324.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/24/2016 02/15/2017 PROPERTY TYPE: SECURITIES 80,814. 60,420. 20,394.
JSA 7E1730 1.000 43461C 2532 Page 73 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 04/05/2016 02/15/2017 PROPERTY TYPE: SECURITIES 55,330. 43,992. 11,338.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 04/05/2016 05/17/2017 PROPERTY TYPE: SECURITIES 8,562. 6,206. 2,356.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 04/06/2016 05/17/2017 PROPERTY TYPE: SECURITIES 12,591. 9,211. 3,380.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 04/06/2016 05/17/2017 PROPERTY TYPE: SECURITIES 36,641. 26,897. 9,744.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/24/2016 02/15/2017 PROPERTY TYPE: SECURITIES 26,986. 20,318. 6,668.
YAHOO INC ALTABA INC 2H1WAW2 06-19-2017 P 03/24/2016 02/15/2017 PROPERTY TYPE: SECURITIES 7,150. 5,321. 1,829.
#REORG/ALERE CASH MERGER 10-03-2017 P 04/28/2016 04/17/2017 PROPERTY TYPE: SECURITIES 3,444. 3,005. 438.
#REORG/ALERE CASH MERGER 10-03-2017 P 04/28/2016 04/17/2017 PROPERTY TYPE: SECURITIES 132,332. 116,899. 15,433.
#REORG/ALERE CASH MERGER 10-03-2017 P 04/29/2016 04/17/2017 PROPERTY TYPE: SECURITIES 20,662. 16,316. 4,345.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/16/2016 05/09/2017 PROPERTY TYPE: SECURITIES 56,913. 50,360. 6,553.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/19/2016 05/09/2017 PROPERTY TYPE: SECURITIES 26,609. 23,402. 3,207.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/19/2016 05/09/2017 PROPERTY TYPE: SECURITIES 4,435. 3,878. 557.
JSA 7E1730 1.000 43461C 2532 Page 74 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
#REORG/ALERE CASH MERGER 10-03-2017 P 09/20/2016 05/09/2017 PROPERTY TYPE: SECURITIES 28,580. 25,137. 3,442.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/21/2016 05/09/2017 PROPERTY TYPE: SECURITIES 1,232. 1,074. 158.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/03/2016 04/20/2017 PROPERTY TYPE: SECURITIES 21,272. 17,452. 3,820.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/03/2016 04/20/2017 PROPERTY TYPE: SECURITIES 1,467. 1,201. 266.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/04/2016 04/20/2017 PROPERTY TYPE: SECURITIES 23,473. 19,344. 4,129.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/04/2016 04/20/2017 PROPERTY TYPE: SECURITIES 21,028. 17,326. 3,702.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/06/2016 04/20/2017 PROPERTY TYPE: SECURITIES 16,626. 13,440. 3,186.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/07/2016 04/20/2017 PROPERTY TYPE: SECURITIES 3,912. 3,240. 672.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/07/2016 04/20/2017 PROPERTY TYPE: SECURITIES 24,940. 20,609. 4,331.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/07/2016 04/20/2017 PROPERTY TYPE: SECURITIES 1,956. 1,617. 339.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/07/2016 04/20/2017 PROPERTY TYPE: SECURITIES 978. 805. 173.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/07/2016 05/01/2017 PROPERTY TYPE: SECURITIES 10,340. 8,444. 1,897.
JSA 7E1730 1.000 43461C 2532 Page 75 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
#REORG/ALERE CASH MERGER 10-03-2017 P 07/07/2016 05/01/2017 PROPERTY TYPE: SECURITIES 5,416. 4,426. 990.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/07/2016 05/01/2017 PROPERTY TYPE: SECURITIES 29,298. 23,920. 5,378.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/08/2016 05/01/2017 PROPERTY TYPE: SECURITIES 11,325. 9,211. 2,114.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/08/2016 05/01/2017 PROPERTY TYPE: SECURITIES 29,298. 23,826. 5,472.
#REORG/ALERE CASH MERGER 10-03-2017 P 06/12/2015 04/17/2017 PROPERTY TYPE: SECURITIES 20,867. 21,667. -799.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/13/2016 04/17/2017 PROPERTY TYPE: SECURITIES 60,147. 46,952. 13,195.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/14/2016 04/17/2017 PROPERTY TYPE: SECURITIES 61,620. 46,154. 15,465.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/21/2016 04/17/2017 PROPERTY TYPE: SECURITIES 17,676. 13,495. 4,181.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/28/2016 04/17/2017 PROPERTY TYPE: SECURITIES 60,638. 44,269. 16,368.
#REORG/ALERE CASH MERGER 10-03-2017 P 04/28/2016 04/17/2017 PROPERTY TYPE: SECURITIES 89,361. 79,092. 10,269.
#REORG/ALERE CASH MERGER 10-03-2017 P 04/28/2016 04/17/2017 PROPERTY TYPE: SECURITIES 9,820. 8,728. 1,092.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/20/2015 03/14/2017 PROPERTY TYPE: SECURITIES 14,609. 16,729. -2,120.
JSA 7E1730 1.000 43461C 2532 Page 76 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
#REORG/ALERE CASH MERGER 10-03-2017 P 01/20/2015 03/14/2017 PROPERTY TYPE: SECURITIES 8,533. 9,866. -1,333.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/29/2015 03/15/2017 PROPERTY TYPE: SECURITIES 3,908. 4,212. -304.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/30/2015 03/15/2017 PROPERTY TYPE: SECURITIES 18,609. 20,289. -1,680.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/02/2015 03/15/2017 PROPERTY TYPE: SECURITIES 2,977. 3,257. -280.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/03/2015 03/15/2017 PROPERTY TYPE: SECURITIES 17,306. 18,915. -1,609.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/13/2016 05/08/2017 PROPERTY TYPE: SECURITIES 14,495. 12,602. 1,894.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/14/2016 05/08/2017 PROPERTY TYPE: SECURITIES 31,202. 27,120. 4,082.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/15/2016 05/08/2017 PROPERTY TYPE: SECURITIES 25,551. 22,318. 3,233.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/16/2016 05/08/2017 PROPERTY TYPE: SECURITIES 47,172. 41,858. 5,314.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/20/2016 05/02/2017 PROPERTY TYPE: SECURITIES 11,574. 10,393. 1,180.
#REORG/ALERE CASH MERGER 10-03-2017 P 08/09/2016 05/02/2017 PROPERTY TYPE: SECURITIES 53,682. 42,388. 11,294.
#REORG/ALERE CASH MERGER 10-03-2017 P 08/09/2016 05/02/2017 PROPERTY TYPE: SECURITIES 13,297. 10,470. 2,827.
JSA 7E1730 1.000 43461C 2532 Page 77 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
#REORG/ALERE CASH MERGER 10-03-2017 P 09/07/2016 05/02/2017 PROPERTY TYPE: SECURITIES 80,276. 68,169. 12,108.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/08/2016 05/02/2017 PROPERTY TYPE: SECURITIES 17,976. 15,469. 2,507.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/21/2015 03/15/2017 PROPERTY TYPE: SECURITIES 11,469. 13,287. -1,818.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/29/2015 03/15/2017 PROPERTY TYPE: SECURITIES 2,590. 2,820. -230.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/29/2015 03/15/2017 PROPERTY TYPE: SECURITIES 20,902. 22,664. -1,761.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/08/2016 05/05/2017 PROPERTY TYPE: SECURITIES 51,367. 44,244. 7,122.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/12/2016 05/05/2017 PROPERTY TYPE: SECURITIES 40,798. 35,569. 5,230.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/13/2016 05/05/2017 PROPERTY TYPE: SECURITIES 25,806. 22,427. 3,379.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/20/2015 03/14/2017 PROPERTY TYPE: SECURITIES 18,005. 20,590. -2,585.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/21/2016 05/10/2017 PROPERTY TYPE: SECURITIES 246. 215. 31.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/26/2016 05/10/2017 PROPERTY TYPE: SECURITIES 18,707. 16,350. 2,358.
#REORG/ALERE CASH MERGER 10-03-2017 P 10/12/2016 05/10/2017 PROPERTY TYPE: SECURITIES 2,954. 2,579. 375.
JSA 7E1730 1.000 43461C 2532 Page 78 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
#REORG/ALERE CASH MERGER 10-03-2017 P 10/13/2016 05/10/2017 PROPERTY TYPE: SECURITIES 11,323. 9,832. 1,491.
#REORG/ALERE CASH MERGER 10-03-2017 P 10/13/2016 05/10/2017 PROPERTY TYPE: SECURITIES 31,999. 27,876. 4,123.
#REORG/ALERE CASH MERGER 10-03-2017 P 10/14/2016 05/10/2017 PROPERTY TYPE: SECURITIES 3,446. 3,012. 434.
#REORG/ALERE CASH MERGER 10-03-2017 P 10/17/2016 05/10/2017 PROPERTY TYPE: SECURITIES 9,846. 8,587. 1,259.
#REORG/ALERE CASH MERGER 10-03-2017 P 10/19/2016 05/10/2017 PROPERTY TYPE: SECURITIES 1,969. 1,736. 234.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/08/2016 05/03/2017 PROPERTY TYPE: SECURITIES 15,760. 13,562. 2,198.
#REORG/ALERE CASH MERGER 10-03-2017 P 09/08/2016 05/03/2017 PROPERTY TYPE: SECURITIES 43,094. 37,047. 6,047.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/24/2017 05/11/2017 PROPERTY TYPE: SECURITIES 8,626. 6,913. 1,713.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/25/2017 05/11/2017 PROPERTY TYPE: SECURITIES 2,711. 2,171. 539.
#REORG/ALERE CASH MERGER 10-03-2017 P 04/29/2016 04/17/2017 PROPERTY TYPE: SECURITIES 42,384. 33,604. 8,780.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/02/2016 04/17/2017 PROPERTY TYPE: SECURITIES 61,738. 50,979. 10,759.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/03/2016 04/17/2017 PROPERTY TYPE: SECURITIES 52,674. 43,129. 9,545.
JSA 7E1730 1.000 43461C 2532 Page 79 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
#REORG/ALERE CASH MERGER 10-03-2017 P 01/20/2015 03/14/2017 PROPERTY TYPE: SECURITIES 376. 429. -53.
#REORG/ALERE CASH MERGER 10-03-2017 P 10/19/2016 05/10/2017 PROPERTY TYPE: SECURITIES 7,382. 6,509. 874.
#REORG/ALERE CASH MERGER 10-03-2017 P 10/19/2016 05/10/2017 PROPERTY TYPE: SECURITIES 30,021. 26,429. 3,592.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/04/2015 04/17/2017 PROPERTY TYPE: SECURITIES 26,815. 22,067. 4,748.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/05/2015 04/17/2017 PROPERTY TYPE: SECURITIES 31,981. 26,525. 5,457.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/06/2015 04/17/2017 PROPERTY TYPE: SECURITIES 55,106. 45,859. 9,247.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/09/2015 04/17/2017 PROPERTY TYPE: SECURITIES 19,435. 16,057. 3,378.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/10/2015 04/17/2017 PROPERTY TYPE: SECURITIES 60,026. 51,882. 8,145.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/13/2015 04/17/2017 PROPERTY TYPE: SECURITIES 19,189. 16,898. 2,291.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/17/2015 04/17/2017 PROPERTY TYPE: SECURITIES 24,601. 21,866. 2,735.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/18/2015 04/17/2017 PROPERTY TYPE: SECURITIES 17,221. 15,397. 1,824.
#REORG/ALERE CASH MERGER 10-03-2017 P 03/04/2015 04/17/2017 PROPERTY TYPE: SECURITIES 16,729. 15,701. 1,028.
JSA 7E1730 1.000 43461C 2532 Page 80 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
#REORG/ALERE CASH MERGER 10-03-2017 P 03/05/2015 04/17/2017 PROPERTY TYPE: SECURITIES 31,981. 29,926. 2,055.
#REORG/ALERE CASH MERGER 10-03-2017 P 03/06/2015 04/17/2017 PROPERTY TYPE: SECURITIES 9,348. 8,747. 601.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/12/2015 04/17/2017 PROPERTY TYPE: SECURITIES 27,553. 27,686. -133.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/13/2015 04/17/2017 PROPERTY TYPE: SECURITIES 25,093. 25,402. -309.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/14/2015 04/17/2017 PROPERTY TYPE: SECURITIES 30,013. 30,706. -693.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/15/2015 04/17/2017 PROPERTY TYPE: SECURITIES 23,617. 24,439. -822.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/20/2015 03/14/2017 PROPERTY TYPE: SECURITIES 4,081. 4,719. -637.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/21/2015 03/14/2017 PROPERTY TYPE: SECURITIES 17,810. 20,573. -2,763.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/25/2017 05/12/2017 PROPERTY TYPE: SECURITIES 51,604. 43,232. 8,371.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/01/2017 05/12/2017 PROPERTY TYPE: SECURITIES 4,241. 3,331. 910.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/01/2017 05/12/2017 PROPERTY TYPE: SECURITIES 2,356. 1,852. 504.
#REORG/ALERE CASH MERGER 10-03-2017 P 02/03/2015 03/15/2017 PROPERTY TYPE: SECURITIES 3,907. 4,271. -364.
JSA 7E1730 1.000 43461C 2532 Page 81 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
#REORG/ALERE CASH MERGER 10-03-2017 P 02/04/2015 03/15/2017 PROPERTY TYPE: SECURITIES 10,605. 11,539. -934.
#REORG/ALERE CASH MERGER 10-03-2017 P 10/19/2016 05/11/2017 PROPERTY TYPE: SECURITIES 18,945. 16,681. 2,264.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/24/2017 05/11/2017 PROPERTY TYPE: SECURITIES 3,691. 2,963. 728.
#REORG/ALERE CASH MERGER 10-03-2017 P 01/21/2015 03/15/2017 PROPERTY TYPE: SECURITIES 14,792. 17,144. -2,352.
#REORG/ALERE CASH MERGER 10-03-2017 P 05/15/2015 04/17/2017 PROPERTY TYPE: SECURITIES 2,946. 3,055. -109.
#REORG/ALERE CASH MERGER 10-03-2017 P 06/02/2015 04/17/2017 PROPERTY TYPE: SECURITIES 9,328. 9,671. -342.
#REORG/ALERE CASH MERGER 10-03-2017 P 06/03/2015 04/17/2017 PROPERTY TYPE: SECURITIES 18,657. 19,777. -1,120.
#REORG/ALERE CASH MERGER 10-03-2017 P 06/04/2015 04/17/2017 PROPERTY TYPE: SECURITIES 34,368. 36,418. -2,050.
#REORG/ALERE CASH MERGER 10-03-2017 P 06/11/2015 04/17/2017 PROPERTY TYPE: SECURITIES 13,747. 14,282. -535.
#REORG/ALERE CASH MERGER 10-03-2017 P 06/12/2015 04/17/2017 PROPERTY TYPE: SECURITIES 18,902. 19,627. -725.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/08/2016 05/02/2017 PROPERTY TYPE: SECURITIES 3,202. 2,603. 600.
#REORG/ALERE CASH MERGER 10-03-2017 P 07/20/2016 05/02/2017 PROPERTY TYPE: SECURITIES 29,315. 26,315. 3,000.
JSA 7E1730 1.000 43461C 2532 Page 82 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ACTIVISION BLIZZARD INC COM STK P 02/28/2017 09/05/2017 PROPERTY TYPE: SECURITIES 61,761. 43,666. 18,095.
ACTIVISION BLIZZARD INC COM STK P 02/28/2017 10/11/2017 PROPERTY TYPE: SECURITIES 3,540. 2,660. 880.
ACTIVISION BLIZZARD INC COM STK P 02/28/2017 10/11/2017 PROPERTY TYPE: SECURITIES 230,238. 172,804. 57,434.
ADIENT PLC ADIENT PLC LTD COM P 03/03/2017 10/11/2017 PROPERTY TYPE: SECURITIES 28,648. 22,903. 5,745.
ADIENT PLC ADIENT PLC LTD COM P 03/03/2017 10/11/2017 PROPERTY TYPE: SECURITIES 72,462. 58,350. 14,112.
ADIENT PLC ADIENT PLC LTD COM P 03/03/2017 10/11/2017 PROPERTY TYPE: SECURITIES 62,351. 50,106. 12,245.
ADIENT PLC ADIENT PLC LTD COM P 03/06/2017 10/11/2017 PROPERTY TYPE: SECURITIES 5,898. 4,740. 1,158.
ADIENT PLC ADIENT PLC LTD COM P 03/06/2017 10/11/2017 PROPERTY TYPE: SECURITIES 68,249. 54,764. 13,485.
ADIENT PLC ADIENT PLC LTD COM P 03/07/2017 10/11/2017 PROPERTY TYPE: SECURITIES 40,276. 32,507. 7,769.
AIR PROD & CHEM INC COM P 08/25/2015 02/01/2017 PROPERTY TYPE: SECURITIES 55,331. 49,944. 5,387.
AIR PROD & CHEM INC COM P 03/30/2016 03/14/2017 PROPERTY TYPE: SECURITIES 64,389. 62,931. 1,458.
AIR PROD & CHEM INC COM P 08/25/2015 01/30/2017 PROPERTY TYPE: SECURITIES 35,207. 31,215. 3,992.
JSA 7E1730 1.000 43461C 2532 Page 83 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AIR PROD & CHEM INC COM P 03/30/2016 03/15/2017 PROPERTY TYPE: SECURITIES 16,406. 16,068. 338.
AIR PROD & CHEM INC COM P 04/06/2016 03/15/2017 PROPERTY TYPE: SECURITIES 96,385. 92,335. 4,050.
AIR PROD & CHEM INC COM P 04/11/2016 03/15/2017 PROPERTY TYPE: SECURITIES 1,367. 1,315. 52.
AIR PROD & CHEM INC COM P 09/28/2015 03/06/2017 PROPERTY TYPE: SECURITIES 9,748. 8,012. 1,737.
AIR PROD & CHEM INC COM P 09/29/2015 03/06/2017 PROPERTY TYPE: SECURITIES 48,045. 39,699. 8,346.
AIR PROD & CHEM INC COM P 03/22/2016 03/13/2017 PROPERTY TYPE: SECURITIES 72,911. 69,073. 3,838.
AIR PROD & CHEM INC COM P 03/23/2016 03/13/2017 PROPERTY TYPE: SECURITIES 48,149. 45,652. 2,496.
AIR PROD & CHEM INC COM P 03/24/2016 03/13/2017 PROPERTY TYPE: SECURITIES 47,461. 45,189. 2,272.
AIR PROD & CHEM INC COM P 03/29/2016 03/13/2017 PROPERTY TYPE: SECURITIES 17,196. 16,600. 596.
AIR PROD & CHEM INC COM P 04/11/2016 03/15/2017 PROPERTY TYPE: SECURITIES 45,576. 43,384. 2,191.
AIR PROD & CHEM INC COM P 09/29/2015 03/08/2017 PROPERTY TYPE: SECURITIES 4,190. 3,452. 738.
AIR PROD & CHEM INC COM P 10/23/2015 03/08/2017 PROPERTY TYPE: SECURITIES 6,983. 6,385. 598.
JSA 7E1730 1.000 43461C 2532 Page 84 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AIR PROD & CHEM INC COM P 03/29/2016 03/13/2017 PROPERTY TYPE: SECURITIES 8,241. 7,968. 273.
AIR PROD & CHEM INC COM P 08/25/2015 02/03/2017 PROPERTY TYPE: SECURITIES 55,809. 49,718. 6,091.
AIR PROD & CHEM INC COM P 10/23/2015 03/08/2017 PROPERTY TYPE: SECURITIES 81,090. 74,066. 7,024.
AIR PROD & CHEM INC COM P 10/26/2015 03/08/2017 PROPERTY TYPE: SECURITIES 16,078. 14,720. 1,359.
AIR PROD & CHEM INC COM P 10/29/2015 03/08/2017 PROPERTY TYPE: SECURITIES 5,592. 5,050. 543.
AIR PROD & CHEM INC COM P 08/25/2015 02/01/2017 PROPERTY TYPE: SECURITIES 51,479. 46,198. 5,281.
AIR PROD & CHEM INC COM P 08/25/2015 02/01/2017 PROPERTY TYPE: SECURITIES 27,704. 24,972. 2,732.
AIR PROD & CHEM INC COM P 08/25/2015 02/01/2017 PROPERTY TYPE: SECURITIES 4,156. 3,729. 427.
AIR PROD & CHEM INC COM P 01/19/2017 03/16/2017 PROPERTY TYPE: SECURITIES 35,788. 37,926. -2,138.
AIR PROD & CHEM INC COM P 04/11/2016 03/15/2017 PROPERTY TYPE: SECURITIES 2,074. 1,972. 102.
AIR PROD & CHEM INC COM P 04/14/2016 03/15/2017 PROPERTY TYPE: SECURITIES 68,426. 65,634. 2,792.
AIR PROD & CHEM INC COM P 03/22/2016 03/10/2017 PROPERTY TYPE: SECURITIES 36,085. 33,885. 2,200.
JSA 7E1730 1.000 43461C 2532 Page 85 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AIR PROD & CHEM INC COM P 09/01/2015 03/03/2017 PROPERTY TYPE: SECURITIES 23,742. 21,242. 2,499.
AIR PROD & CHEM INC COM P 09/02/2015 03/03/2017 PROPERTY TYPE: SECURITIES 51,673. 46,770. 4,903.
AIR PROD & CHEM INC COM P 09/17/2015 03/03/2017 PROPERTY TYPE: SECURITIES 53,070. 48,568. 4,501.
AIR PROD & CHEM INC COM P 09/28/2015 03/03/2017 PROPERTY TYPE: SECURITIES 43,992. 36,052. 7,939.
AIR PROD & CHEM INC COM P 03/22/2016 03/10/2017 PROPERTY TYPE: SECURITIES 77,620. 72,982. 4,638.
AIR PROD & CHEM INC COM P 04/14/2016 03/16/2017 PROPERTY TYPE: SECURITIES 28,962. 27,845. 1,117.
AIR PROD & CHEM INC COM P 01/19/2017 03/16/2017 PROPERTY TYPE: SECURITIES 38,615. 40,843. -2,228.
AIR PROD & CHEM INC COM P 03/29/2016 03/13/2017 PROPERTY TYPE: SECURITIES 34,501. 33,201. 1,300.
AIR PROD & CHEM INC COM P 10/29/2015 03/09/2017 PROPERTY TYPE: SECURITIES 46,551. 42,293. 4,258.
AIR PROD & CHEM INC COM P 12/11/2015 03/09/2017 PROPERTY TYPE: SECURITIES 15,285. 13,048. 2,237.
AIR PROD & CHEM INC COM P 12/14/2015 03/09/2017 PROPERTY TYPE: SECURITIES 38,213. 32,626. 5,587.
AIR PROD & CHEM INC COM P 01/07/2016 03/09/2017 PROPERTY TYPE: SECURITIES 55,583. 43,817. 11,766.
JSA 7E1730 1.000 43461C 2532 Page 86 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AIR PROD & CHEM INC COM P 03/22/2016 03/09/2017 PROPERTY TYPE: SECURITIES 15,285. 14,336. 949.
AIR PROD & CHEM INC COM P 01/19/2017 03/16/2017 PROPERTY TYPE: SECURITIES 28,245. 29,903. -1,658.
AIR PROD & CHEM INC COM P 03/29/2016 03/14/2017 PROPERTY TYPE: SECURITIES 34,872. 33,865. 1,008.
AIR PROD & CHEM INC COM P 03/30/2016 03/14/2017 PROPERTY TYPE: SECURITIES 15,043. 14,729. 314.
AIR PROD & CHEM INC COM P 08/25/2015 02/01/2017 PROPERTY TYPE: SECURITIES 26,492. 23,724. 2,769.
AIR PROD & CHEM INC COM P 08/25/2015 01/30/2017 PROPERTY TYPE: SECURITIES 74,902. 66,176. 8,726.
AIR PROD & CHEM INC COM P 08/25/2015 02/06/2017 PROPERTY TYPE: SECURITIES 27,078. 24,238. 2,841.
AIR PROD & CHEM INC COM P 09/01/2015 02/06/2017 PROPERTY TYPE: SECURITIES 28,467. 25,616. 2,851.
ALBEMARLE CORP COM P 03/24/2016 07/14/2017 PROPERTY TYPE: SECURITIES 61,216. 32,070. 29,146.
ALBEMARLE CORP COM P 03/30/2016 08/07/2017 PROPERTY TYPE: SECURITIES 8,560. 4,461. 4,099.
ALBEMARLE CORP COM P 03/30/2016 08/07/2017 PROPERTY TYPE: SECURITIES 3,669. 1,904. 1,765.
ALBEMARLE CORP COM P 03/22/2016 05/16/2017 PROPERTY TYPE: SECURITIES 13,993. 7,756. 6,237.
JSA 7E1730 1.000 43461C 2532 Page 87 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALBEMARLE CORP COM P 03/24/2016 08/07/2017 PROPERTY TYPE: SECURITIES 12,894. 6,476. 6,418.
ALBEMARLE CORP COM P 03/21/2016 03/15/2017 PROPERTY TYPE: SECURITIES 38,065. 22,474. 15,591.
ALBEMARLE CORP COM P 03/22/2016 03/15/2017 PROPERTY TYPE: SECURITIES 19,293. 11,502. 7,791.
ALBEMARLE CORP COM P 03/24/2016 08/07/2017 PROPERTY TYPE: SECURITIES 55,900. 28,061. 27,839.
ALBEMARLE CORP COM P 03/28/2016 08/07/2017 PROPERTY TYPE: SECURITIES 27,643. 13,960. 13,683.
ALBEMARLE CORP COM P 03/18/2016 02/06/2017 PROPERTY TYPE: SECURITIES 3,293. 2,142. 1,151.
ALBEMARLE CORP COM P 03/21/2016 02/06/2017 PROPERTY TYPE: SECURITIES 7,998. 5,250. 2,748.
ALBEMARLE CORP COM P 03/28/2016 08/07/2017 PROPERTY TYPE: SECURITIES 60,124. 30,711. 29,412.
ALBEMARLE CORP COM P 03/22/2016 06/14/2017 PROPERTY TYPE: SECURITIES 17,607. 9,928. 7,679.
ALBEMARLE CORP COM P 03/23/2016 06/14/2017 PROPERTY TYPE: SECURITIES 101,241. 57,011. 44,230.
ALBEMARLE CORP COM P 03/28/2016 08/07/2017 PROPERTY TYPE: SECURITIES 10,428. 5,274. 5,154.
ALBEMARLE CORP COM P 03/30/2016 08/07/2017 PROPERTY TYPE: SECURITIES 9,814. 5,100. 4,714.
JSA 7E1730 1.000 43461C 2532 Page 88 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALBEMARLE CORP COM P 03/30/2016 08/07/2017 PROPERTY TYPE: SECURITIES 17,175. 8,923. 8,252.
ALBEMARLE CORP COM P 03/23/2016 06/15/2017 PROPERTY TYPE: SECURITIES 16,930. 9,908. 7,023.
ALBEMARLE CORP COM P 03/23/2016 06/15/2017 PROPERTY TYPE: SECURITIES 52,907. 30,984. 21,923.
ALBEMARLE CORP COM P 03/24/2016 06/15/2017 PROPERTY TYPE: SECURITIES 22,221. 12,951. 9,270.
ALBEMARLE CORP COM P 03/23/2016 06/15/2017 PROPERTY TYPE: SECURITIES 24,481. 14,253. 10,228.
ALBEMARLE CORP COM P 03/22/2016 04/25/2017 PROPERTY TYPE: SECURITIES 33,865. 19,560. 14,305.
ALBEMARLE CORP COM P 03/22/2016 04/25/2017 PROPERTY TYPE: SECURITIES 25,264. 14,611. 10,653.
ALBEMARLE CORP COM P 03/31/2016 10/11/2017 PROPERTY TYPE: SECURITIES 74,421. 34,877. 39,544.
ALBEMARLE CORP COM P 03/31/2016 10/11/2017 PROPERTY TYPE: SECURITIES 36,869. 17,261. 19,608.
ALBEMARLE CORP COM P 04/06/2016 10/11/2017 PROPERTY TYPE: SECURITIES 117,980. 56,814. 61,167.
ALBEMARLE CORP COM P 03/30/2016 08/07/2017 PROPERTY TYPE: SECURITIES 95,552. 49,714. 45,839.
ALBEMARLE CORP COM P 03/22/2016 05/16/2017 PROPERTY TYPE: SECURITIES 11,747. 6,520. 5,227.
JSA 7E1730 1.000 43461C 2532 Page 89 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALBEMARLE CORP COM P 03/22/2016 05/16/2017 PROPERTY TYPE: SECURITIES 34,122. 18,925. 15,198.
ALBEMARLE CORP COM P 03/21/2016 02/06/2017 PROPERTY TYPE: SECURITIES 30,589. 20,011. 10,578.
ALBEMARLE CORP COM P 03/21/2016 02/06/2017 PROPERTY TYPE: SECURITIES 4,235. 2,780. 1,456.
ALBEMARLE CORP COM P 03/30/2016 09/18/2017 PROPERTY TYPE: SECURITIES 30,086. 14,595. 15,491.
ALBEMARLE CORP COM P 03/31/2016 09/18/2017 PROPERTY TYPE: SECURITIES 32,702. 15,999. 16,703.
ALLEGHENY TECHNOLOGIES INC COM P 12/07/2016 10/09/2017 PROPERTY TYPE: SECURITIES 7,665. 5,829. 1,836.
ALLEGHENY TECHNOLOGIES INC COM P 12/07/2016 10/10/2017 PROPERTY TYPE: SECURITIES 8,847. 6,782. 2,065.
ALLEGHENY TECHNOLOGIES INC COM P 12/05/2016 10/03/2017 PROPERTY TYPE: SECURITIES 10,012. 7,021. 2,990.
ALLEGHENY TECHNOLOGIES INC COM P 12/05/2016 10/03/2017 PROPERTY TYPE: SECURITIES 1,001. 701. 301.
ALLEGHENY TECHNOLOGIES INC COM P 12/06/2016 10/03/2017 PROPERTY TYPE: SECURITIES 6,758. 4,890. 1,868.
ALLEGHENY TECHNOLOGIES INC COM P 12/06/2016 10/03/2017 PROPERTY TYPE: SECURITIES 9,761. 7,056. 2,705.
ALLEGHENY TECHNOLOGIES INC COM P 12/06/2016 10/03/2017 PROPERTY TYPE: SECURITIES 23,277. 16,371. 6,906.
JSA 7E1730 1.000 43461C 2532 Page 90 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLEGHENY TECHNOLOGIES INC COM P 12/06/2016 10/04/2017 PROPERTY TYPE: SECURITIES 48,625. 34,133. 14,492.
ALLEGHENY TECHNOLOGIES INC COM P 12/07/2016 10/04/2017 PROPERTY TYPE: SECURITIES 9,103. 6,658. 2,445.
ALLEGHENY TECHNOLOGIES INC COM P 12/08/2016 10/10/2017 PROPERTY TYPE: SECURITIES 37,656. 28,763. 8,893.
ALLEGHENY TECHNOLOGIES INC COM P 12/07/2016 10/10/2017 PROPERTY TYPE: SECURITIES 8,977. 6,855. 2,122.
ALLEGHENY TECHNOLOGIES INC COM P 12/08/2016 10/10/2017 PROPERTY TYPE: SECURITIES 8,833. 6,746. 2,087.
ALLEGHENY TECHNOLOGIES INC COM P 12/08/2016 10/11/2017 PROPERTY TYPE: SECURITIES 40,258. 30,486. 9,773.
ALLEGHENY TECHNOLOGIES INC COM P 12/09/2016 10/11/2017 PROPERTY TYPE: SECURITIES 39,944. 31,123. 8,820.
ALLEGHENY TECHNOLOGIES INC COM P 12/21/2016 10/11/2017 PROPERTY TYPE: SECURITIES 28,324. 20,353. 7,971.
ALLEGHENY TECHNOLOGIES INC COM P 12/21/2016 10/11/2017 PROPERTY TYPE: SECURITIES 5,084. 3,672. 1,412.
ALLEGHENY TECHNOLOGIES INC COM P 12/21/2016 10/11/2017 PROPERTY TYPE: SECURITIES 5,810. 4,186. 1,624.
ALLEGHENY TECHNOLOGIES INC COM P 12/21/2016 10/11/2017 PROPERTY TYPE: SECURITIES 36,070. 26,013. 10,058.
ALLEGHENY TECHNOLOGIES INC COM P 01/12/2017 10/11/2017 PROPERTY TYPE: SECURITIES 69,260. 45,740. 23,520.
JSA 7E1730 1.000 43461C 2532 Page 91 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLEGHENY TECHNOLOGIES INC COM P 12/06/2016 10/03/2017 PROPERTY TYPE: SECURITIES 13,269. 9,347. 3,922.
ALLEGHENY TECHNOLOGIES INC COM P 12/07/2016 10/04/2017 PROPERTY TYPE: SECURITIES 5,433. 3,980. 1,453.
ALLEGHENY TECHNOLOGIES INC COM P 12/07/2016 10/04/2017 PROPERTY TYPE: SECURITIES 1,202. 880. 322.
ALLERGAN PLC. COM STK P 12/29/2016 10/11/2017 PROPERTY TYPE: SECURITIES 413,748. 413,210. 538.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/18/2015 12/20/2017 PROPERTY TYPE: SECURITIES 3,781. 3,702. 79.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/23/2015 12/20/2017 PROPERTY TYPE: SECURITIES 3,296. 3,256. 40.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/02/2015 11/01/2017 PROPERTY TYPE: SECURITIES 562. 626. -64.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/11/2015 11/02/2017 PROPERTY TYPE: SECURITIES 11,883. 13,419. -1,536.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/12/2015 10/11/2017 PROPERTY TYPE: SECURITIES 4,911. 4,887. 24.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/13/2015 10/11/2017 PROPERTY TYPE: SECURITIES 13,710. 13,731. -21.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/14/2015 10/11/2017 PROPERTY TYPE: SECURITIES 18,187. 18,275. -88.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/15/2015 10/11/2017 PROPERTY TYPE: SECURITIES 23,224. 23,285. -61.
JSA 7E1730 1.000 43461C 2532 Page 92 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/19/2015 10/11/2017 PROPERTY TYPE: SECURITIES 26,721. 27,058. -337.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/20/2015 10/11/2017 PROPERTY TYPE: SECURITIES 28,260. 28,790. -530.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/28/2015 10/11/2017 PROPERTY TYPE: SECURITIES 54,212. 56,154. -1,942.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/01/2015 10/11/2017 PROPERTY TYPE: SECURITIES 30,331. 30,978. -647.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/23/2015 12/22/2017 PROPERTY TYPE: SECURITIES 15,335. 15,334. 1.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/11/2015 11/01/2017 PROPERTY TYPE: SECURITIES 9,318. 10,064. -747.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/08/2015 05/23/2017 PROPERTY TYPE: SECURITIES 26,771. 31,119. -4,348.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/01/2015 10/31/2017 PROPERTY TYPE: SECURITIES 11,924. 12,587. -663.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/02/2015 10/31/2017 PROPERTY TYPE: SECURITIES 11,411. 12,029. -618.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/11/2015 12/11/2017 PROPERTY TYPE: SECURITIES 6,343. 6,451. -109.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/15/2015 12/14/2017 PROPERTY TYPE: SECURITIES 17,148. 17,194. -45.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/15/2015 12/14/2017 PROPERTY TYPE: SECURITIES 2,682. 2,681. 1.
JSA 7E1730 1.000 43461C 2532 Page 93 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/16/2015 12/14/2017 PROPERTY TYPE: SECURITIES 1,948. 1,989. -41.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/02/2015 11/01/2017 PROPERTY TYPE: SECURITIES 12,239. 13,324. -1,086.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/18/2015 12/19/2017 PROPERTY TYPE: SECURITIES 18,160. 17,529. 630.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/23/2015 12/26/2017 PROPERTY TYPE: SECURITIES 26,375. 26,162. 213.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/02/2015 11/01/2017 PROPERTY TYPE: SECURITIES 19,487. 21,780. -2,294.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/11/2015 11/01/2017 PROPERTY TYPE: SECURITIES 12,800. 14,408. -1,608.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/08/2015 05/23/2017 PROPERTY TYPE: SECURITIES 1,678. 1,919. -241.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/23/2015 12/26/2017 PROPERTY TYPE: SECURITIES 15,915. 15,857. 57.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/11/2015 12/11/2017 PROPERTY TYPE: SECURITIES 2,365. 2,394. -30.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/11/2015 12/11/2017 PROPERTY TYPE: SECURITIES 8,991. 9,071. -80.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/15/2015 12/11/2017 PROPERTY TYPE: SECURITIES 2,195. 2,193. 1.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/18/2015 12/19/2017 PROPERTY TYPE: SECURITIES 32,437. 31,385. 1,052.
JSA 7E1730 1.000 43461C 2532 Page 94 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/11/2015 09/11/2017 PROPERTY TYPE: SECURITIES 33,431. 34,394. -962.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/11/2015 09/11/2017 PROPERTY TYPE: SECURITIES 679. 695. -17.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/12/2015 09/11/2017 PROPERTY TYPE: SECURITIES 16,682. 17,110. -429.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/08/2015 05/24/2017 PROPERTY TYPE: SECURITIES 8,986. 10,747. -1,761.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/08/2015 05/24/2017 PROPERTY TYPE: SECURITIES 13,336. 15,971. -2,635.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/16/2015 12/15/2017 PROPERTY TYPE: SECURITIES 31,620. 31,955. -335.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/18/2015 12/15/2017 PROPERTY TYPE: SECURITIES 3,452. 3,486. -34.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/01/2015 10/31/2017 PROPERTY TYPE: SECURITIES 902. 955. -53.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 06/01/2015 10/31/2017 PROPERTY TYPE: SECURITIES 17,934. 19,032. -1,099.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/08/2015 09/11/2017 PROPERTY TYPE: SECURITIES 8,146. 8,283. -136.
ALLSCRIPTS HEALTHCARE SOLUTIONS INC P 05/11/2015 09/11/2017 PROPERTY TYPE: SECURITIES 1,575. 1,634. -58.
ALLY FINL INC COM P 02/01/2017 05/23/2017 PROPERTY TYPE: SECURITIES 7,180. 8,187. -1,007.
JSA 7E1730 1.000 43461C 2532 Page 95 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLY FINL INC COM P 02/01/2017 05/23/2017 PROPERTY TYPE: SECURITIES 37,126. 42,532. -5,406.
ALLY FINL INC COM P 02/02/2017 05/23/2017 PROPERTY TYPE: SECURITIES 12,564. 14,640. -2,076.
ALLY FINL INC COM P 02/08/2017 11/01/2017 PROPERTY TYPE: SECURITIES 57,049. 49,262. 7,787.
ALLY FINL INC COM P 02/07/2017 10/11/2017 PROPERTY TYPE: SECURITIES 50,673. 47,489. 3,184.
ALLY FINL INC COM P 02/07/2017 10/11/2017 PROPERTY TYPE: SECURITIES 29,088. 27,277. 1,811.
ALLY FINL INC COM P 01/31/2017 05/17/2017 PROPERTY TYPE: SECURITIES 18,846. 21,451. -2,605.
ALLY FINL INC COM P 02/03/2017 09/05/2017 PROPERTY TYPE: SECURITIES 1,586. 1,593. -7.
ALLY FINL INC COM P 02/09/2017 11/07/2017 PROPERTY TYPE: SECURITIES 28,727. 24,787. 3,940.
ALLY FINL INC COM P 02/10/2017 11/07/2017 PROPERTY TYPE: SECURITIES 27,303. 23,667. 3,636.
ALLY FINL INC COM P 01/31/2017 05/17/2017 PROPERTY TYPE: SECURITIES 71,280. 81,430. -10,150.
ALLY FINL INC COM P 02/09/2017 11/06/2017 PROPERTY TYPE: SECURITIES 56,839. 48,573. 8,267.
ALLY FINL INC COM P 02/13/2017 11/09/2017 PROPERTY TYPE: SECURITIES 22,498. 20,351. 2,147.
JSA 7E1730 1.000 43461C 2532 Page 96 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLY FINL INC COM P 02/13/2017 11/09/2017 PROPERTY TYPE: SECURITIES 33,378. 30,082. 3,296.
ALLY FINL INC COM P 02/13/2017 11/10/2017 PROPERTY TYPE: SECURITIES 23,397. 21,011. 2,385.
ALLY FINL INC COM P 02/13/2017 11/10/2017 PROPERTY TYPE: SECURITIES 4,347. 3,899. 448.
ALLY FINL INC COM P 03/29/2017 11/10/2017 PROPERTY TYPE: SECURITIES 4,347. 3,417. 929.
ALLY FINL INC COM P 03/29/2017 11/10/2017 PROPERTY TYPE: SECURITIES 64,692. 51,021. 13,671.
ALLY FINL INC COM P 03/29/2017 11/10/2017 PROPERTY TYPE: SECURITIES 4,347. 3,408. 938.
ALLY FINL INC COM P 03/31/2017 11/10/2017 PROPERTY TYPE: SECURITIES 256. 204. 51.
ALLY FINL INC COM P 02/03/2017 09/01/2017 PROPERTY TYPE: SECURITIES 60,219. 59,338. 880.
ALLY FINL INC COM P 02/07/2017 10/30/2017 PROPERTY TYPE: SECURITIES 4,433. 3,868. 565.
ALLY FINL INC COM P 02/07/2017 10/30/2017 PROPERTY TYPE: SECURITIES 23,652. 20,566. 3,086.
ALLY FINL INC COM P 02/07/2017 10/30/2017 PROPERTY TYPE: SECURITIES 28,335. 24,643. 3,692.
ALLY FINL INC COM P 02/01/2017 05/18/2017 PROPERTY TYPE: SECURITIES 65,531. 77,921. -12,390.
JSA 7E1730 1.000 43461C 2532 Page 97 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLY FINL INC COM P 02/03/2017 10/02/2017 PROPERTY TYPE: SECURITIES 35,314. 32,866. 2,447.
ALLY FINL INC COM P 02/06/2017 10/02/2017 PROPERTY TYPE: SECURITIES 28,347. 26,567. 1,780.
ALLY FINL INC COM P 02/02/2017 08/28/2017 PROPERTY TYPE: SECURITIES 59,315. 58,847. 467.
ALLY FINL INC COM P 02/10/2017 11/08/2017 PROPERTY TYPE: SECURITIES 63,616. 56,209. 7,407.
ALLY FINL INC COM P 02/10/2017 11/08/2017 PROPERTY TYPE: SECURITIES 9,375. 8,316. 1,059.
ALLY FINL INC COM P 02/13/2017 11/08/2017 PROPERTY TYPE: SECURITIES 40,745. 36,462. 4,283.
ALLY FINL INC COM P 02/01/2017 05/22/2017 PROPERTY TYPE: SECURITIES 59,517. 68,398. -8,880.
ALLY FINL INC COM P 02/07/2017 10/31/2017 PROPERTY TYPE: SECURITIES 39,748. 34,717. 5,032.
ALLY FINL INC COM P 02/08/2017 10/31/2017 PROPERTY TYPE: SECURITIES 17,243. 14,994. 2,250.
ALLY FINL INC COM P 01/31/2017 05/18/2017 PROPERTY TYPE: SECURITIES 11,682. 13,433. -1,751.
ALLY FINL INC COM P 02/02/2017 08/31/2017 PROPERTY TYPE: SECURITIES 4,642. 4,557. 84.
ALLY FINL INC COM P 02/03/2017 08/31/2017 PROPERTY TYPE: SECURITIES 19,037. 19,047. -9.
JSA 7E1730 1.000 43461C 2532 Page 98 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLY FINL INC COM P 02/01/2017 05/22/2017 PROPERTY TYPE: SECURITIES 13,757. 15,801. -2,044.
ALLY FINL INC COM P 01/31/2017 05/18/2017 PROPERTY TYPE: SECURITIES 40,917. 46,547. -5,630.
ALLY FINL INC COM P 01/31/2017 05/18/2017 PROPERTY TYPE: SECURITIES 14,737. 16,627. -1,890.
ALLY FINL INC COM P 02/06/2017 10/03/2017 PROPERTY TYPE: SECURITIES 31,276. 29,007. 2,269.
ALLY FINL INC COM P 02/07/2017 10/03/2017 PROPERTY TYPE: SECURITIES 32,932. 30,784. 2,149.
ALLY FINL INC COM P 02/02/2017 08/22/2017 PROPERTY TYPE: SECURITIES 59,807. 60,014. -207.
ALLY FINL INC COM P 01/31/2017 05/18/2017 PROPERTY TYPE: SECURITIES 2,755. 3,098. -344.
ALLY FINL INC COM P 01/31/2017 05/17/2017 PROPERTY TYPE: SECURITIES 43,468. 49,566. -6,098.
ALLY FINL INC COM P 02/08/2017 11/02/2017 PROPERTY TYPE: SECURITIES 2,980. 2,559. 421.
ALLY FINL INC COM P 02/09/2017 11/02/2017 PROPERTY TYPE: SECURITIES 33,234. 28,762. 4,471.
ALLY FINL INC COM P 02/09/2017 11/02/2017 PROPERTY TYPE: SECURITIES 28,196. 24,309. 3,887.
ALLY FINL INC COM P 02/09/2017 11/02/2017 PROPERTY TYPE: SECURITIES 48,532. 41,978. 6,553.
JSA 7E1730 1.000 43461C 2532 Page 99 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLY FINL INC COM P 02/02/2017 08/31/2017 PROPERTY TYPE: SECURITIES 37,118. 36,304. 815.
ALLY FINL INC COM P 01/31/2017 05/18/2017 PROPERTY TYPE: SECURITIES 91. 103. -12.
ALLY FINL INC COM P 02/01/2017 05/18/2017 PROPERTY TYPE: SECURITIES 23,279. 27,597. -4,318.
ALLY FINL INC COM P 02/01/2017 05/22/2017 PROPERTY TYPE: SECURITIES 45,622. 52,380. -6,759.
ALTABA INC COM P 04/13/2016 07/27/2017 PROPERTY TYPE: SECURITIES 71,741. 44,513. 27,228.
ALTABA INC COM P 04/28/2016 07/27/2017 PROPERTY TYPE: SECURITIES 5,703. 3,538. 2,165.
ALTABA INC COM P 06/14/2016 10/11/2017 PROPERTY TYPE: SECURITIES 3,461. 1,866. 1,596.
ALTABA INC COM P 06/14/2016 10/11/2017 PROPERTY TYPE: SECURITIES 78,228. 42,288. 35,940.
ALTABA INC COM P 06/14/2016 10/11/2017 PROPERTY TYPE: SECURITIES 181,033. 97,504. 83,528.
ALTABA INC COM P 06/15/2016 10/11/2017 PROPERTY TYPE: SECURITIES 84,459. 45,669. 38,790.
ALTABA INC COM P 06/15/2016 10/11/2017 PROPERTY TYPE: SECURITIES 100,035. 54,054. 45,981.
ALTABA INC COM P 06/15/2016 10/11/2017 PROPERTY TYPE: SECURITIES 89,166. 48,092. 41,074.
JSA 7E1730 1.000 43461C 2532 Page 100 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALTABA INC COM P 04/28/2016 08/22/2017 PROPERTY TYPE: SECURITIES 45,148. 25,886. 19,261.
ALTABA INC COM P 06/20/2016 11/01/2017 PROPERTY TYPE: SECURITIES 17,491. 9,265. 8,226.
ALTABA INC COM P 04/28/2016 08/17/2017 PROPERTY TYPE: SECURITIES 75,333. 44,696. 30,637.
ALTABA INC COM P 06/15/2016 10/12/2017 PROPERTY TYPE: SECURITIES 6,014. 3,286. 2,729.
ALTABA INC COM P 06/20/2016 12/07/2017 PROPERTY TYPE: SECURITIES 29,770. 15,774. 13,995.
ALTABA INC COM P 06/21/2016 12/07/2017 PROPERTY TYPE: SECURITIES 84,030. 44,783. 39,248.
ALTABA INC COM P 06/20/2016 10/16/2017 PROPERTY TYPE: SECURITIES 57,228. 31,769. 25,458.
ALTABA INC COM P 06/20/2016 10/16/2017 PROPERTY TYPE: SECURITIES 57,295. 31,817. 25,479.
ALTABA INC COM P 04/28/2016 10/10/2017 PROPERTY TYPE: SECURITIES 12,657. 6,816. 5,840.
ALTABA INC COM P 04/28/2016 10/10/2017 PROPERTY TYPE: SECURITIES 8,991. 4,831. 4,160.
ALTABA INC COM P 04/29/2016 10/10/2017 PROPERTY TYPE: SECURITIES 94,060. 49,870. 44,190.
ALTABA INC COM P 06/14/2016 10/10/2017 PROPERTY TYPE: SECURITIES 13,141. 7,110. 6,030.
JSA 7E1730 1.000 43461C 2532 Page 101 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALTABA INC COM P 04/28/2016 08/22/2017 PROPERTY TYPE: SECURITIES 14,613. 8,380. 6,233.
ALTABA INC COM P 06/17/2016 10/12/2017 PROPERTY TYPE: SECURITIES 123,652. 66,683. 56,969.
ALTABA INC COM P 06/20/2016 10/12/2017 PROPERTY TYPE: SECURITIES 20,792. 11,331. 9,461.
ALTABA INC COM P 04/28/2016 08/24/2017 PROPERTY TYPE: SECURITIES 60,386. 34,192. 26,193.
ALTABA INC COM P 06/15/2016 10/12/2017 PROPERTY TYPE: SECURITIES 87,568. 47,943. 39,625.
ALTABA INC COM P 06/16/2016 10/12/2017 PROPERTY TYPE: SECURITIES 154,472. 84,016. 70,455.
ALTABA INC COM P 06/16/2016 10/12/2017 PROPERTY TYPE: SECURITIES 27,962. 15,240. 12,722.
ALTABA INC COM P 06/17/2016 10/12/2017 PROPERTY TYPE: SECURITIES 4,092. 2,231. 1,861.
ALTABA INC COM P 06/17/2016 10/12/2017 PROPERTY TYPE: SECURITIES 147,243. 80,160. 67,082.
ALTABA INC COM P 04/28/2016 08/17/2017 PROPERTY TYPE: SECURITIES 44,170. 26,222. 17,949.
ALTABA INC COM P 06/21/2016 12/11/2017 PROPERTY TYPE: SECURITIES 6,138. 3,226. 2,913.
ALTABA INC COM P 06/21/2016 12/11/2017 PROPERTY TYPE: SECURITIES 4,282. 2,245. 2,037.
JSA 7E1730 1.000 43461C 2532 Page 102 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALTABA INC COM P 06/22/2016 12/11/2017 PROPERTY TYPE: SECURITIES 103,990. 54,514. 49,476.
ALTABA INC COM P 04/28/2016 08/24/2017 PROPERTY TYPE: SECURITIES 119,350. 67,752. 51,598.
ALTABA INC COM P 06/20/2016 11/01/2017 PROPERTY TYPE: SECURITIES 31,802. 16,916. 14,886.
ALTABA INC COM P 06/20/2016 11/01/2017 PROPERTY TYPE: SECURITIES 65,014. 34,383. 30,631.
ALTABA INC COM P 04/28/2016 09/11/2017 PROPERTY TYPE: SECURITIES 61,954. 35,422. 26,532.
AQUABOUNTY TECHNOLOGIES INC COM NEW P 01/19/2017 01/24/2017 PROPERTY TYPE: SECURITIES 508. 504. 4.
AQUABOUNTY TECHNOLOGIES INC COM NEW P 01/19/2017 01/20/2017 PROPERTY TYPE: SECURITIES 1,385. 1,008. 378.
AQUABOUNTY TECHNOLOGIES INC COM NEW P 01/19/2017 01/25/2017 PROPERTY TYPE: SECURITIES 1,384. 1,512. -128.
AQUABOUNTY TECHNOLOGIES INC COM NEW P 01/19/2017 01/23/2017 PROPERTY TYPE: SECURITIES 1,464. 1,176. 288.
AQUABOUNTY TECHNOLOGIES INC COM NEW P 01/19/2017 01/24/2017 PROPERTY TYPE: SECURITIES 625. 672. -47.
AQUABOUNTY TECHNOLOGIES INC COM NEW P 01/19/2017 01/25/2017 PROPERTY TYPE: SECURITIES 774. 840. -65.
AQUABOUNTY TECHNOLOGIES INC COM NEW P 01/19/2017 01/27/2017 PROPERTY TYPE: SECURITIES 1,194. 1,680. -485.
JSA 7E1730 1.000 43461C 2532 Page 103 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AQUABOUNTY TECHNOLOGIES INC COM NEW P 01/19/2017 01/26/2017 PROPERTY TYPE: SECURITIES 1,332. 1,512. -180.
AQUABOUNTY TECHNOLOGIES INC COM NEW P 01/19/2017 01/19/2017 PROPERTY TYPE: SECURITIES 8. 9. -1.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/12/2016 10/11/2017 PROPERTY TYPE: SECURITIES 20,503. 15,495. 5,008.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/13/2016 10/11/2017 PROPERTY TYPE: SECURITIES 67,292. 52,109. 15,183.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/13/2016 10/11/2017 PROPERTY TYPE: SECURITIES 28,389. 21,682. 6,707.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/13/2016 10/11/2017 PROPERTY TYPE: SECURITIES 111,978. 86,744. 25,235.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/16/2016 10/11/2017 PROPERTY TYPE: SECURITIES 60,510. 47,119. 13,392.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/12/2016 08/02/2017 PROPERTY TYPE: SECURITIES 4,368. 3,576. 792.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/12/2016 08/01/2017 PROPERTY TYPE: SECURITIES 24,141. 19,667. 4,474.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/11/2016 08/01/2017 PROPERTY TYPE: SECURITIES 16,105. 13,193. 2,912.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/11/2016 08/01/2017 PROPERTY TYPE: SECURITIES 6,344. 5,190. 1,154.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/12/2016 08/01/2017 PROPERTY TYPE: SECURITIES 20,009. 16,374. 3,635.
JSA 7E1730 1.000 43461C 2532 Page 104 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ARMSTRONG WORLD INDS INC NEW COM STK P 05/12/2016 08/01/2017 PROPERTY TYPE: SECURITIES 43,434. 35,361. 8,073.
ARMSTRONG WORLD INDS INC NEW COM STK P 05/12/2016 08/01/2017 PROPERTY TYPE: SECURITIES 6,185. 4,966. 1,218.
AUTODESK INC COM P 04/26/2016 05/11/2017 PROPERTY TYPE: SECURITIES 21,875. 13,848. 8,028.
AUTODESK INC COM P 04/27/2016 05/11/2017 PROPERTY TYPE: SECURITIES 12,840. 8,376. 4,464.
AUTODESK INC COM P 04/26/2016 04/25/2017 PROPERTY TYPE: SECURITIES 28,005. 18,664. 9,341.
AUTODESK INC COM P 04/27/2016 05/11/2017 PROPERTY TYPE: SECURITIES 24,712. 16,132. 8,580.
AUTODESK INC COM P 04/25/2016 03/15/2017 PROPERTY TYPE: SECURITIES 57,519. 39,771. 17,748.
AUTODESK INC COM P 04/28/2016 10/11/2017 PROPERTY TYPE: SECURITIES 115,910. 60,646. 55,264.
AUTODESK INC COM P 05/02/2016 10/11/2017 PROPERTY TYPE: SECURITIES 139,210. 72,022. 67,188.
AUTODESK INC COM P 04/25/2016 04/24/2017 PROPERTY TYPE: SECURITIES 136,149. 90,308. 45,842.
AUTODESK INC COM P 04/26/2016 04/24/2017 PROPERTY TYPE: SECURITIES 11,721. 7,827. 3,895.
AUTODESK INC COM P 04/28/2016 05/19/2017 PROPERTY TYPE: SECURITIES 290,010. 161,313. 128,696.
JSA 7E1730 1.000 43461C 2532 Page 105 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AUTODESK INC COM P 04/27/2016 05/16/2017 PROPERTY TYPE: SECURITIES 486. 309. 176.
AUTODESK INC COM P 04/27/2016 05/16/2017 PROPERTY TYPE: SECURITIES 34,000. 21,716. 12,284.
AUTODESK INC COM P 04/27/2016 05/16/2017 PROPERTY TYPE: SECURITIES 25,329. 16,132. 9,197.
AUTODESK INC COM P 04/26/2016 05/03/2017 PROPERTY TYPE: SECURITIES 40,163. 25,889. 14,274.
AUTODESK INC COM P 04/27/2016 05/15/2017 PROPERTY TYPE: SECURITIES 35,222. 22,647. 12,575.
AUTODESK INC COM P 04/27/2016 05/15/2017 PROPERTY TYPE: SECURITIES 24,124. 15,512. 8,613.
AUTODESK INC COM P 04/26/2016 04/28/2017 PROPERTY TYPE: SECURITIES 59,204. 39,736. 19,468.
AUTODESK INC COM P 04/26/2016 05/03/2017 PROPERTY TYPE: SECURITIES 18,605. 12,041. 6,564.
AUTODESK INC COM P 04/27/2016 05/17/2017 PROPERTY TYPE: SECURITIES 94,151. 60,629. 33,522.
AUTODESK INC COM P 04/27/2016 05/17/2017 PROPERTY TYPE: SECURITIES 83,583. 53,823. 29,759.
AUTODESK INC COM P 04/28/2016 05/17/2017 PROPERTY TYPE: SECURITIES 55,241. 35,403. 19,839.
AUTODESK INC COM P 04/25/2016 03/15/2017 PROPERTY TYPE: SECURITIES 57,292. 39,173. 18,118.
JSA 7E1730 1.000 43461C 2532 Page 106 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AUTOZONE INC COM P 07/25/2017 09/25/2017 PROPERTY TYPE: SECURITIES 33,768. 29,533. 4,235.
AUTOZONE INC COM P 08/15/2017 09/25/2017 PROPERTY TYPE: SECURITIES 67,536. 59,755. 7,781.
AUTOZONE INC COM P 08/16/2017 09/25/2017 PROPERTY TYPE: SECURITIES 41,919. 37,411. 4,508.
AUTOZONE INC COM P 08/17/2017 09/25/2017 PROPERTY TYPE: SECURITIES 25,617. 22,877. 2,740.
AUTOZONE INC COM P 08/17/2017 09/25/2017 PROPERTY TYPE: SECURITIES 19,213. 16,968. 2,245.
AUTOZONE INC COM P 08/17/2017 09/26/2017 PROPERTY TYPE: SECURITIES 48,661. 42,676. 5,984.
AUTOZONE INC COM P 08/18/2017 09/26/2017 PROPERTY TYPE: SECURITIES 15,829. 13,742. 2,087.
AUTOZONE INC COM P 07/21/2017 09/19/2017 PROPERTY TYPE: SECURITIES 83,219. 79,163. 4,056.
AUTOZONE INC COM P 08/18/2017 09/26/2017 PROPERTY TYPE: SECURITIES 57,633. 50,389. 7,244.
AUTOZONE INC COM P 07/21/2017 09/19/2017 PROPERTY TYPE: SECURITIES 47,178. 44,931. 2,247.
AUTOZONE INC COM P 07/21/2017 09/19/2017 PROPERTY TYPE: SECURITIES 77,736. 74,055. 3,681.
AUTOZONE INC COM P 07/21/2017 09/19/2017 PROPERTY TYPE: SECURITIES 125,030. 118,964. 6,066.
JSA 7E1730 1.000 43461C 2532 Page 107 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AUTOZONE INC COM P 07/21/2017 09/19/2017 PROPERTY TYPE: SECURITIES 41,782. 39,825. 1,957.
AUTOZONE INC COM P 07/21/2017 09/21/2017 PROPERTY TYPE: SECURITIES 12,627. 11,743. 884.
AUTOZONE INC COM P 07/21/2017 09/21/2017 PROPERTY TYPE: SECURITIES 38,429. 35,484. 2,945.
AUTOZONE INC COM P 07/24/2017 09/21/2017 PROPERTY TYPE: SECURITIES 161,953. 149,077. 12,876.
AUTOZONE INC COM P 07/25/2017 09/21/2017 PROPERTY TYPE: SECURITIES 36,782. 34,116. 2,666.
AUTOZONE INC COM P 07/21/2017 09/20/2017 PROPERTY TYPE: SECURITIES 124,512. 116,411. 8,101.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/15/2016 08/15/2017 PROPERTY TYPE: SECURITIES 1,335. 1,252. 84.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/16/2016 08/15/2017 PROPERTY TYPE: SECURITIES 19,739. 18,716. 1,023.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/16/2016 08/15/2017 PROPERTY TYPE: SECURITIES 33,237. 31,501. 1,736.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/17/2016 08/15/2017 PROPERTY TYPE: SECURITIES 1,306. 1,250. 56.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/17/2016 08/15/2017 PROPERTY TYPE: SECURITIES 50,509. 48,563. 1,946.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/20/2016 08/15/2017 PROPERTY TYPE: SECURITIES 7,141. 7,000. 141.
JSA 7E1730 1.000 43461C 2532 Page 108 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/15/2016 04/28/2017 PROPERTY TYPE: SECURITIES 5,956. 4,499. 1,457.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 08/18/2016 09/07/2017 PROPERTY TYPE: SECURITIES 7,464. 7,276. 188.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 08/18/2016 09/07/2017 PROPERTY TYPE: SECURITIES 9,043. 8,818. 225.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 08/19/2016 09/07/2017 PROPERTY TYPE: SECURITIES 7,321. 7,138. 183.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 09/13/2016 09/07/2017 PROPERTY TYPE: SECURITIES 32,153. 30,634. 1,519.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 09/14/2016 09/07/2017 PROPERTY TYPE: SECURITIES 22,105. 21,112. 994.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 08/12/2016 09/06/2017 PROPERTY TYPE: SECURITIES 3,045. 2,947. 98.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/29/2016 08/03/2017 PROPERTY TYPE: SECURITIES 21,651. 21,446. 204.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/24/2016 08/31/2017 PROPERTY TYPE: SECURITIES 10,376. 9,219. 1,157.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/24/2016 08/31/2017 PROPERTY TYPE: SECURITIES 6,611. 5,875. 736.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/27/2016 08/31/2017 PROPERTY TYPE: SECURITIES 35,159. 29,912. 5,247.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/29/2016 08/03/2017 PROPERTY TYPE: SECURITIES 7,263. 7,063. 200.
JSA 7E1730 1.000 43461C 2532 Page 109 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/29/2016 08/03/2017 PROPERTY TYPE: SECURITIES 2,441. 2,382. 58.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 11/23/2015 01/04/2017 PROPERTY TYPE: SECURITIES 2,095. 2,202. -107.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 11/25/2015 01/04/2017 PROPERTY TYPE: SECURITIES 20,815. 21,831. -1,017.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 11/27/2015 01/10/2017 PROPERTY TYPE: SECURITIES 14,078. 15,139. -1,061.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 11/27/2015 01/10/2017 PROPERTY TYPE: SECURITIES 2,460. 2,644. -184.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 11/30/2015 01/10/2017 PROPERTY TYPE: SECURITIES 4,100. 4,429. -328.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/01/2015 01/10/2017 PROPERTY TYPE: SECURITIES 5,877. 6,206. -329.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/11/2015 01/26/2017 PROPERTY TYPE: SECURITIES 294. 271. 23.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/15/2016 04/28/2017 PROPERTY TYPE: SECURITIES 27,358. 20,601. 6,757.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 11/25/2015 01/10/2017 PROPERTY TYPE: SECURITIES 11,097. 11,851. -754.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 11/27/2015 01/10/2017 PROPERTY TYPE: SECURITIES 8,083. 8,672. -588.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 08/12/2016 09/06/2017 PROPERTY TYPE: SECURITIES 25,238. 24,496. 743.
JSA 7E1730 1.000 43461C 2532 Page 110 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 08/12/2016 09/06/2017 PROPERTY TYPE: SECURITIES 1,706. 1,656. 50.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/29/2015 03/22/2017 PROPERTY TYPE: SECURITIES 20,964. 18,272. 2,692.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/29/2015 03/22/2017 PROPERTY TYPE: SECURITIES 6,212. 5,368. 843.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/30/2015 03/22/2017 PROPERTY TYPE: SECURITIES 23,449. 20,224. 3,225.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/30/2015 03/22/2017 PROPERTY TYPE: SECURITIES 25,778. 22,353. 3,425.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/14/2016 08/08/2017 PROPERTY TYPE: SECURITIES 1,363. 1,428. -65.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/15/2016 04/28/2017 PROPERTY TYPE: SECURITIES 5,033. 3,789. 1,244.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/01/2015 01/11/2017 PROPERTY TYPE: SECURITIES 20,471. 21,264. -793.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/24/2017 PROPERTY TYPE: SECURITIES 12,563. 11,802. 762.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/24/2017 PROPERTY TYPE: SECURITIES 19,830. 18,663. 1,167.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/24/2017 PROPERTY TYPE: SECURITIES 4,083. 3,890. 193.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/16/2015 02/07/2017 PROPERTY TYPE: SECURITIES 5,298. 4,828. 470.
JSA 7E1730 1.000 43461C 2532 Page 111 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/18/2015 02/07/2017 PROPERTY TYPE: SECURITIES 32,081. 28,567. 3,514.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/18/2015 02/07/2017 PROPERTY TYPE: SECURITIES 23,987. 21,312. 2,675.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/22/2015 02/07/2017 PROPERTY TYPE: SECURITIES 9,565. 8,551. 1,014.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/16/2016 07/27/2017 PROPERTY TYPE: SECURITIES 2,566. 2,190. 376.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/19/2017 PROPERTY TYPE: SECURITIES 12,546. 12,230. 316.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/19/2017 PROPERTY TYPE: SECURITIES 3,992. 3,890. 102.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/19/2017 PROPERTY TYPE: SECURITIES 285. 279. 6.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/01/2016 05/04/2017 PROPERTY TYPE: SECURITIES 24,743. 19,372. 5,371.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/22/2016 05/03/2017 PROPERTY TYPE: SECURITIES 4,487. 3,467. 1,020.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/22/2016 05/03/2017 PROPERTY TYPE: SECURITIES 49,203. 37,976. 11,228.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/01/2016 05/03/2017 PROPERTY TYPE: SECURITIES 6,034. 4,722. 1,312.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/01/2016 05/03/2017 PROPERTY TYPE: SECURITIES 10,212. 8,046. 2,166.
JSA 7E1730 1.000 43461C 2532 Page 112 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/25/2017 PROPERTY TYPE: SECURITIES 15,176. 14,272. 903.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/02/2016 05/08/2017 PROPERTY TYPE: SECURITIES 6,801. 5,133. 1,668.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/03/2016 05/08/2017 PROPERTY TYPE: SECURITIES 8,965. 6,836. 2,129.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/05/2016 08/04/2017 PROPERTY TYPE: SECURITIES 16,245. 16,703. -458.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/06/2016 08/04/2017 PROPERTY TYPE: SECURITIES 19,066. 19,773. -707.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/29/2016 08/03/2017 PROPERTY TYPE: SECURITIES 54,400. 53,816. 584.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/29/2016 08/03/2017 PROPERTY TYPE: SECURITIES 11,951. 11,610. 342.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/10/2016 07/26/2017 PROPERTY TYPE: SECURITIES 13,956. 11,798. 2,158.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/10/2016 07/26/2017 PROPERTY TYPE: SECURITIES 12,191. 10,319. 1,872.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/11/2016 07/26/2017 PROPERTY TYPE: SECURITIES 2,727. 2,295. 432.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/05/2016 06/12/2017 PROPERTY TYPE: SECURITIES 2,810. 1,943. 867.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/12/2016 06/12/2017 PROPERTY TYPE: SECURITIES 30,749. 21,777. 8,972.
JSA 7E1730 1.000 43461C 2532 Page 113 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/20/2016 05/02/2017 PROPERTY TYPE: SECURITIES 29,073. 20,736. 8,338.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/24/2016 08/30/2017 PROPERTY TYPE: SECURITIES 23,109. 20,865. 2,244.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/06/2016 08/04/2017 PROPERTY TYPE: SECURITIES 12,300. 12,870. -570.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/28/2016 08/09/2017 PROPERTY TYPE: SECURITIES 47,225. 48,266. -1,041.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/16/2016 08/03/2017 PROPERTY TYPE: SECURITIES 98,600. 92,267. 6,333.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/29/2015 03/22/2017 PROPERTY TYPE: SECURITIES 13,959. 12,182. 1,777.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/01/2015 01/11/2017 PROPERTY TYPE: SECURITIES 6,493. 6,753. -260.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/01/2015 01/11/2017 PROPERTY TYPE: SECURITIES 6,217. 6,495. -278.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/20/2016 05/02/2017 PROPERTY TYPE: SECURITIES 8,302. 5,909. 2,393.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/20/2016 05/02/2017 PROPERTY TYPE: SECURITIES 8,929. 6,257. 2,671.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/14/2016 08/08/2017 PROPERTY TYPE: SECURITIES 7,655. 8,006. -351.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/14/2016 08/08/2017 PROPERTY TYPE: SECURITIES 17,748. 18,621. -874.
JSA 7E1730 1.000 43461C 2532 Page 114 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/14/2016 08/08/2017 PROPERTY TYPE: SECURITIES 5,670. 5,932. -261.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/28/2016 08/08/2017 PROPERTY TYPE: SECURITIES 17,011. 17,468. -458.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/05/2016 06/09/2017 PROPERTY TYPE: SECURITIES 18,802. 12,803. 5,999.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/11/2016 07/26/2017 PROPERTY TYPE: SECURITIES 9,274. 7,811. 1,463.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/11/2016 07/26/2017 PROPERTY TYPE: SECURITIES 480. 405. 75.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/11/2016 07/26/2017 PROPERTY TYPE: SECURITIES 32,300. 27,234. 5,066.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/14/2016 07/26/2017 PROPERTY TYPE: SECURITIES 14,071. 11,858. 2,213.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/15/2016 07/26/2017 PROPERTY TYPE: SECURITIES 33,899. 28,587. 5,312.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/16/2016 07/26/2017 PROPERTY TYPE: SECURITIES 15,190. 13,005. 2,185.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/16/2016 07/26/2017 PROPERTY TYPE: SECURITIES 11,833. 10,186. 1,646.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 08/12/2016 09/07/2017 PROPERTY TYPE: SECURITIES 14,086. 13,665. 421.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 08/18/2016 09/07/2017 PROPERTY TYPE: SECURITIES 9,082. 8,790. 292.
JSA 7E1730 1.000 43461C 2532 Page 115 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/15/2016 08/15/2017 PROPERTY TYPE: SECURITIES 1,480. 1,395. 84.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/15/2016 08/15/2017 PROPERTY TYPE: SECURITIES 4,613. 4,327. 286.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/12/2016 07/25/2017 PROPERTY TYPE: SECURITIES 24,680. 17,913. 6,767.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/19/2016 07/25/2017 PROPERTY TYPE: SECURITIES 1,290. 980. 310.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/24/2016 07/25/2017 PROPERTY TYPE: SECURITIES 3,871. 2,939. 932.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/10/2016 07/25/2017 PROPERTY TYPE: SECURITIES 645. 543. 102.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/10/2016 07/25/2017 PROPERTY TYPE: SECURITIES 23,874. 20,105. 3,768.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/10/2016 07/25/2017 PROPERTY TYPE: SECURITIES 7,420. 6,254. 1,166.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/20/2016 08/22/2017 PROPERTY TYPE: SECURITIES 6,737. 6,534. 203.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/20/2016 08/22/2017 PROPERTY TYPE: SECURITIES 16,990. 16,503. 487.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/20/2016 08/22/2017 PROPERTY TYPE: SECURITIES 10,106. 9,770. 336.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/22/2016 08/22/2017 PROPERTY TYPE: SECURITIES 14,207. 13,616. 591.
JSA 7E1730 1.000 43461C 2532 Page 116 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 11/25/2015 01/05/2017 PROPERTY TYPE: SECURITIES 973. 1,026. -52.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 11/25/2015 01/05/2017 PROPERTY TYPE: SECURITIES 29,893. 31,457. -1,564.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/22/2015 02/08/2017 PROPERTY TYPE: SECURITIES 39,589. 36,047. 3,542.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/28/2016 08/09/2017 PROPERTY TYPE: SECURITIES 6,088. 6,221. -133.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 05/03/2016 08/09/2017 PROPERTY TYPE: SECURITIES 6,315. 6,315.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 11/25/2015 01/10/2017 PROPERTY TYPE: SECURITIES 5,753. 6,145. -392.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/03/2016 05/31/2017 PROPERTY TYPE: SECURITIES 15,485. 11,668. 3,817.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/03/2016 05/31/2017 PROPERTY TYPE: SECURITIES 38,323. 28,761. 9,561.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/20/2016 05/03/2017 PROPERTY TYPE: SECURITIES 11,270. 8,014. 3,256.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/22/2016 05/03/2017 PROPERTY TYPE: SECURITIES 6,021. 4,662. 1,359.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/16/2016 08/03/2017 PROPERTY TYPE: SECURITIES 427. 411. 17.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/24/2016 08/03/2017 PROPERTY TYPE: SECURITIES 24,355. 24,283. 71.
JSA 7E1730 1.000 43461C 2532 Page 117 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/27/2016 09/05/2017 PROPERTY TYPE: SECURITIES 20,236. 17,503. 2,732.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 07/28/2016 09/05/2017 PROPERTY TYPE: SECURITIES 1,166. 1,120. 46.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 08/12/2016 09/05/2017 PROPERTY TYPE: SECURITIES 9,214. 8,868. 346.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/06/2016 08/07/2017 PROPERTY TYPE: SECURITIES 18,005. 18,569. -565.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/06/2016 08/07/2017 PROPERTY TYPE: SECURITIES 8,777. 9,126. -349.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/11/2016 08/07/2017 PROPERTY TYPE: SECURITIES 11,140. 11,593. -452.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 05/03/2016 08/11/2017 PROPERTY TYPE: SECURITIES 32,485. 32,055. 430.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 05/03/2016 08/11/2017 PROPERTY TYPE: SECURITIES 11,479. 11,320. 158.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 05/25/2016 08/11/2017 PROPERTY TYPE: SECURITIES 82,532. 80,672. 1,860.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 08/18/2016 09/07/2017 PROPERTY TYPE: SECURITIES 21,137. 20,464. 674.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/28/2016 08/08/2017 PROPERTY TYPE: SECURITIES 15,305. 15,539. -234.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/28/2016 08/08/2017 PROPERTY TYPE: SECURITIES 14,963. 15,285. -322.
JSA 7E1730 1.000 43461C 2532 Page 118 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/24/2015 03/21/2017 PROPERTY TYPE: SECURITIES 7,135. 6,094. 1,041.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/28/2015 03/21/2017 PROPERTY TYPE: SECURITIES 8,721. 7,330. 1,391.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/11/2015 02/06/2017 PROPERTY TYPE: SECURITIES 3,835. 3,519. 316.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/11/2015 02/06/2017 PROPERTY TYPE: SECURITIES 1,180. 1,084. 96.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/15/2015 02/06/2017 PROPERTY TYPE: SECURITIES 33,780. 29,995. 3,785.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/12/2016 06/12/2017 PROPERTY TYPE: SECURITIES 6,930. 4,917. 2,012.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/20/2016 08/16/2017 PROPERTY TYPE: SECURITIES 11,620. 11,211. 409.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/24/2016 08/03/2017 PROPERTY TYPE: SECURITIES 22,607. 22,295. 311.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/24/2016 08/03/2017 PROPERTY TYPE: SECURITIES 3,600. 3,540. 60.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/28/2016 08/03/2017 PROPERTY TYPE: SECURITIES 3,456. 3,469. -13.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/28/2016 08/03/2017 PROPERTY TYPE: SECURITIES 46,941. 47,032. -91.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/29/2016 08/03/2017 PROPERTY TYPE: SECURITIES 65,862. 65,637. 224.
JSA 7E1730 1.000 43461C 2532 Page 119 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/29/2016 08/03/2017 PROPERTY TYPE: SECURITIES 32,398. 32,528. -130.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 05/25/2016 08/11/2017 PROPERTY TYPE: SECURITIES 8,309. 8,106. 203.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/15/2016 08/11/2017 PROPERTY TYPE: SECURITIES 30,334. 28,865. 1,469.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/06/2016 08/07/2017 PROPERTY TYPE: SECURITIES 8,554. 8,834. -280.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/01/2016 05/04/2017 PROPERTY TYPE: SECURITIES 4,933. 3,874. 1,059.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/14/2016 04/28/2017 PROPERTY TYPE: SECURITIES 4,266. 3,343. 923.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/15/2016 04/28/2017 PROPERTY TYPE: SECURITIES 51,194. 38,734. 12,460.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/15/2016 04/28/2017 PROPERTY TYPE: SECURITIES 3,634. 2,723. 911.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/05/2016 04/26/2017 PROPERTY TYPE: SECURITIES 1,752. 1,424. 328.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/06/2016 04/26/2017 PROPERTY TYPE: SECURITIES 50,981. 40,953. 10,028.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/06/2016 04/26/2017 PROPERTY TYPE: SECURITIES 10,515. 8,387. 2,128.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/14/2016 04/26/2017 PROPERTY TYPE: SECURITIES 8,762. 6,810. 1,952.
JSA 7E1730 1.000 43461C 2532 Page 120 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/14/2016 04/26/2017 PROPERTY TYPE: SECURITIES 46,361. 36,049. 10,312.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/15/2015 02/06/2017 PROPERTY TYPE: SECURITIES 15,919. 14,146. 1,773.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/22/2016 08/24/2017 PROPERTY TYPE: SECURITIES 38,499. 36,638. 1,861.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/24/2016 08/24/2017 PROPERTY TYPE: SECURITIES 14,160. 12,888. 1,273.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/24/2016 08/24/2017 PROPERTY TYPE: SECURITIES 2,655. 2,413. 242.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/24/2016 08/24/2017 PROPERTY TYPE: SECURITIES 4,779. 4,280. 499.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/29/2015 03/21/2017 PROPERTY TYPE: SECURITIES 39,223. 33,432. 5,792.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/29/2015 03/21/2017 PROPERTY TYPE: SECURITIES 2,064. 1,767. 297.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/01/2016 05/05/2017 PROPERTY TYPE: SECURITIES 5,595. 4,359. 1,236.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/15/2016 08/11/2017 PROPERTY TYPE: SECURITIES 14,977. 14,337. 640.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/15/2015 02/06/2017 PROPERTY TYPE: SECURITIES 7,079. 6,287. 792.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/16/2015 02/06/2017 PROPERTY TYPE: SECURITIES 32,151. 29,506. 2,645.
JSA 7E1730 1.000 43461C 2532 Page 121 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/16/2015 02/06/2017 PROPERTY TYPE: SECURITIES 17,698. 16,093. 1,605.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/22/2015 02/14/2017 PROPERTY TYPE: SECURITIES 4,902. 4,341. 561.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/22/2015 02/14/2017 PROPERTY TYPE: SECURITIES 1,783. 1,571. 211.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/23/2015 02/14/2017 PROPERTY TYPE: SECURITIES 9,359. 8,458. 901.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/30/2016 08/04/2017 PROPERTY TYPE: SECURITIES 22,909. 23,472. -564.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/05/2016 08/04/2017 PROPERTY TYPE: SECURITIES 14,609. 14,905. -296.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/30/2015 03/22/2017 PROPERTY TYPE: SECURITIES 6,858. 5,893. 965.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/05/2016 03/22/2017 PROPERTY TYPE: SECURITIES 30,082. 24,987. 5,095.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/05/2016 03/22/2017 PROPERTY TYPE: SECURITIES 19,951. 16,625. 3,326.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/03/2016 05/08/2017 PROPERTY TYPE: SECURITIES 34,747. 26,401. 8,346.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/24/2017 PROPERTY TYPE: SECURITIES 1,751. 1,667. 84.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/01/2016 05/05/2017 PROPERTY TYPE: SECURITIES 7,935. 6,175. 1,760.
JSA 7E1730 1.000 43461C 2532 Page 122 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/02/2016 05/05/2017 PROPERTY TYPE: SECURITIES 778. 585. 193.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/15/2016 04/28/2017 PROPERTY TYPE: SECURITIES 1,724. 1,297. 427.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/15/2016 04/28/2017 PROPERTY TYPE: SECURITIES 18,334. 13,852. 4,481.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/26/2017 PROPERTY TYPE: SECURITIES 6,001. 5,626. 375.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/11/2015 01/26/2017 PROPERTY TYPE: SECURITIES 29,714. 27,504. 2,210.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/11/2016 08/08/2017 PROPERTY TYPE: SECURITIES 30,052. 30,738. -686.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/24/2016 08/30/2017 PROPERTY TYPE: SECURITIES 31,636. 28,612. 3,024.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/24/2016 08/30/2017 PROPERTY TYPE: SECURITIES 5,579. 5,032. 548.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/02/2016 05/05/2017 PROPERTY TYPE: SECURITIES 43,980. 33,015. 10,965.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/02/2016 05/05/2017 PROPERTY TYPE: SECURITIES 466. 351. 115.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/15/2016 05/02/2017 PROPERTY TYPE: SECURITIES 7,366. 5,542. 1,824.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 01/20/2016 05/02/2017 PROPERTY TYPE: SECURITIES 5,329. 3,790. 1,538.
JSA 7E1730 1.000 43461C 2532 Page 123 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/23/2015 02/14/2017 PROPERTY TYPE: SECURITIES 1,484. 1,339. 145.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/23/2015 02/14/2017 PROPERTY TYPE: SECURITIES 33,684. 30,477. 3,207.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/24/2015 02/14/2017 PROPERTY TYPE: SECURITIES 5,194. 4,740. 454.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/24/2017 PROPERTY TYPE: SECURITIES 1,751. 1,667. 84.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/02/2016 05/08/2017 PROPERTY TYPE: SECURITIES 8,370. 6,300. 2,070.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/11/2015 01/27/2017 PROPERTY TYPE: SECURITIES 19,100. 17,749. 1,351.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/14/2016 08/08/2017 PROPERTY TYPE: SECURITIES 9,812. 10,390. -578.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/14/2016 08/08/2017 PROPERTY TYPE: SECURITIES 2,558. 2,707. -149.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/01/2015 01/19/2017 PROPERTY TYPE: SECURITIES 12,005. 12,069. -64.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/19/2017 PROPERTY TYPE: SECURITIES 572. 561. 11.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/19/2017 PROPERTY TYPE: SECURITIES 34,200. 33,655. 544.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/09/2015 01/19/2017 PROPERTY TYPE: SECURITIES 45,030. 44,048. 982.
JSA 7E1730 1.000 43461C 2532 Page 124 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/03/2016 05/31/2017 PROPERTY TYPE: SECURITIES 15,795. 11,857. 3,938.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/03/2016 05/31/2017 PROPERTY TYPE: SECURITIES 6,256. 4,683. 1,573.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/05/2016 05/31/2017 PROPERTY TYPE: SECURITIES 8,601. 6,287. 2,314.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 02/05/2016 05/31/2017 PROPERTY TYPE: SECURITIES 33,623. 24,648. 8,975.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 06/24/2016 08/31/2017 PROPERTY TYPE: SECURITIES 8,907. 7,877. 1,030.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/28/2015 03/21/2017 PROPERTY TYPE: SECURITIES 28,608. 24,121. 4,486.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 12/29/2015 03/21/2017 PROPERTY TYPE: SECURITIES 3,635. 3,126. 509.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/29/2016 08/04/2017 PROPERTY TYPE: SECURITIES 6,017. 6,148. -131.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/30/2016 08/04/2017 PROPERTY TYPE: SECURITIES 3,330. 3,466. -135.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/30/2016 08/04/2017 PROPERTY TYPE: SECURITIES 13,153. 13,820. -668.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 03/30/2016 08/04/2017 PROPERTY TYPE: SECURITIES 9,235. 9,686. -451.
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/11/2016 08/08/2017 PROPERTY TYPE: SECURITIES 8,439. 8,753. -314.
JSA 7E1730 1.000 43461C 2532 Page 125 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AXALTA COATING SYSTEMS LTD COM USD1.00 P 04/14/2016 08/08/2017 PROPERTY TYPE: SECURITIES 3,980. 4,198. -218.
BALL CORP COM P 03/24/2017 12/12/2017 PROPERTY TYPE: SECURITIES 52,591. 49,584. 3,007.
BALL CORP COM P 03/29/2017 12/12/2017 PROPERTY TYPE: SECURITIES 23,682. 22,322. 1,360.
BALL CORP COM P 03/30/2017 12/19/2017 PROPERTY TYPE: SECURITIES 34,866. 33,459. 1,407.
BALL CORP COM P 03/30/2017 12/19/2017 PROPERTY TYPE: SECURITIES 76,015. 73,039. 2,976.
BALL CORP COM P 03/31/2017 12/19/2017 PROPERTY TYPE: SECURITIES 766. 735. 31.
BALL CORP COM P 03/31/2017 12/19/2017 PROPERTY TYPE: SECURITIES 18,391. 17,766. 625.
BALL CORP COM P 04/03/2017 12/19/2017 PROPERTY TYPE: SECURITIES 2,490. 2,405. 86.
BALL CORP COM P 03/29/2017 12/13/2017 PROPERTY TYPE: SECURITIES 60,825. 57,629. 3,196.
BALL CORP COM P 03/29/2017 12/13/2017 PROPERTY TYPE: SECURITIES 48,660. 46,189. 2,472.
BALL CORP COM P 03/30/2017 12/13/2017 PROPERTY TYPE: SECURITIES 26,655. 25,328. 1,327.
BALL CORP COM P 04/03/2017 12/20/2017 PROPERTY TYPE: SECURITIES 32,433. 31,365. 1,068.
JSA 7E1730 1.000 43461C 2532 Page 126 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BALL CORP COM P 04/04/2017 12/20/2017 PROPERTY TYPE: SECURITIES 53,815. 51,928. 1,886.
BALL CORP COM P 04/03/2017 12/20/2017 PROPERTY TYPE: SECURITIES 26,741. 25,929. 812.
BALL CORP COM P 04/03/2017 12/20/2017 PROPERTY TYPE: SECURITIES 38,445. 37,553. 892.
BALL CORP COM P 03/13/2017 10/11/2017 PROPERTY TYPE: SECURITIES 60,903. 53,439. 7,464.
BALL CORP COM P 03/13/2017 10/11/2017 PROPERTY TYPE: SECURITIES 160,717. 140,905. 19,812.
BALL CORP COM P 03/14/2017 10/11/2017 PROPERTY TYPE: SECURITIES 106,158. 93,093. 13,064.
BALL CORP COM P 03/15/2017 10/11/2017 PROPERTY TYPE: SECURITIES 54,559. 47,967. 6,592.
BALL CORP COM P 03/15/2017 10/11/2017 PROPERTY TYPE: SECURITIES 10,996. 9,671. 1,325.
BALL CORP COM P 03/24/2017 10/11/2017 PROPERTY TYPE: SECURITIES 8,543. 7,430. 1,113.
BALL CORP COM P 03/29/2017 12/13/2017 PROPERTY TYPE: SECURITIES 13,814. 13,128. 685.
BALL CORP COM P 03/30/2017 12/19/2017 PROPERTY TYPE: SECURITIES 1,847. 1,767. 80.
CASEYS GEN STORES INC COM P 11/15/2016 11/10/2017 PROPERTY TYPE: SECURITIES 45,279. 47,567. -2,289.
JSA 7E1730 1.000 43461C 2532 Page 127 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CASEYS GEN STORES INC COM P 11/17/2016 11/10/2017 PROPERTY TYPE: SECURITIES 24,133. 25,687. -1,554.
CASEYS GEN STORES INC COM P 11/17/2016 11/10/2017 PROPERTY TYPE: SECURITIES 25,283. 26,915. -1,632.
CASEYS GEN STORES INC COM P 11/21/2016 11/10/2017 PROPERTY TYPE: SECURITIES 18,387. 19,529. -1,142.
CASEYS GEN STORES INC COM P 11/07/2016 03/20/2017 PROPERTY TYPE: SECURITIES 57,003. 58,762. -1,759.
CASEYS GEN STORES INC COM P 11/21/2016 11/10/2017 PROPERTY TYPE: SECURITIES 6,849. 7,323. -474.
CASEYS GEN STORES INC COM P 11/21/2016 11/10/2017 PROPERTY TYPE: SECURITIES 5,936. 6,338. -402.
CASEYS GEN STORES INC COM P 11/25/2016 12/11/2017 PROPERTY TYPE: SECURITIES 6,976. 6,960. 17.
CASEYS GEN STORES INC COM P 11/09/2016 10/11/2017 PROPERTY TYPE: SECURITIES 33,903. 34,875. -972.
CASEYS GEN STORES INC COM P 11/10/2016 10/11/2017 PROPERTY TYPE: SECURITIES 100,597. 104,984. -4,388.
CASEYS GEN STORES INC COM P 11/10/2016 10/11/2017 PROPERTY TYPE: SECURITIES 11,116. 11,670. -555.
CASEYS GEN STORES INC COM P 11/11/2016 10/11/2017 PROPERTY TYPE: SECURITIES 48,687. 50,946. -2,260.
CASEYS GEN STORES INC COM P 11/08/2016 03/21/2017 PROPERTY TYPE: SECURITIES 37,591. 38,784. -1,192.
JSA 7E1730 1.000 43461C 2532 Page 128 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CASEYS GEN STORES INC COM P 11/08/2016 03/21/2017 PROPERTY TYPE: SECURITIES 36,486. 38,098. -1,613.
CASEYS GEN STORES INC COM P 11/09/2016 03/21/2017 PROPERTY TYPE: SECURITIES 33,169. 34,303. -1,134.
CASEYS GEN STORES INC COM P 11/09/2016 03/21/2017 PROPERTY TYPE: SECURITIES 7,739. 8,138. -399.
CASEYS GEN STORES INC COM P 11/25/2016 12/11/2017 PROPERTY TYPE: SECURITIES 11,214. 11,233. -19.
CASEYS GEN STORES INC COM P 11/28/2016 12/11/2017 PROPERTY TYPE: SECURITIES 5,972. 5,999. -27.
CASEYS GEN STORES INC COM P 11/07/2016 03/13/2017 PROPERTY TYPE: SECURITIES 32,420. 34,230. -1,811.
CASEYS GEN STORES INC COM P 11/07/2016 03/13/2017 PROPERTY TYPE: SECURITIES 16,210. 17,248. -1,038.
CASEYS GEN STORES INC COM P 11/22/2016 11/17/2017 PROPERTY TYPE: SECURITIES 6,609. 6,818. -209.
CASEYS GEN STORES INC COM P 11/23/2016 11/17/2017 PROPERTY TYPE: SECURITIES 22,895. 23,662. -768.
CASEYS GEN STORES INC COM P 11/07/2016 03/21/2017 PROPERTY TYPE: SECURITIES 3,884. 3,994. -110.
CASEYS GEN STORES INC COM P 11/07/2016 03/21/2017 PROPERTY TYPE: SECURITIES 14,425. 14,771. -346.
CASEYS GEN STORES INC COM P 11/08/2016 03/21/2017 PROPERTY TYPE: SECURITIES 5,548. 5,777. -228.
JSA 7E1730 1.000 43461C 2532 Page 129 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CASEYS GEN STORES INC COM P 11/08/2016 03/21/2017 PROPERTY TYPE: SECURITIES 33,843. 35,212. -1,369.
CASEYS GEN STORES INC COM P 11/28/2016 12/11/2017 PROPERTY TYPE: SECURITIES 32,762. 32,813. -52.
CASEYS GEN STORES INC COM P 11/22/2016 11/14/2017 PROPERTY TYPE: SECURITIES 50,922. 53,568. -2,646.
CASEYS GEN STORES INC COM P 11/22/2016 11/14/2017 PROPERTY TYPE: SECURITIES 1,042. 1,097. -55.
CASEYS GEN STORES INC COM P 11/21/2016 11/13/2017 PROPERTY TYPE: SECURITIES 7,176. 7,557. -381.
CASEYS GEN STORES INC COM P 11/14/2016 11/09/2017 PROPERTY TYPE: SECURITIES 27,854. 29,235. -1,382.
CASEYS GEN STORES INC COM P 11/23/2016 12/06/2017 PROPERTY TYPE: SECURITIES 22,432. 21,812. 619.
CASEYS GEN STORES INC COM P 11/23/2016 12/06/2017 PROPERTY TYPE: SECURITIES 31,778. 30,983. 795.
CASEYS GEN STORES INC COM P 11/23/2016 12/06/2017 PROPERTY TYPE: SECURITIES 1,122. 1,098. 24.
CASEYS GEN STORES INC COM P 11/25/2016 12/06/2017 PROPERTY TYPE: SECURITIES 1,371. 1,343. 28.
CASEYS GEN STORES INC COM P 11/21/2016 11/13/2017 PROPERTY TYPE: SECURITIES 11,697. 12,311. -614.
CASEYS GEN STORES INC COM P 11/22/2016 11/13/2017 PROPERTY TYPE: SECURITIES 9,381. 9,871. -490.
JSA 7E1730 1.000 43461C 2532 Page 130 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CASEYS GEN STORES INC COM P 11/07/2016 03/13/2017 PROPERTY TYPE: SECURITIES 8,651. 9,128. -477.
CASEYS GEN STORES INC COM P 11/14/2016 11/09/2017 PROPERTY TYPE: SECURITIES 29,314. 30,787. -1,473.
CASEYS GEN STORES INC COM P 11/15/2016 11/09/2017 PROPERTY TYPE: SECURITIES 15,907. 16,919. -1,013.
CASEYS GEN STORES INC COM P 11/15/2016 11/09/2017 PROPERTY TYPE: SECURITIES 27,950. 29,699. -1,749.
CASEYS GEN STORES INC COM P 11/11/2016 11/08/2017 PROPERTY TYPE: SECURITIES 1,357. 1,396. -38.
CASEYS GEN STORES INC COM P 11/14/2016 11/08/2017 PROPERTY TYPE: SECURITIES 7,805. 8,277. -471.
CASEYS GEN STORES INC COM P 11/09/2016 07/10/2017 PROPERTY TYPE: SECURITIES 53,371. 59,458. -6,088.
CASEYS GEN STORES INC COM P 11/22/2016 11/15/2017 PROPERTY TYPE: SECURITIES 32,652. 34,575. -1,923.
CASEYS GEN STORES INC COM P 11/14/2016 11/08/2017 PROPERTY TYPE: SECURITIES 35,796. 37,827. -2,031.
CASEYS GEN STORES INC COM P 11/14/2016 11/08/2017 PROPERTY TYPE: SECURITIES 9,034. 9,547. -514.
CASEYS GEN STORES INC COM P 11/14/2016 11/08/2017 PROPERTY TYPE: SECURITIES 2,371. 2,519. -148.
CASEYS GEN STORES INC COM P 11/09/2016 07/10/2017 PROPERTY TYPE: SECURITIES 5,726. 6,289. -563.
JSA 7E1730 1.000 43461C 2532 Page 131 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CASEYS GEN STORES INC COM P 11/23/2016 11/20/2017 PROPERTY TYPE: SECURITIES 27,365. 28,297. -932.
CDK GLOBAL INC COM P 05/05/2016 03/29/2017 PROPERTY TYPE: SECURITIES 70,232. 53,946. 16,287.
CDK GLOBAL INC COM P 08/23/2016 04/21/2017 PROPERTY TYPE: SECURITIES 10,981. 9,843. 1,138.
CDK GLOBAL INC COM P 05/05/2016 03/30/2017 PROPERTY TYPE: SECURITIES 16,217. 12,487. 3,730.
CDK GLOBAL INC COM P 05/05/2016 03/23/2017 PROPERTY TYPE: SECURITIES 56,956. 43,706. 13,250.
CDK GLOBAL INC COM P 10/12/2016 04/27/2017 PROPERTY TYPE: SECURITIES 22,119. 18,700. 3,419.
CDK GLOBAL INC COM P 11/10/2016 04/27/2017 PROPERTY TYPE: SECURITIES 59,202. 50,244. 8,958.
CDK GLOBAL INC COM P 12/01/2016 04/27/2017 PROPERTY TYPE: SECURITIES 17,565. 15,378. 2,188.
CDK GLOBAL INC COM P 05/06/2016 04/07/2017 PROPERTY TYPE: SECURITIES 54,680. 42,246. 12,434.
CDK GLOBAL INC COM P 05/09/2016 04/07/2017 PROPERTY TYPE: SECURITIES 2,895. 2,295. 600.
CDK GLOBAL INC COM P 09/01/2016 04/26/2017 PROPERTY TYPE: SECURITIES 43,540. 39,097. 4,443.
CDK GLOBAL INC COM P 10/12/2016 04/26/2017 PROPERTY TYPE: SECURITIES 19,496. 16,507. 2,989.
JSA 7E1730 1.000 43461C 2532 Page 132 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CDK GLOBAL INC COM P 10/12/2016 04/26/2017 PROPERTY TYPE: SECURITIES 19,496. 16,500. 2,996.
CDK GLOBAL INC COM P 08/23/2016 04/24/2017 PROPERTY TYPE: SECURITIES 5,245. 4,619. 626.
CDK GLOBAL INC COM P 08/23/2016 04/24/2017 PROPERTY TYPE: SECURITIES 11,473. 10,132. 1,341.
CDK GLOBAL INC COM P 08/24/2016 04/24/2017 PROPERTY TYPE: SECURITIES 41,632. 36,846. 4,786.
CDK GLOBAL INC COM P 08/24/2016 04/24/2017 PROPERTY TYPE: SECURITIES 18,357. 16,278. 2,079.
CDK GLOBAL INC COM P 08/25/2016 04/24/2017 PROPERTY TYPE: SECURITIES 40,320. 35,761. 4,560.
CDK GLOBAL INC COM P 12/13/2016 05/01/2017 PROPERTY TYPE: SECURITIES 75,017. 68,955. 6,062.
CDK GLOBAL INC COM P 12/15/2016 05/01/2017 PROPERTY TYPE: SECURITIES 58,780. 53,739. 5,041.
CDK GLOBAL INC COM P 12/16/2016 05/01/2017 PROPERTY TYPE: SECURITIES 58,455. 53,846. 4,609.
CDK GLOBAL INC COM P 01/19/2017 05/01/2017 PROPERTY TYPE: SECURITIES 30,526. 28,184. 2,342.
CDK GLOBAL INC COM P 01/19/2017 05/01/2017 PROPERTY TYPE: SECURITIES 28,578. 26,398. 2,180.
CDK GLOBAL INC COM P 05/05/2016 03/24/2017 PROPERTY TYPE: SECURITIES 34,395. 26,473. 7,921.
JSA 7E1730 1.000 43461C 2532 Page 133 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CDK GLOBAL INC COM P 05/05/2016 03/17/2017 PROPERTY TYPE: SECURITIES 19,289. 14,485. 4,804.
CDK GLOBAL INC COM P 05/09/2016 04/07/2017 PROPERTY TYPE: SECURITIES 10,878. 8,670. 2,208.
CDK GLOBAL INC COM P 05/05/2016 03/27/2017 PROPERTY TYPE: SECURITIES 22,167. 17,233. 4,934.
CDK GLOBAL INC COM P 06/13/2016 04/20/2017 PROPERTY TYPE: SECURITIES 32,113. 27,999. 4,114.
CDK GLOBAL INC COM P 06/27/2016 04/20/2017 PROPERTY TYPE: SECURITIES 62,604. 51,143. 11,461.
CDK GLOBAL INC COM P 06/09/2016 04/19/2017 PROPERTY TYPE: SECURITIES 43,207. 38,377. 4,830.
CDK GLOBAL INC COM P 06/10/2016 04/19/2017 PROPERTY TYPE: SECURITIES 22,091. 19,438. 2,653.
CDK GLOBAL INC COM P 06/10/2016 04/19/2017 PROPERTY TYPE: SECURITIES 35,410. 31,194. 4,216.
CDK GLOBAL INC COM P 06/13/2016 04/19/2017 PROPERTY TYPE: SECURITIES 25,339. 22,060. 3,279.
CDK GLOBAL INC COM P 05/16/2016 04/13/2017 PROPERTY TYPE: SECURITIES 18,065. 14,548. 3,517.
CDK GLOBAL INC COM P 05/20/2016 04/13/2017 PROPERTY TYPE: SECURITIES 34,195. 27,851. 6,344.
CDK GLOBAL INC COM P 05/20/2016 04/13/2017 PROPERTY TYPE: SECURITIES 21,291. 17,341. 3,951.
JSA 7E1730 1.000 43461C 2532 Page 134 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CDK GLOBAL INC COM P 05/20/2016 04/13/2017 PROPERTY TYPE: SECURITIES 5,484. 4,473. 1,011.
CDK GLOBAL INC COM P 05/23/2016 04/13/2017 PROPERTY TYPE: SECURITIES 50,647. 41,555. 9,092.
CDK GLOBAL INC COM P 05/25/2016 04/18/2017 PROPERTY TYPE: SECURITIES 20,069. 16,989. 3,079.
CDK GLOBAL INC COM P 05/25/2016 04/18/2017 PROPERTY TYPE: SECURITIES 22,011. 18,593. 3,418.
CDK GLOBAL INC COM P 05/26/2016 04/18/2017 PROPERTY TYPE: SECURITIES 9,387. 7,976. 1,411.
CDK GLOBAL INC COM P 06/01/2016 04/18/2017 PROPERTY TYPE: SECURITIES 59,235. 50,614. 8,620.
CDK GLOBAL INC COM P 06/03/2016 04/18/2017 PROPERTY TYPE: SECURITIES 29,779. 25,781. 3,998.
CDK GLOBAL INC COM P 12/01/2016 04/28/2017 PROPERTY TYPE: SECURITIES 16,532. 14,492. 2,040.
CDK GLOBAL INC COM P 12/01/2016 04/28/2017 PROPERTY TYPE: SECURITIES 25,933. 22,782. 3,150.
CDK GLOBAL INC COM P 12/12/2016 04/28/2017 PROPERTY TYPE: SECURITIES 59,645. 54,323. 5,322.
CDK GLOBAL INC COM P 12/13/2016 04/28/2017 PROPERTY TYPE: SECURITIES 35,333. 32,537. 2,796.
CDK GLOBAL INC COM P 06/27/2016 04/21/2017 PROPERTY TYPE: SECURITIES 26,161. 21,464. 4,697.
JSA 7E1730 1.000 43461C 2532 Page 135 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CDK GLOBAL INC COM P 06/27/2016 04/21/2017 PROPERTY TYPE: SECURITIES 25,838. 21,172. 4,665.
CDK GLOBAL INC COM P 08/23/2016 04/21/2017 PROPERTY TYPE: SECURITIES 53,937. 48,346. 5,590.
CDK GLOBAL INC COM P 05/23/2016 04/17/2017 PROPERTY TYPE: SECURITIES 9,658. 7,940. 1,717.
CDK GLOBAL INC COM P 05/24/2016 04/17/2017 PROPERTY TYPE: SECURITIES 9,014. 7,629. 1,385.
CDK GLOBAL INC COM P 05/24/2016 04/17/2017 PROPERTY TYPE: SECURITIES 56,014. 47,183. 8,831.
CDK GLOBAL INC COM P 05/25/2016 04/17/2017 PROPERTY TYPE: SECURITIES 8,370. 7,135. 1,235.
CDK GLOBAL INC COM P 05/25/2016 04/17/2017 PROPERTY TYPE: SECURITIES 59,877. 50,968. 8,910.
CDK GLOBAL INC COM P 06/03/2016 04/19/2017 PROPERTY TYPE: SECURITIES 15,263. 13,125. 2,138.
CDK GLOBAL INC COM P 06/06/2016 04/19/2017 PROPERTY TYPE: SECURITIES 14,289. 12,378. 1,911.
CDK GLOBAL INC COM P 06/09/2016 04/19/2017 PROPERTY TYPE: SECURITIES 69,171. 61,461. 7,711.
CDK GLOBAL INC COM P 05/05/2016 03/30/2017 PROPERTY TYPE: SECURITIES 28,249. 21,728. 6,521.
CDK GLOBAL INC COM P 05/05/2016 04/04/2017 PROPERTY TYPE: SECURITIES 17,926. 13,986. 3,940.
JSA 7E1730 1.000 43461C 2532 Page 136 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CDK GLOBAL INC COM P 05/06/2016 04/04/2017 PROPERTY TYPE: SECURITIES 7,042. 5,467. 1,575.
CDK GLOBAL INC COM P 05/06/2016 04/04/2017 PROPERTY TYPE: SECURITIES 32,011. 24,887. 7,123.
CDK GLOBAL INC COM P 05/06/2016 04/07/2017 PROPERTY TYPE: SECURITIES 46,066. 35,785. 10,281.
CDK GLOBAL INC COM P 05/05/2016 03/20/2017 PROPERTY TYPE: SECURITIES 66,349. 49,950. 16,399.
CDK GLOBAL INC COM P 06/03/2016 04/18/2017 PROPERTY TYPE: SECURITIES 12,569. 10,929. 1,640.
CDK GLOBAL INC COM P 06/03/2016 04/18/2017 PROPERTY TYPE: SECURITIES 967. 838. 129.
CDK GLOBAL INC COM P 08/25/2016 04/25/2017 PROPERTY TYPE: SECURITIES 19,308. 17,154. 2,154.
CDK GLOBAL INC COM P 08/26/2016 04/25/2017 PROPERTY TYPE: SECURITIES 41,887. 37,321. 4,566.
CDK GLOBAL INC COM P 08/26/2016 04/25/2017 PROPERTY TYPE: SECURITIES 17,344. 15,429. 1,915.
CDK GLOBAL INC COM P 09/01/2016 04/25/2017 PROPERTY TYPE: SECURITIES 15,708. 14,005. 1,703.
CDK GLOBAL INC COM P 05/16/2016 04/11/2017 PROPERTY TYPE: SECURITIES 9,687. 7,794. 1,893.
CDK GLOBAL INC COM P 05/16/2016 04/12/2017 PROPERTY TYPE: SECURITIES 18,121. 14,548. 3,573.
JSA 7E1730 1.000 43461C 2532 Page 137 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CDK GLOBAL INC COM P 12/13/2016 05/01/2017 PROPERTY TYPE: SECURITIES 7,792. 7,164. 628.
CDK GLOBAL INC COM P 05/05/2016 03/21/2017 PROPERTY TYPE: SECURITIES 48,695. 37,213. 11,482.
CDK GLOBAL INC COM P 05/09/2016 04/11/2017 PROPERTY TYPE: SECURITIES 19,430. 15,290. 4,140.
CDK GLOBAL INC COM P 05/09/2016 04/11/2017 PROPERTY TYPE: SECURITIES 31,087. 24,480. 6,607.
CDK GLOBAL INC COM P 05/16/2016 04/11/2017 PROPERTY TYPE: SECURITIES 7,124. 5,715. 1,409.
CDK GLOBAL INC COM P 05/09/2016 04/11/2017 PROPERTY TYPE: SECURITIES 47,799. 37,740. 10,059.
CF INDS HLDGS INC COM P 08/12/2016 01/09/2017 PROPERTY TYPE: SECURITIES 5,397. 3,587. 1,810.
CF INDS HLDGS INC COM P 08/15/2016 01/17/2017 PROPERTY TYPE: SECURITIES 75,483. 52,181. 23,302.
CF INDS HLDGS INC COM P 08/15/2016 01/17/2017 PROPERTY TYPE: SECURITIES 12,912. 8,968. 3,944.
CF INDS HLDGS INC COM P 08/15/2016 01/17/2017 PROPERTY TYPE: SECURITIES 10,925. 7,636. 3,289.
CF INDS HLDGS INC COM P 08/18/2016 01/17/2017 PROPERTY TYPE: SECURITIES 96,010. 66,388. 29,622.
CF INDS HLDGS INC COM P 08/12/2016 01/05/2017 PROPERTY TYPE: SECURITIES 93,109. 63,665. 29,443.
JSA 7E1730 1.000 43461C 2532 Page 138 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CF INDS HLDGS INC COM P 10/12/2016 01/27/2017 PROPERTY TYPE: SECURITIES 18,345. 11,686. 6,658.
CF INDS HLDGS INC COM P 10/13/2016 01/27/2017 PROPERTY TYPE: SECURITIES 15,647. 9,684. 5,963.
CF INDS HLDGS INC COM P 10/13/2016 01/27/2017 PROPERTY TYPE: SECURITIES 59,297. 36,731. 22,566.
CF INDS HLDGS INC COM P 10/13/2016 01/27/2017 PROPERTY TYPE: SECURITIES 7,547. 4,674. 2,873.
CF INDS HLDGS INC COM P 11/18/2016 01/27/2017 PROPERTY TYPE: SECURITIES 2,516. 1,936. 580.
CF INDS HLDGS INC COM P 11/18/2016 01/27/2017 PROPERTY TYPE: SECURITIES 17,609. 13,553. 4,056.
CF INDS HLDGS INC COM P 08/12/2016 01/04/2017 PROPERTY TYPE: SECURITIES 107,741. 73,753. 33,987.
CF INDS HLDGS INC COM P 09/14/2017 09/29/2017 PROPERTY TYPE: SECURITIES 20,485. 18,753. 1,733.
CF INDS HLDGS INC COM P 08/12/2016 01/05/2017 PROPERTY TYPE: SECURITIES 2,951. 2,018. 934.
CF INDS HLDGS INC COM P 09/28/2016 01/20/2017 PROPERTY TYPE: SECURITIES 3,758. 2,574. 1,184.
CF INDS HLDGS INC COM P 10/05/2016 01/20/2017 PROPERTY TYPE: SECURITIES 4,100. 2,991. 1,108.
CF INDS HLDGS INC COM P 09/08/2017 09/27/2017 PROPERTY TYPE: SECURITIES 2,234. 2,036. 198.
JSA 7E1730 1.000 43461C 2532 Page 139 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CF INDS HLDGS INC COM P 09/12/2017 09/27/2017 PROPERTY TYPE: SECURITIES 16,090. 14,745. 1,345.
CF INDS HLDGS INC COM P 08/26/2016 01/19/2017 PROPERTY TYPE: SECURITIES 38,074. 28,302. 9,772.
CF INDS HLDGS INC COM P 09/28/2016 01/19/2017 PROPERTY TYPE: SECURITIES 70,018. 50,774. 19,244.
CF INDS HLDGS INC COM P 10/05/2016 01/20/2017 PROPERTY TYPE: SECURITIES 21,286. 15,705. 5,580.
CF INDS HLDGS INC COM P 08/12/2016 01/09/2017 PROPERTY TYPE: SECURITIES 3,726. 2,466. 1,260.
CF INDS HLDGS INC COM P 10/05/2016 01/20/2017 PROPERTY TYPE: SECURITIES 6,761. 4,986. 1,775.
CF INDS HLDGS INC COM P 08/12/2016 01/09/2017 PROPERTY TYPE: SECURITIES 42,266. 28,022. 14,245.
CF INDS HLDGS INC COM P 08/12/2016 01/05/2017 PROPERTY TYPE: SECURITIES 62,946. 42,817. 20,129.
CF INDS HLDGS INC COM P 08/12/2016 01/09/2017 PROPERTY TYPE: SECURITIES 2,535. 1,681. 853.
CF INDS HLDGS INC COM P 10/05/2016 01/20/2017 PROPERTY TYPE: SECURITIES 40,327. 29,665. 10,661.
CF INDS HLDGS INC COM P 10/06/2016 01/20/2017 PROPERTY TYPE: SECURITIES 18,638. 13,525. 5,113.
CF INDS HLDGS INC COM P 10/06/2016 01/20/2017 PROPERTY TYPE: SECURITIES 33,888. 24,659. 9,229.
JSA 7E1730 1.000 43461C 2532 Page 140 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CF INDS HLDGS INC COM P 09/08/2017 09/27/2017 PROPERTY TYPE: SECURITIES 14,340. 13,201. 1,139.
CF INDS HLDGS INC COM P 09/08/2017 09/27/2017 PROPERTY TYPE: SECURITIES 17,111. 15,713. 1,398.
CF INDS HLDGS INC COM P 10/06/2016 01/20/2017 PROPERTY TYPE: SECURITIES 8,195. 5,902. 2,293.
CF INDS HLDGS INC COM P 10/06/2016 01/20/2017 PROPERTY TYPE: SECURITIES 20,468. 14,870. 5,598.
CF INDS HLDGS INC COM P 10/06/2016 01/20/2017 PROPERTY TYPE: SECURITIES 9,060. 6,640. 2,420.
CF INDS HLDGS INC COM P 09/12/2017 09/28/2017 PROPERTY TYPE: SECURITIES 20,788. 18,999. 1,789.
CF INDS HLDGS INC COM P 09/13/2017 09/28/2017 PROPERTY TYPE: SECURITIES 9,134. 8,354. 780.
CF INDS HLDGS INC COM P 09/13/2017 09/28/2017 PROPERTY TYPE: SECURITIES 11,724. 10,718. 1,006.
CF INDS HLDGS INC COM P 09/14/2017 09/28/2017 PROPERTY TYPE: SECURITIES 1,155. 1,056. 99.
CF INDS HLDGS INC COM P 09/14/2017 09/28/2017 PROPERTY TYPE: SECURITIES 4,550. 4,161. 389.
CF INDS HLDGS INC COM P 08/19/2016 01/18/2017 PROPERTY TYPE: SECURITIES 37,774. 26,548. 11,226.
CF INDS HLDGS INC COM P 08/22/2016 01/18/2017 PROPERTY TYPE: SECURITIES 23,120. 16,300. 6,820.
JSA 7E1730 1.000 43461C 2532 Page 141 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CF INDS HLDGS INC COM P 08/22/2016 01/18/2017 PROPERTY TYPE: SECURITIES 1,628. 1,148. 480.
CF INDS HLDGS INC COM P 08/25/2016 01/18/2017 PROPERTY TYPE: SECURITIES 70,663. 53,080. 17,583.
CF INDS HLDGS INC COM P 08/26/2016 01/18/2017 PROPERTY TYPE: SECURITIES 32,564. 23,985. 8,579.
CF INDS HLDGS INC COM P 08/12/2016 01/13/2017 PROPERTY TYPE: SECURITIES 3,896. 2,578. 1,318.
CF INDS HLDGS INC COM P 08/15/2016 01/13/2017 PROPERTY TYPE: SECURITIES 34,051. 23,256. 10,795.
CF INDS HLDGS INC COM P 09/08/2017 09/25/2017 PROPERTY TYPE: SECURITIES 44,610. 39,800. 4,810.
CF INDS HLDGS INC COM P 10/11/2016 01/25/2017 PROPERTY TYPE: SECURITIES 47,431. 31,008. 16,423.
CF INDS HLDGS INC COM P 10/12/2016 01/25/2017 PROPERTY TYPE: SECURITIES 63,724. 40,329. 23,395.
CF INDS HLDGS INC COM P 10/06/2016 01/20/2017 PROPERTY TYPE: SECURITIES 17,882. 12,920. 4,962.
CF INDS HLDGS INC COM P 10/07/2016 01/20/2017 PROPERTY TYPE: SECURITIES 38,801. 28,067. 10,734.
CF INDS HLDGS INC COM P 10/10/2016 01/20/2017 PROPERTY TYPE: SECURITIES 45,887. 32,591. 13,296.
CF INDS HLDGS INC COM P 08/18/2016 01/18/2017 PROPERTY TYPE: SECURITIES 1,958. 1,369. 589.
JSA 7E1730 1.000 43461C 2532 Page 142 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CF INDS HLDGS INC COM P 08/18/2016 01/18/2017 PROPERTY TYPE: SECURITIES 32,957. 23,121. 9,836.
CF INDS HLDGS INC COM P 08/15/2016 01/17/2017 PROPERTY TYPE: SECURITIES 21,213. 14,810. 6,403.
CF INDS HLDGS INC COM P 08/18/2016 01/18/2017 PROPERTY TYPE: SECURITIES 14,225. 9,925. 4,300.
CF INDS HLDGS INC COM P 08/12/2016 01/05/2017 PROPERTY TYPE: SECURITIES 3,116. 2,130. 987.
CF INDS HLDGS INC COM P 08/18/2016 01/18/2017 PROPERTY TYPE: SECURITIES 5,990. 4,221. 1,769.
CF INDS HLDGS INC COM P 08/19/2016 01/18/2017 PROPERTY TYPE: SECURITIES 12,951. 9,195. 3,756.
CF INDS HLDGS INC COM P 08/19/2016 01/18/2017 PROPERTY TYPE: SECURITIES 62,325. 44,072. 18,252.
CF INDS HLDGS INC COM P 08/19/2016 01/18/2017 PROPERTY TYPE: SECURITIES 4,856. 3,433. 1,424.
CF INDS HLDGS INC COM P 09/08/2017 09/25/2017 PROPERTY TYPE: SECURITIES 6,164. 5,498. 667.
CF INDS HLDGS INC COM P 09/08/2017 09/25/2017 PROPERTY TYPE: SECURITIES 32,722. 29,198. 3,524.
CF INDS HLDGS INC COM P 09/08/2017 09/25/2017 PROPERTY TYPE: SECURITIES 1,362. 1,212. 150.
CF INDS HLDGS INC COM P 09/08/2017 09/25/2017 PROPERTY TYPE: SECURITIES 40,248. 35,958. 4,290.
JSA 7E1730 1.000 43461C 2532 Page 143 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CF INDS HLDGS INC COM P 08/12/2016 01/13/2017 PROPERTY TYPE: SECURITIES 14,401. 9,415. 4,986.
CF INDS HLDGS INC COM P 10/10/2016 01/20/2017 PROPERTY TYPE: SECURITIES 28,113. 20,010. 8,103.
CF INDS HLDGS INC COM P 10/11/2016 01/20/2017 PROPERTY TYPE: SECURITIES 29,797. 20,948. 8,849.
COMMSCOPE HLDG CO INC COM P 09/12/2017 11/09/2017 PROPERTY TYPE: SECURITIES 3,852. 3,905. -53.
COMMSCOPE HLDG CO INC COM P 09/12/2017 11/09/2017 PROPERTY TYPE: SECURITIES 25,613. 25,795. -182.
COMMSCOPE HLDG CO INC COM P 09/14/2017 11/09/2017 PROPERTY TYPE: SECURITIES 6,218. 6,148. 69.
COMMSCOPE HLDG CO INC COM P 09/11/2017 11/08/2017 PROPERTY TYPE: SECURITIES 8,468. 8,545. -77.
COMMSCOPE HLDG CO INC COM P 09/07/2017 11/03/2017 PROPERTY TYPE: SECURITIES 12,429. 12,241. 188.
COMMSCOPE HLDG CO INC COM P 09/11/2017 11/07/2017 PROPERTY TYPE: SECURITIES 19,815. 19,225. 590.
COMMSCOPE HLDG CO INC COM P 09/14/2017 11/10/2017 PROPERTY TYPE: SECURITIES 101. 100. 2.
COMMSCOPE HLDG CO INC COM P 09/15/2017 11/10/2017 PROPERTY TYPE: SECURITIES 34,480. 34,199. 281.
COMMSCOPE HLDG CO INC COM P 09/15/2017 11/10/2017 PROPERTY TYPE: SECURITIES 13,860. 13,702. 157.
JSA 7E1730 1.000 43461C 2532 Page 144 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
COMMSCOPE HLDG CO INC COM P 09/18/2017 11/10/2017 PROPERTY TYPE: SECURITIES 13,961. 13,972. -11.
COMMSCOPE HLDG CO INC COM P 09/14/2017 11/10/2017 PROPERTY TYPE: SECURITIES 25,560. 25,092. 469.
COMMSCOPE HLDG CO INC COM P 09/14/2017 11/10/2017 PROPERTY TYPE: SECURITIES 12,734. 12,562. 172.
COMMSCOPE HLDG CO INC COM P 09/08/2017 11/07/2017 PROPERTY TYPE: SECURITIES 29,793. 28,821. 972.
COMMSCOPE HLDG CO INC COM P 09/08/2017 11/07/2017 PROPERTY TYPE: SECURITIES 4,431. 4,221. 210.
COMMSCOPE HLDG CO INC COM P 09/11/2017 11/07/2017 PROPERTY TYPE: SECURITIES 2,111. 2,065. 47.
COMMSCOPE HLDG CO INC COM P 09/14/2017 11/09/2017 PROPERTY TYPE: SECURITIES 3,516. 3,465. 51.
COMMSCOPE HLDG CO INC COM P 09/14/2017 11/09/2017 PROPERTY TYPE: SECURITIES 845. 835. 10.
COMMSCOPE HLDG CO INC COM P 09/14/2017 11/09/2017 PROPERTY TYPE: SECURITIES 11,527. 11,333. 194.
COMMSCOPE HLDG CO INC COM P 09/07/2017 11/06/2017 PROPERTY TYPE: SECURITIES 19,314. 18,657. 657.
COMMSCOPE HLDG CO INC COM P 09/08/2017 11/06/2017 PROPERTY TYPE: SECURITIES 12,399. 12,028. 371.
COMMSCOPE HLDG CO INC COM P 09/08/2017 11/06/2017 PROPERTY TYPE: SECURITIES 12,399. 12,010. 389.
JSA 7E1730 1.000 43461C 2532 Page 145 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
COMMSCOPE HLDG CO INC COM P 09/11/2017 11/09/2017 PROPERTY TYPE: SECURITIES 4,881. 4,878. 3.
COMMSCOPE HLDG CO INC COM P 09/12/2017 11/09/2017 PROPERTY TYPE: SECURITIES 1,448. 1,473. -25.
COMMSCOPE HLDG CO INC COM P 09/11/2017 11/08/2017 PROPERTY TYPE: SECURITIES 14,604. 14,723. -119.
COMMSCOPE HLDG CO INC COM P 09/11/2017 11/08/2017 PROPERTY TYPE: SECURITIES 33,339. 33,408. -69.
COMMSCOPE HLDG CO INC COM P 09/08/2017 11/06/2017 PROPERTY TYPE: SECURITIES 3,510. 3,431. 78.
COMMSCOPE HLDG CO INC COM P 09/08/2017 11/06/2017 PROPERTY TYPE: SECURITIES 9,247. 9,035. 212.
COMMSCOPE HLDG CO INC COM P 09/07/2017 10/11/2017 PROPERTY TYPE: SECURITIES 39,950. 41,065. -1,116.
COMMSCOPE HLDG CO INC COM P 09/07/2017 10/11/2017 PROPERTY TYPE: SECURITIES 4,813. 4,936. -123.
COMMSCOPE HLDG CO INC COM P 09/07/2017 10/11/2017 PROPERTY TYPE: SECURITIES 1,925. 1,982. -56.
COMMSCOPE HLDG CO INC COM P 09/07/2017 11/02/2017 PROPERTY TYPE: SECURITIES 44,055. 42,908. 1,147.
EAGLE PHARMACEUTICALS INC COM P 01/25/2017 05/02/2017 PROPERTY TYPE: SECURITIES 7,989. 5,857. 2,132.
EAGLE PHARMACEUTICALS INC COM P 01/25/2017 05/02/2017 PROPERTY TYPE: SECURITIES 5,326. 3,901. 1,425.
JSA 7E1730 1.000 43461C 2532 Page 146 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
EAGLE PHARMACEUTICALS INC COM P 01/26/2017 05/02/2017 PROPERTY TYPE: SECURITIES 1,775. 1,320. 456.
EAGLE PHARMACEUTICALS INC COM P 01/20/2017 04/18/2017 PROPERTY TYPE: SECURITIES 7,744. 5,943. 1,802.
EAGLE PHARMACEUTICALS INC COM P 01/13/2017 04/05/2017 PROPERTY TYPE: SECURITIES 36,664. 30,032. 6,632.
EAGLE PHARMACEUTICALS INC COM P 01/17/2017 04/11/2017 PROPERTY TYPE: SECURITIES 5,132. 4,170. 962.
EAGLE PHARMACEUTICALS INC COM P 01/17/2017 04/11/2017 PROPERTY TYPE: SECURITIES 855. 695. 160.
EAGLE PHARMACEUTICALS INC COM P 01/18/2017 04/11/2017 PROPERTY TYPE: SECURITIES 14,968. 12,163. 2,805.
EAGLE PHARMACEUTICALS INC COM P 01/18/2017 04/11/2017 PROPERTY TYPE: SECURITIES 9,409. 7,649. 1,759.
EAGLE PHARMACEUTICALS INC COM P 01/24/2017 04/27/2017 PROPERTY TYPE: SECURITIES 1,351. 991. 360.
EAGLE PHARMACEUTICALS INC COM P 01/25/2017 04/27/2017 PROPERTY TYPE: SECURITIES 9,008. 6,620. 2,389.
EAGLE PHARMACEUTICALS INC COM P 01/25/2017 04/27/2017 PROPERTY TYPE: SECURITIES 9,008. 6,508. 2,500.
EAGLE PHARMACEUTICALS INC COM P 01/24/2017 04/26/2017 PROPERTY TYPE: SECURITIES 10,797. 7,930. 2,868.
EAGLE PHARMACEUTICALS INC COM P 01/13/2017 04/04/2017 PROPERTY TYPE: SECURITIES 20,318. 16,569. 3,749.
JSA 7E1730 1.000 43461C 2532 Page 147 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
EAGLE PHARMACEUTICALS INC COM P 01/18/2017 04/13/2017 PROPERTY TYPE: SECURITIES 12,256. 9,731. 2,525.
EAGLE PHARMACEUTICALS INC COM P 01/13/2017 04/07/2017 PROPERTY TYPE: SECURITIES 21,320. 16,914. 4,405.
EAGLE PHARMACEUTICALS INC COM P 01/17/2017 04/07/2017 PROPERTY TYPE: SECURITIES 35,678. 28,499. 7,179.
EAGLE PHARMACEUTICALS INC COM P 01/18/2017 04/17/2017 PROPERTY TYPE: SECURITIES 19,528. 15,639. 3,890.
EAGLE PHARMACEUTICALS INC COM P 01/19/2017 04/17/2017 PROPERTY TYPE: SECURITIES 13,019. 9,899. 3,119.
EAGLE PHARMACEUTICALS INC COM P 01/20/2017 04/17/2017 PROPERTY TYPE: SECURITIES 3,906. 2,971. 934.
EAGLE PHARMACEUTICALS INC COM P 01/26/2017 05/05/2017 PROPERTY TYPE: SECURITIES 22,327. 16,497. 5,830.
EAGLE PHARMACEUTICALS INC COM P 01/27/2017 05/05/2017 PROPERTY TYPE: SECURITIES 893. 660. 233.
EAGLE PHARMACEUTICALS INC COM P 01/25/2017 05/01/2017 PROPERTY TYPE: SECURITIES 6,320. 4,556. 1,764.
EAGLE PHARMACEUTICALS INC COM P 01/20/2017 04/24/2017 PROPERTY TYPE: SECURITIES 3,131. 2,311. 820.
EAGLE PHARMACEUTICALS INC COM P 01/23/2017 04/24/2017 PROPERTY TYPE: SECURITIES 23,257. 17,158. 6,099.
EAGLE PHARMACEUTICALS INC COM P 01/24/2017 04/24/2017 PROPERTY TYPE: SECURITIES 1,342. 991. 351.
JSA 7E1730 1.000 43461C 2532 Page 148 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
EAGLE PHARMACEUTICALS INC COM P 01/17/2017 04/10/2017 PROPERTY TYPE: SECURITIES 26,202. 20,853. 5,349.
EAGLE PHARMACEUTICALS INC COM P 01/27/2017 10/11/2017 PROPERTY TYPE: SECURITIES 8,592. 10,558. -1,966.
EAGLE PHARMACEUTICALS INC COM P 01/30/2017 10/11/2017 PROPERTY TYPE: SECURITIES 25,239. 30,944. -5,705.
EAGLE PHARMACEUTICALS INC COM P 02/13/2017 10/11/2017 PROPERTY TYPE: SECURITIES 17,990. 23,415. -5,425.
EBAY INC COM USD0.001 P 10/02/2015 01/19/2017 PROPERTY TYPE: SECURITIES 32,342. 26,347. 5,995.
EBAY INC COM USD0.001 P 10/02/2015 01/19/2017 PROPERTY TYPE: SECURITIES 14,645. 12,117. 2,529.
EBAY INC COM USD0.001 P 10/14/2015 03/03/2017 PROPERTY TYPE: SECURITIES 34,132. 24,263. 9,869.
EBAY INC COM USD0.001 P 10/07/2015 01/26/2017 PROPERTY TYPE: SECURITIES 31,067. 24,844. 6,224.
EBAY INC COM USD0.001 P 10/08/2015 01/26/2017 PROPERTY TYPE: SECURITIES 49,096. 37,462. 11,634.
EBAY INC COM USD0.001 P 10/14/2015 03/13/2017 PROPERTY TYPE: SECURITIES 2,151. 1,562. 590.
EBAY INC COM USD0.001 P 10/21/2015 03/13/2017 PROPERTY TYPE: SECURITIES 827. 614. 213.
EBAY INC COM USD0.001 P 10/22/2015 03/13/2017 PROPERTY TYPE: SECURITIES 39,474. 32,925. 6,549.
JSA 7E1730 1.000 43461C 2532 Page 149 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
EBAY INC COM USD0.001 P 10/22/2015 03/13/2017 PROPERTY TYPE: SECURITIES 6,060. 5,066. 995.
EBAY INC COM USD0.001 P 10/22/2015 03/13/2017 PROPERTY TYPE: SECURITIES 11,793. 9,896. 1,897.
EBAY INC COM USD0.001 P 11/03/2015 03/29/2017 PROPERTY TYPE: SECURITIES 43,506. 37,312. 6,194.
EBAY INC COM USD0.001 P 03/22/2016 03/29/2017 PROPERTY TYPE: SECURITIES 13,554. 9,841. 3,713.
EBAY INC COM USD0.001 P 10/08/2015 01/26/2017 PROPERTY TYPE: SECURITIES 18,214. 14,002. 4,212.
EBAY INC COM USD0.001 P 10/14/2015 01/26/2017 PROPERTY TYPE: SECURITIES 11,184. 8,408. 2,776.
EBAY INC COM USD0.001 P 10/21/2015 03/13/2017 PROPERTY TYPE: SECURITIES 41,197. 30,720. 10,477.
EBAY INC COM USD0.001 P 10/21/2015 03/13/2017 PROPERTY TYPE: SECURITIES 26,366. 19,616. 6,750.
EBAY INC COM USD0.001 P 10/22/2015 03/13/2017 PROPERTY TYPE: SECURITIES 43,504. 36,286. 7,218.
EBAY INC COM USD0.001 P 10/22/2015 03/14/2017 PROPERTY TYPE: SECURITIES 58,718. 48,572. 10,146.
EBAY INC COM USD0.001 P 10/22/2015 03/14/2017 PROPERTY TYPE: SECURITIES 23,977. 20,083. 3,894.
EBAY INC COM USD0.001 P 10/23/2015 03/14/2017 PROPERTY TYPE: SECURITIES 31,316. 27,050. 4,266.
JSA 7E1730 1.000 43461C 2532 Page 150 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
EBAY INC COM USD0.001 P 03/23/2016 04/03/2017 PROPERTY TYPE: SECURITIES 56,969. 40,997. 15,972.
EBAY INC COM USD0.001 P 10/06/2015 01/23/2017 PROPERTY TYPE: SECURITIES 45,003. 38,348. 6,654.
EBAY INC COM USD0.001 P 10/06/2015 01/23/2017 PROPERTY TYPE: SECURITIES 14,497. 12,346. 2,152.
EBAY INC COM USD0.001 P 10/02/2015 01/05/2017 PROPERTY TYPE: SECURITIES 25,415. 21,583. 3,832.
EBAY INC COM USD0.001 P 03/23/2016 04/04/2017 PROPERTY TYPE: SECURITIES 11,629. 8,296. 3,334.
EBAY INC COM USD0.001 P 03/24/2016 04/04/2017 PROPERTY TYPE: SECURITIES 6,405. 4,603. 1,802.
EBAY INC COM USD0.001 P 03/24/2016 04/04/2017 PROPERTY TYPE: SECURITIES 39,101. 28,142. 10,960.
EBAY INC COM USD0.001 P 10/06/2015 01/23/2017 PROPERTY TYPE: SECURITIES 19,180. 16,204. 2,976.
EBAY INC COM USD0.001 P 10/02/2015 01/05/2017 PROPERTY TYPE: SECURITIES 137,103. 116,624. 20,480.
EBAY INC COM USD0.001 P 10/14/2015 03/03/2017 PROPERTY TYPE: SECURITIES 23,541. 16,816. 6,725.
EBAY INC COM USD0.001 P 10/29/2015 03/16/2017 PROPERTY TYPE: SECURITIES 34,307. 29,265. 5,041.
EBAY INC COM USD0.001 P 10/29/2015 03/16/2017 PROPERTY TYPE: SECURITIES 2,474. 2,117. 357.
JSA 7E1730 1.000 43461C 2532 Page 151 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
EBAY INC COM USD0.001 P 10/30/2015 03/16/2017 PROPERTY TYPE: SECURITIES 15,669. 13,321. 2,348.
EBAY INC COM USD0.001 P 10/02/2015 01/20/2017 PROPERTY TYPE: SECURITIES 3,999. 3,231. 768.
EBAY INC COM USD0.001 P 04/04/2016 10/11/2017 PROPERTY TYPE: SECURITIES 153,185. 95,637. 57,547.
EBAY INC COM USD0.001 P 04/05/2016 10/11/2017 PROPERTY TYPE: SECURITIES 79,194. 50,294. 28,899.
EBAY INC COM USD0.001 P 04/06/2016 10/11/2017 PROPERTY TYPE: SECURITIES 2,351. 1,545. 806.
EBAY INC COM USD0.001 P 10/23/2015 03/15/2017 PROPERTY TYPE: SECURITIES 47,868. 41,130. 6,738.
EBAY INC COM USD0.001 P 10/23/2015 03/15/2017 PROPERTY TYPE: SECURITIES 41,823. 36,067. 5,757.
EBAY INC COM USD0.001 P 10/29/2015 03/15/2017 PROPERTY TYPE: SECURITIES 24,016. 20,749. 3,267.
EBAY INC COM USD0.001 P 10/02/2015 01/19/2017 PROPERTY TYPE: SECURITIES 7,053. 5,717. 1,337.
EBAY INC COM USD0.001 P 03/24/2016 07/20/2017 PROPERTY TYPE: SECURITIES 39,398. 25,678. 13,720.
EBAY INC COM USD0.001 P 03/24/2016 04/19/2017 PROPERTY TYPE: SECURITIES 114,765. 82,121. 32,644.
EBAY INC COM USD0.001 P 10/02/2015 01/20/2017 PROPERTY TYPE: SECURITIES 12,573. 10,191. 2,383.
JSA 7E1730 1.000 43461C 2532 Page 152 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
EBAY INC COM USD0.001 P 10/05/2015 01/20/2017 PROPERTY TYPE: SECURITIES 59,647. 49,967. 9,680.
EBAY INC COM USD0.001 P 10/06/2015 01/20/2017 PROPERTY TYPE: SECURITIES 17,940. 15,070. 2,870.
EBAY INC COM USD0.001 P 10/06/2015 01/20/2017 PROPERTY TYPE: SECURITIES 14,413. 12,096. 2,317.
EBAY INC COM USD0.001 P 10/30/2015 03/16/2017 PROPERTY TYPE: SECURITIES 35,394. 29,982. 5,412.
EBAY INC COM USD0.001 P 10/30/2015 03/16/2017 PROPERTY TYPE: SECURITIES 10,750. 9,115. 1,636.
EBAY INC COM USD0.001 P 11/03/2015 03/16/2017 PROPERTY TYPE: SECURITIES 17,366. 15,068. 2,298.
EBAY INC COM USD0.001 P 10/06/2015 01/24/2017 PROPERTY TYPE: SECURITIES 37,504. 32,406. 5,097.
EBAY INC COM USD0.001 P 10/07/2015 01/24/2017 PROPERTY TYPE: SECURITIES 71,435. 62,114. 9,321.
EBAY INC COM USD0.001 P 10/07/2015 01/26/2017 PROPERTY TYPE: SECURITIES 108,496. 87,477. 21,018.
EBAY INC COM USD0.001 P 10/07/2015 01/26/2017 PROPERTY TYPE: SECURITIES 2,247. 1,802. 445.
EBAY INC COM USD0.001 P 10/06/2015 01/23/2017 PROPERTY TYPE: SECURITIES 8,491. 7,202. 1,290.
EBAY INC COM USD0.001 P 10/06/2015 01/23/2017 PROPERTY TYPE: SECURITIES 21,228. 18,004. 3,225.
JSA 7E1730 1.000 43461C 2532 Page 153 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
EBAY INC COM USD0.001 P 03/22/2016 03/30/2017 PROPERTY TYPE: SECURITIES 55,754. 40,337. 15,418.
EBAY INC COM USD0.001 P 03/23/2016 03/30/2017 PROPERTY TYPE: SECURITIES 1,511. 1,082. 429.
EBAY INC COM USD0.001 P 10/07/2015 01/26/2017 PROPERTY TYPE: SECURITIES 32,774. 26,140. 6,634.
EBAY INC COM USD0.001 P 03/24/2016 07/20/2017 PROPERTY TYPE: SECURITIES 12,455. 8,115. 4,340.
EBAY INC COM USD0.001 P 04/04/2016 07/20/2017 PROPERTY TYPE: SECURITIES 9,667. 6,256. 3,411.
EXTENDED STAY AMER INC COMPRISED 1 CL B P 12/18/2017 12/19/2017 PROPERTY TYPE: SECURITIES 7,337. 7,099. 238.
EXTENDED STAY AMER INC COMPRISED 1 CL B P 12/18/2017 12/19/2017 PROPERTY TYPE: SECURITIES 1,501. 1,447. 54.
EXTENDED STAY AMER INC COMPRISED 1 CL B P 12/18/2017 12/19/2017 PROPERTY TYPE: SECURITIES 2,445. 2,360. 85.
FIRST DATA CORP NEW COM CL A COM CL A P 09/19/2017 10/11/2017 PROPERTY TYPE: SECURITIES 142,714. 146,686. -3,972.
FIRST DATA CORP NEW COM CL A COM CL A P 09/19/2017 10/11/2017 PROPERTY TYPE: SECURITIES 8,974. 9,226. -252.
FLEX LTD FLEX LTD P 06/27/2016 01/30/2017 PROPERTY TYPE: SECURITIES 33,963. 25,133. 8,829.
FLEX LTD FLEX LTD P 06/27/2016 01/30/2017 PROPERTY TYPE: SECURITIES 14,487. 10,620. 3,868.
JSA 7E1730 1.000 43461C 2532 Page 154 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FLEX LTD FLEX LTD P 06/28/2016 02/02/2017 PROPERTY TYPE: SECURITIES 15,295. 11,817. 3,478.
FLEX LTD FLEX LTD P 06/28/2016 02/02/2017 PROPERTY TYPE: SECURITIES 55,169. 42,613. 12,556.
FLEX LTD FLEX LTD P 06/28/2016 02/06/2017 PROPERTY TYPE: SECURITIES 22,821. 17,666. 5,155.
FLEX LTD FLEX LTD P 06/28/2016 02/07/2017 PROPERTY TYPE: SECURITIES 55,696. 42,744. 12,952.
FLEX LTD FLEX LTD P 06/27/2016 02/01/2017 PROPERTY TYPE: SECURITIES 2,938. 2,240. 698.
FLEX LTD FLEX LTD P 06/27/2016 02/01/2017 PROPERTY TYPE: SECURITIES 30,462. 23,245. 7,217.
FLEX LTD FLEX LTD P 06/27/2016 02/01/2017 PROPERTY TYPE: SECURITIES 44,301. 33,547. 10,754.
FLEX LTD FLEX LTD P 06/28/2016 02/01/2017 PROPERTY TYPE: SECURITIES 146,201. 112,859. 33,343.
FLEX LTD FLEX LTD P 06/28/2016 02/03/2017 PROPERTY TYPE: SECURITIES 10,834. 8,355. 2,479.
FLEX LTD FLEX LTD P 06/27/2016 01/31/2017 PROPERTY TYPE: SECURITIES 14,430. 10,856. 3,574.
FLEX LTD FLEX LTD P 06/28/2016 02/02/2017 PROPERTY TYPE: SECURITIES 6,232. 4,834. 1,398.
FLEX LTD FLEX LTD P 06/28/2016 02/03/2017 PROPERTY TYPE: SECURITIES 26,009. 20,053. 5,956.
JSA 7E1730 1.000 43461C 2532 Page 155 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FLEX LTD FLEX LTD P 06/27/2016 01/31/2017 PROPERTY TYPE: SECURITIES 40,367. 30,325. 10,042.
FLEX LTD FLEX LTD P 06/28/2016 10/11/2017 PROPERTY TYPE: SECURITIES 205,980. 142,283. 63,697.
FLEX LTD FLEX LTD P 06/28/2016 10/11/2017 PROPERTY TYPE: SECURITIES 22,915. 15,819. 7,097.
FLEX LTD FLEX LTD P 07/08/2016 10/11/2017 PROPERTY TYPE: SECURITIES 44,131. 32,222. 11,909.
FLEX LTD FLEX LTD P 06/28/2016 02/03/2017 PROPERTY TYPE: SECURITIES 18,842. 14,562. 4,280.
FLEX LTD FLEX LTD P 06/28/2016 02/02/2017 PROPERTY TYPE: SECURITIES 24,791. 19,218. 5,573.
FLEX LTD FLEX LTD P 06/28/2016 02/06/2017 PROPERTY TYPE: SECURITIES 19,321. 14,762. 4,559.
FLEX LTD FLEX LTD P 06/28/2016 02/06/2017 PROPERTY TYPE: SECURITIES 13,191. 10,146. 3,045.
FLEX LTD FLEX LTD P 06/27/2016 01/30/2017 PROPERTY TYPE: SECURITIES 5,767. 4,248. 1,519.
GAMESTOP CORP NEW CL A P 10/10/2016 03/24/2017 PROPERTY TYPE: SECURITIES 33,128. 42,541. -9,414.
GAMESTOP CORP NEW CL A P 10/11/2016 03/24/2017 PROPERTY TYPE: SECURITIES 8,778. 11,036. -2,257.
GAMESTOP CORP NEW CL A P 10/11/2016 03/24/2017 PROPERTY TYPE: SECURITIES 32,292. 40,650. -8,358.
JSA 7E1730 1.000 43461C 2532 Page 156 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GAMESTOP CORP NEW CL A P 10/12/2016 03/24/2017 PROPERTY TYPE: SECURITIES 10,659. 13,375. -2,715.
GAMESTOP CORP NEW CL A P 10/12/2016 03/24/2017 PROPERTY TYPE: SECURITIES 30,515. 38,366. -7,851.
GAMESTOP CORP NEW CL A P 10/17/2016 03/24/2017 PROPERTY TYPE: SECURITIES 42,951. 51,270. -8,319.
GAMESTOP CORP NEW CL A P 10/19/2016 03/24/2017 PROPERTY TYPE: SECURITIES 27,798. 33,217. -5,419.
GAMESTOP CORP NEW CL A P 10/20/2016 03/24/2017 PROPERTY TYPE: SECURITIES 54,864. 65,834. -10,970.
GAMESTOP CORP NEW CL A P 10/20/2016 03/24/2017 PROPERTY TYPE: SECURITIES 5,643. 6,772. -1,128.
GAMESTOP CORP NEW CL A P 10/24/2016 03/24/2017 PROPERTY TYPE: SECURITIES 42,637. 50,965. -8,328.
GAMESTOP CORP NEW CL A P 09/22/2016 03/24/2017 PROPERTY TYPE: SECURITIES 4,865. 6,491. -1,626.
GAMESTOP CORP NEW CL A P 09/23/2016 03/24/2017 PROPERTY TYPE: SECURITIES 7,297. 9,751. -2,454.
GAMESTOP CORP NEW CL A P 10/10/2016 03/24/2017 PROPERTY TYPE: SECURITIES 4,230. 5,382. -1,152.
GAMESTOP CORP NEW CL A P 10/10/2016 03/24/2017 PROPERTY TYPE: SECURITIES 3,701. 4,697. -996.
GAMESTOP CORP NEW CL A P 07/20/2016 01/24/2017 PROPERTY TYPE: SECURITIES 8,108. 10,632. -2,524.
JSA 7E1730 1.000 43461C 2532 Page 157 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GAMESTOP CORP NEW CL A P 07/20/2016 01/24/2017 PROPERTY TYPE: SECURITIES 28,854. 37,748. -8,894.
GAMESTOP CORP NEW CL A P 07/20/2016 01/24/2017 PROPERTY TYPE: SECURITIES 18,243. 23,809. -5,566.
GAMESTOP CORP NEW CL A P 07/25/2016 03/17/2017 PROPERTY TYPE: SECURITIES 51,946. 66,001. -14,056.
GAMESTOP CORP NEW CL A P 07/26/2016 03/17/2017 PROPERTY TYPE: SECURITIES 23,612. 30,327. -6,715.
GAMESTOP CORP NEW CL A P 07/26/2016 03/17/2017 PROPERTY TYPE: SECURITIES 40,241. 51,478. -11,237.
GAMESTOP CORP NEW CL A P 07/28/2016 03/22/2017 PROPERTY TYPE: SECURITIES 7,216. 9,346. -2,129.
GAMESTOP CORP NEW CL A P 07/26/2016 03/20/2017 PROPERTY TYPE: SECURITIES 2,941. 3,733. -792.
GAMESTOP CORP NEW CL A P 08/01/2016 03/22/2017 PROPERTY TYPE: SECURITIES 3,010. 3,848. -838.
GAMESTOP CORP NEW CL A P 08/09/2016 03/22/2017 PROPERTY TYPE: SECURITIES 7,343. 9,082. -1,738.
GAMESTOP CORP NEW CL A P 07/21/2016 03/13/2017 PROPERTY TYPE: SECURITIES 7,561. 9,806. -2,245.
GAMESTOP CORP NEW CL A P 07/21/2016 03/13/2017 PROPERTY TYPE: SECURITIES 15,731. 20,416. -4,685.
GAMESTOP CORP NEW CL A P 07/21/2016 03/13/2017 PROPERTY TYPE: SECURITIES 81,215. 104,730. -23,514.
JSA 7E1730 1.000 43461C 2532 Page 158 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GAMESTOP CORP NEW CL A P 09/22/2016 03/24/2017 PROPERTY TYPE: SECURITIES 22,718. 30,479. -7,761.
GAMESTOP CORP NEW CL A P 08/09/2016 03/23/2017 PROPERTY TYPE: SECURITIES 8,984. 12,357. -3,373.
GAMESTOP CORP NEW CL A P 08/09/2016 03/23/2017 PROPERTY TYPE: SECURITIES 13,530. 18,555. -5,025.
GAMESTOP CORP NEW CL A P 07/20/2016 02/28/2017 PROPERTY TYPE: SECURITIES 14,293. 17,896. -3,602.
GAMESTOP CORP NEW CL A P 07/21/2016 02/28/2017 PROPERTY TYPE: SECURITIES 8,700. 11,097. -2,397.
GAMESTOP CORP NEW CL A P 07/21/2016 02/28/2017 PROPERTY TYPE: SECURITIES 12,056. 15,352. -3,295.
GAMESTOP CORP NEW CL A P 07/28/2016 03/22/2017 PROPERTY TYPE: SECURITIES 1,083. 1,402. -319.
GAMESTOP CORP NEW CL A P 08/01/2016 03/22/2017 PROPERTY TYPE: SECURITIES 32,612. 41,827. -9,214.
GAMESTOP CORP NEW CL A P 08/01/2016 03/22/2017 PROPERTY TYPE: SECURITIES 5,656. 7,234. -1,578.
GAMESTOP CORP NEW CL A P 07/21/2016 03/13/2017 PROPERTY TYPE: SECURITIES 9,781. 12,661. -2,881.
GAMESTOP CORP NEW CL A P 07/25/2016 03/16/2017 PROPERTY TYPE: SECURITIES 27,377. 34,748. -7,371.
GAMESTOP CORP NEW CL A P 07/25/2016 03/16/2017 PROPERTY TYPE: SECURITIES 24,092. 30,462. -6,370.
JSA 7E1730 1.000 43461C 2532 Page 159 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GAMESTOP CORP NEW CL A P 07/25/2016 03/16/2017 PROPERTY TYPE: SECURITIES 6,571. 8,336. -1,766.
GAMESTOP CORP NEW CL A P 07/28/2016 03/21/2017 PROPERTY TYPE: SECURITIES 8,399. 10,903. -2,505.
GAMESTOP CORP NEW CL A P 08/09/2016 03/23/2017 PROPERTY TYPE: SECURITIES 27,244. 33,695. -6,452.
GAMESTOP CORP NEW CL A P 08/09/2016 03/23/2017 PROPERTY TYPE: SECURITIES 6,721. 8,306. -1,585.
GAMESTOP CORP NEW CL A P 08/10/2016 03/23/2017 PROPERTY TYPE: SECURITIES 22,803. 28,594. -5,791.
GAMESTOP CORP NEW CL A P 07/27/2016 03/21/2017 PROPERTY TYPE: SECURITIES 24,712. 32,278. -7,566.
GAMESTOP CORP NEW CL A P 07/28/2016 03/21/2017 PROPERTY TYPE: SECURITIES 5,278. 6,868. -1,590.
GAMESTOP CORP NEW CL A P 07/28/2016 03/21/2017 PROPERTY TYPE: SECURITIES 10,077. 13,099. -3,022.
GAMESTOP CORP NEW CL A P 07/28/2016 03/21/2017 PROPERTY TYPE: SECURITIES 8,277. 10,748. -2,470.
GAMESTOP CORP NEW CL A P 08/10/2016 03/24/2017 PROPERTY TYPE: SECURITIES 16,537. 23,778. -7,241.
GAMESTOP CORP NEW CL A P 08/12/2016 03/24/2017 PROPERTY TYPE: SECURITIES 35,168. 53,002. -17,835.
GAMESTOP CORP NEW CL A P 08/26/2016 03/24/2017 PROPERTY TYPE: SECURITIES 37,889. 52,526. -14,637.
JSA 7E1730 1.000 43461C 2532 Page 160 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GAMESTOP CORP NEW CL A P 09/02/2016 03/24/2017 PROPERTY TYPE: SECURITIES 39,459. 53,424. -13,965.
GAMESTOP CORP NEW CL A P 09/15/2016 03/24/2017 PROPERTY TYPE: SECURITIES 52,019. 67,495. -15,476.
GAMESTOP CORP NEW CL A P 09/15/2016 03/24/2017 PROPERTY TYPE: SECURITIES 16,956. 22,048. -5,092.
GAMESTOP CORP NEW CL A P 07/26/2016 03/20/2017 PROPERTY TYPE: SECURITIES 15,135. 19,285. -4,150.
GAMESTOP CORP NEW CL A P 07/27/2016 03/20/2017 PROPERTY TYPE: SECURITIES 30,514. 39,173. -8,659.
GAMESTOP CORP NEW CL A P 07/27/2016 03/20/2017 PROPERTY TYPE: SECURITIES 66,155. 84,925. -18,770.
GAMESTOP CORP NEW CL A P 09/15/2016 03/24/2017 PROPERTY TYPE: SECURITIES 8,929. 11,543. -2,614.
GAMESTOP CORP NEW CL A P 09/16/2016 03/24/2017 PROPERTY TYPE: SECURITIES 40,443. 52,115. -11,672.
GAMESTOP CORP NEW CL A P 09/22/2016 03/24/2017 PROPERTY TYPE: SECURITIES 5,042. 6,773. -1,731.
GAMESTOP CORP NEW CL A P 07/25/2016 03/15/2017 PROPERTY TYPE: SECURITIES 1,215. 1,544. -329.
GAMESTOP CORP NEW CL A P 10/24/2016 03/27/2017 PROPERTY TYPE: SECURITIES 715. 874. -160.
GAMESTOP CORP NEW CL A P 10/27/2016 03/27/2017 PROPERTY TYPE: SECURITIES 32,676. 39,212. -6,536.
JSA 7E1730 1.000 43461C 2532 Page 161 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GAMESTOP CORP NEW CL A P 10/27/2016 03/27/2017 PROPERTY TYPE: SECURITIES 9,599. 11,567. -1,968.
GAMESTOP CORP NEW CL A P 07/21/2016 03/15/2017 PROPERTY TYPE: SECURITIES 1,837. 2,359. -522.
GAMESTOP CORP NEW CL A P 07/22/2016 03/15/2017 PROPERTY TYPE: SECURITIES 40,173. 50,563. -10,389.
GAMESTOP CORP NEW CL A P 07/22/2016 03/15/2017 PROPERTY TYPE: SECURITIES 1,470. 1,844. -375.
GAMESTOP CORP NEW CL A P 07/25/2016 03/15/2017 PROPERTY TYPE: SECURITIES 12,615. 15,907. -3,292.
GCP APPLIED TECHNOLOGIES INC COM P 08/05/2014 11/06/2017 PROPERTY TYPE: SECURITIES 1,410. 935. 475.
GCP APPLIED TECHNOLOGIES INC COM P 08/12/2014 11/22/2017 PROPERTY TYPE: SECURITIES 12,066. 8,073. 3,993.
GCP APPLIED TECHNOLOGIES INC COM P 07/29/2013 03/07/2017 PROPERTY TYPE: SECURITIES 11,367. 5,681. 5,686.
GCP APPLIED TECHNOLOGIES INC COM P 08/13/2013 03/31/2017 PROPERTY TYPE: SECURITIES 8,174. 4,206. 3,968.
GCP APPLIED TECHNOLOGIES INC COM P 07/23/2014 03/31/2017 PROPERTY TYPE: SECURITIES 6,539. 3,910. 2,630.
GCP APPLIED TECHNOLOGIES INC COM P 01/11/2013 03/03/2017 PROPERTY TYPE: SECURITIES 998. 445. 554.
GCP APPLIED TECHNOLOGIES INC COM P 08/05/2014 11/03/2017 PROPERTY TYPE: SECURITIES 2,358. 1,671. 687.
JSA 7E1730 1.000 43461C 2532 Page 162 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GCP APPLIED TECHNOLOGIES INC COM P 07/31/2013 03/29/2017 PROPERTY TYPE: SECURITIES 13,125. 6,366. 6,759.
GCP APPLIED TECHNOLOGIES INC COM P 08/01/2013 03/29/2017 PROPERTY TYPE: SECURITIES 24,091. 11,920. 12,171.
GCP APPLIED TECHNOLOGIES INC COM P 07/29/2013 03/07/2017 PROPERTY TYPE: SECURITIES 16,021. 7,953. 8,068.
GCP APPLIED TECHNOLOGIES INC COM P 07/30/2013 03/07/2017 PROPERTY TYPE: SECURITIES 11,934. 5,837. 6,097.
GCP APPLIED TECHNOLOGIES INC COM P 08/01/2013 03/30/2017 PROPERTY TYPE: SECURITIES 19,745. 9,782. 9,962.
GCP APPLIED TECHNOLOGIES INC COM P 08/13/2013 03/30/2017 PROPERTY TYPE: SECURITIES 17,422. 8,833. 8,589.
GCP APPLIED TECHNOLOGIES INC COM P 07/25/2014 04/04/2017 PROPERTY TYPE: SECURITIES 24,166. 15,368. 8,798.
GCP APPLIED TECHNOLOGIES INC COM P 10/18/2012 03/02/2017 PROPERTY TYPE: SECURITIES 14,912. 6,234. 8,678.
GCP APPLIED TECHNOLOGIES INC COM P 08/13/2013 03/30/2017 PROPERTY TYPE: SECURITIES 20,114. 10,179. 9,935.
GCP APPLIED TECHNOLOGIES INC COM P 10/09/2014 12/19/2017 PROPERTY TYPE: SECURITIES 1,856. 1,058. 798.
GCP APPLIED TECHNOLOGIES INC COM P 08/05/2014 11/21/2017 PROPERTY TYPE: SECURITIES 865. 577. 288.
GCP APPLIED TECHNOLOGIES INC COM P 08/06/2014 11/21/2017 PROPERTY TYPE: SECURITIES 14,519. 9,626. 4,893.
JSA 7E1730 1.000 43461C 2532 Page 163 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GCP APPLIED TECHNOLOGIES INC COM P 07/23/2014 03/31/2017 PROPERTY TYPE: SECURITIES 2,979. 1,759. 1,220.
GCP APPLIED TECHNOLOGIES INC COM P 10/09/2014 12/20/2017 PROPERTY TYPE: SECURITIES 9,317. 5,348. 3,969.
GCP APPLIED TECHNOLOGIES INC COM P 10/14/2014 12/20/2017 PROPERTY TYPE: SECURITIES 10,773. 5,697. 5,075.
GCP APPLIED TECHNOLOGIES INC COM P 01/11/2013 03/06/2017 PROPERTY TYPE: SECURITIES 1,299. 593. 706.
GCP APPLIED TECHNOLOGIES INC COM P 10/18/2012 03/02/2017 PROPERTY TYPE: SECURITIES 39,360. 16,494. 22,866.
GCP APPLIED TECHNOLOGIES INC COM P 10/24/2012 03/02/2017 PROPERTY TYPE: SECURITIES 465. 190. 275.
GCP APPLIED TECHNOLOGIES INC COM P 08/05/2014 11/06/2017 PROPERTY TYPE: SECURITIES 1,981. 1,313. 668.
GCP APPLIED TECHNOLOGIES INC COM P 10/09/2014 12/19/2017 PROPERTY TYPE: SECURITIES 21,549. 12,349. 9,200.
GCP APPLIED TECHNOLOGIES INC COM P 07/29/2013 03/07/2017 PROPERTY TYPE: SECURITIES 1,617. 812. 805.
GCP APPLIED TECHNOLOGIES INC COM P 07/29/2013 03/07/2017 PROPERTY TYPE: SECURITIES 647. 325. 322.
GCP APPLIED TECHNOLOGIES INC COM P 10/24/2012 03/03/2017 PROPERTY TYPE: SECURITIES 15,514. 5,964. 9,550.
GCP APPLIED TECHNOLOGIES INC COM P 07/31/2013 03/29/2017 PROPERTY TYPE: SECURITIES 12,776. 6,232. 6,545.
JSA 7E1730 1.000 43461C 2532 Page 164 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GCP APPLIED TECHNOLOGIES INC COM P 07/31/2013 03/29/2017 PROPERTY TYPE: SECURITIES 1,659. 807. 852.
GCP APPLIED TECHNOLOGIES INC COM P 07/31/2013 03/29/2017 PROPERTY TYPE: SECURITIES 5,476. 2,659. 2,816.
GCP APPLIED TECHNOLOGIES INC COM P 07/29/2013 03/07/2017 PROPERTY TYPE: SECURITIES 15,967. 7,955. 8,012.
GCP APPLIED TECHNOLOGIES INC COM P 10/24/2012 03/02/2017 PROPERTY TYPE: SECURITIES 2,789. 1,142. 1,647.
GCP APPLIED TECHNOLOGIES INC COM P 10/03/2014 12/04/2017 PROPERTY TYPE: SECURITIES 8,059. 4,628. 3,431.
GCP APPLIED TECHNOLOGIES INC COM P 10/06/2014 12/04/2017 PROPERTY TYPE: SECURITIES 6,250. 3,590. 2,659.
GCP APPLIED TECHNOLOGIES INC COM P 10/08/2014 12/04/2017 PROPERTY TYPE: SECURITIES 6,908. 3,925. 2,983.
GCP APPLIED TECHNOLOGIES INC COM P 10/09/2014 12/04/2017 PROPERTY TYPE: SECURITIES 6,875. 3,914. 2,960.
GCP APPLIED TECHNOLOGIES INC COM P 08/05/2014 11/20/2017 PROPERTY TYPE: SECURITIES 5,880. 3,918. 1,962.
GCP APPLIED TECHNOLOGIES INC COM P 07/23/2014 04/03/2017 PROPERTY TYPE: SECURITIES 970. 586. 384.
GCP APPLIED TECHNOLOGIES INC COM P 10/24/2012 03/03/2017 PROPERTY TYPE: SECURITIES 9,086. 3,489. 5,596.
GCP APPLIED TECHNOLOGIES INC COM P 01/11/2013 03/03/2017 PROPERTY TYPE: SECURITIES 12,720. 5,708. 7,012.
JSA 7E1730 1.000 43461C 2532 Page 165 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GCP APPLIED TECHNOLOGIES INC COM P 08/04/2014 11/02/2017 PROPERTY TYPE: SECURITIES 8,677. 5,914. 2,763.
GCP APPLIED TECHNOLOGIES INC COM P 08/05/2014 11/02/2017 PROPERTY TYPE: SECURITIES 10,882. 7,459. 3,423.
GCP APPLIED TECHNOLOGIES INC COM P 01/11/2013 03/06/2017 PROPERTY TYPE: SECURITIES 12,690. 5,782. 6,908.
GCP APPLIED TECHNOLOGIES INC COM P 07/18/2013 03/06/2017 PROPERTY TYPE: SECURITIES 47,182. 25,897. 21,286.
GCP APPLIED TECHNOLOGIES INC COM P 07/29/2013 03/06/2017 PROPERTY TYPE: SECURITIES 6,508. 3,247. 3,261.
GCP APPLIED TECHNOLOGIES INC COM P 07/25/2014 04/03/2017 PROPERTY TYPE: SECURITIES 2,925. 1,820. 1,105.
GCP APPLIED TECHNOLOGIES INC COM P 08/13/2013 03/31/2017 PROPERTY TYPE: SECURITIES 7,212. 3,701. 3,510.
GCP APPLIED TECHNOLOGIES INC COM P 10/09/2014 12/04/2017 PROPERTY TYPE: SECURITIES 3,432. 1,929. 1,503.
GCP APPLIED TECHNOLOGIES INC COM P 08/05/2014 11/20/2017 PROPERTY TYPE: SECURITIES 13,672. 9,149. 4,523.
GCP APPLIED TECHNOLOGIES INC COM P 07/23/2014 04/03/2017 PROPERTY TYPE: SECURITIES 8,970. 5,474. 3,496.
GCP APPLIED TECHNOLOGIES INC COM P 07/24/2014 04/03/2017 PROPERTY TYPE: SECURITIES 19,220. 12,012. 7,209.
GCP APPLIED TECHNOLOGIES INC COM P 07/25/2014 04/03/2017 PROPERTY TYPE: SECURITIES 320. 202. 118.
JSA 7E1730 1.000 43461C 2532 Page 166 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GCP APPLIED TECHNOLOGIES INC COM P 01/11/2013 03/03/2017 PROPERTY TYPE: SECURITIES 5,663. 2,520. 3,142.
GCP APPLIED TECHNOLOGIES INC COM P 01/11/2013 03/03/2017 PROPERTY TYPE: SECURITIES 19,997. 8,970. 11,027.
GCP APPLIED TECHNOLOGIES INC COM P 07/25/2014 10/11/2017 PROPERTY TYPE: SECURITIES 7,612. 4,853. 2,759.
GCP APPLIED TECHNOLOGIES INC COM P 07/25/2014 10/11/2017 PROPERTY TYPE: SECURITIES 2,537. 1,616. 921.
GCP APPLIED TECHNOLOGIES INC COM P 07/28/2014 10/11/2017 PROPERTY TYPE: SECURITIES 73,261. 46,711. 26,550.
GCP APPLIED TECHNOLOGIES INC COM P 07/29/2014 10/11/2017 PROPERTY TYPE: SECURITIES 36,472. 23,333. 13,139.
GCP APPLIED TECHNOLOGIES INC COM P 08/01/2014 10/11/2017 PROPERTY TYPE: SECURITIES 8,880. 5,394. 3,486.
GCP APPLIED TECHNOLOGIES INC COM P 08/01/2014 10/11/2017 PROPERTY TYPE: SECURITIES 9,832. 5,943. 3,888.
GCP APPLIED TECHNOLOGIES INC COM P 08/04/2014 10/11/2017 PROPERTY TYPE: SECURITIES 11,417. 7,145. 4,272.
GCP APPLIED TECHNOLOGIES INC COM P 08/04/2014 10/11/2017 PROPERTY TYPE: SECURITIES 11,132. 6,942. 4,190.
GCP APPLIED TECHNOLOGIES INC COM P 08/12/2014 12/01/2017 PROPERTY TYPE: SECURITIES 1,022. 618. 404.
GCP APPLIED TECHNOLOGIES INC COM P 08/25/2014 12/01/2017 PROPERTY TYPE: SECURITIES 15,501. 9,837. 5,663.
JSA 7E1730 1.000 43461C 2532 Page 167 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GCP APPLIED TECHNOLOGIES INC COM P 08/25/2014 12/01/2017 PROPERTY TYPE: SECURITIES 3,298. 2,098. 1,200.
GCP APPLIED TECHNOLOGIES INC COM P 10/03/2014 12/01/2017 PROPERTY TYPE: SECURITIES 5,442. 3,117. 2,325.
GCP APPLIED TECHNOLOGIES INC COM P 10/09/2014 12/19/2017 PROPERTY TYPE: SECURITIES 2,209. 1,274. 936.
GCP APPLIED TECHNOLOGIES INC COM P 10/09/2014 12/19/2017 PROPERTY TYPE: SECURITIES 6,823. 3,900. 2,923.
GCP APPLIED TECHNOLOGIES INC COM P 07/30/2013 03/08/2017 PROPERTY TYPE: SECURITIES 10,635. 5,276. 5,359.
GCP APPLIED TECHNOLOGIES INC COM P 07/30/2013 03/08/2017 PROPERTY TYPE: SECURITIES 4,029. 1,999. 2,030.
GCP APPLIED TECHNOLOGIES INC COM P 07/31/2013 03/08/2017 PROPERTY TYPE: SECURITIES 30,134. 15,134. 15,000.
GCP APPLIED TECHNOLOGIES INC COM P 10/14/2014 12/21/2017 PROPERTY TYPE: SECURITIES 4,919. 2,601. 2,318.
GCP APPLIED TECHNOLOGIES INC COM P 08/05/2014 11/20/2017 PROPERTY TYPE: SECURITIES 1,547. 1,034. 512.
GCP APPLIED TECHNOLOGIES INC COM P 08/06/2014 11/21/2017 PROPERTY TYPE: SECURITIES 2,766. 1,838. 927.
GCP APPLIED TECHNOLOGIES INC COM P 08/12/2014 11/21/2017 PROPERTY TYPE: SECURITIES 4,282. 2,871. 1,412.
GENERAL DYNAMICS CORP COM P 04/19/2016 04/25/2017 PROPERTY TYPE: SECURITIES 93,960. 66,827. 27,133.
JSA 7E1730 1.000 43461C 2532 Page 168 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GENERAL DYNAMICS CORP COM P 04/19/2016 07/26/2017 PROPERTY TYPE: SECURITIES 165,291. 115,924. 49,367.
GENERAL DYNAMICS CORP COM P 04/18/2016 02/02/2017 PROPERTY TYPE: SECURITIES 25,249. 19,070. 6,179.
GENERAL DYNAMICS CORP COM P 05/02/2016 10/11/2017 PROPERTY TYPE: SECURITIES 72,038. 48,067. 23,971.
GENERAL DYNAMICS CORP COM P 04/18/2016 02/06/2017 PROPERTY TYPE: SECURITIES 55,916. 41,545. 14,370.
GENERAL DYNAMICS CORP COM P 04/19/2016 07/26/2017 PROPERTY TYPE: SECURITIES 123,104. 86,602. 36,502.
GENERAL DYNAMICS CORP COM P 04/19/2016 07/26/2017 PROPERTY TYPE: SECURITIES 23,331. 16,366. 6,965.
GENERAL DYNAMICS CORP COM P 04/20/2016 07/26/2017 PROPERTY TYPE: SECURITIES 120,544. 85,636. 34,909.
GENERAL DYNAMICS CORP COM P 04/21/2016 10/06/2017 PROPERTY TYPE: SECURITIES 73,510. 47,716. 25,794.
GENERAL DYNAMICS CORP COM P 04/27/2016 10/06/2017 PROPERTY TYPE: SECURITIES 154,031. 103,266. 50,765.
GENERAL DYNAMICS CORP COM P 05/02/2016 10/06/2017 PROPERTY TYPE: SECURITIES 17,634. 11,799. 5,835.
GENERAL DYNAMICS CORP COM P 04/21/2016 10/06/2017 PROPERTY TYPE: SECURITIES 17,428. 11,308. 6,119.
GENERAL DYNAMICS CORP COM P 05/02/2016 10/09/2017 PROPERTY TYPE: SECURITIES 148,828. 99,371. 49,458.
JSA 7E1730 1.000 43461C 2532 Page 169 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GENERAL DYNAMICS CORP COM P 04/19/2016 04/25/2017 PROPERTY TYPE: SECURITIES 141,671. 100,922. 40,749.
GENERAL DYNAMICS CORP COM P 04/18/2016 02/03/2017 PROPERTY TYPE: SECURITIES 86,729. 64,702. 22,027.
GENERAL DYNAMICS CORP COM P 04/19/2016 04/21/2017 PROPERTY TYPE: SECURITIES 50,059. 36,141. 13,918.
GENERAL DYNAMICS CORP COM P 04/18/2016 03/24/2017 PROPERTY TYPE: SECURITIES 113,506. 82,409. 31,097.
GENERAL DYNAMICS CORP COM P 06/24/2016 10/17/2017 PROPERTY TYPE: SECURITIES 55,739. 35,860. 19,879.
GENERAL DYNAMICS CORP COM P 06/27/2016 10/17/2017 PROPERTY TYPE: SECURITIES 848. 535. 313.
GENERAL DYNAMICS CORP COM P 04/18/2016 04/19/2017 PROPERTY TYPE: SECURITIES 75,988. 55,167. 20,821.
GENERAL DYNAMICS CORP COM P 04/19/2016 04/19/2017 PROPERTY TYPE: SECURITIES 24,391. 17,730. 6,662.
GENERAL DYNAMICS CORP COM P 04/19/2016 04/19/2017 PROPERTY TYPE: SECURITIES 15,010. 10,937. 4,073.
GENERAL DYNAMICS CORP COM P 04/19/2016 04/21/2017 PROPERTY TYPE: SECURITIES 66,214. 47,734. 18,480.
GENERAL DYNAMICS CORP COM P 04/21/2016 09/27/2017 PROPERTY TYPE: SECURITIES 111,687. 74,332. 37,355.
GENERAL DYNAMICS CORP COM P 04/21/2016 09/27/2017 PROPERTY TYPE: SECURITIES 14,101. 9,378. 4,723.
JSA 7E1730 1.000 43461C 2532 Page 170 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GENERAL DYNAMICS CORP COM P 05/02/2016 10/11/2017 PROPERTY TYPE: SECURITIES 5,953. 3,970. 1,983.
GENERAL DYNAMICS CORP COM P 05/03/2016 10/11/2017 PROPERTY TYPE: SECURITIES 74,411. 49,571. 24,840.
GENERAL DYNAMICS CORP COM P 05/05/2016 10/11/2017 PROPERTY TYPE: SECURITIES 74,411. 49,497. 24,914.
GENERAL DYNAMICS CORP COM P 05/09/2016 10/11/2017 PROPERTY TYPE: SECURITIES 12,756. 8,667. 4,089.
GENERAL DYNAMICS CORP COM P 05/09/2016 10/11/2017 PROPERTY TYPE: SECURITIES 133,940. 90,832. 43,108.
GENERAL DYNAMICS CORP COM P 06/15/2016 10/11/2017 PROPERTY TYPE: SECURITIES 133,302. 87,945. 45,357.
GENERAL DYNAMICS CORP COM P 05/02/2016 10/10/2017 PROPERTY TYPE: SECURITIES 10,202. 6,806. 3,396.
GENERAL DYNAMICS CORP COM P 05/02/2016 10/10/2017 PROPERTY TYPE: SECURITIES 46,333. 30,991. 15,342.
GENERAL DYNAMICS CORP COM P 04/20/2016 09/22/2017 PROPERTY TYPE: SECURITIES 22,515. 15,193. 7,322.
GENERAL DYNAMICS CORP COM P 06/15/2016 10/12/2017 PROPERTY TYPE: SECURITIES 18,769. 12,343. 6,426.
GENERAL DYNAMICS CORP COM P 06/24/2016 10/12/2017 PROPERTY TYPE: SECURITIES 95,338. 60,949. 34,389.
GENERAL DYNAMICS CORP COM P 04/20/2016 09/22/2017 PROPERTY TYPE: SECURITIES 10,282. 6,906. 3,376.
JSA 7E1730 1.000 43461C 2532 Page 171 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GENERAL DYNAMICS CORP COM P 04/21/2016 09/22/2017 PROPERTY TYPE: SECURITIES 92,537. 62,058. 30,478.
GENERAL DYNAMICS CORP COM P 06/27/2016 12/19/2017 PROPERTY TYPE: SECURITIES 57,804. 38,628. 19,177.
GRACE W R & CO DEL NEW COM STK P 10/18/2012 03/29/2017 PROPERTY TYPE: SECURITIES 16,884. 11,965. 4,919.
GRACE W R & CO DEL NEW COM STK P 10/17/2012 03/27/2017 PROPERTY TYPE: SECURITIES 13,543. 9,790. 3,752.
GRACE W R & CO DEL NEW COM STK P 10/18/2012 03/29/2017 PROPERTY TYPE: SECURITIES 48,749. 34,674. 14,075.
GRACE W R & CO DEL NEW COM STK P 10/15/2012 02/08/2017 PROPERTY TYPE: SECURITIES 4,903. 3,378. 1,525.
GRACE W R & CO DEL NEW COM STK P 10/18/2012 10/11/2017 PROPERTY TYPE: SECURITIES 169,352. 113,056. 56,296.
GRACE W R & CO DEL NEW COM STK P 10/24/2012 10/11/2017 PROPERTY TYPE: SECURITIES 62,181. 40,557. 21,624.
GRACE W R & CO DEL NEW COM STK P 01/11/2013 10/11/2017 PROPERTY TYPE: SECURITIES 53,988. 41,144. 12,844.
GRACE W R & CO DEL NEW COM STK P 10/12/2012 02/07/2017 PROPERTY TYPE: SECURITIES 25,397. 17,416. 7,982.
GRACE W R & CO DEL NEW COM STK P 10/12/2012 02/07/2017 PROPERTY TYPE: SECURITIES 13,051. 8,972. 4,079.
GRACE W R & CO DEL NEW COM STK P 10/15/2012 02/07/2017 PROPERTY TYPE: SECURITIES 62,435. 42,710. 19,725.
JSA 7E1730 1.000 43461C 2532 Page 172 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GRACE W R & CO DEL NEW COM STK P 10/15/2012 02/23/2017 PROPERTY TYPE: SECURITIES 42,395. 28,715. 13,680.
GRACE W R & CO DEL NEW COM STK P 10/17/2012 02/23/2017 PROPERTY TYPE: SECURITIES 13,894. 9,546. 4,349.
GRACE W R & CO DEL NEW COM STK P 10/12/2012 02/06/2017 PROPERTY TYPE: SECURITIES 34,744. 23,765. 10,979.
GRACE W R & CO DEL NEW COM STK P 10/17/2012 03/27/2017 PROPERTY TYPE: SECURITIES 29,556. 21,294. 8,262.
GRACE W R & CO DEL NEW COM STK P 10/18/2012 03/27/2017 PROPERTY TYPE: SECURITIES 9,173. 6,593. 2,580.
GRACE W R & CO DEL NEW COM STK P 10/17/2012 03/24/2017 PROPERTY TYPE: SECURITIES 56,808. 40,630. 16,178.
GRACE W R & CO DEL NEW COM STK P 10/17/2012 03/24/2017 PROPERTY TYPE: SECURITIES 3,436. 2,448. 988.
GRACE W R & CO DEL NEW COM STK P 10/18/2012 03/30/2017 PROPERTY TYPE: SECURITIES 24,321. 17,337. 6,984.
GRACE W R & CO DEL NEW COM STK P 10/15/2012 02/07/2017 PROPERTY TYPE: SECURITIES 7,867. 5,309. 2,559.
GRACE W R & CO DEL NEW COM STK P 10/12/2012 02/06/2017 PROPERTY TYPE: SECURITIES 21,265. 14,550. 6,715.
GRACE W R & CO DEL NEW COM STK P 10/15/2012 02/08/2017 PROPERTY TYPE: SECURITIES 1,434. 965. 469.
GRACE W R & CO DEL NEW COM STK P 10/18/2012 03/28/2017 PROPERTY TYPE: SECURITIES 40,210. 28,325. 11,885.
JSA 7E1730 1.000 43461C 2532 Page 173 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GRAPHIC PACKAGING HLDG CO COM STK P 09/24/2014 01/20/2017 PROPERTY TYPE: SECURITIES 13,352. 13,734. -382.
GRAPHIC PACKAGING HLDG CO COM STK P 09/25/2014 01/20/2017 PROPERTY TYPE: SECURITIES 15,270. 15,715. -445.
GRAPHIC PACKAGING HLDG CO COM STK P 10/08/2014 01/20/2017 PROPERTY TYPE: SECURITIES 32,581. 32,400. 181.
GRAPHIC PACKAGING HLDG CO COM STK P 11/12/2014 02/07/2017 PROPERTY TYPE: SECURITIES 18,905. 18,318. 587.
GRAPHIC PACKAGING HLDG CO COM STK P 09/22/2014 01/18/2017 PROPERTY TYPE: SECURITIES 5,364. 5,329. 35.
GRAPHIC PACKAGING HLDG CO COM STK P 12/18/2014 02/08/2017 PROPERTY TYPE: SECURITIES 24,008. 25,456. -1,448.
GRAPHIC PACKAGING HLDG CO COM STK P 12/19/2014 02/08/2017 PROPERTY TYPE: SECURITIES 38,976. 41,362. -2,386.
GRAPHIC PACKAGING HLDG CO COM STK P 09/22/2014 01/18/2017 PROPERTY TYPE: SECURITIES 9,536. 9,515. 21.
GRAPHIC PACKAGING HLDG CO COM STK P 09/22/2014 01/18/2017 PROPERTY TYPE: SECURITIES 7,283. 7,270. 13.
GRAPHIC PACKAGING HLDG CO COM STK P 09/23/2014 01/18/2017 PROPERTY TYPE: SECURITIES 1,360. 1,341. 19.
GRAPHIC PACKAGING HLDG CO COM STK P 12/19/2014 02/08/2017 PROPERTY TYPE: SECURITIES 25,971. 27,669. -1,698.
GRAPHIC PACKAGING HLDG CO COM STK P 10/08/2014 01/27/2017 PROPERTY TYPE: SECURITIES 21,787. 21,053. 734.
JSA 7E1730 1.000 43461C 2532 Page 174 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GRAPHIC PACKAGING HLDG CO COM STK P 10/09/2014 01/27/2017 PROPERTY TYPE: SECURITIES 56,322. 54,011. 2,311.
GRAPHIC PACKAGING HLDG CO COM STK P 10/24/2014 01/27/2017 PROPERTY TYPE: SECURITIES 3,608. 3,282. 326.
GRAPHIC PACKAGING HLDG CO COM STK P 09/16/2014 01/06/2017 PROPERTY TYPE: SECURITIES 4,364. 4,417. -52.
GRAPHIC PACKAGING HLDG CO COM STK P 09/16/2014 01/06/2017 PROPERTY TYPE: SECURITIES 5,430. 5,495. -65.
GRAPHIC PACKAGING HLDG CO COM STK P 09/17/2014 01/06/2017 PROPERTY TYPE: SECURITIES 43,669. 43,696. -26.
GRAPHIC PACKAGING HLDG CO COM STK P 09/17/2014 01/11/2017 PROPERTY TYPE: SECURITIES 13,549. 13,332. 216.
GRAPHIC PACKAGING HLDG CO COM STK P 09/19/2014 01/11/2017 PROPERTY TYPE: SECURITIES 39,967. 38,825. 1,142.
GRAPHIC PACKAGING HLDG CO COM STK P 12/23/2014 02/17/2017 PROPERTY TYPE: SECURITIES 36,769. 37,357. -588.
GRAPHIC PACKAGING HLDG CO COM STK P 10/24/2014 01/27/2017 PROPERTY TYPE: SECURITIES 4,818. 4,346. 473.
GRAPHIC PACKAGING HLDG CO COM STK P 10/27/2014 01/30/2017 PROPERTY TYPE: SECURITIES 12,767. 11,675. 1,093.
GRAPHIC PACKAGING HLDG CO COM STK P 10/28/2014 01/30/2017 PROPERTY TYPE: SECURITIES 53,012. 49,879. 3,134.
GRAPHIC PACKAGING HLDG CO COM STK P 10/28/2014 01/30/2017 PROPERTY TYPE: SECURITIES 4,305. 4,038. 267.
JSA 7E1730 1.000 43461C 2532 Page 175 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GRAPHIC PACKAGING HLDG CO COM STK P 10/28/2014 01/30/2017 PROPERTY TYPE: SECURITIES 35,055. 32,776. 2,278.
GRAPHIC PACKAGING HLDG CO COM STK P 11/06/2014 01/30/2017 PROPERTY TYPE: SECURITIES 54,857. 56,228. -1,371.
GRAPHIC PACKAGING HLDG CO COM STK P 11/07/2014 01/30/2017 PROPERTY TYPE: SECURITIES 31,119. 32,233. -1,114.
GRAPHIC PACKAGING HLDG CO COM STK P 11/07/2014 01/30/2017 PROPERTY TYPE: SECURITIES 21,894. 22,716. -822.
GRAPHIC PACKAGING HLDG CO COM STK P 11/10/2014 01/30/2017 PROPERTY TYPE: SECURITIES 5,806. 5,939. -133.
GRAPHIC PACKAGING HLDG CO COM STK P 11/10/2014 02/01/2017 PROPERTY TYPE: SECURITIES 7,827. 7,817. 10.
GRAPHIC PACKAGING HLDG CO COM STK P 11/12/2014 02/01/2017 PROPERTY TYPE: SECURITIES 5,867. 5,819. 48.
GRAPHIC PACKAGING HLDG CO COM STK P 09/24/2014 01/19/2017 PROPERTY TYPE: SECURITIES 37,920. 38,274. -354.
GRAPHIC PACKAGING HLDG CO COM STK P 09/24/2014 01/19/2017 PROPERTY TYPE: SECURITIES 13,554. 13,533. 21.
GRAPHIC PACKAGING HLDG CO COM STK P 10/24/2014 01/27/2017 PROPERTY TYPE: SECURITIES 5,863. 5,375. 488.
GRAPHIC PACKAGING HLDG CO COM STK P 09/15/2014 01/03/2017 PROPERTY TYPE: SECURITIES 5,560. 5,683. -122.
GRAPHIC PACKAGING HLDG CO COM STK P 09/15/2014 01/03/2017 PROPERTY TYPE: SECURITIES 27,992. 28,751. -759.
JSA 7E1730 1.000 43461C 2532 Page 176 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GRAPHIC PACKAGING HLDG CO COM STK P 09/16/2014 01/03/2017 PROPERTY TYPE: SECURITIES 7,924. 8,145. -221.
GRAPHIC PACKAGING HLDG CO COM STK P 12/22/2014 02/14/2017 PROPERTY TYPE: SECURITIES 14,621. 14,790. -169.
GRAPHIC PACKAGING HLDG CO COM STK P 12/23/2014 02/14/2017 PROPERTY TYPE: SECURITIES 2,795. 2,854. -59.
GRAPHIC PACKAGING HLDG CO COM STK P 12/23/2014 02/21/2017 PROPERTY TYPE: SECURITIES 6,444. 6,520. -76.
GRAPHIC PACKAGING HLDG CO COM STK P 12/23/2014 02/21/2017 PROPERTY TYPE: SECURITIES 10,218. 10,313. -95.
GRAPHIC PACKAGING HLDG CO COM STK P 12/24/2014 02/21/2017 PROPERTY TYPE: SECURITIES 30,925. 31,537. -611.
GRAPHIC PACKAGING HLDG CO COM STK P 12/24/2014 02/21/2017 PROPERTY TYPE: SECURITIES 545. 556. -11.
GRAPHIC PACKAGING HLDG CO COM STK P 12/26/2014 02/21/2017 PROPERTY TYPE: SECURITIES 11,539. 11,871. -332.
GRAPHIC PACKAGING HLDG CO COM STK P 11/12/2014 02/07/2017 PROPERTY TYPE: SECURITIES 1,682. 1,657. 25.
GRAPHIC PACKAGING HLDG CO COM STK P 11/12/2014 02/07/2017 PROPERTY TYPE: SECURITIES 30,107. 29,495. 612.
GRAPHIC PACKAGING HLDG CO COM STK P 12/11/2014 02/07/2017 PROPERTY TYPE: SECURITIES 2,783. 2,929. -146.
GRAPHIC PACKAGING HLDG CO COM STK P 12/11/2014 02/07/2017 PROPERTY TYPE: SECURITIES 29,690. 31,082. -1,393.
JSA 7E1730 1.000 43461C 2532 Page 177 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GRAPHIC PACKAGING HLDG CO COM STK P 09/23/2014 01/18/2017 PROPERTY TYPE: SECURITIES 27,749. 27,358. 391.
GRAPHIC PACKAGING HLDG CO COM STK P 09/24/2014 01/18/2017 PROPERTY TYPE: SECURITIES 2,250. 2,248. 2.
GRAPHIC PACKAGING HLDG CO COM STK P 12/16/2014 02/08/2017 PROPERTY TYPE: SECURITIES 18,863. 19,259. -395.
GRAPHIC PACKAGING HLDG CO COM STK P 12/17/2014 02/08/2017 PROPERTY TYPE: SECURITIES 5,304. 5,476. -172.
GRAPHIC PACKAGING HLDG CO COM STK P 10/24/2014 01/27/2017 PROPERTY TYPE: SECURITIES 16,805. 15,267. 1,538.
GRAPHIC PACKAGING HLDG CO COM STK P 12/11/2014 02/07/2017 PROPERTY TYPE: SECURITIES 5,783. 5,949. -166.
GRAPHIC PACKAGING HLDG CO COM STK P 12/11/2014 02/07/2017 PROPERTY TYPE: SECURITIES 41,637. 42,755. -1,118.
GRAPHIC PACKAGING HLDG CO COM STK P 12/11/2014 02/07/2017 PROPERTY TYPE: SECURITIES 13,918. 14,343. -425.
GRAPHIC PACKAGING HLDG CO COM STK P 12/16/2014 02/07/2017 PROPERTY TYPE: SECURITIES 48,962. 49,924. -962.
GRAPHIC PACKAGING HLDG CO COM STK P 12/16/2014 02/07/2017 PROPERTY TYPE: SECURITIES 30,418. 30,739. -321.
GRAPHIC PACKAGING HLDG CO COM STK P 12/26/2014 02/21/2017 PROPERTY TYPE: SECURITIES 14,732. 15,178. -447.
GRAPHIC PACKAGING HLDG CO COM STK P 02/17/2016 02/21/2017 PROPERTY TYPE: SECURITIES 2,040. 1,760. 281.
JSA 7E1730 1.000 43461C 2532 Page 178 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GRAPHIC PACKAGING HLDG CO COM STK P 02/17/2016 02/21/2017 PROPERTY TYPE: SECURITIES 3,741. 3,229. 512.
GRAPHIC PACKAGING HLDG CO COM STK P 02/17/2016 02/21/2017 PROPERTY TYPE: SECURITIES 163. 140. 23.
GRAPHIC PACKAGING HLDG CO COM STK P 02/17/2016 02/21/2017 PROPERTY TYPE: SECURITIES 13,467. 11,587. 1,880.
GRAPHIC PACKAGING HLDG CO COM STK P 11/10/2014 02/01/2017 PROPERTY TYPE: SECURITIES 2,245. 2,240. 6.
GRAPHIC PACKAGING HLDG CO COM STK P 11/10/2014 02/01/2017 PROPERTY TYPE: SECURITIES 39,068. 38,857. 211.
GRAPHIC PACKAGING HLDG CO COM STK P 12/17/2014 02/08/2017 PROPERTY TYPE: SECURITIES 91,725. 94,324. -2,599.
GRAPHIC PACKAGING HLDG CO COM STK P 12/18/2014 02/08/2017 PROPERTY TYPE: SECURITIES 66,237. 70,122. -3,885.
GRAPHIC PACKAGING HLDG CO COM STK P 12/18/2014 02/08/2017 PROPERTY TYPE: SECURITIES 766. 815. -48.
GRAPHIC PACKAGING HLDG CO COM STK P 12/11/2014 02/07/2017 PROPERTY TYPE: SECURITIES 2,593. 2,649. -56.
GRAPHIC PACKAGING HLDG CO COM STK P 10/24/2014 01/30/2017 PROPERTY TYPE: SECURITIES 36,155. 33,369. 2,786.
GRAPHIC PACKAGING HLDG CO COM STK P 10/27/2014 01/30/2017 PROPERTY TYPE: SECURITIES 4,361. 3,964. 397.
GRAPHIC PACKAGING HLDG CO COM STK P 03/30/2016 02/21/2017 PROPERTY TYPE: SECURITIES 20,485. 19,303. 1,182.
JSA 7E1730 1.000 43461C 2532 Page 179 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GRAPHIC PACKAGING HLDG CO COM STK P 09/19/2014 01/13/2017 PROPERTY TYPE: SECURITIES 2,779. 2,764. 15.
GRAPHIC PACKAGING HLDG CO COM STK P 09/22/2014 01/13/2017 PROPERTY TYPE: SECURITIES 6,208. 6,179. 30.
GRAPHIC PACKAGING HLDG CO COM STK P 09/22/2014 01/13/2017 PROPERTY TYPE: SECURITIES 4,207. 4,188. 19.
GRAPHIC PACKAGING HLDG CO COM STK P 09/22/2014 01/13/2017 PROPERTY TYPE: SECURITIES 30,341. 30,266. 75.
GRAPHIC PACKAGING HLDG CO COM STK P 10/27/2014 01/30/2017 PROPERTY TYPE: SECURITIES 43,750. 39,733. 4,017.
GRAPHIC PACKAGING HLDG CO COM STK P 10/27/2014 01/30/2017 PROPERTY TYPE: SECURITIES 10,565. 9,583. 983.
GRAPHIC PACKAGING HLDG CO COM STK P 12/19/2014 02/13/2017 PROPERTY TYPE: SECURITIES 28,962. 30,281. -1,319.
GRAPHIC PACKAGING HLDG CO COM STK P 12/22/2014 02/13/2017 PROPERTY TYPE: SECURITIES 27,137. 28,637. -1,501.
GRAPHIC PACKAGING HLDG CO COM STK P 02/17/2016 02/21/2017 PROPERTY TYPE: SECURITIES 1,204. 1,028. 176.
GRAPHIC PACKAGING HLDG CO COM STK P 03/30/2016 02/21/2017 PROPERTY TYPE: SECURITIES 10,258. 9,651. 607.
GRAPHIC PACKAGING HLDG CO COM STK P 03/30/2016 02/21/2017 PROPERTY TYPE: SECURITIES 37,203. 35,132. 2,071.
GRAPHIC PACKAGING HLDG CO COM STK P 03/30/2016 02/21/2017 PROPERTY TYPE: SECURITIES 41,033. 38,790. 2,243.
JSA 7E1730 1.000 43461C 2532 Page 180 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GRAPHIC PACKAGING HLDG CO COM STK P 09/19/2014 01/13/2017 PROPERTY TYPE: SECURITIES 10,300. 10,144. 156.
HALOZYME THERAPEUTICS INC COM P 05/09/2014 12/15/2017 PROPERTY TYPE: SECURITIES 6,964. 2,529. 4,435.
HALOZYME THERAPEUTICS INC COM P 05/09/2014 12/15/2017 PROPERTY TYPE: SECURITIES 536. 195. 341.
HALOZYME THERAPEUTICS INC COM P 11/08/2013 09/18/2017 PROPERTY TYPE: SECURITIES 4,118. 3,081. 1,036.
HALOZYME THERAPEUTICS INC COM P 12/18/2013 09/18/2017 PROPERTY TYPE: SECURITIES 11,933. 9,917. 2,016.
HALOZYME THERAPEUTICS INC COM P 12/18/2013 09/18/2017 PROPERTY TYPE: SECURITIES 8,370. 6,660. 1,709.
HALOZYME THERAPEUTICS INC COM P 12/18/2013 09/19/2017 PROPERTY TYPE: SECURITIES 12,269. 9,924. 2,345.
HALOZYME THERAPEUTICS INC COM P 12/19/2013 09/19/2017 PROPERTY TYPE: SECURITIES 23,793. 21,431. 2,362.
HALOZYME THERAPEUTICS INC COM P 04/11/2014 12/15/2017 PROPERTY TYPE: SECURITIES 37,647. 15,071. 22,577.
HALOZYME THERAPEUTICS INC COM P 04/11/2014 12/15/2017 PROPERTY TYPE: SECURITIES 4,708. 1,808. 2,900.
HALOZYME THERAPEUTICS INC COM P 05/08/2014 12/15/2017 PROPERTY TYPE: SECURITIES 2,747. 995. 1,751.
HALOZYME THERAPEUTICS INC COM P 05/09/2014 12/15/2017 PROPERTY TYPE: SECURITIES 1,628. 600. 1,029.
JSA 7E1730 1.000 43461C 2532 Page 181 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HALOZYME THERAPEUTICS INC COM P 02/05/2014 11/08/2017 PROPERTY TYPE: SECURITIES 21,689. 14,755. 6,934.
HALOZYME THERAPEUTICS INC COM P 04/10/2014 11/08/2017 PROPERTY TYPE: SECURITIES 4,854. 1,890. 2,964.
HALOZYME THERAPEUTICS INC COM P 04/10/2014 11/10/2017 PROPERTY TYPE: SECURITIES 28,104. 11,363. 16,741.
HALOZYME THERAPEUTICS INC COM P 04/11/2014 11/10/2017 PROPERTY TYPE: SECURITIES 5,963. 2,545. 3,419.
HALOZYME THERAPEUTICS INC COM P 12/19/2013 10/11/2017 PROPERTY TYPE: SECURITIES 5,473. 4,781. 692.
HALOZYME THERAPEUTICS INC COM P 01/16/2014 10/11/2017 PROPERTY TYPE: SECURITIES 55,921. 55,239. 682.
HALOZYME THERAPEUTICS INC COM P 01/16/2014 10/11/2017 PROPERTY TYPE: SECURITIES 2,557. 2,507. 50.
HALOZYME THERAPEUTICS INC COM P 01/17/2014 10/11/2017 PROPERTY TYPE: SECURITIES 3,580. 3,758. -178.
HALOZYME THERAPEUTICS INC COM P 01/17/2014 10/11/2017 PROPERTY TYPE: SECURITIES 46,885. 49,169. -2,284.
HALOZYME THERAPEUTICS INC COM P 02/05/2014 10/11/2017 PROPERTY TYPE: SECURITIES 80,387. 61,295. 19,092.
HALOZYME THERAPEUTICS INC COM P 04/11/2014 11/13/2017 PROPERTY TYPE: SECURITIES 20,684. 8,929. 11,754.
HALOZYME THERAPEUTICS INC COM P 04/10/2014 11/09/2017 PROPERTY TYPE: SECURITIES 29,615. 12,048. 17,567.
JSA 7E1730 1.000 43461C 2532 Page 182 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HD SUPPLY HLDGS INC. COM P 05/10/2016 01/10/2017 PROPERTY TYPE: SECURITIES 1,479. 1,178. 300.
HD SUPPLY HLDGS INC. COM P 05/17/2016 01/10/2017 PROPERTY TYPE: SECURITIES 31,049. 24,828. 6,221.
HD SUPPLY HLDGS INC. COM P 05/17/2016 01/10/2017 PROPERTY TYPE: SECURITIES 9,716. 7,848. 1,868.
HD SUPPLY HLDGS INC. COM P 05/17/2016 01/10/2017 PROPERTY TYPE: SECURITIES 22,389. 17,898. 4,491.
HD SUPPLY HLDGS INC. COM P 05/26/2016 01/10/2017 PROPERTY TYPE: SECURITIES 18,165. 14,748. 3,417.
HD SUPPLY HLDGS INC. COM P 05/27/2016 01/10/2017 PROPERTY TYPE: SECURITIES 25,346. 20,783. 4,563.
HD SUPPLY HLDGS INC. COM P 09/16/2016 10/11/2017 PROPERTY TYPE: SECURITIES 5,905. 5,340. 566.
HD SUPPLY HLDGS INC. COM P 09/20/2016 10/11/2017 PROPERTY TYPE: SECURITIES 30,569. 27,007. 3,561.
HD SUPPLY HLDGS INC. COM P 09/20/2016 10/11/2017 PROPERTY TYPE: SECURITIES 87,711. 77,461. 10,250.
HD SUPPLY HLDGS INC. COM P 09/21/2016 10/11/2017 PROPERTY TYPE: SECURITIES 50,369. 44,212. 6,157.
HD SUPPLY HLDGS INC. COM P 09/21/2016 10/11/2017 PROPERTY TYPE: SECURITIES 9,379. 8,215. 1,164.
HD SUPPLY HLDGS INC. COM P 09/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 59,748. 53,624. 6,123.
JSA 7E1730 1.000 43461C 2532 Page 183 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HD SUPPLY HLDGS INC. COM P 09/23/2016 10/11/2017 PROPERTY TYPE: SECURITIES 19,349. 17,826. 1,523.
HD SUPPLY HLDGS INC. COM P 09/23/2016 10/11/2017 PROPERTY TYPE: SECURITIES 2,605. 2,401. 205.
HD SUPPLY HLDGS INC. COM P 06/01/2016 07/07/2017 PROPERTY TYPE: SECURITIES 55,782. 63,999. -8,218.
HD SUPPLY HLDGS INC. COM P 06/01/2016 07/07/2017 PROPERTY TYPE: SECURITIES 32,831. 37,285. -4,454.
HD SUPPLY HLDGS INC. COM P 06/03/2016 07/07/2017 PROPERTY TYPE: SECURITIES 9,576. 10,952. -1,377.
HD SUPPLY HLDGS INC. COM P 06/03/2016 07/07/2017 PROPERTY TYPE: SECURITIES 15,199. 17,378. -2,179.
HD SUPPLY HLDGS INC. COM P 06/03/2016 07/07/2017 PROPERTY TYPE: SECURITIES 19,759. 22,650. -2,891.
HD SUPPLY HLDGS INC. COM P 06/07/2016 07/07/2017 PROPERTY TYPE: SECURITIES 8,208. 9,522. -1,314.
HD SUPPLY HLDGS INC. COM P 06/07/2016 07/07/2017 PROPERTY TYPE: SECURITIES 2,432. 2,824. -392.
HD SUPPLY HLDGS INC. COM P 06/07/2016 07/07/2017 PROPERTY TYPE: SECURITIES 34,503. 39,997. -5,495.
HD SUPPLY HLDGS INC. COM P 06/08/2016 07/07/2017 PROPERTY TYPE: SECURITIES 14,439. 17,331. -2,891.
HD SUPPLY HLDGS INC. COM P 05/27/2016 02/13/2017 PROPERTY TYPE: SECURITIES 15,080. 11,950. 3,129.
JSA 7E1730 1.000 43461C 2532 Page 184 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HD SUPPLY HLDGS INC. COM P 05/31/2016 02/13/2017 PROPERTY TYPE: SECURITIES 20,543. 16,634. 3,909.
HD SUPPLY HLDGS INC. COM P 05/31/2016 02/13/2017 PROPERTY TYPE: SECURITIES 219. 176. 42.
HD SUPPLY HLDGS INC. COM P 05/31/2016 02/13/2017 PROPERTY TYPE: SECURITIES 16,172. 13,061. 3,111.
HD SUPPLY HLDGS INC. COM P 05/27/2016 02/13/2017 PROPERTY TYPE: SECURITIES 3,941. 3,118. 824.
HD SUPPLY HLDGS INC. COM P 09/16/2016 07/12/2017 PROPERTY TYPE: SECURITIES 30,578. 32,667. -2,089.
HD SUPPLY HLDGS INC. COM P 05/31/2016 07/06/2017 PROPERTY TYPE: SECURITIES 8,232. 9,515. -1,283.
HD SUPPLY HLDGS INC. COM P 05/31/2016 07/06/2017 PROPERTY TYPE: SECURITIES 305. 350. -45.
HD SUPPLY HLDGS INC. COM P 05/31/2016 07/06/2017 PROPERTY TYPE: SECURITIES 10,062. 11,646. -1,584.
HD SUPPLY HLDGS INC. COM P 06/01/2016 07/06/2017 PROPERTY TYPE: SECURITIES 6,098. 6,975. -877.
HD SUPPLY HLDGS INC. COM P 08/03/2016 07/11/2017 PROPERTY TYPE: SECURITIES 3,000. 3,527. -527.
HD SUPPLY HLDGS INC. COM P 08/03/2016 07/11/2017 PROPERTY TYPE: SECURITIES 747. 882. -135.
HD SUPPLY HLDGS INC. COM P 08/03/2016 07/11/2017 PROPERTY TYPE: SECURITIES 22,696. 26,659. -3,963.
JSA 7E1730 1.000 43461C 2532 Page 185 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HD SUPPLY HLDGS INC. COM P 09/08/2016 07/11/2017 PROPERTY TYPE: SECURITIES 26,877. 28,647. -1,770.
HD SUPPLY HLDGS INC. COM P 09/08/2016 07/11/2017 PROPERTY TYPE: SECURITIES 23,144. 24,655. -1,511.
HD SUPPLY HLDGS INC. COM P 09/09/2016 07/11/2017 PROPERTY TYPE: SECURITIES 4,480. 4,646. -167.
HD SUPPLY HLDGS INC. COM P 06/08/2016 07/10/2017 PROPERTY TYPE: SECURITIES 16,364. 19,885. -3,521.
HD SUPPLY HLDGS INC. COM P 06/09/2016 07/10/2017 PROPERTY TYPE: SECURITIES 31,376. 37,885. -6,509.
HD SUPPLY HLDGS INC. COM P 06/09/2016 07/11/2017 PROPERTY TYPE: SECURITIES 3,729. 4,532. -803.
HD SUPPLY HLDGS INC. COM P 06/09/2016 07/11/2017 PROPERTY TYPE: SECURITIES 7,011. 8,481. -1,470.
HD SUPPLY HLDGS INC. COM P 08/03/2016 07/11/2017 PROPERTY TYPE: SECURITIES 13,127. 15,519. -2,392.
HD SUPPLY HLDGS INC. COM P 09/09/2016 07/12/2017 PROPERTY TYPE: SECURITIES 5,263. 5,576. -313.
HD SUPPLY HLDGS INC. COM P 09/09/2016 07/12/2017 PROPERTY TYPE: SECURITIES 30,555. 32,233. -1,678.
HD SUPPLY HLDGS INC. COM P 09/16/2016 07/12/2017 PROPERTY TYPE: SECURITIES 13,011. 13,978. -966.
HD SUPPLY HLDGS INC. COM P 09/09/2016 07/11/2017 PROPERTY TYPE: SECURITIES 10,233. 10,532. -299.
JSA 7E1730 1.000 43461C 2532 Page 186 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HD SUPPLY HLDGS INC. COM P 08/03/2016 07/11/2017 PROPERTY TYPE: SECURITIES 4,867. 5,643. -776.
HD SUPPLY HLDGS INC. COM P 06/08/2016 07/10/2017 PROPERTY TYPE: SECURITIES 11,534. 14,047. -2,513.
HEWLETT PACKARD ENTERPRISE CO COM P 01/20/2016 01/26/2017 PROPERTY TYPE: SECURITIES 9,270. 4,873. 4,398.
HEWLETT PACKARD ENTERPRISE CO COM P 01/20/2016 01/26/2017 PROPERTY TYPE: SECURITIES 12,775. 6,761. 6,014.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/26/2017 PROPERTY TYPE: SECURITIES 31,994. 17,543. 14,451.
HEWLETT PACKARD ENTERPRISE CO COM P 01/25/2016 02/03/2017 PROPERTY TYPE: SECURITIES 702. 398. 303.
HEWLETT PACKARD ENTERPRISE CO COM P 03/08/2016 02/13/2017 PROPERTY TYPE: SECURITIES 21,467. 13,946. 7,521.
HEWLETT PACKARD ENTERPRISE CO COM P 03/16/2016 02/15/2017 PROPERTY TYPE: SECURITIES 18,266. 12,751. 5,515.
HEWLETT PACKARD ENTERPRISE CO COM P 03/21/2016 02/15/2017 PROPERTY TYPE: SECURITIES 11,855. 8,642. 3,213.
HEWLETT PACKARD ENTERPRISE CO COM P 03/21/2016 02/15/2017 PROPERTY TYPE: SECURITIES 25,282. 18,478. 6,805.
HEWLETT PACKARD ENTERPRISE CO COM P 01/25/2016 02/02/2017 PROPERTY TYPE: SECURITIES 11,071. 6,509. 4,562.
HEWLETT PACKARD ENTERPRISE CO COM P 01/25/2016 02/02/2017 PROPERTY TYPE: SECURITIES 9,263. 5,496. 3,767.
JSA 7E1730 1.000 43461C 2532 Page 187 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HEWLETT PACKARD ENTERPRISE CO COM P 03/21/2016 02/16/2017 PROPERTY TYPE: SECURITIES 4,607. 3,351. 1,256.
HEWLETT PACKARD ENTERPRISE CO COM P 04/05/2016 02/16/2017 PROPERTY TYPE: SECURITIES 39,648. 29,190. 10,458.
HEWLETT PACKARD ENTERPRISE CO COM P 01/28/2016 02/07/2017 PROPERTY TYPE: SECURITIES 27,344. 15,656. 11,689.
HEWLETT PACKARD ENTERPRISE CO COM P 02/18/2016 02/07/2017 PROPERTY TYPE: SECURITIES 2,367. 1,349. 1,018.
HEWLETT PACKARD ENTERPRISE CO COM P 02/18/2016 02/07/2017 PROPERTY TYPE: SECURITIES 26,161. 14,921. 11,240.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/30/2017 PROPERTY TYPE: SECURITIES 25,813. 14,091. 11,722.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/30/2017 PROPERTY TYPE: SECURITIES 334. 183. 151.
HEWLETT PACKARD ENTERPRISE CO COM P 01/22/2016 01/30/2017 PROPERTY TYPE: SECURITIES 28,372. 16,778. 11,594.
HEWLETT PACKARD ENTERPRISE CO COM P 12/03/2015 01/05/2017 PROPERTY TYPE: SECURITIES 13,366. 8,422. 4,945.
HEWLETT PACKARD ENTERPRISE CO COM P 12/14/2015 01/05/2017 PROPERTY TYPE: SECURITIES 40,685. 24,910. 15,775.
HEWLETT PACKARD ENTERPRISE CO COM P 01/20/2016 01/13/2017 PROPERTY TYPE: SECURITIES 23,996. 12,609. 11,387.
HEWLETT PACKARD ENTERPRISE CO COM P 11/27/2015 01/03/2017 PROPERTY TYPE: SECURITIES 1,851. 1,162. 689.
JSA 7E1730 1.000 43461C 2532 Page 188 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HEWLETT PACKARD ENTERPRISE CO COM P 11/27/2015 01/03/2017 PROPERTY TYPE: SECURITIES 9,255. 5,812. 3,443.
HEWLETT PACKARD ENTERPRISE CO COM P 01/25/2016 02/03/2017 PROPERTY TYPE: SECURITIES 19,584. 11,158. 8,426.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/27/2017 PROPERTY TYPE: SECURITIES 3,384. 1,832. 1,552.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/30/2017 PROPERTY TYPE: SECURITIES 13,617. 7,448. 6,169.
HEWLETT PACKARD ENTERPRISE CO COM P 01/25/2016 02/03/2017 PROPERTY TYPE: SECURITIES 34,609. 19,659. 14,950.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/26/2017 PROPERTY TYPE: SECURITIES 52,029. 28,454. 23,575.
HEWLETT PACKARD ENTERPRISE CO COM P 03/16/2016 02/15/2017 PROPERTY TYPE: SECURITIES 29,046. 20,267. 8,780.
HEWLETT PACKARD ENTERPRISE CO COM P 03/08/2016 02/13/2017 PROPERTY TYPE: SECURITIES 47,977. 31,183. 16,794.
HEWLETT PACKARD ENTERPRISE CO COM P 04/06/2016 02/21/2017 PROPERTY TYPE: SECURITIES 23,178. 16,872. 6,306.
HEWLETT PACKARD ENTERPRISE CO COM P 05/20/2016 02/21/2017 PROPERTY TYPE: SECURITIES 13,980. 9,099. 4,882.
HEWLETT PACKARD ENTERPRISE CO COM P 03/08/2016 02/14/2017 PROPERTY TYPE: SECURITIES 2,278. 1,489. 789.
HEWLETT PACKARD ENTERPRISE CO COM P 03/10/2016 02/14/2017 PROPERTY TYPE: SECURITIES 7,194. 4,844. 2,349.
JSA 7E1730 1.000 43461C 2532 Page 189 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HEWLETT PACKARD ENTERPRISE CO COM P 03/10/2016 02/14/2017 PROPERTY TYPE: SECURITIES 18,224. 12,146. 6,078.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/27/2017 PROPERTY TYPE: SECURITIES 11,092. 5,983. 5,109.
HEWLETT PACKARD ENTERPRISE CO COM P 01/22/2016 02/02/2017 PROPERTY TYPE: SECURITIES 21,963. 12,830. 9,133.
HEWLETT PACKARD ENTERPRISE CO COM P 01/25/2016 02/02/2017 PROPERTY TYPE: SECURITIES 68,143. 40,550. 27,593.
HEWLETT PACKARD ENTERPRISE CO COM P 01/20/2016 01/26/2017 PROPERTY TYPE: SECURITIES 4,084. 2,154. 1,930.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/27/2017 PROPERTY TYPE: SECURITIES 50,344. 27,609. 22,735.
HEWLETT PACKARD ENTERPRISE CO COM P 04/06/2016 02/21/2017 PROPERTY TYPE: SECURITIES 19,921. 14,462. 5,459.
HEWLETT PACKARD ENTERPRISE CO COM P 03/10/2016 02/14/2017 PROPERTY TYPE: SECURITIES 37,531. 24,931. 12,600.
HEWLETT PACKARD ENTERPRISE CO COM P 03/16/2016 02/14/2017 PROPERTY TYPE: SECURITIES 18,765. 13,173. 5,592.
HEWLETT PACKARD ENTERPRISE CO COM P 01/20/2016 01/13/2017 PROPERTY TYPE: SECURITIES 30,304. 15,911. 14,392.
HEWLETT PACKARD ENTERPRISE CO COM P 11/27/2015 01/04/2017 PROPERTY TYPE: SECURITIES 6,327. 3,922. 2,405.
HEWLETT PACKARD ENTERPRISE CO COM P 04/06/2016 02/21/2017 PROPERTY TYPE: SECURITIES 56,820. 41,511. 15,309.
JSA 7E1730 1.000 43461C 2532 Page 190 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HEWLETT PACKARD ENTERPRISE CO COM P 01/25/2016 02/03/2017 PROPERTY TYPE: SECURITIES 3,978. 2,258. 1,720.
HEWLETT PACKARD ENTERPRISE CO COM P 01/25/2016 02/03/2017 PROPERTY TYPE: SECURITIES 10,764. 6,110. 4,655.
HEWLETT PACKARD ENTERPRISE CO COM P 01/26/2016 02/03/2017 PROPERTY TYPE: SECURITIES 5,382. 3,143. 2,239.
HEWLETT PACKARD ENTERPRISE CO COM P 01/26/2016 02/03/2017 PROPERTY TYPE: SECURITIES 1,170. 678. 492.
HEWLETT PACKARD ENTERPRISE CO COM P 11/27/2015 01/05/2017 PROPERTY TYPE: SECURITIES 94,426. 58,468. 35,959.
HEWLETT PACKARD ENTERPRISE CO COM P 12/03/2015 01/05/2017 PROPERTY TYPE: SECURITIES 13,372. 8,422. 4,951.
HEWLETT PACKARD ENTERPRISE CO COM P 05/20/2016 02/23/2017 PROPERTY TYPE: SECURITIES 618. 399. 219.
HEWLETT PACKARD ENTERPRISE CO COM P 05/20/2016 02/23/2017 PROPERTY TYPE: SECURITIES 25,693. 16,586. 9,107.
HEWLETT PACKARD ENTERPRISE CO COM P 05/20/2016 02/23/2017 PROPERTY TYPE: SECURITIES 30,387. 19,514. 10,873.
HEWLETT PACKARD ENTERPRISE CO COM P 11/27/2015 01/04/2017 PROPERTY TYPE: SECURITIES 47,542. 29,488. 18,054.
HEWLETT PACKARD ENTERPRISE CO COM P 01/26/2016 02/07/2017 PROPERTY TYPE: SECURITIES 4,382. 2,499. 1,883.
HEWLETT PACKARD ENTERPRISE CO COM P 01/28/2016 02/07/2017 PROPERTY TYPE: SECURITIES 40,266. 23,086. 17,180.
JSA 7E1730 1.000 43461C 2532 Page 191 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HEWLETT PACKARD ENTERPRISE CO COM P 01/28/2016 02/07/2017 PROPERTY TYPE: SECURITIES 11,014. 6,303. 4,711.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/30/2017 PROPERTY TYPE: SECURITIES 18,262. 10,012. 8,250.
HEWLETT PACKARD ENTERPRISE CO COM P 03/10/2016 02/14/2017 PROPERTY TYPE: SECURITIES 11,984. 7,991. 3,993.
HEWLETT PACKARD ENTERPRISE CO COM P 01/26/2016 02/06/2017 PROPERTY TYPE: SECURITIES 55,662. 32,084. 23,578.
HEWLETT PACKARD ENTERPRISE CO COM P 02/18/2016 02/08/2017 PROPERTY TYPE: SECURITIES 53,321. 30,491. 22,830.
HEWLETT PACKARD ENTERPRISE CO COM P 03/08/2016 02/08/2017 PROPERTY TYPE: SECURITIES 2,123. 1,410. 713.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/27/2017 PROPERTY TYPE: SECURITIES 37,779. 20,738. 17,041.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/27/2017 PROPERTY TYPE: SECURITIES 564. 305. 259.
HEWLETT PACKARD ENTERPRISE CO COM P 01/26/2016 02/03/2017 PROPERTY TYPE: SECURITIES 16,631. 9,630. 7,001.
HEWLETT PACKARD ENTERPRISE CO COM P 01/26/2016 02/03/2017 PROPERTY TYPE: SECURITIES 39,353. 22,695. 16,658.
HEWLETT PACKARD ENTERPRISE CO COM P 01/20/2016 01/18/2017 PROPERTY TYPE: SECURITIES 54,279. 28,580. 25,699.
HEWLETT PACKARD ENTERPRISE CO COM P 01/20/2016 01/18/2017 PROPERTY TYPE: SECURITIES 53,823. 28,239. 25,584.
JSA 7E1730 1.000 43461C 2532 Page 192 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HEWLETT PACKARD ENTERPRISE CO COM P 12/03/2015 01/05/2017 PROPERTY TYPE: SECURITIES 53,966. 34,056. 19,910.
HEWLETT PACKARD ENTERPRISE CO COM P 05/20/2016 02/23/2017 PROPERTY TYPE: SECURITIES 83,430. 54,193. 29,237.
HEWLETT PACKARD ENTERPRISE CO COM P 01/22/2016 01/31/2017 PROPERTY TYPE: SECURITIES 92,669. 55,531. 37,138.
HEWLETT PACKARD ENTERPRISE CO COM P 01/26/2016 02/03/2017 PROPERTY TYPE: SECURITIES 35,300. 20,399. 14,901.
HEWLETT PACKARD ENTERPRISE CO COM P 03/21/2016 02/15/2017 PROPERTY TYPE: SECURITIES 27,904. 20,283. 7,620.
HEWLETT PACKARD ENTERPRISE CO COM P 01/20/2016 01/18/2017 PROPERTY TYPE: SECURITIES 40,635. 21,315. 19,320.
HEWLETT PACKARD ENTERPRISE CO COM P 04/05/2016 02/16/2017 PROPERTY TYPE: SECURITIES 29,045. 21,335. 7,710.
HEWLETT PACKARD ENTERPRISE CO COM P 04/06/2016 02/16/2017 PROPERTY TYPE: SECURITIES 4,010. 2,946. 1,064.
HEWLETT PACKARD ENTERPRISE CO COM P 03/16/2016 02/14/2017 PROPERTY TYPE: SECURITIES 2,164. 1,520. 644.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/27/2017 PROPERTY TYPE: SECURITIES 48,678. 26,656. 22,022.
HEWLETT PACKARD ENTERPRISE CO COM P 11/25/2015 01/03/2017 PROPERTY TYPE: SECURITIES 41,769. 25,318. 16,451.
HEWLETT PACKARD ENTERPRISE CO COM P 11/27/2015 01/03/2017 PROPERTY TYPE: SECURITIES 11,402. 7,120. 4,282.
JSA 7E1730 1.000 43461C 2532 Page 193 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HEWLETT PACKARD ENTERPRISE CO COM P 03/16/2016 02/15/2017 PROPERTY TYPE: SECURITIES 1,456. 1,013. 442.
HEWLETT PACKARD ENTERPRISE CO COM P 04/06/2016 02/16/2017 PROPERTY TYPE: SECURITIES 9,503. 6,963. 2,540.
HEWLETT PACKARD ENTERPRISE CO COM P 01/20/2016 01/18/2017 PROPERTY TYPE: SECURITIES 13,513. 7,060. 6,453.
HEWLETT PACKARD ENTERPRISE CO COM P 12/14/2015 01/06/2017 PROPERTY TYPE: SECURITIES 41,538. 25,627. 15,910.
HEWLETT PACKARD ENTERPRISE CO COM P 12/18/2015 01/06/2017 PROPERTY TYPE: SECURITIES 81,563. 49,502. 32,061.
HEWLETT PACKARD ENTERPRISE CO COM P 12/21/2015 01/06/2017 PROPERTY TYPE: SECURITIES 81,098. 49,881. 31,217.
HEWLETT PACKARD ENTERPRISE CO COM P 01/20/2016 01/06/2017 PROPERTY TYPE: SECURITIES 11,053. 5,704. 5,349.
HEWLETT PACKARD ENTERPRISE CO COM P 01/22/2016 01/31/2017 PROPERTY TYPE: SECURITIES 16,167. 9,738. 6,429.
HEWLETT PACKARD ENTERPRISE CO COM P 03/08/2016 02/13/2017 PROPERTY TYPE: SECURITIES 1,208. 783. 425.
HEWLETT PACKARD ENTERPRISE CO COM P 04/06/2016 02/16/2017 PROPERTY TYPE: SECURITIES 26,781. 19,640. 7,141.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/27/2017 PROPERTY TYPE: SECURITIES 4,386. 2,414. 1,971.
HEWLETT PACKARD ENTERPRISE CO COM P 01/21/2016 01/27/2017 PROPERTY TYPE: SECURITIES 32,273. 17,791. 14,482.
JSA 7E1730 1.000 43461C 2532 Page 194 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/08/2017 PROPERTY TYPE: SECURITIES 7,198. 6,248. 950.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/15/2017 PROPERTY TYPE: SECURITIES 14,832. 12,887. 1,945.
HILTON GRAND VACATIONS INC COM P 01/12/2017 03/03/2017 PROPERTY TYPE: SECURITIES 906. 749. 157.
HILTON GRAND VACATIONS INC COM P 01/17/2017 03/03/2017 PROPERTY TYPE: SECURITIES 20,536. 17,003. 3,533.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/15/2017 PROPERTY TYPE: SECURITIES 12,750. 11,046. 1,704.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/15/2017 PROPERTY TYPE: SECURITIES 13,650. 11,846. 1,805.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/13/2017 PROPERTY TYPE: SECURITIES 6,525. 5,597. 928.
HILTON GRAND VACATIONS INC COM P 01/04/2017 03/01/2017 PROPERTY TYPE: SECURITIES 30,269. 25,465. 4,804.
HILTON GRAND VACATIONS INC COM P 01/05/2017 03/01/2017 PROPERTY TYPE: SECURITIES 1,544. 1,251. 294.
HILTON GRAND VACATIONS INC COM P 01/05/2017 03/01/2017 PROPERTY TYPE: SECURITIES 23,474. 19,011. 4,463.
HILTON GRAND VACATIONS INC COM P 01/12/2017 03/01/2017 PROPERTY TYPE: SECURITIES 4,015. 3,246. 769.
HILTON GRAND VACATIONS INC COM P 01/12/2017 03/02/2017 PROPERTY TYPE: SECURITIES 12,306. 10,239. 2,067.
JSA 7E1730 1.000 43461C 2532 Page 195 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/15/2017 PROPERTY TYPE: SECURITIES 9,449. 8,187. 1,262.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/15/2017 PROPERTY TYPE: SECURITIES 5,549. 4,807. 742.
HILTON GRAND VACATIONS INC COM P 01/12/2017 03/01/2017 PROPERTY TYPE: SECURITIES 10,449. 8,491. 1,958.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/10/2017 PROPERTY TYPE: SECURITIES 14,856. 12,757. 2,099.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/28/2017 PROPERTY TYPE: SECURITIES 56,925. 49,371. 7,554.
HILTON GRAND VACATIONS INC COM P 01/17/2017 03/08/2017 PROPERTY TYPE: SECURITIES 5,043. 4,497. 546.
HILTON GRAND VACATIONS INC COM P 01/17/2017 03/08/2017 PROPERTY TYPE: SECURITIES 24,156. 21,486. 2,670.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/13/2017 PROPERTY TYPE: SECURITIES 10,581. 9,112. 1,469.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/08/2017 PROPERTY TYPE: SECURITIES 48,742. 42,306. 6,437.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/23/2017 PROPERTY TYPE: SECURITIES 30,590. 26,504. 4,086.
HILTON GRAND VACATIONS INC COM P 01/17/2017 03/03/2017 PROPERTY TYPE: SECURITIES 6,954. 5,751. 1,203.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/13/2017 PROPERTY TYPE: SECURITIES 12,456. 10,674. 1,782.
JSA 7E1730 1.000 43461C 2532 Page 196 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/10/2017 PROPERTY TYPE: SECURITIES 11,541. 9,893. 1,648.
HILTON GRAND VACATIONS INC COM P 01/17/2017 03/06/2017 PROPERTY TYPE: SECURITIES 5,723. 4,747. 976.
HILTON GRAND VACATIONS INC COM P 01/12/2017 03/02/2017 PROPERTY TYPE: SECURITIES 3,021. 2,497. 523.
HILTON GRAND VACATIONS INC COM P 01/12/2017 03/02/2017 PROPERTY TYPE: SECURITIES 37,152. 30,713. 6,439.
HILTON GRAND VACATIONS INC COM P 01/04/2017 02/24/2017 PROPERTY TYPE: SECURITIES 26,449. 22,867. 3,582.
HP INC COM P 02/14/2017 10/11/2017 PROPERTY TYPE: SECURITIES 43,721. 34,496. 9,225.
HP INC COM P 02/14/2017 10/11/2017 PROPERTY TYPE: SECURITIES 71,636. 56,506. 15,131.
HP INC COM P 02/14/2017 10/11/2017 PROPERTY TYPE: SECURITIES 150,949. 118,715. 32,234.
INNOVIVA INC COM P 06/03/2013 01/30/2017 PROPERTY TYPE: SECURITIES 1,563. 5,294. -3,731.
INNOVIVA INC COM P 06/05/2013 01/30/2017 PROPERTY TYPE: SECURITIES 7,919. 25,465. -17,546.
INNOVIVA INC COM P 06/05/2014 03/06/2017 PROPERTY TYPE: SECURITIES 9,858. 21,245. -11,387.
INNOVIVA INC COM P 06/06/2014 03/06/2017 PROPERTY TYPE: SECURITIES 4,612. 9,916. -5,304.
JSA 7E1730 1.000 43461C 2532 Page 197 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INNOVIVA INC COM P 06/09/2014 03/06/2017 PROPERTY TYPE: SECURITIES 461. 990. -529.
INNOVIVA INC COM P 09/25/2014 03/06/2017 PROPERTY TYPE: SECURITIES 2,364. 3,642. -1,278.
INNOVIVA INC COM P 10/14/2014 03/13/2017 PROPERTY TYPE: SECURITIES 20,482. 26,132. -5,650.
INNOVIVA INC COM P 10/15/2014 03/13/2017 PROPERTY TYPE: SECURITIES 15,677. 20,635. -4,958.
INNOVIVA INC COM P 06/05/2013 01/31/2017 PROPERTY TYPE: SECURITIES 3,326. 10,722. -7,396.
INNOVIVA INC COM P 06/06/2013 01/31/2017 PROPERTY TYPE: SECURITIES 3,846. 12,683. -8,838.
INNOVIVA INC COM P 06/14/2013 02/21/2017 PROPERTY TYPE: SECURITIES 589. 1,796. -1,207.
INNOVIVA INC COM P 10/15/2014 03/14/2017 PROPERTY TYPE: SECURITIES 1,001. 1,331. -330.
INNOVIVA INC COM P 10/16/2014 03/14/2017 PROPERTY TYPE: SECURITIES 2,503. 3,608. -1,105.
INNOVIVA INC COM P 02/25/2015 03/16/2017 PROPERTY TYPE: SECURITIES 1,376. 1,968. -593.
INNOVIVA INC COM P 09/29/2014 03/10/2017 PROPERTY TYPE: SECURITIES 1,267. 1,764. -497.
INNOVIVA INC COM P 06/14/2013 02/21/2017 PROPERTY TYPE: SECURITIES 827. 2,515. -1,688.
JSA 7E1730 1.000 43461C 2532 Page 198 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INNOVIVA INC COM P 05/21/2015 03/24/2017 PROPERTY TYPE: SECURITIES 4,497. 5,685. -1,189.
INNOVIVA INC COM P 05/22/2015 03/24/2017 PROPERTY TYPE: SECURITIES 12,977. 16,711. -3,735.
INNOVIVA INC COM P 05/26/2015 03/24/2017 PROPERTY TYPE: SECURITIES 2,698. 3,476. -778.
INNOVIVA INC COM P 06/07/2013 02/01/2017 PROPERTY TYPE: SECURITIES 9,370. 31,393. -22,023.
INNOVIVA INC COM P 06/07/2013 02/01/2017 PROPERTY TYPE: SECURITIES 2,474. 8,141. -5,666.
INNOVIVA INC COM P 06/07/2013 02/01/2017 PROPERTY TYPE: SECURITIES 1,579. 5,254. -3,674.
INNOVIVA INC COM P 12/06/2013 03/01/2017 PROPERTY TYPE: SECURITIES 4,924. 15,801. -10,877.
INNOVIVA INC COM P 12/06/2013 03/01/2017 PROPERTY TYPE: SECURITIES 4,572. 14,261. -9,688.
INNOVIVA INC COM P 12/10/2013 03/01/2017 PROPERTY TYPE: SECURITIES 10,435. 32,583. -22,148.
INNOVIVA INC COM P 05/29/2013 01/12/2017 PROPERTY TYPE: SECURITIES 922. 2,827. -1,905.
INNOVIVA INC COM P 06/06/2013 01/31/2017 PROPERTY TYPE: SECURITIES 6,296. 20,568. -14,271.
INNOVIVA INC COM P 06/07/2013 01/31/2017 PROPERTY TYPE: SECURITIES 9,550. 32,099. -22,549.
JSA 7E1730 1.000 43461C 2532 Page 199 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INNOVIVA INC COM P 10/24/2013 02/28/2017 PROPERTY TYPE: SECURITIES 3,573. 11,371. -7,797.
INNOVIVA INC COM P 11/13/2013 02/28/2017 PROPERTY TYPE: SECURITIES 3,343. 10,140. -6,797.
INNOVIVA INC COM P 11/14/2013 02/28/2017 PROPERTY TYPE: SECURITIES 3,228. 9,784. -6,557.
INNOVIVA INC COM P 12/06/2013 02/28/2017 PROPERTY TYPE: SECURITIES 5,764. 18,811. -13,047.
INNOVIVA INC COM P 12/10/2013 03/03/2017 PROPERTY TYPE: SECURITIES 5,034. 16,108. -11,074.
INNOVIVA INC COM P 12/16/2013 03/03/2017 PROPERTY TYPE: SECURITIES 3,661. 11,298. -7,637.
INNOVIVA INC COM P 12/17/2013 03/03/2017 PROPERTY TYPE: SECURITIES 14,073. 44,037. -29,964.
INNOVIVA INC COM P 12/17/2013 03/03/2017 PROPERTY TYPE: SECURITIES 572. 1,766. -1,194.
INNOVIVA INC COM P 12/18/2013 03/03/2017 PROPERTY TYPE: SECURITIES 21,339. 66,937. -45,598.
INNOVIVA INC COM P 05/26/2015 03/24/2017 PROPERTY TYPE: SECURITIES 2,587. 3,311. -724.
INNOVIVA INC COM P 10/24/2013 02/28/2017 PROPERTY TYPE: SECURITIES 11,565. 36,680. -25,115.
INNOVIVA INC COM P 10/16/2014 03/14/2017 PROPERTY TYPE: SECURITIES 16,819. 24,175. -7,357.
JSA 7E1730 1.000 43461C 2532 Page 200 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INNOVIVA INC COM P 10/17/2014 03/14/2017 PROPERTY TYPE: SECURITIES 628. 861. -233.
INNOVIVA INC COM P 02/03/2015 03/14/2017 PROPERTY TYPE: SECURITIES 10,919. 10,166. 754.
INNOVIVA INC COM P 02/03/2015 03/14/2017 PROPERTY TYPE: SECURITIES 2,950. 2,701. 248.
INNOVIVA INC COM P 02/27/2015 03/22/2017 PROPERTY TYPE: SECURITIES 9,362. 13,221. -3,859.
INNOVIVA INC COM P 05/01/2015 03/22/2017 PROPERTY TYPE: SECURITIES 1,411. 1,782. -372.
INNOVIVA INC COM P 10/15/2014 03/13/2017 PROPERTY TYPE: SECURITIES 9,705. 12,648. -2,942.
INNOVIVA INC COM P 05/24/2013 01/11/2017 PROPERTY TYPE: SECURITIES 8,715. 27,966. -19,250.
INNOVIVA INC COM P 05/28/2013 01/11/2017 PROPERTY TYPE: SECURITIES 20,940. 65,721. -44,782.
INNOVIVA INC COM P 05/29/2013 01/11/2017 PROPERTY TYPE: SECURITIES 7,923. 24,735. -16,812.
INNOVIVA INC COM P 10/18/2013 02/24/2017 PROPERTY TYPE: SECURITIES 17,236. 52,015. -34,779.
INNOVIVA INC COM P 09/25/2014 03/08/2017 PROPERTY TYPE: SECURITIES 19,136. 26,381. -7,245.
INNOVIVA INC COM P 06/14/2013 02/22/2017 PROPERTY TYPE: SECURITIES 1,966. 6,056. -4,090.
JSA 7E1730 1.000 43461C 2532 Page 201 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INNOVIVA INC COM P 06/14/2013 02/22/2017 PROPERTY TYPE: SECURITIES 1,041. 3,207. -2,166.
INNOVIVA INC COM P 06/14/2013 02/22/2017 PROPERTY TYPE: SECURITIES 8,847. 27,484. -18,637.
INNOVIVA INC COM P 09/19/2013 02/22/2017 PROPERTY TYPE: SECURITIES 10,292. 36,655. -26,363.
INNOVIVA INC COM P 09/20/2013 02/22/2017 PROPERTY TYPE: SECURITIES 25,557. 93,106. -67,549.
INNOVIVA INC COM P 10/17/2013 02/22/2017 PROPERTY TYPE: SECURITIES 6,765. 20,461. -13,696.
INNOVIVA INC COM P 06/05/2013 01/31/2017 PROPERTY TYPE: SECURITIES 8,466. 26,805. -18,339.
INNOVIVA INC COM P 06/07/2013 02/07/2017 PROPERTY TYPE: SECURITIES 1,669. 5,369. -3,701.
INNOVIVA INC COM P 06/10/2013 02/07/2017 PROPERTY TYPE: SECURITIES 6,298. 21,340. -15,042.
INNOVIVA INC COM P 02/04/2015 03/15/2017 PROPERTY TYPE: SECURITIES 10,938. 10,432. 505.
INNOVIVA INC COM P 02/04/2015 03/15/2017 PROPERTY TYPE: SECURITIES 2,424. 2,326. 97.
INNOVIVA INC COM P 02/04/2015 03/15/2017 PROPERTY TYPE: SECURITIES 9,695. 9,240. 455.
INNOVIVA INC COM P 02/05/2015 03/15/2017 PROPERTY TYPE: SECURITIES 124. 120. 4.
JSA 7E1730 1.000 43461C 2532 Page 202 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INNOVIVA INC COM P 02/13/2015 03/15/2017 PROPERTY TYPE: SECURITIES 3,791. 4,565. -775.
INNOVIVA INC COM P 06/13/2013 02/10/2017 PROPERTY TYPE: SECURITIES 30,490. 96,983. -66,492.
INNOVIVA INC COM P 05/26/2015 03/27/2017 PROPERTY TYPE: SECURITIES 4,533. 5,794. -1,261.
INNOVIVA INC COM P 05/27/2015 03/27/2017 PROPERTY TYPE: SECURITIES 11,980. 15,579. -3,599.
INNOVIVA INC COM P 06/10/2013 02/08/2017 PROPERTY TYPE: SECURITIES 10,878. 36,661. -25,783.
INNOVIVA INC COM P 06/10/2013 02/08/2017 PROPERTY TYPE: SECURITIES 7,144. 23,752. -16,608.
INNOVIVA INC COM P 06/11/2013 02/08/2017 PROPERTY TYPE: SECURITIES 6,332. 21,354. -15,022.
INNOVIVA INC COM P 09/25/2014 03/08/2017 PROPERTY TYPE: SECURITIES 4,257. 5,862. -1,605.
INNOVIVA INC COM P 09/26/2014 03/08/2017 PROPERTY TYPE: SECURITIES 33,411. 46,066. -12,656.
INNOVIVA INC COM P 06/11/2013 02/09/2017 PROPERTY TYPE: SECURITIES 10,272. 33,764. -23,492.
INNOVIVA INC COM P 06/12/2013 02/09/2017 PROPERTY TYPE: SECURITIES 12,882. 42,406. -29,524.
INNOVIVA INC COM P 06/13/2013 02/09/2017 PROPERTY TYPE: SECURITIES 1,610. 5,170. -3,560.
JSA 7E1730 1.000 43461C 2532 Page 203 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INNOVIVA INC COM P 10/18/2013 02/28/2017 PROPERTY TYPE: SECURITIES 3,024. 8,986. -5,962.
INNOVIVA INC COM P 10/24/2013 02/28/2017 PROPERTY TYPE: SECURITIES 6,049. 19,074. -13,025.
INNOVIVA INC COM P 06/11/2013 02/09/2017 PROPERTY TYPE: SECURITIES 3,455. 11,316. -7,861.
INNOVIVA INC COM P 06/11/2013 02/08/2017 PROPERTY TYPE: SECURITIES 5,827. 19,711. -13,884.
INNOVIVA INC COM P 05/29/2013 01/17/2017 PROPERTY TYPE: SECURITIES 8,417. 27,208. -18,791.
INNOVIVA INC COM P 05/30/2013 01/17/2017 PROPERTY TYPE: SECURITIES 9,401. 30,945. -21,544.
INNOVIVA INC COM P 02/25/2015 03/16/2017 PROPERTY TYPE: SECURITIES 750. 1,073. -323.
INNOVIVA INC COM P 02/25/2015 03/16/2017 PROPERTY TYPE: SECURITIES 10,190. 14,582. -4,392.
INNOVIVA INC COM P 10/17/2013 02/23/2017 PROPERTY TYPE: SECURITIES 12,599. 37,722. -25,123.
INNOVIVA INC COM P 10/17/2013 02/23/2017 PROPERTY TYPE: SECURITIES 12,657. 37,950. -25,293.
INNOVIVA INC COM P 10/18/2013 02/23/2017 PROPERTY TYPE: SECURITIES 4,025. 11,924. -7,899.
INNOVIVA INC COM P 02/17/2015 03/16/2017 PROPERTY TYPE: SECURITIES 2,927. 3,526. -600.
JSA 7E1730 1.000 43461C 2532 Page 204 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INNOVIVA INC COM P 02/25/2015 03/16/2017 PROPERTY TYPE: SECURITIES 62. 89. -27.
INNOVIVA INC COM P 10/18/2013 02/23/2017 PROPERTY TYPE: SECURITIES 10,100. 30,414. -20,314.
INNOVIVA INC COM P 12/26/2013 03/06/2017 PROPERTY TYPE: SECURITIES 10,096. 29,759. -19,663.
INNOVIVA INC COM P 12/27/2013 03/06/2017 PROPERTY TYPE: SECURITIES 1,615. 4,766. -3,150.
INNOVIVA INC COM P 12/30/2013 03/06/2017 PROPERTY TYPE: SECURITIES 1,615. 4,765. -3,150.
INNOVIVA INC COM P 06/04/2014 03/06/2017 PROPERTY TYPE: SECURITIES 6,346. 13,218. -6,872.
INNOVIVA INC COM P 06/05/2014 03/06/2017 PROPERTY TYPE: SECURITIES 3,404. 7,330. -3,927.
INNOVIVA INC COM P 02/13/2015 03/15/2017 PROPERTY TYPE: SECURITIES 7,535. 9,056. -1,521.
INNOVIVA INC COM P 02/17/2015 03/15/2017 PROPERTY TYPE: SECURITIES 560. 675. -115.
INNOVIVA INC COM P 05/30/2013 01/18/2017 PROPERTY TYPE: SECURITIES 10,724. 35,623. -24,899.
INNOVIVA INC COM P 06/03/2013 01/18/2017 PROPERTY TYPE: SECURITIES 12,349. 40,232. -27,883.
INNOVIVA INC COM P 02/03/2015 03/15/2017 PROPERTY TYPE: SECURITIES 1,552. 1,437. 115.
JSA 7E1730 1.000 43461C 2532 Page 205 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INNOVIVA INC COM P 02/04/2015 03/15/2017 PROPERTY TYPE: SECURITIES 4,780. 4,593. 187.
INNOVIVA INC COM P 06/03/2013 01/19/2017 PROPERTY TYPE: SECURITIES 5,851. 19,410. -13,559.
INNOVIVA INC COM P 02/25/2015 03/21/2017 PROPERTY TYPE: SECURITIES 4,374. 6,083. -1,708.
INNOVIVA INC COM P 02/26/2015 03/21/2017 PROPERTY TYPE: SECURITIES 5,918. 8,299. -2,381.
INNOVIVA INC COM P 02/26/2015 03/21/2017 PROPERTY TYPE: SECURITIES 5,661. 7,954. -2,294.
INNOVIVA INC COM P 02/27/2015 03/21/2017 PROPERTY TYPE: SECURITIES 1,544. 2,173. -630.
INNOVIVA INC COM P 09/29/2014 03/13/2017 PROPERTY TYPE: SECURITIES 255. 353. -98.
INNOVIVA INC COM P 09/29/2014 03/13/2017 PROPERTY TYPE: SECURITIES 3,186. 4,380. -1,194.
INNOVIVA INC COM P 09/30/2014 03/13/2017 PROPERTY TYPE: SECURITIES 1,020. 1,438. -419.
INNOVIVA INC COM P 10/14/2014 03/13/2017 PROPERTY TYPE: SECURITIES 5,225. 6,614. -1,388.
INNOVIVA INC COM P 05/01/2015 03/22/2017 PROPERTY TYPE: SECURITIES 15,007. 18,957. -3,950.
INNOVIVA INC COM P 05/05/2015 03/22/2017 PROPERTY TYPE: SECURITIES 7,054. 8,973. -1,919.
JSA 7E1730 1.000 43461C 2532 Page 206 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INNOVIVA INC COM P 05/21/2015 03/22/2017 PROPERTY TYPE: SECURITIES 5,515. 6,985. -1,470.
INNOVIVA INC COM P 05/29/2013 01/13/2017 PROPERTY TYPE: SECURITIES 3,443. 10,601. -7,157.
INNOVIVA INC COM P 12/18/2013 03/03/2017 PROPERTY TYPE: SECURITIES 9,435. 29,610. -20,175.
INNOVIVA INC COM P 12/26/2013 03/03/2017 PROPERTY TYPE: SECURITIES 2,001. 5,952. -3,950.
INNOVIVA INC COM P 09/26/2014 03/10/2017 PROPERTY TYPE: SECURITIES 756. 1,067. -311.
INNOVIVA INC COM P 09/29/2014 03/10/2017 PROPERTY TYPE: SECURITIES 14,366. 20,107. -5,741.
INNOVIVA INC COM P 06/13/2013 02/13/2017 PROPERTY TYPE: SECURITIES 3,684. 11,588. -7,904.
INNOVIVA INC COM P 06/14/2013 02/13/2017 PROPERTY TYPE: SECURITIES 12,300. 38,980. -26,680.
INNOVIVA INC COM P 10/15/2014 03/13/2017 PROPERTY TYPE: SECURITIES 3,172. 4,160. -989.
INNOVIVA INC COM P 05/23/2013 01/10/2017 PROPERTY TYPE: SECURITIES 4,378. 13,936. -9,559.
INNOVIVA INC COM P 05/24/2013 01/10/2017 PROPERTY TYPE: SECURITIES 11,405. 35,956. -24,551.
INNOVIVA INC COM P 10/14/2014 03/13/2017 PROPERTY TYPE: SECURITIES 2,042. 2,581. -539.
JSA 7E1730 1.000 43461C 2532 Page 207 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INTERCONTINENTAL EXCHANGE INC COM P 09/25/2017 10/11/2017 PROPERTY TYPE: SECURITIES 146,725. 141,122. 5,604.
INTL PAPER CO COM P 12/02/2016 10/11/2017 PROPERTY TYPE: SECURITIES 91,736. 80,701. 11,035.
INTL PAPER CO COM P 12/05/2016 10/11/2017 PROPERTY TYPE: SECURITIES 249,406. 222,649. 26,758.
INTL PAPER CO COM P 12/05/2016 10/11/2017 PROPERTY TYPE: SECURITIES 29,814. 26,736. 3,078.
INTL PAPER CO COM P 12/12/2016 10/11/2017 PROPERTY TYPE: SECURITIES 65,820. 61,852. 3,968.
INTREXON CORP COM P 07/03/2014 10/11/2017 PROPERTY TYPE: SECURITIES 15,328. 21,648. -6,320.
INTREXON CORP COM P 07/07/2014 10/11/2017 PROPERTY TYPE: SECURITIES 40,570. 57,794. -17,224.
INTREXON CORP COM P 07/08/2014 10/11/2017 PROPERTY TYPE: SECURITIES 16,522. 22,559. -6,037.
INTREXON CORP COM P 08/15/2014 10/11/2017 PROPERTY TYPE: SECURITIES 6,700. 7,828. -1,128.
LA QUINTA HLDGS INC COM P 08/08/2017 10/11/2017 PROPERTY TYPE: SECURITIES 21,519. 18,419. 3,099.
LA QUINTA HLDGS INC COM P 08/09/2017 10/11/2017 PROPERTY TYPE: SECURITIES 11,104. 9,471. 1,633.
LA QUINTA HLDGS INC COM P 08/09/2017 10/11/2017 PROPERTY TYPE: SECURITIES 56,948. 48,729. 8,219.
JSA 7E1730 1.000 43461C 2532 Page 208 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LAB CORP AMER HLDGS COM NEW P 07/12/2016 10/11/2017 PROPERTY TYPE: SECURITIES 80,559. 73,626. 6,933.
LAB CORP AMER HLDGS COM NEW P 07/13/2016 10/11/2017 PROPERTY TYPE: SECURITIES 19,394. 17,784. 1,610.
LAB CORP AMER HLDGS COM NEW P 07/13/2016 10/11/2017 PROPERTY TYPE: SECURITIES 32,820. 30,128. 2,692.
LAB CORP AMER HLDGS COM NEW P 07/13/2016 10/11/2017 PROPERTY TYPE: SECURITIES 59,673. 54,790. 4,884.
LAB CORP AMER HLDGS COM NEW P 07/14/2016 10/11/2017 PROPERTY TYPE: SECURITIES 89,957. 82,166. 7,792.
LAB CORP AMER HLDGS COM NEW P 07/11/2016 06/28/2017 PROPERTY TYPE: SECURITIES 60,772. 54,370. 6,401.
LAB CORP AMER HLDGS COM NEW P 07/08/2016 06/19/2017 PROPERTY TYPE: SECURITIES 119,861. 114,609. 5,252.
LAB CORP AMER HLDGS COM NEW P 07/11/2016 07/26/2017 PROPERTY TYPE: SECURITIES 26,858. 22,428. 4,430.
LAB CORP AMER HLDGS COM NEW P 07/12/2016 07/26/2017 PROPERTY TYPE: SECURITIES 34,997. 29,314. 5,683.
LAB CORP AMER HLDGS COM NEW P 07/08/2016 06/21/2017 PROPERTY TYPE: SECURITIES 61,023. 56,630. 4,392.
LAB CORP AMER HLDGS COM NEW P 07/08/2016 06/21/2017 PROPERTY TYPE: SECURITIES 24,770. 22,922. 1,848.
LAB CORP AMER HLDGS COM NEW P 07/08/2016 06/21/2017 PROPERTY TYPE: SECURITIES 14,571. 13,394. 1,177.
JSA 7E1730 1.000 43461C 2532 Page 209 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LAB CORP AMER HLDGS COM NEW P 07/11/2016 06/21/2017 PROPERTY TYPE: SECURITIES 19,670. 18,350. 1,320.
LAS VEGAS SANDS CORP COM STK P 11/15/2016 04/10/2017 PROPERTY TYPE: SECURITIES 6,126. 6,434. -308.
LAS VEGAS SANDS CORP COM STK P 11/09/2016 04/10/2017 PROPERTY TYPE: SECURITIES 4,178. 4,474. -297.
LAS VEGAS SANDS CORP COM STK P 11/15/2016 04/10/2017 PROPERTY TYPE: SECURITIES 27,851. 29,247. -1,395.
LAS VEGAS SANDS CORP COM STK P 11/15/2016 04/10/2017 PROPERTY TYPE: SECURITIES 18,939. 20,064. -1,125.
LAS VEGAS SANDS CORP COM STK P 12/01/2016 05/02/2017 PROPERTY TYPE: SECURITIES 33,263. 34,140. -877.
LAS VEGAS SANDS CORP COM STK P 12/06/2016 05/02/2017 PROPERTY TYPE: SECURITIES 20,492. 21,570. -1,077.
LAS VEGAS SANDS CORP COM STK P 12/01/2016 05/02/2017 PROPERTY TYPE: SECURITIES 5,349. 5,487. -138.
LAS VEGAS SANDS CORP COM STK P 11/15/2016 04/11/2017 PROPERTY TYPE: SECURITIES 5,569. 5,849. -281.
LAS VEGAS SANDS CORP COM STK P 11/17/2016 04/18/2017 PROPERTY TYPE: SECURITIES 6,758. 7,189. -431.
LAS VEGAS SANDS CORP COM STK P 11/15/2016 04/11/2017 PROPERTY TYPE: SECURITIES 11,675. 12,188. -513.
LAS VEGAS SANDS CORP COM STK P 11/15/2016 04/11/2017 PROPERTY TYPE: SECURITIES 18,625. 19,595. -971.
JSA 7E1730 1.000 43461C 2532 Page 210 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LAS VEGAS SANDS CORP COM STK P 11/16/2016 04/11/2017 PROPERTY TYPE: SECURITIES 10,285. 10,729. -444.
LAS VEGAS SANDS CORP COM STK P 08/01/2016 02/01/2017 PROPERTY TYPE: SECURITIES 4,656. 4,511. 145.
LAS VEGAS SANDS CORP COM STK P 08/01/2016 02/01/2017 PROPERTY TYPE: SECURITIES 45,264. 44,005. 1,259.
LAS VEGAS SANDS CORP COM STK P 08/01/2016 02/01/2017 PROPERTY TYPE: SECURITIES 9,311. 9,047. 265.
LAS VEGAS SANDS CORP COM STK P 08/03/2016 02/01/2017 PROPERTY TYPE: SECURITIES 18,623. 17,958. 665.
LAS VEGAS SANDS CORP COM STK P 08/03/2016 02/02/2017 PROPERTY TYPE: SECURITIES 23,302. 22,429. 873.
LAS VEGAS SANDS CORP COM STK P 08/05/2016 02/02/2017 PROPERTY TYPE: SECURITIES 51,264. 49,639. 1,625.
LAS VEGAS SANDS CORP COM STK P 09/01/2016 04/03/2017 PROPERTY TYPE: SECURITIES 11,995. 11,251. 744.
LAS VEGAS SANDS CORP COM STK P 10/27/2016 04/03/2017 PROPERTY TYPE: SECURITIES 14,852. 14,766. 85.
LAS VEGAS SANDS CORP COM STK P 11/18/2016 04/25/2017 PROPERTY TYPE: SECURITIES 5,237. 5,445. -208.
LAS VEGAS SANDS CORP COM STK P 11/22/2016 04/25/2017 PROPERTY TYPE: SECURITIES 4,946. 5,263. -316.
LAS VEGAS SANDS CORP COM STK P 11/22/2016 04/25/2017 PROPERTY TYPE: SECURITIES 44,808. 48,023. -3,214.
JSA 7E1730 1.000 43461C 2532 Page 211 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LAS VEGAS SANDS CORP COM STK P 12/01/2016 04/25/2017 PROPERTY TYPE: SECURITIES 4,074. 4,326. -252.
LAS VEGAS SANDS CORP COM STK P 11/15/2016 04/11/2017 PROPERTY TYPE: SECURITIES 11,397. 11,991. -594.
LAS VEGAS SANDS CORP COM STK P 11/17/2016 04/18/2017 PROPERTY TYPE: SECURITIES 5,907. 6,290. -384.
LAS VEGAS SANDS CORP COM STK P 08/09/2016 02/02/2017 PROPERTY TYPE: SECURITIES 29,544. 29,485. 59.
LAS VEGAS SANDS CORP COM STK P 08/10/2016 02/02/2017 PROPERTY TYPE: SECURITIES 102,885. 103,034. -149.
LAS VEGAS SANDS CORP COM STK P 08/19/2016 02/02/2017 PROPERTY TYPE: SECURITIES 33,950. 34,191. -242.
LAS VEGAS SANDS CORP COM STK P 08/03/2016 02/01/2017 PROPERTY TYPE: SECURITIES 28,749. 27,663. 1,086.
LAS VEGAS SANDS CORP COM STK P 08/03/2016 02/01/2017 PROPERTY TYPE: SECURITIES 26,418. 25,440. 978.
LAS VEGAS SANDS CORP COM STK P 08/19/2016 03/29/2017 PROPERTY TYPE: SECURITIES 7,445. 6,761. 683.
LAS VEGAS SANDS CORP COM STK P 08/19/2016 03/29/2017 PROPERTY TYPE: SECURITIES 22,620. 20,582. 2,038.
LAS VEGAS SANDS CORP COM STK P 08/22/2016 03/29/2017 PROPERTY TYPE: SECURITIES 5,440. 4,987. 453.
LAS VEGAS SANDS CORP COM STK P 08/23/2016 03/30/2017 PROPERTY TYPE: SECURITIES 88,714. 81,503. 7,211.
JSA 7E1730 1.000 43461C 2532 Page 212 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LAS VEGAS SANDS CORP COM STK P 08/24/2016 03/30/2017 PROPERTY TYPE: SECURITIES 25,958. 23,168. 2,790.
LAS VEGAS SANDS CORP COM STK P 08/05/2016 02/02/2017 PROPERTY TYPE: SECURITIES 2,842. 2,758. 84.
LAS VEGAS SANDS CORP COM STK P 08/09/2016 02/02/2017 PROPERTY TYPE: SECURITIES 22,995. 23,019. -24.
LAS VEGAS SANDS CORP COM STK P 08/19/2016 03/02/2017 PROPERTY TYPE: SECURITIES 8,123. 7,830. 293.
LAS VEGAS SANDS CORP COM STK P 12/01/2016 04/26/2017 PROPERTY TYPE: SECURITIES 12,380. 12,803. -423.
LAS VEGAS SANDS CORP COM STK P 12/01/2016 04/26/2017 PROPERTY TYPE: SECURITIES 46,276. 48,512. -2,236.
LAS VEGAS SANDS CORP COM STK P 11/17/2016 04/18/2017 PROPERTY TYPE: SECURITIES 44,577. 47,328. -2,751.
LAS VEGAS SANDS CORP COM STK P 11/17/2016 04/18/2017 PROPERTY TYPE: SECURITIES 564. 599. -35.
LAS VEGAS SANDS CORP COM STK P 08/22/2016 03/29/2017 PROPERTY TYPE: SECURITIES 11,730. 10,739. 992.
LAS VEGAS SANDS CORP COM STK P 08/23/2016 03/29/2017 PROPERTY TYPE: SECURITIES 43,202. 39,924. 3,278.
LAS VEGAS SANDS CORP COM STK P 08/23/2016 03/29/2017 PROPERTY TYPE: SECURITIES 19,455. 17,995. 1,461.
LAS VEGAS SANDS CORP COM STK P 08/23/2016 03/29/2017 PROPERTY TYPE: SECURITIES 5,150. 4,765. 385.
JSA 7E1730 1.000 43461C 2532 Page 213 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LAS VEGAS SANDS CORP COM STK P 08/22/2016 03/29/2017 PROPERTY TYPE: SECURITIES 22,758. 20,997. 1,761.
LAS VEGAS SANDS CORP COM STK P 08/19/2016 03/28/2017 PROPERTY TYPE: SECURITIES 35,896. 32,827. 3,069.
LAS VEGAS SANDS CORP COM STK P 11/03/2016 04/07/2017 PROPERTY TYPE: SECURITIES 17,423. 17,616. -193.
LAS VEGAS SANDS CORP COM STK P 12/06/2016 05/11/2017 PROPERTY TYPE: SECURITIES 5,187. 5,627. -440.
LAS VEGAS SANDS CORP COM STK P 11/03/2016 04/07/2017 PROPERTY TYPE: SECURITIES 3,659. 3,694. -35.
LAS VEGAS SANDS CORP COM STK P 11/09/2016 04/07/2017 PROPERTY TYPE: SECURITIES 45,878. 48,623. -2,745.
LAS VEGAS SANDS CORP COM STK P 11/09/2016 04/07/2017 PROPERTY TYPE: SECURITIES 47,566. 50,475. -2,909.
LAS VEGAS SANDS CORP COM STK P 11/16/2016 04/17/2017 PROPERTY TYPE: SECURITIES 22,624. 23,487. -863.
LAS VEGAS SANDS CORP COM STK P 11/17/2016 04/17/2017 PROPERTY TYPE: SECURITIES 34,634. 37,144. -2,510.
LAS VEGAS SANDS CORP COM STK P 07/27/2016 02/01/2017 PROPERTY TYPE: SECURITIES 29,060. 28,239. 821.
LAS VEGAS SANDS CORP COM STK P 07/27/2016 02/01/2017 PROPERTY TYPE: SECURITIES 73,948. 71,700. 2,248.
LAS VEGAS SANDS CORP COM STK P 07/28/2016 02/01/2017 PROPERTY TYPE: SECURITIES 59,158. 57,389. 1,769.
JSA 7E1730 1.000 43461C 2532 Page 214 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LAS VEGAS SANDS CORP COM STK P 07/29/2016 02/01/2017 PROPERTY TYPE: SECURITIES 6,227. 6,037. 190.
LAS VEGAS SANDS CORP COM STK P 08/01/2016 02/01/2017 PROPERTY TYPE: SECURITIES 101,970. 98,822. 3,148.
LAS VEGAS SANDS CORP COM STK P 11/18/2016 04/24/2017 PROPERTY TYPE: SECURITIES 39,030. 41,204. -2,175.
LAS VEGAS SANDS CORP COM STK P 11/18/2016 04/24/2017 PROPERTY TYPE: SECURITIES 19,515. 20,572. -1,057.
LAS VEGAS SANDS CORP COM STK P 08/23/2016 03/30/2017 PROPERTY TYPE: SECURITIES 18,378. 16,922. 1,456.
LAS VEGAS SANDS CORP COM STK P 10/27/2016 04/04/2017 PROPERTY TYPE: SECURITIES 35,623. 35,780. -157.
LAS VEGAS SANDS CORP COM STK P 11/02/2016 04/04/2017 PROPERTY TYPE: SECURITIES 23,183. 23,562. -379.
LAS VEGAS SANDS CORP COM STK P 11/03/2016 04/04/2017 PROPERTY TYPE: SECURITIES 55,414. 55,690. -276.
LAS VEGAS SANDS CORP COM STK P 12/06/2016 05/11/2017 PROPERTY TYPE: SECURITIES 23,901. 25,946. -2,045.
LAS VEGAS SANDS CORP COM STK P 12/07/2016 05/11/2017 PROPERTY TYPE: SECURITIES 3,456. 3,719. -263.
LAS VEGAS SANDS CORP COM STK P 12/08/2016 05/11/2017 PROPERTY TYPE: SECURITIES 45,786. 49,189. -3,404.
LAS VEGAS SANDS CORP COM STK P 08/22/2016 03/29/2017 PROPERTY TYPE: SECURITIES 27,663. 25,406. 2,258.
JSA 7E1730 1.000 43461C 2532 Page 215 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LAS VEGAS SANDS CORP COM STK P 08/22/2016 03/29/2017 PROPERTY TYPE: SECURITIES 121,776. 112,074. 9,702.
LAS VEGAS SANDS CORP COM STK P 08/23/2016 03/30/2017 PROPERTY TYPE: SECURITIES 40,987. 37,476. 3,512.
LAS VEGAS SANDS CORP COM STK P 08/23/2016 03/30/2017 PROPERTY TYPE: SECURITIES 12,325. 11,369. 956.
LAS VEGAS SANDS CORP COM STK P 08/19/2016 03/20/2017 PROPERTY TYPE: SECURITIES 57,704. 52,106. 5,597.
LAS VEGAS SANDS CORP COM STK P 08/24/2016 04/03/2017 PROPERTY TYPE: SECURITIES 42,638. 37,934. 4,703.
LAS VEGAS SANDS CORP COM STK P 08/25/2016 04/03/2017 PROPERTY TYPE: SECURITIES 47,216. 42,047. 5,169.
LAS VEGAS SANDS CORP COM STK P 08/25/2016 04/03/2017 PROPERTY TYPE: SECURITIES 12,019. 10,713. 1,306.
LAS VEGAS SANDS CORP COM STK P 08/26/2016 04/03/2017 PROPERTY TYPE: SECURITIES 26,327. 23,145. 3,182.
LAS VEGAS SANDS CORP COM STK P 08/29/2016 04/03/2017 PROPERTY TYPE: SECURITIES 93,288. 82,937. 10,351.
LAS VEGAS SANDS CORP COM STK P 09/01/2016 04/03/2017 PROPERTY TYPE: SECURITIES 44,355. 41,522. 2,832.
LAS VEGAS SANDS CORP COM STK P 07/26/2016 02/01/2017 PROPERTY TYPE: SECURITIES 23,393. 22,567. 826.
LAS VEGAS SANDS CORP COM STK P 08/03/2016 02/02/2017 PROPERTY TYPE: SECURITIES 10,354. 9,969. 385.
JSA 7E1730 1.000 43461C 2532 Page 216 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LAS VEGAS SANDS CORP COM STK P 08/19/2016 03/02/2017 PROPERTY TYPE: SECURITIES 24,338. 23,448. 890.
LAS VEGAS SANDS CORP COM STK P 11/17/2016 04/19/2017 PROPERTY TYPE: SECURITIES 21,502. 22,764. -1,262.
LAS VEGAS SANDS CORP COM STK P 11/18/2016 04/19/2017 PROPERTY TYPE: SECURITIES 17,541. 18,784. -1,243.
LAS VEGAS SANDS CORP COM STK P 11/18/2016 04/19/2017 PROPERTY TYPE: SECURITIES 18,107. 19,430. -1,323.
LAS VEGAS SANDS CORP COM STK P 07/26/2016 02/01/2017 PROPERTY TYPE: SECURITIES 8,817. 8,525. 292.
LAS VEGAS SANDS CORP COM STK P 07/27/2016 02/01/2017 PROPERTY TYPE: SECURITIES 3,630. 3,534. 97.
LAS VEGAS SANDS CORP COM STK P 07/27/2016 02/01/2017 PROPERTY TYPE: SECURITIES 1,037. 1,009. 29.
LAS VEGAS SANDS CORP COM STK P 08/23/2016 03/30/2017 PROPERTY TYPE: SECURITIES 43,021. 39,310. 3,711.
LAS VEGAS SANDS CORP COM STK P 08/19/2016 03/02/2017 PROPERTY TYPE: SECURITIES 13,760. 13,287. 472.
LAS VEGAS SANDS CORP COM STK P 08/19/2016 03/02/2017 PROPERTY TYPE: SECURITIES 13,220. 12,789. 431.
LAS VEGAS SANDS CORP COM STK P 08/19/2016 03/02/2017 PROPERTY TYPE: SECURITIES 54,499. 52,630. 1,868.
LAS VEGAS SANDS CORP COM STK P 08/24/2016 04/03/2017 PROPERTY TYPE: SECURITIES 50,234. 44,299. 5,935.
JSA 7E1730 1.000 43461C 2532 Page 217 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOUISIANA-PACIFIC CORP COM P 02/16/2017 12/12/2017 PROPERTY TYPE: SECURITIES 15,115. 13,901. 1,213.
LOUISIANA-PACIFIC CORP COM P 05/08/2017 12/28/2017 PROPERTY TYPE: SECURITIES 6,901. 6,223. 678.
LOUISIANA-PACIFIC CORP COM P 05/08/2017 12/28/2017 PROPERTY TYPE: SECURITIES 6,424. 5,794. 629.
LOUISIANA-PACIFIC CORP COM P 05/08/2017 12/28/2017 PROPERTY TYPE: SECURITIES 13,007. 11,718. 1,288.
LOUISIANA-PACIFIC CORP COM P 05/17/2017 12/28/2017 PROPERTY TYPE: SECURITIES 8,494. 7,394. 1,100.
LOUISIANA-PACIFIC CORP COM P 05/17/2017 12/28/2017 PROPERTY TYPE: SECURITIES 2,177. 1,884. 292.
LOUISIANA-PACIFIC CORP COM P 05/17/2017 12/28/2017 PROPERTY TYPE: SECURITIES 47,646. 41,269. 6,377.
LOUISIANA-PACIFIC CORP COM P 03/06/2017 12/15/2017 PROPERTY TYPE: SECURITIES 33,465. 29,537. 3,929.
LOUISIANA-PACIFIC CORP COM P 03/08/2017 12/15/2017 PROPERTY TYPE: SECURITIES 13,097. 11,688. 1,409.
LOUISIANA-PACIFIC CORP COM P 03/08/2017 12/15/2017 PROPERTY TYPE: SECURITIES 8,821. 7,837. 984.
LOUISIANA-PACIFIC CORP COM P 02/16/2017 12/11/2017 PROPERTY TYPE: SECURITIES 33,157. 30,108. 3,049.
LOUISIANA-PACIFIC CORP COM P 02/27/2017 12/15/2017 PROPERTY TYPE: SECURITIES 4,683. 4,224. 459.
JSA 7E1730 1.000 43461C 2532 Page 218 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOUISIANA-PACIFIC CORP COM P 02/28/2017 12/15/2017 PROPERTY TYPE: SECURITIES 931. 838. 93.
LOUISIANA-PACIFIC CORP COM P 02/27/2017 12/14/2017 PROPERTY TYPE: SECURITIES 2,377. 2,136. 241.
LOUISIANA-PACIFIC CORP COM P 02/16/2017 12/11/2017 PROPERTY TYPE: SECURITIES 20,700. 18,879. 1,822.
LOUISIANA-PACIFIC CORP COM P 05/05/2017 12/26/2017 PROPERTY TYPE: SECURITIES 6,592. 6,139. 453.
LOUISIANA-PACIFIC CORP COM P 02/15/2017 10/11/2017 PROPERTY TYPE: SECURITIES 57,628. 49,464. 8,164.
LOUISIANA-PACIFIC CORP COM P 02/15/2017 10/11/2017 PROPERTY TYPE: SECURITIES 26,086. 22,527. 3,558.
LOUISIANA-PACIFIC CORP COM P 02/15/2017 10/11/2017 PROPERTY TYPE: SECURITIES 7,517. 6,468. 1,049.
LOUISIANA-PACIFIC CORP COM P 02/16/2017 10/11/2017 PROPERTY TYPE: SECURITIES 66,565. 58,622. 7,943.
LOUISIANA-PACIFIC CORP COM P 05/22/2017 12/29/2017 PROPERTY TYPE: SECURITIES 19,339. 16,921. 2,418.
LOUISIANA-PACIFIC CORP COM P 06/15/2017 12/29/2017 PROPERTY TYPE: SECURITIES 9,142. 8,323. 820.
LOUISIANA-PACIFIC CORP COM P 06/15/2017 12/29/2017 PROPERTY TYPE: SECURITIES 15,018. 13,718. 1,300.
LOUISIANA-PACIFIC CORP COM P 02/27/2017 12/14/2017 PROPERTY TYPE: SECURITIES 25,017. 22,655. 2,362.
JSA 7E1730 1.000 43461C 2532 Page 219 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOUISIANA-PACIFIC CORP COM P 05/05/2017 12/28/2017 PROPERTY TYPE: SECURITIES 6,285. 5,775. 510.
LOUISIANA-PACIFIC CORP COM P 05/08/2017 12/28/2017 PROPERTY TYPE: SECURITIES 39,163. 35,508. 3,655.
LOUISIANA-PACIFIC CORP COM P 03/10/2017 12/20/2017 PROPERTY TYPE: SECURITIES 15,356. 13,939. 1,417.
LOUISIANA-PACIFIC CORP COM P 05/17/2017 12/28/2017 PROPERTY TYPE: SECURITIES 10,015. 8,687. 1,329.
LOUISIANA-PACIFIC CORP COM P 05/22/2017 12/28/2017 PROPERTY TYPE: SECURITIES 47,957. 41,727. 6,230.
LOUISIANA-PACIFIC CORP COM P 02/28/2017 12/15/2017 PROPERTY TYPE: SECURITIES 25,518. 22,869. 2,649.
LOUISIANA-PACIFIC CORP COM P 03/06/2017 12/15/2017 PROPERTY TYPE: SECURITIES 6,680. 5,911. 770.
LOUISIANA-PACIFIC CORP COM P 03/06/2017 12/15/2017 PROPERTY TYPE: SECURITIES 24,930. 22,011. 2,919.
LOUISIANA-PACIFIC CORP COM P 02/16/2017 12/12/2017 PROPERTY TYPE: SECURITIES 12,520. 11,548. 972.
LOUISIANA-PACIFIC CORP COM P 02/16/2017 12/12/2017 PROPERTY TYPE: SECURITIES 23,791. 21,764. 2,027.
LOUISIANA-PACIFIC CORP COM P 02/27/2017 12/12/2017 PROPERTY TYPE: SECURITIES 5,077. 4,584. 493.
LOUISIANA-PACIFIC CORP COM P 04/10/2017 12/22/2017 PROPERTY TYPE: SECURITIES 50,872. 50,651. 221.
JSA 7E1730 1.000 43461C 2532 Page 220 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOUISIANA-PACIFIC CORP COM P 05/05/2017 12/22/2017 PROPERTY TYPE: SECURITIES 20,160. 18,759. 1,401.
LOUISIANA-PACIFIC CORP COM P 03/09/2017 12/20/2017 PROPERTY TYPE: SECURITIES 8,757. 7,740. 1,017.
LOUISIANA-PACIFIC CORP COM P 03/09/2017 12/20/2017 PROPERTY TYPE: SECURITIES 610. 542. 69.
LOUISIANA-PACIFIC CORP COM P 03/10/2017 12/20/2017 PROPERTY TYPE: SECURITIES 61,352. 55,658. 5,694.
LOUISIANA-PACIFIC CORP COM P 03/10/2017 12/20/2017 PROPERTY TYPE: SECURITIES 15,126. 13,774. 1,352.
LOUISIANA-PACIFIC CORP COM P 05/05/2017 12/22/2017 PROPERTY TYPE: SECURITIES 526. 487. 39.
LOUISIANA-PACIFIC CORP COM P 05/05/2017 12/22/2017 PROPERTY TYPE: SECURITIES 37,210. 34,312. 2,898.
LOUISIANA-PACIFIC CORP COM P 06/15/2017 12/29/2017 PROPERTY TYPE: SECURITIES 29,368. 26,695. 2,673.
LOUISIANA-PACIFIC CORP COM P 06/16/2017 12/29/2017 PROPERTY TYPE: SECURITIES 1,847. 1,676. 171.
LOUISIANA-PACIFIC CORP COM P 06/16/2017 12/29/2017 PROPERTY TYPE: SECURITIES 10,423. 9,465. 957.
LOUISIANA-PACIFIC CORP COM P 06/19/2017 12/29/2017 PROPERTY TYPE: SECURITIES 8,180. 7,519. 661.
LOUISIANA-PACIFIC CORP COM P 06/20/2017 12/29/2017 PROPERTY TYPE: SECURITIES 844. 776. 68.
JSA 7E1730 1.000 43461C 2532 Page 221 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOUISIANA-PACIFIC CORP COM P 02/15/2017 09/27/2017 PROPERTY TYPE: SECURITIES 62,627. 52,965. 9,662.
LOUISIANA-PACIFIC CORP COM P 03/08/2017 12/19/2017 PROPERTY TYPE: SECURITIES 53. 47. 6.
LOUISIANA-PACIFIC CORP COM P 03/08/2017 12/19/2017 PROPERTY TYPE: SECURITIES 36,774. 32,771. 4,003.
LOUISIANA-PACIFIC CORP COM P 04/10/2017 12/22/2017 PROPERTY TYPE: SECURITIES 13,029. 12,908. 121.
LOUISIANA-PACIFIC CORP COM P 06/20/2017 12/29/2017 PROPERTY TYPE: SECURITIES 9,913. 9,093. 819.
LOUISIANA-PACIFIC CORP COM P 03/13/2017 12/21/2017 PROPERTY TYPE: SECURITIES 8,961. 8,147. 814.
LOUISIANA-PACIFIC CORP COM P 03/28/2017 12/21/2017 PROPERTY TYPE: SECURITIES 26,805. 24,498. 2,307.
LOUISIANA-PACIFIC CORP COM P 03/29/2017 12/21/2017 PROPERTY TYPE: SECURITIES 7,884. 7,246. 638.
LOUISIANA-PACIFIC CORP COM P 04/10/2017 12/21/2017 PROPERTY TYPE: SECURITIES 7,122. 7,081. 41.
LOUISIANA-PACIFIC CORP COM P 04/10/2017 12/22/2017 PROPERTY TYPE: SECURITIES 6,980. 6,960. 20.
LOUISIANA-PACIFIC CORP COM P 04/10/2017 12/22/2017 PROPERTY TYPE: SECURITIES 37,778. 37,757. 20.
LOUISIANA-PACIFIC CORP COM P 03/08/2017 12/19/2017 PROPERTY TYPE: SECURITIES 5,564. 4,936. 629.
JSA 7E1730 1.000 43461C 2532 Page 222 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOUISIANA-PACIFIC CORP COM P 03/09/2017 12/19/2017 PROPERTY TYPE: SECURITIES 10,460. 9,207. 1,253.
LOUISIANA-PACIFIC CORP COM P 03/09/2017 12/20/2017 PROPERTY TYPE: SECURITIES 12,315. 10,949. 1,366.
LOUISIANA-PACIFIC CORP COM P 05/05/2017 12/27/2017 PROPERTY TYPE: SECURITIES 19,053. 17,544. 1,509.
LOUISIANA-PACIFIC CORP COM P 02/16/2017 12/12/2017 PROPERTY TYPE: SECURITIES 3,324. 3,016. 308.
LOUISIANA-PACIFIC CORP COM P 03/10/2017 12/21/2017 PROPERTY TYPE: SECURITIES 2,856. 2,624. 232.
LOUISIANA-PACIFIC CORP COM P 03/13/2017 12/21/2017 PROPERTY TYPE: SECURITIES 2,621. 2,394. 227.
LOUISIANA-PACIFIC CORP COM P 03/13/2017 12/21/2017 PROPERTY TYPE: SECURITIES 47,537. 43,341. 4,196.
LOUISIANA-PACIFIC CORP COM P 03/13/2017 12/21/2017 PROPERTY TYPE: SECURITIES 3,931. 3,592. 339.
LOUISIANA-PACIFIC CORP COM P 03/09/2017 12/20/2017 PROPERTY TYPE: SECURITIES 1,620. 1,436. 184.
LOUISIANA-PACIFIC CORP COM P 05/05/2017 12/27/2017 PROPERTY TYPE: SECURITIES 38,537. 35,476. 3,061.
LOUISIANA-PACIFIC CORP COM P 05/22/2017 12/29/2017 PROPERTY TYPE: SECURITIES 1,348. 1,176. 173.
LOWES COS INC COM P 04/28/2014 03/01/2017 PROPERTY TYPE: SECURITIES 45,858. 25,861. 19,996.
JSA 7E1730 1.000 43461C 2532 Page 223 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 02/04/2016 05/09/2017 PROPERTY TYPE: SECURITIES 9,864. 7,725. 2,139.
LOWES COS INC COM P 08/25/2016 05/09/2017 PROPERTY TYPE: SECURITIES 6,004. 5,431. 574.
LOWES COS INC COM P 08/25/2016 05/09/2017 PROPERTY TYPE: SECURITIES 27,877. 25,196. 2,681.
LOWES COS INC COM P 07/22/2015 04/27/2017 PROPERTY TYPE: SECURITIES 99,626. 78,666. 20,959.
LOWES COS INC COM P 07/23/2015 04/27/2017 PROPERTY TYPE: SECURITIES 18,733. 14,946. 3,787.
LOWES COS INC COM P 09/13/2016 05/24/2017 PROPERTY TYPE: SECURITIES 20,495. 18,504. 1,991.
LOWES COS INC COM P 09/15/2016 05/24/2017 PROPERTY TYPE: SECURITIES 57,545. 51,927. 5,619.
LOWES COS INC COM P 10/04/2016 05/24/2017 PROPERTY TYPE: SECURITIES 30,349. 28,013. 2,336.
LOWES COS INC COM P 11/21/2013 02/01/2017 PROPERTY TYPE: SECURITIES 108,491. 72,056. 36,434.
LOWES COS INC COM P 10/10/2016 05/26/2017 PROPERTY TYPE: SECURITIES 25,092. 22,085. 3,007.
LOWES COS INC COM P 11/07/2016 06/19/2017 PROPERTY TYPE: SECURITIES 35,064. 29,688. 5,375.
LOWES COS INC COM P 11/17/2016 06/19/2017 PROPERTY TYPE: SECURITIES 25,103. 21,272. 3,831.
JSA 7E1730 1.000 43461C 2532 Page 224 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 04/14/2014 02/15/2017 PROPERTY TYPE: SECURITIES 37,666. 23,003. 14,663.
LOWES COS INC COM P 05/14/2014 03/20/2017 PROPERTY TYPE: SECURITIES 14,925. 8,164. 6,760.
LOWES COS INC COM P 05/14/2014 03/20/2017 PROPERTY TYPE: SECURITIES 28,191. 15,318. 12,872.
LOWES COS INC COM P 05/16/2014 03/20/2017 PROPERTY TYPE: SECURITIES 2,487. 1,355. 1,133.
LOWES COS INC COM P 04/28/2014 03/01/2017 PROPERTY TYPE: SECURITIES 11,886. 6,696. 5,190.
LOWES COS INC COM P 04/28/2014 03/02/2017 PROPERTY TYPE: SECURITIES 20,900. 12,007. 8,893.
LOWES COS INC COM P 05/06/2014 03/02/2017 PROPERTY TYPE: SECURITIES 15,273. 8,633. 6,640.
LOWES COS INC COM P 05/16/2014 03/22/2017 PROPERTY TYPE: SECURITIES 35,445. 19,418. 16,026.
LOWES COS INC COM P 05/16/2014 03/22/2017 PROPERTY TYPE: SECURITIES 13,189. 7,206. 5,983.
LOWES COS INC COM P 05/19/2014 03/22/2017 PROPERTY TYPE: SECURITIES 64,707. 35,798. 28,909.
LOWES COS INC COM P 12/01/2016 06/29/2017 PROPERTY TYPE: SECURITIES 37,349. 34,214. 3,135.
LOWES COS INC COM P 11/07/2016 06/15/2017 PROPERTY TYPE: SECURITIES 20,885. 17,543. 3,342.
JSA 7E1730 1.000 43461C 2532 Page 225 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 08/26/2016 05/11/2017 PROPERTY TYPE: SECURITIES 2,952. 2,711. 241.
LOWES COS INC COM P 08/26/2016 05/11/2017 PROPERTY TYPE: SECURITIES 8,013. 7,345. 668.
LOWES COS INC COM P 11/07/2014 04/25/2017 PROPERTY TYPE: SECURITIES 29,757. 20,304. 9,453.
LOWES COS INC COM P 08/29/2016 05/23/2017 PROPERTY TYPE: SECURITIES 75,007. 69,517. 5,490.
LOWES COS INC COM P 09/07/2016 05/23/2017 PROPERTY TYPE: SECURITIES 22,085. 19,942. 2,143.
LOWES COS INC COM P 11/29/2016 06/28/2017 PROPERTY TYPE: SECURITIES 34,243. 31,642. 2,601.
LOWES COS INC COM P 12/01/2016 06/28/2017 PROPERTY TYPE: SECURITIES 20,007. 18,341. 1,666.
LOWES COS INC COM P 08/29/2016 05/23/2017 PROPERTY TYPE: SECURITIES 1,246. 1,159. 87.
LOWES COS INC COM P 08/29/2016 05/23/2017 PROPERTY TYPE: SECURITIES 20,348. 18,930. 1,418.
LOWES COS INC COM P 10/10/2016 05/30/2017 PROPERTY TYPE: SECURITIES 1,205. 1,069. 136.
LOWES COS INC COM P 10/24/2016 05/30/2017 PROPERTY TYPE: SECURITIES 33,330. 29,585. 3,745.
LOWES COS INC COM P 08/26/2016 05/12/2017 PROPERTY TYPE: SECURITIES 101,004. 92,352. 8,652.
JSA 7E1730 1.000 43461C 2532 Page 226 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 08/29/2016 05/12/2017 PROPERTY TYPE: SECURITIES 17,327. 15,839. 1,488.
LOWES COS INC COM P 05/21/2014 04/12/2017 PROPERTY TYPE: SECURITIES 10,628. 5,862. 4,766.
LOWES COS INC COM P 11/07/2016 06/15/2017 PROPERTY TYPE: SECURITIES 4,819. 4,048. 770.
LOWES COS INC COM P 11/20/2013 01/31/2017 PROPERTY TYPE: SECURITIES 23,037. 14,955. 8,081.
LOWES COS INC COM P 11/07/2014 04/25/2017 PROPERTY TYPE: SECURITIES 4,230. 2,901. 1,329.
LOWES COS INC COM P 11/20/2013 02/01/2017 PROPERTY TYPE: SECURITIES 36,401. 23,739. 12,662.
LOWES COS INC COM P 11/21/2013 02/01/2017 PROPERTY TYPE: SECURITIES 20,384. 13,541. 6,844.
LOWES COS INC COM P 07/23/2015 05/02/2017 PROPERTY TYPE: SECURITIES 17,485. 13,927. 3,558.
LOWES COS INC COM P 01/21/2016 05/02/2017 PROPERTY TYPE: SECURITIES 55,014. 45,015. 10,000.
LOWES COS INC COM P 02/03/2016 05/02/2017 PROPERTY TYPE: SECURITIES 45,632. 35,955. 9,677.
LOWES COS INC COM P 11/07/2016 06/15/2017 PROPERTY TYPE: SECURITIES 33,719. 28,339. 5,380.
LOWES COS INC COM P 11/03/2016 06/13/2017 PROPERTY TYPE: SECURITIES 17,887. 15,038. 2,849.
JSA 7E1730 1.000 43461C 2532 Page 227 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 11/04/2016 06/13/2017 PROPERTY TYPE: SECURITIES 42,134. 35,130. 7,004.
LOWES COS INC COM P 11/20/2013 01/31/2017 PROPERTY TYPE: SECURITIES 86,959. 56,498. 30,461.
LOWES COS INC COM P 12/17/2013 02/03/2017 PROPERTY TYPE: SECURITIES 39,290. 25,474. 13,816.
LOWES COS INC COM P 05/14/2014 03/20/2017 PROPERTY TYPE: SECURITIES 12,429. 6,804. 5,626.
LOWES COS INC COM P 08/25/2016 05/09/2017 PROPERTY TYPE: SECURITIES 141,583. 127,918. 13,665.
LOWES COS INC COM P 08/26/2016 05/09/2017 PROPERTY TYPE: SECURITIES 50,198. 45,313. 4,885.
LOWES COS INC COM P 09/07/2016 05/24/2017 PROPERTY TYPE: SECURITIES 24,435. 22,952. 1,482.
LOWES COS INC COM P 09/12/2016 05/24/2017 PROPERTY TYPE: SECURITIES 36,051. 32,659. 3,392.
LOWES COS INC COM P 09/12/2016 05/24/2017 PROPERTY TYPE: SECURITIES 21,631. 19,587. 2,044.
LOWES COS INC COM P 09/13/2016 05/24/2017 PROPERTY TYPE: SECURITIES 37,253. 33,094. 4,159.
LOWES COS INC COM P 05/16/2014 03/21/2017 PROPERTY TYPE: SECURITIES 24,698. 13,548. 11,150.
LOWES COS INC COM P 11/18/2016 06/23/2017 PROPERTY TYPE: SECURITIES 40,574. 36,232. 4,342.
JSA 7E1730 1.000 43461C 2532 Page 228 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 11/18/2016 06/23/2017 PROPERTY TYPE: SECURITIES 3,828. 3,423. 404.
LOWES COS INC COM P 11/25/2016 06/23/2017 PROPERTY TYPE: SECURITIES 56,268. 53,071. 3,197.
LOWES COS INC COM P 11/28/2016 06/23/2017 PROPERTY TYPE: SECURITIES 56,651. 52,903. 3,748.
LOWES COS INC COM P 11/29/2016 06/23/2017 PROPERTY TYPE: SECURITIES 22,966. 21,332. 1,635.
LOWES COS INC COM P 05/19/2014 04/11/2017 PROPERTY TYPE: SECURITIES 15,612. 8,611. 7,001.
LOWES COS INC COM P 05/19/2014 04/11/2017 PROPERTY TYPE: SECURITIES 2,054. 1,140. 914.
LOWES COS INC COM P 05/21/2014 04/11/2017 PROPERTY TYPE: SECURITIES 39,851. 21,871. 17,980.
LOWES COS INC COM P 09/03/2013 01/06/2017 PROPERTY TYPE: SECURITIES 41,421. 26,599. 14,822.
LOWES COS INC COM P 09/06/2013 01/06/2017 PROPERTY TYPE: SECURITIES 2,832. 1,820. 1,012.
LOWES COS INC COM P 11/20/2013 01/06/2017 PROPERTY TYPE: SECURITIES 4,602. 3,086. 1,516.
LOWES COS INC COM P 11/21/2013 02/01/2017 PROPERTY TYPE: SECURITIES 3,262. 2,176. 1,086.
LOWES COS INC COM P 12/17/2013 02/07/2017 PROPERTY TYPE: SECURITIES 30,476. 19,631. 10,845.
JSA 7E1730 1.000 43461C 2532 Page 229 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 01/27/2014 02/07/2017 PROPERTY TYPE: SECURITIES 25,397. 16,867. 8,530.
LOWES COS INC COM P 11/03/2016 06/13/2017 PROPERTY TYPE: SECURITIES 16,681. 14,035. 2,646.
LOWES COS INC COM P 04/14/2014 02/15/2017 PROPERTY TYPE: SECURITIES 19,274. 11,736. 7,538.
LOWES COS INC COM P 11/20/2013 01/11/2017 PROPERTY TYPE: SECURITIES 54,170. 36,083. 18,087.
LOWES COS INC COM P 11/17/2016 06/21/2017 PROPERTY TYPE: SECURITIES 8,031. 6,722. 1,309.
LOWES COS INC COM P 11/17/2016 06/21/2017 PROPERTY TYPE: SECURITIES 36,138. 30,388. 5,750.
LOWES COS INC COM P 11/18/2016 06/21/2017 PROPERTY TYPE: SECURITIES 15,660. 13,351. 2,309.
LOWES COS INC COM P 05/06/2014 03/02/2017 PROPERTY TYPE: SECURITIES 39,469. 22,264. 17,205.
LOWES COS INC COM P 05/06/2014 03/03/2017 PROPERTY TYPE: SECURITIES 93,346. 52,251. 41,095.
LOWES COS INC COM P 05/08/2014 03/03/2017 PROPERTY TYPE: SECURITIES 79,141. 44,006. 35,135.
LOWES COS INC COM P 01/27/2014 02/14/2017 PROPERTY TYPE: SECURITIES 35,568. 22,649. 12,918.
LOWES COS INC COM P 01/27/2014 02/14/2017 PROPERTY TYPE: SECURITIES 21,176. 13,493. 7,683.
JSA 7E1730 1.000 43461C 2532 Page 230 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 04/23/2013 01/03/2017 PROPERTY TYPE: SECURITIES 80,559. 42,909. 37,651.
LOWES COS INC COM P 09/03/2013 01/03/2017 PROPERTY TYPE: SECURITIES 26,137. 16,596. 9,541.
LOWES COS INC COM P 07/23/2015 04/28/2017 PROPERTY TYPE: SECURITIES 117,740. 94,771. 22,969.
LOWES COS INC COM P 11/04/2016 06/13/2017 PROPERTY TYPE: SECURITIES 17,503. 14,582. 2,921.
LOWES COS INC COM P 11/07/2016 06/13/2017 PROPERTY TYPE: SECURITIES 25,857. 21,929. 3,928.
LOWES COS INC COM P 05/06/2014 03/02/2017 PROPERTY TYPE: SECURITIES 39,453. 22,264. 17,189.
LOWES COS INC COM P 09/07/2016 05/24/2017 PROPERTY TYPE: SECURITIES 11,028. 10,535. 493.
LOWES COS INC COM P 01/27/2014 02/14/2017 PROPERTY TYPE: SECURITIES 56,794. 36,143. 20,651.
LOWES COS INC COM P 10/24/2016 06/09/2017 PROPERTY TYPE: SECURITIES 91,830. 83,409. 8,421.
LOWES COS INC COM P 11/01/2016 06/09/2017 PROPERTY TYPE: SECURITIES 27,863. 23,284. 4,579.
LOWES COS INC COM P 05/21/2014 04/12/2017 PROPERTY TYPE: SECURITIES 46,110. 25,478. 20,631.
LOWES COS INC COM P 11/07/2014 04/12/2017 PROPERTY TYPE: SECURITIES 816. 580. 236.
JSA 7E1730 1.000 43461C 2532 Page 231 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 11/07/2014 04/25/2017 PROPERTY TYPE: SECURITIES 45,079. 30,747. 14,332.
LOWES COS INC COM P 07/22/2015 04/25/2017 PROPERTY TYPE: SECURITIES 15,310. 12,103. 3,207.
LOWES COS INC COM P 04/22/2014 02/23/2017 PROPERTY TYPE: SECURITIES 14,388. 9,088. 5,300.
LOWES COS INC COM P 04/23/2014 02/23/2017 PROPERTY TYPE: SECURITIES 74,972. 46,203. 28,768.
LOWES COS INC COM P 04/23/2014 02/23/2017 PROPERTY TYPE: SECURITIES 11,359. 6,999. 4,360.
LOWES COS INC COM P 04/28/2014 02/23/2017 PROPERTY TYPE: SECURITIES 12,495. 7,620. 4,875.
LOWES COS INC COM P 07/23/2015 05/01/2017 PROPERTY TYPE: SECURITIES 118,299. 95,111. 23,189.
LOWES COS INC COM P 11/21/2013 02/01/2017 PROPERTY TYPE: SECURITIES 51,569. 34,336. 17,234.
LOWES COS INC COM P 04/15/2014 02/17/2017 PROPERTY TYPE: SECURITIES 22,207. 13,553. 8,654.
LOWES COS INC COM P 04/22/2014 02/17/2017 PROPERTY TYPE: SECURITIES 70,449. 44,005. 26,444.
LOWES COS INC COM P 11/01/2016 06/12/2017 PROPERTY TYPE: SECURITIES 32,920. 27,219. 5,701.
LOWES COS INC COM P 11/02/2016 06/12/2017 PROPERTY TYPE: SECURITIES 61,080. 51,321. 9,760.
JSA 7E1730 1.000 43461C 2532 Page 232 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 11/03/2016 06/12/2017 PROPERTY TYPE: SECURITIES 24,987. 21,053. 3,935.
LOWES COS INC COM P 05/08/2014 03/17/2017 PROPERTY TYPE: SECURITIES 15,391. 8,350. 7,041.
LOWES COS INC COM P 05/14/2014 03/17/2017 PROPERTY TYPE: SECURITIES 42,430. 23,132. 19,298.
LOWES COS INC COM P 10/04/2016 05/25/2017 PROPERTY TYPE: SECURITIES 78,158. 70,215. 7,943.
LOWES COS INC COM P 10/10/2016 05/25/2017 PROPERTY TYPE: SECURITIES 33,612. 29,565. 4,047.
LOWES COS INC COM P 02/03/2016 05/03/2017 PROPERTY TYPE: SECURITIES 11,086. 8,737. 2,349.
LOWES COS INC COM P 02/04/2016 05/03/2017 PROPERTY TYPE: SECURITIES 47,755. 37,617. 10,138.
LOWES COS INC COM P 07/22/2015 04/25/2017 PROPERTY TYPE: SECURITIES 23,192. 18,490. 4,702.
LOWES COS INC COM P 10/04/2016 05/25/2017 PROPERTY TYPE: SECURITIES 8,060. 7,276. 783.
LOWES COS INC COM P 04/15/2014 02/17/2017 PROPERTY TYPE: SECURITIES 30,597. 18,693. 11,904.
LOWES COS INC COM P 08/26/2016 05/11/2017 PROPERTY TYPE: SECURITIES 32,500. 29,754. 2,747.
LOWES COS INC COM P 08/26/2016 05/11/2017 PROPERTY TYPE: SECURITIES 14,773. 13,530. 1,243.
JSA 7E1730 1.000 43461C 2532 Page 233 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOWES COS INC COM P 11/21/2013 02/02/2017 PROPERTY TYPE: SECURITIES 110,395. 73,991. 36,405.
LOWES COS INC COM P 05/16/2014 03/21/2017 PROPERTY TYPE: SECURITIES 32,886. 18,063. 14,823.
LOWES COS INC COM P 11/17/2016 06/20/2017 PROPERTY TYPE: SECURITIES 120,110. 100,281. 19,829.
LOWES COS INC COM P 01/27/2014 02/15/2017 PROPERTY TYPE: SECURITIES 18,502. 11,566. 6,937.
LOWES COS INC COM P 04/14/2014 02/15/2017 PROPERTY TYPE: SECURITIES 38,546. 23,472. 15,074.
LOWES COS INC COM P 09/03/2013 01/06/2017 PROPERTY TYPE: SECURITIES 4,982. 3,183. 1,799.
LOWES COS INC COM P 11/21/2013 02/03/2017 PROPERTY TYPE: SECURITIES 11,861. 7,979. 3,882.
LOWES COS INC COM P 12/17/2013 02/03/2017 PROPERTY TYPE: SECURITIES 4,673. 3,038. 1,634.
LOWES COS INC COM P 04/14/2014 02/17/2017 PROPERTY TYPE: SECURITIES 45,095. 27,644. 17,451.
LOWES COS INC COM P 04/14/2014 02/17/2017 PROPERTY TYPE: SECURITIES 27,515. 16,900. 10,615.
LOWES COS INC COM P 04/15/2014 02/17/2017 PROPERTY TYPE: SECURITIES 31,337. 19,161. 12,176.
MARATHON PETE CORP COM P 12/21/2016 09/12/2017 PROPERTY TYPE: SECURITIES 22,941. 20,901. 2,040.
JSA 7E1730 1.000 43461C 2532 Page 234 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MARATHON PETE CORP COM P 12/21/2016 09/12/2017 PROPERTY TYPE: SECURITIES 83,524. 76,074. 7,450.
MARATHON PETE CORP COM P 12/23/2016 12/21/2017 PROPERTY TYPE: SECURITIES 2,265. 1,726. 539.
MARATHON PETE CORP COM P 12/27/2016 12/21/2017 PROPERTY TYPE: SECURITIES 3,331. 2,556. 775.
MARATHON PETE CORP COM P 12/27/2016 12/21/2017 PROPERTY TYPE: SECURITIES 4,929. 3,776. 1,153.
MARATHON PETE CORP COM P 12/27/2016 12/22/2017 PROPERTY TYPE: SECURITIES 8,981. 6,865. 2,116.
MARATHON PETE CORP COM P 12/23/2016 12/20/2017 PROPERTY TYPE: SECURITIES 115,599. 90,196. 25,403.
MARATHON PETE CORP COM P 12/21/2016 10/11/2017 PROPERTY TYPE: SECURITIES 7,325. 6,366. 959.
MARATHON PETE CORP COM P 12/21/2016 10/11/2017 PROPERTY TYPE: SECURITIES 172,360. 150,039. 22,321.
MARATHON PETE CORP COM P 12/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 41,132. 36,773. 4,359.
MARATHON PETE CORP COM P 12/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 130,157. 114,752. 15,406.
MARATHON PETE CORP COM P 12/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 14,650. 13,008. 1,642.
MARATHON PETE CORP COM P 12/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 100,858. 89,433. 11,425.
JSA 7E1730 1.000 43461C 2532 Page 235 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MARATHON PETE CORP COM P 12/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 2,254. 2,007. 247.
MARATHON PETE CORP COM P 12/23/2016 10/11/2017 PROPERTY TYPE: SECURITIES 64,177. 57,813. 6,365.
MARATHON PETE CORP COM P 12/27/2016 12/22/2017 PROPERTY TYPE: SECURITIES 1,064. 814. 251.
MARATHON PETE CORP COM P 12/27/2016 12/22/2017 PROPERTY TYPE: SECURITIES 72,831. 55,877. 16,955.
MARATHON PETE CORP COM P 12/21/2016 09/12/2017 PROPERTY TYPE: SECURITIES 16,933. 15,406. 1,528.
MARATHON PETE CORP COM P 12/23/2016 12/19/2017 PROPERTY TYPE: SECURITIES 31,701. 24,871. 6,830.
MARATHON PETE CORP COM P 12/27/2016 12/21/2017 PROPERTY TYPE: SECURITIES 105,332. 80,677. 24,656.
MARATHON PETE CORP COM P 12/27/2016 12/22/2017 PROPERTY TYPE: SECURITIES 32,130. 24,560. 7,570.
MARATHON PETE CORP COM P 12/27/2016 12/26/2017 PROPERTY TYPE: SECURITIES 39,174. 29,797. 9,377.
MARATHON PETE CORP COM P 12/28/2016 12/26/2017 PROPERTY TYPE: SECURITIES 18,317. 13,920. 4,397.
MARTIN MARIETTA MATLS INC COM P 10/17/2016 10/11/2017 PROPERTY TYPE: SECURITIES 18,386. 15,894. 2,492.
MARTIN MARIETTA MATLS INC COM P 10/17/2016 10/11/2017 PROPERTY TYPE: SECURITIES 27,579. 23,916. 3,663.
JSA 7E1730 1.000 43461C 2532 Page 236 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MARTIN MARIETTA MATLS INC COM P 10/17/2016 10/11/2017 PROPERTY TYPE: SECURITIES 71,501. 61,686. 9,815.
MARTIN MARIETTA MATLS INC COM P 10/18/2016 10/11/2017 PROPERTY TYPE: SECURITIES 212,461. 185,458. 27,003.
MARTIN MARIETTA MATLS INC COM P 10/18/2016 10/11/2017 PROPERTY TYPE: SECURITIES 83,759. 73,072. 10,687.
MARTIN MARIETTA MATLS INC COM P 10/20/2016 10/11/2017 PROPERTY TYPE: SECURITIES 55,158. 48,212. 6,946.
MARTIN MARIETTA MATLS INC COM P 10/21/2016 10/11/2017 PROPERTY TYPE: SECURITIES 13,279. 11,645. 1,634.
MEDICINES COMPANY COM P 02/08/2017 08/31/2017 PROPERTY TYPE: SECURITIES 25,255. 32,918. -7,663.
MEDICINES COMPANY COM P 02/14/2017 08/31/2017 PROPERTY TYPE: SECURITIES 35,633. 50,124. -14,491.
MEDICINES COMPANY COM P 01/24/2017 08/30/2017 PROPERTY TYPE: SECURITIES 9,199. 8,571. 628.
MEDICINES COMPANY COM P 01/24/2017 08/30/2017 PROPERTY TYPE: SECURITIES 26,972. 25,219. 1,752.
MEDICINES COMPANY COM P 01/25/2017 08/30/2017 PROPERTY TYPE: SECURITIES 5,335. 5,071. 265.
MEDICINES COMPANY COM P 01/25/2017 08/30/2017 PROPERTY TYPE: SECURITIES 6,623. 6,263. 361.
MEDICINES COMPANY COM P 02/03/2017 08/30/2017 PROPERTY TYPE: SECURITIES 49,675. 60,042. -10,367.
JSA 7E1730 1.000 43461C 2532 Page 237 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MEDICINES COMPANY COM P 02/08/2017 08/30/2017 PROPERTY TYPE: SECURITIES 18,177. 23,364. -5,187.
MEDICINES COMPANY COM P 01/13/2017 08/24/2017 PROPERTY TYPE: SECURITIES 9,387. 9,935. -548.
MEDICINES COMPANY COM P 01/13/2017 08/24/2017 PROPERTY TYPE: SECURITIES 3,597. 3,777. -180.
MEDICINES COMPANY COM P 01/24/2017 08/24/2017 PROPERTY TYPE: SECURITIES 42,331. 40,496. 1,836.
MEDICINES COMPANY COM P 12/12/2016 08/14/2017 PROPERTY TYPE: SECURITIES 47,721. 44,476. 3,245.
MEDICINES COMPANY COM P 12/13/2016 08/14/2017 PROPERTY TYPE: SECURITIES 8,257. 7,933. 324.
MEDICINES COMPANY COM P 12/13/2016 08/16/2017 PROPERTY TYPE: SECURITIES 21,086. 20,887. 199.
MEDICINES COMPANY COM P 12/14/2016 08/16/2017 PROPERTY TYPE: SECURITIES 10,286. 10,247. 39.
MEDICINES COMPANY COM P 12/14/2016 08/17/2017 PROPERTY TYPE: SECURITIES 56,954. 58,189. -1,234.
MEDICINES COMPANY COM P 12/15/2016 08/17/2017 PROPERTY TYPE: SECURITIES 29,946. 30,358. -413.
MEDICINES COMPANY COM P 12/13/2016 08/15/2017 PROPERTY TYPE: SECURITIES 60,208. 59,604. 604.
MEDICINES COMPANY COM P 01/05/2017 08/23/2017 PROPERTY TYPE: SECURITIES 32,463. 32,238. 225.
JSA 7E1730 1.000 43461C 2532 Page 238 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MEDICINES COMPANY COM P 01/10/2017 08/23/2017 PROPERTY TYPE: SECURITIES 3,214. 3,259. -45.
MEDICINES COMPANY COM P 01/10/2017 08/23/2017 PROPERTY TYPE: SECURITIES 28,570. 29,154. -584.
MEDICINES COMPANY COM P 01/11/2017 08/23/2017 PROPERTY TYPE: SECURITIES 22,856. 23,544. -688.
MEDICINES COMPANY COM P 01/13/2017 08/23/2017 PROPERTY TYPE: SECURITIES 33,820. 36,047. -2,227.
MEDICINES COMPANY COM P 01/13/2017 08/24/2017 PROPERTY TYPE: SECURITIES 4,578. 4,834. -256.
MEDICINES COMPANY COM P 12/15/2016 08/22/2017 PROPERTY TYPE: SECURITIES 4,739. 4,866. -127.
MEDICINES COMPANY COM P 12/15/2016 08/22/2017 PROPERTY TYPE: SECURITIES 40,497. 41,551. -1,054.
MEDICINES COMPANY COM P 12/16/2016 08/22/2017 PROPERTY TYPE: SECURITIES 13,971. 14,567. -597.
MEDICINES COMPANY COM P 02/14/2017 10/11/2017 PROPERTY TYPE: SECURITIES 5,299. 7,299. -2,000.
MEDICINES COMPANY COM P 02/15/2017 10/11/2017 PROPERTY TYPE: SECURITIES 41,506. 58,833. -17,327.
MEDICINES COMPANY COM P 02/15/2017 10/11/2017 PROPERTY TYPE: SECURITIES 2,224. 3,125. -901.
MEDICINES COMPANY COM P 02/16/2017 10/11/2017 PROPERTY TYPE: SECURITIES 27,683. 39,065. -11,382.
JSA 7E1730 1.000 43461C 2532 Page 239 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MEDICINES COMPANY COM P 12/16/2016 08/22/2017 PROPERTY TYPE: SECURITIES 37,787. 39,277. -1,489.
MEDICINES COMPANY COM P 01/04/2017 08/22/2017 PROPERTY TYPE: SECURITIES 3,193. 3,179. 14.
MEDICINES COMPANY COM P 01/05/2017 08/22/2017 PROPERTY TYPE: SECURITIES 18,840. 18,832. 8.
MGM RESORTS INTERNATIONAL COM P 04/25/2017 10/16/2017 PROPERTY TYPE: SECURITIES 72,506. 71,886. 620.
MGM RESORTS INTERNATIONAL COM P 04/25/2017 10/16/2017 PROPERTY TYPE: SECURITIES 20,529. 20,352. 177.
MGM RESORTS INTERNATIONAL COM P 04/27/2017 11/01/2017 PROPERTY TYPE: SECURITIES 192,205. 189,726. 2,479.
MGM RESORTS INTERNATIONAL COM P 04/24/2017 10/12/2017 PROPERTY TYPE: SECURITIES 41,672. 39,845. 1,827.
MGM RESORTS INTERNATIONAL COM P 04/24/2017 10/13/2017 PROPERTY TYPE: SECURITIES 159,377. 154,936. 4,442.
MGM RESORTS INTERNATIONAL COM P 04/24/2017 10/13/2017 PROPERTY TYPE: SECURITIES 29,679. 28,654. 1,026.
MGM RESORTS INTERNATIONAL COM P 04/25/2017 10/13/2017 PROPERTY TYPE: SECURITIES 36,387. 36,061. 326.
MGM RESORTS INTERNATIONAL COM P 04/25/2017 10/16/2017 PROPERTY TYPE: SECURITIES 21,157. 20,970. 187.
MGM RESORTS INTERNATIONAL COM P 04/27/2017 11/03/2017 PROPERTY TYPE: SECURITIES 16,104. 16,233. -129.
JSA 7E1730 1.000 43461C 2532 Page 240 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MGM RESORTS INTERNATIONAL COM P 04/27/2017 11/01/2017 PROPERTY TYPE: SECURITIES 32,811. 31,847. 964.
MGM RESORTS INTERNATIONAL COM P 04/27/2017 11/02/2017 PROPERTY TYPE: SECURITIES 35,610. 35,449. 161.
MGM RESORTS INTERNATIONAL COM P 04/27/2017 11/02/2017 PROPERTY TYPE: SECURITIES 8,401. 8,378. 23.
MGM RESORTS INTERNATIONAL COM P 04/27/2017 11/02/2017 PROPERTY TYPE: SECURITIES 13,280. 13,242. 39.
MGM RESORTS INTERNATIONAL COM P 04/27/2017 11/06/2017 PROPERTY TYPE: SECURITIES 6,008. 5,903. 105.
MGM RESORTS INTERNATIONAL COM P 04/24/2017 10/12/2017 PROPERTY TYPE: SECURITIES 24,050. 23,053. 997.
MGM RESORTS INTERNATIONAL COM P 04/25/2017 10/19/2017 PROPERTY TYPE: SECURITIES 8,492. 8,235. 257.
MGM RESORTS INTERNATIONAL COM P 04/25/2017 10/19/2017 PROPERTY TYPE: SECURITIES 20,168. 19,558. 610.
MGM RESORTS INTERNATIONAL COM P 04/26/2017 10/19/2017 PROPERTY TYPE: SECURITIES 27,750. 27,349. 401.
MGM RESORTS INTERNATIONAL COM P 04/24/2017 10/12/2017 PROPERTY TYPE: SECURITIES 105,467. 100,982. 4,485.
MGM RESORTS INTERNATIONAL COM P 04/27/2017 11/02/2017 PROPERTY TYPE: SECURITIES 40,605. 40,717. -112.
MGM RESORTS INTERNATIONAL COM P 04/26/2017 10/30/2017 PROPERTY TYPE: SECURITIES 40,538. 39,454. 1,084.
JSA 7E1730 1.000 43461C 2532 Page 241 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MGM RESORTS INTERNATIONAL COM P 04/26/2017 10/30/2017 PROPERTY TYPE: SECURITIES 15,970. 15,513. 457.
MGM RESORTS INTERNATIONAL COM P 04/26/2017 10/30/2017 PROPERTY TYPE: SECURITIES 37,160. 36,128. 1,032.
MGM RESORTS INTERNATIONAL COM P 04/27/2017 10/30/2017 PROPERTY TYPE: SECURITIES 8,968. 8,994. -26.
MGM RESORTS INTERNATIONAL COM P 04/27/2017 10/30/2017 PROPERTY TYPE: SECURITIES 10,749. 10,866. -117.
MGM RESORTS INTERNATIONAL COM P 04/21/2017 10/11/2017 PROPERTY TYPE: SECURITIES 15,814. 14,755. 1,059.
MGM RESORTS INTERNATIONAL COM P 04/21/2017 10/11/2017 PROPERTY TYPE: SECURITIES 154,794. 144,427. 10,366.
MGM RESORTS INTERNATIONAL COM P 04/24/2017 10/11/2017 PROPERTY TYPE: SECURITIES 52,764. 50,058. 2,705.
MGM RESORTS INTERNATIONAL COM P 04/24/2017 10/11/2017 PROPERTY TYPE: SECURITIES 33,148. 31,585. 1,563.
MOLINA HEALTHCARE INC COM P 10/05/2017 10/11/2017 PROPERTY TYPE: SECURITIES 14,964. 15,681. -716.
MOLINA HEALTHCARE INC COM P 10/05/2017 10/11/2017 PROPERTY TYPE: SECURITIES 34,232. 35,773. -1,541.
MURPHY USA INC COM P 03/13/2017 10/30/2017 PROPERTY TYPE: SECURITIES 4,901. 4,373. 528.
MURPHY USA INC COM P 03/13/2017 10/30/2017 PROPERTY TYPE: SECURITIES 15,833. 14,109. 1,724.
JSA 7E1730 1.000 43461C 2532 Page 242 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MURPHY USA INC COM P 03/14/2017 10/30/2017 PROPERTY TYPE: SECURITIES 9,801. 8,705. 1,097.
MURPHY USA INC COM P 03/14/2017 11/03/2017 PROPERTY TYPE: SECURITIES 8,973. 8,169. 803.
MURPHY USA INC COM P 03/15/2017 11/03/2017 PROPERTY TYPE: SECURITIES 44,275. 40,929. 3,346.
MURPHY USA INC COM P 03/15/2017 11/03/2017 PROPERTY TYPE: SECURITIES 4,413. 4,083. 329.
MURPHY USA INC COM P 03/07/2017 08/03/2017 PROPERTY TYPE: SECURITIES 4,676. 3,949. 727.
MURPHY USA INC COM P 03/07/2017 10/11/2017 PROPERTY TYPE: SECURITIES 33,016. 29,947. 3,069.
MURPHY USA INC COM P 03/08/2017 10/11/2017 PROPERTY TYPE: SECURITIES 38,459. 35,247. 3,211.
MURPHY USA INC COM P 03/08/2017 10/11/2017 PROPERTY TYPE: SECURITIES 12,336. 11,203. 1,133.
MURPHY USA INC COM P 03/09/2017 10/11/2017 PROPERTY TYPE: SECURITIES 5,805. 5,315. 490.
MURPHY USA INC COM P 03/09/2017 10/11/2017 PROPERTY TYPE: SECURITIES 49,343. 45,192. 4,151.
MURPHY USA INC COM P 03/10/2017 10/11/2017 PROPERTY TYPE: SECURITIES 55,148. 50,456. 4,693.
MURPHY USA INC COM P 03/13/2017 10/11/2017 PROPERTY TYPE: SECURITIES 7,401. 6,862. 540.
JSA 7E1730 1.000 43461C 2532 Page 243 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MURPHY USA INC COM P 03/13/2017 10/27/2017 PROPERTY TYPE: SECURITIES 45,680. 40,565. 5,115.
MURPHY USA INC COM P 03/14/2017 10/31/2017 PROPERTY TYPE: SECURITIES 24,225. 21,762. 2,463.
MURPHY USA INC COM P 03/14/2017 10/31/2017 PROPERTY TYPE: SECURITIES 9,201. 8,236. 965.
MURPHY USA INC COM P 03/07/2017 08/02/2017 PROPERTY TYPE: SECURITIES 6,086. 5,280. 807.
MURPHY USA INC COM P 03/07/2017 08/02/2017 PROPERTY TYPE: SECURITIES 30,052. 25,998. 4,053.
MURPHY USA INC COM P 03/07/2017 08/02/2017 PROPERTY TYPE: SECURITIES 24,346. 21,131. 3,214.
NEWELL BRANDS INC COM P 04/14/2016 06/19/2017 PROPERTY TYPE: SECURITIES 37,168. 30,195. 6,973.
NEWELL BRANDS INC COM P 11/02/2016 09/21/2017 PROPERTY TYPE: SECURITIES 19,964. 22,850. -2,885.
NEWELL BRANDS INC COM P 11/07/2016 09/21/2017 PROPERTY TYPE: SECURITIES 29,465. 34,509. -5,044.
NEWELL BRANDS INC COM P 04/14/2016 06/15/2017 PROPERTY TYPE: SECURITIES 17,111. 13,987. 3,123.
NEWELL BRANDS INC COM P 04/14/2016 06/19/2017 PROPERTY TYPE: SECURITIES 16,905. 13,765. 3,140.
NEWELL BRANDS INC COM P 02/09/2017 09/28/2017 PROPERTY TYPE: SECURITIES 33,687. 37,298. -3,611.
JSA 7E1730 1.000 43461C 2532 Page 244 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEWELL BRANDS INC COM P 02/13/2017 09/28/2017 PROPERTY TYPE: SECURITIES 50,092. 56,257. -6,165.
NEWELL BRANDS INC COM P 02/13/2017 09/28/2017 PROPERTY TYPE: SECURITIES 15,445. 17,379. -1,934.
NEWELL BRANDS INC COM P 02/14/2017 09/28/2017 PROPERTY TYPE: SECURITIES 11,271. 12,687. -1,416.
NEWELL BRANDS INC COM P 02/16/2017 09/28/2017 PROPERTY TYPE: SECURITIES 24,002. 27,028. -3,025.
NEWELL BRANDS INC COM P 08/22/2017 09/28/2017 PROPERTY TYPE: SECURITIES 41,827. 48,897. -7,070.
NEWELL BRANDS INC COM P 04/07/2016 04/12/2017 PROPERTY TYPE: SECURITIES 4,607. 4,391. 216.
NEWELL BRANDS INC COM P 11/01/2016 09/20/2017 PROPERTY TYPE: SECURITIES 17,282. 19,529. -2,247.
NEWELL BRANDS INC COM P 11/01/2016 09/20/2017 PROPERTY TYPE: SECURITIES 5,193. 5,914. -721.
NEWELL BRANDS INC COM P 08/22/2017 09/28/2017 PROPERTY TYPE: SECURITIES 1,004. 1,171. -168.
NEWELL BRANDS INC COM P 08/22/2017 09/28/2017 PROPERTY TYPE: SECURITIES 8,781. 10,232. -1,451.
NEWELL BRANDS INC COM P 08/24/2017 09/28/2017 PROPERTY TYPE: SECURITIES 52,310. 60,212. -7,902.
NEWELL BRANDS INC COM P 08/31/2017 09/28/2017 PROPERTY TYPE: SECURITIES 46,540. 53,354. -6,814.
JSA 7E1730 1.000 43461C 2532 Page 245 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEWELL BRANDS INC COM P 09/05/2017 09/28/2017 PROPERTY TYPE: SECURITIES 8,530. 9,895. -1,365.
NEWELL BRANDS INC COM P 11/02/2016 09/21/2017 PROPERTY TYPE: SECURITIES 18,027. 20,503. -2,476.
NEWELL BRANDS INC COM P 04/14/2016 08/02/2017 PROPERTY TYPE: SECURITIES 21,991. 18,650. 3,342.
NEWELL BRANDS INC COM P 05/02/2016 08/02/2017 PROPERTY TYPE: SECURITIES 4,974. 4,476. 498.
NEWELL BRANDS INC COM P 11/01/2016 09/20/2017 PROPERTY TYPE: SECURITIES 68,677. 77,924. -9,247.
NEWELL BRANDS INC COM P 04/14/2016 06/15/2017 PROPERTY TYPE: SECURITIES 42,350. 34,635. 7,715.
NEWELL BRANDS INC COM P 04/13/2016 05/09/2017 PROPERTY TYPE: SECURITIES 36,895. 31,225. 5,670.
NEWELL BRANDS INC COM P 04/14/2016 05/09/2017 PROPERTY TYPE: SECURITIES 21,980. 18,650. 3,331.
NEWELL BRANDS INC COM P 05/02/2016 09/18/2017 PROPERTY TYPE: SECURITIES 18,880. 20,730. -1,850.
NEWELL BRANDS INC COM P 05/02/2016 09/18/2017 PROPERTY TYPE: SECURITIES 13,731. 15,061. -1,330.
NEWELL BRANDS INC COM P 05/03/2016 09/18/2017 PROPERTY TYPE: SECURITIES 91,397. 99,900. -8,503.
NEWELL BRANDS INC COM P 06/01/2016 09/18/2017 PROPERTY TYPE: SECURITIES 1,802. 2,009. -207.
JSA 7E1730 1.000 43461C 2532 Page 246 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEWELL BRANDS INC COM P 12/02/2016 09/25/2017 PROPERTY TYPE: SECURITIES 26,844. 29,795. -2,951.
NEWELL BRANDS INC COM P 12/02/2016 09/25/2017 PROPERTY TYPE: SECURITIES 6,989. 7,725. -736.
NEWELL BRANDS INC COM P 12/05/2016 09/25/2017 PROPERTY TYPE: SECURITIES 19,732. 22,028. -2,296.
NEWELL BRANDS INC COM P 12/05/2016 09/25/2017 PROPERTY TYPE: SECURITIES 27,543. 30,803. -3,260.
NEWELL BRANDS INC COM P 12/06/2016 09/25/2017 PROPERTY TYPE: SECURITIES 7,400. 8,251. -851.
NEWELL BRANDS INC COM P 12/06/2016 09/25/2017 PROPERTY TYPE: SECURITIES 12,744. 14,207. -1,464.
NEWELL BRANDS INC COM P 03/29/2016 01/10/2017 PROPERTY TYPE: SECURITIES 59,015. 55,733. 3,282.
NEWELL BRANDS INC COM P 03/29/2016 01/10/2017 PROPERTY TYPE: SECURITIES 7,524. 7,071. 453.
NEWELL BRANDS INC COM P 04/01/2016 01/10/2017 PROPERTY TYPE: SECURITIES 47,494. 45,514. 1,981.
NEWELL BRANDS INC COM P 04/01/2016 01/10/2017 PROPERTY TYPE: SECURITIES 103,923. 100,265. 3,658.
NEWELL BRANDS INC COM P 04/04/2016 01/10/2017 PROPERTY TYPE: SECURITIES 201,968. 194,862. 7,106.
NEWELL BRANDS INC COM P 04/04/2016 01/10/2017 PROPERTY TYPE: SECURITIES 12,697. 12,208. 488.
JSA 7E1730 1.000 43461C 2532 Page 247 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEWELL BRANDS INC COM P 11/01/2016 09/20/2017 PROPERTY TYPE: SECURITIES 1,655. 1,876. -221.
NEWELL BRANDS INC COM P 11/02/2016 09/20/2017 PROPERTY TYPE: SECURITIES 32,417. 36,598. -4,181.
NEWELL BRANDS INC COM P 12/06/2016 09/25/2017 PROPERTY TYPE: SECURITIES 4,496. 5,041. -545.
NEWELL BRANDS INC COM P 12/06/2016 09/25/2017 PROPERTY TYPE: SECURITIES 22,888. 25,644. -2,756.
NEWELL BRANDS INC COM P 12/07/2016 09/25/2017 PROPERTY TYPE: SECURITIES 19,210. 21,073. -1,863.
NEWELL BRANDS INC COM P 12/07/2016 09/25/2017 PROPERTY TYPE: SECURITIES 9,809. 10,698. -889.
NEWELL BRANDS INC COM P 12/07/2016 09/25/2017 PROPERTY TYPE: SECURITIES 19,618. 21,439. -1,821.
NEWELL BRANDS INC COM P 12/28/2016 09/25/2017 PROPERTY TYPE: SECURITIES 55,830. 62,084. -6,253.
NEWELL BRANDS INC COM P 04/14/2016 08/02/2017 PROPERTY TYPE: SECURITIES 82,931. 70,158. 12,773.
NEWELL BRANDS INC COM P 11/07/2016 09/22/2017 PROPERTY TYPE: SECURITIES 331. 392. -61.
NEWELL BRANDS INC COM P 11/10/2016 09/22/2017 PROPERTY TYPE: SECURITIES 1,865. 2,205. -341.
NEWELL BRANDS INC COM P 04/14/2016 06/19/2017 PROPERTY TYPE: SECURITIES 5,494. 4,440. 1,053.
JSA 7E1730 1.000 43461C 2532 Page 248 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEWELL BRANDS INC COM P 11/07/2016 09/21/2017 PROPERTY TYPE: SECURITIES 38,961. 45,980. -7,019.
NEWELL BRANDS INC COM P 12/28/2016 09/25/2017 PROPERTY TYPE: SECURITIES 1,800. 1,996. -195.
NEWELL BRANDS INC COM P 12/28/2016 09/25/2017 PROPERTY TYPE: SECURITIES 30,237. 33,587. -3,350.
NEWELL BRANDS INC COM P 01/03/2017 09/26/2017 PROPERTY TYPE: SECURITIES 93,681. 101,975. -8,294.
NEWELL BRANDS INC COM P 01/03/2017 09/26/2017 PROPERTY TYPE: SECURITIES 45,390. 49,544. -4,154.
NEWELL BRANDS INC COM P 01/11/2017 09/26/2017 PROPERTY TYPE: SECURITIES 96,583. 108,888. -12,305.
NEWELL BRANDS INC COM P 01/12/2017 09/26/2017 PROPERTY TYPE: SECURITIES 32,540. 36,889. -4,349.
NEWELL BRANDS INC COM P 04/11/2016 05/08/2017 PROPERTY TYPE: SECURITIES 3,118. 2,643. 475.
NEWELL BRANDS INC COM P 04/04/2016 04/11/2017 PROPERTY TYPE: SECURITIES 6,960. 6,782. 178.
NEWELL BRANDS INC COM P 04/06/2016 04/11/2017 PROPERTY TYPE: SECURITIES 104,397. 100,984. 3,412.
NEWELL BRANDS INC COM P 04/07/2016 04/11/2017 PROPERTY TYPE: SECURITIES 48,254. 45,671. 2,583.
NEWELL BRANDS INC COM P 02/09/2017 09/28/2017 PROPERTY TYPE: SECURITIES 10,096. 11,231. -1,135.
JSA 7E1730 1.000 43461C 2532 Page 249 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEWELL BRANDS INC COM P 02/09/2017 09/28/2017 PROPERTY TYPE: SECURITIES 22,934. 25,531. -2,596.
NEWELL BRANDS INC COM P 01/13/2017 09/27/2017 PROPERTY TYPE: SECURITIES 32,658. 36,852. -4,194.
NEWELL BRANDS INC COM P 01/17/2017 09/27/2017 PROPERTY TYPE: SECURITIES 44,723. 50,840. -6,118.
NEWELL BRANDS INC COM P 01/17/2017 09/27/2017 PROPERTY TYPE: SECURITIES 3,328. 3,761. -432.
NEWELL BRANDS INC COM P 01/24/2017 09/27/2017 PROPERTY TYPE: SECURITIES 48,675. 54,933. -6,258.
NEWELL BRANDS INC COM P 01/27/2017 09/27/2017 PROPERTY TYPE: SECURITIES 50,131. 55,366. -5,235.
NEWELL BRANDS INC COM P 02/08/2017 09/27/2017 PROPERTY TYPE: SECURITIES 89,237. 98,454. -9,217.
NEWELL BRANDS INC COM P 02/08/2017 09/27/2017 PROPERTY TYPE: SECURITIES 12,481. 13,737. -1,256.
NEWELL BRANDS INC COM P 02/09/2017 09/27/2017 PROPERTY TYPE: SECURITIES 7,072. 7,904. -832.
NEWELL BRANDS INC COM P 02/09/2017 09/27/2017 PROPERTY TYPE: SECURITIES 27,790. 30,896. -3,105.
NEWELL BRANDS INC COM P 11/10/2016 09/22/2017 PROPERTY TYPE: SECURITIES 15,972. 18,866. -2,894.
NEWELL BRANDS INC COM P 11/14/2016 09/22/2017 PROPERTY TYPE: SECURITIES 5,684. 6,379. -695.
JSA 7E1730 1.000 43461C 2532 Page 250 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEWELL BRANDS INC COM P 04/07/2016 04/11/2017 PROPERTY TYPE: SECURITIES 43,097. 40,840. 2,257.
NEWELL BRANDS INC COM P 12/28/2016 09/25/2017 PROPERTY TYPE: SECURITIES 7,670. 8,436. -766.
NEWELL BRANDS INC COM P 01/03/2017 09/25/2017 PROPERTY TYPE: SECURITIES 7,629. 8,370. -742.
NEWELL BRANDS INC COM P 09/05/2017 09/28/2017 PROPERTY TYPE: SECURITIES 17,771. 20,551. -2,781.
NEWELL BRANDS INC COM P 09/05/2017 09/28/2017 PROPERTY TYPE: SECURITIES 26,593. 30,849. -4,256.
NEWELL BRANDS INC COM P 01/12/2017 09/26/2017 PROPERTY TYPE: SECURITIES 3,333. 3,759. -426.
NEWELL BRANDS INC COM P 04/11/2016 05/08/2017 PROPERTY TYPE: SECURITIES 31,166. 26,426. 4,740.
NEWELL BRANDS INC COM P 04/13/2016 05/08/2017 PROPERTY TYPE: SECURITIES 83,628. 71,308. 12,320.
NEWELL BRANDS INC COM P 06/01/2016 09/19/2017 PROPERTY TYPE: SECURITIES 54,334. 61,066. -6,732.
NEWELL BRANDS INC COM P 06/01/2016 09/19/2017 PROPERTY TYPE: SECURITIES 13,105. 14,732. -1,627.
NEWELL BRANDS INC COM P 05/02/2016 08/02/2017 PROPERTY TYPE: SECURITIES 10,990. 9,894. 1,096.
NEWELL BRANDS INC COM P 01/12/2017 09/26/2017 PROPERTY TYPE: SECURITIES 12,226. 13,863. -1,637.
JSA 7E1730 1.000 43461C 2532 Page 251 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEWELL BRANDS INC COM P 01/13/2017 09/26/2017 PROPERTY TYPE: SECURITIES 19,271. 21,829. -2,559.
NEWELL BRANDS INC COM P 06/01/2016 09/19/2017 PROPERTY TYPE: SECURITIES 15,278. 17,203. -1,925.
NEWELL BRANDS INC COM P 06/01/2016 09/19/2017 PROPERTY TYPE: SECURITIES 5,432. 6,121. -689.
NEWELL BRANDS INC COM P 06/03/2016 09/19/2017 PROPERTY TYPE: SECURITIES 32,678. 36,953. -4,275.
NEWELL BRANDS INC COM P 06/03/2016 09/19/2017 PROPERTY TYPE: SECURITIES 12,307. 13,893. -1,586.
NEWELL BRANDS INC COM P 09/12/2016 09/19/2017 PROPERTY TYPE: SECURITIES 8,700. 10,385. -1,685.
NEWELL BRANDS INC COM P 04/07/2016 04/12/2017 PROPERTY TYPE: SECURITIES 62,156. 59,065. 3,091.
NEWELL BRANDS INC COM P 04/08/2016 04/12/2017 PROPERTY TYPE: SECURITIES 11,553. 11,122. 431.
NEWELL BRANDS INC COM P 04/08/2016 04/12/2017 PROPERTY TYPE: SECURITIES 41,129. 39,539. 1,590.
NEWELL BRANDS INC COM P 04/11/2016 04/12/2017 PROPERTY TYPE: SECURITIES 22,875. 21,802. 1,073.
NEWELL BRANDS INC COM P 11/02/2016 09/21/2017 PROPERTY TYPE: SECURITIES 17,974. 20,407. -2,433.
NEWELL BRANDS INC COM P 09/12/2016 09/19/2017 PROPERTY TYPE: SECURITIES 27,313. 32,421. -5,108.
JSA 7E1730 1.000 43461C 2532 Page 252 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEWELL BRANDS INC COM P 09/12/2016 09/19/2017 PROPERTY TYPE: SECURITIES 8,109. 9,620. -1,511.
NEWELL BRANDS INC COM P 09/13/2016 09/19/2017 PROPERTY TYPE: SECURITIES 44,597. 51,555. -6,957.
NEWELL BRANDS INC COM P 10/28/2016 09/19/2017 PROPERTY TYPE: SECURITIES 38,836. 44,601. -5,766.
NEWELL BRANDS INC COM P 11/01/2016 09/19/2017 PROPERTY TYPE: SECURITIES 20,912. 23,778. -2,867.
NEWELL BRANDS INC COM P 11/01/2016 09/19/2017 PROPERTY TYPE: SECURITIES 30,215. 34,319. -4,104.
NEWELL BRANDS INC COM P 11/14/2016 09/22/2017 PROPERTY TYPE: SECURITIES 40,625. 45,536. -4,911.
NEWELL BRANDS INC COM P 12/01/2016 09/22/2017 PROPERTY TYPE: SECURITIES 47,770. 52,252. -4,483.
NEWELL BRANDS INC COM P 12/02/2016 09/22/2017 PROPERTY TYPE: SECURITIES 13,583. 14,920. -1,337.
OLIN CORP COM P 05/13/2016 03/30/2017 PROPERTY TYPE: SECURITIES 5,203. 3,414. 1,789.
OLIN CORP COM P 05/09/2016 03/28/2017 PROPERTY TYPE: SECURITIES 25,779. 16,526. 9,252.
OLIN CORP COM P 05/13/2016 03/30/2017 PROPERTY TYPE: SECURITIES 22,694. 14,937. 7,757.
OLIN CORP COM P 05/16/2016 03/30/2017 PROPERTY TYPE: SECURITIES 29,340. 19,651. 9,688.
JSA 7E1730 1.000 43461C 2532 Page 253 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
OLIN CORP COM P 05/05/2016 02/24/2017 PROPERTY TYPE: SECURITIES 2,152. 1,523. 629.
OLIN CORP COM P 05/05/2016 02/24/2017 PROPERTY TYPE: SECURITIES 4,305. 3,049. 1,255.
OLIN CORP COM P 05/05/2016 02/24/2017 PROPERTY TYPE: SECURITIES 50,118. 36,170. 13,948.
OLIN CORP COM P 05/05/2016 03/01/2017 PROPERTY TYPE: SECURITIES 14,778. 10,008. 4,770.
OLIN CORP COM P 05/06/2016 03/01/2017 PROPERTY TYPE: SECURITIES 18,312. 12,405. 5,906.
OLIN CORP COM P 05/06/2016 03/01/2017 PROPERTY TYPE: SECURITIES 6,559. 4,462. 2,097.
OLIN CORP COM P 05/09/2016 03/29/2017 PROPERTY TYPE: SECURITIES 9,065. 5,902. 3,163.
OLIN CORP COM P 05/12/2016 03/29/2017 PROPERTY TYPE: SECURITIES 9,230. 6,024. 3,206.
OLIN CORP COM P 05/13/2016 03/29/2017 PROPERTY TYPE: SECURITIES 17,306. 11,235. 6,071.
OLIN CORP COM P 05/04/2016 02/13/2017 PROPERTY TYPE: SECURITIES 31,241. 23,376. 7,865.
OLIN CORP COM P 05/04/2016 02/13/2017 PROPERTY TYPE: SECURITIES 7,546. 5,651. 1,895.
OLIN CORP COM P 05/05/2016 02/13/2017 PROPERTY TYPE: SECURITIES 17,658. 12,981. 4,677.
JSA 7E1730 1.000 43461C 2532 Page 254 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
OLIN CORP COM P 05/05/2016 03/01/2017 PROPERTY TYPE: SECURITIES 10,901. 7,397. 3,504.
OLIN CORP COM P 05/06/2016 03/28/2017 PROPERTY TYPE: SECURITIES 8,890. 5,767. 3,122.
OLIN CORP COM P 05/09/2016 03/28/2017 PROPERTY TYPE: SECURITIES 42,771. 27,365. 15,406.
OLIN CORP COM P 05/13/2016 03/29/2017 PROPERTY TYPE: SECURITIES 3,239. 2,134. 1,105.
OLIN CORP COM P 05/13/2016 03/29/2017 PROPERTY TYPE: SECURITIES 29,147. 19,260. 9,887.
OLIN CORP COM P 05/16/2016 10/11/2017 PROPERTY TYPE: SECURITIES 49,313. 29,966. 19,348.
OLIN CORP COM P 05/27/2016 10/11/2017 PROPERTY TYPE: SECURITIES 31,446. 20,032. 11,414.
OLIN CORP COM P 05/27/2016 10/11/2017 PROPERTY TYPE: SECURITIES 48,241. 30,518. 17,724.
OLIN CORP COM P 05/31/2016 10/11/2017 PROPERTY TYPE: SECURITIES 79,151. 50,887. 28,264.
OLIN CORP COM P 06/06/2016 10/11/2017 PROPERTY TYPE: SECURITIES 77,543. 51,454. 26,089.
OLIN CORP COM P 06/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 27,658. 18,794. 8,865.
OLIN CORP COM P 05/13/2016 03/30/2017 PROPERTY TYPE: SECURITIES 57,365. 37,768. 19,596.
JSA 7E1730 1.000 43461C 2532 Page 255 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
OLIN CORP COM P 05/05/2016 03/01/2017 PROPERTY TYPE: SECURITIES 7,069. 4,786. 2,283.
ORBITAL ATK INC COM P 01/09/2017 12/15/2017 PROPERTY TYPE: SECURITIES 50,765. 34,135. 16,629.
ORBITAL ATK INC COM P 01/10/2017 12/15/2017 PROPERTY TYPE: SECURITIES 63,555. 43,224. 20,330.
ORBITAL ATK INC COM P 11/15/2016 09/19/2017 PROPERTY TYPE: SECURITIES 107,759. 69,283. 38,476.
ORBITAL ATK INC COM P 11/16/2016 09/19/2017 PROPERTY TYPE: SECURITIES 14,544. 9,290. 5,255.
ORBITAL ATK INC COM P 11/16/2016 09/19/2017 PROPERTY TYPE: SECURITIES 116,353. 74,780. 41,573.
ORBITAL ATK INC COM P 11/16/2016 09/19/2017 PROPERTY TYPE: SECURITIES 31,733. 20,256. 11,476.
ORBITAL ATK INC COM P 11/17/2016 09/19/2017 PROPERTY TYPE: SECURITIES 81,315. 52,379. 28,936.
ORBITAL ATK INC COM P 11/18/2016 09/19/2017 PROPERTY TYPE: SECURITIES 27,502. 17,810. 9,692.
ORBITAL ATK INC COM P 01/10/2017 12/19/2017 PROPERTY TYPE: SECURITIES 78,351. 53,178. 25,173.
ORBITAL ATK INC COM P 01/10/2017 12/19/2017 PROPERTY TYPE: SECURITIES 6,606. 4,475. 2,132.
ORBITAL ATK INC COM P 01/12/2017 12/19/2017 PROPERTY TYPE: SECURITIES 80,598. 54,092. 26,506.
JSA 7E1730 1.000 43461C 2532 Page 256 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ORBITAL ATK INC COM P 01/19/2017 12/19/2017 PROPERTY TYPE: SECURITIES 65,667. 43,947. 21,721.
ORBITAL ATK INC COM P 12/29/2016 12/01/2017 PROPERTY TYPE: SECURITIES 11,117. 7,419. 3,698.
ORBITAL ATK INC COM P 12/30/2016 12/01/2017 PROPERTY TYPE: SECURITIES 18,528. 12,321. 6,207.
ORBITAL ATK INC COM P 01/03/2017 12/01/2017 PROPERTY TYPE: SECURITIES 13,235. 8,882. 4,353.
ORBITAL ATK INC COM P 01/03/2017 12/01/2017 PROPERTY TYPE: SECURITIES 66,173. 44,459. 21,714.
ORBITAL ATK INC COM P 01/05/2017 12/01/2017 PROPERTY TYPE: SECURITIES 4,764. 3,239. 1,526.
ORBITAL ATK INC COM P 11/14/2016 09/18/2017 PROPERTY TYPE: SECURITIES 61,131. 38,861. 22,270.
ORBITAL ATK INC COM P 01/30/2017 12/22/2017 PROPERTY TYPE: SECURITIES 22,448. 14,779. 7,670.
ORBITAL ATK INC COM P 01/30/2017 12/22/2017 PROPERTY TYPE: SECURITIES 43,048. 28,354. 14,693.
ORBITAL ATK INC COM P 02/01/2017 12/22/2017 PROPERTY TYPE: SECURITIES 17,166. 11,339. 5,828.
ORBITAL ATK INC COM P 02/01/2017 12/22/2017 PROPERTY TYPE: SECURITIES 32,748. 21,592. 11,156.
ORBITAL ATK INC COM P 11/14/2016 09/18/2017 PROPERTY TYPE: SECURITIES 125,731. 80,340. 45,391.
JSA 7E1730 1.000 43461C 2532 Page 257 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ORBITAL ATK INC COM P 01/19/2017 12/21/2017 PROPERTY TYPE: SECURITIES 3,038. 2,034. 1,004.
ORBITAL ATK INC COM P 01/19/2017 12/21/2017 PROPERTY TYPE: SECURITIES 13,207. 8,839. 4,368.
ORBITAL ATK INC COM P 01/23/2017 12/21/2017 PROPERTY TYPE: SECURITIES 62,075. 41,416. 20,659.
ORBITAL ATK INC COM P 01/24/2017 12/21/2017 PROPERTY TYPE: SECURITIES 19,811. 13,382. 6,429.
ORBITAL ATK INC COM P 01/30/2017 12/21/2017 PROPERTY TYPE: SECURITIES 17,698. 11,655. 6,043.
ORBITAL ATK INC COM P 11/14/2016 09/18/2017 PROPERTY TYPE: SECURITIES 39,587. 25,259. 14,327.
ORBITAL ATK INC COM P 11/15/2016 09/18/2017 PROPERTY TYPE: SECURITIES 150,271. 96,486. 53,784.
ORBITAL ATK INC COM P 12/28/2016 11/21/2017 PROPERTY TYPE: SECURITIES 45,144. 29,935. 15,210.
ORBITAL ATK INC COM P 12/29/2016 11/21/2017 PROPERTY TYPE: SECURITIES 69,636. 46,457. 23,179.
ORBITAL ATK INC COM P 07/03/2017 12/29/2017 PROPERTY TYPE: SECURITIES 7,916. 5,991. 1,925.
ORBITAL ATK INC COM P 07/31/2017 12/29/2017 PROPERTY TYPE: SECURITIES 14,513. 11,224. 3,288.
ORBITAL ATK INC COM P 07/31/2017 12/29/2017 PROPERTY TYPE: SECURITIES 43,538. 33,649. 9,888.
JSA 7E1730 1.000 43461C 2532 Page 258 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ORBITAL ATK INC COM P 07/31/2017 12/29/2017 PROPERTY TYPE: SECURITIES 21,109. 16,332. 4,777.
ORBITAL ATK INC COM P 01/05/2017 12/11/2017 PROPERTY TYPE: SECURITIES 12,433. 8,457. 3,976.
ORBITAL ATK INC COM P 01/06/2017 12/11/2017 PROPERTY TYPE: SECURITIES 60,843. 41,400. 19,444.
ORBITAL ATK INC COM P 01/09/2017 12/11/2017 PROPERTY TYPE: SECURITIES 41,665. 27,929. 13,736.
ORBITAL ATK INC COM P 11/18/2016 09/19/2017 PROPERTY TYPE: SECURITIES 37,261. 24,146. 13,116.
ORBITAL ATK INC COM P 11/21/2016 09/19/2017 PROPERTY TYPE: SECURITIES 17,177. 11,164. 6,013.
ORBITAL ATK INC COM P 12/05/2016 09/19/2017 PROPERTY TYPE: SECURITIES 66,066. 43,730. 22,336.
ORBITAL ATK INC COM P 12/06/2016 09/19/2017 PROPERTY TYPE: SECURITIES 13,874. 9,203. 4,671.
ORBITAL ATK INC COM P 12/12/2016 09/19/2017 PROPERTY TYPE: SECURITIES 8,985. 5,893. 3,092.
ORBITAL ATK INC COM P 02/01/2017 12/26/2017 PROPERTY TYPE: SECURITIES 33,875. 22,375. 11,500.
ORBITAL ATK INC COM P 05/11/2017 12/26/2017 PROPERTY TYPE: SECURITIES 81,062. 60,188. 20,875.
ORBITAL ATK INC COM P 06/28/2017 12/26/2017 PROPERTY TYPE: SECURITIES 132. 99. 33.
JSA 7E1730 1.000 43461C 2532 Page 259 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ORBITAL ATK INC COM P 12/12/2016 09/19/2017 PROPERTY TYPE: SECURITIES 75,580. 49,572. 26,008.
ORBITAL ATK INC COM P 12/16/2016 09/19/2017 PROPERTY TYPE: SECURITIES 29,069. 19,192. 9,877.
ORBITAL ATK INC COM P 12/16/2016 09/19/2017 PROPERTY TYPE: SECURITIES 21,802. 14,434. 7,368.
ORBITAL ATK INC COM P 12/16/2016 09/19/2017 PROPERTY TYPE: SECURITIES 30,391. 20,142. 10,248.
ORBITAL ATK INC COM P 12/19/2016 09/19/2017 PROPERTY TYPE: SECURITIES 81,262. 53,750. 27,511.
ORBITAL ATK INC COM P 12/20/2016 09/19/2017 PROPERTY TYPE: SECURITIES 33,033. 21,879. 11,154.
ORBITAL ATK INC COM P 12/20/2016 09/19/2017 PROPERTY TYPE: SECURITIES 48,229. 31,981. 16,248.
ORBITAL ATK INC COM P 12/22/2016 09/19/2017 PROPERTY TYPE: SECURITIES 81,923. 54,195. 27,728.
ORBITAL ATK INC COM P 12/23/2016 09/19/2017 PROPERTY TYPE: SECURITIES 19,556. 12,933. 6,623.
ORBITAL ATK INC COM P 06/28/2017 12/28/2017 PROPERTY TYPE: SECURITIES 34,823. 26,016. 8,806.
ORBITAL ATK INC COM P 06/28/2017 12/28/2017 PROPERTY TYPE: SECURITIES 42,209. 31,341. 10,868.
ORBITAL ATK INC COM P 06/30/2017 12/28/2017 PROPERTY TYPE: SECURITIES 48,805. 36,424. 12,381.
JSA 7E1730 1.000 43461C 2532 Page 260 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ORBITAL ATK INC COM P 06/30/2017 12/28/2017 PROPERTY TYPE: SECURITIES 1,319. 985. 334.
ORBITAL ATK INC COM P 07/03/2017 12/28/2017 PROPERTY TYPE: SECURITIES 14,509. 10,984. 3,525.
ORBITAL ATK INC COM P 12/23/2016 10/11/2017 PROPERTY TYPE: SECURITIES 10,932. 7,165. 3,767.
ORBITAL ATK INC COM P 12/27/2016 10/11/2017 PROPERTY TYPE: SECURITIES 51,329. 33,898. 17,431.
ORBITAL ATK INC COM P 12/28/2016 10/11/2017 PROPERTY TYPE: SECURITIES 33,330. 22,056. 11,274.
ORBITAL ATK INC COM P 12/28/2016 10/11/2017 PROPERTY TYPE: SECURITIES 67,861. 44,682. 23,178.
OWENS CORNING NEW COM STK P 05/03/2016 09/15/2017 PROPERTY TYPE: SECURITIES 54,974. 34,314. 20,661.
OWENS CORNING NEW COM STK P 05/09/2016 09/19/2017 PROPERTY TYPE: SECURITIES 28,023. 18,095. 9,928.
OWENS CORNING NEW COM STK P 04/20/2016 06/20/2017 PROPERTY TYPE: SECURITIES 9,932. 7,689. 2,243.
OWENS CORNING NEW COM STK P 04/20/2016 06/15/2017 PROPERTY TYPE: SECURITIES 59,381. 47,160. 12,221.
OWENS CORNING NEW COM STK P 04/19/2016 03/03/2017 PROPERTY TYPE: SECURITIES 9,300. 7,958. 1,342.
OWENS CORNING NEW COM STK P 04/25/2016 07/07/2017 PROPERTY TYPE: SECURITIES 39,936. 31,455. 8,481.
JSA 7E1730 1.000 43461C 2532 Page 261 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
OWENS CORNING NEW COM STK P 04/25/2016 09/08/2017 PROPERTY TYPE: SECURITIES 81,468. 55,371. 26,097.
OWENS CORNING NEW COM STK P 05/03/2016 09/08/2017 PROPERTY TYPE: SECURITIES 33,582. 20,607. 12,975.
OWENS CORNING NEW COM STK P 05/10/2016 10/11/2017 PROPERTY TYPE: SECURITIES 24,598. 14,867. 9,732.
OWENS CORNING NEW COM STK P 05/10/2016 10/11/2017 PROPERTY TYPE: SECURITIES 133,373. 80,460. 52,913.
OWENS CORNING NEW COM STK P 05/11/2016 10/11/2017 PROPERTY TYPE: SECURITIES 5,590. 3,425. 2,165.
OWENS CORNING NEW COM STK P 05/11/2016 10/11/2017 PROPERTY TYPE: SECURITIES 136,328. 83,526. 52,802.
OWENS CORNING NEW COM STK P 05/03/2016 09/08/2017 PROPERTY TYPE: SECURITIES 8,183. 5,023. 3,160.
OWENS CORNING NEW COM STK P 04/25/2016 06/28/2017 PROPERTY TYPE: SECURITIES 19,564. 15,078. 4,487.
OWENS CORNING NEW COM STK P 04/19/2016 03/02/2017 PROPERTY TYPE: SECURITIES 5,373. 4,621. 752.
OWENS CORNING NEW COM STK P 04/19/2016 03/02/2017 PROPERTY TYPE: SECURITIES 18,506. 15,926. 2,580.
OWENS CORNING NEW COM STK P 04/19/2016 03/17/2017 PROPERTY TYPE: SECURITIES 21,757. 17,969. 3,788.
OWENS CORNING NEW COM STK P 05/09/2016 09/19/2017 PROPERTY TYPE: SECURITIES 5,420. 3,477. 1,943.
JSA 7E1730 1.000 43461C 2532 Page 262 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
OWENS CORNING NEW COM STK P 05/09/2016 09/19/2017 PROPERTY TYPE: SECURITIES 15,807. 10,106. 5,701.
OWENS CORNING NEW COM STK P 04/22/2016 06/21/2017 PROPERTY TYPE: SECURITIES 64,498. 50,003. 14,494.
OWENS CORNING NEW COM STK P 04/25/2016 06/21/2017 PROPERTY TYPE: SECURITIES 31,413. 24,510. 6,904.
OWENS CORNING NEW COM STK P 04/25/2016 06/21/2017 PROPERTY TYPE: SECURITIES 48,457. 37,744. 10,712.
OWENS CORNING NEW COM STK P 04/25/2016 06/27/2017 PROPERTY TYPE: SECURITIES 48,238. 37,434. 10,803.
OWENS CORNING NEW COM STK P 04/20/2016 06/20/2017 PROPERTY TYPE: SECURITIES 71,283. 55,361. 15,921.
OWENS CORNING NEW COM STK P 04/20/2016 06/20/2017 PROPERTY TYPE: SECURITIES 132,995. 103,071. 29,924.
OWENS CORNING NEW COM STK P 04/22/2016 06/20/2017 PROPERTY TYPE: SECURITIES 2,310. 1,814. 496.
OWENS CORNING NEW COM STK P 04/19/2016 03/20/2017 PROPERTY TYPE: SECURITIES 42,935. 35,681. 7,254.
OWENS CORNING NEW COM STK P 04/20/2016 03/20/2017 PROPERTY TYPE: SECURITIES 21,313. 17,685. 3,628.
OWENS CORNING NEW COM STK P 04/19/2016 03/20/2017 PROPERTY TYPE: SECURITIES 9,893. 8,214. 1,679.
OWENS CORNING NEW COM STK P 04/19/2016 03/02/2017 PROPERTY TYPE: SECURITIES 81,984. 70,336. 11,649.
JSA 7E1730 1.000 43461C 2532 Page 263 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
OWENS CORNING NEW COM STK P 04/25/2016 06/23/2017 PROPERTY TYPE: SECURITIES 22,475. 17,441. 5,034.
OWENS CORNING NEW COM STK P 04/25/2016 06/23/2017 PROPERTY TYPE: SECURITIES 37,905. 29,375. 8,530.
OWENS CORNING NEW COM STK P 05/05/2016 09/18/2017 PROPERTY TYPE: SECURITIES 72,253. 45,457. 26,795.
OWENS CORNING NEW COM STK P 05/09/2016 09/18/2017 PROPERTY TYPE: SECURITIES 12,835. 8,209. 4,626.
OWENS CORNING NEW COM STK P 05/09/2016 09/19/2017 PROPERTY TYPE: SECURITIES 26,643. 17,190. 9,454.
OWENS CORNING NEW COM STK P 05/09/2016 09/20/2017 PROPERTY TYPE: SECURITIES 7,706. 4,957. 2,749.
OWENS CORNING NEW COM STK P 05/09/2016 09/19/2017 PROPERTY TYPE: SECURITIES 5,409. 3,477. 1,932.
OWENS CORNING NEW COM STK P 04/19/2016 03/20/2017 PROPERTY TYPE: SECURITIES 41,387. 34,398. 6,990.
OWENS CORNING NEW COM STK P 05/09/2016 09/20/2017 PROPERTY TYPE: SECURITIES 52,032. 33,254. 18,778.
OWENS CORNING NEW COM STK P 05/10/2016 09/20/2017 PROPERTY TYPE: SECURITIES 63,252. 40,803. 22,449.
OWENS CORNING NEW COM STK P 05/10/2016 09/20/2017 PROPERTY TYPE: SECURITIES 21,234. 13,612. 7,623.
OWENS CORNING NEW COM STK P 05/03/2016 09/15/2017 PROPERTY TYPE: SECURITIES 7,756. 4,835. 2,921.
JSA 7E1730 1.000 43461C 2532 Page 264 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
OWENS CORNING NEW COM STK P 05/04/2016 09/15/2017 PROPERTY TYPE: SECURITIES 54,967. 34,479. 20,488.
OWENS CORNING NEW COM STK P 05/05/2016 09/15/2017 PROPERTY TYPE: SECURITIES 6,250. 3,942. 2,307.
OWENS CORNING NEW COM STK P 04/25/2016 06/27/2017 PROPERTY TYPE: SECURITIES 11,942. 9,359. 2,584.
PACKAGING CORP AMER COM US6951561090 P 01/23/2017 09/11/2017 PROPERTY TYPE: SECURITIES 1,167. 884. 283.
PACKAGING CORP AMER COM US6951561090 P 01/23/2017 09/11/2017 PROPERTY TYPE: SECURITIES 45,518. 34,480. 11,038.
PACKAGING CORP AMER COM US6951561090 P 01/24/2017 09/11/2017 PROPERTY TYPE: SECURITIES 14,823. 11,557. 3,265.
PACKAGING CORP AMER COM US6951561090 P 01/24/2017 10/11/2017 PROPERTY TYPE: SECURITIES 88,871. 69,435. 19,436.
PACKAGING CORP AMER COM US6951561090 P 01/25/2017 10/11/2017 PROPERTY TYPE: SECURITIES 55,908. 45,041. 10,868.
PACKAGING CORP AMER COM US6951561090 P 01/26/2017 10/11/2017 PROPERTY TYPE: SECURITIES 12,812. 10,339. 2,473.
PACKAGING CORP AMER COM US6951561090 P 01/30/2017 10/11/2017 PROPERTY TYPE: SECURITIES 41,698. 32,944. 8,754.
PENTAIR PLC COM STK P 10/02/2017 10/11/2017 PROPERTY TYPE: SECURITIES 103,023. 101,786. 1,237.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/07/2017 10/19/2017 PROPERTY TYPE: SECURITIES 59,905. 53,939. 5,966.
JSA 7E1730 1.000 43461C 2532 Page 265 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/08/2017 10/19/2017 PROPERTY TYPE: SECURITIES 62,437. 55,890. 6,547.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/09/2017 10/19/2017 PROPERTY TYPE: SECURITIES 46,108. 41,919. 4,188.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/15/2017 10/23/2017 PROPERTY TYPE: SECURITIES 32,490. 31,368. 1,122.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/23/2017 10/23/2017 PROPERTY TYPE: SECURITIES 65,587. 63,598. 1,990.
PERRIGO COMPANY LIMITED COM EUR0.001 P 04/19/2017 10/23/2017 PROPERTY TYPE: SECURITIES 21,718. 16,628. 5,090.
PERRIGO COMPANY LIMITED COM EUR0.001 P 05/02/2017 10/23/2017 PROPERTY TYPE: SECURITIES 68,194. 59,699. 8,495.
PERRIGO COMPANY LIMITED COM EUR0.001 P 06/08/2017 10/23/2017 PROPERTY TYPE: SECURITIES 23,108. 18,943. 4,165.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/07/2017 03/02/2017 PROPERTY TYPE: SECURITIES 17,468. 18,085. -616.
PERRIGO COMPANY LIMITED COM EUR0.001 P 06/08/2017 10/24/2017 PROPERTY TYPE: SECURITIES 113,918. 94,286. 19,631.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/06/2017 02/28/2017 PROPERTY TYPE: SECURITIES 52,392. 53,852. -1,460.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/07/2017 02/28/2017 PROPERTY TYPE: SECURITIES 37,965. 39,314. -1,349.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/07/2017 02/28/2017 PROPERTY TYPE: SECURITIES 29,613. 30,933. -1,320.
JSA 7E1730 1.000 43461C 2532 Page 266 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/09/2017 10/20/2017 PROPERTY TYPE: SECURITIES 45,683. 41,443. 4,240.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/09/2017 10/20/2017 PROPERTY TYPE: SECURITIES 10,502. 9,458. 1,044.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/09/2017 10/20/2017 PROPERTY TYPE: SECURITIES 23,629. 21,222. 2,408.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/10/2017 10/20/2017 PROPERTY TYPE: SECURITIES 61,699. 55,812. 5,887.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/13/2017 10/20/2017 PROPERTY TYPE: SECURITIES 37,632. 34,421. 3,211.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/14/2017 10/20/2017 PROPERTY TYPE: SECURITIES 17,853. 16,385. 1,468.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/07/2017 10/11/2017 PROPERTY TYPE: SECURITIES 126,970. 114,326. 12,644.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/14/2017 10/23/2017 PROPERTY TYPE: SECURITIES 4,020. 3,695. 325.
PERRIGO COMPANY LIMITED COM EUR0.001 P 02/15/2017 10/23/2017 PROPERTY TYPE: SECURITIES 27,179. 26,084. 1,095.
PERRIGO COMPANY LIMITED COM EUR0.001 P 06/08/2017 10/24/2017 PROPERTY TYPE: SECURITIES 9,024. 7,477. 1,546.
PERRIGO COMPANY LIMITED COM EUR0.001 P 07/10/2017 10/24/2017 PROPERTY TYPE: SECURITIES 104,157. 87,276. 16,882.
PERRIGO COMPANY LIMITED COM EUR0.001 P 07/10/2017 10/25/2017 PROPERTY TYPE: SECURITIES 12,558. 10,657. 1,901.
JSA 7E1730 1.000 43461C 2532 Page 267 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PERRIGO COMPANY LIMITED COM EUR0.001 P 07/11/2017 10/25/2017 PROPERTY TYPE: SECURITIES 70,851. 60,548. 10,302.
PERRIGO COMPANY LIMITED COM EUR0.001 P 08/16/2017 10/25/2017 PROPERTY TYPE: SECURITIES 47,347. 44,099. 3,248.
PERRIGO COMPANY LIMITED COM EUR0.001 P 08/17/2017 10/25/2017 PROPERTY TYPE: SECURITIES 17,479. 16,274. 1,206.
PHILLIPS 66 COM P 12/10/2014 01/20/2017 PROPERTY TYPE: SECURITIES 109,923. 88,962. 20,961.
PHILLIPS 66 COM P 02/26/2015 01/20/2017 PROPERTY TYPE: SECURITIES 21,155. 20,212. 943.
PHILLIPS 66 COM P 02/26/2015 01/20/2017 PROPERTY TYPE: SECURITIES 35,673. 34,093. 1,581.
PHILLIPS 66 COM P 02/27/2015 01/20/2017 PROPERTY TYPE: SECURITIES 50,191. 48,337. 1,855.
PHILLIPS 66 COM P 12/14/2016 01/27/2017 PROPERTY TYPE: SECURITIES 11,227. 11,881. -654.
PHILLIPS 66 COM P 12/14/2016 01/27/2017 PROPERTY TYPE: SECURITIES 24,118. 25,498. -1,381.
PHILLIPS 66 COM P 12/16/2016 01/27/2017 PROPERTY TYPE: SECURITIES 51,146. 53,715. -2,569.
PHILLIPS 66 COM P 12/22/2016 01/27/2017 PROPERTY TYPE: SECURITIES 23,702. 24,901. -1,199.
PHILLIPS 66 COM P 12/28/2016 01/30/2017 PROPERTY TYPE: SECURITIES 45,092. 48,127. -3,035.
JSA 7E1730 1.000 43461C 2532 Page 268 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PHILLIPS 66 COM P 09/25/2014 01/19/2017 PROPERTY TYPE: SECURITIES 63,915. 63,266. 649.
PHILLIPS 66 COM P 10/15/2014 01/19/2017 PROPERTY TYPE: SECURITIES 123,680. 100,696. 22,984.
PHILLIPS 66 COM P 12/10/2014 01/19/2017 PROPERTY TYPE: SECURITIES 28,637. 23,164. 5,474.
PHILLIPS 66 COM P 12/22/2016 01/27/2017 PROPERTY TYPE: SECURITIES 27,312. 28,833. -1,521.
PHILLIPS 66 COM P 12/28/2016 01/27/2017 PROPERTY TYPE: SECURITIES 4,966. 5,250. -284.
PHILLIPS 66 COM P 02/27/2015 01/24/2017 PROPERTY TYPE: SECURITIES 9,954. 9,499. 455.
PHILLIPS 66 COM P 03/02/2015 01/24/2017 PROPERTY TYPE: SECURITIES 59,309. 54,757. 4,552.
PHILLIPS 66 COM P 12/12/2016 01/24/2017 PROPERTY TYPE: SECURITIES 7,051. 7,494. -443.
PHILLIPS 66 COM P 12/12/2016 01/24/2017 PROPERTY TYPE: SECURITIES 96,222. 102,331. -6,109.
PHILLIPS 66 COM P 12/13/2016 01/24/2017 PROPERTY TYPE: SECURITIES 11,613. 12,344. -731.
PHILLIPS 66 COM P 09/18/2014 01/18/2017 PROPERTY TYPE: SECURITIES 59,672. 61,035. -1,363.
PHILLIPS 66 COM P 09/25/2014 01/18/2017 PROPERTY TYPE: SECURITIES 48,746. 47,655. 1,091.
JSA 7E1730 1.000 43461C 2532 Page 269 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PHILLIPS 66 COM P 02/27/2015 01/23/2017 PROPERTY TYPE: SECURITIES 83,019. 79,950. 3,069.
PHILLIPS 66 COM P 02/27/2015 01/23/2017 PROPERTY TYPE: SECURITIES 6,165. 5,992. 173.
PHILLIPS 66 COM P 02/27/2015 01/23/2017 PROPERTY TYPE: SECURITIES 18,905. 18,289. 616.
PHILLIPS 66 COM P 12/13/2016 01/27/2017 PROPERTY TYPE: SECURITIES 39,674. 42,322. -2,648.
PHILLIPS 66 COM P 12/14/2016 01/27/2017 PROPERTY TYPE: SECURITIES 15,704. 16,721. -1,017.
PINNACLE FOODS INC DEL COM P 08/22/2016 11/07/2017 PROPERTY TYPE: SECURITIES 15,911. 15,098. 813.
PINNACLE FOODS INC DEL COM P 08/22/2016 11/07/2017 PROPERTY TYPE: SECURITIES 3,214. 3,027. 187.
PINNACLE FOODS INC DEL COM P 08/22/2016 11/07/2017 PROPERTY TYPE: SECURITIES 3,214. 3,033. 182.
PINNACLE FOODS INC DEL COM P 08/23/2016 11/07/2017 PROPERTY TYPE: SECURITIES 34,983. 33,175. 1,808.
PINNACLE FOODS INC DEL COM P 07/07/2016 02/15/2017 PROPERTY TYPE: SECURITIES 13,130. 11,368. 1,762.
PINNACLE FOODS INC DEL COM P 07/07/2016 02/15/2017 PROPERTY TYPE: SECURITIES 43,493. 37,650. 5,843.
PINNACLE FOODS INC DEL COM P 09/07/2016 11/09/2017 PROPERTY TYPE: SECURITIES 19,526. 18,648. 878.
JSA 7E1730 1.000 43461C 2532 Page 270 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PINNACLE FOODS INC DEL COM P 09/22/2016 12/01/2017 PROPERTY TYPE: SECURITIES 4,596. 3,999. 597.
PINNACLE FOODS INC DEL COM P 07/18/2016 05/18/2017 PROPERTY TYPE: SECURITIES 18,378. 15,127. 3,251.
PINNACLE FOODS INC DEL COM P 08/22/2016 11/06/2017 PROPERTY TYPE: SECURITIES 2,798. 2,643. 155.
PINNACLE FOODS INC DEL COM P 07/08/2016 03/03/2017 PROPERTY TYPE: SECURITIES 5,174. 4,312. 862.
PINNACLE FOODS INC DEL COM P 07/18/2016 05/18/2017 PROPERTY TYPE: SECURITIES 37,944. 31,230. 6,715.
PINNACLE FOODS INC DEL COM P 07/06/2016 02/10/2017 PROPERTY TYPE: SECURITIES 11,510. 9,848. 1,662.
PINNACLE FOODS INC DEL COM P 07/06/2016 02/10/2017 PROPERTY TYPE: SECURITIES 16,991. 14,492. 2,498.
PINNACLE FOODS INC DEL COM P 08/03/2016 10/11/2017 PROPERTY TYPE: SECURITIES 21,251. 18,960. 2,291.
PINNACLE FOODS INC DEL COM P 08/05/2016 10/11/2017 PROPERTY TYPE: SECURITIES 55,707. 48,833. 6,874.
PINNACLE FOODS INC DEL COM P 07/08/2016 04/03/2017 PROPERTY TYPE: SECURITIES 14,191. 11,739. 2,452.
PINNACLE FOODS INC DEL COM P 07/11/2016 04/03/2017 PROPERTY TYPE: SECURITIES 7,530. 6,232. 1,298.
PINNACLE FOODS INC DEL COM P 07/12/2016 04/03/2017 PROPERTY TYPE: SECURITIES 35,332. 29,250. 6,082.
JSA 7E1730 1.000 43461C 2532 Page 271 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PINNACLE FOODS INC DEL COM P 07/06/2016 02/14/2017 PROPERTY TYPE: SECURITIES 76,781. 65,758. 11,023.
PINNACLE FOODS INC DEL COM P 07/07/2016 02/14/2017 PROPERTY TYPE: SECURITIES 545. 474. 71.
PINNACLE FOODS INC DEL COM P 09/22/2016 12/01/2017 PROPERTY TYPE: SECURITIES 33,991. 29,636. 4,355.
PINNACLE FOODS INC DEL COM P 09/22/2016 12/01/2017 PROPERTY TYPE: SECURITIES 18,171. 15,847. 2,324.
PINNACLE FOODS INC DEL COM P 09/07/2016 11/09/2017 PROPERTY TYPE: SECURITIES 36,696. 35,276. 1,420.
PINNACLE FOODS INC DEL COM P 07/06/2016 02/02/2017 PROPERTY TYPE: SECURITIES 16,941. 14,790. 2,151.
PINNACLE FOODS INC DEL COM P 07/06/2016 02/02/2017 PROPERTY TYPE: SECURITIES 8,874. 7,745. 1,129.
PINNACLE FOODS INC DEL COM P 07/22/2016 07/10/2017 PROPERTY TYPE: SECURITIES 18,658. 15,650. 3,008.
PINNACLE FOODS INC DEL COM P 07/15/2016 05/10/2017 PROPERTY TYPE: SECURITIES 581. 485. 96.
PINNACLE FOODS INC DEL COM P 07/18/2016 05/10/2017 PROPERTY TYPE: SECURITIES 12,201. 10,247. 1,954.
PINNACLE FOODS INC DEL COM P 07/18/2016 05/10/2017 PROPERTY TYPE: SECURITIES 5,229. 4,406. 823.
PINNACLE FOODS INC DEL COM P 07/15/2016 05/09/2017 PROPERTY TYPE: SECURITIES 13,231. 11,165. 2,065.
JSA 7E1730 1.000 43461C 2532 Page 272 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PINNACLE FOODS INC DEL COM P 08/03/2016 09/08/2017 PROPERTY TYPE: SECURITIES 4,438. 3,792. 646.
PINNACLE FOODS INC DEL COM P 08/03/2016 09/08/2017 PROPERTY TYPE: SECURITIES 1,835. 1,569. 266.
PINNACLE FOODS INC DEL COM P 08/01/2016 08/24/2017 PROPERTY TYPE: SECURITIES 11,471. 9,663. 1,808.
PINNACLE FOODS INC DEL COM P 07/22/2016 07/11/2017 PROPERTY TYPE: SECURITIES 3,746. 3,179. 567.
PINNACLE FOODS INC DEL COM P 07/26/2016 07/11/2017 PROPERTY TYPE: SECURITIES 9,222. 7,857. 1,365.
PINNACLE FOODS INC DEL COM P 07/26/2016 07/11/2017 PROPERTY TYPE: SECURITIES 10,374. 8,823. 1,552.
PINNACLE FOODS INC DEL COM P 07/26/2016 07/11/2017 PROPERTY TYPE: SECURITIES 37,175. 31,683. 5,492.
PINNACLE FOODS INC DEL COM P 07/26/2016 07/11/2017 PROPERTY TYPE: SECURITIES 4,611. 3,922. 689.
PINNACLE FOODS INC DEL COM P 07/28/2016 07/11/2017 PROPERTY TYPE: SECURITIES 51,007. 43,405. 7,602.
PINNACLE FOODS INC DEL COM P 07/22/2016 07/10/2017 PROPERTY TYPE: SECURITIES 9,337. 7,825. 1,512.
PINNACLE FOODS INC DEL COM P 07/22/2016 06/16/2017 PROPERTY TYPE: SECURITIES 3,634. 2,934. 699.
PINNACLE FOODS INC DEL COM P 07/07/2016 02/21/2017 PROPERTY TYPE: SECURITIES 31,314. 26,994. 4,320.
JSA 7E1730 1.000 43461C 2532 Page 273 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PINNACLE FOODS INC DEL COM P 07/13/2016 04/11/2017 PROPERTY TYPE: SECURITIES 57,375. 46,875. 10,499.
PINNACLE FOODS INC DEL COM P 07/15/2016 05/09/2017 PROPERTY TYPE: SECURITIES 4,040. 3,398. 642.
PINNACLE FOODS INC DEL COM P 08/23/2016 11/08/2017 PROPERTY TYPE: SECURITIES 4,876. 4,543. 333.
PINNACLE FOODS INC DEL COM P 08/23/2016 11/08/2017 PROPERTY TYPE: SECURITIES 53,472. 50,144. 3,328.
PINNACLE FOODS INC DEL COM P 08/24/2016 11/08/2017 PROPERTY TYPE: SECURITIES 42,962. 40,371. 2,590.
PINNACLE FOODS INC DEL COM P 07/28/2016 07/11/2017 PROPERTY TYPE: SECURITIES 4,057. 3,433. 623.
PINNACLE FOODS INC DEL COM P 07/13/2016 05/04/2017 PROPERTY TYPE: SECURITIES 49,423. 41,076. 8,347.
PINNACLE FOODS INC DEL COM P 07/14/2016 05/04/2017 PROPERTY TYPE: SECURITIES 68,030. 56,829. 11,201.
PINNACLE FOODS INC DEL COM P 08/02/2016 09/07/2017 PROPERTY TYPE: SECURITIES 11,547. 9,800. 1,747.
PINNACLE FOODS INC DEL COM P 07/05/2016 01/06/2017 PROPERTY TYPE: SECURITIES 33,112. 28,590. 4,522.
PINNACLE FOODS INC DEL COM P 07/06/2016 01/06/2017 PROPERTY TYPE: SECURITIES 15,755. 13,851. 1,904.
PINNACLE FOODS INC DEL COM P 08/24/2016 11/08/2017 PROPERTY TYPE: SECURITIES 13,060. 12,320. 740.
JSA 7E1730 1.000 43461C 2532 Page 274 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PINNACLE FOODS INC DEL COM P 09/07/2016 11/08/2017 PROPERTY TYPE: SECURITIES 108. 104. 4.
PINNACLE FOODS INC DEL COM P 07/07/2016 02/23/2017 PROPERTY TYPE: SECURITIES 8,214. 6,867. 1,347.
PINNACLE FOODS INC DEL COM P 07/07/2016 02/23/2017 PROPERTY TYPE: SECURITIES 95,739. 79,531. 16,208.
PINNACLE FOODS INC DEL COM P 07/07/2016 02/23/2017 PROPERTY TYPE: SECURITIES 26,626. 22,145. 4,481.
PINNACLE FOODS INC DEL COM P 07/08/2016 02/23/2017 PROPERTY TYPE: SECURITIES 20,394. 17,276. 3,118.
PINNACLE FOODS INC DEL COM P 07/08/2016 02/23/2017 PROPERTY TYPE: SECURITIES 13,313. 11,260. 2,053.
PINNACLE FOODS INC DEL COM P 07/08/2016 02/23/2017 PROPERTY TYPE: SECURITIES 62,882. 53,259. 9,623.
PINNACLE FOODS INC DEL COM P 07/28/2016 07/14/2017 PROPERTY TYPE: SECURITIES 11,693. 9,809. 1,884.
PINNACLE FOODS INC DEL COM P 08/03/2016 09/08/2017 PROPERTY TYPE: SECURITIES 11,733. 10,135. 1,598.
PINNACLE FOODS INC DEL COM P 07/08/2016 03/03/2017 PROPERTY TYPE: SECURITIES 17,137. 14,374. 2,763.
PINNACLE FOODS INC DEL COM P 08/01/2016 08/24/2017 PROPERTY TYPE: SECURITIES 13,448. 11,324. 2,124.
PINNACLE FOODS INC DEL COM P 07/18/2016 05/10/2017 PROPERTY TYPE: SECURITIES 42,310. 35,621. 6,689.
JSA 7E1730 1.000 43461C 2532 Page 275 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PINNACLE FOODS INC DEL COM P 07/19/2016 05/23/2017 PROPERTY TYPE: SECURITIES 14,396. 11,148. 3,248.
PINNACLE FOODS INC DEL COM P 07/20/2016 05/23/2017 PROPERTY TYPE: SECURITIES 67,285. 52,487. 14,799.
PINNACLE FOODS INC DEL COM P 07/22/2016 05/23/2017 PROPERTY TYPE: SECURITIES 37,868. 29,589. 8,279.
PINNACLE FOODS INC DEL COM P 08/05/2016 11/06/2017 PROPERTY TYPE: SECURITIES 3,577. 3,328. 248.
PINNACLE FOODS INC DEL COM P 08/22/2016 11/06/2017 PROPERTY TYPE: SECURITIES 49,700. 47,328. 2,372.
PINNACLE FOODS INC DEL COM P 07/12/2016 04/04/2017 PROPERTY TYPE: SECURITIES 46,168. 38,316. 7,852.
PINNACLE FOODS INC DEL COM P 07/12/2016 04/04/2017 PROPERTY TYPE: SECURITIES 4,617. 3,824. 793.
PINNACLE FOODS INC DEL COM P 07/12/2016 04/04/2017 PROPERTY TYPE: SECURITIES 6,348. 5,275. 1,074.
PINNACLE FOODS INC DEL COM P 07/22/2016 06/16/2017 PROPERTY TYPE: SECURITIES 24,970. 20,296. 4,674.
PINNACLE FOODS INC DEL COM P 07/06/2016 02/13/2017 PROPERTY TYPE: SECURITIES 40,842. 35,061. 5,780.
PINNACLE FOODS INC DEL COM P 07/06/2016 02/13/2017 PROPERTY TYPE: SECURITIES 1,089. 933. 156.
PINNACLE FOODS INC DEL COM P 08/02/2016 09/07/2017 PROPERTY TYPE: SECURITIES 5,790. 4,875. 915.
JSA 7E1730 1.000 43461C 2532 Page 276 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PINNACLE FOODS INC DEL COM P 07/12/2016 04/07/2017 PROPERTY TYPE: SECURITIES 53,126. 43,739. 9,387.
PINNACLE FOODS INC DEL COM P 10/25/2016 12/05/2017 PROPERTY TYPE: SECURITIES 19,079. 16,890. 2,189.
PINNACLE FOODS INC DEL COM P 09/07/2016 11/10/2017 PROPERTY TYPE: SECURITIES 55,264. 52,940. 2,324.
PINNACLE FOODS INC DEL COM P 09/16/2016 11/10/2017 PROPERTY TYPE: SECURITIES 55,967. 52,086. 3,881.
PINNACLE FOODS INC DEL COM P 09/22/2016 11/10/2017 PROPERTY TYPE: SECURITIES 2,866. 2,649. 216.
PINNACLE FOODS INC DEL COM P 07/28/2016 07/14/2017 PROPERTY TYPE: SECURITIES 8,481. 7,112. 1,369.
PINNACLE FOODS INC DEL COM P 07/28/2016 07/14/2017 PROPERTY TYPE: SECURITIES 30,999. 25,690. 5,310.
PINNACLE FOODS INC DEL COM P 07/28/2016 07/14/2017 PROPERTY TYPE: SECURITIES 9,943. 8,285. 1,658.
PINNACLE FOODS INC DEL COM P 08/03/2016 09/08/2017 PROPERTY TYPE: SECURITIES 15,726. 13,479. 2,247.
PINNACLE FOODS INC DEL COM P 08/03/2016 09/08/2017 PROPERTY TYPE: SECURITIES 27,727. 23,731. 3,996.
PINNACLE FOODS INC DEL COM P 07/22/2016 06/16/2017 PROPERTY TYPE: SECURITIES 30,717. 24,942. 5,775.
PINNACLE FOODS INC DEL COM P 10/25/2016 12/05/2017 PROPERTY TYPE: SECURITIES 9,599. 8,419. 1,180.
JSA 7E1730 1.000 43461C 2532 Page 277 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PINNACLE FOODS INC DEL COM P 07/07/2016 02/21/2017 PROPERTY TYPE: SECURITIES 25,317. 21,785. 3,532.
PINNACLE FOODS INC DEL COM P 07/14/2016 05/05/2017 PROPERTY TYPE: SECURITIES 51,653. 43,229. 8,424.
PINNACLE FOODS INC DEL COM P 07/14/2016 05/05/2017 PROPERTY TYPE: SECURITIES 4,063. 3,387. 675.
PINNACLE FOODS INC DEL COM P 07/15/2016 05/05/2017 PROPERTY TYPE: SECURITIES 3,192. 2,670. 522.
PINNACLE FOODS INC DEL COM P 07/08/2016 03/03/2017 PROPERTY TYPE: SECURITIES 34,965. 29,227. 5,738.
PINNACLE FOODS INC DEL COM P 07/15/2016 05/09/2017 PROPERTY TYPE: SECURITIES 8,673. 7,272. 1,401.
PINNACLE FOODS INC DEL COM P 07/15/2016 05/09/2017 PROPERTY TYPE: SECURITIES 31,801. 26,700. 5,101.
PINNACLE FOODS INC DEL COM P 08/02/2016 09/07/2017 PROPERTY TYPE: SECURITIES 8,022. 6,765. 1,256.
PINNACLE FOODS INC DEL COM P 08/03/2016 09/07/2017 PROPERTY TYPE: SECURITIES 35,331. 30,353. 4,978.
PINNACLE FOODS INC DEL COM P 07/06/2016 02/03/2017 PROPERTY TYPE: SECURITIES 22,786. 19,948. 2,838.
PINNACLE FOODS INC DEL COM P 07/06/2016 02/03/2017 PROPERTY TYPE: SECURITIES 3,753. 3,283. 470.
PINNACLE FOODS INC DEL COM P 07/12/2016 04/10/2017 PROPERTY TYPE: SECURITIES 587. 478. 109.
JSA 7E1730 1.000 43461C 2532 Page 278 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PINNACLE FOODS INC DEL COM P 07/12/2016 04/10/2017 PROPERTY TYPE: SECURITIES 38,167. 30,976. 7,191.
PINNACLE FOODS INC DEL COM P 07/13/2016 04/10/2017 PROPERTY TYPE: SECURITIES 12,918. 10,666. 2,252.
PINNACLE FOODS INC DEL COM P 07/13/2016 04/10/2017 PROPERTY TYPE: SECURITIES 5,872. 4,833. 1,039.
PINNACLE FOODS INC DEL COM P 07/19/2016 05/22/2017 PROPERTY TYPE: SECURITIES 25,139. 20,115. 5,024.
PINNACLE FOODS INC DEL COM P 07/28/2016 08/24/2017 PROPERTY TYPE: SECURITIES 8,970. 7,271. 1,700.
PINNACLE FOODS INC DEL COM P 07/29/2016 08/24/2017 PROPERTY TYPE: SECURITIES 13,156. 10,971. 2,185.
PINNACLE FOODS INC DEL COM P 08/01/2016 08/24/2017 PROPERTY TYPE: SECURITIES 12,558. 10,569. 1,989.
PINNACLE FOODS INC DEL COM P 09/22/2016 12/04/2017 PROPERTY TYPE: SECURITIES 994. 850. 144.
PINNACLE FOODS INC DEL COM P 10/25/2016 12/04/2017 PROPERTY TYPE: SECURITIES 31,797. 27,758. 4,039.
PINNACLE FOODS INC DEL COM P 10/25/2016 12/04/2017 PROPERTY TYPE: SECURITIES 68,386. 59,731. 8,655.
PINNACLE FOODS INC DEL COM P 08/01/2016 09/05/2017 PROPERTY TYPE: SECURITIES 4,057. 3,422. 635.
PINNACLE FOODS INC DEL COM P 08/01/2016 09/05/2017 PROPERTY TYPE: SECURITIES 20,882. 17,574. 3,308.
JSA 7E1730 1.000 43461C 2532 Page 279 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PINNACLE FOODS INC DEL COM P 08/02/2016 09/05/2017 PROPERTY TYPE: SECURITIES 5,370. 4,482. 888.
PINNACLE FOODS INC DEL COM P 08/02/2016 09/05/2017 PROPERTY TYPE: SECURITIES 30,964. 25,818. 5,146.
PINNACLE FOODS INC DEL COM P 07/05/2016 01/06/2017 PROPERTY TYPE: SECURITIES 4,824. 4,150. 674.
PINNACLE FOODS INC DEL COM P 07/18/2016 05/22/2017 PROPERTY TYPE: SECURITIES 8,776. 7,075. 1,700.
PINNACLE FOODS INC DEL COM P 07/19/2016 05/22/2017 PROPERTY TYPE: SECURITIES 19,972. 15,999. 3,973.
PINNACLE FOODS INC DEL COM P 07/19/2016 05/22/2017 PROPERTY TYPE: SECURITIES 5,750. 4,605. 1,145.
PINNACLE FOODS INC DEL COM P 07/12/2016 04/07/2017 PROPERTY TYPE: SECURITIES 4,067. 3,346. 721.
PINNACLE FOODS INC DEL COM P 07/06/2016 02/13/2017 PROPERTY TYPE: SECURITIES 10,364. 8,882. 1,482.
PINNACLE FOODS INC DEL COM P 07/07/2016 02/14/2017 PROPERTY TYPE: SECURITIES 6,008. 5,210. 798.
PINNACLE FOODS INC DEL COM P 07/06/2016 02/02/2017 PROPERTY TYPE: SECURITIES 2,700. 2,347. 353.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/27/2016 04/03/2017 PROPERTY TYPE: SECURITIES 16,253. 13,538. 2,715.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/28/2016 04/03/2017 PROPERTY TYPE: SECURITIES 574. 505. 69.
JSA 7E1730 1.000 43461C 2532 Page 280 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/28/2016 04/03/2017 PROPERTY TYPE: SECURITIES 6,119. 5,359. 759.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/02/2016 03/24/2017 PROPERTY TYPE: SECURITIES 31,752. 27,218. 4,534.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/23/2016 04/03/2017 PROPERTY TYPE: SECURITIES 12,320. 11,338. 982.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/23/2016 04/03/2017 PROPERTY TYPE: SECURITIES 49,591. 45,517. 4,074.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/24/2016 04/03/2017 PROPERTY TYPE: SECURITIES 71,489. 63,948. 7,541.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/24/2016 04/03/2017 PROPERTY TYPE: SECURITIES 26,186. 23,527. 2,659.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/27/2016 04/03/2017 PROPERTY TYPE: SECURITIES 7,416. 6,468. 947.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/27/2016 04/03/2017 PROPERTY TYPE: SECURITIES 14,116. 11,659. 2,457.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/01/2016 01/19/2017 PROPERTY TYPE: SECURITIES 17,431. 13,624. 3,807.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/03/2016 03/28/2017 PROPERTY TYPE: SECURITIES 3,141. 2,717. 424.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 08/01/2016 04/11/2017 PROPERTY TYPE: SECURITIES 3,123. 2,685. 437.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/06/2016 03/30/2017 PROPERTY TYPE: SECURITIES 3,093. 2,779. 314.
JSA 7E1730 1.000 43461C 2532 Page 281 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/07/2016 03/30/2017 PROPERTY TYPE: SECURITIES 24,187. 22,676. 1,511.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/07/2016 03/30/2017 PROPERTY TYPE: SECURITIES 36,601. 34,346. 2,255.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/09/2016 03/30/2017 PROPERTY TYPE: SECURITIES 2,914. 2,699. 215.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/09/2016 03/30/2017 PROPERTY TYPE: SECURITIES 53,735. 50,081. 3,654.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/10/2016 03/30/2017 PROPERTY TYPE: SECURITIES 50,879. 45,807. 5,072.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/13/2016 03/30/2017 PROPERTY TYPE: SECURITIES 1,018. 885. 134.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 08/02/2016 04/17/2017 PROPERTY TYPE: SECURITIES 30,326. 26,129. 4,197.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 09/08/2016 04/17/2017 PROPERTY TYPE: SECURITIES 5,990. 6,182. -192.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/02/2016 02/07/2017 PROPERTY TYPE: SECURITIES 2. 2.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/13/2016 03/30/2017 PROPERTY TYPE: SECURITIES 30,672. 26,700. 3,972.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/13/2016 03/30/2017 PROPERTY TYPE: SECURITIES 24,903. 21,585. 3,318.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/14/2016 03/30/2017 PROPERTY TYPE: SECURITIES 923. 761. 162.
JSA 7E1730 1.000 43461C 2532 Page 282 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/01/2016 01/20/2017 PROPERTY TYPE: SECURITIES 26,582. 20,689. 5,893.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/02/2016 01/20/2017 PROPERTY TYPE: SECURITIES 3,835. 3,099. 736.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/02/2016 01/20/2017 PROPERTY TYPE: SECURITIES 5,581. 4,559. 1,022.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 10/20/2016 04/19/2017 PROPERTY TYPE: SECURITIES 7,340. 8,466. -1,126.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 10/27/2016 04/19/2017 PROPERTY TYPE: SECURITIES 24,763. 27,557. -2,794.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/02/2016 01/23/2017 PROPERTY TYPE: SECURITIES 12,504. 10,140. 2,364.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 02/24/2017 04/26/2017 PROPERTY TYPE: SECURITIES 23,856. 24,149. -293.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 10/19/2016 04/19/2017 PROPERTY TYPE: SECURITIES 3,803. 4,391. -588.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 10/19/2016 04/19/2017 PROPERTY TYPE: SECURITIES 5,653. 6,501. -848.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 10/20/2016 04/19/2017 PROPERTY TYPE: SECURITIES 815. 936. -120.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 10/20/2016 04/19/2017 PROPERTY TYPE: SECURITIES 14,767. 16,964. -2,196.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/27/2016 04/05/2017 PROPERTY TYPE: SECURITIES 18,868. 16,152. 2,716.
JSA 7E1730 1.000 43461C 2532 Page 283 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/28/2016 04/05/2017 PROPERTY TYPE: SECURITIES 32,987. 28,657. 4,330.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/21/2016 03/31/2017 PROPERTY TYPE: SECURITIES 109. 95. 14.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/21/2016 03/31/2017 PROPERTY TYPE: SECURITIES 10,800. 9,347. 1,453.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/22/2016 03/31/2017 PROPERTY TYPE: SECURITIES 15,848. 14,095. 1,753.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/23/2016 03/31/2017 PROPERTY TYPE: SECURITIES 7,005. 6,362. 642.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 10/27/2016 04/25/2017 PROPERTY TYPE: SECURITIES 4,106. 4,559. -454.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 12/20/2016 04/25/2017 PROPERTY TYPE: SECURITIES 41,975. 46,810. -4,835.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 12/20/2016 04/25/2017 PROPERTY TYPE: SECURITIES 2,451. 2,737. -286.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 12/21/2016 04/25/2017 PROPERTY TYPE: SECURITIES 1,226. 1,370. -145.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 02/24/2017 04/25/2017 PROPERTY TYPE: SECURITIES 16,729. 16,926. -197.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/28/2016 04/04/2017 PROPERTY TYPE: SECURITIES 33,258. 28,955. 4,303.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/29/2016 04/04/2017 PROPERTY TYPE: SECURITIES 2,081. 1,812. 269.
JSA 7E1730 1.000 43461C 2532 Page 284 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/12/2016 04/04/2017 PROPERTY TYPE: SECURITIES 13,639. 12,755. 883.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/12/2016 04/04/2017 PROPERTY TYPE: SECURITIES 36,177. 33,803. 2,375.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/13/2016 04/04/2017 PROPERTY TYPE: SECURITIES 1,040. 951. 89.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/25/2016 04/04/2017 PROPERTY TYPE: SECURITIES 15,604. 14,290. 1,313.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/25/2016 04/04/2017 PROPERTY TYPE: SECURITIES 13,162. 12,025. 1,137.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/01/2016 01/19/2017 PROPERTY TYPE: SECURITIES 4,334. 3,428. 906.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/01/2016 01/19/2017 PROPERTY TYPE: SECURITIES 24,709. 19,259. 5,450.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/01/2016 01/19/2017 PROPERTY TYPE: SECURITIES 13,499. 10,629. 2,870.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/28/2016 04/07/2017 PROPERTY TYPE: SECURITIES 30,905. 27,014. 3,890.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/28/2016 04/07/2017 PROPERTY TYPE: SECURITIES 9,344. 8,080. 1,264.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/28/2016 04/07/2017 PROPERTY TYPE: SECURITIES 3,167. 2,754. 413.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/27/2016 04/03/2017 PROPERTY TYPE: SECURITIES 24,899. 20,642. 4,257.
JSA 7E1730 1.000 43461C 2532 Page 285 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 08/01/2016 04/11/2017 PROPERTY TYPE: SECURITIES 19,311. 16,563. 2,748.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 08/02/2016 04/11/2017 PROPERTY TYPE: SECURITIES 2,918. 2,493. 426.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/25/2016 04/04/2017 PROPERTY TYPE: SECURITIES 2,228. 2,019. 208.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/26/2016 04/04/2017 PROPERTY TYPE: SECURITIES 5,242. 4,754. 488.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/26/2016 04/04/2017 PROPERTY TYPE: SECURITIES 5,242. 4,766. 477.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/26/2016 04/04/2017 PROPERTY TYPE: SECURITIES 13,164. 11,879. 1,285.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/27/2016 04/04/2017 PROPERTY TYPE: SECURITIES 15,377. 13,437. 1,940.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/27/2016 04/04/2017 PROPERTY TYPE: SECURITIES 22,031. 19,106. 2,925.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 09/08/2016 04/18/2017 PROPERTY TYPE: SECURITIES 24,022. 24,974. -952.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 09/08/2016 04/18/2017 PROPERTY TYPE: SECURITIES 20,943. 21,721. -778.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 10/19/2016 04/18/2017 PROPERTY TYPE: SECURITIES 12,037. 13,856. -1,819.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/02/2016 03/27/2017 PROPERTY TYPE: SECURITIES 4,324. 3,736. 588.
JSA 7E1730 1.000 43461C 2532 Page 286 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/02/2016 03/27/2017 PROPERTY TYPE: SECURITIES 13,157. 11,448. 1,709.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/29/2016 04/10/2017 PROPERTY TYPE: SECURITIES 16,044. 14,077. 1,967.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/29/2016 04/10/2017 PROPERTY TYPE: SECURITIES 4,247. 3,655. 592.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/29/2016 04/10/2017 PROPERTY TYPE: SECURITIES 3,087. 2,727. 359.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 08/01/2016 04/10/2017 PROPERTY TYPE: SECURITIES 4,955. 4,327. 628.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 08/01/2016 04/10/2017 PROPERTY TYPE: SECURITIES 4,025. 3,441. 585.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/28/2016 04/07/2017 PROPERTY TYPE: SECURITIES 9,204. 7,945. 1,259.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 07/29/2016 04/07/2017 PROPERTY TYPE: SECURITIES 4,563. 4,048. 515.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/02/2016 03/28/2017 PROPERTY TYPE: SECURITIES 6,194. 5,219. 974.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/03/2016 03/28/2017 PROPERTY TYPE: SECURITIES 2,139. 1,849. 291.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/14/2016 03/31/2017 PROPERTY TYPE: SECURITIES 32,218. 26,511. 5,707.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/15/2016 03/31/2017 PROPERTY TYPE: SECURITIES 3,513. 2,931. 583.
JSA 7E1730 1.000 43461C 2532 Page 287 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/15/2016 03/31/2017 PROPERTY TYPE: SECURITIES 41,223. 35,023. 6,200.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/16/2016 03/31/2017 PROPERTY TYPE: SECURITIES 37,768. 32,193. 5,575.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/17/2016 03/31/2017 PROPERTY TYPE: SECURITIES 22,134. 18,956. 3,178.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/20/2016 03/31/2017 PROPERTY TYPE: SECURITIES 56,096. 48,583. 7,514.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/20/2016 03/31/2017 PROPERTY TYPE: SECURITIES 1,639. 1,430. 209.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/21/2016 03/31/2017 PROPERTY TYPE: SECURITIES 1,882. 1,637. 245.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 10/27/2016 04/25/2017 PROPERTY TYPE: SECURITIES 16,188. 18,033. -1,845.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 02/24/2017 04/26/2017 PROPERTY TYPE: SECURITIES 82,113. 83,390. -1,277.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/03/2016 03/28/2017 PROPERTY TYPE: SECURITIES 38,337. 33,088. 5,249.
PLAINS GP HLDGS LP LTD PART INT CL ANEW P 06/06/2016 03/28/2017 PROPERTY TYPE: SECURITIES 14,242. 12,616. 1,627.
POST HLDGS INC COM STK P 10/03/2016 11/02/2017 PROPERTY TYPE: SECURITIES 12,717. 12,359. 358.
POST HLDGS INC COM STK P 10/03/2016 11/02/2017 PROPERTY TYPE: SECURITIES 11,922. 11,597. 325.
JSA 7E1730 1.000 43461C 2532 Page 288 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
POST HLDGS INC COM STK P 10/03/2016 11/02/2017 PROPERTY TYPE: SECURITIES 7,153. 6,949. 204.
POST HLDGS INC COM STK P 10/04/2016 11/02/2017 PROPERTY TYPE: SECURITIES 3,974. 3,877. 97.
POST HLDGS INC COM STK P 10/04/2016 11/02/2017 PROPERTY TYPE: SECURITIES 22,254. 21,733. 521.
POST HLDGS INC COM STK P 10/05/2016 12/11/2017 PROPERTY TYPE: SECURITIES 5,455. 5,482. -27.
POST HLDGS INC COM STK P 10/05/2016 12/11/2017 PROPERTY TYPE: SECURITIES 14,182. 14,494. -312.
POST HLDGS INC COM STK P 10/10/2016 12/11/2017 PROPERTY TYPE: SECURITIES 17,143. 17,960. -817.
POST HLDGS INC COM STK P 08/25/2016 06/21/2017 PROPERTY TYPE: SECURITIES 24,892. 28,005. -3,114.
POST HLDGS INC COM STK P 08/26/2016 06/21/2017 PROPERTY TYPE: SECURITIES 35,614. 39,514. -3,899.
POST HLDGS INC COM STK P 10/10/2016 12/11/2017 PROPERTY TYPE: SECURITIES 20,533. 21,553. -1,020.
POST HLDGS INC COM STK P 08/24/2016 06/16/2017 PROPERTY TYPE: SECURITIES 16,739. 18,009. -1,270.
POST HLDGS INC COM STK P 08/26/2016 08/03/2017 PROPERTY TYPE: SECURITIES 13,014. 13,171. -157.
POST HLDGS INC COM STK P 08/29/2016 08/03/2017 PROPERTY TYPE: SECURITIES 3,778. 3,857. -79.
JSA 7E1730 1.000 43461C 2532 Page 289 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
POST HLDGS INC COM STK P 08/29/2016 08/03/2017 PROPERTY TYPE: SECURITIES 43,661. 44,837. -1,176.
POST HLDGS INC COM STK P 08/19/2016 05/09/2017 PROPERTY TYPE: SECURITIES 5,482. 5,887. -404.
POST HLDGS INC COM STK P 08/19/2016 05/09/2017 PROPERTY TYPE: SECURITIES 12,530. 13,536. -1,005.
POST HLDGS INC COM STK P 08/19/2016 05/09/2017 PROPERTY TYPE: SECURITIES 1,566. 1,683. -117.
POST HLDGS INC COM STK P 08/19/2016 05/09/2017 PROPERTY TYPE: SECURITIES 7,048. 7,626. -578.
POST HLDGS INC COM STK P 08/19/2016 05/09/2017 PROPERTY TYPE: SECURITIES 9,398. 10,130. -732.
POST HLDGS INC COM STK P 08/22/2016 05/09/2017 PROPERTY TYPE: SECURITIES 1,566. 1,707. -140.
POST HLDGS INC COM STK P 09/02/2016 10/11/2017 PROPERTY TYPE: SECURITIES 48,826. 48,686. 141.
POST HLDGS INC COM STK P 09/07/2016 10/11/2017 PROPERTY TYPE: SECURITIES 33,703. 33,168. 535.
POST HLDGS INC COM STK P 09/07/2016 10/11/2017 PROPERTY TYPE: SECURITIES 32,839. 32,043. 796.
POST HLDGS INC COM STK P 09/08/2016 10/11/2017 PROPERTY TYPE: SECURITIES 109,751. 108,115. 1,637.
POST HLDGS INC COM STK P 09/09/2016 10/11/2017 PROPERTY TYPE: SECURITIES 54,876. 51,977. 2,898.
JSA 7E1730 1.000 43461C 2532 Page 290 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
POST HLDGS INC COM STK P 10/03/2016 10/11/2017 PROPERTY TYPE: SECURITIES 24,629. 22,033. 2,596.
POST HLDGS INC COM STK P 08/24/2016 06/20/2017 PROPERTY TYPE: SECURITIES 25,243. 28,300. -3,058.
POST HLDGS INC COM STK P 08/25/2016 06/20/2017 PROPERTY TYPE: SECURITIES 6,884. 7,788. -903.
POST HLDGS INC COM STK P 08/25/2016 06/20/2017 PROPERTY TYPE: SECURITIES 53,545. 60,319. -6,775.
POST HLDGS INC COM STK P 08/25/2016 06/20/2017 PROPERTY TYPE: SECURITIES 13,004. 14,707. -1,703.
POST HLDGS INC COM STK P 08/24/2016 06/19/2017 PROPERTY TYPE: SECURITIES 58,587. 64,319. -5,732.
POST HLDGS INC COM STK P 08/24/2016 06/16/2017 PROPERTY TYPE: SECURITIES 16,276. 17,152. -875.
POST HLDGS INC COM STK P 08/22/2016 05/09/2017 PROPERTY TYPE: SECURITIES 21,096. 23,040. -1,943.
POST HLDGS INC COM STK P 08/24/2016 06/19/2017 PROPERTY TYPE: SECURITIES 8,607. 9,433. -827.
POST HLDGS INC COM STK P 10/04/2016 11/02/2017 PROPERTY TYPE: SECURITIES 28,973. 28,300. 673.
POST HLDGS INC COM STK P 10/04/2016 11/02/2017 PROPERTY TYPE: SECURITIES 26,115. 25,490. 626.
POST HLDGS INC COM STK P 10/10/2016 12/19/2017 PROPERTY TYPE: SECURITIES 13,337. 13,960. -623.
JSA 7E1730 1.000 43461C 2532 Page 291 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
POST HLDGS INC COM STK P 10/11/2016 12/19/2017 PROPERTY TYPE: SECURITIES 6,863. 6,917. -53.
POST HLDGS INC COM STK P 10/11/2016 12/19/2017 PROPERTY TYPE: SECURITIES 21,058. 21,272. -214.
POST HLDGS INC COM STK P 10/11/2016 12/19/2017 PROPERTY TYPE: SECURITIES 12,089. 12,224. -135.
POST HLDGS INC COM STK P 08/22/2016 05/17/2017 PROPERTY TYPE: SECURITIES 10,879. 11,520. -641.
POST HLDGS INC COM STK P 08/23/2016 05/17/2017 PROPERTY TYPE: SECURITIES 48,350. 51,499. -3,148.
POST HLDGS INC COM STK P 10/05/2016 11/03/2017 PROPERTY TYPE: SECURITIES 82,479. 82,028. 452.
POST HLDGS INC COM STK P 08/29/2016 09/19/2017 PROPERTY TYPE: SECURITIES 4,291. 4,286. 6.
POST HLDGS INC COM STK P 09/01/2016 09/19/2017 PROPERTY TYPE: SECURITIES 9,784. 9,713. 71.
POST HLDGS INC COM STK P 08/22/2016 05/12/2017 PROPERTY TYPE: SECURITIES 59,269. 62,719. -3,450.
POST HLDGS INC COM STK P 10/11/2016 12/19/2017 PROPERTY TYPE: SECURITIES 11,068. 11,161. -94.
POST HLDGS INC COM STK P 10/12/2016 12/19/2017 PROPERTY TYPE: SECURITIES 49,103. 50,222. -1,119.
POST HLDGS INC COM STK P 08/24/2016 06/20/2017 PROPERTY TYPE: SECURITIES 19,929. 22,297. -2,369.
JSA 7E1730 1.000 43461C 2532 Page 292 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
POST HLDGS INC COM STK P 09/01/2016 09/19/2017 PROPERTY TYPE: SECURITIES 43,228. 42,522. 706.
POST HLDGS INC COM STK P 09/01/2016 09/19/2017 PROPERTY TYPE: SECURITIES 951. 937. 14.
POST HLDGS INC COM STK P 09/02/2016 09/19/2017 PROPERTY TYPE: SECURITIES 4,755. 4,739. 16.
POST HLDGS INC COM STK P 10/04/2016 11/03/2017 PROPERTY TYPE: SECURITIES 27,085. 26,419. 666.
POST HLDGS INC COM STK P 10/05/2016 11/03/2017 PROPERTY TYPE: SECURITIES 4,607. 4,619. -12.
POST HLDGS INC COM STK P 08/23/2016 06/15/2017 PROPERTY TYPE: SECURITIES 57,377. 59,224. -1,847.
POST HLDGS INC COM STK P 08/24/2016 06/15/2017 PROPERTY TYPE: SECURITIES 16,631. 17,152. -521.
S&P GLOBAL INC COM P 04/24/2015 05/02/2017 PROPERTY TYPE: SECURITIES 65,028. 50,983. 14,045.
S&P GLOBAL INC COM P 04/27/2015 05/02/2017 PROPERTY TYPE: SECURITIES 52,836. 41,510. 11,325.
S&P GLOBAL INC COM P 04/22/2015 03/03/2017 PROPERTY TYPE: SECURITIES 34,359. 27,565. 6,794.
S&P GLOBAL INC COM P 04/23/2015 03/03/2017 PROPERTY TYPE: SECURITIES 80,386. 65,266. 15,120.
S&P GLOBAL INC COM P 04/27/2015 05/05/2017 PROPERTY TYPE: SECURITIES 59,204. 45,736. 13,468.
JSA 7E1730 1.000 43461C 2532 Page 293 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
S&P GLOBAL INC COM P 04/27/2015 05/04/2017 PROPERTY TYPE: SECURITIES 4,091. 3,193. 898.
S&P GLOBAL INC COM P 04/27/2015 05/04/2017 PROPERTY TYPE: SECURITIES 54,550. 42,545. 12,005.
S&P GLOBAL INC COM P 05/06/2015 10/10/2017 PROPERTY TYPE: SECURITIES 22,224. 14,542. 7,682.
S&P GLOBAL INC COM P 05/21/2015 10/10/2017 PROPERTY TYPE: SECURITIES 21,907. 14,689. 7,218.
S&P GLOBAL INC COM P 04/23/2015 04/28/2017 PROPERTY TYPE: SECURITIES 40,934. 31,770. 9,164.
S&P GLOBAL INC COM P 04/24/2015 04/28/2017 PROPERTY TYPE: SECURITIES 76,500. 60,543. 15,958.
S&P GLOBAL INC COM P 04/27/2015 06/13/2017 PROPERTY TYPE: SECURITIES 59,150. 43,077. 16,073.
S&P GLOBAL INC COM P 04/29/2015 06/13/2017 PROPERTY TYPE: SECURITIES 60,611. 43,995. 16,616.
S&P GLOBAL INC COM P 04/29/2015 06/21/2017 PROPERTY TYPE: SECURITIES 60,141. 43,816. 16,325.
S&P GLOBAL INC COM P 04/29/2015 07/14/2017 PROPERTY TYPE: SECURITIES 45,453. 32,202. 13,251.
S&P GLOBAL INC COM P 05/04/2015 07/14/2017 PROPERTY TYPE: SECURITIES 15,648. 11,101. 4,547.
S&P GLOBAL INC COM P 04/29/2015 06/15/2017 PROPERTY TYPE: SECURITIES 14,079. 10,071. 4,008.
JSA 7E1730 1.000 43461C 2532 Page 294 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
S&P GLOBAL INC COM P 04/29/2015 06/15/2017 PROPERTY TYPE: SECURITIES 45,201. 32,202. 12,999.
S&P GLOBAL INC COM P 05/04/2015 07/26/2017 PROPERTY TYPE: SECURITIES 3,104. 2,114. 990.
S&P GLOBAL INC COM P 05/06/2015 07/26/2017 PROPERTY TYPE: SECURITIES 58,977. 39,472. 19,505.
S&P GLOBAL INC COM P 06/25/2015 10/11/2017 PROPERTY TYPE: SECURITIES 5,386. 3,534. 1,852.
S&P GLOBAL INC COM P 07/01/2015 10/11/2017 PROPERTY TYPE: SECURITIES 79,050. 50,552. 28,497.
S&P GLOBAL INC COM P 04/23/2015 04/25/2017 PROPERTY TYPE: SECURITIES 12,866. 9,896. 2,970.
S&P GLOBAL INC COM P 04/23/2015 04/25/2017 PROPERTY TYPE: SECURITIES 46,045. 35,791. 10,254.
S&P GLOBAL INC COM P 05/21/2015 10/11/2017 PROPERTY TYPE: SECURITIES 61,305. 41,192. 20,113.
S&P GLOBAL INC COM P 05/22/2015 10/11/2017 PROPERTY TYPE: SECURITIES 83,166. 55,805. 27,361.
S&P GLOBAL INC COM P 05/26/2015 10/11/2017 PROPERTY TYPE: SECURITIES 83,166. 55,083. 28,083.
S&P GLOBAL INC COM P 06/17/2015 10/11/2017 PROPERTY TYPE: SECURITIES 31,682. 20,800. 10,883.
S&P GLOBAL INC COM P 06/24/2015 10/11/2017 PROPERTY TYPE: SECURITIES 52,276. 34,336. 17,939.
JSA 7E1730 1.000 43461C 2532 Page 295 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
S&P GLOBAL INC COM P 06/25/2015 10/11/2017 PROPERTY TYPE: SECURITIES 88,869. 58,308. 30,561.
S&P GLOBAL INC COM P 05/04/2015 07/24/2017 PROPERTY TYPE: SECURITIES 61,859. 42,288. 19,571.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/24/2017 12/11/2017 PROPERTY TYPE: SECURITIES 114,887. 81,883. 33,003.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/24/2017 12/19/2017 PROPERTY TYPE: SECURITIES 108,303. 80,586. 27,718.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/24/2017 12/19/2017 PROPERTY TYPE: SECURITIES 31,714. 23,569. 8,145.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/27/2017 12/19/2017 PROPERTY TYPE: SECURITIES 19,821. 14,711. 5,110.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/28/2017 12/26/2017 PROPERTY TYPE: SECURITIES 23,244. 17,139. 6,105.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/28/2017 12/26/2017 PROPERTY TYPE: SECURITIES 22,442. 16,574. 5,869.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/28/2017 12/27/2017 PROPERTY TYPE: SECURITIES 2,407. 1,773. 634.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/29/2017 12/27/2017 PROPERTY TYPE: SECURITIES 9,146. 6,834. 2,312.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/27/2017 12/19/2017 PROPERTY TYPE: SECURITIES 6,382. 4,708. 1,674.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/28/2017 12/19/2017 PROPERTY TYPE: SECURITIES 54,247. 40,250. 13,997.
JSA 7E1730 1.000 43461C 2532 Page 296 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/24/2017 11/08/2017 PROPERTY TYPE: SECURITIES 10,734. 7,433. 3,301.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/24/2017 11/08/2017 PROPERTY TYPE: SECURITIES 46,174. 32,072. 14,102.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/23/2017 08/25/2017 PROPERTY TYPE: SECURITIES 120,338. 93,822. 26,516.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/23/2017 11/06/2017 PROPERTY TYPE: SECURITIES 58,117. 41,035. 17,082.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/24/2017 11/06/2017 PROPERTY TYPE: SECURITIES 56,451. 40,120. 16,332.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/23/2017 10/11/2017 PROPERTY TYPE: SECURITIES 92,792. 73,016. 19,776.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/23/2017 10/11/2017 PROPERTY TYPE: SECURITIES 10,908. 8,615. 2,293.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/23/2017 10/11/2017 PROPERTY TYPE: SECURITIES 330,224. 259,874. 70,350.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/28/2017 12/20/2017 PROPERTY TYPE: SECURITIES 7,860. 5,919. 1,940.
SBA COMMUNICATIONS CORP COM USD0.01 CL A P 03/23/2017 08/30/2017 PROPERTY TYPE: SECURITIES 120,298. 93,468. 26,831.
SEALED AIR CORP NEW COM STK P 10/30/2013 02/09/2017 PROPERTY TYPE: SECURITIES 45,830. 30,789. 15,041.
SEALED AIR CORP NEW COM STK P 10/31/2013 02/09/2017 PROPERTY TYPE: SECURITIES 17,415. 11,558. 5,858.
JSA 7E1730 1.000 43461C 2532 Page 297 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 10/31/2013 02/09/2017 PROPERTY TYPE: SECURITIES 82,036. 54,416. 27,620.
SEALED AIR CORP NEW COM STK P 11/01/2013 02/09/2017 PROPERTY TYPE: SECURITIES 16,499. 11,077. 5,422.
SEALED AIR CORP NEW COM STK P 01/27/2014 07/27/2017 PROPERTY TYPE: SECURITIES 13,161. 9,217. 3,944.
SEALED AIR CORP NEW COM STK P 01/29/2014 07/27/2017 PROPERTY TYPE: SECURITIES 160,165. 111,943. 48,221.
SEALED AIR CORP NEW COM STK P 12/16/2015 10/17/2017 PROPERTY TYPE: SECURITIES 5,878. 5,717. 162.
SEALED AIR CORP NEW COM STK P 10/04/2013 02/09/2017 PROPERTY TYPE: SECURITIES 51,710. 29,635. 22,075.
SEALED AIR CORP NEW COM STK P 10/07/2013 02/09/2017 PROPERTY TYPE: SECURITIES 60,211. 34,179. 26,031.
SEALED AIR CORP NEW COM STK P 10/27/2016 11/06/2017 PROPERTY TYPE: SECURITIES 56,499. 57,955. -1,456.
SEALED AIR CORP NEW COM STK P 11/01/2013 02/09/2017 PROPERTY TYPE: SECURITIES 75,626. 49,846. 25,780.
SEALED AIR CORP NEW COM STK P 11/07/2013 02/09/2017 PROPERTY TYPE: SECURITIES 34,545. 22,605. 11,941.
SEALED AIR CORP NEW COM STK P 10/30/2013 02/09/2017 PROPERTY TYPE: SECURITIES 44,920. 29,403. 15,517.
SEALED AIR CORP NEW COM STK P 06/27/2016 11/02/2017 PROPERTY TYPE: SECURITIES 29,759. 29,933. -174.
JSA 7E1730 1.000 43461C 2532 Page 298 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 10/27/2016 11/02/2017 PROPERTY TYPE: SECURITIES 27,058. 27,878. -820.
SEALED AIR CORP NEW COM STK P 06/24/2016 11/01/2017 PROPERTY TYPE: SECURITIES 40,006. 41,587. -1,581.
SEALED AIR CORP NEW COM STK P 06/27/2016 11/01/2017 PROPERTY TYPE: SECURITIES 17,014. 16,961. 53.
SEALED AIR CORP NEW COM STK P 10/28/2016 11/08/2017 PROPERTY TYPE: SECURITIES 538. 545. -8.
SEALED AIR CORP NEW COM STK P 11/03/2016 11/08/2017 PROPERTY TYPE: SECURITIES 27,774. 28,251. -478.
SEALED AIR CORP NEW COM STK P 08/08/2017 11/09/2017 PROPERTY TYPE: SECURITIES 69,022. 69,358. -336.
SEALED AIR CORP NEW COM STK P 08/09/2017 11/09/2017 PROPERTY TYPE: SECURITIES 7,082. 7,112. -31.
SEALED AIR CORP NEW COM STK P 02/06/2014 07/31/2017 PROPERTY TYPE: SECURITIES 40,375. 27,731. 12,643.
SEALED AIR CORP NEW COM STK P 02/20/2014 07/31/2017 PROPERTY TYPE: SECURITIES 25,180. 18,903. 6,277.
SEALED AIR CORP NEW COM STK P 02/21/2014 07/31/2017 PROPERTY TYPE: SECURITIES 14,761. 11,167. 3,593.
SEALED AIR CORP NEW COM STK P 07/30/2014 10/06/2017 PROPERTY TYPE: SECURITIES 92,537. 69,496. 23,041.
SEALED AIR CORP NEW COM STK P 08/01/2014 10/06/2017 PROPERTY TYPE: SECURITIES 30,581. 22,464. 8,116.
JSA 7E1730 1.000 43461C 2532 Page 299 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 08/01/2014 10/06/2017 PROPERTY TYPE: SECURITIES 5,303. 3,902. 1,401.
SEALED AIR CORP NEW COM STK P 10/07/2013 02/09/2017 PROPERTY TYPE: SECURITIES 52,099. 30,426. 21,673.
SEALED AIR CORP NEW COM STK P 10/30/2013 02/09/2017 PROPERTY TYPE: SECURITIES 28,689. 19,243. 9,446.
SEALED AIR CORP NEW COM STK P 11/07/2013 02/17/2017 PROPERTY TYPE: SECURITIES 23,864. 15,273. 8,591.
SEALED AIR CORP NEW COM STK P 11/13/2013 02/17/2017 PROPERTY TYPE: SECURITIES 3,818. 2,443. 1,375.
SEALED AIR CORP NEW COM STK P 11/15/2013 02/17/2017 PROPERTY TYPE: SECURITIES 9,546. 6,347. 3,199.
SEALED AIR CORP NEW COM STK P 11/15/2013 02/17/2017 PROPERTY TYPE: SECURITIES 75,649. 50,183. 25,466.
SEALED AIR CORP NEW COM STK P 12/16/2015 10/17/2017 PROPERTY TYPE: SECURITIES 9,298. 9,094. 203.
SEALED AIR CORP NEW COM STK P 10/03/2013 01/24/2017 PROPERTY TYPE: SECURITIES 6,367. 3,488. 2,879.
SEALED AIR CORP NEW COM STK P 12/17/2015 10/18/2017 PROPERTY TYPE: SECURITIES 18,919. 18,529. 390.
SEALED AIR CORP NEW COM STK P 12/18/2015 10/18/2017 PROPERTY TYPE: SECURITIES 37,794. 36,625. 1,169.
SEALED AIR CORP NEW COM STK P 12/16/2015 10/17/2017 PROPERTY TYPE: SECURITIES 8,443. 8,272. 171.
JSA 7E1730 1.000 43461C 2532 Page 300 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 12/17/2015 10/17/2017 PROPERTY TYPE: SECURITIES 32,975. 32,221. 754.
SEALED AIR CORP NEW COM STK P 12/30/2015 10/23/2017 PROPERTY TYPE: SECURITIES 11,173. 11,157. 16.
SEALED AIR CORP NEW COM STK P 12/31/2015 10/23/2017 PROPERTY TYPE: SECURITIES 45,999. 45,691. 308.
SEALED AIR CORP NEW COM STK P 02/21/2014 08/01/2017 PROPERTY TYPE: SECURITIES 30,024. 22,663. 7,361.
SEALED AIR CORP NEW COM STK P 02/28/2014 08/01/2017 PROPERTY TYPE: SECURITIES 7,832. 6,145. 1,687.
SEALED AIR CORP NEW COM STK P 02/28/2014 08/01/2017 PROPERTY TYPE: SECURITIES 12,836. 10,034. 2,802.
SEALED AIR CORP NEW COM STK P 10/30/2013 02/09/2017 PROPERTY TYPE: SECURITIES 3,286. 2,155. 1,131.
SEALED AIR CORP NEW COM STK P 07/29/2014 10/02/2017 PROPERTY TYPE: SECURITIES 128,074. 95,137. 32,937.
SEALED AIR CORP NEW COM STK P 01/20/2016 10/25/2017 PROPERTY TYPE: SECURITIES 56,729. 50,803. 5,926.
SEALED AIR CORP NEW COM STK P 11/18/2013 07/19/2017 PROPERTY TYPE: SECURITIES 61,619. 42,610. 19,010.
SEALED AIR CORP NEW COM STK P 11/18/2013 07/25/2017 PROPERTY TYPE: SECURITIES 58,736. 41,295. 17,441.
SEALED AIR CORP NEW COM STK P 11/18/2013 07/25/2017 PROPERTY TYPE: SECURITIES 12,199. 8,586. 3,613.
JSA 7E1730 1.000 43461C 2532 Page 301 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 01/27/2014 07/25/2017 PROPERTY TYPE: SECURITIES 50,151. 34,691. 15,460.
SEALED AIR CORP NEW COM STK P 01/27/2014 07/25/2017 PROPERTY TYPE: SECURITIES 2,033. 1,406. 627.
SEALED AIR CORP NEW COM STK P 07/29/2014 10/03/2017 PROPERTY TYPE: SECURITIES 9,686. 7,073. 2,613.
SEALED AIR CORP NEW COM STK P 07/30/2014 10/03/2017 PROPERTY TYPE: SECURITIES 44,504. 33,872. 10,632.
SEALED AIR CORP NEW COM STK P 07/30/2014 10/03/2017 PROPERTY TYPE: SECURITIES 9,861. 7,500. 2,360.
SEALED AIR CORP NEW COM STK P 11/15/2013 07/18/2017 PROPERTY TYPE: SECURITIES 30,850. 21,299. 9,551.
SEALED AIR CORP NEW COM STK P 11/18/2013 07/18/2017 PROPERTY TYPE: SECURITIES 2,285. 1,590. 695.
SEALED AIR CORP NEW COM STK P 10/30/2013 02/09/2017 PROPERTY TYPE: SECURITIES 91,545. 61,270. 30,275.
SEALED AIR CORP NEW COM STK P 10/03/2013 01/25/2017 PROPERTY TYPE: SECURITIES 11,551. 6,306. 5,245.
SEALED AIR CORP NEW COM STK P 03/25/2014 09/12/2017 PROPERTY TYPE: SECURITIES 33,003. 24,046. 8,957.
SEALED AIR CORP NEW COM STK P 04/09/2014 09/12/2017 PROPERTY TYPE: SECURITIES 46,649. 34,383. 12,266.
SEALED AIR CORP NEW COM STK P 04/09/2014 09/12/2017 PROPERTY TYPE: SECURITIES 20,491. 15,047. 5,444.
JSA 7E1730 1.000 43461C 2532 Page 302 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 04/10/2014 09/12/2017 PROPERTY TYPE: SECURITIES 18,965. 13,880. 5,085.
SEALED AIR CORP NEW COM STK P 04/10/2014 09/12/2017 PROPERTY TYPE: SECURITIES 4,796. 3,531. 1,265.
SEALED AIR CORP NEW COM STK P 06/10/2016 10/30/2017 PROPERTY TYPE: SECURITIES 113,429. 123,530. -10,101.
SEALED AIR CORP NEW COM STK P 10/27/2016 11/07/2017 PROPERTY TYPE: SECURITIES 65,193. 67,023. -1,830.
SEALED AIR CORP NEW COM STK P 10/28/2016 11/07/2017 PROPERTY TYPE: SECURITIES 48,600. 50,576. -1,976.
SEALED AIR CORP NEW COM STK P 10/08/2014 10/11/2017 PROPERTY TYPE: SECURITIES 39,369. 29,655. 9,713.
SEALED AIR CORP NEW COM STK P 10/08/2014 10/11/2017 PROPERTY TYPE: SECURITIES 17,331. 12,747. 4,584.
SEALED AIR CORP NEW COM STK P 10/03/2013 01/25/2017 PROPERTY TYPE: SECURITIES 39,368. 21,467. 17,901.
SEALED AIR CORP NEW COM STK P 01/27/2014 07/26/2017 PROPERTY TYPE: SECURITIES 76,947. 53,427. 23,520.
SEALED AIR CORP NEW COM STK P 12/30/2015 10/20/2017 PROPERTY TYPE: SECURITIES 2,427. 2,429. -2.
SEALED AIR CORP NEW COM STK P 03/10/2014 09/05/2017 PROPERTY TYPE: SECURITIES 10,794. 8,121. 2,673.
SEALED AIR CORP NEW COM STK P 03/11/2014 09/05/2017 PROPERTY TYPE: SECURITIES 70,931. 53,376. 17,555.
JSA 7E1730 1.000 43461C 2532 Page 303 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 03/25/2014 09/05/2017 PROPERTY TYPE: SECURITIES 17,755. 12,801. 4,953.
SEALED AIR CORP NEW COM STK P 03/25/2014 09/05/2017 PROPERTY TYPE: SECURITIES 22,469. 16,237. 6,232.
SEALED AIR CORP NEW COM STK P 02/28/2014 08/02/2017 PROPERTY TYPE: SECURITIES 10,533. 8,334. 2,199.
SEALED AIR CORP NEW COM STK P 03/10/2014 08/02/2017 PROPERTY TYPE: SECURITIES 3,224. 2,486. 738.
SEALED AIR CORP NEW COM STK P 06/10/2016 10/31/2017 PROPERTY TYPE: SECURITIES 8,404. 9,114. -710.
SEALED AIR CORP NEW COM STK P 06/10/2016 10/31/2017 PROPERTY TYPE: SECURITIES 7,962. 8,625. -663.
SEALED AIR CORP NEW COM STK P 06/10/2016 10/31/2017 PROPERTY TYPE: SECURITIES 57,678. 62,678. -5,000.
SEALED AIR CORP NEW COM STK P 06/13/2016 10/31/2017 PROPERTY TYPE: SECURITIES 33,174. 35,960. -2,786.
SEALED AIR CORP NEW COM STK P 06/24/2016 10/31/2017 PROPERTY TYPE: SECURITIES 6,856. 7,084. -228.
SEALED AIR CORP NEW COM STK P 10/04/2013 02/09/2017 PROPERTY TYPE: SECURITIES 53,845. 30,853. 22,991.
SEALED AIR CORP NEW COM STK P 12/30/2015 10/20/2017 PROPERTY TYPE: SECURITIES 112,329. 112,249. 80.
SEALED AIR CORP NEW COM STK P 10/29/2014 10/13/2017 PROPERTY TYPE: SECURITIES 26,307. 20,639. 5,668.
JSA 7E1730 1.000 43461C 2532 Page 304 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 10/29/2014 10/13/2017 PROPERTY TYPE: SECURITIES 2,274. 1,784. 490.
SEALED AIR CORP NEW COM STK P 12/16/2015 10/13/2017 PROPERTY TYPE: SECURITIES 28,626. 27,803. 822.
SEALED AIR CORP NEW COM STK P 02/06/2014 07/31/2017 PROPERTY TYPE: SECURITIES 40,812. 28,029. 12,782.
SEALED AIR CORP NEW COM STK P 09/15/2014 10/11/2017 PROPERTY TYPE: SECURITIES 50,780. 42,552. 8,228.
SEALED AIR CORP NEW COM STK P 10/03/2014 10/11/2017 PROPERTY TYPE: SECURITIES 22,078. 17,000. 5,078.
SEALED AIR CORP NEW COM STK P 10/06/2014 10/11/2017 PROPERTY TYPE: SECURITIES 11,922. 9,176. 2,746.
SEALED AIR CORP NEW COM STK P 10/06/2014 10/11/2017 PROPERTY TYPE: SECURITIES 36,209. 27,846. 8,362.
SEALED AIR CORP NEW COM STK P 10/08/2014 10/11/2017 PROPERTY TYPE: SECURITIES 82,794. 62,127. 20,667.
SEALED AIR CORP NEW COM STK P 03/10/2014 08/02/2017 PROPERTY TYPE: SECURITIES 55,545. 42,759. 12,786.
SEALED AIR CORP NEW COM STK P 10/08/2014 10/12/2017 PROPERTY TYPE: SECURITIES 3,774. 2,782. 991.
SEALED AIR CORP NEW COM STK P 10/14/2014 10/12/2017 PROPERTY TYPE: SECURITIES 70,650. 50,114. 20,535.
SEALED AIR CORP NEW COM STK P 10/29/2014 10/12/2017 PROPERTY TYPE: SECURITIES 39,889. 31,800. 8,088.
JSA 7E1730 1.000 43461C 2532 Page 305 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 08/06/2014 10/10/2017 PROPERTY TYPE: SECURITIES 47,686. 35,563. 12,123.
SEALED AIR CORP NEW COM STK P 09/15/2014 10/10/2017 PROPERTY TYPE: SECURITIES 16,505. 13,691. 2,814.
SEALED AIR CORP NEW COM STK P 10/02/2013 01/24/2017 PROPERTY TYPE: SECURITIES 20,581. 11,379. 9,201.
SEALED AIR CORP NEW COM STK P 10/02/2013 01/24/2017 PROPERTY TYPE: SECURITIES 18,130. 10,055. 8,076.
SEALED AIR CORP NEW COM STK P 10/03/2013 01/24/2017 PROPERTY TYPE: SECURITIES 9,800. 5,367. 4,434.
SEALED AIR CORP NEW COM STK P 04/10/2014 09/19/2017 PROPERTY TYPE: SECURITIES 20,817. 16,018. 4,799.
SEALED AIR CORP NEW COM STK P 08/08/2017 11/09/2017 PROPERTY TYPE: SECURITIES 9,734. 9,773. -40.
SEALED AIR CORP NEW COM STK P 12/18/2015 10/19/2017 PROPERTY TYPE: SECURITIES 13,973. 13,590. 383.
SEALED AIR CORP NEW COM STK P 12/22/2015 10/19/2017 PROPERTY TYPE: SECURITIES 15,379. 14,947. 432.
SEALED AIR CORP NEW COM STK P 12/30/2015 10/19/2017 PROPERTY TYPE: SECURITIES 26,935. 27,579. -643.
SEALED AIR CORP NEW COM STK P 12/31/2015 10/24/2017 PROPERTY TYPE: SECURITIES 55,890. 56,118. -228.
SEALED AIR CORP NEW COM STK P 01/20/2016 10/24/2017 PROPERTY TYPE: SECURITIES 713. 634. 80.
JSA 7E1730 1.000 43461C 2532 Page 306 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 11/03/2016 11/08/2017 PROPERTY TYPE: SECURITIES 37,383. 38,048. -665.
SEALED AIR CORP NEW COM STK P 11/04/2016 11/08/2017 PROPERTY TYPE: SECURITIES 49,471. 49,767. -295.
SEALED AIR CORP NEW COM STK P 11/07/2016 11/08/2017 PROPERTY TYPE: SECURITIES 49,248. 50,718. -1,471.
SEALED AIR CORP NEW COM STK P 04/07/2017 11/08/2017 PROPERTY TYPE: SECURITIES 59,992. 57,605. 2,387.
SEALED AIR CORP NEW COM STK P 08/08/2017 11/08/2017 PROPERTY TYPE: SECURITIES 34,966. 35,174. -209.
SEALED AIR CORP NEW COM STK P 01/29/2014 07/28/2017 PROPERTY TYPE: SECURITIES 14,024. 9,978. 4,046.
SEALED AIR CORP NEW COM STK P 04/10/2014 09/19/2017 PROPERTY TYPE: SECURITIES 29,296. 22,432. 6,865.
SEALED AIR CORP NEW COM STK P 07/29/2014 09/19/2017 PROPERTY TYPE: SECURITIES 10,918. 8,348. 2,571.
SEALED AIR CORP NEW COM STK P 11/18/2013 07/24/2017 PROPERTY TYPE: SECURITIES 61,556. 43,246. 18,310.
SEALED AIR CORP NEW COM STK P 08/01/2014 10/10/2017 PROPERTY TYPE: SECURITIES 38,673. 28,178. 10,495.
SEALED AIR CORP NEW COM STK P 08/06/2014 10/10/2017 PROPERTY TYPE: SECURITIES 19,604. 14,643. 4,961.
SEALED AIR CORP NEW COM STK P 08/06/2014 10/10/2017 PROPERTY TYPE: SECURITIES 5,837. 4,358. 1,478.
JSA 7E1730 1.000 43461C 2532 Page 307 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEALED AIR CORP NEW COM STK P 01/20/2016 10/26/2017 PROPERTY TYPE: SECURITIES 43,206. 38,251. 4,955.
SEALED AIR CORP NEW COM STK P 06/10/2016 10/26/2017 PROPERTY TYPE: SECURITIES 13,686. 14,708. -1,022.
SEALED AIR CORP NEW COM STK P 10/03/2013 01/25/2017 PROPERTY TYPE: SECURITIES 50,902. 27,773. 23,130.
SEALED AIR CORP NEW COM STK P 10/04/2013 01/25/2017 PROPERTY TYPE: SECURITIES 8,607. 4,736. 3,870.
SEALED AIR CORP NEW COM STK P 11/15/2013 07/17/2017 PROPERTY TYPE: SECURITIES 70,316. 48,283. 22,032.
SEALED AIR CORP NEW COM STK P 11/15/2013 07/17/2017 PROPERTY TYPE: SECURITIES 18,674. 12,780. 5,894.
SEALED AIR CORP NEW COM STK P 01/29/2014 07/28/2017 PROPERTY TYPE: SECURITIES 39,883. 28,376. 11,508.
SEALED AIR CORP NEW COM STK P 02/06/2014 07/28/2017 PROPERTY TYPE: SECURITIES 66,180. 45,026. 21,154.
SEMGROUP CORP CL A CL A P 02/06/2013 06/07/2017 PROPERTY TYPE: SECURITIES 33,889. 58,446. -24,557.
SEMGROUP CORP CL A CL A P 02/07/2013 06/07/2017 PROPERTY TYPE: SECURITIES 40,667. 71,060. -30,393.
SEMGROUP CORP CL A CL A P 02/12/2013 06/07/2017 PROPERTY TYPE: SECURITIES 32,161. 57,285. -25,124.
SEMGROUP CORP CL A CL A P 02/21/2013 06/07/2017 PROPERTY TYPE: SECURITIES 6,379. 10,812. -4,433.
JSA 7E1730 1.000 43461C 2532 Page 308 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 02/22/2013 06/07/2017 PROPERTY TYPE: SECURITIES 14,885. 25,861. -10,977.
SEMGROUP CORP CL A CL A P 02/22/2013 06/07/2017 PROPERTY TYPE: SECURITIES 133. 230. -97.
SEMGROUP CORP CL A CL A P 02/06/2013 06/07/2017 PROPERTY TYPE: SECURITIES 5,032. 8,022. -2,990.
SEMGROUP CORP CL A CL A P 06/16/2014 06/29/2017 PROPERTY TYPE: SECURITIES 5,785. 15,129. -9,345.
SEMGROUP CORP CL A CL A P 06/17/2014 06/29/2017 PROPERTY TYPE: SECURITIES 11,973. 32,165. -20,192.
SEMGROUP CORP CL A CL A P 06/24/2016 07/28/2017 PROPERTY TYPE: SECURITIES 2,942. 3,442. -500.
SEMGROUP CORP CL A CL A P 07/11/2014 07/12/2017 PROPERTY TYPE: SECURITIES 3,672. 11,007. -7,336.
SEMGROUP CORP CL A CL A P 06/24/2016 08/02/2017 PROPERTY TYPE: SECURITIES 19,304. 22,801. -3,497.
SEMGROUP CORP CL A CL A P 06/24/2016 08/02/2017 PROPERTY TYPE: SECURITIES 2,512. 2,973. -460.
SEMGROUP CORP CL A CL A P 06/24/2016 08/02/2017 PROPERTY TYPE: SECURITIES 6,082. 7,153. -1,071.
SEMGROUP CORP CL A CL A P 06/28/2016 08/02/2017 PROPERTY TYPE: SECURITIES 14,809. 17,185. -2,376.
SEMGROUP CORP CL A CL A P 08/01/2016 08/02/2017 PROPERTY TYPE: SECURITIES 10,313. 10,917. -604.
JSA 7E1730 1.000 43461C 2532 Page 309 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 08/01/2016 08/02/2017 PROPERTY TYPE: SECURITIES 12,640. 13,352. -712.
SEMGROUP CORP CL A CL A P 02/02/2017 08/10/2017 PROPERTY TYPE: SECURITIES 29,470. 49,600. -20,131.
SEMGROUP CORP CL A CL A P 03/01/2017 08/10/2017 PROPERTY TYPE: SECURITIES 16,230. 24,250. -8,020.
SEMGROUP CORP CL A CL A P 02/22/2013 06/07/2017 PROPERTY TYPE: SECURITIES 8,807. 14,924. -6,117.
SEMGROUP CORP CL A CL A P 08/07/2013 06/07/2017 PROPERTY TYPE: SECURITIES 11,246. 23,373. -12,127.
SEMGROUP CORP CL A CL A P 08/07/2013 06/07/2017 PROPERTY TYPE: SECURITIES 42,546. 88,496. -45,949.
SEMGROUP CORP CL A CL A P 02/28/2014 06/26/2017 PROPERTY TYPE: SECURITIES 13,772. 36,718. -22,946.
SEMGROUP CORP CL A CL A P 04/02/2014 06/26/2017 PROPERTY TYPE: SECURITIES 2,254. 6,062. -3,809.
SEMGROUP CORP CL A CL A P 04/03/2014 06/26/2017 PROPERTY TYPE: SECURITIES 6,009. 16,346. -10,337.
SEMGROUP CORP CL A CL A P 12/06/2016 08/09/2017 PROPERTY TYPE: SECURITIES 2,603. 4,062. -1,458.
SEMGROUP CORP CL A CL A P 12/07/2016 08/09/2017 PROPERTY TYPE: SECURITIES 10,218. 16,294. -6,076.
SEMGROUP CORP CL A CL A P 12/07/2016 08/09/2017 PROPERTY TYPE: SECURITIES 1,460. 2,320. -860.
JSA 7E1730 1.000 43461C 2532 Page 310 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 12/07/2016 08/09/2017 PROPERTY TYPE: SECURITIES 243. 380. -136.
SEMGROUP CORP CL A CL A P 12/08/2016 08/09/2017 PROPERTY TYPE: SECURITIES 7,055. 11,437. -4,381.
SEMGROUP CORP CL A CL A P 12/14/2016 08/09/2017 PROPERTY TYPE: SECURITIES 28,951. 47,299. -18,348.
SEMGROUP CORP CL A CL A P 12/14/2016 08/09/2017 PROPERTY TYPE: SECURITIES 4,501. 7,327. -2,826.
SEMGROUP CORP CL A CL A P 02/02/2017 08/09/2017 PROPERTY TYPE: SECURITIES 3,844. 6,413. -2,569.
SEMGROUP CORP CL A CL A P 10/24/2016 08/08/2017 PROPERTY TYPE: SECURITIES 25,710. 35,414. -9,704.
SEMGROUP CORP CL A CL A P 10/24/2016 08/08/2017 PROPERTY TYPE: SECURITIES 5,534. 7,535. -2,000.
SEMGROUP CORP CL A CL A P 10/25/2016 08/08/2017 PROPERTY TYPE: SECURITIES 6,541. 9,073. -2,533.
SEMGROUP CORP CL A CL A P 11/25/2016 08/08/2017 PROPERTY TYPE: SECURITIES 7,547. 10,657. -3,110.
SEMGROUP CORP CL A CL A P 12/06/2016 08/08/2017 PROPERTY TYPE: SECURITIES 4,604. 6,946. -2,343.
SEMGROUP CORP CL A CL A P 09/09/2016 08/07/2017 PROPERTY TYPE: SECURITIES 14,089. 19,184. -5,095.
SEMGROUP CORP CL A CL A P 09/30/2016 08/07/2017 PROPERTY TYPE: SECURITIES 4,513. 6,219. -1,706.
JSA 7E1730 1.000 43461C 2532 Page 311 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 10/03/2016 08/07/2017 PROPERTY TYPE: SECURITIES 13,287. 18,406. -5,119.
SEMGROUP CORP CL A CL A P 10/03/2016 08/07/2017 PROPERTY TYPE: SECURITIES 4,262. 5,908. -1,646.
SEMGROUP CORP CL A CL A P 10/04/2016 08/07/2017 PROPERTY TYPE: SECURITIES 2,507. 3,474. -967.
SEMGROUP CORP CL A CL A P 10/06/2016 08/07/2017 PROPERTY TYPE: SECURITIES 12,610. 17,580. -4,970.
SEMGROUP CORP CL A CL A P 08/10/2016 08/04/2017 PROPERTY TYPE: SECURITIES 1,791. 2,030. -239.
SEMGROUP CORP CL A CL A P 04/03/2014 06/26/2017 PROPERTY TYPE: SECURITIES 1,256. 3,406. -2,150.
SEMGROUP CORP CL A CL A P 04/03/2014 06/26/2017 PROPERTY TYPE: SECURITIES 5,524. 14,900. -9,376.
SEMGROUP CORP CL A CL A P 02/04/2013 06/06/2017 PROPERTY TYPE: SECURITIES 29,422. 45,349. -15,927.
SEMGROUP CORP CL A CL A P 02/04/2013 06/06/2017 PROPERTY TYPE: SECURITIES 7,865. 12,117. -4,252.
SEMGROUP CORP CL A CL A P 02/05/2013 06/06/2017 PROPERTY TYPE: SECURITIES 23,596. 36,410. -12,815.
SEMGROUP CORP CL A CL A P 01/15/2015 07/14/2017 PROPERTY TYPE: SECURITIES 12,747. 28,020. -15,273.
SEMGROUP CORP CL A CL A P 01/16/2015 07/14/2017 PROPERTY TYPE: SECURITIES 7,865. 17,874. -10,009.
JSA 7E1730 1.000 43461C 2532 Page 312 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 01/20/2015 07/14/2017 PROPERTY TYPE: SECURITIES 4,339. 9,807. -5,467.
SEMGROUP CORP CL A CL A P 01/20/2015 07/14/2017 PROPERTY TYPE: SECURITIES 10,035. 22,644. -12,609.
SEMGROUP CORP CL A CL A P 02/27/2015 07/14/2017 PROPERTY TYPE: SECURITIES 4,339. 12,360. -8,021.
SEMGROUP CORP CL A CL A P 02/27/2015 07/14/2017 PROPERTY TYPE: SECURITIES 14,917. 42,561. -27,645.
SEMGROUP CORP CL A CL A P 06/16/2014 06/29/2017 PROPERTY TYPE: SECURITIES 18,541. 48,907. -30,366.
SEMGROUP CORP CL A CL A P 06/16/2014 06/29/2017 PROPERTY TYPE: SECURITIES 1,200. 3,178. -1,978.
SEMGROUP CORP CL A CL A P 01/15/2014 06/21/2017 PROPERTY TYPE: SECURITIES 7,269. 19,819. -12,550.
SEMGROUP CORP CL A CL A P 01/16/2014 06/21/2017 PROPERTY TYPE: SECURITIES 2,769. 7,529. -4,760.
SEMGROUP CORP CL A CL A P 01/16/2014 06/21/2017 PROPERTY TYPE: SECURITIES 2,769. 7,550. -4,781.
SEMGROUP CORP CL A CL A P 01/16/2014 06/21/2017 PROPERTY TYPE: SECURITIES 10,846. 29,549. -18,703.
SEMGROUP CORP CL A CL A P 01/17/2014 06/21/2017 PROPERTY TYPE: SECURITIES 923. 2,518. -1,595.
SEMGROUP CORP CL A CL A P 01/21/2014 06/21/2017 PROPERTY TYPE: SECURITIES 923. 2,521. -1,598.
JSA 7E1730 1.000 43461C 2532 Page 313 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 01/22/2014 06/21/2017 PROPERTY TYPE: SECURITIES 462. 1,260. -799.
SEMGROUP CORP CL A CL A P 01/23/2014 06/21/2017 PROPERTY TYPE: SECURITIES 10,846. 29,549. -18,703.
SEMGROUP CORP CL A CL A P 01/24/2014 06/21/2017 PROPERTY TYPE: SECURITIES 3,577. 9,591. -6,014.
SEMGROUP CORP CL A CL A P 02/04/2013 06/06/2017 PROPERTY TYPE: SECURITIES 22,345. 34,573. -12,228.
SEMGROUP CORP CL A CL A P 02/04/2013 06/06/2017 PROPERTY TYPE: SECURITIES 24,376. 37,758. -13,382.
SEMGROUP CORP CL A CL A P 01/13/2014 06/21/2017 PROPERTY TYPE: SECURITIES 5,140. 13,556. -8,416.
SEMGROUP CORP CL A CL A P 01/15/2014 06/21/2017 PROPERTY TYPE: SECURITIES 837. 2,202. -1,365.
SEMGROUP CORP CL A CL A P 01/24/2014 06/22/2017 PROPERTY TYPE: SECURITIES 8,129. 21,627. -13,498.
SEMGROUP CORP CL A CL A P 01/24/2014 06/22/2017 PROPERTY TYPE: SECURITIES 4,529. 12,066. -7,536.
SEMGROUP CORP CL A CL A P 02/05/2013 06/07/2017 PROPERTY TYPE: SECURITIES 5,259. 8,990. -3,731.
SEMGROUP CORP CL A CL A P 02/06/2013 06/07/2017 PROPERTY TYPE: SECURITIES 526. 917. -391.
SEMGROUP CORP CL A CL A P 06/24/2016 07/28/2017 PROPERTY TYPE: SECURITIES 7,022. 8,136. -1,114.
JSA 7E1730 1.000 43461C 2532 Page 314 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 08/01/2016 08/03/2017 PROPERTY TYPE: SECURITIES 4,710. 5,028. -319.
SEMGROUP CORP CL A CL A P 04/03/2014 06/27/2017 PROPERTY TYPE: SECURITIES 6,789. 17,948. -11,160.
SEMGROUP CORP CL A CL A P 06/24/2016 07/28/2017 PROPERTY TYPE: SECURITIES 2,975. 3,442. -467.
SEMGROUP CORP CL A CL A P 06/09/2016 07/26/2017 PROPERTY TYPE: SECURITIES 10,710. 13,556. -2,846.
SEMGROUP CORP CL A CL A P 06/23/2016 07/26/2017 PROPERTY TYPE: SECURITIES 1,983. 2,371. -387.
SEMGROUP CORP CL A CL A P 02/05/2013 06/07/2017 PROPERTY TYPE: SECURITIES 1,140. 1,798. -658.
SEMGROUP CORP CL A CL A P 11/27/2013 06/08/2017 PROPERTY TYPE: SECURITIES 5,386. 12,649. -7,262.
SEMGROUP CORP CL A CL A P 12/27/2013 06/08/2017 PROPERTY TYPE: SECURITIES 2,365. 5,735. -3,371.
SEMGROUP CORP CL A CL A P 12/30/2013 06/08/2017 PROPERTY TYPE: SECURITIES 25,486. 62,705. -37,219.
SEMGROUP CORP CL A CL A P 12/31/2013 06/08/2017 PROPERTY TYPE: SECURITIES 13,400. 33,268. -19,868.
SEMGROUP CORP CL A CL A P 01/02/2014 06/08/2017 PROPERTY TYPE: SECURITIES 18,261. 44,406. -26,145.
SEMGROUP CORP CL A CL A P 08/01/2016 08/03/2017 PROPERTY TYPE: SECURITIES 8,863. 9,553. -691.
JSA 7E1730 1.000 43461C 2532 Page 315 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 08/09/2016 08/03/2017 PROPERTY TYPE: SECURITIES 1,814. 2,015. -201.
SEMGROUP CORP CL A CL A P 08/09/2016 08/03/2017 PROPERTY TYPE: SECURITIES 4,405. 4,908. -503.
SEMGROUP CORP CL A CL A P 08/10/2016 08/03/2017 PROPERTY TYPE: SECURITIES 11,998. 13,430. -1,431.
SEMGROUP CORP CL A CL A P 04/03/2014 06/27/2017 PROPERTY TYPE: SECURITIES 9,323. 24,721. -15,398.
SEMGROUP CORP CL A CL A P 04/04/2014 06/27/2017 PROPERTY TYPE: SECURITIES 4,981. 13,252. -8,271.
SEMGROUP CORP CL A CL A P 04/04/2014 06/27/2017 PROPERTY TYPE: SECURITIES 3,065. 8,162. -5,097.
SEMGROUP CORP CL A CL A P 10/06/2016 08/08/2017 PROPERTY TYPE: SECURITIES 1,285. 1,817. -533.
SEMGROUP CORP CL A CL A P 10/24/2016 08/08/2017 PROPERTY TYPE: SECURITIES 4,151. 5,821. -1,670.
SEMGROUP CORP CL A CL A P 06/23/2016 07/26/2017 PROPERTY TYPE: SECURITIES 11,951. 14,207. -2,256.
SEMGROUP CORP CL A CL A P 06/23/2016 07/26/2017 PROPERTY TYPE: SECURITIES 3,851. 4,583. -732.
SEMGROUP CORP CL A CL A P 06/24/2016 07/26/2017 PROPERTY TYPE: SECURITIES 930. 1,095. -166.
SEMGROUP CORP CL A CL A P 06/17/2014 06/30/2017 PROPERTY TYPE: SECURITIES 14,212. 37,947. -23,735.
JSA 7E1730 1.000 43461C 2532 Page 316 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 06/17/2014 06/30/2017 PROPERTY TYPE: SECURITIES 12,452. 33,205. -20,753.
SEMGROUP CORP CL A CL A P 06/18/2014 06/30/2017 PROPERTY TYPE: SECURITIES 4,602. 12,337. -7,735.
SEMGROUP CORP CL A CL A P 06/18/2014 06/30/2017 PROPERTY TYPE: SECURITIES 6,362. 17,043. -10,681.
SEMGROUP CORP CL A CL A P 06/01/2016 07/25/2017 PROPERTY TYPE: SECURITIES 1,857. 2,224. -367.
SEMGROUP CORP CL A CL A P 06/01/2016 07/25/2017 PROPERTY TYPE: SECURITIES 8,222. 9,897. -1,675.
SEMGROUP CORP CL A CL A P 06/02/2016 07/25/2017 PROPERTY TYPE: SECURITIES 2,652. 3,242. -590.
SEMGROUP CORP CL A CL A P 06/07/2016 07/25/2017 PROPERTY TYPE: SECURITIES 1,857. 2,381. -524.
SEMGROUP CORP CL A CL A P 06/07/2016 07/25/2017 PROPERTY TYPE: SECURITIES 16,710. 21,849. -5,139.
SEMGROUP CORP CL A CL A P 06/09/2016 07/25/2017 PROPERTY TYPE: SECURITIES 265. 335. -69.
SEMGROUP CORP CL A CL A P 06/18/2014 06/30/2017 PROPERTY TYPE: SECURITIES 2,033. 5,439. -3,406.
SEMGROUP CORP CL A CL A P 07/01/2014 06/30/2017 PROPERTY TYPE: SECURITIES 10,706. 31,931. -21,224.
SEMGROUP CORP CL A CL A P 07/11/2014 07/13/2017 PROPERTY TYPE: SECURITIES 8,445. 25,553. -17,108.
JSA 7E1730 1.000 43461C 2532 Page 317 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 08/01/2014 07/13/2017 PROPERTY TYPE: SECURITIES 3,638. 10,778. -7,141.
SEMGROUP CORP CL A CL A P 08/05/2014 07/13/2017 PROPERTY TYPE: SECURITIES 10,394. 30,785. -20,391.
SEMGROUP CORP CL A CL A P 08/06/2014 07/13/2017 PROPERTY TYPE: SECURITIES 4,417. 13,078. -8,661.
SEMGROUP CORP CL A CL A P 01/15/2015 07/13/2017 PROPERTY TYPE: SECURITIES 5,717. 13,165. -7,448.
SEMGROUP CORP CL A CL A P 01/15/2015 07/13/2017 PROPERTY TYPE: SECURITIES 4,158. 9,539. -5,381.
SEMGROUP CORP CL A CL A P 08/07/2013 06/08/2017 PROPERTY TYPE: SECURITIES 2,336. 5,069. -2,733.
SEMGROUP CORP CL A CL A P 03/01/2017 08/11/2017 PROPERTY TYPE: SECURITIES 22,510. 34,303. -11,794.
SEMGROUP CORP CL A CL A P 01/24/2014 06/23/2017 PROPERTY TYPE: SECURITIES 2,904. 7,415. -4,511.
SEMGROUP CORP CL A CL A P 01/28/2014 06/23/2017 PROPERTY TYPE: SECURITIES 9,920. 25,135. -15,215.
SEMGROUP CORP CL A CL A P 01/28/2014 06/23/2017 PROPERTY TYPE: SECURITIES 9,920. 25,244. -15,323.
SEMGROUP CORP CL A CL A P 02/13/2014 06/23/2017 PROPERTY TYPE: SECURITIES 13,066. 33,415. -20,349.
SEMGROUP CORP CL A CL A P 02/13/2014 06/23/2017 PROPERTY TYPE: SECURITIES 7,017. 17,926. -10,909.
JSA 7E1730 1.000 43461C 2532 Page 318 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 02/28/2014 06/23/2017 PROPERTY TYPE: SECURITIES 18,147. 50,070. -31,923.
SEMGROUP CORP CL A CL A P 07/10/2014 07/12/2017 PROPERTY TYPE: SECURITIES 14,000. 42,044. -28,044.
SEMGROUP CORP CL A CL A P 07/11/2014 07/12/2017 PROPERTY TYPE: SECURITIES 5,626. 16,904. -11,278.
SEMGROUP CORP CL A CL A P 08/07/2013 06/08/2017 PROPERTY TYPE: SECURITIES 654. 1,408. -754.
SEMGROUP CORP CL A CL A P 08/08/2013 06/08/2017 PROPERTY TYPE: SECURITIES 2,223. 4,809. -2,586.
SEMGROUP CORP CL A CL A P 08/10/2016 08/04/2017 PROPERTY TYPE: SECURITIES 22,168. 25,235. -3,067.
SEMGROUP CORP CL A CL A P 07/09/2014 07/12/2017 PROPERTY TYPE: SECURITIES 4,948. 14,944. -9,996.
SEMGROUP CORP CL A CL A P 07/01/2014 07/03/2017 PROPERTY TYPE: SECURITIES 8,702. 25,868. -17,165.
SEMGROUP CORP CL A CL A P 04/04/2014 06/29/2017 PROPERTY TYPE: SECURITIES 1,482. 3,738. -2,256.
SEMGROUP CORP CL A CL A P 06/13/2014 06/29/2017 PROPERTY TYPE: SECURITIES 11,855. 29,962. -18,107.
SEMGROUP CORP CL A CL A P 06/16/2014 06/29/2017 PROPERTY TYPE: SECURITIES 5,254. 13,773. -8,519.
SEMGROUP CORP CL A CL A P 06/16/2014 06/29/2017 PROPERTY TYPE: SECURITIES 3,772. 9,888. -6,116.
JSA 7E1730 1.000 43461C 2532 Page 319 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 07/09/2014 07/07/2017 PROPERTY TYPE: SECURITIES 879. 2,770. -1,892.
SEMGROUP CORP CL A CL A P 07/09/2014 07/07/2017 PROPERTY TYPE: SECURITIES 1,632. 5,112. -3,481.
SEMGROUP CORP CL A CL A P 08/10/2016 08/07/2017 PROPERTY TYPE: SECURITIES 4,406. 5,134. -728.
SEMGROUP CORP CL A CL A P 09/08/2016 08/07/2017 PROPERTY TYPE: SECURITIES 8,713. 11,901. -3,188.
SEMGROUP CORP CL A CL A P 09/09/2016 08/07/2017 PROPERTY TYPE: SECURITIES 1,245. 1,724. -479.
SEMGROUP CORP CL A CL A P 09/09/2016 08/07/2017 PROPERTY TYPE: SECURITIES 15,508. 21,266. -5,758.
SEMGROUP CORP CL A CL A P 08/08/2013 06/08/2017 PROPERTY TYPE: SECURITIES 1,433. 3,112. -1,679.
SEMGROUP CORP CL A CL A P 11/26/2013 06/08/2017 PROPERTY TYPE: SECURITIES 7,814. 18,526. -10,712.
SEMGROUP CORP CL A CL A P 11/27/2013 06/08/2017 PROPERTY TYPE: SECURITIES 10,419. 24,733. -14,314.
SEMGROUP CORP CL A CL A P 11/27/2013 06/08/2017 PROPERTY TYPE: SECURITIES 1,172. 2,777. -1,604.
SEMGROUP CORP CL A CL A P 02/04/2013 06/06/2017 PROPERTY TYPE: SECURITIES 2,918. 4,495. -1,577.
SEMGROUP CORP CL A CL A P 01/02/2014 06/09/2017 PROPERTY TYPE: SECURITIES 23,616. 55,906. -32,291.
JSA 7E1730 1.000 43461C 2532 Page 320 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEMGROUP CORP CL A CL A P 01/07/2014 06/09/2017 PROPERTY TYPE: SECURITIES 7,017. 16,390. -9,373.
SEMGROUP CORP CL A CL A P 01/07/2014 06/09/2017 PROPERTY TYPE: SECURITIES 6,477. 15,123. -8,646.
SEMGROUP CORP CL A CL A P 01/08/2014 06/09/2017 PROPERTY TYPE: SECURITIES 6,208. 14,479. -8,271.
SEMGROUP CORP CL A CL A P 01/13/2014 06/09/2017 PROPERTY TYPE: SECURITIES 18,488. 43,189. -24,702.
SEMGROUP CORP CL A CL A P 07/02/2014 07/06/2017 PROPERTY TYPE: SECURITIES 12,182. 38,488. -26,307.
SEMGROUP CORP CL A CL A P 07/09/2014 07/06/2017 PROPERTY TYPE: SECURITIES 5,770. 17,807. -12,037.
SEMGROUP CORP CL A CL A P 07/09/2014 07/12/2017 PROPERTY TYPE: SECURITIES 7,967. 23,989. -16,022.
SEMGROUP CORP CL A CL A P 07/10/2014 07/12/2017 PROPERTY TYPE: SECURITIES 1,959. 5,894. -3,935.
SEMGROUP CORP CL A CL A P 02/28/2014 06/26/2017 PROPERTY TYPE: SECURITIES 8,245. 22,031. -13,786.
SEMGROUP CORP CL A CL A P 07/01/2014 07/06/2017 PROPERTY TYPE: SECURITIES 4,386. 13,688. -9,302.
SEMGROUP CORP CL A CL A P 07/01/2014 07/06/2017 PROPERTY TYPE: SECURITIES 13,803. 43,248. -29,445.
SEMGROUP CORP CL A CL A P 07/02/2014 07/06/2017 PROPERTY TYPE: SECURITIES 5,805. 18,231. -12,426.
JSA 7E1730 1.000 43461C 2532 Page 321 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SIRIUS XM HLDGS INC COM P 10/15/2014 03/10/2017 PROPERTY TYPE: SECURITIES 2,991. 1,870. 1,121.
SIRIUS XM HLDGS INC COM P 10/15/2014 03/10/2017 PROPERTY TYPE: SECURITIES 10,557. 6,643. 3,915.
SIRIUS XM HLDGS INC COM P 08/04/2015 03/13/2017 PROPERTY TYPE: SECURITIES 11,984. 8,725. 3,259.
SIRIUS XM HLDGS INC COM P 10/14/2014 02/06/2017 PROPERTY TYPE: SECURITIES 6,775. 4,653. 2,122.
SIRIUS XM HLDGS INC COM P 10/15/2014 02/06/2017 PROPERTY TYPE: SECURITIES 48,785. 32,972. 15,814.
SIRIUS XM HLDGS INC COM P 07/29/2014 01/03/2017 PROPERTY TYPE: SECURITIES 3,208. 2,538. 671.
SIRIUS XM HLDGS INC COM P 09/02/2014 01/30/2017 PROPERTY TYPE: SECURITIES 54,655. 42,545. 12,110.
SIRIUS XM HLDGS INC COM P 09/02/2014 02/01/2017 PROPERTY TYPE: SECURITIES 3,815. 2,951. 864.
SIRIUS XM HLDGS INC COM P 09/15/2014 02/01/2017 PROPERTY TYPE: SECURITIES 7,891. 6,014. 1,876.
SIRIUS XM HLDGS INC COM P 09/15/2014 02/01/2017 PROPERTY TYPE: SECURITIES 332. 254. 78.
SIRIUS XM HLDGS INC COM P 10/15/2014 03/10/2017 PROPERTY TYPE: SECURITIES 27,179. 17,010. 10,169.
SIRIUS XM HLDGS INC COM P 07/28/2015 03/10/2017 PROPERTY TYPE: SECURITIES 773. 588. 185.
JSA 7E1730 1.000 43461C 2532 Page 322 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SIRIUS XM HLDGS INC COM P 07/28/2015 03/10/2017 PROPERTY TYPE: SECURITIES 139,887. 107,308. 32,580.
SIRIUS XM HLDGS INC COM P 07/30/2015 03/10/2017 PROPERTY TYPE: SECURITIES 593. 460. 132.
SIRIUS XM HLDGS INC COM P 07/30/2015 03/10/2017 PROPERTY TYPE: SECURITIES 40,704. 31,639. 9,065.
SIRIUS XM HLDGS INC COM P 01/15/2016 03/22/2017 PROPERTY TYPE: SECURITIES 66,955. 48,038. 18,917.
SIRIUS XM HLDGS INC COM P 08/29/2014 01/24/2017 PROPERTY TYPE: SECURITIES 54,899. 43,694. 11,204.
SIRIUS XM HLDGS INC COM P 10/15/2014 02/08/2017 PROPERTY TYPE: SECURITIES 4,631. 3,192. 1,438.
SIRIUS XM HLDGS INC COM P 01/15/2016 03/24/2017 PROPERTY TYPE: SECURITIES 33,565. 24,001. 9,564.
SIRIUS XM HLDGS INC COM P 01/20/2016 03/24/2017 PROPERTY TYPE: SECURITIES 23,133. 16,443. 6,690.
SIRIUS XM HLDGS INC COM P 08/29/2014 01/13/2017 PROPERTY TYPE: SECURITIES 51,192. 40,545. 10,647.
SIRIUS XM HLDGS INC COM P 10/15/2014 02/08/2017 PROPERTY TYPE: SECURITIES 890. 613. 277.
SIRIUS XM HLDGS INC COM P 07/29/2014 01/05/2017 PROPERTY TYPE: SECURITIES 11,312. 8,586. 2,726.
SIRIUS XM HLDGS INC COM P 08/04/2015 03/14/2017 PROPERTY TYPE: SECURITIES 15,121. 11,215. 3,906.
JSA 7E1730 1.000 43461C 2532 Page 323 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SIRIUS XM HLDGS INC COM P 08/06/2015 03/14/2017 PROPERTY TYPE: SECURITIES 8,890. 6,516. 2,374.
SIRIUS XM HLDGS INC COM P 06/27/2016 03/29/2017 PROPERTY TYPE: SECURITIES 255. 189. 66.
SIRIUS XM HLDGS INC COM P 08/04/2015 03/14/2017 PROPERTY TYPE: SECURITIES 26,727. 19,841. 6,886.
SIRIUS XM HLDGS INC COM P 08/29/2014 01/13/2017 PROPERTY TYPE: SECURITIES 3,034. 2,403. 631.
SIRIUS XM HLDGS INC COM P 01/15/2016 03/22/2017 PROPERTY TYPE: SECURITIES 3,857. 2,772. 1,085.
SIRIUS XM HLDGS INC COM P 08/04/2015 03/14/2017 PROPERTY TYPE: SECURITIES 5,711. 4,223. 1,487.
SIRIUS XM HLDGS INC COM P 07/29/2014 01/05/2017 PROPERTY TYPE: SECURITIES 33,516. 25,480. 8,037.
SIRIUS XM HLDGS INC COM P 08/29/2014 01/05/2017 PROPERTY TYPE: SECURITIES 15,981. 12,726. 3,255.
SIRIUS XM HLDGS INC COM P 07/29/2014 01/05/2017 PROPERTY TYPE: SECURITIES 21,278. 16,199. 5,079.
SIRIUS XM HLDGS INC COM P 01/20/2016 03/28/2017 PROPERTY TYPE: SECURITIES 20,365. 14,504. 5,862.
SIRIUS XM HLDGS INC COM P 01/20/2016 03/28/2017 PROPERTY TYPE: SECURITIES 19,636. 13,887. 5,748.
SIRIUS XM HLDGS INC COM P 01/21/2016 03/28/2017 PROPERTY TYPE: SECURITIES 63,752. 44,916. 18,835.
JSA 7E1730 1.000 43461C 2532 Page 324 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SIRIUS XM HLDGS INC COM P 06/27/2016 03/28/2017 PROPERTY TYPE: SECURITIES 48,935. 36,082. 12,853.
SIRIUS XM HLDGS INC COM P 10/13/2014 02/02/2017 PROPERTY TYPE: SECURITIES 40,166. 27,441. 12,726.
SIRIUS XM HLDGS INC COM P 10/14/2014 02/02/2017 PROPERTY TYPE: SECURITIES 67,118. 46,266. 20,852.
SIRIUS XM HLDGS INC COM P 10/15/2014 02/08/2017 PROPERTY TYPE: SECURITIES 49,726. 34,213. 15,513.
SIRIUS XM HLDGS INC COM P 07/30/2015 03/13/2017 PROPERTY TYPE: SECURITIES 30,361. 22,237. 8,124.
SIRIUS XM HLDGS INC COM P 08/04/2015 03/13/2017 PROPERTY TYPE: SECURITIES 14,675. 10,697. 3,978.
SIRIUS XM HLDGS INC COM P 01/20/2016 03/28/2017 PROPERTY TYPE: SECURITIES 308. 218. 91.
SIRIUS XM HLDGS INC COM P 07/29/2014 01/05/2017 PROPERTY TYPE: SECURITIES 21,318. 16,233. 5,085.
SIRIUS XM HLDGS INC COM P 09/15/2014 02/01/2017 PROPERTY TYPE: SECURITIES 65,915. 50,192. 15,724.
SIRIUS XM HLDGS INC COM P 10/13/2014 02/01/2017 PROPERTY TYPE: SECURITIES 32,116. 21,985. 10,131.
SIRIUS XM HLDGS INC COM P 08/06/2015 03/22/2017 PROPERTY TYPE: SECURITIES 61,704. 47,757. 13,947.
SIRIUS XM HLDGS INC COM P 08/24/2015 03/22/2017 PROPERTY TYPE: SECURITIES 33,319. 23,770. 9,549.
JSA 7E1730 1.000 43461C 2532 Page 325 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SIRIUS XM HLDGS INC COM P 08/24/2015 03/22/2017 PROPERTY TYPE: SECURITIES 7,122. 5,082. 2,040.
SIRIUS XM HLDGS INC COM P 01/15/2016 03/22/2017 PROPERTY TYPE: SECURITIES 42,425. 30,420. 12,005.
SIRIUS XM HLDGS INC COM P 08/29/2014 01/26/2017 PROPERTY TYPE: SECURITIES 20,855. 16,131. 4,724.
SIRIUS XM HLDGS INC COM P 09/02/2014 01/26/2017 PROPERTY TYPE: SECURITIES 15,865. 12,355. 3,510.
SIRIUS XM HLDGS INC COM P 07/29/2014 01/03/2017 PROPERTY TYPE: SECURITIES 110,878. 87,459. 23,419.
SIRIUS XM HLDGS INC COM P 10/15/2014 03/10/2017 PROPERTY TYPE: SECURITIES 5,196. 3,257. 1,939.
SIRIUS XM HLDGS INC COM P 07/29/2014 01/03/2017 PROPERTY TYPE: SECURITIES 706. 556. 149.
SIRIUS XM HLDGS INC COM P 10/13/2014 02/02/2017 PROPERTY TYPE: SECURITIES 2,845. 1,948. 896.
SIRIUS XM HLDGS INC COM P 07/29/2014 01/05/2017 PROPERTY TYPE: SECURITIES 4,428. 3,372. 1,056.
SIRIUS XM HLDGS INC COM P 01/15/2016 03/22/2017 PROPERTY TYPE: SECURITIES 11,523. 8,280. 3,243.
SIRIUS XM HLDGS INC COM P 06/27/2016 03/29/2017 PROPERTY TYPE: SECURITIES 14,625. 10,811. 3,813.
SIRIUS XM HLDGS INC COM P 02/15/2017 03/29/2017 PROPERTY TYPE: SECURITIES 11,914. 11,177. 737.
JSA 7E1730 1.000 43461C 2532 Page 326 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SIRIUS XM HLDGS INC COM P 02/16/2017 03/29/2017 PROPERTY TYPE: SECURITIES 85,012. 82,262. 2,750.
SS&C TECHNOLOGIES HLDGS INC COM P 03/15/2017 07/27/2017 PROPERTY TYPE: SECURITIES 48,067. 44,299. 3,769.
SS&C TECHNOLOGIES HLDGS INC COM P 03/15/2017 07/27/2017 PROPERTY TYPE: SECURITIES 4,137. 3,815. 322.
SS&C TECHNOLOGIES HLDGS INC COM P 04/18/2017 07/27/2017 PROPERTY TYPE: SECURITIES 15,563. 14,393. 1,170.
SS&C TECHNOLOGIES HLDGS INC COM P 03/13/2017 07/27/2017 PROPERTY TYPE: SECURITIES 37,868. 35,081. 2,787.
SS&C TECHNOLOGIES HLDGS INC COM P 03/15/2017 07/27/2017 PROPERTY TYPE: SECURITIES 10,399. 9,628. 771.
SS&C TECHNOLOGIES HLDGS INC COM P 04/18/2017 07/28/2017 PROPERTY TYPE: SECURITIES 9,904. 9,106. 798.
SS&C TECHNOLOGIES HLDGS INC COM P 04/18/2017 07/28/2017 PROPERTY TYPE: SECURITIES 38,625. 35,526. 3,099.
SS&C TECHNOLOGIES HLDGS INC COM P 04/19/2017 07/28/2017 PROPERTY TYPE: SECURITIES 13,271. 12,325. 946.
SS&C TECHNOLOGIES HLDGS INC COM P 04/18/2017 07/28/2017 PROPERTY TYPE: SECURITIES 3,978. 3,644. 334.
SS&C TECHNOLOGIES HLDGS INC COM P 04/26/2017 08/04/2017 PROPERTY TYPE: SECURITIES 1,557. 1,529. 29.
SS&C TECHNOLOGIES HLDGS INC COM P 04/27/2017 08/04/2017 PROPERTY TYPE: SECURITIES 60,391. 59,887. 505.
JSA 7E1730 1.000 43461C 2532 Page 327 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SS&C TECHNOLOGIES HLDGS INC COM P 04/27/2017 08/04/2017 PROPERTY TYPE: SECURITIES 2,659. 2,636. 22.
SS&C TECHNOLOGIES HLDGS INC COM P 03/07/2017 06/14/2017 PROPERTY TYPE: SECURITIES 12,224. 11,359. 865.
SS&C TECHNOLOGIES HLDGS INC COM P 03/07/2017 06/14/2017 PROPERTY TYPE: SECURITIES 4,966. 4,623. 343.
SS&C TECHNOLOGIES HLDGS INC COM P 03/07/2017 06/14/2017 PROPERTY TYPE: SECURITIES 11,459. 11,004. 455.
SS&C TECHNOLOGIES HLDGS INC COM P 04/26/2017 08/03/2017 PROPERTY TYPE: SECURITIES 8,003. 7,792. 212.
SS&C TECHNOLOGIES HLDGS INC COM P 03/09/2017 07/26/2017 PROPERTY TYPE: SECURITIES 12,322. 11,146. 1,176.
SS&C TECHNOLOGIES HLDGS INC COM P 03/10/2017 07/26/2017 PROPERTY TYPE: SECURITIES 34,977. 32,084. 2,894.
SS&C TECHNOLOGIES HLDGS INC COM P 04/19/2017 08/01/2017 PROPERTY TYPE: SECURITIES 5,987. 5,675. 312.
SS&C TECHNOLOGIES HLDGS INC COM P 03/07/2017 06/14/2017 PROPERTY TYPE: SECURITIES 30,939. 28,753. 2,186.
SS&C TECHNOLOGIES HLDGS INC COM P 03/10/2017 07/27/2017 PROPERTY TYPE: SECURITIES 55,407. 51,042. 4,364.
SS&C TECHNOLOGIES HLDGS INC COM P 03/13/2017 07/27/2017 PROPERTY TYPE: SECURITIES 14,643. 13,451. 1,192.
SS&C TECHNOLOGIES HLDGS INC COM P 04/20/2017 08/02/2017 PROPERTY TYPE: SECURITIES 24,657. 23,517. 1,140.
JSA 7E1730 1.000 43461C 2532 Page 328 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SS&C TECHNOLOGIES HLDGS INC COM P 04/20/2017 08/02/2017 PROPERTY TYPE: SECURITIES 6,935. 6,617. 318.
SS&C TECHNOLOGIES HLDGS INC COM P 04/21/2017 08/02/2017 PROPERTY TYPE: SECURITIES 16,952. 16,246. 706.
SS&C TECHNOLOGIES HLDGS INC COM P 03/07/2017 06/15/2017 PROPERTY TYPE: SECURITIES 7,222. 6,745. 477.
SS&C TECHNOLOGIES HLDGS INC COM P 04/19/2017 07/31/2017 PROPERTY TYPE: SECURITIES 9,272. 8,830. 442.
SS&C TECHNOLOGIES HLDGS INC COM P 04/19/2017 07/31/2017 PROPERTY TYPE: SECURITIES 64,904. 61,323. 3,580.
SS&C TECHNOLOGIES HLDGS INC COM P 04/19/2017 07/31/2017 PROPERTY TYPE: SECURITIES 2,519. 2,391. 127.
SS&C TECHNOLOGIES HLDGS INC COM P 03/07/2017 06/15/2017 PROPERTY TYPE: SECURITIES 19,388. 18,104. 1,285.
SS&C TECHNOLOGIES HLDGS INC COM P 04/21/2017 08/02/2017 PROPERTY TYPE: SECURITIES 5,779. 5,538. 241.
SS&C TECHNOLOGIES HLDGS INC COM P 04/21/2017 08/02/2017 PROPERTY TYPE: SECURITIES 25,042. 23,984. 1,058.
SS&C TECHNOLOGIES HLDGS INC COM P 04/26/2017 08/02/2017 PROPERTY TYPE: SECURITIES 2,697. 2,610. 87.
SS&C TECHNOLOGIES HLDGS INC COM P 04/26/2017 08/02/2017 PROPERTY TYPE: SECURITIES 6,549. 6,347. 202.
SS&C TECHNOLOGIES HLDGS INC COM P 03/07/2017 07/25/2017 PROPERTY TYPE: SECURITIES 1,991. 1,775. 216.
JSA 7E1730 1.000 43461C 2532 Page 329 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SS&C TECHNOLOGIES HLDGS INC COM P 03/09/2017 07/25/2017 PROPERTY TYPE: SECURITIES 40,613. 36,674. 3,940.
SS&C TECHNOLOGIES HLDGS INC COM P 04/26/2017 08/03/2017 PROPERTY TYPE: SECURITIES 32,017. 31,130. 887.
SS&C TECHNOLOGIES HLDGS INC COM P 04/19/2017 08/01/2017 PROPERTY TYPE: SECURITIES 2,712. 2,563. 149.
SS&C TECHNOLOGIES HLDGS INC COM P 04/20/2017 08/01/2017 PROPERTY TYPE: SECURITIES 20,921. 19,879. 1,043.
SS&C TECHNOLOGIES HLDGS INC COM P 03/07/2017 07/24/2017 PROPERTY TYPE: SECURITIES 32,796. 29,463. 3,333.
SS&C TECHNOLOGIES HLDGS INC COM P 04/19/2017 07/31/2017 PROPERTY TYPE: SECURITIES 5,393. 5,151. 242.
SS&C TECHNOLOGIES HLDGS INC COM P 04/26/2017 08/03/2017 PROPERTY TYPE: SECURITIES 16,672. 16,217. 455.
SS&C TECHNOLOGIES HLDGS INC COM P 04/20/2017 08/01/2017 PROPERTY TYPE: SECURITIES 16,627. 15,829. 798.
SS&C TECHNOLOGIES HLDGS INC COM P 04/20/2017 08/01/2017 PROPERTY TYPE: SECURITIES 6,187. 5,883. 304.
SS&C TECHNOLOGIES HLDGS INC COM P 04/20/2017 08/01/2017 PROPERTY TYPE: SECURITIES 13,147. 12,498. 649.
STERIS PLC NEW STERIS LTD COMSTK P 09/25/2015 02/07/2017 PROPERTY TYPE: SECURITIES 362,281. 372,539. -10,257.
STERIS PLC NEW STERIS LTD COMSTK P 03/22/2016 02/15/2017 PROPERTY TYPE: SECURITIES 38,797. 38,881. -85.
JSA 7E1730 1.000 43461C 2532 Page 330 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STERIS PLC NEW STERIS LTD COMSTK P 03/23/2016 02/15/2017 PROPERTY TYPE: SECURITIES 24,377. 24,707. -330.
STERIS PLC NEW STERIS LTD COMSTK P 12/29/2015 02/10/2017 PROPERTY TYPE: SECURITIES 1,343. 1,554. -211.
STERIS PLC NEW STERIS LTD COMSTK P 12/30/2015 02/10/2017 PROPERTY TYPE: SECURITIES 8,727. 10,142. -1,415.
STERIS PLC NEW STERIS LTD COMSTK P 01/14/2016 02/10/2017 PROPERTY TYPE: SECURITIES 62,432. 62,810. -378.
STERIS PLC NEW STERIS LTD COMSTK P 01/14/2016 02/10/2017 PROPERTY TYPE: SECURITIES 10,080. 10,131. -51.
STERIS PLC NEW STERIS LTD COMSTK P 01/15/2016 02/10/2017 PROPERTY TYPE: SECURITIES 45,696. 45,416. 279.
STERIS PLC NEW STERIS LTD COMSTK P 01/21/2016 02/10/2017 PROPERTY TYPE: SECURITIES 30,240. 30,503. -264.
STERIS PLC NEW STERIS LTD COMSTK P 11/05/2015 02/09/2017 PROPERTY TYPE: SECURITIES 36,961. 42,041. -5,079.
STERIS PLC NEW STERIS LTD COMSTK P 11/06/2015 02/09/2017 PROPERTY TYPE: SECURITIES 44,953. 51,149. -6,197.
STERIS PLC NEW STERIS LTD COMSTK P 11/09/2015 02/09/2017 PROPERTY TYPE: SECURITIES 46,285. 51,410. -5,126.
STERIS PLC NEW STERIS LTD COMSTK P 11/12/2015 02/09/2017 PROPERTY TYPE: SECURITIES 46,285. 51,036. -4,751.
STERIS PLC NEW STERIS LTD COMSTK P 11/25/2015 02/09/2017 PROPERTY TYPE: SECURITIES 5,994. 6,805. -811.
JSA 7E1730 1.000 43461C 2532 Page 331 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STERIS PLC NEW STERIS LTD COMSTK P 11/05/2015 02/09/2017 PROPERTY TYPE: SECURITIES 667. 757. -90.
STERIS PLC NEW STERIS LTD COMSTK P 09/25/2015 02/08/2017 PROPERTY TYPE: SECURITIES 75,175. 77,783. -2,607.
STERIS PLC NEW STERIS LTD COMSTK P 01/21/2016 02/13/2017 PROPERTY TYPE: SECURITIES 14,182. 14,235. -53.
STERIS PLC NEW STERIS LTD COMSTK P 01/28/2016 02/13/2017 PROPERTY TYPE: SECURITIES 53,350. 53,416. -66.
STERIS PLC NEW STERIS LTD COMSTK P 02/10/2016 02/13/2017 PROPERTY TYPE: SECURITIES 46,259. 44,668. 1,591.
STERIS PLC NEW STERIS LTD COMSTK P 02/11/2016 02/13/2017 PROPERTY TYPE: SECURITIES 47,610. 44,055. 3,555.
STERIS PLC NEW STERIS LTD COMSTK P 02/12/2016 02/13/2017 PROPERTY TYPE: SECURITIES 17,558. 16,131. 1,427.
STERIS PLC NEW STERIS LTD COMSTK P 02/22/2016 02/13/2017 PROPERTY TYPE: SECURITIES 2,701. 2,573. 128.
STERIS PLC NEW STERIS LTD COMSTK P 02/22/2016 02/14/2017 PROPERTY TYPE: SECURITIES 47,700. 44,711. 2,989.
STERIS PLC NEW STERIS LTD COMSTK P 02/29/2016 02/14/2017 PROPERTY TYPE: SECURITIES 56,965. 53,301. 3,664.
STERIS PLC NEW STERIS LTD COMSTK P 03/01/2016 02/14/2017 PROPERTY TYPE: SECURITIES 12,354. 11,686. 668.
STERIS PLC NEW STERIS LTD COMSTK P 03/02/2016 02/14/2017 PROPERTY TYPE: SECURITIES 1,373. 1,300. 72.
JSA 7E1730 1.000 43461C 2532 Page 332 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STERIS PLC NEW STERIS LTD COMSTK P 03/03/2016 02/14/2017 PROPERTY TYPE: SECURITIES 20,590. 19,763. 827.
STERIS PLC NEW STERIS LTD COMSTK P 03/04/2016 02/14/2017 PROPERTY TYPE: SECURITIES 29,855. 28,927. 929.
STERIS PLC NEW STERIS LTD COMSTK P 03/10/2016 02/14/2017 PROPERTY TYPE: SECURITIES 38,091. 37,432. 659.
STERIS PLC NEW STERIS LTD COMSTK P 03/10/2016 02/14/2017 PROPERTY TYPE: SECURITIES 11,668. 11,488. 179.
STERIS PLC NEW STERIS LTD COMSTK P 03/16/2016 02/14/2017 PROPERTY TYPE: SECURITIES 35,003. 34,198. 804.
STERIS PLC NEW STERIS LTD COMSTK P 03/16/2016 02/14/2017 PROPERTY TYPE: SECURITIES 14,756. 14,418. 338.
STERIS PLC NEW STERIS LTD COMSTK P 03/18/2016 02/14/2017 PROPERTY TYPE: SECURITIES 30,885. 30,395. 490.
STERIS PLC NEW STERIS LTD COMSTK P 03/21/2016 02/14/2017 PROPERTY TYPE: SECURITIES 40,494. 40,274. 220.
STERIS PLC NEW STERIS LTD COMSTK P 03/22/2016 02/14/2017 PROPERTY TYPE: SECURITIES 1,030. 1,032. -3.
STERIS PLC NEW STERIS LTD COMSTK P 03/24/2016 02/17/2017 PROPERTY TYPE: SECURITIES 18,475. 18,671. -196.
STERIS PLC NEW STERIS LTD COMSTK P 03/28/2016 02/17/2017 PROPERTY TYPE: SECURITIES 48,925. 49,993. -1,068.
STERIS PLC NEW STERIS LTD COMSTK P 04/14/2016 02/17/2017 PROPERTY TYPE: SECURITIES 48,925. 51,155. -2,229.
JSA 7E1730 1.000 43461C 2532 Page 333 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STERIS PLC NEW STERIS LTD COMSTK P 07/12/2016 02/17/2017 PROPERTY TYPE: SECURITIES 9,580. 9,720. -140.
STERIS PLC NEW STERIS LTD COMSTK P 09/02/2016 02/21/2017 PROPERTY TYPE: SECURITIES 11,403. 11,711. -308.
STERIS PLC NEW STERIS LTD COMSTK P 09/06/2016 02/21/2017 PROPERTY TYPE: SECURITIES 20,388. 21,092. -704.
STERIS PLC NEW STERIS LTD COMSTK P 09/25/2015 02/07/2017 PROPERTY TYPE: SECURITIES 4,656. 4,776. -121.
STERIS PLC NEW STERIS LTD COMSTK P 09/25/2015 02/07/2017 PROPERTY TYPE: SECURITIES 30,604. 31,386. -782.
STERIS PLC NEW STERIS LTD COMSTK P 03/23/2016 02/16/2017 PROPERTY TYPE: SECURITIES 17,060. 17,399. -339.
STERIS PLC NEW STERIS LTD COMSTK P 03/24/2016 02/16/2017 PROPERTY TYPE: SECURITIES 30,708. 31,118. -410.
STERIS PLC NEW STERIS LTD COMSTK P 09/25/2015 02/08/2017 PROPERTY TYPE: SECURITIES 10,276. 10,587. -311.
STERIS PLC NEW STERIS LTD COMSTK P 09/25/2015 02/08/2017 PROPERTY TYPE: SECURITIES 3,632. 3,742. -110.
STERIS PLC NEW STERIS LTD COMSTK P 09/28/2015 02/08/2017 PROPERTY TYPE: SECURITIES 34,299. 33,616. 683.
STERIS PLC NEW STERIS LTD COMSTK P 09/28/2015 02/08/2017 PROPERTY TYPE: SECURITIES 160,084. 156,896. 3,188.
STERIS PLC NEW STERIS LTD COMSTK P 09/29/2015 02/08/2017 PROPERTY TYPE: SECURITIES 9,272. 9,022. 250.
JSA 7E1730 1.000 43461C 2532 Page 334 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STERIS PLC NEW STERIS LTD COMSTK P 09/29/2015 02/08/2017 PROPERTY TYPE: SECURITIES 1,987. 1,933. 54.
STERIS PLC NEW STERIS LTD COMSTK P 09/30/2015 02/08/2017 PROPERTY TYPE: SECURITIES 6,544. 6,448. 96.
STERIS PLC NEW STERIS LTD COMSTK P 09/30/2015 02/08/2017 PROPERTY TYPE: SECURITIES 30,544. 30,095. 449.
STERIS PLC NEW STERIS LTD COMSTK P 10/02/2015 02/08/2017 PROPERTY TYPE: SECURITIES 44,179. 42,748. 1,431.
STERIS PLC NEW STERIS LTD COMSTK P 10/02/2015 02/08/2017 PROPERTY TYPE: SECURITIES 9,466. 9,159. 307.
STERIS PLC NEW STERIS LTD COMSTK P 10/06/2015 02/08/2017 PROPERTY TYPE: SECURITIES 4,090. 4,016. 74.
STERIS PLC NEW STERIS LTD COMSTK P 10/06/2015 02/08/2017 PROPERTY TYPE: SECURITIES 19,090. 18,743. 347.
STERIS PLC NEW STERIS LTD COMSTK P 10/21/2015 02/08/2017 PROPERTY TYPE: SECURITIES 7,128. 7,399. -271.
STERIS PLC NEW STERIS LTD COMSTK P 10/21/2015 02/08/2017 PROPERTY TYPE: SECURITIES 33,272. 34,535. -1,264.
STERIS PLC NEW STERIS LTD COMSTK P 10/22/2015 02/08/2017 PROPERTY TYPE: SECURITIES 1,519. 1,577. -58.
STERIS PLC NEW STERIS LTD COMSTK P 10/22/2015 02/08/2017 PROPERTY TYPE: SECURITIES 7,090. 7,360. -269.
STERIS PLC NEW STERIS LTD COMSTK P 10/29/2015 02/08/2017 PROPERTY TYPE: SECURITIES 40,089. 43,090. -3,001.
JSA 7E1730 1.000 43461C 2532 Page 335 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STERIS PLC NEW STERIS LTD COMSTK P 10/29/2015 02/08/2017 PROPERTY TYPE: SECURITIES 8,589. 9,232. -643.
STERIS PLC NEW STERIS LTD COMSTK P 10/30/2015 02/08/2017 PROPERTY TYPE: SECURITIES 16,361. 18,293. -1,931.
STERIS PLC NEW STERIS LTD COMSTK P 10/30/2015 02/08/2017 PROPERTY TYPE: SECURITIES 76,360. 85,373. -9,014.
STERIS PLC NEW STERIS LTD COMSTK P 11/02/2015 02/08/2017 PROPERTY TYPE: SECURITIES 7,362. 8,233. -871.
STERIS PLC NEW STERIS LTD COMSTK P 11/02/2015 02/08/2017 PROPERTY TYPE: SECURITIES 34,362. 38,429. -4,067.
STERIS PLC NEW STERIS LTD COMSTK P 11/03/2015 02/08/2017 PROPERTY TYPE: SECURITIES 56,295. 64,374. -8,079.
STERIS PLC NEW STERIS LTD COMSTK P 11/04/2015 02/08/2017 PROPERTY TYPE: SECURITIES 90,403. 103,471. -13,068.
STERIS PLC NEW STERIS LTD COMSTK P 11/05/2015 02/08/2017 PROPERTY TYPE: SECURITIES 8,279. 9,469. -1,190.
STERIS PLC NEW STERIS LTD COMSTK P 11/25/2015 02/09/2017 PROPERTY TYPE: SECURITIES 25,449. 28,733. -3,283.
STERIS PLC NEW STERIS LTD COMSTK P 11/30/2015 02/09/2017 PROPERTY TYPE: SECURITIES 14,399. 16,347. -1,948.
STERIS PLC NEW STERIS LTD COMSTK P 12/10/2015 02/09/2017 PROPERTY TYPE: SECURITIES 46,211. 50,577. -4,366.
STERIS PLC NEW STERIS LTD COMSTK P 12/11/2015 02/09/2017 PROPERTY TYPE: SECURITIES 45,876. 49,973. -4,097.
JSA 7E1730 1.000 43461C 2532 Page 336 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STERIS PLC NEW STERIS LTD COMSTK P 12/29/2015 02/09/2017 PROPERTY TYPE: SECURITIES 24,110. 27,987. -3,877.
STERIS PLC NEW STERIS LTD COMSTK P 12/29/2015 02/09/2017 PROPERTY TYPE: SECURITIES 10,046. 11,653. -1,607.
STERIS PLC NEW STERIS LTD COMSTK P 07/12/2016 02/21/2017 PROPERTY TYPE: SECURITIES 41,525. 41,657. -132.
STERIS PLC NEW STERIS LTD COMSTK P 09/02/2016 02/21/2017 PROPERTY TYPE: SECURITIES 20,417. 20,938. -521.
TENET HEALTHCARE CORP COM NEW . P 07/24/2017 08/10/2017 PROPERTY TYPE: SECURITIES 1,449. 2,256. -807.
TENET HEALTHCARE CORP COM NEW . P 07/25/2017 08/10/2017 PROPERTY TYPE: SECURITIES 28,704. 42,091. -13,387.
TENET HEALTHCARE CORP COM NEW . P 07/20/2017 08/09/2017 PROPERTY TYPE: SECURITIES 35,654. 53,438. -17,783.
TENET HEALTHCARE CORP COM NEW . P 07/20/2017 08/09/2017 PROPERTY TYPE: SECURITIES 7,396. 11,112. -3,717.
TENET HEALTHCARE CORP COM NEW . P 07/20/2017 08/09/2017 PROPERTY TYPE: SECURITIES 9,517. 14,206. -4,690.
TENET HEALTHCARE CORP COM NEW . P 07/20/2017 08/09/2017 PROPERTY TYPE: SECURITIES 53,837. 80,599. -26,762.
TENET HEALTHCARE CORP COM NEW . P 07/21/2017 08/09/2017 PROPERTY TYPE: SECURITIES 64,034. 97,663. -33,629.
TENET HEALTHCARE CORP COM NEW . P 08/04/2017 08/14/2017 PROPERTY TYPE: SECURITIES 49,134. 62,541. -13,408.
JSA 7E1730 1.000 43461C 2532 Page 337 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TENET HEALTHCARE CORP COM NEW . P 08/07/2017 08/14/2017 PROPERTY TYPE: SECURITIES 48,473. 61,186. -12,713.
TENET HEALTHCARE CORP COM NEW . P 07/25/2017 08/11/2017 PROPERTY TYPE: SECURITIES 57,499. 82,018. -24,520.
TENET HEALTHCARE CORP COM NEW . P 07/26/2017 08/11/2017 PROPERTY TYPE: SECURITIES 38,884. 53,163. -14,279.
TENET HEALTHCARE CORP COM NEW . P 07/26/2017 08/11/2017 PROPERTY TYPE: SECURITIES 7,308. 9,767. -2,459.
TENET HEALTHCARE CORP COM NEW . P 08/02/2017 08/11/2017 PROPERTY TYPE: SECURITIES 14,478. 17,609. -3,131.
TENET HEALTHCARE CORP COM NEW . P 08/03/2017 08/11/2017 PROPERTY TYPE: SECURITIES 35,685. 43,854. -8,169.
TENET HEALTHCARE CORP COM NEW . P 08/04/2017 08/11/2017 PROPERTY TYPE: SECURITIES 33,148. 40,438. -7,290.
TENET HEALTHCARE CORP COM NEW . P 08/04/2017 08/11/2017 PROPERTY TYPE: SECURITIES 14,013. 16,821. -2,808.
TENET HEALTHCARE CORP COM NEW . P 07/24/2017 08/10/2017 PROPERTY TYPE: SECURITIES 23,367. 35,971. -12,604.
TENET HEALTHCARE CORP COM NEW . P 07/21/2017 08/10/2017 PROPERTY TYPE: SECURITIES 14,338. 22,187. -7,849.
TENET HEALTHCARE CORP COM NEW . P 07/24/2017 08/10/2017 PROPERTY TYPE: SECURITIES 1,072. 1,671. -599.
TENET HEALTHCARE CORP COM NEW . P 07/24/2017 08/10/2017 PROPERTY TYPE: SECURITIES 21,574. 33,925. -12,351.
JSA 7E1730 1.000 43461C 2532 Page 338 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TREEHOUSE FOODS INC COM P 04/18/2017 08/14/2017 PROPERTY TYPE: SECURITIES 12,780. 16,029. -3,249.
TREEHOUSE FOODS INC COM P 04/24/2017 08/14/2017 PROPERTY TYPE: SECURITIES 12,423. 15,323. -2,900.
TREEHOUSE FOODS INC COM P 04/04/2017 05/08/2017 PROPERTY TYPE: SECURITIES 16,057. 17,869. -1,813.
TREEHOUSE FOODS INC COM P 04/05/2017 05/08/2017 PROPERTY TYPE: SECURITIES 4,588. 5,182. -594.
TREEHOUSE FOODS INC COM P 04/05/2017 06/16/2017 PROPERTY TYPE: SECURITIES 392. 432. -39.
TREEHOUSE FOODS INC COM P 05/01/2017 09/11/2017 PROPERTY TYPE: SECURITIES 41,356. 53,350. -11,994.
TREEHOUSE FOODS INC COM P 05/02/2017 09/11/2017 PROPERTY TYPE: SECURITIES 4,692. 5,966. -1,274.
TREEHOUSE FOODS INC COM P 05/02/2017 09/11/2017 PROPERTY TYPE: SECURITIES 11,395. 14,541. -3,146.
TREEHOUSE FOODS INC COM P 05/02/2017 09/11/2017 PROPERTY TYPE: SECURITIES 30,497. 39,005. -8,507.
TREEHOUSE FOODS INC COM P 05/03/2017 09/11/2017 PROPERTY TYPE: SECURITIES 3,418. 4,394. -976.
TREEHOUSE FOODS INC COM P 04/28/2017 09/08/2017 PROPERTY TYPE: SECURITIES 17,861. 23,656. -5,795.
TREEHOUSE FOODS INC COM P 04/28/2017 09/08/2017 PROPERTY TYPE: SECURITIES 5,602. 7,412. -1,810.
JSA 7E1730 1.000 43461C 2532 Page 339 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TREEHOUSE FOODS INC COM P 05/01/2017 09/08/2017 PROPERTY TYPE: SECURITIES 4,482. 5,880. -1,398.
TREEHOUSE FOODS INC COM P 04/07/2017 08/03/2017 PROPERTY TYPE: SECURITIES 37,283. 41,886. -4,603.
TREEHOUSE FOODS INC COM P 04/10/2017 08/03/2017 PROPERTY TYPE: SECURITIES 81,050. 92,501. -11,451.
TREEHOUSE FOODS INC COM P 04/10/2017 08/03/2017 PROPERTY TYPE: SECURITIES 6,947. 7,904. -956.
TREEHOUSE FOODS INC COM P 04/10/2017 08/03/2017 PROPERTY TYPE: SECURITIES 2,316. 2,607. -292.
TREEHOUSE FOODS INC COM P 04/11/2017 08/03/2017 PROPERTY TYPE: SECURITIES 47,164. 53,850. -6,687.
TREEHOUSE FOODS INC COM P 04/26/2017 09/07/2017 PROPERTY TYPE: SECURITIES 9,068. 12,143. -3,075.
TREEHOUSE FOODS INC COM P 04/25/2017 08/31/2017 PROPERTY TYPE: SECURITIES 22,040. 29,267. -7,228.
TREEHOUSE FOODS INC COM P 04/05/2017 05/09/2017 PROPERTY TYPE: SECURITIES 50,066. 56,139. -6,072.
TREEHOUSE FOODS INC COM P 04/05/2017 05/09/2017 PROPERTY TYPE: SECURITIES 1,541. 1,727. -187.
TREEHOUSE FOODS INC COM P 04/17/2017 08/11/2017 PROPERTY TYPE: SECURITIES 7,791. 9,619. -1,828.
TREEHOUSE FOODS INC COM P 04/17/2017 08/11/2017 PROPERTY TYPE: SECURITIES 7,219. 9,024. -1,805.
JSA 7E1730 1.000 43461C 2532 Page 340 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TREEHOUSE FOODS INC COM P 04/11/2017 08/03/2017 PROPERTY TYPE: SECURITIES 3,751. 4,319. -567.
TREEHOUSE FOODS INC COM P 04/11/2017 08/03/2017 PROPERTY TYPE: SECURITIES 12,326. 14,164. -1,838.
TREEHOUSE FOODS INC COM P 04/26/2017 09/07/2017 PROPERTY TYPE: SECURITIES 16,930. 22,780. -5,850.
TREEHOUSE FOODS INC COM P 04/17/2017 08/09/2017 PROPERTY TYPE: SECURITIES 50,132. 60,667. -10,535.
TREEHOUSE FOODS INC COM P 04/17/2017 08/09/2017 PROPERTY TYPE: SECURITIES 9,820. 11,926. -2,106.
TREEHOUSE FOODS INC COM P 04/25/2017 09/05/2017 PROPERTY TYPE: SECURITIES 9,354. 12,371. -3,017.
TREEHOUSE FOODS INC COM P 04/25/2017 09/05/2017 PROPERTY TYPE: SECURITIES 7,951. 10,554. -2,603.
TREEHOUSE FOODS INC COM P 04/26/2017 09/05/2017 PROPERTY TYPE: SECURITIES 16,302. 21,628. -5,326.
TREEHOUSE FOODS INC COM P 04/13/2017 08/08/2017 PROPERTY TYPE: SECURITIES 18,900. 22,166. -3,266.
TREEHOUSE FOODS INC COM P 04/17/2017 08/08/2017 PROPERTY TYPE: SECURITIES 13,328. 15,871. -2,543.
TREEHOUSE FOODS INC COM P 04/12/2017 08/07/2017 PROPERTY TYPE: SECURITIES 29,102. 34,236. -5,134.
TREEHOUSE FOODS INC COM P 04/17/2017 08/11/2017 PROPERTY TYPE: SECURITIES 38,545. 47,743. -9,198.
JSA 7E1730 1.000 43461C 2532 Page 341 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TREEHOUSE FOODS INC COM P 04/18/2017 08/11/2017 PROPERTY TYPE: SECURITIES 15,675. 19,811. -4,136.
TREEHOUSE FOODS INC COM P 04/18/2017 08/11/2017 PROPERTY TYPE: SECURITIES 27,074. 34,168. -7,094.
TREEHOUSE FOODS INC COM P 04/18/2017 08/11/2017 PROPERTY TYPE: SECURITIES 49,090. 61,699. -12,610.
TREEHOUSE FOODS INC COM P 04/26/2017 09/07/2017 PROPERTY TYPE: SECURITIES 34,550. 46,358. -11,807.
TREEHOUSE FOODS INC COM P 04/11/2017 08/04/2017 PROPERTY TYPE: SECURITIES 4,074. 4,751. -677.
TREEHOUSE FOODS INC COM P 04/11/2017 08/04/2017 PROPERTY TYPE: SECURITIES 24,141. 28,133. -3,993.
TREEHOUSE FOODS INC COM P 04/12/2017 08/04/2017 PROPERTY TYPE: SECURITIES 75,439. 88,329. -12,890.
TREEHOUSE FOODS INC COM P 04/12/2017 08/04/2017 PROPERTY TYPE: SECURITIES 17,049. 19,942. -2,892.
TREEHOUSE FOODS INC COM P 04/12/2017 08/07/2017 PROPERTY TYPE: SECURITIES 10,189. 12,000. -1,811.
TREEHOUSE FOODS INC COM P 04/13/2017 08/07/2017 PROPERTY TYPE: SECURITIES 50,495. 59,611. -9,116.
TREEHOUSE FOODS INC COM P 04/04/2017 05/08/2017 PROPERTY TYPE: SECURITIES 5,322. 5,956. -635.
TREEHOUSE FOODS INC COM P 04/18/2017 08/11/2017 PROPERTY TYPE: SECURITIES 3,739. 4,657. -917.
JSA 7E1730 1.000 43461C 2532 Page 342 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TREEHOUSE FOODS INC COM P 04/12/2017 08/07/2017 PROPERTY TYPE: SECURITIES 31,476. 37,060. -5,583.
TREEHOUSE FOODS INC COM P 04/04/2017 05/05/2017 PROPERTY TYPE: SECURITIES 32,904. 36,589. -3,685.
TREEHOUSE FOODS INC COM P 04/05/2017 05/09/2017 PROPERTY TYPE: SECURITIES 6,979. 7,773. -794.
TREEHOUSE FOODS INC COM P 04/25/2017 09/05/2017 PROPERTY TYPE: SECURITIES 27,542. 36,274. -8,732.
TREEHOUSE FOODS INC COM P 04/25/2017 08/31/2017 PROPERTY TYPE: SECURITIES 10,573. 14,013. -3,440.
TREEHOUSE FOODS INC COM P 04/24/2017 08/30/2017 PROPERTY TYPE: SECURITIES 10,895. 14,619. -3,724.
TREEHOUSE FOODS INC COM P 04/13/2017 08/08/2017 PROPERTY TYPE: SECURITIES 23,039. 27,064. -4,025.
TREEHOUSE FOODS INC COM P 04/13/2017 08/08/2017 PROPERTY TYPE: SECURITIES 5,571. 6,535. -964.
TREEHOUSE FOODS INC COM P 04/24/2017 08/30/2017 PROPERTY TYPE: SECURITIES 21,666. 29,061. -7,395.
TREEHOUSE FOODS INC COM P 04/25/2017 08/30/2017 PROPERTY TYPE: SECURITIES 2,823. 3,814. -991.
TREEHOUSE FOODS INC COM P 04/25/2017 08/30/2017 PROPERTY TYPE: SECURITIES 24,620. 33,271. -8,651.
TREEHOUSE FOODS INC COM P 05/03/2017 09/12/2017 PROPERTY TYPE: SECURITIES 6,974. 8,961. -1,986.
JSA 7E1730 1.000 43461C 2532 Page 343 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TREEHOUSE FOODS INC COM P 04/25/2017 08/31/2017 PROPERTY TYPE: SECURITIES 28,766. 38,225. -9,459.
TREEHOUSE FOODS INC COM P 04/05/2017 08/03/2017 PROPERTY TYPE: SECURITIES 8,634. 9,920. -1,286.
TREEHOUSE FOODS INC COM P 04/06/2017 08/03/2017 PROPERTY TYPE: SECURITIES 54,808. 63,111. -8,303.
TREEHOUSE FOODS INC COM P 04/06/2017 08/03/2017 PROPERTY TYPE: SECURITIES 18,770. 21,641. -2,872.
TREEHOUSE FOODS INC COM P 04/07/2017 08/03/2017 PROPERTY TYPE: SECURITIES 20,797. 24,033. -3,236.
TREEHOUSE FOODS INC COM P 04/26/2017 09/08/2017 PROPERTY TYPE: SECURITIES 11,792. 15,866. -4,075.
TREEHOUSE FOODS INC COM P 04/28/2017 09/08/2017 PROPERTY TYPE: SECURITIES 21,673. 28,719. -7,046.
TREEHOUSE FOODS INC COM P 04/07/2017 08/03/2017 PROPERTY TYPE: SECURITIES 10,361. 11,539. -1,179.
TREEHOUSE FOODS INC COM P 04/07/2017 08/03/2017 PROPERTY TYPE: SECURITIES 55,075. 61,312. -6,237.
TREEHOUSE FOODS INC COM P 04/05/2017 06/16/2017 PROPERTY TYPE: SECURITIES 57,063. 62,542. -5,478.
TREEHOUSE FOODS INC COM P 04/05/2017 06/16/2017 PROPERTY TYPE: SECURITIES 1,968. 2,159. -191.
TREEHOUSE FOODS INC COM P 05/03/2017 09/12/2017 PROPERTY TYPE: SECURITIES 13,806. 17,626. -3,821.
JSA 7E1730 1.000 43461C 2532 Page 344 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TREEHOUSE FOODS INC COM P 05/03/2017 09/12/2017 PROPERTY TYPE: SECURITIES 21,887. 28,002. -6,115.
TYSON FOODS INC CL A COM (DELAWARE) P 11/25/2015 04/07/2017 PROPERTY TYPE: SECURITIES 44,155. 35,384. 8,771.
TYSON FOODS INC CL A COM (DELAWARE) P 10/15/2015 03/13/2017 PROPERTY TYPE: SECURITIES 49,401. 34,232. 15,170.
TYSON FOODS INC CL A COM (DELAWARE) P 11/25/2015 04/07/2017 PROPERTY TYPE: SECURITIES 109,227. 87,463. 21,764.
TYSON FOODS INC CL A COM (DELAWARE) P 12/04/2015 04/07/2017 PROPERTY TYPE: SECURITIES 18,982. 15,781. 3,201.
TYSON FOODS INC CL A COM (DELAWARE) P 08/18/2015 02/21/2017 PROPERTY TYPE: SECURITIES 10,253. 6,889. 3,364.
TYSON FOODS INC CL A COM (DELAWARE) P 11/03/2015 03/14/2017 PROPERTY TYPE: SECURITIES 1,881. 1,349. 532.
TYSON FOODS INC CL A COM (DELAWARE) P 11/05/2015 03/14/2017 PROPERTY TYPE: SECURITIES 627. 453. 174.
TYSON FOODS INC CL A COM (DELAWARE) P 11/05/2015 03/16/2017 PROPERTY TYPE: SECURITIES 12,324. 9,067. 3,258.
TYSON FOODS INC CL A COM (DELAWARE) P 11/05/2015 03/16/2017 PROPERTY TYPE: SECURITIES 7,367. 5,440. 1,927.
TYSON FOODS INC CL A COM (DELAWARE) P 08/17/2015 02/06/2017 PROPERTY TYPE: SECURITIES 17,926. 11,588. 6,337.
TYSON FOODS INC CL A COM (DELAWARE) P 08/18/2015 02/06/2017 PROPERTY TYPE: SECURITIES 11,287. 7,320. 3,967.
JSA 7E1730 1.000 43461C 2532 Page 345 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TYSON FOODS INC CL A COM (DELAWARE) P 11/05/2015 03/14/2017 PROPERTY TYPE: SECURITIES 16,917. 12,240. 4,677.
TYSON FOODS INC CL A COM (DELAWARE) P 10/15/2015 03/13/2017 PROPERTY TYPE: SECURITIES 34,376. 23,699. 10,678.
TYSON FOODS INC CL A COM (DELAWARE) P 10/19/2015 03/13/2017 PROPERTY TYPE: SECURITIES 71,299. 51,473. 19,826.
TYSON FOODS INC CL A COM (DELAWARE) P 10/21/2015 03/13/2017 PROPERTY TYPE: SECURITIES 70,026. 50,879. 19,147.
TYSON FOODS INC CL A COM (DELAWARE) P 10/26/2015 03/13/2017 PROPERTY TYPE: SECURITIES 73,527. 51,975. 21,552.
TYSON FOODS INC CL A COM (DELAWARE) P 10/29/2015 03/13/2017 PROPERTY TYPE: SECURITIES 74,801. 52,079. 22,722.
TYSON FOODS INC CL A COM (DELAWARE) P 11/03/2015 03/13/2017 PROPERTY TYPE: SECURITIES 72,573. 51,273. 21,299.
TYSON FOODS INC CL A COM (DELAWARE) P 08/18/2015 02/07/2017 PROPERTY TYPE: SECURITIES 55,329. 36,600. 18,729.
TYSON FOODS INC CL A COM (DELAWARE) P 10/07/2015 02/24/2017 PROPERTY TYPE: SECURITIES 124,386. 89,544. 34,842.
TYSON FOODS INC CL A COM (DELAWARE) P 10/07/2015 02/24/2017 PROPERTY TYPE: SECURITIES 4,988. 3,589. 1,399.
TYSON FOODS INC CL A COM (DELAWARE) P 10/08/2015 02/24/2017 PROPERTY TYPE: SECURITIES 151,508. 110,630. 40,878.
TYSON FOODS INC CL A COM (DELAWARE) P 08/18/2015 02/06/2017 PROPERTY TYPE: SECURITIES 21,014. 13,779. 7,235.
JSA 7E1730 1.000 43461C 2532 Page 346 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TYSON FOODS INC CL A COM (DELAWARE) P 11/05/2015 03/14/2017 PROPERTY TYPE: SECURITIES 49,198. 35,586. 13,612.
TYSON FOODS INC CL A COM (DELAWARE) P 12/30/2015 10/11/2017 PROPERTY TYPE: SECURITIES 40,508. 31,274. 9,234.
TYSON FOODS INC CL A COM (DELAWARE) P 12/30/2015 10/11/2017 PROPERTY TYPE: SECURITIES 3,143. 2,429. 714.
TYSON FOODS INC CL A COM (DELAWARE) P 12/31/2015 10/11/2017 PROPERTY TYPE: SECURITIES 66,000. 50,547. 15,453.
TYSON FOODS INC CL A COM (DELAWARE) P 06/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 111,746. 100,150. 11,596.
TYSON FOODS INC CL A COM (DELAWARE) P 06/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 698. 624. 74.
TYSON FOODS INC CL A COM (DELAWARE) P 06/23/2016 10/11/2017 PROPERTY TYPE: SECURITIES 112,095. 101,179. 10,916.
TYSON FOODS INC CL A COM (DELAWARE) P 06/27/2016 10/11/2017 PROPERTY TYPE: SECURITIES 87,371. 80,578. 6,793.
TYSON FOODS INC CL A COM (DELAWARE) P 10/08/2015 02/27/2017 PROPERTY TYPE: SECURITIES 60,728. 44,389. 16,340.
TYSON FOODS INC CL A COM (DELAWARE) P 10/14/2015 02/27/2017 PROPERTY TYPE: SECURITIES 48,894. 34,698. 14,196.
TYSON FOODS INC CL A COM (DELAWARE) P 10/15/2015 03/13/2017 PROPERTY TYPE: SECURITIES 58,065. 40,156. 17,909.
TYSON FOODS INC CL A COM (DELAWARE) P 10/14/2015 02/27/2017 PROPERTY TYPE: SECURITIES 6,233. 4,420. 1,813.
JSA 7E1730 1.000 43461C 2532 Page 347 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TYSON FOODS INC CL A COM (DELAWARE) P 08/19/2015 02/22/2017 PROPERTY TYPE: SECURITIES 258,907. 177,065. 81,841.
TYSON FOODS INC CL A COM (DELAWARE) P 08/20/2015 02/22/2017 PROPERTY TYPE: SECURITIES 59,602. 41,068. 18,535.
TYSON FOODS INC CL A COM (DELAWARE) P 11/05/2015 03/16/2017 PROPERTY TYPE: SECURITIES 30,873. 22,666. 8,206.
TYSON FOODS INC CL A COM (DELAWARE) P 11/05/2015 03/16/2017 PROPERTY TYPE: SECURITIES 24,698. 18,106. 6,592.
TYSON FOODS INC CL A COM (DELAWARE) P 11/25/2015 03/16/2017 PROPERTY TYPE: SECURITIES 39,826. 32,144. 7,681.
TYSON FOODS INC CL A COM (DELAWARE) P 08/20/2015 02/23/2017 PROPERTY TYPE: SECURITIES 97,794. 67,577. 30,217.
TYSON FOODS INC CL A COM (DELAWARE) P 09/04/2015 02/23/2017 PROPERTY TYPE: SECURITIES 76,411. 51,397. 25,014.
TYSON FOODS INC CL A COM (DELAWARE) P 09/08/2015 02/23/2017 PROPERTY TYPE: SECURITIES 76,725. 52,081. 24,644.
TYSON FOODS INC CL A COM (DELAWARE) P 09/09/2015 02/23/2017 PROPERTY TYPE: SECURITIES 76,411. 52,407. 24,004.
TYSON FOODS INC CL A COM (DELAWARE) P 10/07/2015 02/23/2017 PROPERTY TYPE: SECURITIES 12,264. 8,752. 3,511.
TYSON FOODS INC CL A COM (DELAWARE) P 12/04/2015 05/09/2017 PROPERTY TYPE: SECURITIES 9,878. 8,796. 1,082.
TYSON FOODS INC CL A COM (DELAWARE) P 12/04/2015 05/09/2017 PROPERTY TYPE: SECURITIES 30,214. 26,854. 3,360.
JSA 7E1730 1.000 43461C 2532 Page 348 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TYSON FOODS INC CL A COM (DELAWARE) P 12/30/2015 05/09/2017 PROPERTY TYPE: SECURITIES 18,884. 17,543. 1,341.
TYSON FOODS INC CL A COM (DELAWARE) P 10/14/2015 02/27/2017 PROPERTY TYPE: SECURITIES 17,098. 12,156. 4,943.
TYSON FOODS INC CL A COM (DELAWARE) P 10/15/2015 02/27/2017 PROPERTY TYPE: SECURITIES 149,843. 105,767. 44,075.
TYSON FOODS INC CL A COM (DELAWARE) P 08/18/2015 02/21/2017 PROPERTY TYPE: SECURITIES 44,627. 30,141. 14,486.
TYSON FOODS INC CL A COM (DELAWARE) P 08/19/2015 02/21/2017 PROPERTY TYPE: SECURITIES 58,334. 39,468. 18,866.
TYSON FOODS INC CL A COM (DELAWARE) P 08/18/2015 02/21/2017 PROPERTY TYPE: SECURITIES 20,964. 14,210. 6,754.
UNIVAR INC COM P 12/12/2016 10/11/2017 PROPERTY TYPE: SECURITIES 231,679. 203,235. 28,444.
VERSUM MATLS LLC COM P 08/25/2015 10/11/2017 PROPERTY TYPE: SECURITIES 12,278. 7,291. 4,987.
VERSUM MATLS LLC COM P 08/25/2015 10/11/2017 PROPERTY TYPE: SECURITIES 38,091. 22,722. 15,369.
VERSUM MATLS LLC COM P 09/01/2015 10/11/2017 PROPERTY TYPE: SECURITIES 7,367. 4,398. 2,969.
VERSUM MATLS LLC COM P 09/02/2015 10/11/2017 PROPERTY TYPE: SECURITIES 7,269. 4,390. 2,879.
VERSUM MATLS LLC COM P 09/17/2015 10/11/2017 PROPERTY TYPE: SECURITIES 7,465. 4,558. 2,907.
JSA 7E1730 1.000 43461C 2532 Page 349 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VERSUM MATLS LLC COM P 09/28/2015 10/11/2017 PROPERTY TYPE: SECURITIES 7,563. 4,136. 3,428.
VERSUM MATLS LLC COM P 09/29/2015 10/11/2017 PROPERTY TYPE: SECURITIES 7,367. 4,050. 3,317.
VERSUM MATLS LLC COM P 10/23/2015 10/11/2017 PROPERTY TYPE: SECURITIES 12,376. 7,550. 4,826.
VERSUM MATLS LLC COM P 10/26/2015 10/11/2017 PROPERTY TYPE: SECURITIES 2,259. 1,381. 878.
VERSUM MATLS LLC COM P 10/29/2015 10/11/2017 PROPERTY TYPE: SECURITIES 7,367. 4,443. 2,924.
VERSUM MATLS LLC COM P 12/11/2015 10/11/2017 PROPERTY TYPE: SECURITIES 2,161. 1,225. 936.
VERSUM MATLS LLC COM P 12/14/2015 10/11/2017 PROPERTY TYPE: SECURITIES 5,402. 3,062. 2,340.
VERSUM MATLS LLC COM P 01/07/2016 10/11/2017 PROPERTY TYPE: SECURITIES 7,858. 4,112. 3,746.
VERSUM MATLS LLC COM P 03/22/2016 10/11/2017 PROPERTY TYPE: SECURITIES 28,681. 17,858. 10,823.
VERSUM MATLS LLC COM P 03/23/2016 10/11/2017 PROPERTY TYPE: SECURITIES 6,876. 4,285. 2,591.
VERSUM MATLS LLC COM P 03/24/2016 10/11/2017 PROPERTY TYPE: SECURITIES 6,777. 4,241. 2,536.
VERSUM MATLS LLC COM P 03/29/2016 10/11/2017 PROPERTY TYPE: SECURITIES 13,555. 8,600. 4,955.
JSA 7E1730 1.000 43461C 2532 Page 350 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VERSUM MATLS LLC COM P 03/30/2016 10/11/2017 PROPERTY TYPE: SECURITIES 13,751. 8,797. 4,955.
VERSUM MATLS LLC COM P 04/06/2016 10/11/2017 PROPERTY TYPE: SECURITIES 13,850. 8,666. 5,184.
VERSUM MATLS LLC COM P 04/11/2016 10/11/2017 PROPERTY TYPE: SECURITIES 6,974. 4,380. 2,594.
VERSUM MATLS LLC COM P 04/14/2016 10/11/2017 PROPERTY TYPE: SECURITIES 13,850. 8,773. 5,076.
VERSUM MATLS LLC COM P 10/03/2016 10/11/2017 PROPERTY TYPE: SECURITIES 23,142. 13,327. 9,815.
VISTEON CORP COM NEW COM NEW P 05/06/2014 01/04/2017 PROPERTY TYPE: SECURITIES 37,681. 40,153. -2,472.
VISTEON CORP COM NEW COM NEW P 05/06/2014 01/04/2017 PROPERTY TYPE: SECURITIES 25,594. 27,215. -1,621.
VISTEON CORP COM NEW COM NEW P 05/07/2014 01/04/2017 PROPERTY TYPE: SECURITIES 6,294. 6,686. -392.
VISTEON CORP COM NEW COM NEW P 05/06/2014 01/04/2017 PROPERTY TYPE: SECURITIES 9,611. 10,261. -650.
VISTEON CORP COM NEW COM NEW P 05/07/2014 10/11/2017 PROPERTY TYPE: SECURITIES 259,088. 186,762. 72,326.
VISTEON CORP COM NEW COM NEW P 05/07/2014 10/11/2017 PROPERTY TYPE: SECURITIES 8,657. 6,239. 2,418.
VISTEON CORP COM NEW COM NEW P 05/08/2014 10/11/2017 PROPERTY TYPE: SECURITIES 84,095. 62,610. 21,486.
JSA 7E1730 1.000 43461C 2532 Page 351 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VISTEON CORP COM NEW COM NEW P 05/08/2014 10/11/2017 PROPERTY TYPE: SECURITIES 34,875. 25,888. 8,987.
VISTEON CORP COM NEW COM NEW P 05/06/2014 01/04/2017 PROPERTY TYPE: SECURITIES 6,691. 7,138. -448.
VISTEON CORP COM NEW COM NEW P 05/06/2014 01/04/2017 PROPERTY TYPE: SECURITIES 21,822. 23,199. -1,378.
WESTN DIGITAL CORP COM P 12/19/2016 10/11/2017 PROPERTY TYPE: SECURITIES 41,445. 32,735. 8,710.
WESTN DIGITAL CORP COM P 12/19/2016 10/11/2017 PROPERTY TYPE: SECURITIES 375,598. 296,096. 79,501.
WESTN DIGITAL CORP COM P 12/20/2016 10/11/2017 PROPERTY TYPE: SECURITIES 7,771. 6,394. 1,377.
WESTN DIGITAL CORP COM P 12/20/2016 10/11/2017 PROPERTY TYPE: SECURITIES 178,819. 144,967. 33,852.
WYNDHAM WORLDWIDE CORP COM STK P 06/04/2013 02/06/2017 PROPERTY TYPE: SECURITIES 19,248. 13,884. 5,364.
WYNDHAM WORLDWIDE CORP COM STK P 06/04/2013 02/06/2017 PROPERTY TYPE: SECURITIES 11,612. 8,388. 3,224.
WYNDHAM WORLDWIDE CORP COM STK P 06/21/2013 02/06/2017 PROPERTY TYPE: SECURITIES 24,826. 17,065. 7,761.
WYNDHAM WORLDWIDE CORP COM STK P 06/26/2013 02/09/2017 PROPERTY TYPE: SECURITIES 1,219. 856. 363.
WYNDHAM WORLDWIDE CORP COM STK P 06/28/2013 02/09/2017 PROPERTY TYPE: SECURITIES 9,343. 6,635. 2,709.
JSA 7E1730 1.000 43461C 2532 Page 352 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WYNDHAM WORLDWIDE CORP COM STK P 08/10/2015 03/31/2017 PROPERTY TYPE: SECURITIES 6,762. 6,367. 395.
WYNDHAM WORLDWIDE CORP COM STK P 08/10/2015 03/31/2017 PROPERTY TYPE: SECURITIES 33,388. 31,540. 1,848.
WYNDHAM WORLDWIDE CORP COM STK P 08/11/2015 03/31/2017 PROPERTY TYPE: SECURITIES 57,478. 53,916. 3,562.
WYNDHAM WORLDWIDE CORP COM STK P 08/13/2015 03/31/2017 PROPERTY TYPE: SECURITIES 13,947. 13,308. 639.
WYNDHAM WORLDWIDE CORP COM STK P 06/26/2013 02/09/2017 PROPERTY TYPE: SECURITIES 45,511. 31,951. 13,560.
WYNDHAM WORLDWIDE CORP COM STK P 12/05/2012 01/11/2017 PROPERTY TYPE: SECURITIES 12,403. 8,005. 4,398.
WYNDHAM WORLDWIDE CORP COM STK P 04/30/2013 01/11/2017 PROPERTY TYPE: SECURITIES 21,706. 16,830. 4,876.
WYNDHAM WORLDWIDE CORP COM STK P 07/23/2013 03/22/2017 PROPERTY TYPE: SECURITIES 125,214. 90,767. 34,447.
WYNDHAM WORLDWIDE CORP COM STK P 02/06/2014 03/22/2017 PROPERTY TYPE: SECURITIES 143,102. 124,484. 18,618.
WYNDHAM WORLDWIDE CORP COM STK P 10/29/2015 04/26/2017 PROPERTY TYPE: SECURITIES 26,169. 20,995. 5,175.
WYNDHAM WORLDWIDE CORP COM STK P 11/16/2015 04/26/2017 PROPERTY TYPE: SECURITIES 503. 382. 121.
WYNDHAM WORLDWIDE CORP COM STK P 06/26/2013 02/09/2017 PROPERTY TYPE: SECURITIES 72,979. 51,064. 21,915.
JSA 7E1730 1.000 43461C 2532 Page 353 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WYNDHAM WORLDWIDE CORP COM STK P 11/16/2015 07/06/2017 PROPERTY TYPE: SECURITIES 4,034. 3,060. 974.
WYNDHAM WORLDWIDE CORP COM STK P 12/03/2015 07/06/2017 PROPERTY TYPE: SECURITIES 69,086. 51,094. 17,991.
WYNDHAM WORLDWIDE CORP COM STK P 12/07/2015 07/06/2017 PROPERTY TYPE: SECURITIES 4,538. 3,391. 1,148.
WYNDHAM WORLDWIDE CORP COM STK P 10/29/2015 04/24/2017 PROPERTY TYPE: SECURITIES 58,696. 52,320. 6,376.
WYNDHAM WORLDWIDE CORP COM STK P 12/07/2015 07/07/2017 PROPERTY TYPE: SECURITIES 11,118. 8,289. 2,829.
WYNDHAM WORLDWIDE CORP COM STK P 06/26/2013 02/09/2017 PROPERTY TYPE: SECURITIES 56,310. 39,368. 16,943.
WYNDHAM WORLDWIDE CORP COM STK P 07/09/2015 03/29/2017 PROPERTY TYPE: SECURITIES 11,808. 11,647. 161.
WYNDHAM WORLDWIDE CORP COM STK P 07/09/2015 03/29/2017 PROPERTY TYPE: SECURITIES 13,495. 13,246. 249.
WYNDHAM WORLDWIDE CORP COM STK P 06/03/2013 01/30/2017 PROPERTY TYPE: SECURITIES 27,231. 20,037. 7,194.
WYNDHAM WORLDWIDE CORP COM STK P 06/04/2013 01/30/2017 PROPERTY TYPE: SECURITIES 27,231. 19,959. 7,272.
WYNDHAM WORLDWIDE CORP COM STK P 06/21/2013 02/07/2017 PROPERTY TYPE: SECURITIES 8,048. 5,505. 2,543.
WYNDHAM WORLDWIDE CORP COM STK P 04/30/2013 01/12/2017 PROPERTY TYPE: SECURITIES 22,360. 17,431. 4,929.
JSA 7E1730 1.000 43461C 2532 Page 354 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WYNDHAM WORLDWIDE CORP COM STK P 04/30/2013 01/12/2017 PROPERTY TYPE: SECURITIES 34,697. 27,009. 7,688.
WYNDHAM WORLDWIDE CORP COM STK P 05/20/2013 01/12/2017 PROPERTY TYPE: SECURITIES 47,034. 37,213. 9,821.
WYNDHAM WORLDWIDE CORP COM STK P 12/05/2012 01/09/2017 PROPERTY TYPE: SECURITIES 10,773. 7,005. 3,768.
WYNDHAM WORLDWIDE CORP COM STK P 02/06/2014 03/24/2017 PROPERTY TYPE: SECURITIES 22,753. 19,541. 3,212.
WYNDHAM WORLDWIDE CORP COM STK P 07/09/2015 03/24/2017 PROPERTY TYPE: SECURITIES 34,129. 33,717. 412.
WYNDHAM WORLDWIDE CORP COM STK P 12/07/2015 07/07/2017 PROPERTY TYPE: SECURITIES 52,505. 39,183. 13,322.
WYNDHAM WORLDWIDE CORP COM STK P 12/08/2015 07/07/2017 PROPERTY TYPE: SECURITIES 29,281. 21,737. 7,545.
WYNDHAM WORLDWIDE CORP COM STK P 12/08/2015 07/07/2017 PROPERTY TYPE: SECURITIES 8,078. 6,010. 2,067.
WYNDHAM WORLDWIDE CORP COM STK P 11/16/2015 05/26/2017 PROPERTY TYPE: SECURITIES 46,852. 35,954. 10,898.
WYNDHAM WORLDWIDE CORP COM STK P 06/24/2013 02/08/2017 PROPERTY TYPE: SECURITIES 55,099. 36,932. 18,168.
WYNDHAM WORLDWIDE CORP COM STK P 12/05/2012 01/09/2017 PROPERTY TYPE: SECURITIES 11,530. 7,505. 4,025.
WYNDHAM WORLDWIDE CORP COM STK P 06/28/2013 02/10/2017 PROPERTY TYPE: SECURITIES 40,107. 28,269. 11,837.
JSA 7E1730 1.000 43461C 2532 Page 355 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WYNDHAM WORLDWIDE CORP COM STK P 06/24/2013 02/08/2017 PROPERTY TYPE: SECURITIES 56,282. 37,746. 18,535.
WYNDHAM WORLDWIDE CORP COM STK P 07/24/2015 03/30/2017 PROPERTY TYPE: SECURITIES 43,204. 42,407. 796.
WYNDHAM WORLDWIDE CORP COM STK P 07/28/2015 03/31/2017 PROPERTY TYPE: SECURITIES 5,073. 4,870. 202.
WYNDHAM WORLDWIDE CORP COM STK P 07/09/2015 03/29/2017 PROPERTY TYPE: SECURITIES 40,966. 40,153. 813.
WYNDHAM WORLDWIDE CORP COM STK P 07/10/2015 03/29/2017 PROPERTY TYPE: SECURITIES 42,233. 42,024. 209.
WYNDHAM WORLDWIDE CORP COM STK P 07/24/2015 03/29/2017 PROPERTY TYPE: SECURITIES 6,335. 6,236. 99.
WYNDHAM WORLDWIDE CORP COM STK P 05/23/2013 01/25/2017 PROPERTY TYPE: SECURITIES 3,981. 2,998. 983.
WYNDHAM WORLDWIDE CORP COM STK P 05/24/2013 01/25/2017 PROPERTY TYPE: SECURITIES 2,388. 1,802. 587.
WYNDHAM WORLDWIDE CORP COM STK P 05/29/2013 01/25/2017 PROPERTY TYPE: SECURITIES 49,361. 37,195. 12,166.
WYNDHAM WORLDWIDE CORP COM STK P 10/15/2015 04/12/2017 PROPERTY TYPE: SECURITIES 17,829. 14,961. 2,869.
WYNDHAM WORLDWIDE CORP COM STK P 10/15/2015 04/12/2017 PROPERTY TYPE: SECURITIES 3,044. 2,555. 489.
WYNDHAM WORLDWIDE CORP COM STK P 10/21/2015 04/12/2017 PROPERTY TYPE: SECURITIES 58,707. 50,897. 7,809.
JSA 7E1730 1.000 43461C 2532 Page 356 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WYNDHAM WORLDWIDE CORP COM STK P 12/05/2012 01/09/2017 PROPERTY TYPE: SECURITIES 31,512. 20,514. 10,998.
WYNDHAM WORLDWIDE CORP COM STK P 06/28/2013 02/10/2017 PROPERTY TYPE: SECURITIES 23,689. 16,731. 6,959.
WYNDHAM WORLDWIDE CORP COM STK P 08/24/2015 04/04/2017 PROPERTY TYPE: SECURITIES 8,802. 7,831. 970.
WYNDHAM WORLDWIDE CORP COM STK P 09/30/2015 04/04/2017 PROPERTY TYPE: SECURITIES 15,508. 13,222. 2,286.
WYNDHAM WORLDWIDE CORP COM STK P 08/24/2015 04/04/2017 PROPERTY TYPE: SECURITIES 32,683. 29,088. 3,595.
WYNDHAM WORLDWIDE CORP COM STK P 12/15/2015 10/11/2017 PROPERTY TYPE: SECURITIES 115,284. 77,145. 38,139.
WYNDHAM WORLDWIDE CORP COM STK P 12/15/2015 10/11/2017 PROPERTY TYPE: SECURITIES 81,025. 54,240. 26,785.
WYNDHAM WORLDWIDE CORP COM STK P 12/16/2015 10/11/2017 PROPERTY TYPE: SECURITIES 75,587. 50,986. 24,601.
WYNDHAM WORLDWIDE CORP COM STK P 12/31/2015 10/11/2017 PROPERTY TYPE: SECURITIES 2,719. 1,814. 905.
WYNDHAM WORLDWIDE CORP COM STK P 07/17/2013 03/21/2017 PROPERTY TYPE: SECURITIES 62,125. 45,600. 16,525.
WYNDHAM WORLDWIDE CORP COM STK P 07/23/2013 03/21/2017 PROPERTY TYPE: SECURITIES 14,496. 10,554. 3,941.
WYNDHAM WORLDWIDE CORP COM STK P 10/02/2015 04/11/2017 PROPERTY TYPE: SECURITIES 17,938. 15,218. 2,719.
JSA 7E1730 1.000 43461C 2532 Page 357 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WYNDHAM WORLDWIDE CORP COM STK P 06/28/2013 02/15/2017 PROPERTY TYPE: SECURITIES 5,100. 3,462. 1,639.
WYNDHAM WORLDWIDE CORP COM STK P 07/05/2013 02/15/2017 PROPERTY TYPE: SECURITIES 11,901. 8,226. 3,676.
WYNDHAM WORLDWIDE CORP COM STK P 07/09/2015 03/28/2017 PROPERTY TYPE: SECURITIES 109,895. 108,644. 1,251.
WYNDHAM WORLDWIDE CORP COM STK P 07/09/2015 03/28/2017 PROPERTY TYPE: SECURITIES 5,053. 4,991. 61.
WYNDHAM WORLDWIDE CORP COM STK P 10/02/2015 04/10/2017 PROPERTY TYPE: SECURITIES 57,652. 48,916. 8,736.
WYNDHAM WORLDWIDE CORP COM STK P 07/23/2013 03/21/2017 PROPERTY TYPE: SECURITIES 18,623. 13,268. 5,355.
WYNDHAM WORLDWIDE CORP COM STK P 07/24/2015 03/30/2017 PROPERTY TYPE: SECURITIES 1,695. 1,663. 32.
WYNDHAM WORLDWIDE CORP COM STK P 07/28/2015 03/30/2017 PROPERTY TYPE: SECURITIES 12,710. 12,176. 534.
WYNDHAM WORLDWIDE CORP COM STK P 10/15/2015 04/12/2017 PROPERTY TYPE: SECURITIES 85,276. 71,898. 13,379.
WYNDHAM WORLDWIDE CORP COM STK P 09/30/2015 04/05/2017 PROPERTY TYPE: SECURITIES 20,410. 17,114. 3,296.
WYNDHAM WORLDWIDE CORP COM STK P 09/30/2015 04/05/2017 PROPERTY TYPE: SECURITIES 1,276. 1,072. 204.
WYNDHAM WORLDWIDE CORP COM STK P 09/30/2015 04/05/2017 PROPERTY TYPE: SECURITIES 19,559. 16,425. 3,135.
JSA 7E1730 1.000 43461C 2532 Page 358 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WYNDHAM WORLDWIDE CORP COM STK P 10/02/2015 04/05/2017 PROPERTY TYPE: SECURITIES 15,733. 13,407. 2,326.
WYNDHAM WORLDWIDE CORP COM STK P 06/21/2013 02/07/2017 PROPERTY TYPE: SECURITIES 60,379. 41,285. 19,094.
WYNDHAM WORLDWIDE CORP COM STK P 06/24/2013 02/07/2017 PROPERTY TYPE: SECURITIES 43,070. 29,057. 14,014.
WYNDHAM WORLDWIDE CORP COM STK P 06/28/2013 02/10/2017 PROPERTY TYPE: SECURITIES 818. 577. 241.
WYNDHAM WORLDWIDE CORP COM STK P 10/02/2015 04/11/2017 PROPERTY TYPE: SECURITIES 22,653. 19,204. 3,449.
WYNDHAM WORLDWIDE CORP COM STK P 07/17/2013 03/21/2017 PROPERTY TYPE: SECURITIES 19,079. 13,984. 5,095.
WYNDHAM WORLDWIDE CORP COM STK P 07/24/2015 03/30/2017 PROPERTY TYPE: SECURITIES 57,373. 56,127. 1,245.
WYNDHAM WORLDWIDE CORP COM STK P 07/23/2013 03/22/2017 PROPERTY TYPE: SECURITIES 15,819. 11,459. 4,360.
WYNDHAM WORLDWIDE CORP COM STK P 11/16/2015 05/26/2017 PROPERTY TYPE: SECURITIES 12,975. 9,945. 3,030.
WYNDHAM WORLDWIDE CORP COM STK P 10/02/2015 04/11/2017 PROPERTY TYPE: SECURITIES 2,561. 2,174. 387.
WYNDHAM WORLDWIDE CORP COM STK P 10/15/2015 04/11/2017 PROPERTY TYPE: SECURITIES 14,515. 12,409. 2,106.
WYNDHAM WORLDWIDE CORP COM STK P 07/28/2015 03/31/2017 PROPERTY TYPE: SECURITIES 37,977. 36,528. 1,449.
JSA 7E1730 1.000 43461C 2532 Page 359 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WYNDHAM WORLDWIDE CORP COM STK P 08/10/2015 03/31/2017 PROPERTY TYPE: SECURITIES 17,722. 16,768. 955.
WYNDHAM WORLDWIDE CORP COM STK P 05/29/2013 01/27/2017 PROPERTY TYPE: SECURITIES 28,319. 21,297. 7,022.
WYNDHAM WORLDWIDE CORP COM STK P 06/03/2013 01/27/2017 PROPERTY TYPE: SECURITIES 2,792. 2,033. 759.
WYNDHAM WORLDWIDE CORP COM STK P 05/29/2013 01/27/2017 PROPERTY TYPE: SECURITIES 23,893. 17,998. 5,895.
WYNDHAM WORLDWIDE CORP COM STK P 06/28/2013 02/10/2017 PROPERTY TYPE: SECURITIES 15,936. 11,250. 4,686.
WYNDHAM WORLDWIDE CORP COM STK P 07/05/2013 02/15/2017 PROPERTY TYPE: SECURITIES 93,270. 64,042. 29,228.
WYNDHAM WORLDWIDE CORP COM STK P 07/17/2013 02/15/2017 PROPERTY TYPE: SECURITIES 4,278. 3,040. 1,238.
WYNDHAM WORLDWIDE CORP COM STK P 10/29/2015 04/26/2017 PROPERTY TYPE: SECURITIES 24,258. 19,380. 4,879.
WYNDHAM WORLDWIDE CORP COM STK P 10/29/2015 04/26/2017 PROPERTY TYPE: SECURITIES 8,086. 6,540. 1,546.
WYNDHAM WORLDWIDE CORP COM STK P 12/08/2015 08/02/2017 PROPERTY TYPE: SECURITIES 32,284. 23,611. 8,673.
WYNDHAM WORLDWIDE CORP COM STK P 12/15/2015 08/02/2017 PROPERTY TYPE: SECURITIES 6,662. 4,732. 1,929.
WYNDHAM WORLDWIDE CORP COM STK P 12/15/2015 08/02/2017 PROPERTY TYPE: SECURITIES 20,498. 14,616. 5,882.
JSA 7E1730 1.000 43461C 2532 Page 360 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WYNDHAM WORLDWIDE CORP COM STK P 10/29/2015 04/12/2017 PROPERTY TYPE: SECURITIES 7,792. 7,358. 434.
WYNDHAM WORLDWIDE CORP COM STK P 05/20/2013 01/24/2017 PROPERTY TYPE: SECURITIES 36,476. 28,063. 8,413.
WYNDHAM WORLDWIDE CORP COM STK P 05/23/2013 01/24/2017 PROPERTY TYPE: SECURITIES 8,722. 6,595. 2,127.
WYNDHAM WORLDWIDE CORP COM STK P 06/24/2013 02/09/2017 PROPERTY TYPE: SECURITIES 31,804. 21,181. 10,623.
WYNDHAM WORLDWIDE CORP COM STK P 06/26/2013 02/09/2017 PROPERTY TYPE: SECURITIES 7,339. 5,135. 2,205.
WYNDHAM WORLDWIDE CORP COM STK P 08/13/2015 04/03/2017 PROPERTY TYPE: SECURITIES 42,732. 41,135. 1,597.
WYNDHAM WORLDWIDE CORP COM STK P 08/24/2015 04/03/2017 PROPERTY TYPE: SECURITIES 14,663. 13,052. 1,611.
WYNDHAM WORLDWIDE CORP COM STK P 06/28/2013 02/10/2017 PROPERTY TYPE: SECURITIES 40,033. 28,269. 11,764.
WYNDHAM WORLDWIDE CORP COM STK P 06/28/2013 02/10/2017 PROPERTY TYPE: SECURITIES 48,178. 34,039. 14,139.
WYNDHAM WORLDWIDE CORP COM STK P 05/29/2013 01/26/2017 PROPERTY TYPE: SECURITIES 55,670. 41,695. 13,975.
PLAINS GP HLDGS L P LTD PART INT CL ANEW P 11/16/2016 PROPERTY TYPE: SECURITIES 1. -1.
BAXTER INTL INC COM P 04/17/2017 PROPERTY TYPE: SECURITIES 4,778. 4,778.
JSA 7E1730 1.000 43461C 2532 Page 361 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WALTER ENERGY INC P 05/11/2017 PROPERTY TYPE: SECURITIES 1,345. 1,345.
MFB NORTHERN INSTL FDS GOVT SEL PORT P 12/22/2017 PROPERTY TYPE: SECURITIES 6. 6.
ATLASSIAN P 07/02/2010 01/20/2017 PROPERTY TYPE: SECURITIES 26,236. 2,088. 24,148.
ADR JD COM P 08/23/2011 01/24/2017 PROPERTY TYPE: SECURITIES 110,283. 28,066. 82,216.
ADR JD COM P 08/23/2011 01/25/2017 PROPERTY TYPE: SECURITIES 30,645. 7,788. 22,857.
ADR JD COM P 08/23/2011 01/25/2017 PROPERTY TYPE: SECURITIES 79,791. 20,139. 59,653.
2U INC COM P 03/04/2011 01/10/2017 PROPERTY TYPE: SECURITIES 42,661. 9,052. 33,609.
ALPHABET INC P 08/27/2015 01/24/2017 PROPERTY TYPE: SECURITIES 157,351. 70,706. 86,645.
ALPHABET INC P 08/27/2015 01/25/2017 PROPERTY TYPE: SECURITIES 122,225. 54,788. 67,437.
ALPHABET INC P 08/27/2015 01/25/2017 PROPERTY TYPE: SECURITIES 350,985. 157,335. 193,650.
ANTERO P 09/25/2008 01/20/2017 PROPERTY TYPE: SECURITIES 141,718. 21,407. 120,311.
ANTERO P 09/25/2008 01/24/2017 PROPERTY TYPE: SECURITIES 63,425. 9,585. 53,840.
JSA 7E1730 1.000 43461C 2532 Page 362 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CONCHO RES P 07/21/2005 01/26/2017 PROPERTY TYPE: SECURITIES 9,146. 756. 8,390.
CONCHO RES P 07/21/2005 01/26/2017 PROPERTY TYPE: SECURITIES 81,009. 1,116. 79,893.
CONCHO RES P 07/21/2005 01/26/2017 PROPERTY TYPE: SECURITIES 185,682. 15,348. 170,334.
FACEBOOK P 05/31/2013 01/13/2017 PROPERTY TYPE: SECURITIES 13,232. 13,232.
FACEBOOK P 12/12/2013 01/13/2017 PROPERTY TYPE: SECURITIES 128,212. 128,212.
FACEBOOK P 12/13/2013 01/13/2017 PROPERTY TYPE: SECURITIES 65,776. 4,413. 61,363.
FACEBOOK P 12/13/2013 01/13/2017 PROPERTY TYPE: SECURITIES 95,067. 6,379. 88,688.
NEW RELIC P 02/20/2008 01/24/2017 PROPERTY TYPE: SECURITIES 20,091. 300. 19,791.
NEW RELIC P 02/20/2008 01/19/2017 PROPERTY TYPE: SECURITIES 149,938. 2,318. 147,620.
NEW RELIC P 02/20/2008 01/25/2017 PROPERTY TYPE: SECURITIES 345,976. 4,335. 341,641.
NEW RELIC P 02/20/2008 01/23/2017 PROPERTY TYPE: SECURITIES 224,379. 3,430. 220,949.
NEW RELIC P 02/20/2008 01/25/2017 PROPERTY TYPE: SECURITIES 848,218. 11,589. 836,629.
JSA 7E1730 1.000 43461C 2532 Page 363 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEW RELIC P 02/20/2008 01/20/2017 PROPERTY TYPE: SECURITIES 78,992. 1,205. 77,787.
ATLASSIAN P 07/02/2010 02/10/2017 PROPERTY TYPE: SECURITIES 26,778. 2,088. 24,690.
ATLASSIAN P 07/02/2010 02/15/2017 PROPERTY TYPE: SECURITIES 13,782. 1,046. 12,736.
ADR JD COM P 08/23/2011 02/14/2017 PROPERTY TYPE: SECURITIES 29,020. 7,117. 21,902.
ADR JD COM P 08/23/2011 02/09/2017 PROPERTY TYPE: SECURITIES 28,503. 7,117. 21,386.
ADR JD COM P 08/23/2011 02/06/2017 PROPERTY TYPE: SECURITIES 328,158. 83,612. 244,546.
ADR JD COM P 08/23/2011 02/16/2017 PROPERTY TYPE: SECURITIES 29,894. 7,117. 22,777.
ADR MOMO P 03/20/2012 02/15/2017 PROPERTY TYPE: SECURITIES 1,013,020. 10,436. 1,002,584.
ADR MOMO P 03/20/2012 02/15/2017 PROPERTY TYPE: SECURITIES 160,090. 1,685. 158,405.
ADR MOMO P 04/18/2012 02/15/2017 PROPERTY TYPE: SECURITIES 335,727. 1,178. 334,549.
ADR MOMO P 04/18/2012 02/16/2017 PROPERTY TYPE: SECURITIES 2,601,266. 8,696. 2,592,570.
ADR MOMO P 04/18/2012 02/16/2017 PROPERTY TYPE: SECURITIES 1,027,672. 3,479. 1,024,194.
JSA 7E1730 1.000 43461C 2532 Page 364 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CONCHO RES P 07/21/2005 02/03/2017 PROPERTY TYPE: SECURITIES 50,248. 712. 49,536.
CONCHO RES P 12/30/2005 02/03/2017 PROPERTY TYPE: SECURITIES 59,422. 842. 58,580.
CONCHO RES P 12/30/2005 02/03/2017 PROPERTY TYPE: SECURITIES 4,658. 396. 4,262.
CONCHO RES P 12/30/2005 02/03/2017 PROPERTY TYPE: SECURITIES 89,063. 1,262. 87,801.
CONCHO RES P 12/30/2005 02/03/2017 PROPERTY TYPE: SECURITIES 133,664. 11,364. 122,300.
CONCHO RES P 02/24/2006 02/03/2017 PROPERTY TYPE: SECURITIES 3,529. 50. 3,479.
JIVE SOFTWARE P 07/19/2010 02/08/2017 PROPERTY TYPE: SECURITIES 4,186. 5,175. -989.
JIVE SOFTWARE P 07/19/2010 02/08/2017 PROPERTY TYPE: SECURITIES 8,581. 10,350. -1,769.
JIVE SOFTWARE P 07/19/2010 02/08/2017 PROPERTY TYPE: SECURITIES 8,771. 10,350. -1,579.
ZYNGA INC P 07/18/2008 02/22/2017 PROPERTY TYPE: SECURITIES 144,799. 21,877. 122,922.
ADR JD COM P 08/23/2011 03/01/2017 PROPERTY TYPE: SECURITIES 60,017. 14,256. 45,761.
ADR MOMO P 04/22/2014 03/30/2017 PROPERTY TYPE: SECURITIES 4,977. 1,338. 3,639.
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NIMBLE STORAGE P 08/10/2012 03/07/2017 PROPERTY TYPE: SECURITIES 46,431. 35,712. 10,719.
HALLADOR P 07/21/2008 03/29/2017 PROPERTY TYPE: SECURITIES 14,239. 7,320. 6,919.
HALLADOR P 07/21/2008 03/29/2017 PROPERTY TYPE: SECURITIES 47,488. 24,412. 23,076.
HALLADOR P 07/21/2008 03/29/2017 PROPERTY TYPE: SECURITIES 92,936. 48,792. 44,144.
JIVE SOFTWARE P 07/19/2010 03/13/2017 PROPERTY TYPE: SECURITIES 7,449. 8,842. -1,393.
JIVE SOFTWARE P 07/19/2010 03/13/2017 PROPERTY TYPE: SECURITIES 1,270. 1,507. -238.
SILVER SPRING P 10/01/2008 03/13/2017 PROPERTY TYPE: SECURITIES 46,580. 36,882. 9,699.
ZYNGA P 07/18/2008 03/30/2017 PROPERTY TYPE: SECURITIES 195,356. 28,891. 166,465.
ZYNGA P 06/20/2011 03/30/2017 PROPERTY TYPE: SECURITIES 40,577. 244,182. -203,605.
ZYNGA P 12/09/2011 03/30/2017 PROPERTY TYPE: SECURITIES 59,914. 211. 59,703.
ZYNGA P 07/18/2008 03/15/2017 PROPERTY TYPE: SECURITIES 289,840. 42,747. 247,093.
ZYNGA P 07/18/2008 03/30/2017 PROPERTY TYPE: SECURITIES 302,108. 43,753. 258,355.
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ZYNGA P 07/18/2008 03/13/2017 PROPERTY TYPE: SECURITIES 6,802. 1,006. 5,796.
ADR MOMO P 04/18/2012 04/10/2017 PROPERTY TYPE: SECURITIES 10,152. 25. 10,127.
ADR MOMO P 04/18/2012 04/20/2017 PROPERTY TYPE: SECURITIES 1,248,824. 2,967. 1,245,856.
ADR MOMO P 04/22/2014 04/20/2017 PROPERTY TYPE: SECURITIES 31,361. 8,025. 23,335.
ADR MOMO P 04/18/2012 04/10/2017 PROPERTY TYPE: SECURITIES 10,456. 25. 10,431.
ADR MOMO P 04/18/2012 04/11/2017 PROPERTY TYPE: SECURITIES 1,096,272. 2,578. 1,093,694.
ADR MOMO P 04/18/2012 04/12/2017 PROPERTY TYPE: SECURITIES 197,204. 464. 196,740.
ADR MOMO P 04/18/2012 04/10/2017 PROPERTY TYPE: SECURITIES 1,238,678. 3,042. 1,235,636.
ADR MOMO P 04/18/2012 04/12/2017 PROPERTY TYPE: SECURITIES 10,726. 25. 10,701.
ADR MOMO P 04/18/2012 04/10/2017 PROPERTY TYPE: SECURITIES 1,264,830. 3,042. 1,261,788.
ADR MOMO P 04/22/2014 04/24/2017 PROPERTY TYPE: SECURITIES 15,765. 3,964. 11,801.
JIVE SOFTWARE P 07/19/2010 04/13/2017 PROPERTY TYPE: SECURITIES 1,321. 1,507. -186.
JSA 7E1730 1.000 43461C 2532 Page 367 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
JIVE SOFTWARE P 09/30/2011 04/13/2017 PROPERTY TYPE: SECURITIES 8,213. 18,777. -10,565.
JIVE SOFTWARE P 09/30/2011 04/21/2017 PROPERTY TYPE: SECURITIES 23,186. 51,869. -28,683.
JIVE SOFTWARE P 09/30/2011 04/20/2017 PROPERTY TYPE: SECURITIES 13,152. 30,071. -16,919.
JIVE SOFTWARE P 07/19/2010 04/12/2017 PROPERTY TYPE: SECURITIES 13,474. 15,545. -2,071.
NEW RELIC P 10/24/2008 04/27/2017 PROPERTY TYPE: SECURITIES 248,066. 7,481. 240,585.
NEW RELIC P 02/20/2008 04/05/2017 PROPERTY TYPE: SECURITIES 118,617. 1,533. 117,084.
NEW RELIC P 02/20/2008 04/05/2017 PROPERTY TYPE: SECURITIES 115,365. 1,468. 113,897.
NEW RELIC P 10/24/2008 04/05/2017 PROPERTY TYPE: SECURITIES 96,818. 3,006. 93,812.
NEW RELIC P 10/24/2008 04/06/2017 PROPERTY TYPE: SECURITIES 28,759. 893. 27,866.
VERACYTE P 01/29/2007 04/20/2017 PROPERTY TYPE: SECURITIES 1,750. 868. 882.
VERACYTE P 01/29/2007 04/20/2017 PROPERTY TYPE: SECURITIES 3,346. 1,660. 1,686.
VERACYTE P 06/13/2007 04/20/2017 PROPERTY TYPE: SECURITIES 3,346. 1,660. 1,686.
JSA 7E1730 1.000 43461C 2532 Page 368 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VERACYTE P 06/13/2007 04/20/2017 PROPERTY TYPE: SECURITIES 1,750. 868. 882.
VERACYTE P 02/15/2008 04/20/2017 PROPERTY TYPE: SECURITIES 43,726. 21,692. 22,034.
VERACYTE P 02/15/2008 04/20/2017 PROPERTY TYPE: SECURITIES 22,827. 11,324. 11,503.
ADR MOMO P 04/22/2014 05/16/2017 PROPERTY TYPE: SECURITIES 45,375. 9,993. 35,382.
ADR MOMO P 04/22/2014 05/16/2017 PROPERTY TYPE: SECURITIES 43,453. 9,993. 33,460.
ADR MOMO P 04/22/2014 05/16/2017 PROPERTY TYPE: SECURITIES 43,464. 9,993. 33,471.
ADR MOMO P 04/22/2014 05/16/2017 PROPERTY TYPE: SECURITIES 44,530. 9,993. 34,537.
2U INC COM P 03/04/2011 05/25/2017 PROPERTY TYPE: SECURITIES 86,816. 14,682. 72,134.
2U INC COM P 03/04/2011 05/26/2017 PROPERTY TYPE: SECURITIES 135,235. 22,757. 112,477.
2U INC COM P 03/04/2011 05/30/2017 PROPERTY TYPE: SECURITIES 261. 44. 217.
CHEGG INC P 12/09/2008 05/22/2017 PROPERTY TYPE: SECURITIES 80,454. 8,662. 71,792.
INTERSECT ENT P 10/23/2013 05/26/2017 PROPERTY TYPE: SECURITIES 84,131. 20,732. 63,399.
JSA 7E1730 1.000 43461C 2532 Page 369 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NEW RELIC P 10/24/2008 05/05/2017 PROPERTY TYPE: SECURITIES 211,527. 6,259. 205,268.
NEW RELIC P 10/24/2008 05/09/2017 PROPERTY TYPE: SECURITIES 190,548. 5,645. 184,903.
NEW RELIC P 12/04/2008 05/09/2017 PROPERTY TYPE: SECURITIES 188,283. 5,578. 182,705.
NEW RELIC P 10/24/2008 05/04/2017 PROPERTY TYPE: SECURITIES 41,276. 1,222. 40,054.
SQUARE INC P 06/27/2011 05/23/2017 PROPERTY TYPE: SECURITIES 96,703. 26,216. 70,487.
SQUARE INC P 06/27/2011 05/22/2017 PROPERTY TYPE: SECURITIES 94,489. 26,216. 68,273.
SQUARE INC P 06/27/2011 05/24/2017 PROPERTY TYPE: SECURITIES 99,122. 26,222. 72,900.
SQUARE INC P 06/27/2011 05/16/2017 PROPERTY TYPE: SECURITIES 92,998. 26,216. 66,782.
ZYNGA P 12/09/2011 05/04/2017 PROPERTY TYPE: SECURITIES 444,806. 1,563. 443,243.
2U INC COM P 03/27/2012 06/21/2017 PROPERTY TYPE: SECURITIES 10,561. 1,782. 8,779.
2U INC COM P 03/27/2012 06/21/2017 PROPERTY TYPE: SECURITIES 225,952. 38,122. 187,830.
2U INC COM P 03/04/2011 06/09/2017 PROPERTY TYPE: SECURITIES 40,766. 6,607. 34,159.
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2U INC COM P 03/04/2011 06/16/2017 PROPERTY TYPE: SECURITIES 31,648. 5,139. 26,509.
2U INC COM P 03/04/2011 06/19/2017 PROPERTY TYPE: SECURITIES 34,586. 5,601. 28,985.
2U INC COM P 03/27/2012 06/19/2017 PROPERTY TYPE: SECURITIES 124,338. 21,437. 102,901.
2U INC COM P 03/04/2011 06/01/2017 PROPERTY TYPE: SECURITIES 124,311. 20,665. 103,646.
2U INC COM P 03/04/2011 06/01/2017 PROPERTY TYPE: SECURITIES 101,171. 16,818. 84,352.
ABBVIE P 10/22/2014 06/09/2017 PROPERTY TYPE: SECURITIES 122,270. 49,191. 73,080.
ABBVIE P 10/22/2014 06/14/2017 PROPERTY TYPE: SECURITIES 124,724. 49,219. 75,505.
CHEGG INC P 12/09/2008 06/07/2017 PROPERTY TYPE: SECURITIES 83,985. 8,662. 75,323.
CHEGG INC P 12/09/2008 06/09/2017 PROPERTY TYPE: SECURITIES 85,892. 8,659. 77,232.
CHEGG INC P 12/09/2008 06/01/2017 PROPERTY TYPE: SECURITIES 82,059. 8,662. 73,397.
INTERSECT ENT P 10/23/2017 06/30/2017 PROPERTY TYPE: SECURITIES 5,635. 1,247. 4,388.
INTERSECT ENT P 10/23/2017 06/01/2017 PROPERTY TYPE: SECURITIES 172,209. 41,464. 130,745.
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INTERSECT ENT P 10/23/2017 06/02/2017 PROPERTY TYPE: SECURITIES 179,118. 41,464. 137,654.
INTERSECT ENT P 10/23/2017 06/02/2017 PROPERTY TYPE: SECURITIES 175,429. 41,464. 133,965.
STAR GAS PARTNER P 04/03/2006 06/19/2017 PROPERTY TYPE: SECURITIES 1,070. 278. 792.
STAR GAS PARTNER P 04/03/2006 06/22/2017 PROPERTY TYPE: SECURITIES 1,199. 311. 888.
STAR GAS PARTNER P 04/03/2006 06/30/2017 PROPERTY TYPE: SECURITIES 35,331. 9,096. 26,235.
STAR GAS PARTNER P 04/03/2006 06/16/2017 PROPERTY TYPE: SECURITIES 20,340. 5,282. 15,058.
STAR GAS PARTNER P 04/03/2006 06/28/2017 PROPERTY TYPE: SECURITIES 14,145. 3,656. 10,489.
STAR GAS PARTNER P 04/03/2006 06/21/2017 PROPERTY TYPE: SECURITIES 37,467. 9,730. 27,737.
STAR GAS PARTNER P 04/03/2006 06/29/2017 PROPERTY TYPE: SECURITIES 9,690. 2,502. 7,188.
PARQUES REUNIDOS P 04/21/2017 06/26/2017 PROPERTY TYPE: SECURITIES 234,378. 6,903. 227,474.
SQUARE INC P 06/27/2011 06/06/2017 PROPERTY TYPE: SECURITIES 90,719. 21,866. 68,853.
SQUARE INC P 06/27/2011 06/09/2017 PROPERTY TYPE: SECURITIES 92,636. 21,866. 70,770.
JSA 7E1730 1.000 43461C 2532 Page 372 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SQUARE INC P 06/27/2011 06/20/2017 PROPERTY TYPE: SECURITIES 91,995. 21,866. 70,129.
VERACYTE P 08/14/2009 06/20/2017 PROPERTY TYPE: SECURITIES 10,289. 5,256. 5,033.
VERACYTE P 08/14/2009 06/16/2017 PROPERTY TYPE: SECURITIES 21,667. 11,600. 10,067.
VERACYTE P 08/14/2009 06/19/2017 PROPERTY TYPE: SECURITIES 1,052. 544. 508.
VERACYTE P 08/14/2009 06/19/2017 PROPERTY TYPE: SECURITIES 19,831. 10,256. 9,575.
VERACYTE P 02/15/2008 06/15/2017 PROPERTY TYPE: SECURITIES 12,549. 6,376. 6,173.
VERACYTE P 02/15/2008 06/15/2017 PROPERTY TYPE: SECURITIES 4,889. 2,484. 2,405.
VERACYTE P 08/14/2009 06/15/2017 PROPERTY TYPE: SECURITIES 3,031. 1,540. 1,491.
VERSARTIS P 01/07/2013 06/20/2017 PROPERTY TYPE: SECURITIES 127,305. 49,023. 78,282.
ADR MOMO INC P 04/18/2012 07/13/2017 PROPERTY TYPE: SECURITIES 24,720. 53. 24,667.
ADR MOMO INC P 07/13/2012 07/13/2017 PROPERTY TYPE: SECURITIES 471,574. 4,494. 467,080.
ADR MOMO INC P 07/13/2012 07/20/2017 PROPERTY TYPE: SECURITIES 3,755,182. 35,067. 3,720,115.
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ADR MOMO INC P 07/13/2012 07/18/2017 PROPERTY TYPE: SECURITIES 1,503,397. 14,337. 1,489,061.
ADR MOMO INC P 04/18/2012 07/11/2017 PROPERTY TYPE: SECURITIES 2,176,896. 4,712. 2,172,184.
ADR MOMO INC P 04/18/2012 07/12/2017 PROPERTY TYPE: SECURITIES 1,677,605. 3,600. 1,674,005.
ADR MOMO INC P 07/13/2012 07/21/2017 PROPERTY TYPE: SECURITIES 3,698,855. 35,067. 3,663,788.
ADR MOMO INC P 04/18/2012 07/12/2017 PROPERTY TYPE: SECURITIES 1,470,062. 3,178. 1,466,884.
2U INC COM P 03/27/2012 07/18/2017 PROPERTY TYPE: SECURITIES 249,150. 39,911. 209,239.
BOX INC P 04/17/2009 07/26/2017 PROPERTY TYPE: SECURITIES 274,720. 9,087. 265,633.
BOX INC P 04/17/2009 07/27/2017 PROPERTY TYPE: SECURITIES 112,741. 3,728. 109,013.
BOX INC P 04/17/2009 07/27/2017 PROPERTY TYPE: SECURITIES 28,096. 922. 27,174.
BOX INC P 04/17/2009 07/19/2017 PROPERTY TYPE: SECURITIES 115,565. 3,823. 111,742.
BOX INC P 04/17/2009 07/19/2017 PROPERTY TYPE: SECURITIES 305,115. 10,190. 294,926.
BOX INC P 04/17/2009 07/20/2017 PROPERTY TYPE: SECURITIES 97,505. 3,227. 94,278.
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BOX INC P 04/17/2009 07/25/2017 PROPERTY TYPE: SECURITIES 63,049. 2,085. 60,964.
INTERSECT ENT P 10/23/2013 07/13/2017 PROPERTY TYPE: SECURITIES 8,452. 1,870. 6,582.
INTERSECT ENT P 10/23/2013 07/03/2017 PROPERTY TYPE: SECURITIES 2,822. 623. 2,198.
INTERSECT ENT P 10/23/2013 07/14/2017 PROPERTY TYPE: SECURITIES 130,246. 28,380. 101,865.
INTERSECT ENT P 10/23/2013 07/11/2017 PROPERTY TYPE: SECURITIES 42,244. 9,344. 32,901.
INTERSECT ENT P 10/23/2013 07/17/2017 PROPERTY TYPE: SECURITIES 95,752. 20,713. 75,039.
STAR GAS PARTNER P 04/03/2006 07/26/2017 PROPERTY TYPE: SECURITIES 27,139. 7,025. 20,114.
STAR GAS PARTNER P 04/03/2006 07/20/2017 PROPERTY TYPE: SECURITIES 18,211. 4,726. 13,485.
STAR GAS PARTNER P 04/03/2006 07/26/2017 PROPERTY TYPE: SECURITIES 75,138. 19,257. 55,881.
STAR GAS PARTNER P 04/03/2006 07/21/2017 PROPERTY TYPE: SECURITIES 12,854. 3,336. 9,518.
STAR GAS PARTNER P 04/03/2006 07/31/2017 PROPERTY TYPE: SECURITIES 57,199. 14,734. 42,465.
STAR GAS PARTNER P 04/03/2006 07/31/2017 PROPERTY TYPE: SECURITIES 27,085. 7,025. 20,060.
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STAR GAS PARTNER P 04/03/2006 07/11/2017 PROPERTY TYPE: SECURITIES 19,862. 5,232. 14,630.
STAR GAS PARTNER P 04/03/2006 07/05/2017 PROPERTY TYPE: SECURITIES 17,309. 4,448. 12,861.
STAR GAS PARTNER P 04/03/2006 07/25/2017 PROPERTY TYPE: SECURITIES 17,969. 4,637. 13,332.
STAR GAS PARTNER P 04/03/2006 07/12/2017 PROPERTY TYPE: SECURITIES 5,363. 1,390. 3,973.
STAR GAS PARTNER P 04/03/2006 07/06/2017 PROPERTY TYPE: SECURITIES 4,294. 1,112. 3,182.
STAR GAS PARTNER P 04/03/2006 07/03/2017 PROPERTY TYPE: SECURITIES 7,586. 1,946. 5,640.
STAR GAS PARTNER P 04/03/2006 07/28/2017 PROPERTY TYPE: SECURITIES 47,154. 12,232. 34,922.
STAR GAS PARTNER P 04/03/2006 07/27/2017 PROPERTY TYPE: SECURITIES 74,206. 19,257. 54,949.
STAR GAS PARTNER P 04/03/2006 07/24/2017 PROPERTY TYPE: SECURITIES 17,794. 4,612. 13,182.
STAR GAS PARTNER P 04/03/2006 07/13/2017 PROPERTY TYPE: SECURITIES 1,073. 278. 795.
STAR GAS PARTNER P 04/03/2006 07/19/2017 PROPERTY TYPE: SECURITIES 1,070. 278. 792.
STAR GAS PARTNER P 04/03/2006 07/07/2017 PROPERTY TYPE: SECURITIES 23,627. 6,116. 17,511.
JSA 7E1730 1.000 43461C 2532 Page 376 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
STAR GAS PARTNER P 04/03/2006 07/25/2017 PROPERTY TYPE: SECURITIES 47,226. 12,232. 34,994.
STAR GAS PARTNER P 04/03/2006 07/10/2017 PROPERTY TYPE: SECURITIES 30,713. 8,062. 22,651.
NEW RELIC P 10/05/2010 07/17/2017 PROPERTY TYPE: SECURITIES 423,347. 30,799. 392,547.
NEW RELIC P 11/04/2011 07/17/2017 PROPERTY TYPE: SECURITIES 37,801. 7,541. 30,260.
NEW RELIC P 12/04/2008 07/12/2017 PROPERTY TYPE: SECURITIES 276,196. 7,159. 269,037.
NEW RELIC P 10/05/2010 07/12/2017 PROPERTY TYPE: SECURITIES 176,270. 13,070. 163,200.
NEW RELIC P 11/04/2011 07/19/2017 PROPERTY TYPE: SECURITIES 231,524. 45,352. 186,172.
NEW RELIC P 01/10/2013 07/19/2017 PROPERTY TYPE: SECURITIES 178,565. 63,634. 114,932.
NEW RELIC P 03/12/2013 07/19/2017 PROPERTY TYPE: SECURITIES 59,505. 21,205. 38,300.
NEW RELIC P 12/04/2008 07/11/2017 PROPERTY TYPE: SECURITIES 443,715. 11,728. 431,987.
PARQUES REUNIDOS P 04/21/2017 07/25/2017 PROPERTY TYPE: SECURITIES 7,614. 217. 7,397.
PARQUES REUNIDOS P 04/21/2017 07/20/2017 PROPERTY TYPE: SECURITIES 5,509. 151. 5,358.
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PARQUES REUNIDOS P 04/21/2017 07/26/2017 PROPERTY TYPE: SECURITIES 57,042. 1,678. 55,364.
PARQUES REUNIDOS P 04/21/2017 07/27/2017 PROPERTY TYPE: SECURITIES 235,531. 6,902. 228,629.
PARQUES REUNIDOS P 04/21/2017 07/24/2017 PROPERTY TYPE: SECURITIES 81,391. 2,325. 79,066.
PARQUES REUNIDOS P 04/21/2017 07/12/2017 PROPERTY TYPE: SECURITIES 11,785. 329. 11,456.
PARQUES REUNIDOS P 04/21/2017 07/19/2017 PROPERTY TYPE: SECURITIES 1,334. 37. 1,297.
PARQUES REUNIDOS P 04/21/2017 07/06/2017 PROPERTY TYPE: SECURITIES 242,276. 6,903. 235,372.
PARQUES REUNIDOS P 04/21/2017 07/14/2017 PROPERTY TYPE: SECURITIES 31,174. 866. 30,308.
PARQUES REUNIDOS P 04/21/2017 07/13/2017 PROPERTY TYPE: SECURITIES 46,532. 1,301. 45,231.
SQUARE INC P 06/27/2011 07/11/2017 PROPERTY TYPE: SECURITIES 94,391. 21,872. 72,519.
BOX INC P 04/17/2009 08/25/2017 PROPERTY TYPE: SECURITIES 53,922. 1,778. 52,144.
BOX INC P 04/17/2009 08/30/2017 PROPERTY TYPE: SECURITIES 138,573. 4,675. 133,898.
BOX INC P 04/17/2009 08/23/2017 PROPERTY TYPE: SECURITIES 54,906. 1,844. 53,062.
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BOX INC P 04/17/2009 08/24/2017 PROPERTY TYPE: SECURITIES 221,040. 7,424. 213,616.
STAR GAS PARTNERS P 04/03/2006 08/03/2017 PROPERTY TYPE: SECURITIES 2,141. 556. 1,585.
STAR GAS PARTNERS P 04/03/2006 08/08/2017 PROPERTY TYPE: SECURITIES 36,219. 9,538. 26,681.
STAR GAS PARTNERS P 04/03/2006 08/01/2017 PROPERTY TYPE: SECURITIES 1,074. 278. 796.
STAR GAS PARTNERS P 04/03/2006 08/04/2017 PROPERTY TYPE: SECURITIES 13,911. 3,689. 10,222.
STAR GAS PARTNERS P 04/03/2006 08/07/2017 PROPERTY TYPE: SECURITIES 37,191. 9,730. 27,461.
SNAP INC P 12/03/2012 08/18/2017 PROPERTY TYPE: SECURITIES 635,723. 4,808. 630,914.
SNAP INC P 12/03/2012 08/18/2017 PROPERTY TYPE: SECURITIES 623,064. 4,808. 618,255.
SNAP INC P 12/03/2012 08/21/2017 PROPERTY TYPE: SECURITIES 653,195. 4,808. 648,386.
SNAP INC P 12/03/2012 08/22/2017 PROPERTY TYPE: SECURITIES 666,535. 4,808. 661,726.
SNAP INC P 12/03/2012 08/23/2017 PROPERTY TYPE: SECURITIES 618,408. 4,307. 614,101.
SNAP INC P 12/03/2012 08/29/2017 PROPERTY TYPE: SECURITIES 296,190. 2,023. 294,167.
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VERACYTE P 08/14/2009 08/15/2017 PROPERTY TYPE: SECURITIES 6,875. 3,412. 3,463.
VERACYTE P 06/03/2010 08/15/2017 PROPERTY TYPE: SECURITIES 12,300. 7,630. 4,670.
VERACYTE P 08/14/2009 08/14/2017 PROPERTY TYPE: SECURITIES 431. 212. 219.
VERACYTE P 08/14/2009 08/14/2017 PROPERTY TYPE: SECURITIES 18,930. 9,304. 9,626.
VERACYTE P 06/03/2010 08/16/2017 PROPERTY TYPE: SECURITIES 9,687. 5,960. 3,727.
VERACYTE P 06/03/2010 08/16/2017 PROPERTY TYPE: SECURITIES 12,467. 7,670. 4,797.
VERACYTE P 02/09/2011 08/16/2017 PROPERTY TYPE: SECURITIES 11,882. 7,310. 4,572.
VERACYTE P 02/09/2011 08/16/2017 PROPERTY TYPE: SECURITIES 4,624. 2,845. 1,779.
ABBVIE P 10/22/2014 09/28/2017 PROPERTY TYPE: SECURITIES 103,604. 32,803. 70,801.
ABBVIE P 10/22/2014 09/28/2017 PROPERTY TYPE: SECURITIES 106,733. 32,803. 73,930.
BOX INC P 04/17/2009 09/29/2017 PROPERTY TYPE: SECURITIES 429,717. 14,650. 415,067.
FACEBOOK P 05/31/2013 09/11/2017 PROPERTY TYPE: SECURITIES 320,513. 320,513.
JSA 7E1730 1.000 43461C 2532 Page 380 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FACEBOOK P 05/31/2013 09/19/2017 PROPERTY TYPE: SECURITIES 754,210. 754,210.
FACEBOOK P 12/12/2013 09/19/2017 PROPERTY TYPE: SECURITIES 512,452. 512,452.
PURE STORAGE P 05/26/2011 09/26/2017 PROPERTY TYPE: SECURITIES 218,612. 29,728. 188,884.
PURE STORAGE P 05/26/2011 09/21/2017 PROPERTY TYPE: SECURITIES 214,552. 29,728. 184,824.
PURE STORAGE P 05/26/2011 09/27/2017 PROPERTY TYPE: SECURITIES 223,743. 29,728. 194,015.
SNAP INC P 12/03/2012 09/07/2017 PROPERTY TYPE: SECURITIES 630,636. 4,307. 626,329.
SNAP INC P 12/03/2012 09/08/2017 PROPERTY TYPE: SECURITIES 267,204. 1,783. 265,421.
SNAP INC P 12/03/2012 09/08/2017 PROPERTY TYPE: SECURITIES 720,511. 4,808. 715,703.
TESARO P 06/06/2011 09/20/2017 PROPERTY TYPE: SECURITIES 148,116. 9,231. 138,885.
TESARO P 03/21/2012 09/20/2017 PROPERTY TYPE: SECURITIES 280,236. 17,465. 262,771.
TESARO P 03/21/2012 09/28/2017 PROPERTY TYPE: SECURITIES 172,816. 10,806. 162,009.
TESARO P 03/21/2012 09/27/2017 PROPERTY TYPE: SECURITIES 252,502. 15,882. 236,620.
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VERACYTE P 02/09/2011 09/26/2017 PROPERTY TYPE: SECURITIES 2,901. 1,680. 1,221.
VERACYTE P 07/26/2011 09/26/2017 PROPERTY TYPE: SECURITIES 20,409. 11,820. 8,589.
VERACYTE P 07/26/2011 09/26/2017 PROPERTY TYPE: SECURITIES 5,982. 3,480. 2,502.
VERACYTE P 07/26/2011 09/26/2017 PROPERTY TYPE: SECURITIES 10,245. 5,960. 4,285.
VERACYTE P 11/06/2012 09/26/2017 PROPERTY TYPE: SECURITIES 5,845. 5,141. 704.
VERACYTE P 11/06/2012 09/26/2017 PROPERTY TYPE: SECURITIES 3,318. 2,918. 399.
VERACYTE P 11/06/2012 09/26/2017 PROPERTY TYPE: SECURITIES 937. 824. 113.
VERACYTE P 11/06/2012 09/27/2017 PROPERTY TYPE: SECURITIES 13,797. 12,398. 1,399.
VERACYTE P 11/06/2012 09/27/2017 PROPERTY TYPE: SECURITIES 1,918. 1,724. 194.
VERACYTE P 02/09/2011 09/25/2017 PROPERTY TYPE: SECURITIES 2,452. 1,430. 1,022.
VERACYTE P 02/09/2011 09/25/2017 PROPERTY TYPE: SECURITIES 13,699. 7,990. 5,709.
BOX INC P 04/17/2009 10/06/2017 PROPERTY TYPE: SECURITIES 13,521. 461. 13,060.
JSA 7E1730 1.000 43461C 2532 Page 382 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BOX INC P 02/18/2011 10/18/2017 PROPERTY TYPE: SECURITIES 317,002. 26,473. 290,529.
BOX INC P 04/17/2009 10/02/2017 PROPERTY TYPE: SECURITIES 5,802. 198. 5,605.
BOX INC P 02/18/2011 10/16/2017 PROPERTY TYPE: SECURITIES 309,244. 26,473. 282,771.
BOX INC P 04/17/2009 10/13/2017 PROPERTY TYPE: SECURITIES 667,811. 21,950. 645,861.
BOX INC P 04/17/2009 10/04/2017 PROPERTY TYPE: SECURITIES 1,933. 66. 1,867.
BOX INC P 04/17/2009 10/13/2017 PROPERTY TYPE: SECURITIES 51,795. 1,693. 50,102.
BOX INC P 02/18/2011 10/13/2017 PROPERTY TYPE: SECURITIES 422,317. 35,864. 386,454.
BOX INC P 02/18/2011 10/13/2017 PROPERTY TYPE: SECURITIES 196,254. 17,082. 179,171.
DIAMONDBACK P 02/28/2017 10/03/2017 PROPERTY TYPE: SECURITIES 490,325. 490,280. 45.
DIAMONDBACK P 02/28/2017 10/03/2017 PROPERTY TYPE: SECURITIES 87,353. 87,345. 8.
DIAMONDBACK P 02/28/2017 10/16/2017 PROPERTY TYPE: SECURITIES 455,223. 447,415. 7,808.
DIAMONDBACK P 02/28/2017 10/16/2017 PROPERTY TYPE: SECURITIES 132,277. 130,009. 2,269.
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NUTANIX P 09/06/2016 10/10/2017 PROPERTY TYPE: SECURITIES 93,477. 50,996. 42,481.
NUTANIX P 09/06/2016 10/03/2017 PROPERTY TYPE: SECURITIES 111,880. 62,844. 49,037.
NUTANIX P 09/06/2016 10/09/2017 PROPERTY TYPE: SECURITIES 21,166. 11,835. 9,331.
PURE STORAGE P 05/26/2011 10/19/2017 PROPERTY TYPE: SECURITIES 224,426. 29,077. 195,349.
PURE STORAGE P 05/26/2011 10/19/2017 PROPERTY TYPE: SECURITIES 229,212. 29,724. 199,488.
PURE STORAGE P 05/26/2011 10/31/2017 PROPERTY TYPE: SECURITIES 224,432. 29,077. 195,356.
TWITTER P 02/12/2009 10/17/2017 PROPERTY TYPE: SECURITIES 1,133,871. 44,600. 1,089,270.
VERACYTE P 11/06/2012 10/02/2017 PROPERTY TYPE: SECURITIES 17,489. 14,833. 2,657.
VERACYTE P 11/06/2012 10/02/2017 PROPERTY TYPE: SECURITIES 7,604. 6,449. 1,155.
VERACYTE P 06/17/2013 10/02/2017 PROPERTY TYPE: SECURITIES 6,062. 5,141. 921.
VERACYTE P 06/17/2013 10/02/2017 PROPERTY TYPE: SECURITIES 4,443. 3,704. 739.
VERACYTE P 06/17/2013 10/02/2017 PROPERTY TYPE: SECURITIES 9,975. 8,316. 1,659.
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VERACYTE P 06/17/2013 10/03/2017 PROPERTY TYPE: SECURITIES 17,340. 14,387. 2,954.
FACEBOOK P 12/13/2013 11/28/2017 PROPERTY TYPE: SECURITIES 281,863. 13,240. 268,622.
FACEBOOK P 12/13/2013 11/28/2017 PROPERTY TYPE: SECURITIES 235,069. 11,042. 224,027.
MULESOFT P 08/08/2006 11/22/2017 PROPERTY TYPE: SECURITIES 257,752. 2,468. 255,284.
PURE STORAGE P 05/26/2011 11/10/2017 PROPERTY TYPE: SECURITIES 223,843. 28,432. 195,411.
PURE STORAGE P 05/26/2011 11/10/2017 PROPERTY TYPE: SECURITIES 5,078. 645. 4,433.
PURE STORAGE P 05/26/2011 11/17/2017 PROPERTY TYPE: SECURITIES 234,377. 29,079. 205,298.
SILVER SPRING P 10/01/2008 11/27/2017 PROPERTY TYPE: SECURITIES 113,517. 59,908. 53,609.
SILVER SPRING P 03/05/2009 11/27/2017 PROPERTY TYPE: SECURITIES 85,266. 44,999. 40,267.
SILVER SPRING P 12/11/2009 11/27/2017 PROPERTY TYPE: SECURITIES 6,330. 6,681. -351.
SILVER SPRING P 12/11/2009 11/27/2017 PROPERTY TYPE: SECURITIES 10,759. 26,720. -15,961.
SQUARE INC P 06/27/2011 11/17/2017 PROPERTY TYPE: SECURITIES 78,246. 10,121. 68,125.
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SQUARE INC P 06/27/2011 11/17/2017 PROPERTY TYPE: SECURITIES 74,396. 10,115. 64,281.
SQUARE INC P 06/27/2011 11/17/2017 PROPERTY TYPE: SECURITIES 76,273. 10,115. 66,158.
SQUARE INC P 06/27/2011 11/17/2017 PROPERTY TYPE: SECURITIES 74,835. 10,115. 64,720.
ADR CITRIP P 09/27/2013 12/15/2017 PROPERTY TYPE: SECURITIES 563,861. 254,580. 309,281.
ADR MOMO INC P 04/22/2014 12/18/2017 PROPERTY TYPE: SECURITIES 105,224. 39,972. 65,252.
AIMMUNE THERAPEUTICS P 01/20/2015 12/21/2017 PROPERTY TYPE: SECURITIES 425,292. 64,667. 360,625.
CHEGG INC P 12/09/2008 12/18/2017 PROPERTY TYPE: SECURITIES 54,183. 4,330. 49,853.
CHEGG INC P 12/09/2008 12/18/2017 PROPERTY TYPE: SECURITIES 54,322. 4,330. 49,992.
MULESOFT P 08/08/2006 12/13/2017 PROPERTY TYPE: SECURITIES 141,858. 1,410. 140,448.
MULESOFT P 08/08/2006 12/14/2017 PROPERTY TYPE: SECURITIES 144,601. 1,410. 143,191.
SNAP INC P 12/03/2012 12/11/2017 PROPERTY TYPE: SECURITIES 1,152,024. 7,802. 1,144,222.
SNAP INC P 12/03/2012 12/11/2017 PROPERTY TYPE: SECURITIES 1,175,281. 7,802. 1,167,479.
JSA 7E1730 1.000 43461C 2532 Page 386 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SNAP INC P 12/03/2012 12/05/2017 PROPERTY TYPE: SECURITIES 2,147,602. 15,609. 2,131,993.
SNAP INC P 12/03/2012 12/11/2017 PROPERTY TYPE: SECURITIES 2,400,142. 15,605. 2,384,537.
SNAP INC P 12/03/2012 12/05/2017 PROPERTY TYPE: SECURITIES 1,230. 9. 1,220.
SNAP INC P 12/03/2012 12/05/2017 PROPERTY TYPE: SECURITIES 2,113,882. 15,600. 2,098,282.
MFB NTHN INSTL FDS GOVT SELECT PORT IO P 12/22/2017 PROPERTY TYPE: SECURITIES 468. 468.
CELESTICA INC SUB VTG SHS SUB VTG SHS P 10/27/2017 PROPERTY TYPE: SECURITIES 49,726. 49,726.
MOVEINC SEC # 2025019 EFF 06-22-2006 P 12/18/2017 PROPERTY TYPE: SECURITIES 3,432. 3,432.
ADELPHIA CORP CL A 2018584 EFF 2-13-07 P 06/13/2017 PROPERTY TYPE: SECURITIES 68. 68.
ADELPHIA CORP CL A 2018584 EFF 2-13-07 P 06/09/2017 PROPERTY TYPE: SECURITIES 40. 40.
ADELPHIA CORP CL A 2018584 EFF 2-13-07 P 11/03/2017 PROPERTY TYPE: SECURITIES 83. 83.
#REORG/ KIOR INC CL A WORTHLESS 08/28/15 P 10/04/2017 PROPERTY TYPE: SECURITIES 23,730. 23,730.
AMER INTNL GRP 2053139 6/30/09 P 04/19/2017 PROPERTY TYPE: SECURITIES 17,895. 17,895.
JSA 7E1730 1.000 43461C 2532 Page 387 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AMER INTNL GRP 2053139 6/30/09 P 04/19/2017 PROPERTY TYPE: SECURITIES 67,775. 67,775.
AMER INTNL GRP 2053139 6/30/09 P 04/19/2017 PROPERTY TYPE: SECURITIES 42,769. 42,769.
COUNTRY FIN STK BKOF AMER 2028343 7/1/08 P 11/21/2017 PROPERTY TYPE: SECURITIES 16,673. 16,673.
HEALTHSTH STK REV SPLIT 2028661 10/25/06 P 03/13/2017 PROPERTY TYPE: SECURITIES 51. 51.
HEALTHSTH STK REV SPLIT 2028661 10/25/06 P 02/03/2017 PROPERTY TYPE: SECURITIES 91. 91.
INTRALINKS HLDGS CASH MERGER 1-20-17 P 07/07/2017 PROPERTY TYPE: SECURITIES 12,638. 12,638.
SPRINT CASH STK MERG 2Q1JA51 EFF 10/7/13 P 02/24/2017 PROPERTY TYPE: SECURITIES 719. 719.
ANADARKO PETRO CORP COM P 08/24/2017 PROPERTY TYPE: SECURITIES 118. 118.
FNMA COM STK P 11/17/2017 PROPERTY TYPE: SECURITIES 4,317. 4,317.
NAVISTAR INTL CORP NEW COM P 09/12/2017 PROPERTY TYPE: SECURITIES 31. 31.
PFIZER INC COM P 01/24/2017 PROPERTY TYPE: SECURITIES 864. 864.
PFIZER INC COM P 01/24/2017 PROPERTY TYPE: SECURITIES 3,863. 3,863.
JSA 7E1730 1.000 43461C 2532 Page 388 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 02/24/2017 PROPERTY TYPE: SECURITIES 784. 784.
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 12/11/2017 PROPERTY TYPE: SECURITIES 12,780. 12,780.
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 02/24/2017 PROPERTY TYPE: SECURITIES 301. 301.
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 05/05/2017 PROPERTY TYPE: SECURITIES 24. 24.
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 12/28/2017 PROPERTY TYPE: SECURITIES 5,815. 5,815.
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 12/28/2017 PROPERTY TYPE: SECURITIES 83. 83.
U.S CL ACTIONS (DELISTED/VAR CUSIPS) P 05/25/2017 PROPERTY TYPE: SECURITIES 11,761. 11,761.
WACHOVIA CAP TR IV TR PFD SECS #1A1DAA1 P 01/05/2017 PROPERTY TYPE: SECURITIES 1,374. 1,374.
WORLDCOM INC/WORLDCO P 07/12/2017 PROPERTY TYPE: SECURITIES 65. 65.
MFC VANGUARD FTSE EMERGING MKTS ETF P 07/08/2013 07/27/2017 PROPERTY TYPE: SECURITIES 3,762,914. 3,301,852. 461,062.
MFO VANGUARD INSTL INDEX FD SH BEN INT P 04/30/2015 10/26/2017 PROPERTY TYPE: SECURITIES 10000000. 8,167,252. 1,832,748.
ADR PETROLEO BRASILEIRO SA PETROBRAS P 09/05/2007 07/07/2017 PROPERTY TYPE: SECURITIES 40,206. 165,642. -125,436.
JSA 7E1730 1.000 43461C 2532 Page 389 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ADR PETROLEO BRASILEIRO SA PETROBRAS P 08/01/2011 07/07/2017 PROPERTY TYPE: SECURITIES 86,774. 384,223. -297,449.
ADR PETROLEO BRASILEIRO SA PETROBRAS P 08/02/2011 07/07/2017 PROPERTY TYPE: SECURITIES 105,678. 459,832. -354,155.
ADR PETROLEO BRASILEIRO SA PETROBRAS P 12/09/2011 07/07/2017 PROPERTY TYPE: SECURITIES 38,008. 135,274. -97,266.
FIBRIA CELULOSE SA COMSTK P 11/05/2010 07/07/2017 PROPERTY TYPE: SECURITIES 16,374. 31,855. -15,481.
FIBRIA CELULOSE SA COMSTK P 11/08/2010 07/07/2017 PROPERTY TYPE: SECURITIES 20,227. 39,071. -18,845.
FIBRIA CELULOSE SA COMSTK P 11/09/2010 07/07/2017 PROPERTY TYPE: SECURITIES 26,006. 49,896. -23,891.
FIBRIA CELULOSE SA COMSTK P 11/10/2010 07/07/2017 PROPERTY TYPE: SECURITIES 20,227. 38,249. -18,023.
FIBRIA CELULOSE SA COMSTK P 11/11/2010 07/07/2017 PROPERTY TYPE: SECURITIES 33,711. 61,936. -28,225.
FIBRIA CELULOSE SA COMSTK P 11/12/2010 07/07/2017 PROPERTY TYPE: SECURITIES 67,422. 119,628. -52,206.
FIBRIA CELULOSE SA COMSTK P 11/16/2010 07/07/2017 PROPERTY TYPE: SECURITIES 53,938. 92,237. -38,299.
FIBRIA CELULOSE SA COMSTK P 11/17/2010 07/07/2017 PROPERTY TYPE: SECURITIES 38,527. 66,186. -27,659.
FIBRIA CELULOSE SA COMSTK P 11/18/2010 07/07/2017 PROPERTY TYPE: SECURITIES 85,722. 149,701. -63,979.
JSA 7E1730 1.000 43461C 2532 Page 390 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FIBRIA CELULOSE SA COMSTK P 11/19/2010 07/07/2017 PROPERTY TYPE: SECURITIES 40,453. 69,888. -29,435.
FIBRIA CELULOSE SA COMSTK P 11/23/2010 07/07/2017 PROPERTY TYPE: SECURITIES 53,938. 88,993. -35,055.
NATURA COSMETICOS SA COM NPV P 05/15/2015 07/07/2017 PROPERTY TYPE: SECURITIES 230,405. 303,857. -73,452.
NATURA COSMETICOS SA COM NPV P 05/19/2015 07/07/2017 PROPERTY TYPE: SECURITIES 137,787. 177,099. -39,312.
CHINA MOBILE LTD NPV P 08/03/2007 07/07/2017 PROPERTY TYPE: SECURITIES 418,611. 458,280. -39,669.
CHINA MOBILE LTD NPV P 09/05/2007 07/07/2017 PROPERTY TYPE: SECURITIES 408,275. 540,365. -132,090.
GUANGZHOU AUTO GRP COMP LTD COM STK P 12/12/2011 06/26/2017 PROPERTY TYPE: SECURITIES 49,944. 25,596. 24,348.
GUANGZHOU AUTO GRP COMP LTD COM STK P 09/05/2007 06/07/2017 PROPERTY TYPE: SECURITIES 282,354. 169,918. 112,436.
GUANGZHOU AUTO GRP COMP LTD COM STK P 06/06/2008 06/09/2017 PROPERTY TYPE: SECURITIES 202,699. 108,286. 94,413.
GUANGZHOU AUTO GRP COMP LTD COM STK P 12/12/2011 06/23/2017 PROPERTY TYPE: SECURITIES 180,318. 92,365. 87,953.
GUANGZHOU AUTO GRP COMP LTD COM STK P 06/10/2008 06/13/2017 PROPERTY TYPE: SECURITIES 294,565. 151,720. 142,845.
GUANGZHOU AUTO GRP COMP LTD COM STK P 05/02/2014 07/05/2017 PROPERTY TYPE: SECURITIES 410,609. 226,523. 184,086.
JSA 7E1730 1.000 43461C 2532 Page 391 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GUANGZHOU AUTO GRP COMP LTD COM STK P 11/04/2014 07/05/2017 PROPERTY TYPE: SECURITIES 170,598. 81,087. 89,511.
GUANGZHOU AUTO GRP COMP LTD COM STK P 09/05/2007 06/08/2017 PROPERTY TYPE: SECURITIES 9,632. 5,572. 4,060.
GUANGZHOU AUTO GRP COMP LTD COM STK P 06/06/2008 06/08/2017 PROPERTY TYPE: SECURITIES 276,071. 150,067. 126,004.
GUANGZHOU AUTO GRP COMP LTD COM STK P 10/26/2010 06/16/2017 PROPERTY TYPE: SECURITIES 133,768. 129,906. 3,861.
GUANGZHOU AUTO GRP COMP LTD COM STK P 10/27/2010 06/16/2017 PROPERTY TYPE: SECURITIES 42,119. 38,838. 3,281.
GUANGZHOU AUTO GRP COMP LTD COM STK P 12/12/2011 06/30/2017 PROPERTY TYPE: SECURITIES 71,189. 37,165. 34,025.
GUANGZHOU AUTO GRP COMP LTD COM STK P 09/05/2007 06/06/2017 PROPERTY TYPE: SECURITIES 266,731. 159,252. 107,478.
GUANGZHOU AUTO GRP COMP LTD COM STK P 10/22/2010 06/15/2017 PROPERTY TYPE: SECURITIES 3,830. 3,495. 335.
GUANGZHOU AUTO GRP COMP LTD COM STK P 10/25/2010 06/15/2017 PROPERTY TYPE: SECURITIES 109,689. 102,836. 6,853.
GUANGZHOU AUTO GRP COMP LTD COM STK P 10/26/2010 06/15/2017 PROPERTY TYPE: SECURITIES 18,028. 17,461. 566.
GUANGZHOU AUTO GRP COMP LTD COM STK P 12/12/2011 06/29/2017 PROPERTY TYPE: SECURITIES 147,916. 76,151. 71,765.
GUANGZHOU AUTO GRP COMP LTD COM STK P 08/23/2011 06/20/2017 PROPERTY TYPE: SECURITIES 21,196. 12,163. 9,033.
JSA 7E1730 1.000 43461C 2532 Page 392 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GUANGZHOU AUTO GRP COMP LTD COM STK P 08/24/2011 06/20/2017 PROPERTY TYPE: SECURITIES 121,734. 70,155. 51,580.
GUANGZHOU AUTO GRP COMP LTD COM STK P 08/25/2011 06/20/2017 PROPERTY TYPE: SECURITIES 16,273. 9,832. 6,441.
GUANGZHOU AUTO GRP COMP LTD COM STK P 12/12/2011 07/03/2017 PROPERTY TYPE: SECURITIES 209,475. 107,304. 102,171.
GUANGZHOU AUTO GRP COMP LTD COM STK P 08/25/2011 06/21/2017 PROPERTY TYPE: SECURITIES 58,509. 35,595. 22,914.
GUANGZHOU AUTO GRP COMP LTD COM STK P 08/26/2011 06/21/2017 PROPERTY TYPE: SECURITIES 128,005. 76,385. 51,620.
GUANGZHOU AUTO GRP COMP LTD COM STK P 08/29/2011 06/21/2017 PROPERTY TYPE: SECURITIES 14,223. 8,542. 5,681.
GUANGZHOU AUTO GRP COMP LTD COM STK P 08/30/2011 06/21/2017 PROPERTY TYPE: SECURITIES 67,558. 40,862. 26,696.
GUANGZHOU AUTO GRP COMP LTD COM STK P 08/31/2011 06/21/2017 PROPERTY TYPE: SECURITIES 64,002. 38,769. 25,234.
GUANGZHOU AUTO GRP COMP LTD COM STK P 09/01/2011 06/21/2017 PROPERTY TYPE: SECURITIES 135,116. 82,639. 52,477.
GUANGZHOU AUTO GRP COMP LTD COM STK P 09/02/2011 06/21/2017 PROPERTY TYPE: SECURITIES 49,780. 29,189. 20,590.
GUANGZHOU AUTO GRP COMP LTD COM STK P 09/05/2011 06/21/2017 PROPERTY TYPE: SECURITIES 42,668. 24,450. 18,218.
GUANGZHOU AUTO GRP COMP LTD COM STK P 09/06/2011 06/21/2017 PROPERTY TYPE: SECURITIES 46,224. 25,814. 20,410.
JSA 7E1730 1.000 43461C 2532 Page 393 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GUANGZHOU AUTO GRP COMP LTD COM STK P 09/07/2011 06/21/2017 PROPERTY TYPE: SECURITIES 25,068. 14,533. 10,535.
GUANGZHOU AUTO GRP COMP LTD COM STK P 12/12/2011 06/27/2017 PROPERTY TYPE: SECURITIES 127,162. 64,947. 62,215.
GUANGZHOU AUTO GRP COMP LTD COM STK P 09/07/2011 06/22/2017 PROPERTY TYPE: SECURITIES 6,982. 4,020. 2,962.
GUANGZHOU AUTO GRP COMP LTD COM STK P 12/12/2011 06/22/2017 PROPERTY TYPE: SECURITIES 5,550. 2,824. 2,726.
GUANGZHOU AUTO GRP COMP LTD COM STK P 06/10/2008 06/14/2017 PROPERTY TYPE: SECURITIES 50,309. 25,809. 24,501.
GUANGZHOU AUTO GRP COMP LTD COM STK P 10/22/2010 06/14/2017 PROPERTY TYPE: SECURITIES 61,463. 54,622. 6,841.
GUANGZHOU AUTO GRP COMP LTD COM STK P 06/06/2008 06/12/2017 PROPERTY TYPE: SECURITIES 71,040. 38,724. 32,316.
GUANGZHOU AUTO GRP COMP LTD COM STK P 06/10/2008 06/12/2017 PROPERTY TYPE: SECURITIES 28,427. 15,069. 13,358.
GUANGZHOU AUTO GRP COMP LTD COM STK P 10/27/2010 06/19/2017 PROPERTY TYPE: SECURITIES 53,607. 49,024. 4,583.
GUANGZHOU AUTO GRP COMP LTD COM STK P 10/28/2010 06/19/2017 PROPERTY TYPE: SECURITIES 46,259. 40,499. 5,760.
GUANGZHOU AUTO GRP COMP LTD COM STK P 08/22/2011 06/19/2017 PROPERTY TYPE: SECURITIES 81,843. 47,089. 34,754.
GUANGZHOU AUTO GRP COMP LTD COM STK P 08/23/2011 06/19/2017 PROPERTY TYPE: SECURITIES 18,077. 10,437. 7,640.
JSA 7E1730 1.000 43461C 2532 Page 394 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GUANGZHOU AUTO GRP COMP LTD COM STK P 12/12/2011 07/04/2017 PROPERTY TYPE: SECURITIES 33,048. 16,669. 16,379.
GUANGZHOU AUTO GRP COMP LTD COM STK P 05/02/2014 07/04/2017 PROPERTY TYPE: SECURITIES 99,145. 57,283. 41,862.
GUANGZHOU AUTO GRP COMP LTD COM STK P 11/04/2014 07/06/2017 PROPERTY TYPE: SECURITIES 179,768. 80,728. 99,041.
GUANGZHOU AUTO GRP COMP LTD COM STK P 10/14/2015 07/06/2017 PROPERTY TYPE: SECURITIES 96,090. 40,844. 55,246.
GUANGZHOU AUTO GRP COMP LTD COM STK P 09/05/2007 06/05/2017 PROPERTY TYPE: SECURITIES 191,504. 115,474. 76,029.
GUANGZHOU AUTO GRP COMP LTD COM STK P 12/12/2011 06/28/2017 PROPERTY TYPE: SECURITIES 41,296. 21,497. 19,799.
WANT WANT CHINA HO USD0.02 P 02/05/2016 07/07/2017 PROPERTY TYPE: SECURITIES 26,646. 27,975. -1,329.
WANT WANT CHINA HO USD0.02 P 02/11/2016 07/07/2017 PROPERTY TYPE: SECURITIES 57,289. 58,794. -1,504.
WANT WANT CHINA HO USD0.02 P 02/12/2016 07/07/2017 PROPERTY TYPE: SECURITIES 68,614. 71,802. -3,187.
WANT WANT CHINA HO USD0.02 P 02/15/2016 07/07/2017 PROPERTY TYPE: SECURITIES 79,939. 84,481. -4,542.
WANT WANT CHINA HO USD0.02 P 02/16/2016 07/07/2017 PROPERTY TYPE: SECURITIES 41,968. 43,257. -1,290.
KOMERCNI BANKA CZK100 P 04/13/2010 07/07/2017 PROPERTY TYPE: SECURITIES 5,987. 6,497. -510.
JSA 7E1730 1.000 43461C 2532 Page 395 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KOMERCNI BANKA CZK100 P 04/14/2010 07/07/2017 PROPERTY TYPE: SECURITIES 199,580. 220,465. -20,885.
KOMERCNI BANKA CZK100 P 04/15/2010 07/07/2017 PROPERTY TYPE: SECURITIES 178,904. 203,954. -25,050.
COMMERCIAL INTL BK EGP10 P 07/15/2010 07/12/2017 PROPERTY TYPE: SECURITIES 278,442. 278,442.
COMMERCIAL INTL BK EGP10 P 03/10/2010 07/11/2017 PROPERTY TYPE: SECURITIES 6,768. 8,932. -2,164.
COMMERCIAL INTL BK EGP10 P 03/11/2010 07/11/2017 PROPERTY TYPE: SECURITIES 29,868. 39,478. -9,610.
COMMERCIAL INTL BK EGP10 P 03/14/2010 07/11/2017 PROPERTY TYPE: SECURITIES 20,364. 26,037. -5,673.
COMMERCIAL INTL BK EGP10 P 03/15/2010 07/11/2017 PROPERTY TYPE: SECURITIES 16,277. 20,637. -4,360.
COMMERCIAL INTL BK EGP10 P 03/16/2010 07/11/2017 PROPERTY TYPE: SECURITIES 22,051. 28,820. -6,769.
COMMERCIAL INTL BK EGP10 P 03/17/2010 07/11/2017 PROPERTY TYPE: SECURITIES 49,760. 66,329. -16,570.
COMMERCIAL INTL BK EGP10 P 03/18/2010 07/11/2017 PROPERTY TYPE: SECURITIES 49,760. 66,900. -17,140.
COMMERCIAL INTL BK EGP10 P 03/22/2010 07/11/2017 PROPERTY TYPE: SECURITIES 18,588. 24,327. -5,739.
COMMERCIAL INTL BK EGP10 P 03/23/2010 07/11/2017 PROPERTY TYPE: SECURITIES 12,351. 16,804. -4,453.
JSA 7E1730 1.000 43461C 2532 Page 396 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
COMMERCIAL INTL BK EGP10 P 07/15/2010 07/11/2017 PROPERTY TYPE: SECURITIES 74,056. 74,056.
TATA CONSULTANCY S INR1 P 09/06/2011 07/07/2017 PROPERTY TYPE: SECURITIES 125,665. 77,507. 48,158.
TATA CONSULTANCY S INR1 P 09/07/2011 07/07/2017 PROPERTY TYPE: SECURITIES 224,875. 141,012. 83,863.
TATA CONSULTANCY S INR1 P 09/08/2011 07/07/2017 PROPERTY TYPE: SECURITIES 224,911. 141,277. 83,633.
TATA CONSULTANCY S INR1 P 09/09/2011 07/07/2017 PROPERTY TYPE: SECURITIES 224,875. 138,537. 86,338.
TATA CONSULTANCY S INR1 P 09/12/2011 07/07/2017 PROPERTY TYPE: SECURITIES 65,706. 38,659. 27,047.
ADR TENARIS S A SPONSORED ADR P 12/06/2010 07/07/2017 PROPERTY TYPE: SECURITIES 196,822. 295,933. -99,111.
ADR TENARIS S A SPONSORED ADR P 12/07/2010 07/07/2017 PROPERTY TYPE: SECURITIES 139,151. 211,758. -72,607.
ADR TENARIS S A SPONSORED ADR P 12/08/2010 07/07/2017 PROPERTY TYPE: SECURITIES 155,607. 232,654. -77,047.
ADR TENARIS S A SPONSORED ADR P 12/14/2010 07/07/2017 PROPERTY TYPE: SECURITIES 19,979. 30,588. -10,608.
HYUNDAI MOBIS KRW5000 P 05/12/2017 07/07/2017 PROPERTY TYPE: SECURITIES 121,483. 126,177. -4,694.
HYUNDAI MOBIS KRW5000 P 05/15/2017 07/07/2017 PROPERTY TYPE: SECURITIES 104,370. 108,147. -3,777.
JSA 7E1730 1.000 43461C 2532 Page 397 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HYUNDAI MOBIS KRW5000 P 05/16/2017 07/07/2017 PROPERTY TYPE: SECURITIES 133,737. 140,469. -6,732.
HYUNDAI MOTOR CO KRW5000 P 10/02/2013 07/07/2017 PROPERTY TYPE: SECURITIES 71,862. 128,594. -56,732.
HYUNDAI MOTOR CO KRW5000 P 10/21/2013 07/07/2017 PROPERTY TYPE: SECURITIES 149,484. 280,612. -131,128.
HYUNDAI MOTOR CO KRW5000 P 10/22/2013 07/07/2017 PROPERTY TYPE: SECURITIES 133,777. 252,241. -118,464.
HYUNDAI MOTOR CO KRW5000 P 11/06/2013 07/07/2017 PROPERTY TYPE: SECURITIES 148,961. 269,065. -120,105.
HYUNDAI MOTOR CO KRW5000 P 11/07/2013 07/07/2017 PROPERTY TYPE: SECURITIES 148,961. 273,028. -124,068.
HYUNDAI MOTOR CO KRW5000 P 11/15/2013 07/07/2017 PROPERTY TYPE: SECURITIES 10,472. 18,717. -8,245.
ORION HOLDINGS COR KRW500 P 05/11/2017 10/18/2017 PROPERTY TYPE: SECURITIES 4,824. 7,643. -2,819.
ORION HOLDINGS COR KRW500 P 05/12/2017 10/18/2017 PROPERTY TYPE: SECURITIES 6,970. 11,030. -4,060.
ORION HOLDINGS COR KRW500 P 04/10/2017 09/25/2017 PROPERTY TYPE: SECURITIES 566. 837. -271.
ORION HOLDINGS COR KRW500 P 04/11/2017 09/25/2017 PROPERTY TYPE: SECURITIES 8,668. 12,638. -3,970.
ORION HOLDINGS COR KRW500 P 04/12/2017 09/25/2017 PROPERTY TYPE: SECURITIES 1,932. 2,795. -863.
JSA 7E1730 1.000 43461C 2532 Page 398 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ORION HOLDINGS COR KRW500 P 05/12/2017 10/19/2017 PROPERTY TYPE: SECURITIES 2,185. 3,458. -1,273.
ORION HOLDINGS COR KRW500 P 05/15/2017 10/19/2017 PROPERTY TYPE: SECURITIES 6,126. 9,599. -3,473.
ORION HOLDINGS COR KRW500 P 04/21/2017 09/29/2017 PROPERTY TYPE: SECURITIES 8,178. 12,772. -4,594.
ORION HOLDINGS COR KRW500 P 04/24/2017 09/29/2017 PROPERTY TYPE: SECURITIES 3,366. 5,354. -1,989.
ORION HOLDINGS COR KRW500 P 04/05/2017 09/19/2017 PROPERTY TYPE: SECURITIES 11,330. 16,569. -5,240.
ORION HOLDINGS COR KRW500 P 04/06/2017 09/19/2017 PROPERTY TYPE: SECURITIES 506. 742. -236.
ORION HOLDINGS COR KRW500 P 04/28/2017 10/13/2017 PROPERTY TYPE: SECURITIES 4,867. 6,943. -2,076.
ORION HOLDINGS COR KRW500 P 05/02/2017 10/13/2017 PROPERTY TYPE: SECURITIES 1,691. 2,391. -699.
ORION HOLDINGS COR KRW500 P 05/04/2017 10/13/2017 PROPERTY TYPE: SECURITIES 5,516. 7,962. -2,446.
ORION HOLDINGS COR KRW500 P 04/13/2017 09/27/2017 PROPERTY TYPE: SECURITIES 2. 3. -1.
ORION HOLDINGS COR KRW500 P 04/14/2017 09/27/2017 PROPERTY TYPE: SECURITIES 4,719. 6,690. -1,970.
ORION HOLDINGS COR KRW500 P 04/17/2017 09/27/2017 PROPERTY TYPE: SECURITIES 1,551. 2,280. -729.
JSA 7E1730 1.000 43461C 2532 Page 399 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ORION HOLDINGS COR KRW500 P 04/18/2017 09/27/2017 PROPERTY TYPE: SECURITIES 3,843. 5,614. -1,771.
ORION HOLDINGS COR KRW500 P 04/19/2017 09/27/2017 PROPERTY TYPE: SECURITIES 1,436. 2,114. -678.
ORION HOLDINGS COR KRW500 P 04/06/2017 09/20/2017 PROPERTY TYPE: SECURITIES 11,773. 17,352. -5,580.
ORION HOLDINGS COR KRW500 P 04/06/2017 09/21/2017 PROPERTY TYPE: SECURITIES 1,319. 1,959. -640.
ORION HOLDINGS COR KRW500 P 04/07/2017 09/21/2017 PROPERTY TYPE: SECURITIES 10,361. 15,046. -4,685.
ORION HOLDINGS COR KRW500 P 04/19/2017 09/28/2017 PROPERTY TYPE: SECURITIES 2,151. 3,147. -996.
ORION HOLDINGS COR KRW500 P 04/20/2017 09/28/2017 PROPERTY TYPE: SECURITIES 8,956. 13,697. -4,741.
ORION HOLDINGS COR KRW500 P 04/21/2017 09/28/2017 PROPERTY TYPE: SECURITIES 517. 802. -285.
ORION HOLDINGS COR KRW500 P 04/25/2017 10/11/2017 PROPERTY TYPE: SECURITIES 2,205. 3,552. -1,347.
ORION HOLDINGS COR KRW500 P 04/26/2017 10/11/2017 PROPERTY TYPE: SECURITIES 9,341. 14,467. -5,127.
ORION HOLDINGS COR KRW500 P 04/26/2017 10/12/2017 PROPERTY TYPE: SECURITIES 3,394. 5,155. -1,761.
ORION HOLDINGS COR KRW500 P 04/27/2017 10/12/2017 PROPERTY TYPE: SECURITIES 8,314. 12,320. -4,006.
JSA 7E1730 1.000 43461C 2532 Page 400 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ORION HOLDINGS COR KRW500 P 04/28/2017 10/12/2017 PROPERTY TYPE: SECURITIES 64. 94. -30.
ORION HOLDINGS COR KRW500 P 04/24/2017 10/10/2017 PROPERTY TYPE: SECURITIES 4,526. 7,187. -2,660.
ORION HOLDINGS COR KRW500 P 04/25/2017 10/10/2017 PROPERTY TYPE: SECURITIES 7,040. 11,322. -4,282.
ORION HOLDINGS COR KRW500 P 04/03/2017 09/15/2017 PROPERTY TYPE: SECURITIES 1,634. 2,255. -621.
ORION HOLDINGS COR KRW500 P 04/04/2017 09/15/2017 PROPERTY TYPE: SECURITIES 15,641. 21,682. -6,042.
ORION HOLDINGS COR KRW500 P 04/12/2017 09/26/2017 PROPERTY TYPE: SECURITIES 8,278. 11,914. -3,637.
ORION HOLDINGS COR KRW500 P 04/13/2017 09/26/2017 PROPERTY TYPE: SECURITIES 2,946. 4,251. -1,306.
ORION HOLDINGS COR KRW500 P 04/07/2017 09/22/2017 PROPERTY TYPE: SECURITIES 7,555. 11,090. -3,534.
ORION HOLDINGS COR KRW500 P 04/10/2017 09/22/2017 PROPERTY TYPE: SECURITIES 4,001. 5,713. -1,712.
ORION HOLDINGS COR KRW500 P 03/27/2017 09/12/2017 PROPERTY TYPE: SECURITIES 2,613. 3,404. -791.
ORION HOLDINGS COR KRW500 P 03/28/2017 09/12/2017 PROPERTY TYPE: SECURITIES 7,327. 9,632. -2,305.
ORION HOLDINGS COR KRW500 P 03/29/2017 09/12/2017 PROPERTY TYPE: SECURITIES 3,274. 4,299. -1,024.
JSA 7E1730 1.000 43461C 2532 Page 401 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ORION HOLDINGS COR KRW500 P 03/31/2017 09/14/2017 PROPERTY TYPE: SECURITIES 7,310. 9,769. -2,458.
ORION HOLDINGS COR KRW500 P 04/03/2017 09/14/2017 PROPERTY TYPE: SECURITIES 6,276. 8,351. -2,075.
ORION HOLDINGS COR KRW500 P 03/29/2017 09/13/2017 PROPERTY TYPE: SECURITIES 3,365. 4,410. -1,046.
ORION HOLDINGS COR KRW500 P 03/30/2017 09/13/2017 PROPERTY TYPE: SECURITIES 9,811. 12,891. -3,080.
ORION HOLDINGS COR KRW500 P 03/31/2017 09/13/2017 PROPERTY TYPE: SECURITIES 60. 78. -18.
ORION HOLDINGS COR KRW500 P 05/10/2017 10/17/2017 PROPERTY TYPE: SECURITIES 7,265. 10,863. -3,598.
ORION HOLDINGS COR KRW500 P 05/11/2017 10/17/2017 PROPERTY TYPE: SECURITIES 4,890. 7,517. -2,627.
ORION HOLDINGS COR KRW500 P 05/04/2017 10/16/2017 PROPERTY TYPE: SECURITIES 124. 176. -52.
ORION HOLDINGS COR KRW500 P 05/08/2017 10/16/2017 PROPERTY TYPE: SECURITIES 9,477. 13,595. -4,118.
ORION HOLDINGS COR KRW500 P 05/10/2017 10/16/2017 PROPERTY TYPE: SECURITIES 2,699. 3,988. -1,289.
ORION HOLDINGS COR KRW500 P 04/04/2017 09/18/2017 PROPERTY TYPE: SECURITIES 15,881. 22,940. -7,060.
ORION HOLDINGS COR KRW500 P 04/05/2017 09/18/2017 PROPERTY TYPE: SECURITIES 2,365. 3,435. -1,070.
JSA 7E1730 1.000 43461C 2532 Page 402 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
POSCO KRW5000 P 10/18/2016 07/07/2017 PROPERTY TYPE: SECURITIES 228,666. 187,284. 41,382.
POSCO KRW5000 P 10/19/2016 07/07/2017 PROPERTY TYPE: SECURITIES 201,165. 169,060. 32,105.
POSCO KRW5000 P 10/20/2016 07/07/2017 PROPERTY TYPE: SECURITIES 147,436. 124,159. 23,277.
POSCO KRW5000 P 10/21/2016 07/07/2017 PROPERTY TYPE: SECURITIES 54,493. 46,032. 8,461.
SAMSUNG ELECTRONIC GDR P 09/20/2007 11/03/2017 PROPERTY TYPE: SECURITIES 468,470. 109,372. 359,099.
SAMSUNG ELECTRONIC GDR P 08/02/2007 03/27/2017 PROPERTY TYPE: SECURITIES 217,582. 75,964. 141,618.
SAMSUNG ELECTRONIC GDR P 09/05/2007 03/27/2017 PROPERTY TYPE: SECURITIES 462,824. 153,000. 309,824.
SAMSUNG ELECTRONIC GDR P 10/31/2007 11/07/2017 PROPERTY TYPE: SECURITIES 129,154. 31,645. 97,509.
SAMSUNG ELECTRONIC GDR P 10/31/2007 11/07/2017 PROPERTY TYPE: SECURITIES 335,761. 82,267. 253,494.
SAMSUNG ELECTRONIC GDR P 10/31/2007 11/07/2017 PROPERTY TYPE: SECURITIES 2,506. 606. 1,900.
SAMSUNG ELECTRONIC GDR P 09/05/2007 03/28/2017 PROPERTY TYPE: SECURITIES 756,023. 248,396. 507,627.
SAMSUNG ELECTRONIC GDR P 09/20/2007 11/06/2017 PROPERTY TYPE: SECURITIES 399,056. 92,907. 306,149.
JSA 7E1730 1.000 43461C 2532 Page 403 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SAMSUNG ELECTRONIC GDR P 10/31/2007 11/06/2017 PROPERTY TYPE: SECURITIES 70,719. 17,194. 53,525.
SAMSUNG ELECTRONIC GDR P 09/20/2007 11/02/2017 PROPERTY TYPE: SECURITIES 314,296. 72,620. 241,676.
SAMSUNG ELECTRONIC GDR P 10/31/2007 11/08/2017 PROPERTY TYPE: SECURITIES 115,453. 27,587. 87,867.
SAMSUNG ELECTRONIC GDR P 10/31/2007 11/08/2017 PROPERTY TYPE: SECURITIES 34,196. 8,171. 26,025.
SAMSUNG ELECTRONIC GDR P 11/01/2007 11/08/2017 PROPERTY TYPE: SECURITIES 51,997. 12,438. 39,558.
SAMSUNG ELECTRONIC GDR P 09/05/2007 07/07/2017 PROPERTY TYPE: SECURITIES 750,466. 220,692. 529,773.
SAMSUNG ELECTRONIC GDR P 09/05/2007 07/07/2017 PROPERTY TYPE: SECURITIES 993,808. 292,253. 701,555.
SAMSUNG ELECTRONIC GDR P 09/20/2007 07/07/2017 PROPERTY TYPE: SECURITIES 171,007. 48,512. 122,496.
SHINHAN FIN GROUP KRW5000 P 08/03/2007 07/07/2017 PROPERTY TYPE: SECURITIES 173,664. 48,863. 124,801.
SHINHAN FIN GROUP KRW5000 P 08/03/2007 07/07/2017 PROPERTY TYPE: SECURITIES 318,044. 502,166. -184,122.
SHINHAN FIN GROUP KRW5000 P 09/05/2007 07/07/2017 PROPERTY TYPE: SECURITIES 123,617. 179,196. -55,579.
ALFA SAB DE CV SER'A'NPV P 03/03/2015 07/07/2017 PROPERTY TYPE: SECURITIES 61,242. 91,086. -29,844.
JSA 7E1730 1.000 43461C 2532 Page 404 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALFA SAB DE CV SER'A'NPV P 03/04/2015 07/07/2017 PROPERTY TYPE: SECURITIES 39,516. 58,523. -19,008.
ALFA SAB DE CV SER'A'NPV P 03/05/2015 07/07/2017 PROPERTY TYPE: SECURITIES 107,714. 160,515. -52,802.
ALFA SAB DE CV SER'A'NPV P 03/06/2015 07/07/2017 PROPERTY TYPE: SECURITIES 44,935. 65,393. -20,458.
ALFA SAB DE CV SER'A'NPV P 03/09/2015 07/07/2017 PROPERTY TYPE: SECURITIES 39,648. 55,991. -16,343.
ALFA SAB DE CV SER'A'NPV P 03/10/2015 07/07/2017 PROPERTY TYPE: SECURITIES 69,028. 95,060. -26,032.
AMER MOVIL SAB DE CV ADR REPSTG SR L SHS P 08/02/2007 07/07/2017 PROPERTY TYPE: SECURITIES 573,942. 1,050,455. -476,513.
AMER MOVIL SAB DE CV ADR REPSTG SR L SHS P 09/05/2007 07/07/2017 PROPERTY TYPE: SECURITIES 109,430. 207,806. -98,376.
GRUPO BIMBO SAB DE CV P 11/26/2010 07/07/2017 PROPERTY TYPE: SECURITIES 4,630. 3,864. 766.
GRUPO BIMBO SAB DE CV P 11/29/2010 07/07/2017 PROPERTY TYPE: SECURITIES 9,748. 8,084. 1,664.
GRUPO BIMBO SAB DE CV P 11/30/2010 07/07/2017 PROPERTY TYPE: SECURITIES 90,660. 75,498. 15,161.
GRUPO BIMBO SAB DE CV P 12/01/2010 07/07/2017 PROPERTY TYPE: SECURITIES 15,597. 13,230. 2,367.
GRUPO BIMBO SAB DE CV P 12/02/2010 07/07/2017 PROPERTY TYPE: SECURITIES 18,522. 15,961. 2,561.
JSA 7E1730 1.000 43461C 2532 Page 405 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GRUPO BIMBO SAB DE CV P 12/03/2010 07/07/2017 PROPERTY TYPE: SECURITIES 12,673. 11,059. 1,613.
GRUPO BIMBO SAB DE CV P 12/06/2010 07/07/2017 PROPERTY TYPE: SECURITIES 18,522. 16,081. 2,441.
GRUPO BIMBO SAB DE CV P 12/07/2010 07/07/2017 PROPERTY TYPE: SECURITIES 21,446. 18,532. 2,915.
GRUPO BIMBO SAB DE CV P 12/08/2010 07/07/2017 PROPERTY TYPE: SECURITIES 13,648. 11,790. 1,858.
GRUPO BIMBO SAB DE CV P 12/09/2010 07/07/2017 PROPERTY TYPE: SECURITIES 8,042. 6,915. 1,128.
TELESITES SAB CV COM NPV SER 'B-1' P 12/21/2015 07/07/2017 PROPERTY TYPE: SECURITIES 27,530. 29,477. -1,948.
WAL-MART DE MEX COM NPV P 05/12/2017 07/07/2017 PROPERTY TYPE: SECURITIES 194,015. 193,814. 201.
WAL-MART DE MEX COM NPV P 05/15/2017 07/07/2017 PROPERTY TYPE: SECURITIES 122,414. 124,314. -1,900.
WAL-MART DE MEX COM NPV P 05/16/2017 07/07/2017 PROPERTY TYPE: SECURITIES 39,712. 40,391. -679.
BARLOWORLD LTD ZAR0.05 P 04/20/2010 07/07/2017 PROPERTY TYPE: SECURITIES 21,844. 18,845. 2,999.
BARLOWORLD LTD ZAR0.05 P 04/21/2010 07/07/2017 PROPERTY TYPE: SECURITIES 59,248. 51,780. 7,467.
BARLOWORLD LTD ZAR0.05 P 04/22/2010 07/07/2017 PROPERTY TYPE: SECURITIES 111,591. 97,072. 14,519.
JSA 7E1730 1.000 43461C 2532 Page 406 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BARLOWORLD LTD ZAR0.05 P 04/23/2010 07/07/2017 PROPERTY TYPE: SECURITIES 83,939. 72,631. 11,308.
BARLOWORLD LTD ZAR0.05 P 04/26/2010 07/07/2017 PROPERTY TYPE: SECURITIES 39,501. 34,711. 4,791.
BARLOWORLD LTD ZAR0.05 P 04/28/2010 07/07/2017 PROPERTY TYPE: SECURITIES 58,336. 48,713. 9,623.
BARLOWORLD LTD ZAR0.05 P 04/29/2010 07/07/2017 PROPERTY TYPE: SECURITIES 26,434. 21,737. 4,697.
STANDARD BK GR LTD ZAR0.1 P 08/02/2007 07/07/2017 PROPERTY TYPE: SECURITIES 24,601. 32,328. -7,727.
STANDARD BK GR LTD ZAR0.1 P 09/04/2007 07/07/2017 PROPERTY TYPE: SECURITIES 130,413. 179,299. -48,885.
STANDARD BK GR LTD ZAR0.1 P 09/05/2007 07/07/2017 PROPERTY TYPE: SECURITIES 238,545. 328,815. -90,270.
TRUWORTHS INTERNAT ZAR0.00015 P 09/05/2007 07/07/2017 PROPERTY TYPE: SECURITIES 446,651. 403,268. 43,384.
TRUWORTHS INTERNAT ZAR0.00015 P 03/03/2008 07/07/2017 PROPERTY TYPE: SECURITIES 61,861. 41,443. 20,419.
CATCHER TECHNOLOGY TWD10 P 08/18/2016 07/07/2017 PROPERTY TYPE: SECURITIES 350,555. 207,773. 142,782.
CATCHER TECHNOLOGY TWD10 P 08/19/2016 07/07/2017 PROPERTY TYPE: SECURITIES 314,291. 187,147. 127,144.
CATCHER TECHNOLOGY TWD10 P 08/22/2016 07/07/2017 PROPERTY TYPE: SECURITIES 120,881. 70,643. 50,238.
JSA 7E1730 1.000 43461C 2532 Page 407 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CATCHER TECHNOLOGY TWD10 P 08/23/2016 07/07/2017 PROPERTY TYPE: SECURITIES 60,441. 35,201. 25,239.
HON HAI PRECISION TWD10 P 11/16/2009 07/07/2017 PROPERTY TYPE: SECURITIES 450,549. 512,233. -61,684.
HON HAI PRECISION TWD10 P 06/07/2010 07/07/2017 PROPERTY TYPE: SECURITIES 257,350. 251,969. 5,381.
HON HAI PRECISION TWD10 P 08/25/2010 07/07/2017 PROPERTY TYPE: SECURITIES 246,071. 4,123. 241,949.
HON HAI PRECISION TWD10 P 07/29/2011 07/07/2017 PROPERTY TYPE: SECURITIES 79,159. 1,474. 77,685.
TAIWAN SEMICON MAN TWD10 P 08/07/2007 07/07/2017 PROPERTY TYPE: SECURITIES 178,152. 49,937. 128,215.
TAIWAN SEMICON MAN TWD10 P 09/06/2007 07/07/2017 PROPERTY TYPE: SECURITIES 1,650,976. 454,216. 1,196,759.
YAGEO CORP TWD10 P 05/02/2014 01/18/2017 PROPERTY TYPE: SECURITIES 14,153. 23,933. -9,780.
YAGEO CORP TWD10 P 12/12/2011 12/29/2016 PROPERTY TYPE: SECURITIES 12,520. -12,520.
YAGEO CORP TWD10 P 12/12/2011 12/26/2016 PROPERTY TYPE: SECURITIES 12,548. 12,548.
YAGEO CORP TWD10 P 12/12/2011 01/04/2017 PROPERTY TYPE: SECURITIES 12,822. 12,822.
YAGEO CORP TWD10 P 12/12/2011 12/29/2016 PROPERTY TYPE: SECURITIES 12,520. 12,520.
JSA 7E1730 1.000 43461C 2532 Page 408 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
YAGEO CORP TWD10 P 12/12/2011 01/11/2017 PROPERTY TYPE: SECURITIES 13,732. 13,732.
YAGEO CORP TWD10 P 11/04/2014 02/06/2017 PROPERTY TYPE: SECURITIES 14,899. 10,768. 4,131.
YAGEO CORP TWD10 P 10/14/2015 02/06/2017 PROPERTY TYPE: SECURITIES 1,545. 1,268. 276.
YAGEO CORP TWD10 P 10/14/2011 12/22/2016 PROPERTY TYPE: SECURITIES 1,375. -1,375.
YAGEO CORP TWD10 P 10/17/2011 12/22/2016 PROPERTY TYPE: SECURITIES 1,831. -1,831.
YAGEO CORP TWD10 P 10/18/2011 12/22/2016 PROPERTY TYPE: SECURITIES 916. -916.
YAGEO CORP TWD10 P 10/19/2011 12/22/2016 PROPERTY TYPE: SECURITIES 1,526. -1,526.
YAGEO CORP TWD10 P 10/20/2011 12/22/2016 PROPERTY TYPE: SECURITIES 3,357. -3,357.
YAGEO CORP TWD10 P 10/21/2011 12/22/2016 PROPERTY TYPE: SECURITIES 2,136. -2,136.
YAGEO CORP TWD10 P 10/24/2011 12/22/2016 PROPERTY TYPE: SECURITIES 1,460. -1,460.
YAGEO CORP TWD10 P 10/14/2015 02/08/2017 PROPERTY TYPE: SECURITIES 794. 669. 125.
YAGEO CORP TWD10 P 12/12/2011 01/05/2017 PROPERTY TYPE: SECURITIES 12,940. 12,940.
JSA 7E1730 1.000 43461C 2532 Page 409 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
YAGEO CORP TWD10 P 05/02/2014 01/23/2017 PROPERTY TYPE: SECURITIES 6,885. 10,684. -3,799.
YAGEO CORP TWD10 P 11/04/2014 01/23/2017 PROPERTY TYPE: SECURITIES 8,538. 6,579. 1,959.
YAGEO CORP TWD10 P 10/14/2011 12/22/2016 PROPERTY TYPE: SECURITIES 1,375. 1,375.
YAGEO CORP TWD10 P 10/17/2011 12/22/2016 PROPERTY TYPE: SECURITIES 1,831. 1,831.
YAGEO CORP TWD10 P 10/18/2011 12/22/2016 PROPERTY TYPE: SECURITIES 916. 916.
YAGEO CORP TWD10 P 10/19/2011 12/22/2016 PROPERTY TYPE: SECURITIES 1,526. 1,526.
YAGEO CORP TWD10 P 10/20/2011 12/22/2016 PROPERTY TYPE: SECURITIES 3,357. 3,357.
YAGEO CORP TWD10 P 10/21/2011 12/22/2016 PROPERTY TYPE: SECURITIES 2,136. 2,136.
YAGEO CORP TWD10 P 10/24/2011 12/22/2016 PROPERTY TYPE: SECURITIES 1,460. 1,460.
YAGEO CORP TWD10 P 12/12/2011 12/26/2016 PROPERTY TYPE: SECURITIES 12,548. -12,548.
YAGEO CORP TWD10 P 12/12/2011 12/30/2016 PROPERTY TYPE: SECURITIES 12,634. -12,634.
YAGEO CORP TWD10 P 05/02/2014 01/16/2017 PROPERTY TYPE: SECURITIES 14,012. 23,933. -9,922.
JSA 7E1730 1.000 43461C 2532 Page 410 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
YAGEO CORP TWD10 P 05/02/2014 01/17/2017 PROPERTY TYPE: SECURITIES 13,973. 23,933. -9,961.
YAGEO CORP TWD10 P 12/12/2011 12/28/2016 PROPERTY TYPE: SECURITIES 12,503. 12,503.
YAGEO CORP TWD10 P 12/12/2011 01/10/2017 PROPERTY TYPE: SECURITIES 13,418. 13,418.
YAGEO CORP TWD10 P 12/12/2011 01/12/2017 PROPERTY TYPE: SECURITIES 10,966. 10,966.
YAGEO CORP TWD10 P 05/02/2014 01/12/2017 PROPERTY TYPE: SECURITIES 3,298. 5,534. -2,236.
YAGEO CORP TWD10 P 12/12/2011 01/03/2017 PROPERTY TYPE: SECURITIES 12,757. 12,757.
YAGEO CORP TWD10 P 05/02/2014 01/19/2017 PROPERTY TYPE: SECURITIES 14,502. 23,933. -9,431.
YAGEO CORP TWD10 P 12/12/2011 12/30/2016 PROPERTY TYPE: SECURITIES 12,634. 12,634.
YAGEO CORP TWD10 P 10/24/2011 12/23/2016 PROPERTY TYPE: SECURITIES 2,154. -2,154.
YAGEO CORP TWD10 P 10/25/2011 12/23/2016 PROPERTY TYPE: SECURITIES 4,180. -4,180.
YAGEO CORP TWD10 P 10/26/2011 12/23/2016 PROPERTY TYPE: SECURITIES 4,180. -4,180.
YAGEO CORP TWD10 P 12/12/2011 12/23/2016 PROPERTY TYPE: SECURITIES 1,813. -1,813.
JSA 7E1730 1.000 43461C 2532 Page 411 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
YAGEO CORP TWD10 P 05/02/2014 01/13/2017 PROPERTY TYPE: SECURITIES 14,318. 23,933. -9,616.
YAGEO CORP TWD10 P 11/04/2014 02/03/2017 PROPERTY TYPE: SECURITIES 16,659. 11,884. 4,775.
YAGEO CORP TWD10 P 11/04/2014 01/24/2017 PROPERTY TYPE: SECURITIES 16,468. 11,884. 4,584.
YAGEO CORP TWD10 P 10/24/2011 12/23/2016 PROPERTY TYPE: SECURITIES 2,154. 2,154.
YAGEO CORP TWD10 P 10/25/2011 12/23/2016 PROPERTY TYPE: SECURITIES 4,180. 4,180.
YAGEO CORP TWD10 P 10/26/2011 12/23/2016 PROPERTY TYPE: SECURITIES 4,180. 4,180.
YAGEO CORP TWD10 P 12/12/2011 12/23/2016 PROPERTY TYPE: SECURITIES 1,813. 1,813.
YAGEO CORP TWD10 P 12/12/2011 01/09/2017 PROPERTY TYPE: SECURITIES 13,402. 13,402.
YAGEO CORP TWD10 P 12/12/2011 01/06/2017 PROPERTY TYPE: SECURITIES 13,300. 13,300.
YAGEO CORP TWD10 P 12/12/2011 12/28/2016 PROPERTY TYPE: SECURITIES 12,503. -12,503.
YAGEO CORP TWD10 P 10/14/2015 02/07/2017 PROPERTY TYPE: SECURITIES 16,326. 13,503. 2,823.
YAGEO CORP TWD10 P 05/02/2014 01/20/2017 PROPERTY TYPE: SECURITIES 15,261. 23,933. -8,673.
JSA 7E1730 1.000 43461C 2532 Page 412 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
YAGEO CORP TWD10 P 11/04/2014 02/02/2017 PROPERTY TYPE: SECURITIES 16,695. 11,884. 4,811.
SIAM COMMERCIAL BK THB10 (NVDR) P 05/11/2015 07/07/2017 PROPERTY TYPE: SECURITIES 291,686. 320,978. -29,292.
SIAM COMMERCIAL BK THB10 (NVDR) P 05/12/2015 07/07/2017 PROPERTY TYPE: SECURITIES 234,069. 251,533. -17,464.
SIAM COMMERCIAL BK THB10 (NVDR) P 05/13/2015 07/07/2017 PROPERTY TYPE: SECURITIES 27,908. 29,956. -2,048.
EMAAR PROPERTIES AED1 P 09/03/2012 07/10/2017 PROPERTY TYPE: SECURITIES 618,878. 239,123. 379,755.
ANGLO AMERICAN USD0.54945 P 01/13/2016 04/24/2017 PROPERTY TYPE: SECURITIES 51,168. 12,441. 38,727.
ANGLO AMERICAN USD0.54945 P 01/14/2016 04/24/2017 PROPERTY TYPE: SECURITIES 72,037. 17,408. 54,629.
ANGLO AMERICAN USD0.54945 P 01/12/2016 04/19/2017 PROPERTY TYPE: SECURITIES 77,180. 18,542. 58,638.
ANGLO AMERICAN USD0.54945 P 01/13/2016 04/19/2017 PROPERTY TYPE: SECURITIES 118,277. 28,508. 89,769.
ANGLO AMERICAN USD0.54945 P 04/29/2015 04/06/2017 PROPERTY TYPE: SECURITIES 198,992. 221,624. -22,632.
ANGLO AMERICAN USD0.54945 P 02/01/2016 05/02/2017 PROPERTY TYPE: SECURITIES 107,682. 31,060. 76,622.
ANGLO AMERICAN USD0.54945 P 01/11/2016 04/11/2017 PROPERTY TYPE: SECURITIES 165,460. 38,267. 127,193.
JSA 7E1730 1.000 43461C 2532 Page 413 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ANGLO AMERICAN USD0.54945 P 01/12/2016 04/18/2017 PROPERTY TYPE: SECURITIES 165,836. 40,245. 125,591.
ANGLO AMERICAN USD0.54945 P 01/11/2016 04/12/2017 PROPERTY TYPE: SECURITIES 179,230. 43,019. 136,211.
ANGLO AMERICAN USD0.54945 P 01/12/2016 04/12/2017 PROPERTY TYPE: SECURITIES 15,319. 3,611. 11,708.
ANGLO AMERICAN USD0.54945 P 02/01/2016 05/03/2017 PROPERTY TYPE: SECURITIES 114,081. 33,513. 80,568.
ANGLO AMERICAN USD0.54945 P 10/14/2015 04/10/2017 PROPERTY TYPE: SECURITIES 772. 522. 250.
ANGLO AMERICAN USD0.54945 P 01/11/2016 04/10/2017 PROPERTY TYPE: SECURITIES 144,050. 32,887. 111,163.
ANGLO AMERICAN USD0.54945 P 12/12/2011 03/30/2017 PROPERTY TYPE: SECURITIES 12,418. 30,465. -18,048.
ANGLO AMERICAN USD0.54945 P 11/30/2012 03/30/2017 PROPERTY TYPE: SECURITIES 159,947. 294,601. -134,654.
ANGLO AMERICAN USD0.54945 P 03/03/2010 03/28/2017 PROPERTY TYPE: SECURITIES 56,864. 141,951. -85,087.
ANGLO AMERICAN USD0.54945 P 11/09/2010 03/28/2017 PROPERTY TYPE: SECURITIES 107,275. 338,848. -231,573.
ANGLO AMERICAN USD0.54945 P 12/12/2011 03/28/2017 PROPERTY TYPE: SECURITIES 49,675. 122,809. -73,133.
ANGLO AMERICAN USD0.54945 P 04/30/2014 04/04/2017 PROPERTY TYPE: SECURITIES 28,329. 48,974. -20,645.
JSA 7E1730 1.000 43461C 2532 Page 414 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ANGLO AMERICAN USD0.54945 P 11/04/2014 04/04/2017 PROPERTY TYPE: SECURITIES 95,865. 131,597. -35,733.
ANGLO AMERICAN USD0.54945 P 04/28/2015 04/04/2017 PROPERTY TYPE: SECURITIES 83,737. 92,235. -8,498.
ANGLO AMERICAN USD0.54945 P 01/14/2016 04/25/2017 PROPERTY TYPE: SECURITIES 199,317. 48,155. 151,163.
ANGLO AMERICAN USD0.54945 P 12/12/2011 03/29/2017 PROPERTY TYPE: SECURITIES 150,341. 372,026. -221,685.
ANGLO AMERICAN USD0.54945 P 02/01/2016 05/04/2017 PROPERTY TYPE: SECURITIES 196,673. 60,076. 136,597.
ANGLO AMERICAN USD0.54945 P 01/12/2016 04/13/2017 PROPERTY TYPE: SECURITIES 139,005. 33,366. 105,640.
ANGLO AMERICAN USD0.54945 P 04/28/2015 04/05/2017 PROPERTY TYPE: SECURITIES 229,646. 246,418. -16,772.
ANGLO AMERICAN USD0.54945 P 04/29/2015 04/05/2017 PROPERTY TYPE: SECURITIES 18,500. 20,333. -1,833.
ANGLO AMERICAN USD0.54945 P 01/13/2016 04/20/2017 PROPERTY TYPE: SECURITIES 142,807. 34,826. 107,981.
ANGLO AMERICAN USD0.54945 P 11/30/2012 03/31/2017 PROPERTY TYPE: SECURITIES 116,519. 209,259. -92,740.
ANGLO AMERICAN USD0.54945 P 04/30/2014 03/31/2017 PROPERTY TYPE: SECURITIES 6,241. 10,510. -4,269.
ANGLO AMERICAN USD0.54945 P 02/01/2016 04/28/2017 PROPERTY TYPE: SECURITIES 110,465. 31,060. 79,405.
JSA 7E1730 1.000 43461C 2532 Page 415 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ANGLO AMERICAN USD0.54945 P 04/30/2014 04/03/2017 PROPERTY TYPE: SECURITIES 109,756. 190,534. -80,778.
ANGLO AMERICAN USD0.54945 P 04/29/2015 04/07/2017 PROPERTY TYPE: SECURITIES 81,643. 94,283. -12,640.
ANGLO AMERICAN USD0.54945 P 10/14/2015 04/07/2017 PROPERTY TYPE: SECURITIES 32,515. 22,538. 9,977.
ANGLO AMERICAN USD0.54945 P 01/14/2016 04/26/2017 PROPERTY TYPE: SECURITIES 3,486. 842. 2,644.
ANGLO AMERICAN USD0.54945 P 02/01/2016 04/26/2017 PROPERTY TYPE: SECURITIES 118,310. 33,188. 85,122.
ANGLO AMERICAN USD0.54945 P 01/13/2016 04/21/2017 PROPERTY TYPE: SECURITIES 76,703. 18,297. 58,407.
ADR ITAU UNIBANCO HLDG SA SPON 500 P 08/02/2007 07/07/2017 PROPERTY TYPE: SECURITIES 119,068. 219,801. -100,733.
ADR ITAU UNIBANCO HLDG SA SPON 500 P 09/05/2007 07/07/2017 PROPERTY TYPE: SECURITIES 616,593. 1,087,021. -470,428.
ADR PETROLEO BRASILEIRO SA PETROBRAS P 09/05/2007 07/07/2017 PROPERTY TYPE: SECURITIES 78,088. 292,765. -214,676.
ADR PETROLEO BRASILEIRO SA PETROBRAS P 09/24/2010 07/07/2017 PROPERTY TYPE: SECURITIES 77,631. 326,732. -249,101.
ADR PETROLEO BRASILEIRO SA PETROBRAS P 11/08/2010 07/07/2017 PROPERTY TYPE: SECURITIES 23,178. 105,208. -82,030.
LOJAS AMERICANAS PRF NPV P 02/09/2012 07/07/2017 PROPERTY TYPE: SECURITIES 114,814. 140,372. -25,557.
JSA 7E1730 1.000 43461C 2532 Page 416 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LOJAS AMERICANAS PRF NPV P 02/10/2012 07/07/2017 PROPERTY TYPE: SECURITIES 114,531. 141,443. -26,912.
LOJAS AMERICANAS PRF NPV P 02/13/2012 07/07/2017 PROPERTY TYPE: SECURITIES 116,168. 145,611. -29,443.
LOJAS AMERICANAS PRF NPV P 02/14/2012 07/07/2017 PROPERTY TYPE: SECURITIES 8,154. 10,361. -2,207.
VALE SA P 03/06/2013 07/07/2017 PROPERTY TYPE: SECURITIES 34,641. 76,017. -41,376.
VALE SA P 03/07/2013 07/07/2017 PROPERTY TYPE: SECURITIES 191,318. 430,093. -238,775.
VALE SA P 04/03/2013 07/07/2017 PROPERTY TYPE: SECURITIES 284,128. 569,869. -285,741.
VALE SA P 04/04/2013 07/07/2017 PROPERTY TYPE: SECURITIES 74,085. 148,206. -74,122.
VALE SA P 04/05/2013 07/07/2017 PROPERTY TYPE: SECURITIES 87,925. 174,932. -87,008.
VALE SA P 04/08/2013 07/07/2017 PROPERTY TYPE: SECURITIES 88,291. 177,495. -89,204.
VALE SA COM NPV P 04/08/2013 09/11/2017 PROPERTY TYPE: SECURITIES
ORION HOLDINGS COR KRW500 P 03/27/2017 07/12/2017 PROPERTY TYPE: SECURITIES 12. 12.
ORION KRW500 P 03/27/2017 07/12/2017 PROPERTY TYPE: SECURITIES 42. 44. -2.
JSA 7E1730 1.000 43461C 2532 Page 417 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
5TH 3RD AUTO TR .89% DUE 11-15-2018 P 06/04/2014 07/15/2017 PROPERTY TYPE: SECURITIES 17,490. 17,487. 3.
5TH 3RD AUTO TR .89% DUE 11-15-2018 P 06/04/2014 04/15/2017 PROPERTY TYPE: SECURITIES 52,309. 52,300. 9.
5TH 3RD AUTO TR .89% DUE 11-15-2018 P 06/04/2014 01/15/2017 PROPERTY TYPE: SECURITIES 52,222. 52,213. 9.
5TH 3RD AUTO TR .89% DUE 11-15-2018 P 06/04/2014 06/15/2017 PROPERTY TYPE: SECURITIES 42,415. 42,408. 7.
5TH 3RD AUTO TR .89% DUE 11-15-2018 P 06/04/2014 03/15/2017 PROPERTY TYPE: SECURITIES 47,610. 47,602. 8.
5TH 3RD AUTO TR .89% DUE 11-15-2018 P 06/04/2014 05/15/2017 PROPERTY TYPE: SECURITIES 40,662. 40,656. 7.
5TH 3RD AUTO TR .89% DUE 11-15-2018 P 06/04/2014 02/15/2017 PROPERTY TYPE: SECURITIES 50,937. 50,928. 9.
ALLY AUTO 1.2% DUE 08-15-2018 P 01/20/2016 01/15/2017 PROPERTY TYPE: SECURITIES 30,395. 30,393. 2.
ALLY AUTO 1.2% DUE 08-15-2018 P 01/20/2016 04/15/2017 PROPERTY TYPE: SECURITIES 31,631. 31,629. 2.
ALLY AUTO 1.2% DUE 08-15-2018 P 01/20/2016 06/15/2017 PROPERTY TYPE: SECURITIES 27,697. 27,695. 2.
ALLY AUTO 1.2% DUE 08-15-2018 P 01/20/2016 02/15/2017 PROPERTY TYPE: SECURITIES 29,827. 29,826. 2.
ALLY AUTO 1.2% DUE 08-15-2018 P 01/20/2016 03/15/2017 PROPERTY TYPE: SECURITIES 28,039. 28,038. 2.
JSA 7E1730 1.000 43461C 2532 Page 418 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLY AUTO 1.2% DUE 08-15-2018 P 01/20/2016 05/15/2017 PROPERTY TYPE: SECURITIES 27,474. 27,472. 2.
ALLY AUTO 1.2% DUE 08-15-2018 P 01/20/2016 07/15/2017 PROPERTY TYPE: SECURITIES 26,827. 26,825. 2.
ALLY AUTO 2015-SN1 CLS A3 1.21% 3-20-17 P 08/19/2015 01/20/2017 PROPERTY TYPE: SECURITIES 37,214. 37,075. 140.
AMERICREDIT 1.15% DUE 06-10-2019 P 08/20/2014 04/08/2017 PROPERTY TYPE: SECURITIES 45,780. 45,778. 1.
AMERICREDIT 1.15% DUE 06-10-2019 P 08/20/2014 01/08/2017 PROPERTY TYPE: SECURITIES 44,729. 44,728. 1.
AMERICREDIT 1.15% DUE 06-10-2019 P 08/20/2014 03/08/2017 PROPERTY TYPE: SECURITIES 40,391. 40,390. 1.
AMERICREDIT 1.15% DUE 06-10-2019 P 08/20/2014 02/08/2017 PROPERTY TYPE: SECURITIES 42,108. 42,107. 1.
AMERICREDIT 1.15% DUE 06-10-2019 P 08/20/2014 06/08/2017 PROPERTY TYPE: SECURITIES 40,247. 40,246. 1.
AMERICREDIT 1.15% DUE 06-10-2019 P 08/20/2014 07/08/2017 PROPERTY TYPE: SECURITIES 37,812. 37,811. 1.
AMERICREDIT 1.15% DUE 06-10-2019 P 08/20/2014 05/08/2017 PROPERTY TYPE: SECURITIES 37,586. 37,585. 1.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 11/08/2017 PROPERTY TYPE: SECURITIES 22,751. 22,749. 1.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 08/08/2017 PROPERTY TYPE: SECURITIES 24,621. 24,619. 1.
JSA 7E1730 1.000 43461C 2532 Page 419 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 04/08/2017 PROPERTY TYPE: SECURITIES 31,227. 31,225. 2.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 05/08/2017 PROPERTY TYPE: SECURITIES 24,657. 24,656. 1.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 03/08/2017 PROPERTY TYPE: SECURITIES 29,729. 29,727. 2.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 01/08/2017 PROPERTY TYPE: SECURITIES 36,378. 36,376. 2.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 02/08/2017 PROPERTY TYPE: SECURITIES 34,013. 34,011. 2.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 12/08/2017 PROPERTY TYPE: SECURITIES 21,366. 21,365. 1.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 07/08/2017 PROPERTY TYPE: SECURITIES 27,605. 27,604. 1.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 10/08/2017 PROPERTY TYPE: SECURITIES 22,746. 22,745. 1.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 06/08/2017 PROPERTY TYPE: SECURITIES 27,497. 27,496. 1.
AMERICREDIT 1.42% DUE 10-08-2019 P 04/05/2016 09/08/2017 PROPERTY TYPE: SECURITIES 25,572. 25,571. 1.
AMERICREDIT 1.54% DUE 03-09-2020 P 08/04/2015 11/08/2017 PROPERTY TYPE: SECURITIES 65,588. 65,583. 5.
AMERICREDIT 1.54% DUE 03-09-2020 P 08/04/2015 08/08/2017 PROPERTY TYPE: SECURITIES 70,664. 70,658. 6.
JSA 7E1730 1.000 43461C 2532 Page 420 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AMERICREDIT 1.54% DUE 03-09-2020 P 08/04/2015 05/08/2017 PROPERTY TYPE: SECURITIES 18,465. 18,463. 2.
AMERICREDIT 1.54% DUE 03-09-2020 P 08/04/2015 07/08/2017 PROPERTY TYPE: SECURITIES 80,832. 80,825. 7.
AMERICREDIT 1.54% DUE 03-09-2020 P 08/04/2015 10/08/2017 PROPERTY TYPE: SECURITIES 68,842. 68,837. 5.
AMERICREDIT 1.54% DUE 03-09-2020 P 08/04/2015 09/08/2017 PROPERTY TYPE: SECURITIES 70,750. 70,744. 6.
AMERICREDIT 1.54% DUE 03-09-2020 P 08/04/2015 06/08/2017 PROPERTY TYPE: SECURITIES 80,495. 80,488. 7.
AMERICREDIT 1.54% DUE 03-09-2020 P 08/04/2015 12/08/2017 PROPERTY TYPE: SECURITIES 62,158. 62,153. 4.
AMERICREDIT 1.81% DUE 10-08-2020 P 01/12/2016 11/08/2017 PROPERTY TYPE: SECURITIES 27,766. 27,762. 4.
AMERICREDIT 1.81% DUE 10-08-2020 P 01/12/2016 12/08/2017 PROPERTY TYPE: SECURITIES 26,408. 26,405. 4.
AMERICREDIT 1.81% DUE 10-08-2020 P 01/12/2016 10/08/2017 PROPERTY TYPE: SECURITIES 8,595. 8,594. 1.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 07/17/2017 PROPERTY TYPE: SECURITIES 5,493. 5,493.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 12/15/2017 PROPERTY TYPE: SECURITIES 1,649. 1,649.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 01/18/2017 PROPERTY TYPE: SECURITIES 445. 445.
JSA 7E1730 1.000 43461C 2532 Page 421 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 09/15/2017 PROPERTY TYPE: SECURITIES 2,512. 2,512.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 04/17/2017 PROPERTY TYPE: SECURITIES 3,576. 3,576.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 06/16/2017 PROPERTY TYPE: SECURITIES 1,444. 1,444.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 11/17/2017 PROPERTY TYPE: SECURITIES 1,743. 1,743.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 02/17/2017 PROPERTY TYPE: SECURITIES 860. 860.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 05/17/2017 PROPERTY TYPE: SECURITIES 1,208. 1,208.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 03/17/2017 PROPERTY TYPE: SECURITIES 661. 661.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 10/17/2017 PROPERTY TYPE: SECURITIES 1,021. 1,021.
B2R MTG TR 2015-2 3.336% DUE 11-15-2048 P 11/10/2015 08/17/2017 PROPERTY TYPE: SECURITIES 2,032. 2,032.
BMW VEH OWNER TR .97% DUE 11-26-2018 P 10/08/2014 02/25/2017 PROPERTY TYPE: SECURITIES 55,028. 55,028.
BMW VEH OWNER TR .97% DUE 11-26-2018 P 10/08/2014 01/25/2017 PROPERTY TYPE: SECURITIES 56,539. 56,539.
BMW VEH OWNER TR .97% DUE 11-26-2018 P 10/08/2014 04/25/2017 PROPERTY TYPE: SECURITIES 52,250. 52,250.
JSA 7E1730 1.000 43461C 2532 Page 422 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BMW VEH OWNER TR .97% DUE 11-26-2018 P 10/08/2014 03/25/2017 PROPERTY TYPE: SECURITIES 46,943. 46,943.
BMW VEH OWNER TR .97% DUE 11-26-2018 P 10/08/2014 07/25/2017 PROPERTY TYPE: SECURITIES 44,196. 44,196.
BMW VEH OWNER TR .97% DUE 11-26-2018 P 10/08/2014 05/25/2017 PROPERTY TYPE: SECURITIES 46,780. 46,780.
BMW VEH OWNER TR .97% DUE 11-26-2018 P 10/08/2014 08/25/2017 PROPERTY TYPE: SECURITIES 40,101. 40,101.
BMW VEH OWNER TR .97% DUE 11-26-2018 P 10/08/2014 06/25/2017 PROPERTY TYPE: SECURITIES 44,640. 44,640.
CA REP AUTO 1.62% DUE 11-15-2019 P 09/25/2015 03/15/2017 PROPERTY TYPE: SECURITIES 89,407. 89,403. 4.
CA REP AUTO 1.62% DUE 11-15-2019 P 09/25/2015 12/15/2017 PROPERTY TYPE: SECURITIES 97,476. 97,471. 5.
CA REP AUTO 1.62% DUE 11-15-2019 P 09/25/2015 05/15/2017 PROPERTY TYPE: SECURITIES 122,413. 122,407. 6.
CA REP AUTO 1.62% DUE 11-15-2019 P 09/25/2015 06/15/2017 PROPERTY TYPE: SECURITIES 130,286. 130,280. 6.
CA REP AUTO 1.62% DUE 11-15-2019 P 09/25/2015 07/15/2017 PROPERTY TYPE: SECURITIES 122,761. 122,755. 6.
CA REP AUTO 1.62% DUE 11-15-2019 P 09/25/2015 11/15/2017 PROPERTY TYPE: SECURITIES 103,419. 103,414. 5.
CA REP AUTO 1.62% DUE 11-15-2019 P 09/25/2015 09/15/2017 PROPERTY TYPE: SECURITIES 115,282. 115,276. 6.
JSA 7E1730 1.000 43461C 2532 Page 423 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CA REP AUTO 1.62% DUE 11-15-2019 P 09/25/2015 04/15/2017 PROPERTY TYPE: SECURITIES 144,569. 144,562. 7.
CA REP AUTO 1.62% DUE 11-15-2019 P 09/25/2015 08/15/2017 PROPERTY TYPE: SECURITIES 121,018. 121,012. 6.
CA REP AUTO 1.62% DUE 11-15-2019 P 09/25/2015 10/15/2017 PROPERTY TYPE: SECURITIES 125,294. 125,288. 6.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 09/15/2017 PROPERTY TYPE: SECURITIES 33,887. 33,884. 3.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 12/15/2017 PROPERTY TYPE: SECURITIES 30,500. 30,498. 2.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 08/15/2017 PROPERTY TYPE: SECURITIES 33,603. 33,601. 3.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 02/15/2017 PROPERTY TYPE: SECURITIES 40,308. 40,305. 3.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 11/15/2017 PROPERTY TYPE: SECURITIES 32,121. 32,118. 3.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 06/15/2017 PROPERTY TYPE: SECURITIES 37,453. 37,450. 3.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 05/15/2017 PROPERTY TYPE: SECURITIES 36,769. 36,766. 3.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 04/15/2017 PROPERTY TYPE: SECURITIES 42,283. 42,280. 3.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 07/15/2017 PROPERTY TYPE: SECURITIES 37,133. 37,130. 3.
JSA 7E1730 1.000 43461C 2532 Page 424 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 03/15/2017 PROPERTY TYPE: SECURITIES 39,078. 39,075. 3.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 10/15/2017 PROPERTY TYPE: SECURITIES 32,253. 32,250. 3.
CARMAX AUTO OWNER 1.16% DUE 06-17-2019 P 08/06/2014 01/15/2017 PROPERTY TYPE: SECURITIES 41,785. 41,782. 3.
CARNOW AUTO 1.69% DUE 01-15-2020 P 09/11/2015 01/15/2017 PROPERTY TYPE: SECURITIES 58,319. 58,319.
CHRYSLER CAP AUTO 1.77% DUE 10-15-2020 P 04/13/2016 12/15/2017 PROPERTY TYPE: SECURITIES 33,020. 33,016. 4.
CHRYSLER CAP AUTO 1.77% DUE 10-15-2020 P 04/13/2016 11/15/2017 PROPERTY TYPE: SECURITIES 28,566. 28,562. 4.
CHRYSLER CAP AUTO 1.77% DUE 10-15-2020 P 04/13/2016 10/15/2017 PROPERTY TYPE: SECURITIES 20,913. 20,910. 3.
CITI HELD SER 15-PM1 CS B 3.75% 12-15-21 P 07/29/2015 06/15/2017 PROPERTY TYPE: SECURITIES 127,865. 127,847. 18.
CITI HELD SER 15-PM1 CS B 3.75% 12-15-21 P 07/29/2015 10/15/2017 PROPERTY TYPE: SECURITIES 93,381. 93,368. 13.
CITI HELD SER 15-PM1 CS B 3.75% 12-15-21 P 07/29/2015 04/15/2017 PROPERTY TYPE: SECURITIES 140,719. 140,699. 20.
CITI HELD SER 15-PM1 CS B 3.75% 12-15-21 P 07/29/2015 02/15/2017 PROPERTY TYPE: SECURITIES 135,646. 135,627. 19.
CITI HELD SER 15-PM1 CS B 3.75% 12-15-21 P 07/29/2015 05/15/2017 PROPERTY TYPE: SECURITIES 117,325. 117,309. 16.
JSA 7E1730 1.000 43461C 2532 Page 425 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CITI HELD SER 15-PM1 CS B 3.75% 12-15-21 P 07/29/2015 08/15/2017 PROPERTY TYPE: SECURITIES 101,537. 101,523. 14.
CITI HELD SER 15-PM1 CS B 3.75% 12-15-21 P 07/29/2015 09/15/2017 PROPERTY TYPE: SECURITIES 106,625. 106,610. 15.
CITI HELD SER 15-PM1 CS B 3.75% 12-15-21 P 07/29/2015 07/15/2017 PROPERTY TYPE: SECURITIES 118,286. 118,269. 17.
CITI HELD SER 15-PM1 CS B 3.75% 12-15-21 P 07/29/2015 03/15/2017 PROPERTY TYPE: SECURITIES 131,110. 131,092. 18.
CITI HELD SER 15-PM1 CS B 3.75% 12-15-21 P 07/29/2015 01/15/2017 PROPERTY TYPE: SECURITIES 7,884. 7,883. 1.
CNH EQUIP TR .91% DUE 05-15-2019 P 06/03/2014 02/15/2017 PROPERTY TYPE: SECURITIES 93,008. 93,005. 3.
CNH EQUIP TR .91% DUE 05-15-2019 P 06/03/2014 04/15/2017 PROPERTY TYPE: SECURITIES 82,489. 82,487. 2.
CNH EQUIP TR .91% DUE 05-15-2019 P 06/03/2014 03/15/2017 PROPERTY TYPE: SECURITIES 57,904. 57,902. 2.
CNH EQUIP TR .91% DUE 05-15-2019 P 06/03/2014 08/15/2017 PROPERTY TYPE: SECURITIES 14,695. 14,694.
CNH EQUIP TR .91% DUE 05-15-2019 P 06/03/2014 07/15/2017 PROPERTY TYPE: SECURITIES 22,641. 22,641. 1.
CNH EQUIP TR .91% DUE 05-15-2019 P 06/03/2014 01/15/2017 PROPERTY TYPE: SECURITIES 83,474. 83,472. 2.
CNH EQUIP TR .91% DUE 05-15-2019 P 06/03/2014 05/15/2017 PROPERTY TYPE: SECURITIES 53,988. 53,987. 2.
JSA 7E1730 1.000 43461C 2532 Page 426 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CNH EQUIP TR .91% DUE 05-15-2019 P 06/03/2014 06/15/2017 PROPERTY TYPE: SECURITIES 20,286. 20,285. 1.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 04/15/2017 PROPERTY TYPE: SECURITIES 34,696. 34,696.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 10/15/2017 PROPERTY TYPE: SECURITIES 26,153. 26,153.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 05/15/2017 PROPERTY TYPE: SECURITIES 29,385. 29,385.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 07/15/2017 PROPERTY TYPE: SECURITIES 26,539. 26,538. 1.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 12/15/2017 PROPERTY TYPE: SECURITIES 23,699. 23,699.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 11/15/2017 PROPERTY TYPE: SECURITIES 24,555. 24,555.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 09/15/2017 PROPERTY TYPE: SECURITIES 24,674. 24,674.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 02/15/2017 PROPERTY TYPE: SECURITIES 30,515. 30,515.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 03/15/2017 PROPERTY TYPE: SECURITIES 29,802. 29,802.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 01/15/2017 PROPERTY TYPE: SECURITIES 31,656. 31,656.
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 08/15/2017 PROPERTY TYPE: SECURITIES 24,090. 24,090.
JSA 7E1730 1.000 43461C 2532 Page 427 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CPS AUTO 1.65% DUE 11-15-2019 P 06/09/2015 06/15/2017 PROPERTY TYPE: SECURITIES 30,556. 30,556.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 01/15/2017 PROPERTY TYPE: SECURITIES 40,359. 40,357. 2.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 03/15/2017 PROPERTY TYPE: SECURITIES 39,931. 39,929. 2.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 12/15/2017 PROPERTY TYPE: SECURITIES 31,631. 31,629. 1.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 11/15/2017 PROPERTY TYPE: SECURITIES 33,377. 33,376. 1.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 07/15/2017 PROPERTY TYPE: SECURITIES 38,545. 38,544. 1.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 05/15/2017 PROPERTY TYPE: SECURITIES 37,053. 37,052. 1.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 02/15/2017 PROPERTY TYPE: SECURITIES 39,240. 39,239. 2.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 09/15/2017 PROPERTY TYPE: SECURITIES 35,804. 35,802. 1.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 04/15/2017 PROPERTY TYPE: SECURITIES 43,362. 43,360. 2.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 08/15/2017 PROPERTY TYPE: SECURITIES 34,836. 34,835. 1.
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 10/15/2017 PROPERTY TYPE: SECURITIES 31,268. 31,267. 1.
JSA 7E1730 1.000 43461C 2532 Page 428 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CPS AUTO 2.25% DUE 10-15-2019 P 01/22/2016 06/15/2017 PROPERTY TYPE: SECURITIES 40,054. 40,052. 2.
CR ACCEP AUTO LN 2.4% DUE 02-15-2023 P 08/12/2015 11/15/2017 PROPERTY TYPE: SECURITIES 92,009. 92,004. 4.
CR ACCEP AUTO LN 2.4% DUE 02-15-2023 P 08/12/2015 12/15/2017 PROPERTY TYPE: SECURITIES 85,934. 85,930. 4.
CR ACCEP AUTO LN 2.4% DUE 02-15-2023 P 08/12/2015 09/15/2017 PROPERTY TYPE: SECURITIES 95,925. 95,921. 5.
CR ACCEP AUTO LN 2.4% DUE 02-15-2023 P 08/12/2015 10/15/2017 PROPERTY TYPE: SECURITIES 94,845. 94,840. 4.
EXETER AUTOMOBILE 2.05% DUE 12-15-2021 P 09/12/2017 10/16/2017 PROPERTY TYPE: SECURITIES 10,894. 10,894.
EXETER AUTOMOBILE 2.05% DUE 12-15-2021 P 09/12/2017 11/15/2017 PROPERTY TYPE: SECURITIES 10,904. 10,903. 1.
EXETER AUTOMOBILE 2.05% DUE 12-15-2021 P 09/12/2017 12/15/2017 PROPERTY TYPE: SECURITIES 11,631. 11,631.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 07/15/2017 PROPERTY TYPE: SECURITIES 17,020. 17,018. 2.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 11/15/2017 PROPERTY TYPE: SECURITIES 16,434. 16,432. 2.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 04/15/2017 PROPERTY TYPE: SECURITIES 22,621. 22,619. 2.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 06/15/2017 PROPERTY TYPE: SECURITIES 18,330. 18,328. 2.
JSA 7E1730 1.000 43461C 2532 Page 429 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 01/15/2017 PROPERTY TYPE: SECURITIES 19,819. 19,817. 2.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 02/15/2017 PROPERTY TYPE: SECURITIES 19,873. 19,871. 2.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 05/15/2017 PROPERTY TYPE: SECURITIES 18,513. 18,511. 2.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 12/15/2017 PROPERTY TYPE: SECURITIES 14,046. 14,045. 1.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 03/15/2017 PROPERTY TYPE: SECURITIES 19,343. 19,341. 2.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 09/15/2017 PROPERTY TYPE: SECURITIES 17,109. 17,107. 2.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 10/15/2017 PROPERTY TYPE: SECURITIES 15,384. 15,383. 1.
GLS AUTO 2.73% DUE 10-15-2020 P 05/12/2016 08/15/2017 PROPERTY TYPE: SECURITIES 17,739. 17,737. 2.
GO FINL AUTO 3.27% DUE 11-15-2018 P 11/19/2015 03/15/2017 PROPERTY TYPE: SECURITIES 46,581. 46,581.
GO FINL AUTO 3.27% DUE 11-15-2018 P 11/19/2015 01/17/2017 PROPERTY TYPE: SECURITIES 49,875. 49,875.
GO FINL AUTO 3.27% DUE 11-15-2018 P 11/19/2015 07/17/2017 PROPERTY TYPE: SECURITIES 35,191. 35,191.
GO FINL AUTO 3.27% DUE 11-15-2018 P 11/19/2015 05/15/2017 PROPERTY TYPE: SECURITIES 37,982. 37,982.
JSA 7E1730 1.000 43461C 2532 Page 430 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GO FINL AUTO 3.27% DUE 11-15-2018 P 11/19/2015 02/15/2017 PROPERTY TYPE: SECURITIES 51,078. 51,078.
GO FINL AUTO 3.27% DUE 11-15-2018 P 11/19/2015 04/17/2017 PROPERTY TYPE: SECURITIES 46,317. 46,317.
GO FINL AUTO 3.27% DUE 11-15-2018 P 11/19/2015 06/15/2017 PROPERTY TYPE: SECURITIES 37,414. 37,414.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 09/15/2017 PROPERTY TYPE: SECURITIES 45,750. 45,738. 12.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 01/15/2017 PROPERTY TYPE: SECURITIES 52,202. 52,189. 14.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 04/15/2017 PROPERTY TYPE: SECURITIES 59,849. 59,833. 16.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 11/15/2017 PROPERTY TYPE: SECURITIES 38,709. 38,699. 10.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 05/15/2017 PROPERTY TYPE: SECURITIES 52,964. 52,950. 14.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 03/15/2017 PROPERTY TYPE: SECURITIES 51,100. 51,087. 13.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 12/15/2017 PROPERTY TYPE: SECURITIES 34,392. 34,384. 9.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 10/15/2017 PROPERTY TYPE: SECURITIES 40,537. 40,526. 11.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 06/15/2017 PROPERTY TYPE: SECURITIES 50,638. 50,625. 13.
JSA 7E1730 1.000 43461C 2532 Page 431 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 08/15/2017 PROPERTY TYPE: SECURITIES 44,716. 44,704. 12.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 02/15/2017 PROPERTY TYPE: SECURITIES 49,432. 49,419. 13.
HARLEY-DAVIDSON 1.1% DUE 09-15-2019 P 04/08/2014 07/15/2017 PROPERTY TYPE: SECURITIES 47,990. 47,978. 12.
HERO FDG 2017-2 FIXED 3.28% 9-20-48 P 07/26/2017 11/20/2017 PROPERTY TYPE: SECURITIES 8,521. 8,520. 1.
HERO FDG 2017-2 FIXED 3.28% 9-20-48 P 07/26/2017 09/20/2017 PROPERTY TYPE: SECURITIES 7,950. 7,949. 1.
HERO FDG 2017-2 FIXED 3.28% 9-20-48 P 07/26/2017 12/20/2017 PROPERTY TYPE: SECURITIES 7,927. 7,926. 1.
HERO FDG 2017-2 FIXED 3.28% 9-20-48 P 07/26/2017 10/20/2017 PROPERTY TYPE: SECURITIES 5,842. 5,841. 1.
HYUNDAI AUTO .9% DUE 12-17-2018 P 05/07/2014 01/15/2017 PROPERTY TYPE: SECURITIES 42,698. 42,697. 1.
HYUNDAI AUTO .9% DUE 12-17-2018 P 05/07/2014 03/15/2017 PROPERTY TYPE: SECURITIES 37,869. 37,868. 1.
HYUNDAI AUTO .9% DUE 12-17-2018 P 05/07/2014 06/15/2017 PROPERTY TYPE: SECURITIES 36,596. 36,594. 1.
HYUNDAI AUTO .9% DUE 12-17-2018 P 05/07/2014 07/15/2017 PROPERTY TYPE: SECURITIES 36,616. 36,615. 1.
HYUNDAI AUTO .9% DUE 12-17-2018 P 05/07/2014 02/15/2017 PROPERTY TYPE: SECURITIES 41,712. 41,710. 1.
JSA 7E1730 1.000 43461C 2532 Page 432 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HYUNDAI AUTO .9% DUE 12-17-2018 P 05/07/2014 04/15/2017 PROPERTY TYPE: SECURITIES 42,451. 42,450. 1.
HYUNDAI AUTO .9% DUE 12-17-2018 P 05/07/2014 05/15/2017 PROPERTY TYPE: SECURITIES 36,172. 36,171. 1.
HYUNDAI AUTO .9% DUE 12-17-2018 P 05/07/2014 08/15/2017 PROPERTY TYPE: SECURITIES 34,351. 34,350. 1.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 06/15/2017 PROPERTY TYPE: SECURITIES 39,033. 39,025. 9.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 05/15/2017 PROPERTY TYPE: SECURITIES 65,541. 65,527. 14.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 08/15/2017 PROPERTY TYPE: SECURITIES 29,814. 29,807. 7.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 01/15/2017 PROPERTY TYPE: SECURITIES 56,884. 56,871. 12.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 11/15/2017 PROPERTY TYPE: SECURITIES 39,389. 39,381. 9.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 04/15/2017 PROPERTY TYPE: SECURITIES 49,086. 49,075. 11.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 07/15/2017 PROPERTY TYPE: SECURITIES 27,136. 27,130. 6.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 10/15/2017 PROPERTY TYPE: SECURITIES 26,221. 26,215. 6.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 02/15/2017 PROPERTY TYPE: SECURITIES 77,584. 77,567. 17.
JSA 7E1730 1.000 43461C 2532 Page 433 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 03/15/2017 PROPERTY TYPE: SECURITIES 46,720. 46,710. 10.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 09/15/2017 PROPERTY TYPE: SECURITIES 25,945. 25,939. 6.
MARKETPLACE LOAN 15-0D4 CL A 3.25% P 12/21/2016 01/17/2017 PROPERTY TYPE: SECURITIES
NISSAN AUTO LEASE 1.12% DUE 09-15-2017 P 10/08/2014 01/15/2017 PROPERTY TYPE: SECURITIES 178,455. 178,450. 5.
PROGRESS RES SER 15-SFR2 CLS A 2.74% P 05/20/2015 03/14/2017 PROPERTY TYPE: SECURITIES 725. 725.
PROGRESS RES SER 15-SFR2 CLS A 2.74% P 05/20/2015 12/13/2017 PROPERTY TYPE: SECURITIES 435. 435.
PROGRESS RES SER 15-SFR2 CLS A 2.74% P 05/20/2015 08/14/2017 PROPERTY TYPE: SECURITIES 460. 460.
PROGRESS RES SER 15-SFR2 CLS A 2.74% P 05/20/2015 05/12/2017 PROPERTY TYPE: SECURITIES 623. 623.
PROGRESS RES SER 15-SFR2 CLS A 2.74% P 05/20/2015 06/14/2017 PROPERTY TYPE: SECURITIES 1,129. 1,129.
PROGRESS RES SER 15-SFR2 CLS A 2.74% P 05/20/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,013. 1,013.
AMERICAN CR ACEP 15-2 CL B 2.97% 5-12-21 P 06/17/2015 05/12/2017 PROPERTY TYPE: SECURITIES 110,332. 110,320. 12.
AMERICAN CR ACEP 15-2 CL B 2.97% 5-12-21 P 06/17/2015 07/12/2017 PROPERTY TYPE: SECURITIES 144,025. 144,010. 15.
JSA 7E1730 1.000 43461C 2532 Page 434 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AMERICAN CR ACEP 15-2 CL B 2.97% 5-12-21 P 06/17/2015 06/12/2017 PROPERTY TYPE: SECURITIES 164,755. 164,737. 17.
AMERICAN CR ACEP 15-2 CL B 2.97% 5-12-21 P 06/17/2015 10/12/2017 PROPERTY TYPE: SECURITIES 130,365. 130,351. 14.
AMERICAN CR ACEP 15-2 CL B 2.97% 5-12-21 P 06/17/2015 11/12/2017 PROPERTY TYPE: SECURITIES 124,440. 124,427. 13.
AMERICAN CR ACEP 15-2 CL B 2.97% 5-12-21 P 06/17/2015 08/12/2017 PROPERTY TYPE: SECURITIES 129,491. 129,478. 14.
AMERICAN CR ACEP 15-2 CL B 2.97% 5-12-21 P 06/17/2015 12/12/2017 PROPERTY TYPE: SECURITIES 112,023. 112,011. 12.
AMERICAN CR ACEP 15-2 CL B 2.97% 5-12-21 P 06/17/2015 09/12/2017 PROPERTY TYPE: SECURITIES 137,066. 137,052. 14.
ARLP SECURTZ SR SER 2015-1 CL-A1 5-25-55 P 06/26/2015 03/25/2017 PROPERTY TYPE: SECURITIES 148,438. 148,438.
ARLP SECURTZ SR SER 2015-1 CL-A1 5-25-55 P 06/26/2015 02/27/2017 PROPERTY TYPE: SECURITIES 274,621. 274,621.
ARLP SECURTZ SR SER 2015-1 CL-A1 5-25-55 P 06/26/2015 01/25/2017 PROPERTY TYPE: SECURITIES 4,685. 4,685.
BCC FDG XIII EQUIP NT 144A 2.2% 12-20-21 P 09/14/2016 07/20/2017 PROPERTY TYPE: SECURITIES 15,094. 15,092. 2.
BCC FDG XIII EQUIP NT 144A 2.2% 12-20-21 P 09/14/2016 10/20/2017 PROPERTY TYPE: SECURITIES 13,366. 13,364. 2.
BCC FDG XIII EQUIP NT 144A 2.2% 12-20-21 P 09/14/2016 11/20/2017 PROPERTY TYPE: SECURITIES 13,182. 13,180. 2.
JSA 7E1730 1.000 43461C 2532 Page 435 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BCC FDG XIII EQUIP NT 144A 2.2% 12-20-21 P 09/14/2016 06/20/2017 PROPERTY TYPE: SECURITIES 10,866. 10,865. 1.
BCC FDG XIII EQUIP NT 144A 2.2% 12-20-21 P 09/14/2016 08/20/2017 PROPERTY TYPE: SECURITIES 16,149. 16,147. 2.
BCC FDG XIII EQUIP NT 144A 2.2% 12-20-21 P 09/14/2016 09/20/2017 PROPERTY TYPE: SECURITIES 11,878. 11,877. 1.
BCC FDG XIII EQUIP NT 144A 2.2% 12-20-21 P 09/14/2016 12/20/2017 PROPERTY TYPE: SECURITIES 11,628. 11,626. 1.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 02/15/2017 PROPERTY TYPE: SECURITIES 10,276. 10,238. 39.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 06/15/2017 PROPERTY TYPE: SECURITIES 9,676. 9,639. 36.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 11/15/2017 PROPERTY TYPE: SECURITIES 7,551. 7,523. 28.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 07/15/2017 PROPERTY TYPE: SECURITIES 7,948. 7,918. 30.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 09/15/2017 PROPERTY TYPE: SECURITIES 8,165. 8,134. 31.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 03/15/2017 PROPERTY TYPE: SECURITIES 8,904. 8,871. 33.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 10/15/2017 PROPERTY TYPE: SECURITIES 7,401. 7,373. 28.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 08/15/2017 PROPERTY TYPE: SECURITIES 7,330. 7,302. 27.
JSA 7E1730 1.000 43461C 2532 Page 436 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 12/15/2017 PROPERTY TYPE: SECURITIES 6,299. 6,275. 24.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 05/15/2017 PROPERTY TYPE: SECURITIES 9,399. 9,364. 35.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 04/15/2017 PROPERTY TYPE: SECURITIES 9,620. 9,584. 36.
CARFIN TR 2014-2 NT CL A 1.44% 11-16-20 P 08/04/2015 01/15/2017 PROPERTY TYPE: SECURITIES 10,811. 10,770. 41.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 01/15/2017 PROPERTY TYPE: SECURITIES 18,862. 18,815. 46.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 10/15/2017 PROPERTY TYPE: SECURITIES 14,761. 14,725. 36.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 09/15/2017 PROPERTY TYPE: SECURITIES 16,090. 16,050. 40.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 04/15/2017 PROPERTY TYPE: SECURITIES 20,201. 20,152. 50.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 02/15/2017 PROPERTY TYPE: SECURITIES 18,606. 18,561. 46.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 03/15/2017 PROPERTY TYPE: SECURITIES 18,300. 18,255. 45.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 12/15/2017 PROPERTY TYPE: SECURITIES 13,275. 13,242. 33.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 05/15/2017 PROPERTY TYPE: SECURITIES 16,962. 16,920. 42.
JSA 7E1730 1.000 43461C 2532 Page 437 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 06/15/2017 PROPERTY TYPE: SECURITIES 18,668. 18,622. 46.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 11/15/2017 PROPERTY TYPE: SECURITIES 13,789. 13,755. 34.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 08/15/2017 PROPERTY TYPE: SECURITIES 15,708. 15,669. 39.
CITI ISS SER 2016-MF1 CL A 4.48% 8-15-22 P 02/26/2016 07/15/2017 PROPERTY TYPE: SECURITIES 14,960. 14,923. 37.
CONSUMER LN SR 17-NP1 CL A 2.78% 4-17-23 P 06/14/2017 12/15/2017 PROPERTY TYPE: SECURITIES 17,984. 17,984.
CONSUMER LN SR 17-NP1 CL A 2.78% 4-17-23 P 06/14/2017 11/15/2017 PROPERTY TYPE: SECURITIES 17,252. 17,252.
CONSUMER LN SR 17-NP1 CL A 2.78% 4-17-23 P 06/14/2017 09/15/2017 PROPERTY TYPE: SECURITIES 20,161. 20,161.
CONSUMER LN SR 17-NP1 CL A 2.78% 4-17-23 P 06/14/2017 10/16/2017 PROPERTY TYPE: SECURITIES 16,446. 16,446.
CONSUMER LN SR 17-NP1 CL A 2.78% 4-17-23 P 06/14/2017 08/15/2017 PROPERTY TYPE: SECURITIES 23,127. 23,127.
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 10/15/2017 PROPERTY TYPE: SECURITIES 35,440. 35,437. 3.
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 04/15/2017 PROPERTY TYPE: SECURITIES 57,778. 57,774. 4.
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 09/15/2017 PROPERTY TYPE: SECURITIES 37,311. 37,308. 3.
JSA 7E1730 1.000 43461C 2532 Page 438 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 05/15/2017 PROPERTY TYPE: SECURITIES 44,021. 44,018. 3.
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 03/15/2017 PROPERTY TYPE: SECURITIES 44,242. 44,239. 3.
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 06/15/2017 PROPERTY TYPE: SECURITIES 45,372. 45,369. 4.
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 02/15/2017 PROPERTY TYPE: SECURITIES 41,950. 41,947. 3.
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 11/15/2017 PROPERTY TYPE: SECURITIES 35,482. 35,479. 3.
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 08/15/2017 PROPERTY TYPE: SECURITIES 40,610. 40,607. 3.
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 07/15/2017 PROPERTY TYPE: SECURITIES 43,677. 43,674. 3.
CPS AUTO RE TR 2015-C NT CL A 144A 1.77% P 09/11/2015 01/15/2017 PROPERTY TYPE: SECURITIES 46,020. 46,016. 4.
DRIVE AUTO REC TRST SER 16-AA CL B 3.23% P 01/21/2016 10/15/2017 PROPERTY TYPE: SECURITIES 63,568. 63,563. 4.
DRIVE AUTO REC TRST SER 16-AA CL B 3.23% P 01/21/2016 06/15/2017 PROPERTY TYPE: SECURITIES 71,047. 71,043. 5.
DRIVE AUTO REC TRST SER 16-AA CL B 3.23% P 01/21/2016 05/15/2017 PROPERTY TYPE: SECURITIES 78,634. 78,629. 5.
DRIVE AUTO REC TRST SER 16-AA CL B 3.23% P 01/21/2016 08/15/2017 PROPERTY TYPE: SECURITIES 71,797. 71,792. 5.
JSA 7E1730 1.000 43461C 2532 Page 439 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
DRIVE AUTO REC TRST SER 16-AA CL B 3.23% P 01/21/2016 11/15/2017 PROPERTY TYPE: SECURITIES 66,047. 66,043. 4.
DRIVE AUTO REC TRST SER 16-AA CL B 3.23% P 01/21/2016 07/15/2017 PROPERTY TYPE: SECURITIES 72,489. 72,484. 5.
DRIVE AUTO REC TRST SER 16-AA CL B 3.23% P 01/21/2016 09/15/2017 PROPERTY TYPE: SECURITIES 69,388. 69,383. 4.
DRIVE AUTO REC TRST SER 16-AA CL B 3.23% P 01/21/2016 12/15/2017 PROPERTY TYPE: SECURITIES 58,595. 58,591. 4.
DRIVE AUTO REC TRST SER 16-AA CL B 3.23% P 01/21/2016 04/15/2017 PROPERTY TYPE: SECURITIES 28,697. 28,695. 2.
DT AUTO OWNER TR 16-3 AST CL A 144A 1.75 P 06/08/2016 05/15/2017 PROPERTY TYPE: SECURITIES 68,261. 68,261.
DT AUTO OWNER TR 16-3 AST CL A 144A 1.75 P 06/08/2016 02/15/2017 PROPERTY TYPE: SECURITIES 78,352. 78,352.
DT AUTO OWNER TR 16-3 AST CL A 144A 1.75 P 06/08/2016 03/15/2017 PROPERTY TYPE: SECURITIES 74,831. 74,831.
DT AUTO OWNER TR 16-3 AST CL A 144A 1.75 P 06/08/2016 04/15/2017 PROPERTY TYPE: SECURITIES 73,948. 73,948.
DT AUTO OWNER TR 16-3 AST CL A 144A 1.75 P 06/08/2016 09/15/2017 PROPERTY TYPE: SECURITIES 73,317. 73,317.
DT AUTO OWNER TR 16-3 AST CL A 144A 1.75 P 06/08/2016 06/15/2017 PROPERTY TYPE: SECURITIES 63,927. 63,927.
DT AUTO OWNER TR 16-3 AST CL A 144A 1.75 P 06/08/2016 08/15/2017 PROPERTY TYPE: SECURITIES 80,657. 80,656. 1.
JSA 7E1730 1.000 43461C 2532 Page 440 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
DT AUTO OWNER TR 16-3 AST CL A 144A 1.75 P 06/08/2016 07/15/2017 PROPERTY TYPE: SECURITIES 71,699. 71,699.
DT AUTO OWNER TR 16-3 AST CL A 144A 1.75 P 06/08/2016 01/15/2017 PROPERTY TYPE: SECURITIES 90,229. 90,229.
DT AUTO OWNER TR 16-3 AST CL A 144A 1.75 P 06/08/2016 10/15/2017 PROPERTY TYPE: SECURITIES 139,900. 139,900. 1.
DT AUTO OWNER TRUST AST NT CL A 144A 2 P 01/13/2016 05/15/2017 PROPERTY TYPE: SECURITIES 66,844. 66,841. 3.
DT AUTO OWNER TRUST AST NT CL A 144A 2 P 01/13/2016 03/15/2017 PROPERTY TYPE: SECURITIES 70,175. 70,172. 3.
DT AUTO OWNER TRUST AST NT CL A 144A 2 P 01/13/2016 04/15/2017 PROPERTY TYPE: SECURITIES 74,007. 74,004. 3.
DT AUTO OWNER TRUST AST NT CL A 144A 2 P 01/13/2016 02/15/2017 PROPERTY TYPE: SECURITIES 74,783. 74,780. 3.
DT AUTO OWNER TRUST AST NT CL A 144A 2 P 01/13/2016 01/15/2017 PROPERTY TYPE: SECURITIES 80,810. 80,806. 3.
FIRST INVS AUT OWN TR 2015-2 CL A1 1.59% P 08/18/2015 02/15/2017 PROPERTY TYPE: SECURITIES 30,397. 30,396. 1.
FIRST INVS AUT OWN TR 2015-2 CL A1 1.59% P 08/18/2015 08/15/2017 PROPERTY TYPE: SECURITIES 28,362. 28,361.
FIRST INVS AUT OWN TR 2015-2 CL A1 1.59% P 08/18/2015 09/15/2017 PROPERTY TYPE: SECURITIES 26,853. 26,852.
FIRST INVS AUT OWN TR 2015-2 CL A1 1.59% P 08/18/2015 07/15/2017 PROPERTY TYPE: SECURITIES 26,091. 26,091.
JSA 7E1730 1.000 43461C 2532 Page 441 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FIRST INVS AUT OWN TR 2015-2 CL A1 1.59% P 08/18/2015 05/15/2017 PROPERTY TYPE: SECURITIES 27,662. 27,662.
FIRST INVS AUT OWN TR 2015-2 CL A1 1.59% P 08/18/2015 06/15/2017 PROPERTY TYPE: SECURITIES 25,555. 25,554. 1.
FIRST INVS AUT OWN TR 2015-2 CL A1 1.59% P 08/18/2015 01/15/2017 PROPERTY TYPE: SECURITIES 29,581. 29,581.
FIRST INVS AUT OWN TR 2015-2 CL A1 1.59% P 08/18/2015 04/15/2017 PROPERTY TYPE: SECURITIES 29,745. 29,745.
FIRST INVS AUT OWN TR 2015-2 CL A1 1.59% P 08/18/2015 03/15/2017 PROPERTY TYPE: SECURITIES 25,946. 25,946.
GCAT SR 15-2 CL A1 STEP-UP 7-25-20 P 07/22/2015 02/25/2017 PROPERTY TYPE: SECURITIES 22,052. 22,029. 23.
GCAT SR 15-2 CL A1 STEP-UP 7-25-20 P 07/22/2015 06/25/2017 PROPERTY TYPE: SECURITIES 31,328. 31,296. 32.
GCAT SR 15-2 CL A1 STEP-UP 7-25-20 P 07/22/2015 05/25/2017 PROPERTY TYPE: SECURITIES 186,589. 186,398. 191.
GCAT SR 15-2 CL A1 STEP-UP 7-25-20 P 07/22/2015 01/25/2017 PROPERTY TYPE: SECURITIES 31,682. 31,650. 32.
GCAT SR 15-2 CL A1 STEP-UP 7-25-20 P 07/22/2015 03/25/2017 PROPERTY TYPE: SECURITIES 17,605. 17,587. 18.
GCAT SR 15-2 CL A1 STEP-UP 7-25-20 P 07/22/2015 04/25/2017 PROPERTY TYPE: SECURITIES 33,916. 33,881. 35.
GOODGREEN 2017-1 TR NT CL A 144A 3.74% P 04/21/2017 08/15/2017 PROPERTY TYPE: SECURITIES 764. 763.
JSA 7E1730 1.000 43461C 2532 Page 442 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GOODGREEN 2017-1 TR NT CL A 144A 3.74% P 04/21/2017 12/15/2017 PROPERTY TYPE: SECURITIES 689. 688.
GOODGREEN 2017-1 TR NT CL A 144A 3.74% P 04/21/2017 09/15/2017 PROPERTY TYPE: SECURITIES 308. 308.
GOODGREEN 2017-1 TR NT CL A 144A 3.74% P 04/21/2017 07/17/2017 PROPERTY TYPE: SECURITIES 1,096. 1,095. 1.
GOODGREEN 2017-1 TR NT CL A 144A 3.74% P 04/21/2017 11/15/2017 PROPERTY TYPE: SECURITIES 1,111. 1,110. 1.
GOODGREEN 2017-1 TR NT CL A 144A 3.74% P 04/21/2017 06/15/2017 PROPERTY TYPE: SECURITIES 660. 660.
GOODGREEN 2017-1 TR NT CL A 144A 3.74% P 04/21/2017 05/15/2017 PROPERTY TYPE: SECURITIES 191. 190. 1.
HERO FDG SER 17-1A NT CL A2 4.46 9-20-47 P 04/21/2017 11/20/2017 PROPERTY TYPE: SECURITIES 6,864. 7,035. -170.
HERO FDG SER 17-1A NT CL A2 4.46 9-20-47 P 04/21/2017 09/20/2017 PROPERTY TYPE: SECURITIES 4,013. 4,112. -100.
HERO FDG SER 17-1A NT CL A2 4.46 9-20-47 P 04/21/2017 10/20/2017 PROPERTY TYPE: SECURITIES 6,124. 6,275. -152.
HERO FDG SER 17-1A NT CL A2 4.46 9-20-47 P 04/21/2017 08/20/2017 PROPERTY TYPE: SECURITIES 5,833. 5,977. -145.
HERO FDG SER 17-1A NT CL A2 4.46 9-20-47 P 04/21/2017 07/20/2017 PROPERTY TYPE: SECURITIES 6,311. 6,468. -157.
HERO FDG SER 17-1A NT CL A2 4.46 9-20-47 P 04/21/2017 05/20/2017 PROPERTY TYPE: SECURITIES 5,340. 5,473. -132.
JSA 7E1730 1.000 43461C 2532 Page 443 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HERO FDG SER 17-1A NT CL A2 4.46 9-20-47 P 04/21/2017 12/20/2017 PROPERTY TYPE: SECURITIES 7,105. 7,281. -176.
HERO FDG SER 17-1A NT CL A2 4.46 9-20-47 P 04/21/2017 06/20/2017 PROPERTY TYPE: SECURITIES 4,193. 4,297. -104.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 05/15/2017 PROPERTY TYPE: SECURITIES 17,406. 17,406.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 04/17/2017 PROPERTY TYPE: SECURITIES 22,561. 22,561.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 10/16/2017 PROPERTY TYPE: SECURITIES 9,800. 9,800.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 01/17/2017 PROPERTY TYPE: SECURITIES 19,229. 19,229.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 02/15/2017 PROPERTY TYPE: SECURITIES 18,230. 18,230.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 06/15/2017 PROPERTY TYPE: SECURITIES 17,848. 17,848.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 03/15/2017 PROPERTY TYPE: SECURITIES 16,634. 16,634.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 11/15/2017 PROPERTY TYPE: SECURITIES 10,008. 10,008.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 07/17/2017 PROPERTY TYPE: SECURITIES 15,187. 15,187.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 09/22/2017 PROPERTY TYPE: SECURITIES 10,960. 10,960.
JSA 7E1730 1.000 43461C 2532 Page 444 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 08/15/2017 PROPERTY TYPE: SECURITIES 10,021. 10,021.
LENDINGCLUB ISS TR SER 2016-NP2 144A 3% P 11/30/2016 12/15/2017 PROPERTY TYPE: SECURITIES 9,864. 9,864.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 08/25/2017 PROPERTY TYPE: SECURITIES 6,540. 6,507. 32.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 01/25/2017 PROPERTY TYPE: SECURITIES 5,195. 5,169. 26.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 02/25/2017 PROPERTY TYPE: SECURITIES 5,273. 5,247. 26.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 04/25/2017 PROPERTY TYPE: SECURITIES 12,248. 12,188. 60.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 03/25/2017 PROPERTY TYPE: SECURITIES 6,713. 6,680. 33.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 11/25/2017 PROPERTY TYPE: SECURITIES 9,858. 9,809. 49.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 09/25/2017 PROPERTY TYPE: SECURITIES 12,233. 12,172. 60.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 10/25/2017 PROPERTY TYPE: SECURITIES 14,784. 14,711. 73.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 06/25/2017 PROPERTY TYPE: SECURITIES 9,639. 9,592. 47.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 12/25/2017 PROPERTY TYPE: SECURITIES 3,009. 2,994. 15.
JSA 7E1730 1.000 43461C 2532 Page 445 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 05/25/2017 PROPERTY TYPE: SECURITIES 5,627. 5,599. 28.
NRPL TRST SER 2015-2A CL A-1 VR 10-25-57 P 06/04/2015 07/25/2017 PROPERTY TYPE: SECURITIES 5,912. 5,883. 29.
PROSP MRKTPLCE 17 -1A CL A 2.56% 6-15-23 P 05/19/2017 10/15/2017 PROPERTY TYPE: SECURITIES 19,763. 19,763.
PROSP MRKTPLCE 17 -1A CL A 2.56% 6-15-23 P 05/19/2017 11/15/2017 PROPERTY TYPE: SECURITIES 18,901. 18,901.
PROSP MRKTPLCE 17 -1A CL A 2.56% 6-15-23 P 05/19/2017 08/15/2017 PROPERTY TYPE: SECURITIES 22,363. 22,363.
PROSP MRKTPLCE 17 -1A CL A 2.56% 6-15-23 P 05/19/2017 12/15/2017 PROPERTY TYPE: SECURITIES 16,702. 16,702.
PROSP MRKTPLCE 17 -1A CL A 2.56% 6-15-23 P 05/19/2017 07/17/2017 PROPERTY TYPE: SECURITIES 29,870. 29,869. 1.
PROSP MRKTPLCE 17 -1A CL A 2.56% 6-15-23 P 05/19/2017 09/15/2017 PROPERTY TYPE: SECURITIES 24,088. 24,088. 1.
RENEW FDG NT CL A 144A 3.67000007629% P 04/21/2017 12/20/2017 PROPERTY TYPE: SECURITIES 3,193. 3,192. 1.
RENEW FDG NT CL A 144A 3.67000007629% P 04/21/2017 05/20/2017 PROPERTY TYPE: SECURITIES 1,399. 1,398.
RENEW FDG NT CL A 144A 3.67000007629% P 04/21/2017 08/20/2017 PROPERTY TYPE: SECURITIES 2,455. 2,454. 1.
RENEW FDG NT CL A 144A 3.67000007629% P 04/21/2017 10/20/2017 PROPERTY TYPE: SECURITIES 3,936. 3,935. 1.
JSA 7E1730 1.000 43461C 2532 Page 446 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
RENEW FDG NT CL A 144A 3.67000007629% P 04/21/2017 07/21/2017 PROPERTY TYPE: SECURITIES 1,701. 1,700.
RENEW FDG NT CL A 144A 3.67000007629% P 04/21/2017 09/20/2017 PROPERTY TYPE: SECURITIES 2,129. 2,129. 1.
RENEW FDG NT CL A 144A 3.67000007629% P 04/21/2017 11/20/2017 PROPERTY TYPE: SECURITIES 1,789. 1,788. 1.
RENEW FDG NT CL A 144A 3.67000007629% P 04/21/2017 06/20/2017 PROPERTY TYPE: SECURITIES 1,992. 1,992. 1.
SELENE NON PERF LNS LLC CTF CL A VAR RT P 07/09/2015 01/25/2017 PROPERTY TYPE: SECURITIES 18,734. 18,552. 181.
US RES OPP FD IV TR SER 17-1IV CL A P 11/17/2017 12/27/2017 PROPERTY TYPE: SECURITIES 3,461. 3,461.
UPSTART SEC TR 2017-1 SR 17-1 CL A 2.639 P 06/13/2017 12/20/2017 PROPERTY TYPE: SECURITIES 14,063. 14,063.
UPSTART SEC TR 2017-1 SR 17-1 CL A 2.639 P 06/13/2017 09/20/2017 PROPERTY TYPE: SECURITIES 13,717. 13,717.
UPSTART SEC TR 2017-1 SR 17-1 CL A 2.639 P 06/13/2017 11/20/2017 PROPERTY TYPE: SECURITIES 14,096. 14,096.
UPSTART SEC TR 2017-1 SR 17-1 CL A 2.639 P 06/13/2017 10/20/2017 PROPERTY TYPE: SECURITIES 12,827. 12,827.
UPSTART SEC TR 2017-1 SR 17-1 CL A 2.639 P 06/13/2017 08/18/2017 PROPERTY TYPE: SECURITIES 24,323. 24,323.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 01/25/2017 PROPERTY TYPE: SECURITIES 9,817. 9,806. 11.
JSA 7E1730 1.000 43461C 2532 Page 447 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 04/25/2017 PROPERTY TYPE: SECURITIES 8,978. 8,968. 10.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 09/25/2017 PROPERTY TYPE: SECURITIES 2,795. 2,792. 3.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 02/25/2017 PROPERTY TYPE: SECURITIES 4,719. 4,714. 5.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 03/25/2017 PROPERTY TYPE: SECURITIES 10,771. 10,759. 12.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 11/25/2017 PROPERTY TYPE: SECURITIES 1,862. 1,859. 2.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 05/25/2017 PROPERTY TYPE: SECURITIES 10,186. 10,174. 11.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 06/25/2017 PROPERTY TYPE: SECURITIES 13,103. 13,088. 14.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 07/25/2017 PROPERTY TYPE: SECURITIES 5,558. 5,552. 6.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 12/25/2017 PROPERTY TYPE: SECURITIES 132,697. 132,550. 147.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 10/25/2017 PROPERTY TYPE: SECURITIES 2,188. 2,186. 2.
VOLT SER 2015-NLP8 CL A-1 6-26-45 P 06/17/2015 08/25/2017 PROPERTY TYPE: SECURITIES 7,746. 7,738. 9.
VOLT LIX NT SER 2017-NPL6 CL A-1 5-25-47 P 05/25/2017 11/25/2017 PROPERTY TYPE: SECURITIES 4,187. 4,187.
JSA 7E1730 1.000 43461C 2532 Page 448 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VOLT LIX NT SER 2017-NPL6 CL A-1 5-25-47 P 05/25/2017 09/25/2017 PROPERTY TYPE: SECURITIES 2,978. 2,978.
VOLT LIX NT SER 2017-NPL6 CL A-1 5-25-47 P 05/25/2017 07/25/2017 PROPERTY TYPE: SECURITIES 3,771. 3,771.
VOLT LIX NT SER 2017-NPL6 CL A-1 5-25-47 P 05/25/2017 08/25/2017 PROPERTY TYPE: SECURITIES 16,772. 16,772.
VOLT LIX NT SER 2017-NPL6 CL A-1 5-25-47 P 05/25/2017 12/25/2017 PROPERTY TYPE: SECURITIES 7,136. 7,136.
VOLT LIX NT SER 2017-NPL6 CL A-1 5-25-47 P 05/25/2017 06/25/2017 PROPERTY TYPE: SECURITIES 5,805. 5,805.
VOLT LIX NT SER 2017-NPL6 CL A-1 5-25-47 P 05/25/2017 10/25/2017 PROPERTY TYPE: SECURITIES 28,138. 28,138.
VOLT LVII LLC 17-NPL4 NT CL A-1 4-25-47 P 04/27/2017 07/25/2017 PROPERTY TYPE: SECURITIES 22,232. 22,232.
VOLT LVII LLC 17-NPL4 NT CL A-1 4-25-47 P 04/27/2017 09/25/2017 PROPERTY TYPE: SECURITIES 6,776. 6,776.
VOLT LVII LLC 17-NPL4 NT CL A-1 4-25-47 P 04/27/2017 11/25/2017 PROPERTY TYPE: SECURITIES 5,541. 5,541.
VOLT LVII LLC 17-NPL4 NT CL A-1 4-25-47 P 04/27/2017 05/25/2017 PROPERTY TYPE: SECURITIES 8,076. 8,076.
VOLT LVII LLC 17-NPL4 NT CL A-1 4-25-47 P 04/27/2017 08/25/2017 PROPERTY TYPE: SECURITIES 22,716. 22,716.
VOLT LVII LLC 17-NPL4 NT CL A-1 4-25-47 P 04/27/2017 06/25/2017 PROPERTY TYPE: SECURITIES 49,067. 49,067.
JSA 7E1730 1.000 43461C 2532 Page 449 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VOLT LVII LLC 17-NPL4 NT CL A-1 4-25-47 P 04/27/2017 12/25/2017 PROPERTY TYPE: SECURITIES 12,885. 12,885.
VOLT LVII LLC 17-NPL4 NT CL A-1 4-25-47 P 04/27/2017 10/25/2017 PROPERTY TYPE: SECURITIES 67,598. 67,598.
VOLT LX LLC NT SER 17-NPL7 CL A1 4-25-59 P 06/09/2017 08/25/2017 PROPERTY TYPE: SECURITIES 35,612. 35,612.
VOLT LX LLC NT SER 17-NPL7 CL A1 4-25-59 P 06/09/2017 11/25/2017 PROPERTY TYPE: SECURITIES 452. 452.
VOLT LX LLC NT SER 17-NPL7 CL A1 4-25-59 P 06/09/2017 10/25/2017 PROPERTY TYPE: SECURITIES 39,678. 39,678.
VOLT LX LLC NT SER 17-NPL7 CL A1 4-25-59 P 06/09/2017 09/25/2017 PROPERTY TYPE: SECURITIES 6,329. 6,329.
VOLT LX LLC NT SER 17-NPL7 CL A1 4-25-59 P 06/09/2017 12/25/2017 PROPERTY TYPE: SECURITIES 12,126. 12,126.
VOLT LX LLC NT SER 17-NPL7 CL A1 4-25-59 P 06/09/2017 07/25/2017 PROPERTY TYPE: SECURITIES 10,985. 10,985.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 12/25/2017 PROPERTY TYPE: SECURITIES 6,999. 6,994. 5.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 04/25/2017 PROPERTY TYPE: SECURITIES 4,235. 4,232. 3.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 03/25/2017 PROPERTY TYPE: SECURITIES 3,748. 3,745. 3.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 02/25/2017 PROPERTY TYPE: SECURITIES 5,992. 5,987. 5.
JSA 7E1730 1.000 43461C 2532 Page 450 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 06/25/2017 PROPERTY TYPE: SECURITIES 15,199. 15,188. 12.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 05/25/2017 PROPERTY TYPE: SECURITIES 14,218. 14,208. 11.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 10/25/2017 PROPERTY TYPE: SECURITIES 26,857. 26,836. 20.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 08/25/2017 PROPERTY TYPE: SECURITIES 17,247. 17,234. 13.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 11/25/2017 PROPERTY TYPE: SECURITIES 304. 304.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 07/25/2017 PROPERTY TYPE: SECURITIES 7,415. 7,410. 6.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 01/25/2017 PROPERTY TYPE: SECURITIES 6,516. 6,511. 5.
VOLT XL LLC NT SER 2015-NPL14 CL A-1 P 12/08/2015 09/25/2017 PROPERTY TYPE: SECURITIES 1,182. 1,181. 1.
VOLT XLIX SER 16-NPL9 CL A1 144A 9-25-46 P 09/01/2016 01/25/2017 PROPERTY TYPE: SECURITIES 9,745. 9,745.
VOLT XLIX SER 16-NPL9 CL A1 144A 9-25-46 P 09/01/2016 04/25/2017 PROPERTY TYPE: SECURITIES 8,192. 8,192.
VOLT XLIX SER 16-NPL9 CL A1 144A 9-25-46 P 09/01/2016 03/25/2017 PROPERTY TYPE: SECURITIES 10,426. 10,426.
VOLT XLIX SER 16-NPL9 CL A1 144A 9-25-46 P 09/01/2016 02/25/2017 PROPERTY TYPE: SECURITIES 23,055. 23,055.
JSA 7E1730 1.000 43461C 2532 Page 451 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VOLT XLIX SER 16-NPL9 CL A1 144A 9-25-46 P 09/01/2016 05/25/2017 PROPERTY TYPE: SECURITIES 75,497. 75,497.
VOLT XLIX SER 16-NPL9 CL A1 144A 9-25-46 P 09/01/2016 06/25/2017 PROPERTY TYPE: SECURITIES 32,590. 32,590.
VOLT L NT SER 2016-NPL10 144A CL A-1 P 09/23/2016 06/25/2017 PROPERTY TYPE: SECURITIES 31,520. 31,520.
VOLT L NT SER 2016-NPL10 144A CL A-1 P 09/23/2016 04/25/2017 PROPERTY TYPE: SECURITIES 11,193. 11,193.
VOLT L NT SER 2016-NPL10 144A CL A-1 P 09/23/2016 03/25/2017 PROPERTY TYPE: SECURITIES 12,442. 12,442.
VOLT L NT SER 2016-NPL10 144A CL A-1 P 09/23/2016 05/25/2017 PROPERTY TYPE: SECURITIES 18,760. 18,760.
VOLT L NT SER 2016-NPL10 144A CL A-1 P 09/23/2016 01/25/2017 PROPERTY TYPE: SECURITIES 3,091. 3,091.
VOLT L NT SER 2016-NPL10 144A CL A-1 P 09/23/2016 02/25/2017 PROPERTY TYPE: SECURITIES 9,067. 9,067.
TCF AUTO 1.64% DUE 01-15-2019 P 11/18/2015 01/15/2017 PROPERTY TYPE: SECURITIES 68,803. 68,803.
TCF AUTO 1.64% DUE 01-15-2019 P 11/18/2015 03/15/2017 PROPERTY TYPE: SECURITIES 69,996. 69,995. 1.
TCF AUTO 1.64% DUE 01-15-2019 P 11/18/2015 02/15/2017 PROPERTY TYPE: SECURITIES 69,164. 69,164.
TCF AUTO 1.64% DUE 01-15-2019 P 11/18/2015 04/15/2017 PROPERTY TYPE: SECURITIES 74,506. 74,505. 1.
JSA 7E1730 1.000 43461C 2532 Page 452 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
TOYOTA AUTO .93% DUE 07-16-2018 P 10/07/2014 08/15/2017 PROPERTY TYPE: SECURITIES 40,480. 40,478. 2.
TOYOTA AUTO .93% DUE 07-16-2018 P 10/07/2014 01/15/2017 PROPERTY TYPE: SECURITIES 55,725. 55,723. 2.
TOYOTA AUTO .93% DUE 07-16-2018 P 10/07/2014 09/15/2017 PROPERTY TYPE: SECURITIES 39,353. 39,352. 2.
TOYOTA AUTO .93% DUE 07-16-2018 P 10/07/2014 07/15/2017 PROPERTY TYPE: SECURITIES 43,526. 43,524. 2.
TOYOTA AUTO .93% DUE 07-16-2018 P 10/07/2014 03/15/2017 PROPERTY TYPE: SECURITIES 50,414. 50,412. 2.
TOYOTA AUTO .93% DUE 07-16-2018 P 10/07/2014 06/15/2017 PROPERTY TYPE: SECURITIES 46,270. 46,268. 2.
TOYOTA AUTO .93% DUE 07-16-2018 P 10/07/2014 02/15/2017 PROPERTY TYPE: SECURITIES 55,228. 55,226. 2.
TOYOTA AUTO .93% DUE 07-16-2018 P 10/07/2014 04/15/2017 PROPERTY TYPE: SECURITIES 53,943. 53,940. 2.
TOYOTA AUTO .93% DUE 07-16-2018 P 10/07/2014 05/15/2017 PROPERTY TYPE: SECURITIES 45,940. 45,938. 2.
VERICREST OPP LOAN SER 15-NPL9 CLS A1 P 06/26/2015 01/25/2017 PROPERTY TYPE: SECURITIES 30,705. 30,675. 29.
VERICREST OPP LOAN SER 15-NPL9 CLS A1 P 06/26/2015 02/25/2017 PROPERTY TYPE: SECURITIES 7,617. 7,610. 7.
VERICREST OPP LOAN SER 15-NPL9 CLS A1 P 06/26/2015 04/25/2017 PROPERTY TYPE: SECURITIES 35,975. 35,941. 34.
JSA 7E1730 1.000 43461C 2532 Page 453 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VERICREST OPP LOAN SER 15-NPL9 CLS A1 P 06/26/2015 03/25/2017 PROPERTY TYPE: SECURITIES 17,183. 17,166. 16.
VERICREST OPP LN SER 17-NPL8 CL A1 144A P 06/27/2017 09/25/2017 PROPERTY TYPE: SECURITIES 3,755. 3,755.
VERICREST OPP LN SER 17-NPL8 CL A1 144A P 06/27/2017 07/25/2017 PROPERTY TYPE: SECURITIES 4,476. 4,476.
VERICREST OPP LN SER 17-NPL8 CL A1 144A P 06/27/2017 10/25/2017 PROPERTY TYPE: SECURITIES 40,026. 40,026.
VERICREST OPP LN SER 17-NPL8 CL A1 144A P 06/27/2017 08/25/2017 PROPERTY TYPE: SECURITIES 20,950. 20,950.
VERICREST OPP LN SER 17-NPL8 CL A1 144A P 06/27/2017 12/25/2017 PROPERTY TYPE: SECURITIES 11,216. 11,216.
VEROS AUTO 2.84% DUE 04-17-2023 P 10/24/2017 12/15/2017 PROPERTY TYPE: SECURITIES 36,386. 36,385. 1.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 07/15/2017 PROPERTY TYPE: SECURITIES 35,565. 35,562. 2.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 09/15/2017 PROPERTY TYPE: SECURITIES 35,214. 35,212. 2.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 11/15/2017 PROPERTY TYPE: SECURITIES 30,488. 30,486. 2.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 12/15/2017 PROPERTY TYPE: SECURITIES 27,351. 27,349. 2.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 01/15/2017 PROPERTY TYPE: SECURITIES 19,795. 19,794. 1.
JSA 7E1730 1.000 43461C 2532 Page 454 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 10/15/2017 PROPERTY TYPE: SECURITIES 31,339. 31,337. 2.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 08/15/2017 PROPERTY TYPE: SECURITIES 33,943. 33,941. 2.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 05/15/2017 PROPERTY TYPE: SECURITIES 36,380. 36,378. 2.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 02/15/2017 PROPERTY TYPE: SECURITIES 40,008. 40,005. 2.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 04/15/2017 PROPERTY TYPE: SECURITIES 47,882. 47,879. 3.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 03/15/2017 PROPERTY TYPE: SECURITIES 41,287. 41,285. 2.
WESTLAKE 1.57% DUE 06-17-2019 P 06/07/2016 06/15/2017 PROPERTY TYPE: SECURITIES 36,933. 36,931. 2.
WORLD OMNI AUT LEASE 2014-A CLS A3 1.16 P 09/10/2014 01/15/2017 PROPERTY TYPE: SECURITIES 185,977. 185,964. 13.
5TH 3RD AUTO TR .89% DUE 11-15-2018 P 06/04/2014 07/17/2017 PROPERTY TYPE: SECURITIES
ALLY AUTO 1.2% DUE 08-15-2018 P 01/20/2016 08/15/2017 PROPERTY TYPE: SECURITIES 171. 171.
ALLY AUTO REC TR 2015-SN1 CLS A3 RT 1.21 P 08/19/2015 02/21/2017 PROPERTY TYPE: SECURITIES 34,816. 34,686. 131.
ALLY MASTER OWNER TR 2014-4 A1 P 07/08/2014 06/15/2017 PROPERTY TYPE: SECURITIES 500,000. 500,000.
JSA 7E1730 1.000 43461C 2532 Page 455 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ALLY MASTER OWNER TR VAR RT 01-15-2019 P 01/28/2014 01/17/2017 PROPERTY TYPE: SECURITIES 1,000,000. 1,000,000.
AMERICREDIT 1.15% DUE 06-10-2019 P 08/20/2014 08/08/2017 PROPERTY TYPE: SECURITIES 24,063. 24,062. 1.
BA CR CARD TR FLTG RT 1.51667% 1-15-20 P 09/08/2014 08/15/2017 PROPERTY TYPE: SECURITIES 1,000,000. 1,000,000.
BARCLAYS DRYROCK FLTG RT 2014-1 NT CL A P 02/26/2014 02/15/2017 PROPERTY TYPE: SECURITIES 900,000. 900,000.
BARCLAYS DRYROCK TR 2014-2 FLTG RT CL A P 05/21/2014 05/15/2017 PROPERTY TYPE: SECURITIES 650,000. 650,000.
BMW VEH OWNER TR .97% DUE 11-26-2018 P 10/08/2014 09/25/2017 PROPERTY TYPE: SECURITIES 25,940. 25,940.
CAP 1 MULTI-ASSET FLTG RT 1.08% P 02/04/2014 01/17/2017 PROPERTY TYPE: SECURITIES 1,000,000. 1,000,000.
CARNOW AUTO 1.69% DUE 01-15-2020 P 09/11/2015 02/15/2017 PROPERTY TYPE: SECURITIES 14,569. 14,569.
CHASE ISSUANCE TR 1.15% DUE 01-15-2019 P 01/16/2014 01/17/2017 PROPERTY TYPE: SECURITIES 700,000. 699,873. 127.
CITI ISS SER 15-PM1 CLS B 3.75% 144A P 07/29/2015 11/15/2017 PROPERTY TYPE: SECURITIES 86,622. 86,610. 12.
CNH EQUIP TR .91% DUE 05-15-2019 P 06/03/2014 09/15/2017 PROPERTY TYPE: SECURITIES 1,194. 1,194.
FORD CR FLOORPLAN TR A 2014-1 NT CL A-2 P 02/11/2014 02/15/2017 PROPERTY TYPE: SECURITIES 900,000. 900,000.
JSA 7E1730 1.000 43461C 2532 Page 456 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GE DEALER FLOORPLAN 2014-1 CLA FLTG RT P 07/16/2014 07/20/2017 PROPERTY TYPE: SECURITIES 750,000. 750,000.
GO FINL AUTO 3.27% DUE 11-15-2018 P 11/19/2015 08/15/2017 PROPERTY TYPE: SECURITIES 16,747. 16,747.
HYUNDAI AUTO .9% DUE 12-17-2018 P 05/07/2014 09/15/2017 PROPERTY TYPE: SECURITIES 27,284. 27,283. 1.
JOHN DEERE 2014-B CLS A3 1.07 11-15-18 P 08/26/2014 12/18/2017 PROPERTY TYPE: SECURITIES 22,445. 22,440. 5.
NISSAN AUTO LEASE 1.12% DUE 09-15-2017 P 10/08/2014 02/15/2017 PROPERTY TYPE: SECURITIES 116,540. 116,537. 4.
OPORTUN FDG I 2015-B CL A 3.0% 7-28-20 P 06/30/2015 07/10/2017 PROPERTY TYPE: SECURITIES 1,002,000. 1,002,000.
PORSCHE INNOVATIVE 1.03% DUE 11-20-2017 P 09/17/2014 01/20/2017 PROPERTY TYPE: SECURITIES 35,504. 35,498. 6.
ARLP SECURITIZATION SR SER 2015-1 CL-A1 P 06/26/2015 05/25/2017 PROPERTY TYPE: SECURITIES 574,336. 574,336.
CPS AUTO REC TR 2015-C NT CL A 144A 1.77 P 09/11/2015 12/15/2017 PROPERTY TYPE: SECURITIES 20,958. 20,956. 2.
DT AUTO OWN TR 2016-3 NT CL A 144A 1.75 P 06/08/2016 11/15/2017 PROPERTY TYPE: SECURITIES 16,974. 16,974.
DT AUTO OWN TR NT CL A 144A 2 P 01/13/2016 06/15/2017 PROPERTY TYPE: SECURITIES 73,081. 73,078. 3.
FIRST INVS AUTO OWN TR 2015-2 CL A1 1.59 P 08/18/2015 10/16/2017 PROPERTY TYPE: SECURITIES 18,231. 18,231.
JSA 7E1730 1.000 43461C 2532 Page 457 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PVTPL GCAT SR 15-2 CL A1 STEP-UP 7-25-20 P 07/22/2015 07/12/2017 PROPERTY TYPE: SECURITIES 479,183. 478,692. 491.
OCWEN MSTR ADV REC SR 15-T3 CL-AT3 3.211 P 11/06/2015 09/15/2017 PROPERTY TYPE: SECURITIES 1,020,000. 1,019,991. 9.
SELENE NON PERF LNS CTF CL A VAR RT P 07/09/2015 02/27/2017 PROPERTY TYPE: SECURITIES 114,788. 113,676. 1,112.
VOLT XLIX SER 16-NPL9 CL A1 144A 9-25-46 P 09/01/2016 06/29/2017 PROPERTY TYPE: SECURITIES 180,709. 180,709.
VOLT XLIX SER 16-NPL9 CL A1 144A 9-25-46 P 11/28/2016 06/29/2017 PROPERTY TYPE: SECURITIES 117,208. 117,098. 110.
VOLT L NT SER 2016-NPL10 144A CL A-1 P 09/23/2016 06/29/2017 PROPERTY TYPE: SECURITIES 396,387. 396,387.
VOLT L NT SER 2016-NPL10 144A CL A-1 P 12/01/2016 06/29/2017 PROPERTY TYPE: SECURITIES 266,389. 266,222. 166.
TCF AUTO 1.64% DUE 01-15-2019 P 11/18/2015 05/15/2017 PROPERTY TYPE: SECURITIES 34,488. 34,488.
TOYOTA AUTO .93% DUE 07-16-2018 P 10/07/2014 10/16/2017 PROPERTY TYPE: SECURITIES 25,092. 25,091. 1.
VERICREST OPP LOAN SER 15-NPL9 CLS A1 P 06/26/2015 05/03/2017 PROPERTY TYPE: SECURITIES 398,672. 398,292. 380.
WORLD OMNI AUTO SECUR 2014-A CLS A3 1.16 P 09/10/2014 02/15/2017 PROPERTY TYPE: SECURITIES 189,074. 189,061. 13.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 01/17/2017 PROPERTY TYPE: SECURITIES 78,804. 78,804.
JSA 7E1730 1.000 43461C 2532 Page 458 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 12/15/2017 PROPERTY TYPE: SECURITIES 84,713. 84,713.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 07/14/2017 PROPERTY TYPE: SECURITIES 46,963. 46,963.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 02/16/2017 PROPERTY TYPE: SECURITIES 71,150. 71,150.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 08/16/2017 PROPERTY TYPE: SECURITIES 281. 281.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 11/16/2017 PROPERTY TYPE: SECURITIES 32,928. 32,928.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 04/14/2017 PROPERTY TYPE: SECURITIES 50,795. 50,795.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 03/16/2017 PROPERTY TYPE: SECURITIES 33,154. 33,154.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 06/16/2017 PROPERTY TYPE: SECURITIES 9,457. 9,457.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 10/16/2017 PROPERTY TYPE: SECURITIES 32,439. 32,439.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 09/15/2017 PROPERTY TYPE: SECURITIES 282. 282.
CMO PFP 2015-2 SR SECD NT CL A 144A P 07/28/2015 05/16/2017 PROPERTY TYPE: SECURITIES 121. 121.
CAM MTG LLC SER 2015-1 CL A STEP 7-15-64 P 06/24/2015 01/15/2017 PROPERTY TYPE: SECURITIES 7,317. 7,317.
JSA 7E1730 1.000 43461C 2532 Page 459 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 07/12/2017 PROPERTY TYPE: SECURITIES 5,133. 5,132. 1.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 01/12/2017 PROPERTY TYPE: SECURITIES 4,768. 4,767.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 04/12/2017 PROPERTY TYPE: SECURITIES 4,813. 4,812.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 10/13/2017 PROPERTY TYPE: SECURITIES 5,175. 5,175.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 08/11/2017 PROPERTY TYPE: SECURITIES 4,871. 4,871.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 06/12/2017 PROPERTY TYPE: SECURITIES 4,842. 4,842.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 11/10/2017 PROPERTY TYPE: SECURITIES 4,915. 4,915.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 03/10/2017 PROPERTY TYPE: SECURITIES 5,631. 5,631.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 09/12/2017 PROPERTY TYPE: SECURITIES 4,886. 4,886.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 05/12/2017 PROPERTY TYPE: SECURITIES 5,104. 5,104.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 12/12/2017 PROPERTY TYPE: SECURITIES 5,204. 5,204.
CMO DBWF 2015-LCM MTG TR COM MTG 6-10-34 P 06/17/2015 02/10/2017 PROPERTY TYPE: SECURITIES 4,782. 4,782.
JSA 7E1730 1.000 43461C 2532 Page 460 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 07/17/2017 PROPERTY TYPE: SECURITIES 2,321. 2,321.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 03/17/2017 PROPERTY TYPE: SECURITIES 2,946. 2,946.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 09/15/2017 PROPERTY TYPE: SECURITIES 4,923. 4,922. 1.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 02/17/2017 PROPERTY TYPE: SECURITIES 1,930. 1,930.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 10/17/2017 PROPERTY TYPE: SECURITIES 5,045. 5,045.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 04/17/2017 PROPERTY TYPE: SECURITIES 1,955. 1,955.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 08/17/2017 PROPERTY TYPE: SECURITIES 5,399. 5,399.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 11/17/2017 PROPERTY TYPE: SECURITIES 5,786. 5,786.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 05/17/2017 PROPERTY TYPE: SECURITIES 2,300. 2,299. 1.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 12/15/2017 PROPERTY TYPE: SECURITIES 2,373. 2,373.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 01/18/2017 PROPERTY TYPE: SECURITIES 1,920. 1,920.
COLONY AMER FIN 2016-2 LT 2.554 11-15-48 P 11/02/2016 06/16/2017 PROPERTY TYPE: SECURITIES 1,977. 1,977.
JSA 7E1730 1.000 43461C 2532 Page 461 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MORGAN STANLEY RE-REMIC TR 2012-XACL A 2 P 07/06/2015 01/27/2017 PROPERTY TYPE: SECURITIES 12,023. 11,982. 41.
MORGAN STANLEY RE-REMIC TR 2012-XACL A 2 P 07/06/2015 04/27/2017 PROPERTY TYPE: SECURITIES 17,376. 17,316. 60.
MORGAN STANLEY RE-REMIC TR 2012-XACL A 2 P 07/06/2015 08/29/2017 PROPERTY TYPE: SECURITIES 13,702. 13,655. 47.
MORGAN STANLEY RE-REMIC TR 2012-XACL A 2 P 07/06/2015 03/29/2017 PROPERTY TYPE: SECURITIES 11,972. 11,931. 41.
MORGAN STANLEY RE-REMIC TR 2012-XACL A 2 P 07/06/2015 07/27/2017 PROPERTY TYPE: SECURITIES 11,853. 11,813. 41.
MORGAN STANLEY RE-REMIC TR 2012-XACL A 2 P 07/06/2015 05/30/2017 PROPERTY TYPE: SECURITIES 11,860. 11,819. 41.
MORGAN STANLEY RE-REMIC TR 2012-XACL A 2 P 07/06/2015 06/28/2017 PROPERTY TYPE: SECURITIES 13,181. 13,136. 45.
MORGAN STANLEY RE-REMIC TR 2012-XACL A 2 P 07/06/2015 02/27/2017 PROPERTY TYPE: SECURITIES 12,003. 11,962. 41.
RAIT 2015-FL4 TR VAR RT 1.535% 4-15-18 P 05/19/2015 05/17/2017 PROPERTY TYPE: SECURITIES 84,875. 84,875.
RAIT 2015-FL4 TR VAR RT 1.535% 4-15-18 P 05/19/2015 02/17/2017 PROPERTY TYPE: SECURITIES 38,222. 38,222.
RAIT 2015-FL4 TR VAR RT 1.535% 4-15-18 P 05/19/2015 08/17/2017 PROPERTY TYPE: SECURITIES 2,907. 2,907.
RAIT 2015-FL4 TR VAR RT 1.535% 4-15-18 P 05/19/2015 03/17/2017 PROPERTY TYPE: SECURITIES 2,212. 2,212.
JSA 7E1730 1.000 43461C 2532 Page 462 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
RAIT 2015-FL4 TR VAR RT 1.535% 4-15-18 P 05/19/2015 07/17/2017 PROPERTY TYPE: SECURITIES 12,756. 12,756.
MORGAN STAN RE TR 2012-XACL A 2 7-27-49 P 07/06/2015 09/27/2017 PROPERTY TYPE: SECURITIES 1,516. 1,511. 5.
RAIT 2015-FL4 TR VAR RT 1.535% 4-15-18 P 05/19/2015 09/15/2017 PROPERTY TYPE: SECURITIES 6,006. 6,006.
FNMA POOL #AT5860 3.5% 06-01-2043 BEO P 01/05/2016 01/04/2017 PROPERTY TYPE: SECURITIES 1,162,938. 1,170,639. -7,701.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 07/05/2017 PROPERTY TYPE: SECURITIES 25,192. 25,236. -44.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 01/04/2017 PROPERTY TYPE: SECURITIES 21,003. 21,050. -47.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 10/03/2017 PROPERTY TYPE: SECURITIES 16,383. 16,408. -25.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 12/04/2017 PROPERTY TYPE: SECURITIES 15,764. 15,785. -21.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 09/05/2017 PROPERTY TYPE: SECURITIES 16,702. 16,728. -26.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 08/02/2017 PROPERTY TYPE: SECURITIES 17,026. 17,055. -28.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 03/02/2017 PROPERTY TYPE: SECURITIES 18,432. 18,470. -38.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 05/02/2017 PROPERTY TYPE: SECURITIES 16,925. 16,957. -32.
JSA 7E1730 1.000 43461C 2532 Page 463 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 02/02/2017 PROPERTY TYPE: SECURITIES 19,010. 19,051. -41.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 11/02/2017 PROPERTY TYPE: SECURITIES 16,071. 16,093. -23.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 06/02/2017 PROPERTY TYPE: SECURITIES 26,498. 26,546. -48.
FANNIE MAE SER 2005-122 CLS FE 11-25-35 P 06/02/2015 04/04/2017 PROPERTY TYPE: SECURITIES 25,256. 25,306. -50.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 08/02/2017 PROPERTY TYPE: SECURITIES 1,096. 1,148. -52.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 02/02/2017 PROPERTY TYPE: SECURITIES 5,198. 5,445. -247.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,807. 1,893. -86.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 11/02/2017 PROPERTY TYPE: SECURITIES 779. 816. -37.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 09/05/2017 PROPERTY TYPE: SECURITIES 6,998. 7,331. -332.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 01/04/2017 PROPERTY TYPE: SECURITIES 16,756. 17,551. -796.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 10/03/2017 PROPERTY TYPE: SECURITIES 945. 990. -45.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 07/05/2017 PROPERTY TYPE: SECURITIES 2,128. 2,229. -101.
JSA 7E1730 1.000 43461C 2532 Page 464 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 06/02/2017 PROPERTY TYPE: SECURITIES 4,197. 4,397. -199.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 12/04/2017 PROPERTY TYPE: SECURITIES 1,456. 1,525. -69.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 03/02/2017 PROPERTY TYPE: SECURITIES 9,119. 9,552. -433.
FAN MAE SER 2010-54 CL LA 5.0% 4-25-40 P 08/10/2015 04/04/2017 PROPERTY TYPE: SECURITIES 8,504. 8,907. -404.
FED HOME LN MTG CRP PL A92666 5.5 6-1-40 P 08/01/2017 12/04/2017 PROPERTY TYPE: SECURITIES 4,074. 4,538. -463.
FED HOME LN MTG CRP PL A92666 5.5 6-1-40 P 08/01/2017 10/03/2017 PROPERTY TYPE: SECURITIES 32,423. 36,111. -3,688.
FED HOME LN MTG CRP PL A92666 5.5 6-1-40 P 08/01/2017 11/02/2017 PROPERTY TYPE: SECURITIES 4,208. 4,686. -479.
FED HOME LN MTG CRP PL A92666 5.5 6-1-40 P 08/01/2017 09/05/2017 PROPERTY TYPE: SECURITIES 3,744. 4,170. -426.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 03/02/2017 PROPERTY TYPE: SECURITIES 13,189. 14,813. -1,624.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 05/02/2017 PROPERTY TYPE: SECURITIES 25,551. 28,696. -3,146.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 11/02/2017 PROPERTY TYPE: SECURITIES 22,699. 25,494. -2,795.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 10/03/2017 PROPERTY TYPE: SECURITIES 24,112. 27,081. -2,969.
JSA 7E1730 1.000 43461C 2532 Page 465 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 02/02/2017 PROPERTY TYPE: SECURITIES 23,140. 25,989. -2,849.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 09/05/2017 PROPERTY TYPE: SECURITIES 23,811. 26,742. -2,932.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 06/02/2017 PROPERTY TYPE: SECURITIES 25,801. 28,978. -3,177.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 08/02/2017 PROPERTY TYPE: SECURITIES 1,531. 1,720. -189.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 12/04/2017 PROPERTY TYPE: SECURITIES 24,350. 27,348. -2,998.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 07/05/2017 PROPERTY TYPE: SECURITIES 45,703. 51,330. -5,627.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 04/04/2017 PROPERTY TYPE: SECURITIES 21,899. 24,595. -2,696.
FED HOME LN MTG CRP PL G05275 5.5 2-1-39 P 07/24/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,882. 2,113. -232.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 04/04/2017 PROPERTY TYPE: SECURITIES 4,990. 5,531. -541.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 07/05/2017 PROPERTY TYPE: SECURITIES 3,210. 3,558. -348.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 06/02/2017 PROPERTY TYPE: SECURITIES 7,792. 8,637. -845.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 01/04/2017 PROPERTY TYPE: SECURITIES 4,706. 5,217. -510.
JSA 7E1730 1.000 43461C 2532 Page 466 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 08/02/2017 PROPERTY TYPE: SECURITIES 7,115. 7,886. -772.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 02/02/2017 PROPERTY TYPE: SECURITIES 4,246. 4,706. -460.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 03/02/2017 PROPERTY TYPE: SECURITIES 3,242. 3,594. -352.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 12/04/2017 PROPERTY TYPE: SECURITIES 2,851. 3,160. -309.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 05/02/2017 PROPERTY TYPE: SECURITIES 3,096. 3,432. -336.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 09/05/2017 PROPERTY TYPE: SECURITIES 4,483. 4,969. -486.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 10/03/2017 PROPERTY TYPE: SECURITIES 2,703. 2,996. -293.
FED HME LN MTG CRP PL G13640 6.5 10-1-23 P 05/27/2015 11/02/2017 PROPERTY TYPE: SECURITIES 2,890. 3,204. -313.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 03/02/2017 PROPERTY TYPE: SECURITIES 26,254. 28,511. -2,256.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 10/03/2017 PROPERTY TYPE: SECURITIES 17,629. 19,144. -1,515.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 09/05/2017 PROPERTY TYPE: SECURITIES 20,457. 22,215. -1,758.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 08/02/2017 PROPERTY TYPE: SECURITIES 18,381. 19,961. -1,580.
JSA 7E1730 1.000 43461C 2532 Page 467 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 07/05/2017 PROPERTY TYPE: SECURITIES 21,847. 23,724. -1,877.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 04/04/2017 PROPERTY TYPE: SECURITIES 22,041. 23,935. -1,894.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 02/02/2017 PROPERTY TYPE: SECURITIES 28,946. 31,433. -2,488.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 12/04/2017 PROPERTY TYPE: SECURITIES 20,974. 22,776. -1,802.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 06/02/2017 PROPERTY TYPE: SECURITIES 23,730. 25,770. -2,039.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 01/04/2017 PROPERTY TYPE: SECURITIES 36,219. 39,332. -3,113.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 05/02/2017 PROPERTY TYPE: SECURITIES 18,605. 20,204. -1,599.
FED HME LN MTG CRP PL G30837 4.5 12-1-33 P 01/08/2016 11/02/2017 PROPERTY TYPE: SECURITIES 20,575. 22,344. -1,768.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 12/04/2017 PROPERTY TYPE: SECURITIES 13,148. 14,574. -1,426.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 06/02/2017 PROPERTY TYPE: SECURITIES 10,275. 11,389. -1,114.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 05/02/2017 PROPERTY TYPE: SECURITIES 12,644. 14,015. -1,371.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 08/02/2017 PROPERTY TYPE: SECURITIES 16,875. 18,705. -1,830.
JSA 7E1730 1.000 43461C 2532 Page 468 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 07/05/2017 PROPERTY TYPE: SECURITIES 13,505. 14,970. -1,464.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 03/02/2017 PROPERTY TYPE: SECURITIES 9,182. 10,178. -996.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 11/02/2017 PROPERTY TYPE: SECURITIES 12,750. 14,132. -1,383.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 02/02/2017 PROPERTY TYPE: SECURITIES 12,867. 14,262. -1,395.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 04/04/2017 PROPERTY TYPE: SECURITIES 18,667. 20,691. -2,024.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 10/03/2017 PROPERTY TYPE: SECURITIES 11,451. 12,693. -1,242.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 09/05/2017 PROPERTY TYPE: SECURITIES 9,131. 10,121. -990.
FED HME LN MTG CRP PL G60105 5 6-1-44 P 10/15/2015 01/04/2017 PROPERTY TYPE: SECURITIES 29,101. 32,256. -3,156.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 03/02/2017 PROPERTY TYPE: SECURITIES 14,088. 15,259. -1,171.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 05/02/2017 PROPERTY TYPE: SECURITIES 11,969. 12,964. -995.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 09/05/2017 PROPERTY TYPE: SECURITIES 11,403. 12,351. -948.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 10/03/2017 PROPERTY TYPE: SECURITIES 11,685. 12,656. -971.
JSA 7E1730 1.000 43461C 2532 Page 469 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 08/02/2017 PROPERTY TYPE: SECURITIES 20,660. 22,378. -1,717.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 12/04/2017 PROPERTY TYPE: SECURITIES 10,679. 11,567. -888.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 06/02/2017 PROPERTY TYPE: SECURITIES 14,355. 15,549. -1,193.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 01/04/2017 PROPERTY TYPE: SECURITIES 25,991. 28,151. -2,161.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 07/05/2017 PROPERTY TYPE: SECURITIES 23,348. 25,289. -1,941.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 02/02/2017 PROPERTY TYPE: SECURITIES 15,344. 16,619. -1,275.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 11/02/2017 PROPERTY TYPE: SECURITIES 13,015. 14,096. -1,082.
FED HME LN MTG CRP PL G60373 4.5 7-1-42 P 01/14/2016 04/04/2017 PROPERTY TYPE: SECURITIES 12,962. 14,039. -1,077.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 03/02/2017 PROPERTY TYPE: SECURITIES 17,348. 18,846. -1,498.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 01/04/2017 PROPERTY TYPE: SECURITIES 27,273. 29,629. -2,356.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 04/04/2017 PROPERTY TYPE: SECURITIES 11,241. 12,212. -971.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 08/02/2017 PROPERTY TYPE: SECURITIES 12,725. 13,824. -1,099.
JSA 7E1730 1.000 43461C 2532 Page 470 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 10/03/2017 PROPERTY TYPE: SECURITIES 16,536. 17,964. -1,428.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 12/04/2017 PROPERTY TYPE: SECURITIES 28,837. 31,328. -2,491.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 09/05/2017 PROPERTY TYPE: SECURITIES 26,568. 28,863. -2,295.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 06/02/2017 PROPERTY TYPE: SECURITIES 20,302. 22,056. -1,753.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 11/02/2017 PROPERTY TYPE: SECURITIES 13,765. 14,953. -1,189.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 05/02/2017 PROPERTY TYPE: SECURITIES 2,494. 2,710. -215.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 02/02/2017 PROPERTY TYPE: SECURITIES 19,974. 21,699. -1,725.
FED HME LN MTG CRP PL Q04306 4.5 10-1-41 P 01/19/2016 07/05/2017 PROPERTY TYPE: SECURITIES 10,579. 11,493. -914.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 01/04/2017 PROPERTY TYPE: SECURITIES 18,049. 18,807. -759.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 02/02/2017 PROPERTY TYPE: SECURITIES 3,330. 3,470. -140.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 06/02/2017 PROPERTY TYPE: SECURITIES 12,616. 13,146. -530.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 10/03/2017 PROPERTY TYPE: SECURITIES 8,026. 8,363. -337.
JSA 7E1730 1.000 43461C 2532 Page 471 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 04/04/2017 PROPERTY TYPE: SECURITIES 22,052. 22,979. -927.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 11/02/2017 PROPERTY TYPE: SECURITIES 20,739. 21,610. -872.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 09/05/2017 PROPERTY TYPE: SECURITIES 13,481. 14,048. -567.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 08/02/2017 PROPERTY TYPE: SECURITIES 18,267. 19,035. -768.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 03/02/2017 PROPERTY TYPE: SECURITIES 7,537. 7,854. -317.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 07/05/2017 PROPERTY TYPE: SECURITIES 12,098. 12,606. -508.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 12/04/2017 PROPERTY TYPE: SECURITIES 8,022. 8,359. -337.
FED HME LN MTG CRP PL Q16605 3.5 3-1-43 P 01/12/2016 05/02/2017 PROPERTY TYPE: SECURITIES 12,527. 13,053. -527.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 03/02/2017 PROPERTY TYPE: SECURITIES 979. 1,104. -125.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 02/02/2017 PROPERTY TYPE: SECURITIES 34,311. 38,685. -4,375.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 11/02/2017 PROPERTY TYPE: SECURITIES 822. 927. -105.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,075. 1,212. -137.
JSA 7E1730 1.000 43461C 2532 Page 472 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 12/04/2017 PROPERTY TYPE: SECURITIES 877. 989. -112.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 09/05/2017 PROPERTY TYPE: SECURITIES 49,682. 56,016. -6,334.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 07/05/2017 PROPERTY TYPE: SECURITIES 1,303. 1,469. -166.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 08/02/2017 PROPERTY TYPE: SECURITIES 972. 1,096. -124.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 06/02/2017 PROPERTY TYPE: SECURITIES 958. 1,080. -122.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 05/02/2017 PROPERTY TYPE: SECURITIES 876. 988. -112.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 01/04/2017 PROPERTY TYPE: SECURITIES 27,750. 31,288. -3,538.
FED HME LN MTG CRP PL U69006 5.5 7-1-41 P 09/18/2015 10/03/2017 PROPERTY TYPE: SECURITIES 855. 964. -109.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 06/02/2017 PROPERTY TYPE: SECURITIES 786. 863. -77.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 07/05/2017 PROPERTY TYPE: SECURITIES 19,048. 20,917. -1,869.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 04/04/2017 PROPERTY TYPE: SECURITIES 780. 857. -77.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 02/02/2017 PROPERTY TYPE: SECURITIES 13,644. 14,983. -1,339.
JSA 7E1730 1.000 43461C 2532 Page 473 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 08/02/2017 PROPERTY TYPE: SECURITIES 13,783. 15,135. -1,352.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 03/02/2017 PROPERTY TYPE: SECURITIES 782. 858. -77.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 09/05/2017 PROPERTY TYPE: SECURITIES 734. 806. -72.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 11/02/2017 PROPERTY TYPE: SECURITIES 748. 821. -73.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 10/03/2017 PROPERTY TYPE: SECURITIES 737. 809. -72.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 05/02/2017 PROPERTY TYPE: SECURITIES 781. 857. -77.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 01/04/2017 PROPERTY TYPE: SECURITIES 15,217. 16,710. -1,493.
FED HME LN MTG CRP PL U90230 4.5 9-1-42 P 03/10/2016 12/04/2017 PROPERTY TYPE: SECURITIES 21,350. 23,445. -2,095.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 03/02/2017 PROPERTY TYPE: SECURITIES 4,426. 4,752. -325.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 09/05/2017 PROPERTY TYPE: SECURITIES 4,137. 4,440. -304.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 01/04/2017 PROPERTY TYPE: SECURITIES 4,190. 4,497. -308.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 05/02/2017 PROPERTY TYPE: SECURITIES 4,010. 4,305. -295.
JSA 7E1730 1.000 43461C 2532 Page 474 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 04/04/2017 PROPERTY TYPE: SECURITIES 3,980. 4,272. -292.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 11/02/2017 PROPERTY TYPE: SECURITIES 4,288. 4,603. -315.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 10/03/2017 PROPERTY TYPE: SECURITIES 3,788. 4,066. -278.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 02/02/2017 PROPERTY TYPE: SECURITIES 3,752. 4,028. -276.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 06/02/2017 PROPERTY TYPE: SECURITIES 4,140. 4,444. -304.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 07/05/2017 PROPERTY TYPE: SECURITIES 3,808. 4,087. -280.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 12/04/2017 PROPERTY TYPE: SECURITIES 4,428. 4,753. -325.
FED HME LN MTG CRP PL U92312 4 1-1-44 P 03/04/2016 08/02/2017 PROPERTY TYPE: SECURITIES 3,646. 3,914. -268.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 03/02/2017 PROPERTY TYPE: SECURITIES 2,610. 2,880. -270.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 08/02/2017 PROPERTY TYPE: SECURITIES 3,425. 3,780. -355.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 04/04/2017 PROPERTY TYPE: SECURITIES 2,262. 2,496. -234.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 10/03/2017 PROPERTY TYPE: SECURITIES 2,414. 2,664. -250.
JSA 7E1730 1.000 43461C 2532 Page 475 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 09/05/2017 PROPERTY TYPE: SECURITIES 2,721. 3,003. -282.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 12/04/2017 PROPERTY TYPE: SECURITIES 2,404. 2,653. -249.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 05/02/2017 PROPERTY TYPE: SECURITIES 2,490. 2,748. -258.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 11/02/2017 PROPERTY TYPE: SECURITIES 2,553. 2,818. -265.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 07/05/2017 PROPERTY TYPE: SECURITIES 2,348. 2,591. -243.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 02/02/2017 PROPERTY TYPE: SECURITIES 3,063. 3,380. -317.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 06/02/2017 PROPERTY TYPE: SECURITIES 2,339. 2,581. -242.
FED HME LN MTG CRP PL U93066 4.5 10-1-45 P 03/07/2016 01/04/2017 PROPERTY TYPE: SECURITIES 2,829. 3,122. -293.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 12/04/2017 PROPERTY TYPE: SECURITIES 12,057. 13,306. -1,249.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 01/04/2017 PROPERTY TYPE: SECURITIES 28,150. 31,066. -2,916.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 08/02/2017 PROPERTY TYPE: SECURITIES 18,874. 20,829. -1,955.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 03/02/2017 PROPERTY TYPE: SECURITIES 20,491. 22,614. -2,123.
JSA 7E1730 1.000 43461C 2532 Page 476 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 04/04/2017 PROPERTY TYPE: SECURITIES 41,489. 45,787. -4,298.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 07/05/2017 PROPERTY TYPE: SECURITIES 42,005. 46,357. -4,351.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 11/02/2017 PROPERTY TYPE: SECURITIES 44,181. 48,758. -4,577.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 10/03/2017 PROPERTY TYPE: SECURITIES 20,276. 22,377. -2,100.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 09/05/2017 PROPERTY TYPE: SECURITIES 17,101. 18,872. -1,772.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 05/02/2017 PROPERTY TYPE: SECURITIES 41,659. 45,975. -4,316.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 06/02/2017 PROPERTY TYPE: SECURITIES 45,695. 50,428. -4,734.
FED HME LN MTG CRP PL U99076 4.5 12-1-43 P 03/07/2016 02/02/2017 PROPERTY TYPE: SECURITIES 22,675. 25,025. -2,349.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 01/04/2017 PROPERTY TYPE: SECURITIES 7,621. 8,369. -748.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 09/05/2017 PROPERTY TYPE: SECURITIES 6,528. 7,168. -641.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 04/04/2017 PROPERTY TYPE: SECURITIES 3,723. 4,089. -365.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 06/02/2017 PROPERTY TYPE: SECURITIES 6,197. 6,805. -608.
JSA 7E1730 1.000 43461C 2532 Page 477 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 12/04/2017 PROPERTY TYPE: SECURITIES 962. 1,057. -94.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 05/02/2017 PROPERTY TYPE: SECURITIES 5,025. 5,519. -493.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 11/02/2017 PROPERTY TYPE: SECURITIES 4,934. 5,418. -484.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 10/03/2017 PROPERTY TYPE: SECURITIES 6,877. 7,552. -675.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 08/02/2017 PROPERTY TYPE: SECURITIES 3,118. 3,424. -306.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 02/02/2017 PROPERTY TYPE: SECURITIES 4,487. 4,927. -440.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 07/05/2017 PROPERTY TYPE: SECURITIES 4,542. 4,988. -446.
FED HME LN MTG CRP PL U99084 4.5 2-1-44 P 03/10/2016 03/02/2017 PROPERTY TYPE: SECURITIES 2,503. 2,749. -246.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 02/02/2017 PROPERTY TYPE: SECURITIES 4,031. 4,448. -418.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 09/05/2017 PROPERTY TYPE: SECURITIES 42,494. 46,896. -4,402.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 04/04/2017 PROPERTY TYPE: SECURITIES 79,488. 87,723. -8,234.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 05/02/2017 PROPERTY TYPE: SECURITIES 5,276. 5,822. -547.
JSA 7E1730 1.000 43461C 2532 Page 478 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 06/02/2017 PROPERTY TYPE: SECURITIES 7,964. 8,789. -825.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 01/04/2017 PROPERTY TYPE: SECURITIES 5,149. 5,683. -533.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 12/04/2017 PROPERTY TYPE: SECURITIES 3,077. 3,395. -319.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 03/02/2017 PROPERTY TYPE: SECURITIES 3,666. 4,046. -380.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 11/02/2017 PROPERTY TYPE: SECURITIES 5,486. 6,054. -568.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 10/03/2017 PROPERTY TYPE: SECURITIES 4,262. 4,704. -442.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 07/05/2017 PROPERTY TYPE: SECURITIES 24,316. 26,835. -2,519.
FED HME LN MTG CRP PL U99132 4.5 3-1-45 P 03/07/2016 08/02/2017 PROPERTY TYPE: SECURITIES 5,545. 6,120. -574.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 10/03/2017 PROPERTY TYPE: SECURITIES 3,157. 3,560. -403.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 09/05/2017 PROPERTY TYPE: SECURITIES 4,616. 5,205. -589.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 08/02/2017 PROPERTY TYPE: SECURITIES 4,064. 4,582. -518.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 01/04/2017 PROPERTY TYPE: SECURITIES 4,745. 5,350. -605.
JSA 7E1730 1.000 43461C 2532 Page 479 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 11/02/2017 PROPERTY TYPE: SECURITIES 2,843. 3,206. -363.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 07/05/2017 PROPERTY TYPE: SECURITIES 2,823. 3,183. -360.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 02/02/2017 PROPERTY TYPE: SECURITIES 4,811. 5,425. -613.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 04/04/2017 PROPERTY TYPE: SECURITIES 10,061. 11,344. -1,283.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 06/02/2017 PROPERTY TYPE: SECURITIES 3,917. 4,417. -499.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 12/04/2017 PROPERTY TYPE: SECURITIES 3,589. 4,046. -458.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 03/02/2017 PROPERTY TYPE: SECURITIES 3,603. 4,062. -459.
FED HME LN MTG CRP SER 2126 CL 2126-C 6 P 08/10/2015 05/02/2017 PROPERTY TYPE: SECURITIES 5,165. 5,823. -659.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 10/03/2017 PROPERTY TYPE: SECURITIES 15,718. 18,405. -2,687.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 06/02/2017 PROPERTY TYPE: SECURITIES 24,012. 28,117. -4,105.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 05/02/2017 PROPERTY TYPE: SECURITIES 13,036. 15,264. -2,228.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 11/02/2017 PROPERTY TYPE: SECURITIES 12,326. 14,433. -2,107.
JSA 7E1730 1.000 43461C 2532 Page 480 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 04/04/2017 PROPERTY TYPE: SECURITIES 17,810. 20,854. -3,044.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 12/04/2017 PROPERTY TYPE: SECURITIES 14,412. 16,876. -2,464.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 09/05/2017 PROPERTY TYPE: SECURITIES 15,868. 18,580. -2,712.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 02/02/2017 PROPERTY TYPE: SECURITIES 18,288. 21,414. -3,126.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 01/04/2017 PROPERTY TYPE: SECURITIES 13,544. 15,859. -2,315.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 07/05/2017 PROPERTY TYPE: SECURITIES 14,461. 16,933. -2,472.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 08/02/2017 PROPERTY TYPE: SECURITIES 13,097. 15,336. -2,239.
FED HME LN MTG CRP SER 29 CL W 8.0 4-25 P 06/22/2015 03/02/2017 PROPERTY TYPE: SECURITIES 17,353. 20,319. -2,966.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 09/05/2017 PROPERTY TYPE: SECURITIES 10,465. 11,897. -1,432.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 06/02/2017 PROPERTY TYPE: SECURITIES 22,805. 25,927. -3,121.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 07/05/2017 PROPERTY TYPE: SECURITIES 25,744. 29,268. -3,524.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 11/02/2017 PROPERTY TYPE: SECURITIES 11,357. 12,911. -1,554.
JSA 7E1730 1.000 43461C 2532 Page 481 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 12/04/2017 PROPERTY TYPE: SECURITIES 10,902. 12,394. -1,492.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 03/02/2017 PROPERTY TYPE: SECURITIES 27,986. 31,817. -3,831.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 10/03/2017 PROPERTY TYPE: SECURITIES 22,554. 25,641. -3,087.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 02/02/2017 PROPERTY TYPE: SECURITIES 19,116. 21,732. -2,616.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 01/04/2017 PROPERTY TYPE: SECURITIES 15,940. 18,121. -2,182.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 05/02/2017 PROPERTY TYPE: SECURITIES 29,432. 33,460. -4,028.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 08/02/2017 PROPERTY TYPE: SECURITIES 15,643. 17,784. -2,141.
FED HME LN MTG CRP SER 3186 CL PE 5.5 P 08/28/2015 04/04/2017 PROPERTY TYPE: SECURITIES 36,124. 41,068. -4,944.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 08/02/2017 PROPERTY TYPE: SECURITIES 12,281. 14,380. -2,099.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 02/02/2017 PROPERTY TYPE: SECURITIES 11,902. 13,937. -2,035.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 11/02/2017 PROPERTY TYPE: SECURITIES 9,387. 10,991. -1,605.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 10/03/2017 PROPERTY TYPE: SECURITIES 7,102. 8,317. -1,214.
JSA 7E1730 1.000 43461C 2532 Page 482 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 03/02/2017 PROPERTY TYPE: SECURITIES 28,231. 33,057. -4,826.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 06/02/2017 PROPERTY TYPE: SECURITIES 8,263. 9,676. -1,412.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 01/04/2017 PROPERTY TYPE: SECURITIES 9,727. 11,389. -1,663.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 12/04/2017 PROPERTY TYPE: SECURITIES 25,120. 29,414. -4,294.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 09/05/2017 PROPERTY TYPE: SECURITIES 7,193. 8,423. -1,230.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 04/04/2017 PROPERTY TYPE: SECURITIES 8,195. 9,596. -1,401.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 05/02/2017 PROPERTY TYPE: SECURITIES 9,046. 10,592. -1,546.
FED HME LN MTG CRP SER 33 CL J 8.0 5-25 P 06/22/2015 07/05/2017 PROPERTY TYPE: SECURITIES 7,513. 8,797. -1,284.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 05/02/2017 PROPERTY TYPE: SECURITIES 15,915. 18,635. -2,720.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 03/02/2017 PROPERTY TYPE: SECURITIES 15,663. 18,341. -2,677.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 10/03/2017 PROPERTY TYPE: SECURITIES 16,898. 19,786. -2,888.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 12/04/2017 PROPERTY TYPE: SECURITIES 17,519. 20,514. -2,995.
JSA 7E1730 1.000 43461C 2532 Page 483 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 06/02/2017 PROPERTY TYPE: SECURITIES 32,578. 38,147. -5,569.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 02/02/2017 PROPERTY TYPE: SECURITIES 68,942. 80,726. -11,785.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 01/04/2017 PROPERTY TYPE: SECURITIES 20,850. 24,414. -3,564.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 09/05/2017 PROPERTY TYPE: SECURITIES 36,686. 42,957. -6,271.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 07/05/2017 PROPERTY TYPE: SECURITIES 24,310. 28,466. -4,156.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 04/04/2017 PROPERTY TYPE: SECURITIES 17,973. 21,046. -3,072.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 08/02/2017 PROPERTY TYPE: SECURITIES 41,348. 48,416. -7,068.
FED HME LN MTG CRP SR 35 CL-PK 8 7-17-24 P 06/22/2015 11/02/2017 PROPERTY TYPE: SECURITIES 17,213. 20,155. -2,942.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 12/04/2017 PROPERTY TYPE: SECURITIES 36,047. 37,072. -1,025.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 09/05/2017 PROPERTY TYPE: SECURITIES 38,643. 39,741. -1,099.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 01/04/2017 PROPERTY TYPE: SECURITIES 48,878. 50,268. -1,390.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 03/02/2017 PROPERTY TYPE: SECURITIES 26,302. 27,050. -748.
JSA 7E1730 1.000 43461C 2532 Page 484 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 06/02/2017 PROPERTY TYPE: SECURITIES 31,430. 32,324. -894.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 11/02/2017 PROPERTY TYPE: SECURITIES 39,261. 40,377. -1,116.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 05/02/2017 PROPERTY TYPE: SECURITIES 23,786. 24,463. -676.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 10/03/2017 PROPERTY TYPE: SECURITIES 28,261. 29,064. -804.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 08/02/2017 PROPERTY TYPE: SECURITIES 43,419. 44,654. -1,235.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 02/02/2017 PROPERTY TYPE: SECURITIES 42,893. 44,113. -1,220.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 07/05/2017 PROPERTY TYPE: SECURITIES 32,017. 32,928. -910.
FED HME LN MTG SER 3803 CL TK 4 11-15-28 P 11/25/2015 04/04/2017 PROPERTY TYPE: SECURITIES 35,714. 36,730. -1,016.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 10/03/2017 PROPERTY TYPE: SECURITIES 13,342. 13,813. -471.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 07/05/2017 PROPERTY TYPE: SECURITIES 33,337. 34,514. -1,177.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 04/04/2017 PROPERTY TYPE: SECURITIES 27,660. 28,637. -977.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 06/02/2017 PROPERTY TYPE: SECURITIES 22,014. 22,791. -777.
JSA 7E1730 1.000 43461C 2532 Page 485 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 11/02/2017 PROPERTY TYPE: SECURITIES 23,647. 24,482. -835.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 12/04/2017 PROPERTY TYPE: SECURITIES 21,995. 22,772. -777.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 05/02/2017 PROPERTY TYPE: SECURITIES 19,244. 19,924. -680.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 03/02/2017 PROPERTY TYPE: SECURITIES 10,030. 10,384. -354.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 02/02/2017 PROPERTY TYPE: SECURITIES 13,688. 14,171. -483.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 09/05/2017 PROPERTY TYPE: SECURITIES 28,112. 29,105. -993.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 08/02/2017 PROPERTY TYPE: SECURITIES 23,201. 24,020. -819.
FED HME LN MTG CRP SR 4374 CL NC 2-15-46 P 05/04/2015 01/04/2017 PROPERTY TYPE: SECURITIES 18,281. 18,927. -646.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 03/02/2017 PROPERTY TYPE: SECURITIES 2,063. 2,240. -177.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 08/02/2017 PROPERTY TYPE: SECURITIES 1,990. 2,161. -170.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 05/02/2017 PROPERTY TYPE: SECURITIES 9,055. 9,830. -775.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 06/02/2017 PROPERTY TYPE: SECURITIES 17,278. 18,758. -1,479.
JSA 7E1730 1.000 43461C 2532 Page 486 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 02/02/2017 PROPERTY TYPE: SECURITIES 45,223. 49,095. -3,872.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 04/04/2017 PROPERTY TYPE: SECURITIES 17,437. 18,930. -1,493.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 01/04/2017 PROPERTY TYPE: SECURITIES 35,360. 38,388. -3,028.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 11/02/2017 PROPERTY TYPE: SECURITIES 27,125. 29,447. -2,323.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 07/05/2017 PROPERTY TYPE: SECURITIES 14,325. 15,552. -1,227.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 09/05/2017 PROPERTY TYPE: SECURITIES 9,866. 10,711. -845.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 12/04/2017 PROPERTY TYPE: SECURITIES 21,084. 22,889. -1,805.
FED NTL MTG ASSN PL #AH4842 4.5% 2-1-41 P 01/11/2016 10/03/2017 PROPERTY TYPE: SECURITIES 23,660. 25,686. -2,026.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 10/03/2017 PROPERTY TYPE: SECURITIES 1,132. 1,211. -79.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 08/02/2017 PROPERTY TYPE: SECURITIES 1,073. 1,148. -75.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 12/04/2017 PROPERTY TYPE: SECURITIES 5,608. 6,000. -393.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 09/05/2017 PROPERTY TYPE: SECURITIES 1,052. 1,126. -74.
JSA 7E1730 1.000 43461C 2532 Page 487 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 11/02/2017 PROPERTY TYPE: SECURITIES 4,253. 4,551. -298.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 06/02/2017 PROPERTY TYPE: SECURITIES 1,076. 1,151. -75.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,071. 1,146. -75.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 02/02/2017 PROPERTY TYPE: SECURITIES 1,057. 1,131. -74.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,050. 1,123. -73.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 01/04/2017 PROPERTY TYPE: SECURITIES 7,122. 7,621. -499.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 07/05/2017 PROPERTY TYPE: SECURITIES 10,953. 11,719. -767.
FED NATL MTG ASSN PL #AH7572 4% 3-1-41 P 07/29/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,041. 1,114. -73.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 08/02/2017 PROPERTY TYPE: SECURITIES 1,124. 1,247. -122.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 07/05/2017 PROPERTY TYPE: SECURITIES 9,783. 10,847. -1,064.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 06/02/2017 PROPERTY TYPE: SECURITIES 26,207. 29,057. -2,850.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 11/02/2017 PROPERTY TYPE: SECURITIES 36,659. 40,646. -3,987.
JSA 7E1730 1.000 43461C 2532 Page 488 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 04/04/2017 PROPERTY TYPE: SECURITIES 58,068. 64,383. -6,315.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 10/03/2017 PROPERTY TYPE: SECURITIES 10,092. 11,190. -1,098.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 02/02/2017 PROPERTY TYPE: SECURITIES 57,452. 63,700. -6,248.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 12/04/2017 PROPERTY TYPE: SECURITIES 10,989. 12,184. -1,195.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 01/04/2017 PROPERTY TYPE: SECURITIES 18,950. 21,011. -2,061.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 05/02/2017 PROPERTY TYPE: SECURITIES 6,694. 7,422. -728.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 09/05/2017 PROPERTY TYPE: SECURITIES 27,209. 30,167. -2,959.
FED NATL MTG ASSN PL #AI8479 5% 8-1-41 P 01/05/2016 03/02/2017 PROPERTY TYPE: SECURITIES 19,607. 21,740. -2,132.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 04/04/2017 PROPERTY TYPE: SECURITIES 17,783. 18,367. -584.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 02/02/2017 PROPERTY TYPE: SECURITIES 2,397. 2,476. -79.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 01/04/2017 PROPERTY TYPE: SECURITIES 14,333. 14,803. -470.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 10/03/2017 PROPERTY TYPE: SECURITIES 2,244. 2,318. -74.
JSA 7E1730 1.000 43461C 2532 Page 489 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 12/04/2017 PROPERTY TYPE: SECURITIES 25,804. 26,650. -847.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 03/02/2017 PROPERTY TYPE: SECURITIES 2,497. 2,579. -82.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 08/02/2017 PROPERTY TYPE: SECURITIES 17,863. 18,449. -586.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 07/05/2017 PROPERTY TYPE: SECURITIES 24,239. 25,034. -795.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 05/02/2017 PROPERTY TYPE: SECURITIES 43,470. 44,897. -1,426.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 09/05/2017 PROPERTY TYPE: SECURITIES 9,742. 10,062. -320.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 06/02/2017 PROPERTY TYPE: SECURITIES 24,737. 25,549. -812.
FED NATL MTG ASSN PL #AL3499 3.5% 5-1-43 P 06/16/2015 11/02/2017 PROPERTY TYPE: SECURITIES 23,618. 24,393. -775.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 06/02/2017 PROPERTY TYPE: SECURITIES 1,434. 1,442. -9.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 02/02/2017 PROPERTY TYPE: SECURITIES 1,411. 1,419. -8.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 09/05/2017 PROPERTY TYPE: SECURITIES 1,450. 1,459. -9.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,537. 1,546. -9.
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FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 10/03/2017 PROPERTY TYPE: SECURITIES 1,564. 1,573. -9.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 08/02/2017 PROPERTY TYPE: SECURITIES 1,445. 1,454. -9.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 12/04/2017 PROPERTY TYPE: SECURITIES 1,575. 1,584. -9.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,423. 1,431. -9.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,405. 1,414. -8.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 07/05/2017 PROPERTY TYPE: SECURITIES 1,548. 1,557. -9.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 11/02/2017 PROPERTY TYPE: SECURITIES 1,462. 1,470. -9.
FED NATL MTG AN PL #AL3594 2.705% 4-1-23 P 06/17/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,744. 1,754. -10.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 05/02/2017 PROPERTY TYPE: SECURITIES 11,255. 11,879. -624.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 01/04/2017 PROPERTY TYPE: SECURITIES 9,625. 10,159. -534.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 02/02/2017 PROPERTY TYPE: SECURITIES 9,677. 10,214. -537.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 09/05/2017 PROPERTY TYPE: SECURITIES 10,098. 10,658. -560.
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FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 03/02/2017 PROPERTY TYPE: SECURITIES 4,283. 4,521. -238.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 04/04/2017 PROPERTY TYPE: SECURITIES 11,216. 11,838. -622.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 11/02/2017 PROPERTY TYPE: SECURITIES 10,707. 11,301. -594.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 06/02/2017 PROPERTY TYPE: SECURITIES 15,354. 16,205. -852.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 07/05/2017 PROPERTY TYPE: SECURITIES 12,883. 13,598. -715.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 10/03/2017 PROPERTY TYPE: SECURITIES 11,951. 12,613. -663.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 08/02/2017 PROPERTY TYPE: SECURITIES 8,309. 8,770. -461.
FED NATL MTG ASSN PL #AL4009 3.5% 7-1-43 P 01/28/2016 12/04/2017 PROPERTY TYPE: SECURITIES 12,272. 12,953. -681.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 04/04/2017 PROPERTY TYPE: SECURITIES 13,836. 15,089. -1,254.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 07/05/2017 PROPERTY TYPE: SECURITIES 14,756. 16,093. -1,337.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 02/02/2017 PROPERTY TYPE: SECURITIES 13,618. 14,852. -1,234.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 06/02/2017 PROPERTY TYPE: SECURITIES 13,838. 15,092. -1,254.
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FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 11/02/2017 PROPERTY TYPE: SECURITIES 10,625. 11,588. -963.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 08/02/2017 PROPERTY TYPE: SECURITIES 13,298. 14,503. -1,205.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 09/05/2017 PROPERTY TYPE: SECURITIES 10,191. 11,115. -924.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 05/02/2017 PROPERTY TYPE: SECURITIES 16,331. 17,812. -1,480.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 03/02/2017 PROPERTY TYPE: SECURITIES 16,576. 18,078. -1,502.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 01/04/2017 PROPERTY TYPE: SECURITIES 22,486. 24,524. -2,038.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 10/03/2017 PROPERTY TYPE: SECURITIES 10,927. 11,918. -990.
FED NATL MTG ASSN PL AL5842 4.5% 7-1-34 P 02/19/2016 12/04/2017 PROPERTY TYPE: SECURITIES 11,462. 12,501. -1,039.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 12/04/2017 PROPERTY TYPE: SECURITIES 15,616. 16,587. -971.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 10/03/2017 PROPERTY TYPE: SECURITIES 12,788. 13,583. -795.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 03/02/2017 PROPERTY TYPE: SECURITIES 10,909. 11,587. -678.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 01/04/2017 PROPERTY TYPE: SECURITIES 14,305. 15,194. -890.
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FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 06/02/2017 PROPERTY TYPE: SECURITIES 15,768. 16,749. -981.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 05/02/2017 PROPERTY TYPE: SECURITIES 12,183. 12,940. -758.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 07/05/2017 PROPERTY TYPE: SECURITIES 17,404. 18,487. -1,082.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 02/02/2017 PROPERTY TYPE: SECURITIES 12,131. 12,885. -754.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 09/05/2017 PROPERTY TYPE: SECURITIES 17,672. 18,771. -1,099.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 08/02/2017 PROPERTY TYPE: SECURITIES 17,385. 18,466. -1,081.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 04/04/2017 PROPERTY TYPE: SECURITIES 14,456. 15,355. -899.
FED NATL MTG ASSN PL AL6167 3.5% 1-1-44 P 07/18/2016 11/02/2017 PROPERTY TYPE: SECURITIES 16,191. 17,198. -1,007.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 12/04/2017 PROPERTY TYPE: SECURITIES 22,623. 25,097. -2,474.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 10/03/2017 PROPERTY TYPE: SECURITIES 11,130. 12,347. -1,217.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 03/02/2017 PROPERTY TYPE: SECURITIES 10,073. 11,175. -1,102.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 11/02/2017 PROPERTY TYPE: SECURITIES 20,137. 22,340. -2,203.
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FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 08/02/2017 PROPERTY TYPE: SECURITIES 9,345. 10,367. -1,022.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 04/04/2017 PROPERTY TYPE: SECURITIES 12,833. 14,237. -1,404.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 02/02/2017 PROPERTY TYPE: SECURITIES 14,098. 15,640. -1,542.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 05/02/2017 PROPERTY TYPE: SECURITIES 11,618. 12,888. -1,271.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 01/04/2017 PROPERTY TYPE: SECURITIES 25,489. 28,277. -2,788.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 06/02/2017 PROPERTY TYPE: SECURITIES 9,681. 10,740. -1,059.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 07/05/2017 PROPERTY TYPE: SECURITIES 12,765. 14,161. -1,396.
FED NATL MTG ASSN PL AL6848 5% 6-1-44 P 10/05/2015 09/05/2017 PROPERTY TYPE: SECURITIES 11,119. 12,335. -1,216.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 06/02/2017 PROPERTY TYPE: SECURITIES 6,844. 7,274. -430.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 03/02/2017 PROPERTY TYPE: SECURITIES 5,817. 6,182. -365.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 07/05/2017 PROPERTY TYPE: SECURITIES 12,197. 12,963. -766.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 12/04/2017 PROPERTY TYPE: SECURITIES 8,238. 8,755. -517.
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FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 10/03/2017 PROPERTY TYPE: SECURITIES 12,033. 12,789. -756.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 11/02/2017 PROPERTY TYPE: SECURITIES 6,459. 6,864. -406.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 05/02/2017 PROPERTY TYPE: SECURITIES 10,833. 11,514. -680.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 04/04/2017 PROPERTY TYPE: SECURITIES 4,939. 5,249. -310.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 01/04/2017 PROPERTY TYPE: SECURITIES 9,112. 9,684. -572.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 09/05/2017 PROPERTY TYPE: SECURITIES 7,670. 8,151. -482.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 02/02/2017 PROPERTY TYPE: SECURITIES 5,401. 5,740. -339.
FED NATL MTG ASSN PL #AL7496 3.5% 5-1-44 P 02/25/2016 08/02/2017 PROPERTY TYPE: SECURITIES 5,837. 6,204. -367.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 02/02/2017 PROPERTY TYPE: SECURITIES 12,298. 13,347. -1,049.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 04/04/2017 PROPERTY TYPE: SECURITIES 15,434. 16,750. -1,317.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 01/04/2017 PROPERTY TYPE: SECURITIES 41,871. 45,443. -3,572.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 07/05/2017 PROPERTY TYPE: SECURITIES 23,458. 25,459. -2,001.
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FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 06/02/2017 PROPERTY TYPE: SECURITIES 9,207. 9,992. -785.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 08/02/2017 PROPERTY TYPE: SECURITIES 12,210. 13,252. -1,042.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 03/02/2017 PROPERTY TYPE: SECURITIES 11,167. 12,120. -953.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 12/04/2017 PROPERTY TYPE: SECURITIES 14,913. 16,186. -1,272.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 10/03/2017 PROPERTY TYPE: SECURITIES 13,813. 14,992. -1,178.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 11/02/2017 PROPERTY TYPE: SECURITIES 22,923. 24,879. -1,956.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 05/02/2017 PROPERTY TYPE: SECURITIES 28,306. 30,721. -2,415.
FED NATL MTG ASSN PL #AL7527 4.5% 9-1-43 P 01/13/2016 09/05/2017 PROPERTY TYPE: SECURITIES 19,163. 20,797. -1,635.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 01/04/2017 PROPERTY TYPE: SECURITIES 5,559. 6,035. -476.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 06/02/2017 PROPERTY TYPE: SECURITIES 24,932. 27,067. -2,135.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 07/05/2017 PROPERTY TYPE: SECURITIES 4,325. 4,696. -370.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 05/02/2017 PROPERTY TYPE: SECURITIES 4,318. 4,688. -370.
JSA 7E1730 1.000 43461C 2532 Page 497 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 08/02/2017 PROPERTY TYPE: SECURITIES 4,561. 4,952. -391.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 02/02/2017 PROPERTY TYPE: SECURITIES 4,491. 4,875. -385.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 11/02/2017 PROPERTY TYPE: SECURITIES 4,550. 4,940. -390.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 09/05/2017 PROPERTY TYPE: SECURITIES 34,982. 37,977. -2,995.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 12/04/2017 PROPERTY TYPE: SECURITIES 4,420. 4,798. -378.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 04/04/2017 PROPERTY TYPE: SECURITIES 4,369. 4,743. -374.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 03/02/2017 PROPERTY TYPE: SECURITIES 43,174. 46,871. -3,697.
FED NATL MTG ASSN PL #AL8086 4% 3-1-35 P 02/11/2016 10/03/2017 PROPERTY TYPE: SECURITIES 4,372. 4,746. -374.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 11/02/2017 PROPERTY TYPE: SECURITIES 9,768. 9,934. -166.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 12/04/2017 PROPERTY TYPE: SECURITIES 5,957. 6,058. -101.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 01/04/2017 PROPERTY TYPE: SECURITIES 10,825. 11,027. -202.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 09/05/2017 PROPERTY TYPE: SECURITIES 5,906. 6,008. -102.
JSA 7E1730 1.000 43461C 2532 Page 498 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 07/05/2017 PROPERTY TYPE: SECURITIES 16,431. 16,721. -290.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 03/02/2017 PROPERTY TYPE: SECURITIES 8,710. 8,870. -160.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 08/02/2017 PROPERTY TYPE: SECURITIES 12,180. 12,393. -213.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 10/03/2017 PROPERTY TYPE: SECURITIES 8,853. 9,005. -152.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 02/02/2017 PROPERTY TYPE: SECURITIES 7,180. 7,313. -133.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 04/04/2017 PROPERTY TYPE: SECURITIES 20,563. 20,936. -373.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 06/02/2017 PROPERTY TYPE: SECURITIES 11,590. 11,796. -206.
FHLMC GOLD 3% MBS 1/8/43 V80351 3 8-1-43 P 01/21/2016 05/02/2017 PROPERTY TYPE: SECURITIES 14,252. 14,509. -256.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 12/04/2017 PROPERTY TYPE: SECURITIES 6,279. 6,277. 2.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 08/02/2017 PROPERTY TYPE: SECURITIES 6,514. 6,512. 2.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 10/03/2017 PROPERTY TYPE: SECURITIES 8,235. 8,233. 3.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 09/05/2017 PROPERTY TYPE: SECURITIES 8,766. 8,764. 3.
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FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 07/05/2017 PROPERTY TYPE: SECURITIES 6,669. 6,667. 2.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 05/02/2017 PROPERTY TYPE: SECURITIES 6,518. 6,516. 2.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 03/02/2017 PROPERTY TYPE: SECURITIES 4,287. 4,285. 1.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 01/04/2017 PROPERTY TYPE: SECURITIES 3,196. 3,195. 1.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 04/04/2017 PROPERTY TYPE: SECURITIES 9,018. 9,015. 3.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 02/02/2017 PROPERTY TYPE: SECURITIES 4,146. 4,145. 1.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 06/02/2017 PROPERTY TYPE: SECURITIES 10,768. 10,765. 3.
FHLMC GOLD POOL#V80003 3 DUE 04-01-2043 P 12/23/2015 11/02/2017 PROPERTY TYPE: SECURITIES 4,597. 4,596. 1.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 09/05/2017 PROPERTY TYPE: SECURITIES 17,909. 18,569. -660.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 05/02/2017 PROPERTY TYPE: SECURITIES 28,666. 29,723. -1,057.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 02/02/2017 PROPERTY TYPE: SECURITIES 17,944. 18,606. -662.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 04/04/2017 PROPERTY TYPE: SECURITIES 8,062. 8,360. -297.
JSA 7E1730 1.000 43461C 2532 Page 500 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 07/05/2017 PROPERTY TYPE: SECURITIES 12,646. 13,112. -466.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 08/02/2017 PROPERTY TYPE: SECURITIES 27,291. 28,297. -1,006.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 06/02/2017 PROPERTY TYPE: SECURITIES 7,345. 7,615. -271.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 12/04/2017 PROPERTY TYPE: SECURITIES 7,709. 7,994. -284.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 03/02/2017 PROPERTY TYPE: SECURITIES 17,433. 18,076. -643.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 11/02/2017 PROPERTY TYPE: SECURITIES 7,334. 7,605. -270.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 01/04/2017 PROPERTY TYPE: SECURITIES 18,734. 19,425. -691.
FHLMC GOLD Q09814 3.5 08-01-2042 P 01/07/2016 10/03/2017 PROPERTY TYPE: SECURITIES 22,634. 23,468. -835.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 05/02/2017 PROPERTY TYPE: SECURITIES 8,315. 8,539. -223.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 12/04/2017 PROPERTY TYPE: SECURITIES 17,523. 17,994. -471.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 03/02/2017 PROPERTY TYPE: SECURITIES 6,259. 6,427. -168.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 04/04/2017 PROPERTY TYPE: SECURITIES 7,720. 7,928. -207.
JSA 7E1730 1.000 43461C 2532 Page 501 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 11/02/2017 PROPERTY TYPE: SECURITIES 20,052. 20,590. -539.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 06/02/2017 PROPERTY TYPE: SECURITIES 33,730. 34,636. -906.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 09/05/2017 PROPERTY TYPE: SECURITIES 20,225. 20,769. -544.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 01/04/2017 PROPERTY TYPE: SECURITIES 20,938. 21,500. -563.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 07/05/2017 PROPERTY TYPE: SECURITIES 7,875. 8,086. -212.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 02/02/2017 PROPERTY TYPE: SECURITIES 37,801. 38,817. -1,016.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 10/03/2017 PROPERTY TYPE: SECURITIES 8,866. 9,104. -238.
FHLMC MULTICLASS 4 06-15-2036 P 08/10/2015 08/02/2017 PROPERTY TYPE: SECURITIES 20,529. 21,081. -552.
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 06/25/2017 PROPERTY TYPE: SECURITIES 2,851. 3,321. -470.
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 09/25/2017 PROPERTY TYPE: SECURITIES 5,258. 6,125. -868.
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 12/25/2017 PROPERTY TYPE: SECURITIES 2,617. 3,049. -432.
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 02/25/2017 PROPERTY TYPE: SECURITIES 3,315. 3,862. -547.
JSA 7E1730 1.000 43461C 2532 Page 502 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 04/25/2017 PROPERTY TYPE: SECURITIES 414. 482. -68.
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 10/25/2017 PROPERTY TYPE: SECURITIES 2,402. 2,798. -396.
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 01/25/2017 PROPERTY TYPE: SECURITIES 3,317. 3,865. -547.
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 08/25/2017 PROPERTY TYPE: SECURITIES 7,437. 8,664. -1,227.
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 05/25/2017 PROPERTY TYPE: SECURITIES 3,771. 4,394. -622.
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 11/25/2017 PROPERTY TYPE: SECURITIES 261. 304. -43.
FHLMC MLTICLSS PRASSGN 00890 6.5 9-25-43 P 12/23/2015 07/25/2017 PROPERTY TYPE: SECURITIES 2,645. 3,081. -436.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 10/03/2017 PROPERTY TYPE: SECURITIES 9,430. 10,229. -799.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 04/04/2017 PROPERTY TYPE: SECURITIES 12,483. 13,540. -1,057.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 02/02/2017 PROPERTY TYPE: SECURITIES 11,428. 12,396. -968.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 07/05/2017 PROPERTY TYPE: SECURITIES 8,639. 9,370. -732.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 03/02/2017 PROPERTY TYPE: SECURITIES 14,635. 15,874. -1,239.
JSA 7E1730 1.000 43461C 2532 Page 503 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 06/02/2017 PROPERTY TYPE: SECURITIES 10,290. 11,161. -871.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 05/02/2017 PROPERTY TYPE: SECURITIES 10,326. 11,200. -874.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 09/05/2017 PROPERTY TYPE: SECURITIES 10,247. 11,114. -868.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 08/02/2017 PROPERTY TYPE: SECURITIES 9,977. 10,822. -845.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 12/04/2017 PROPERTY TYPE: SECURITIES 7,928. 8,600. -671.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 01/04/2017 PROPERTY TYPE: SECURITIES 8,648. 9,380. -732.
FHLMC MLTICLSS SER 2515 5.5 10-15-22 P 01/14/2016 11/02/2017 PROPERTY TYPE: SECURITIES 8,293. 8,996. -702.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 12/04/2017 PROPERTY TYPE: SECURITIES 577. 605. -27.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 11/02/2017 PROPERTY TYPE: SECURITIES 575. 602. -27.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 02/02/2017 PROPERTY TYPE: SECURITIES 554. 580. -26.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 06/02/2017 PROPERTY TYPE: SECURITIES 563. 590. -27.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 05/02/2017 PROPERTY TYPE: SECURITIES 561. 587. -27.
JSA 7E1730 1.000 43461C 2532 Page 504 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 09/05/2017 PROPERTY TYPE: SECURITIES 570. 597. -27.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 01/04/2017 PROPERTY TYPE: SECURITIES 551. 578. -26.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 10/03/2017 PROPERTY TYPE: SECURITIES 573. 600. -27.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 07/05/2017 PROPERTY TYPE: SECURITIES 565. 592. -27.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 03/02/2017 PROPERTY TYPE: SECURITIES 556. 582. -26.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 08/02/2017 PROPERTY TYPE: SECURITIES 568. 595. -27.
FHLMC MLTICLSS SR 2626 CL WM 4.5 6-15-33 P 11/30/2015 04/04/2017 PROPERTY TYPE: SECURITIES 558. 585. -27.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 08/02/2017 PROPERTY TYPE: SECURITIES 568. 595. -27.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 09/05/2017 PROPERTY TYPE: SECURITIES 570. 597. -27.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 02/02/2017 PROPERTY TYPE: SECURITIES 554. 580. -26.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 01/04/2017 PROPERTY TYPE: SECURITIES 551. 578. -26.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 04/04/2017 PROPERTY TYPE: SECURITIES 558. 585. -27.
JSA 7E1730 1.000 43461C 2532 Page 505 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 03/02/2017 PROPERTY TYPE: SECURITIES 556. 582. -26.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 07/05/2017 PROPERTY TYPE: SECURITIES 565. 592. -27.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 12/04/2017 PROPERTY TYPE: SECURITIES 577. 605. -27.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 11/02/2017 PROPERTY TYPE: SECURITIES 575. 602. -27.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 10/03/2017 PROPERTY TYPE: SECURITIES 573. 600. -27.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 06/02/2017 PROPERTY TYPE: SECURITIES 563. 590. -27.
FHLMC MLTICLSS SR 2626 CL WQ 4.5 6-15-33 P 11/30/2015 05/02/2017 PROPERTY TYPE: SECURITIES 561. 587. -27.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 09/05/2017 PROPERTY TYPE: SECURITIES 1,270. 1,369. -98.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,301. 1,402. -101.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,341. 1,444. -104.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 11/02/2017 PROPERTY TYPE: SECURITIES 1,267. 1,365. -98.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,358. 1,463. -105.
JSA 7E1730 1.000 43461C 2532 Page 506 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 07/05/2017 PROPERTY TYPE: SECURITIES 3,137. 3,380. -243.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,330. 1,433. -103.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 08/02/2017 PROPERTY TYPE: SECURITIES 4,490. 4,838. -348.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 10/03/2017 PROPERTY TYPE: SECURITIES 5,458. 5,881. -423.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 06/02/2017 PROPERTY TYPE: SECURITIES 8,534. 9,195. -661.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 02/02/2017 PROPERTY TYPE: SECURITIES 3,317. 3,574. -257.
FHLMC MLTICL SER 2717 CL AE 4.5 12-15-33 P 08/13/2015 12/04/2017 PROPERTY TYPE: SECURITIES 5,661. 6,100. -439.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 05/02/2017 PROPERTY TYPE: SECURITIES 3,848. 4,232. -385.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 03/02/2017 PROPERTY TYPE: SECURITIES 3,426. 3,768. -343.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 04/04/2017 PROPERTY TYPE: SECURITIES 2,277. 2,504. -228.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 07/05/2017 PROPERTY TYPE: SECURITIES 4,219. 4,641. -422.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 10/03/2017 PROPERTY TYPE: SECURITIES 3,819. 4,201. -382.
JSA 7E1730 1.000 43461C 2532 Page 507 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 09/05/2017 PROPERTY TYPE: SECURITIES 2,745. 3,020. -275.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 12/04/2017 PROPERTY TYPE: SECURITIES 1,591. 1,750. -159.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 01/04/2017 PROPERTY TYPE: SECURITIES 4,191. 4,611. -419.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 06/02/2017 PROPERTY TYPE: SECURITIES 2,571. 2,828. -257.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 11/02/2017 PROPERTY TYPE: SECURITIES 3,610. 3,971. -361.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 02/02/2017 PROPERTY TYPE: SECURITIES 2,452. 2,698. -245.
FHLMC MLTICL SER 2733 CL ME 5% 1-15-34 P 05/27/2015 08/02/2017 PROPERTY TYPE: SECURITIES 2,087. 2,296. -209.
FHLMC MULTICL SER 2835 CL TB 4.5 8-15-34 P 02/15/2017 07/05/2017 PROPERTY TYPE: SECURITIES 1,879. 1,996. -117.
FHLMC MULTICL SER 2835 CL TB 4.5 8-15-34 P 02/15/2017 04/04/2017 PROPERTY TYPE: SECURITIES 1,900. 2,018. -118.
FHLMC MULTICL SER 2835 CL TB 4.5 8-15-34 P 02/15/2017 05/02/2017 PROPERTY TYPE: SECURITIES 2,093. 2,224. -130.
FHLMC MULTICL SER 2835 CL TB 4.5 8-15-34 P 02/15/2017 06/02/2017 PROPERTY TYPE: SECURITIES 1,926. 2,045. -120.
FHLMC MULTICL SER 2835 CL TB 4.5 8-15-34 P 02/15/2017 10/03/2017 PROPERTY TYPE: SECURITIES 53,930. 57,284. -3,354.
JSA 7E1730 1.000 43461C 2532 Page 508 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 2835 CL TB 4.5 8-15-34 P 02/15/2017 12/04/2017 PROPERTY TYPE: SECURITIES 1,617. 1,717. -101.
FHLMC MULTICL SER 2835 CL TB 4.5 8-15-34 P 02/15/2017 08/02/2017 PROPERTY TYPE: SECURITIES 12,610. 13,394. -784.
FHLMC MULTICL SER 2835 CL TB 4.5 8-15-34 P 02/15/2017 09/05/2017 PROPERTY TYPE: SECURITIES 1,889. 2,006. -117.
FHLMC MULTICL SER 2835 CL TB 4.5 8-15-34 P 02/15/2017 03/02/2017 PROPERTY TYPE: SECURITIES 1,843. 1,957. -115.
FHLMC MULTICL SER 2835 CL TB 4.5 8-15-34 P 02/15/2017 11/02/2017 PROPERTY TYPE: SECURITIES 37,217. 39,531. -2,314.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 06/02/2017 PROPERTY TYPE: SECURITIES 4,072. 4,448. -377.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 08/02/2017 PROPERTY TYPE: SECURITIES 2,396. 2,618. -222.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 07/05/2017 PROPERTY TYPE: SECURITIES 16,101. 17,591. -1,489.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 05/02/2017 PROPERTY TYPE: SECURITIES 4,399. 4,806. -407.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 01/04/2017 PROPERTY TYPE: SECURITIES 12,065. 13,181. -1,116.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 12/04/2017 PROPERTY TYPE: SECURITIES 3,330. 3,638. -308.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 11/02/2017 PROPERTY TYPE: SECURITIES 3,569. 3,899. -330.
JSA 7E1730 1.000 43461C 2532 Page 509 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 10/03/2017 PROPERTY TYPE: SECURITIES 2,669. 2,916. -247.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 02/02/2017 PROPERTY TYPE: SECURITIES 3,188. 3,483. -295.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,760. 1,923. -163.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 09/05/2017 PROPERTY TYPE: SECURITIES 933. 1,019. -86.
FHLMC MULTICL SER 2845 CL QH 5 8-15-34 P 08/13/2015 04/04/2017 PROPERTY TYPE: SECURITIES 20,396. 22,283. -1,887.
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 05/02/2017 PROPERTY TYPE: SECURITIES 22,447. 25,253. -2,806.
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 06/02/2017 PROPERTY TYPE: SECURITIES 26,708. 30,046. -3,338.
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 02/02/2017 PROPERTY TYPE: SECURITIES 15,192. 17,090. -1,899.
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 07/05/2017 PROPERTY TYPE: SECURITIES 20,761. 23,356. -2,595.
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 11/02/2017 PROPERTY TYPE: SECURITIES 23,530. 26,471. -2,941.
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 04/04/2017 PROPERTY TYPE: SECURITIES 22,098. 24,860. -2,762.
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 03/02/2017 PROPERTY TYPE: SECURITIES 27,084. 30,470. -3,386.
JSA 7E1730 1.000 43461C 2532 Page 510 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 09/05/2017 PROPERTY TYPE: SECURITIES 23,135. 26,027. -2,892.
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 10/03/2017 PROPERTY TYPE: SECURITIES 16,465. 18,523. -2,058.
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 12/04/2017 PROPERTY TYPE: SECURITIES 24,716. 27,805. -3,089.
FHLMC MULTICL SER 3028 CL MG 5 9-15-35 P 12/18/2015 08/02/2017 PROPERTY TYPE: SECURITIES 16,488. 18,549. -2,061.
FHLMC MULTICL SER 3204 CL NW 5 2-15-17 P 10/01/2015 02/02/2017 PROPERTY TYPE: SECURITIES 14,964. 15,322. -358.
FHLMC MULTICL SER 3204 CL NW 5 2-15-17 P 10/01/2015 01/04/2017 PROPERTY TYPE: SECURITIES 85,322. 87,361. -2,040.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 01/04/2017 PROPERTY TYPE: SECURITIES 24,869. 28,288. -3,419.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 02/02/2017 PROPERTY TYPE: SECURITIES 39,829. 45,306. -5,477.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 05/02/2017 PROPERTY TYPE: SECURITIES 13,206. 15,022. -1,816.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 12/04/2017 PROPERTY TYPE: SECURITIES 22,880. 26,026. -3,146.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 10/03/2017 PROPERTY TYPE: SECURITIES 17,534. 19,945. -2,411.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 11/02/2017 PROPERTY TYPE: SECURITIES 26,627. 30,288. -3,661.
JSA 7E1730 1.000 43461C 2532 Page 511 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 06/02/2017 PROPERTY TYPE: SECURITIES 19,661. 22,364. -2,703.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 04/04/2017 PROPERTY TYPE: SECURITIES 12,202. 13,880. -1,678.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 07/05/2017 PROPERTY TYPE: SECURITIES 13,429. 15,275. -1,846.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 09/05/2017 PROPERTY TYPE: SECURITIES 25,778. 29,322. -3,544.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 08/02/2017 PROPERTY TYPE: SECURITIES 35,220. 40,063. -4,843.
FHLMC MULTICL SER 3211 CL PD 5.5 9-15-36 P 08/20/2015 03/02/2017 PROPERTY TYPE: SECURITIES 26,731. 30,407. -3,676.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 09/05/2017 PROPERTY TYPE: SECURITIES 7,668. 8,402. -733.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 06/02/2017 PROPERTY TYPE: SECURITIES 23,190. 25,408. -2,218.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 12/04/2017 PROPERTY TYPE: SECURITIES 477. 522. -46.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 11/02/2017 PROPERTY TYPE: SECURITIES 7,344. 8,047. -702.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 03/02/2017 PROPERTY TYPE: SECURITIES 18,389. 20,147. -1,758.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 02/02/2017 PROPERTY TYPE: SECURITIES 54,196. 59,379. -5,183.
JSA 7E1730 1.000 43461C 2532 Page 512 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 10/03/2017 PROPERTY TYPE: SECURITIES 479. 525. -46.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 07/05/2017 PROPERTY TYPE: SECURITIES 23,377. 25,612. -2,235.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 04/04/2017 PROPERTY TYPE: SECURITIES 26,169. 28,671. -2,502.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 08/02/2017 PROPERTY TYPE: SECURITIES 6,342. 6,948. -606.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 01/04/2017 PROPERTY TYPE: SECURITIES 30,367. 33,271. -2,904.
FHLMC MULTICL SER 3287 CL PD 5.5 3-15-37 P 02/10/2016 05/02/2017 PROPERTY TYPE: SECURITIES 16,521. 18,101. -1,580.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 06/02/2017 PROPERTY TYPE: SECURITIES 44,985. 49,736. -4,752.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 04/04/2017 PROPERTY TYPE: SECURITIES 35,067. 38,771. -3,704.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 07/05/2017 PROPERTY TYPE: SECURITIES 106,216. 117,435. -11,219.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 01/04/2017 PROPERTY TYPE: SECURITIES 18,481. 20,433. -1,952.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 09/05/2017 PROPERTY TYPE: SECURITIES 981. 1,084. -104.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 05/02/2017 PROPERTY TYPE: SECURITIES 30,444. 33,659. -3,216.
JSA 7E1730 1.000 43461C 2532 Page 513 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 03/02/2017 PROPERTY TYPE: SECURITIES 834. 922. -88.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 12/04/2017 PROPERTY TYPE: SECURITIES 944. 1,044. -100.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 10/03/2017 PROPERTY TYPE: SECURITIES 919. 1,017. -97.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 02/02/2017 PROPERTY TYPE: SECURITIES 532. 588. -56.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 11/02/2017 PROPERTY TYPE: SECURITIES 938. 1,037. -99.
FHLMC MULTICL SER 3303 CL AC 6 4-15-37 P 06/04/2015 08/02/2017 PROPERTY TYPE: SECURITIES 923. 1,020. -97.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 09/05/2017 PROPERTY TYPE: SECURITIES 16,431. 18,567. -2,136.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 08/02/2017 PROPERTY TYPE: SECURITIES 24,839. 28,068. -3,229.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 03/02/2017 PROPERTY TYPE: SECURITIES 17,388. 19,648. -2,260.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 12/04/2017 PROPERTY TYPE: SECURITIES 18,773. 21,213. -2,440.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 04/04/2017 PROPERTY TYPE: SECURITIES 21,669. 24,486. -2,817.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 11/02/2017 PROPERTY TYPE: SECURITIES 17,993. 20,332. -2,339.
JSA 7E1730 1.000 43461C 2532 Page 514 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 07/05/2017 PROPERTY TYPE: SECURITIES 29,951. 33,845. -3,894.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 02/02/2017 PROPERTY TYPE: SECURITIES 18,255. 20,628. -2,373.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 06/02/2017 PROPERTY TYPE: SECURITIES 29,948. 33,841. -3,893.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 05/02/2017 PROPERTY TYPE: SECURITIES 28,612. 32,332. -3,720.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 01/04/2017 PROPERTY TYPE: SECURITIES 14,050. 15,877. -1,827.
FHLMC MULTICL SER 3423 CL PB 5.5 3-15-38 P 09/28/2016 10/03/2017 PROPERTY TYPE: SECURITIES 14,258. 16,111. -1,853.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 06/02/2017 PROPERTY TYPE: SECURITIES 9,597. 9,690. -93.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 07/05/2017 PROPERTY TYPE: SECURITIES 11,972. 12,088. -116.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 05/02/2017 PROPERTY TYPE: SECURITIES 8,796. 8,881. -85.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 04/04/2017 PROPERTY TYPE: SECURITIES 14,837. 14,981. -144.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 08/02/2017 PROPERTY TYPE: SECURITIES 8,776. 8,861. -85.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 01/04/2017 PROPERTY TYPE: SECURITIES 8,705. 8,789. -84.
JSA 7E1730 1.000 43461C 2532 Page 515 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 09/05/2017 PROPERTY TYPE: SECURITIES 17,503. 17,673. -170.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 10/03/2017 PROPERTY TYPE: SECURITIES 10,854. 10,960. -105.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 11/02/2017 PROPERTY TYPE: SECURITIES 10,032. 10,129. -97.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 12/04/2017 PROPERTY TYPE: SECURITIES 13,463. 13,593. -130.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 02/02/2017 PROPERTY TYPE: SECURITIES 12,176. 12,294. -118.
FHLMC MULTICL SER 3587 CL FA 12-15-37 P 12/30/2015 03/02/2017 PROPERTY TYPE: SECURITIES 8,773. 8,858. -85.
FHLMC MULTICL SER 3641 CL PB 5 3-15-40 P 11/05/2015 12/04/2017 PROPERTY TYPE: SECURITIES 15,822. 17,405. -1,582.
FHLMC MULTICL SER 3641 CL PB 5 3-15-40 P 11/05/2015 10/03/2017 PROPERTY TYPE: SECURITIES 42,089. 46,298. -4,209.
FHLMC MULTICL SER 3641 CL PB 5 3-15-40 P 11/05/2015 07/05/2017 PROPERTY TYPE: SECURITIES 20,957. 23,053. -2,096.
FHLMC MULTICL SER 3641 CL PB 5 3-15-40 P 11/05/2015 08/02/2017 PROPERTY TYPE: SECURITIES 29,108. 32,019. -2,911.
FHLMC MULTICL SER 3641 CL PB 5 3-15-40 P 11/05/2015 04/04/2017 PROPERTY TYPE: SECURITIES 9,391. 10,330. -939.
FHLMC MULTICL SER 3641 CL PB 5 3-15-40 P 11/05/2015 09/05/2017 PROPERTY TYPE: SECURITIES 35,310. 38,841. -3,531.
JSA 7E1730 1.000 43461C 2532 Page 516 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 3641 CL PB 5 3-15-40 P 11/05/2015 11/02/2017 PROPERTY TYPE: SECURITIES 8,659. 9,524. -866.
FHLMC MULTICL SER 3641 CL PB 5 3-15-40 P 11/05/2015 05/02/2017 PROPERTY TYPE: SECURITIES 9,542. 10,496. -954.
FHLMC MULTICL SER 3641 CL PB 5 3-15-40 P 11/05/2015 06/02/2017 PROPERTY TYPE: SECURITIES 29,066. 31,972. -2,907.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 01/04/2017 PROPERTY TYPE: SECURITIES 11,773. 12,255. -482.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 12/04/2017 PROPERTY TYPE: SECURITIES 6,146. 6,398. -252.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 10/03/2017 PROPERTY TYPE: SECURITIES 6,740. 7,016. -276.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 05/02/2017 PROPERTY TYPE: SECURITIES 6,686. 6,960. -274.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 11/02/2017 PROPERTY TYPE: SECURITIES 7,956. 8,282. -326.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 03/02/2017 PROPERTY TYPE: SECURITIES 6,248. 6,503. -256.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 06/02/2017 PROPERTY TYPE: SECURITIES 6,296. 6,553. -258.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 02/02/2017 PROPERTY TYPE: SECURITIES 9,786. 10,186. -401.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 07/05/2017 PROPERTY TYPE: SECURITIES 7,360. 7,661. -301.
JSA 7E1730 1.000 43461C 2532 Page 517 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 04/04/2017 PROPERTY TYPE: SECURITIES 8,026. 8,354. -329.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 09/05/2017 PROPERTY TYPE: SECURITIES 6,872. 7,154. -281.
FHLMC MULTICL SER 3738 CL CY 4.0 8-15-29 P 08/18/2015 08/02/2017 PROPERTY TYPE: SECURITIES 7,476. 7,782. -306.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 04/04/2017 PROPERTY TYPE: SECURITIES 11,909. 11,700. 208.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 09/05/2017 PROPERTY TYPE: SECURITIES 3,938. 3,869. 69.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 03/02/2017 PROPERTY TYPE: SECURITIES 4,709. 4,627. 82.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 07/05/2017 PROPERTY TYPE: SECURITIES 8,667. 8,515. 152.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 02/02/2017 PROPERTY TYPE: SECURITIES 4,925. 4,839. 86.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 10/03/2017 PROPERTY TYPE: SECURITIES 5,799. 5,698. 101.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 11/02/2017 PROPERTY TYPE: SECURITIES 6,450. 6,337. 113.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 08/02/2017 PROPERTY TYPE: SECURITIES 5,249. 5,157. 92.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 06/02/2017 PROPERTY TYPE: SECURITIES 12,110. 11,898. 212.
JSA 7E1730 1.000 43461C 2532 Page 518 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 01/04/2017 PROPERTY TYPE: SECURITIES 23,652. 23,238. 414.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 05/02/2017 PROPERTY TYPE: SECURITIES 2,895. 2,844. 51.
FHLMC MULTICL SER 3904 CL EC 2.0 8-15-40 P 07/28/2015 12/04/2017 PROPERTY TYPE: SECURITIES 4,171. 4,098. 73.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 08/02/2017 PROPERTY TYPE: SECURITIES 13,860. 14,917. -1,057.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 11/02/2017 PROPERTY TYPE: SECURITIES 9,915. 10,671. -756.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 09/05/2017 PROPERTY TYPE: SECURITIES 17,941. 19,309. -1,368.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 03/02/2017 PROPERTY TYPE: SECURITIES 12,071. 12,991. -920.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 01/04/2017 PROPERTY TYPE: SECURITIES 16,724. 17,999. -1,275.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 06/02/2017 PROPERTY TYPE: SECURITIES 16,782. 18,062. -1,280.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 07/05/2017 PROPERTY TYPE: SECURITIES 19,332. 20,806. -1,474.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 02/02/2017 PROPERTY TYPE: SECURITIES 16,612. 17,879. -1,267.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 04/04/2017 PROPERTY TYPE: SECURITIES 20,820. 22,407. -1,588.
JSA 7E1730 1.000 43461C 2532 Page 519 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 12/04/2017 PROPERTY TYPE: SECURITIES 15,981. 17,199. -1,219.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 05/02/2017 PROPERTY TYPE: SECURITIES 12,398. 13,344. -945.
FHLMC MULTICL SER 4239 CL AP 4 8-15-43 P 02/10/2016 10/03/2017 PROPERTY TYPE: SECURITIES 15,740. 16,940. -1,200.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 04/04/2017 PROPERTY TYPE: SECURITIES 7,369. 8,271. -903.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 12/04/2017 PROPERTY TYPE: SECURITIES 5,198. 5,835. -637.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 01/04/2017 PROPERTY TYPE: SECURITIES 10,489. 11,774. -1,285.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 08/02/2017 PROPERTY TYPE: SECURITIES 8,247. 9,258. -1,010.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 05/02/2017 PROPERTY TYPE: SECURITIES 5,845. 6,561. -716.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 10/03/2017 PROPERTY TYPE: SECURITIES 6,063. 6,806. -743.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 07/05/2017 PROPERTY TYPE: SECURITIES 6,172. 6,928. -756.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 02/02/2017 PROPERTY TYPE: SECURITIES 9,161. 10,283. -1,122.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 11/02/2017 PROPERTY TYPE: SECURITIES 5,016. 5,630. -614.
JSA 7E1730 1.000 43461C 2532 Page 520 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 09/05/2017 PROPERTY TYPE: SECURITIES 6,166. 6,921. -755.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 06/02/2017 PROPERTY TYPE: SECURITIES 5,329. 5,982. -653.
FHLMC MULTICLASS SER 6 04-15-2036 P 01/06/2016 03/02/2017 PROPERTY TYPE: SECURITIES 4,493. 5,043. -550.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 08/02/2017 PROPERTY TYPE: SECURITIES 19,261. 20,940. -1,679.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 11/02/2017 PROPERTY TYPE: SECURITIES 22,161. 24,093. -1,932.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 02/02/2017 PROPERTY TYPE: SECURITIES 20,825. 22,641. -1,816.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 04/04/2017 PROPERTY TYPE: SECURITIES 19,849. 21,580. -1,731.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 01/04/2017 PROPERTY TYPE: SECURITIES 24,931. 27,105. -2,174.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 09/05/2017 PROPERTY TYPE: SECURITIES 15,214. 16,541. -1,326.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 06/02/2017 PROPERTY TYPE: SECURITIES 14,094. 15,323. -1,229.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 03/02/2017 PROPERTY TYPE: SECURITIES 23,793. 25,868. -2,074.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 10/03/2017 PROPERTY TYPE: SECURITIES 16,466. 17,902. -1,436.
JSA 7E1730 1.000 43461C 2532 Page 521 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 07/05/2017 PROPERTY TYPE: SECURITIES 21,232. 23,084. -1,851.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 12/04/2017 PROPERTY TYPE: SECURITIES 13,018. 14,153. -1,135.
FHLMC POOL #C91366 4.5 04-01-2031 P 01/07/2016 05/02/2017 PROPERTY TYPE: SECURITIES 11,259. 12,241. -982.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 07/25/2017 PROPERTY TYPE: SECURITIES 5,176. 6,089. -912.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 01/25/2017 PROPERTY TYPE: SECURITIES 2,872. 3,378. -506.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 03/25/2017 PROPERTY TYPE: SECURITIES 15,561. 18,304. -2,743.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 10/25/2017 PROPERTY TYPE: SECURITIES 2,534. 2,981. -447.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 06/25/2017 PROPERTY TYPE: SECURITIES 3,233. 3,802. -570.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 11/25/2017 PROPERTY TYPE: SECURITIES 3,855. 4,534. -679.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 04/25/2017 PROPERTY TYPE: SECURITIES 1,865. 2,194. -329.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 09/25/2017 PROPERTY TYPE: SECURITIES 2,958. 3,479. -521.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 12/25/2017 PROPERTY TYPE: SECURITIES 4,446. 5,229. -784.
JSA 7E1730 1.000 43461C 2532 Page 522 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 02/25/2017 PROPERTY TYPE: SECURITIES 2,143. 2,521. -378.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 05/25/2017 PROPERTY TYPE: SECURITIES 3,134. 3,686. -552.
FNMA 2001-T10 CL A1 PSS THRGH 7 12-25-41 P 02/11/2016 08/25/2017 PROPERTY TYPE: SECURITIES 4,118. 4,844. -726.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 03/02/2017 PROPERTY TYPE: SECURITIES 13,084. 14,204. -1,120.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 10/03/2017 PROPERTY TYPE: SECURITIES 7,245. 7,865. -620.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 12/04/2017 PROPERTY TYPE: SECURITIES 8,045. 8,734. -689.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 02/02/2017 PROPERTY TYPE: SECURITIES 10,727. 11,645. -919.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 07/05/2017 PROPERTY TYPE: SECURITIES 10,367. 11,255. -888.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 06/02/2017 PROPERTY TYPE: SECURITIES 20,335. 22,076. -1,741.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 08/02/2017 PROPERTY TYPE: SECURITIES 8,958. 9,725. -767.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 11/02/2017 PROPERTY TYPE: SECURITIES 9,451. 10,260. -809.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 01/04/2017 PROPERTY TYPE: SECURITIES 12,825. 13,923. -1,098.
JSA 7E1730 1.000 43461C 2532 Page 523 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 09/05/2017 PROPERTY TYPE: SECURITIES 9,018. 9,790. -772.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 05/02/2017 PROPERTY TYPE: SECURITIES 9,872. 10,717. -845.
FNMA 2005-117 CL-LC 5.5 11-25-2035 P 11/18/2015 04/04/2017 PROPERTY TYPE: SECURITIES 11,657. 12,655. -998.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 04/04/2017 PROPERTY TYPE: SECURITIES 21,355. 24,358. -3,003.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 07/05/2017 PROPERTY TYPE: SECURITIES 23,527. 26,836. -3,309.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 05/02/2017 PROPERTY TYPE: SECURITIES 23,489. 26,792. -3,303.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 02/02/2017 PROPERTY TYPE: SECURITIES 12,072. 13,769. -1,698.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 03/02/2017 PROPERTY TYPE: SECURITIES 16,468. 18,784. -2,316.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 01/04/2017 PROPERTY TYPE: SECURITIES 39,343. 44,876. -5,533.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 11/02/2017 PROPERTY TYPE: SECURITIES 8,859. 10,104. -1,246.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 08/02/2017 PROPERTY TYPE: SECURITIES 19,270. 21,980. -2,710.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 06/02/2017 PROPERTY TYPE: SECURITIES 13,065. 14,902. -1,837.
JSA 7E1730 1.000 43461C 2532 Page 524 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 09/05/2017 PROPERTY TYPE: SECURITIES 10,035. 11,446. -1,411.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 10/03/2017 PROPERTY TYPE: SECURITIES 33,998. 38,779. -4,781.
FNMA 2006-105 CL-ME 5.5 11-25-2036 P 09/24/2015 12/04/2017 PROPERTY TYPE: SECURITIES 17,316. 19,751. -2,435.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 04/04/2017 PROPERTY TYPE: SECURITIES 10,498. 12,138. -1,640.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 03/02/2017 PROPERTY TYPE: SECURITIES 12,368. 14,301. -1,933.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 07/05/2017 PROPERTY TYPE: SECURITIES 16,519. 19,100. -2,581.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 08/02/2017 PROPERTY TYPE: SECURITIES 6,818. 7,883. -1,065.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 01/04/2017 PROPERTY TYPE: SECURITIES 10,103. 11,681. -1,579.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 05/02/2017 PROPERTY TYPE: SECURITIES 10,378. 12,000. -1,622.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 10/03/2017 PROPERTY TYPE: SECURITIES 11,920. 13,782. -1,862.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 02/02/2017 PROPERTY TYPE: SECURITIES 11,671. 13,494. -1,824.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 09/05/2017 PROPERTY TYPE: SECURITIES 11,430. 13,216. -1,786.
JSA 7E1730 1.000 43461C 2532 Page 525 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 12/04/2017 PROPERTY TYPE: SECURITIES 9,239. 10,682. -1,444.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 06/02/2017 PROPERTY TYPE: SECURITIES 14,384. 16,632. -2,248.
FNMA 7% CMO 25/07/42 USD 7 07-25-2042 P 09/14/2015 11/02/2017 PROPERTY TYPE: SECURITIES 11,593. 13,404. -1,811.
FNMA CMO 5.5 04-25-2037 P 10/11/2017 12/04/2017 PROPERTY TYPE: SECURITIES 14,270. 15,840. -1,570.
FNMA CMO 5.5 04-25-2037 P 10/11/2017 11/02/2017 PROPERTY TYPE: SECURITIES 21,645. 24,026. -2,381.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 07/05/2017 PROPERTY TYPE: SECURITIES 11,524. 12,345. -821.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 11/02/2017 PROPERTY TYPE: SECURITIES 11,717. 12,552. -835.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 10/03/2017 PROPERTY TYPE: SECURITIES 11,669. 12,500. -831.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 08/02/2017 PROPERTY TYPE: SECURITIES 11,572. 12,396. -825.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 06/02/2017 PROPERTY TYPE: SECURITIES 11,476. 12,294. -818.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 12/04/2017 PROPERTY TYPE: SECURITIES 11,766. 12,604. -838.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 05/02/2017 PROPERTY TYPE: SECURITIES 11,428. 12,243. -814.
JSA 7E1730 1.000 43461C 2532 Page 526 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 02/02/2017 PROPERTY TYPE: SECURITIES 11,287. 12,091. -804.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 04/04/2017 PROPERTY TYPE: SECURITIES 11,381. 12,192. -811.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 01/04/2017 PROPERTY TYPE: SECURITIES 11,240. 12,041. -801.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 09/05/2017 PROPERTY TYPE: SECURITIES 11,620. 12,448. -828.
FNMA FANNIE MAE 5 03-25-2021 P 11/02/2015 03/02/2017 PROPERTY TYPE: SECURITIES 11,334. 12,141. -808.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 05/02/2017 PROPERTY TYPE: SECURITIES 75,856. 80,822. -4,966.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,107. 1,180. -73.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 10/03/2017 PROPERTY TYPE: SECURITIES 792. 844. -52.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 03/02/2017 PROPERTY TYPE: SECURITIES 150,373. 160,217. -9,845.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 09/05/2017 PROPERTY TYPE: SECURITIES 59,259. 63,138. -3,880.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 07/05/2017 PROPERTY TYPE: SECURITIES 76,824. 81,853. -5,030.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 06/02/2017 PROPERTY TYPE: SECURITIES 1,010. 1,077. -66.
JSA 7E1730 1.000 43461C 2532 Page 527 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 12/04/2017 PROPERTY TYPE: SECURITIES 802. 854. -52.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 04/04/2017 PROPERTY TYPE: SECURITIES 949. 1,012. -62.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 02/02/2017 PROPERTY TYPE: SECURITIES 45,260. 48,223. -2,963.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 11/02/2017 PROPERTY TYPE: SECURITIES 797. 849. -52.
FNMA FNR 07 29 NC 6.5 02-25-2047 P 06/19/2015 08/02/2017 PROPERTY TYPE: SECURITIES 836. 891. -55.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 04/04/2017 PROPERTY TYPE: SECURITIES 13,344. 15,254. -1,910.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 03/02/2017 PROPERTY TYPE: SECURITIES 45,039. 51,485. -6,446.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 05/02/2017 PROPERTY TYPE: SECURITIES 17,389. 19,878. -2,489.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 07/05/2017 PROPERTY TYPE: SECURITIES 18,296. 20,914. -2,619.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 10/03/2017 PROPERTY TYPE: SECURITIES 61,863. 70,717. -8,854.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 02/02/2017 PROPERTY TYPE: SECURITIES 47,819. 54,664. -6,844.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 09/05/2017 PROPERTY TYPE: SECURITIES 7,226. 8,260. -1,034.
JSA 7E1730 1.000 43461C 2532 Page 528 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 01/04/2017 PROPERTY TYPE: SECURITIES 28,398. 32,462. -4,064.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 08/02/2017 PROPERTY TYPE: SECURITIES 6,982. 7,981. -999.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 12/04/2017 PROPERTY TYPE: SECURITIES 35,475. 40,552. -5,077.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 11/02/2017 PROPERTY TYPE: SECURITIES 11,731. 13,410. -1,679.
FNMA POOL #256886 6.5% 09-01-2027 BEO P 01/20/2016 06/02/2017 PROPERTY TYPE: SECURITIES 19,039. 21,764. -2,725.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 10/03/2017 PROPERTY TYPE: SECURITIES 1,555. 1,696. -140.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 12/04/2017 PROPERTY TYPE: SECURITIES 1,569. 1,711. -142.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,354. 1,476. -122.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,522. 1,659. -137.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,787. 1,949. -161.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 06/02/2017 PROPERTY TYPE: SECURITIES 1,389. 1,514. -125.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 09/05/2017 PROPERTY TYPE: SECURITIES 1,410. 1,537. -127.
JSA 7E1730 1.000 43461C 2532 Page 529 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 02/02/2017 PROPERTY TYPE: SECURITIES 1,360. 1,483. -123.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 08/02/2017 PROPERTY TYPE: SECURITIES 1,403. 1,530. -127.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 07/05/2017 PROPERTY TYPE: SECURITIES 1,535. 1,674. -139.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 11/02/2017 PROPERTY TYPE: SECURITIES 1,424. 1,552. -129.
FNMA POOL #466566 4.27% 11-01-2025 BEO P 06/25/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,375. 1,499. -124.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,206. 1,305. -99.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,352. 1,464. -111.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 06/02/2017 PROPERTY TYPE: SECURITIES 1,218. 1,318. -100.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 09/05/2017 PROPERTY TYPE: SECURITIES 1,235. 1,337. -102.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 10/03/2017 PROPERTY TYPE: SECURITIES 1,381. 1,495. -114.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 12/04/2017 PROPERTY TYPE: SECURITIES 1,393. 1,507. -115.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,188. 1,285. -98.
JSA 7E1730 1.000 43461C 2532 Page 530 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 07/05/2017 PROPERTY TYPE: SECURITIES 1,364. 1,476. -112.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 02/02/2017 PROPERTY TYPE: SECURITIES 1,193. 1,291. -98.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 11/02/2017 PROPERTY TYPE: SECURITIES 1,247. 1,350. -103.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,622. 1,756. -134.
FNMA POOL #469112 3.82% DUE 09-01-2021 P 07/24/2015 08/02/2017 PROPERTY TYPE: SECURITIES 1,230. 1,331. -101.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 12/04/2017 PROPERTY TYPE: SECURITIES 20,841. 23,918. -3,077.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 11/02/2017 PROPERTY TYPE: SECURITIES 17,674. 20,283. -2,610.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 01/04/2017 PROPERTY TYPE: SECURITIES 32,199. 36,953. -4,754.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 03/02/2017 PROPERTY TYPE: SECURITIES 11,763. 13,500. -1,737.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 04/04/2017 PROPERTY TYPE: SECURITIES 23,164. 26,585. -3,420.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 02/02/2017 PROPERTY TYPE: SECURITIES 28,965. 33,242. -4,277.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 07/05/2017 PROPERTY TYPE: SECURITIES 20,290. 23,286. -2,996.
JSA 7E1730 1.000 43461C 2532 Page 531 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 09/05/2017 PROPERTY TYPE: SECURITIES 13,577. 15,582. -2,005.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 05/02/2017 PROPERTY TYPE: SECURITIES 15,773. 18,102. -2,329.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 06/02/2017 PROPERTY TYPE: SECURITIES 28,347. 32,533. -4,186.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 10/03/2017 PROPERTY TYPE: SECURITIES 13,327. 15,295. -1,968.
FNMA POOL #888079 6.5% DUE 10-01-2026 P 01/25/2016 08/02/2017 PROPERTY TYPE: SECURITIES 19,353. 22,210. -2,858.
FNMA POOL #888366 7% 04-01-2037 BEO P 11/06/2017 12/04/2017 PROPERTY TYPE: SECURITIES 16,533. 19,457. -2,924.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 10/03/2017 PROPERTY TYPE: SECURITIES 10,452. 12,411. -1,960.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 03/02/2017 PROPERTY TYPE: SECURITIES 5,634. 6,690. -1,056.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 11/02/2017 PROPERTY TYPE: SECURITIES 8,967. 10,648. -1,681.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 02/02/2017 PROPERTY TYPE: SECURITIES 8,639. 10,259. -1,620.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 12/04/2017 PROPERTY TYPE: SECURITIES 5,982. 7,103. -1,122.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 07/05/2017 PROPERTY TYPE: SECURITIES 8,055. 9,565. -1,510.
JSA 7E1730 1.000 43461C 2532 Page 532 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 01/04/2017 PROPERTY TYPE: SECURITIES 6,400. 7,600. -1,200.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 04/04/2017 PROPERTY TYPE: SECURITIES 12,464. 14,801. -2,337.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 09/05/2017 PROPERTY TYPE: SECURITIES 8,458. 10,044. -1,586.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 06/02/2017 PROPERTY TYPE: SECURITIES 9,547. 11,337. -1,790.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 05/02/2017 PROPERTY TYPE: SECURITIES 5,912. 7,021. -1,109.
FNMA POOL #890661 7% 02-01-2039 BEO P 01/29/2016 08/02/2017 PROPERTY TYPE: SECURITIES 5,739. 6,815. -1,076.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 01/04/2017 PROPERTY TYPE: SECURITIES 26,283. 29,416. -3,133.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 06/02/2017 PROPERTY TYPE: SECURITIES 15,795. 17,678. -1,883.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 08/02/2017 PROPERTY TYPE: SECURITIES 27,662. 30,960. -3,298.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 10/03/2017 PROPERTY TYPE: SECURITIES 5,700. 6,380. -680.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 02/02/2017 PROPERTY TYPE: SECURITIES 11,858. 13,271. -1,414.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 11/02/2017 PROPERTY TYPE: SECURITIES 6,687. 7,484. -797.
JSA 7E1730 1.000 43461C 2532 Page 533 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 05/02/2017 PROPERTY TYPE: SECURITIES 44,995. 50,359. -5,364.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 09/05/2017 PROPERTY TYPE: SECURITIES 26,792. 29,987. -3,194.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 07/05/2017 PROPERTY TYPE: SECURITIES 40,547. 45,381. -4,834.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 03/02/2017 PROPERTY TYPE: SECURITIES 8,507. 9,521. -1,014.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 12/04/2017 PROPERTY TYPE: SECURITIES 22,509. 25,192. -2,683.
FNMA POOL #932003 5% 09-01-2039 BEO P 01/04/2016 04/04/2017 PROPERTY TYPE: SECURITIES 18,888. 21,140. -2,252.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 07/05/2017 PROPERTY TYPE: SECURITIES 2,376. 2,667. -292.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 10/03/2017 PROPERTY TYPE: SECURITIES 3,385. 3,800. -416.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 08/02/2017 PROPERTY TYPE: SECURITIES 2,377. 2,668. -292.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 09/05/2017 PROPERTY TYPE: SECURITIES 44,118. 49,536. -5,418.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 01/04/2017 PROPERTY TYPE: SECURITIES 2,528. 2,838. -310.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 02/02/2017 PROPERTY TYPE: SECURITIES 2,339. 2,626. -287.
JSA 7E1730 1.000 43461C 2532 Page 534 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 11/02/2017 PROPERTY TYPE: SECURITIES 31,361. 35,212. -3,852.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 05/02/2017 PROPERTY TYPE: SECURITIES 2,333. 2,619. -287.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 04/04/2017 PROPERTY TYPE: SECURITIES 26,189. 29,405. -3,216.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 03/02/2017 PROPERTY TYPE: SECURITIES 2,296. 2,578. -282.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 12/04/2017 PROPERTY TYPE: SECURITIES 2,282. 2,563. -280.
FNMA POOL #AB0200 5.5% 1-1-39 P 01/07/2016 06/02/2017 PROPERTY TYPE: SECURITIES 2,404. 2,699. -295.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 06/02/2017 PROPERTY TYPE: SECURITIES 1,703. 1,853. -150.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 12/04/2017 PROPERTY TYPE: SECURITIES 14,273. 15,531. -1,258.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,670. 1,817. -147.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 11/02/2017 PROPERTY TYPE: SECURITIES 1,910. 2,079. -168.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,692. 1,841. -149.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 07/05/2017 PROPERTY TYPE: SECURITIES 65,598. 71,379. -5,781.
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FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 09/05/2017 PROPERTY TYPE: SECURITIES 1,583. 1,723. -140.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 02/02/2017 PROPERTY TYPE: SECURITIES 29,413. 32,005. -2,592.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 10/03/2017 PROPERTY TYPE: SECURITIES 1,587. 1,727. -140.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 08/02/2017 PROPERTY TYPE: SECURITIES 1,571. 1,709. -138.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 01/04/2017 PROPERTY TYPE: SECURITIES 45,343. 49,339. -3,996.
FNMA POOL #AB2406 4.5% 03-01-2041 BEO P 12/01/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,657. 1,803. -146.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 04/04/2017 PROPERTY TYPE: SECURITIES 10,556. 10,652. -96.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 08/02/2017 PROPERTY TYPE: SECURITIES 27,967. 28,220. -253.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 11/02/2017 PROPERTY TYPE: SECURITIES 13,125. 13,244. -119.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 12/04/2017 PROPERTY TYPE: SECURITIES 19,855. 20,035. -180.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 03/02/2017 PROPERTY TYPE: SECURITIES 17,195. 17,351. -156.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 06/02/2017 PROPERTY TYPE: SECURITIES 16,404. 16,552. -149.
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FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 02/02/2017 PROPERTY TYPE: SECURITIES 12,202. 12,312. -111.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 05/02/2017 PROPERTY TYPE: SECURITIES 11,713. 11,819. -106.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 07/05/2017 PROPERTY TYPE: SECURITIES 21,715. 21,912. -197.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 01/04/2017 PROPERTY TYPE: SECURITIES 9,596. 9,683. -87.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 09/05/2017 PROPERTY TYPE: SECURITIES 6,918. 6,981. -63.
FNMA POOL #AB8881 3% 04-01-2043 BEO P 01/07/2016 10/03/2017 PROPERTY TYPE: SECURITIES 17,249. 17,405. -156.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 10/03/2017 PROPERTY TYPE: SECURITIES 16,319. 16,507. -189.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 04/04/2017 PROPERTY TYPE: SECURITIES 11,071. 11,199. -128.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 07/05/2017 PROPERTY TYPE: SECURITIES 29,653. 29,996. -343.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 11/02/2017 PROPERTY TYPE: SECURITIES 11,510. 11,643. -133.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 02/02/2017 PROPERTY TYPE: SECURITIES 20,982. 21,225. -243.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 08/02/2017 PROPERTY TYPE: SECURITIES 7,743. 7,832. -90.
JSA 7E1730 1.000 43461C 2532 Page 537 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 03/02/2017 PROPERTY TYPE: SECURITIES 23,152. 23,420. -268.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 06/02/2017 PROPERTY TYPE: SECURITIES 19,281. 19,504. -223.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 05/02/2017 PROPERTY TYPE: SECURITIES 15,762. 15,944. -182.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 12/04/2017 PROPERTY TYPE: SECURITIES 4,950. 5,007. -57.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 01/04/2017 PROPERTY TYPE: SECURITIES 16,741. 16,935. -194.
FNMA POOL #AB9781 3% 07-01-2043 BEO P 01/08/2016 09/05/2017 PROPERTY TYPE: SECURITIES 34,160. 34,555. -395.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 03/02/2017 PROPERTY TYPE: SECURITIES 4,722. 4,801. -79.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 06/02/2017 PROPERTY TYPE: SECURITIES 10,462. 10,637. -175.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 10/03/2017 PROPERTY TYPE: SECURITIES 11,008. 11,192. -184.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 07/05/2017 PROPERTY TYPE: SECURITIES 10,452. 10,627. -175.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 05/02/2017 PROPERTY TYPE: SECURITIES 12,973. 13,189. -217.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 02/02/2017 PROPERTY TYPE: SECURITIES 6,136. 6,239. -103.
JSA 7E1730 1.000 43461C 2532 Page 538 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 12/04/2017 PROPERTY TYPE: SECURITIES 10,667. 10,845. -178.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 09/05/2017 PROPERTY TYPE: SECURITIES 11,717. 11,913. -196.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 11/02/2017 PROPERTY TYPE: SECURITIES 5,995. 6,095. -100.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 04/04/2017 PROPERTY TYPE: SECURITIES 8,622. 8,767. -144.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 08/02/2017 PROPERTY TYPE: SECURITIES 8,528. 8,670. -143.
FNMA POOL #AB9944 3% 07-01-2043 BEO P 01/14/2016 01/04/2017 PROPERTY TYPE: SECURITIES 18,310. 18,616. -306.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 08/02/2017 PROPERTY TYPE: SECURITIES 2,625. 2,683. -57.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 06/02/2017 PROPERTY TYPE: SECURITIES 2,603. 2,660. -57.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 02/02/2017 PROPERTY TYPE: SECURITIES 2,556. 2,612. -56.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 11/02/2017 PROPERTY TYPE: SECURITIES 2,659. 2,717. -58.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 07/05/2017 PROPERTY TYPE: SECURITIES 2,850. 2,913. -62.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 03/02/2017 PROPERTY TYPE: SECURITIES 3,282. 3,354. -72.
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FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 09/05/2017 PROPERTY TYPE: SECURITIES 2,636. 2,694. -58.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 01/04/2017 PROPERTY TYPE: SECURITIES 2,546. 2,602. -56.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 05/02/2017 PROPERTY TYPE: SECURITIES 2,829. 2,891. -62.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 12/04/2017 PROPERTY TYPE: SECURITIES 2,905. 2,968. -64.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 10/03/2017 PROPERTY TYPE: SECURITIES 2,883. 2,946. -63.
FNMA POOL #AM3736 3.1% DUE 06-01-2025 P 09/01/2015 04/04/2017 PROPERTY TYPE: SECURITIES 2,580. 2,637. -56.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,578. 1,571. 6.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 10/03/2017 PROPERTY TYPE: SECURITIES 1,701. 1,694. 7.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 12/04/2017 PROPERTY TYPE: SECURITIES 1,710. 1,703. 7.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 02/02/2017 PROPERTY TYPE: SECURITIES 1,567. 1,561. 6.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 06/02/2017 PROPERTY TYPE: SECURITIES 1,587. 1,581. 7.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 11/02/2017 PROPERTY TYPE: SECURITIES 1,612. 1,606. 7.
JSA 7E1730 1.000 43461C 2532 Page 540 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 07/05/2017 PROPERTY TYPE: SECURITIES 1,686. 1,679. 7.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 08/02/2017 PROPERTY TYPE: SECURITIES 1,597. 1,591. 7.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 09/05/2017 PROPERTY TYPE: SECURITIES 1,602. 1,596. 7.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,677. 1,670. 7.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,562. 1,556. 6.
FNMA POOL #AM8537 2.61% 04-01-2025 BEO P 08/21/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,856. 1,848. 8.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 07/05/2017 PROPERTY TYPE: SECURITIES 1,438. 1,442. -4.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,301. 1,305. -4.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 06/02/2017 PROPERTY TYPE: SECURITIES 1,312. 1,315. -4.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,428. 1,432. -4.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,660. 1,665. -5.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 10/03/2017 PROPERTY TYPE: SECURITIES 1,453. 1,457. -4.
JSA 7E1730 1.000 43461C 2532 Page 541 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 12/04/2017 PROPERTY TYPE: SECURITIES 1,464. 1,468. -4.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 02/02/2017 PROPERTY TYPE: SECURITIES 1,290. 1,293. -4.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 11/02/2017 PROPERTY TYPE: SECURITIES 1,338. 1,342. -4.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 08/02/2017 PROPERTY TYPE: SECURITIES 1,322. 1,326. -4.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 09/05/2017 PROPERTY TYPE: SECURITIES 1,327. 1,331. -4.
FNMA POOL #AM8682 2.61% DUE 05-01-2023 P 07/30/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,285. 1,288. -4.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 12/04/2017 PROPERTY TYPE: SECURITIES 6,440. 6,506. -66.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 10/03/2017 PROPERTY TYPE: SECURITIES 6,392. 6,457. -65.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 01/04/2017 PROPERTY TYPE: SECURITIES 6,179. 6,242. -63.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 02/02/2017 PROPERTY TYPE: SECURITIES 6,202. 6,266. -63.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 04/04/2017 PROPERTY TYPE: SECURITIES 6,249. 6,313. -64.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 08/02/2017 PROPERTY TYPE: SECURITIES 6,344. 6,409. -65.
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FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 06/02/2017 PROPERTY TYPE: SECURITIES 6,296. 6,361. -64.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 09/05/2017 PROPERTY TYPE: SECURITIES 6,368. 6,433. -65.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 03/02/2017 PROPERTY TYPE: SECURITIES 6,226. 6,289. -64.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 05/02/2017 PROPERTY TYPE: SECURITIES 6,273. 6,337. -64.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 07/05/2017 PROPERTY TYPE: SECURITIES 6,320. 6,385. -64.
FNMA POOL #AM9646 3.18% 09-01-2030 BEO P 07/29/2015 11/02/2017 PROPERTY TYPE: SECURITIES 6,416. 6,481. -65.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 03/02/2017 PROPERTY TYPE: SECURITIES 1,675. 1,786. -111.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 01/04/2017 PROPERTY TYPE: SECURITIES 15,738. 16,780. -1,043.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 11/02/2017 PROPERTY TYPE: SECURITIES 14,875. 15,861. -986.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 07/05/2017 PROPERTY TYPE: SECURITIES 1,693. 1,806. -112.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 05/02/2017 PROPERTY TYPE: SECURITIES 29,236. 31,173. -1,937.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 12/04/2017 PROPERTY TYPE: SECURITIES 1,523. 1,623. -101.
JSA 7E1730 1.000 43461C 2532 Page 543 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 10/03/2017 PROPERTY TYPE: SECURITIES 15,070. 16,069. -998.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 09/05/2017 PROPERTY TYPE: SECURITIES 43,836. 46,740. -2,904.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 04/04/2017 PROPERTY TYPE: SECURITIES 1,775. 1,893. -118.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 08/02/2017 PROPERTY TYPE: SECURITIES 16,453. 17,542. -1,090.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 06/02/2017 PROPERTY TYPE: SECURITIES 1,755. 1,871. -116.
FNMA POOL #AO1795 4% 06-01-2042 BEO P 01/07/2016 02/02/2017 PROPERTY TYPE: SECURITIES 14,779. 15,758. -979.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 08/02/2017 PROPERTY TYPE: SECURITIES 2,200. 2,381. -181.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 01/04/2017 PROPERTY TYPE: SECURITIES 2,121. 2,295. -174.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 06/02/2017 PROPERTY TYPE: SECURITIES 8,423. 9,115. -692.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 02/02/2017 PROPERTY TYPE: SECURITIES 2,172. 2,351. -179.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 12/04/2017 PROPERTY TYPE: SECURITIES 7,152. 7,740. -588.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 10/03/2017 PROPERTY TYPE: SECURITIES 7,161. 7,749. -589.
JSA 7E1730 1.000 43461C 2532 Page 544 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 04/04/2017 PROPERTY TYPE: SECURITIES 17,534. 18,975. -1,441.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 11/02/2017 PROPERTY TYPE: SECURITIES 23,317. 25,234. -1,916.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 09/05/2017 PROPERTY TYPE: SECURITIES 2,157. 2,334. -177.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 03/02/2017 PROPERTY TYPE: SECURITIES 2,101. 2,274. -173.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 05/02/2017 PROPERTY TYPE: SECURITIES 11,343. 12,275. -932.
FNMA POOL #AO6710 4% 06-01-2042 BEO P 01/21/2016 07/05/2017 PROPERTY TYPE: SECURITIES 8,283. 8,964. -681.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 03/02/2017 PROPERTY TYPE: SECURITIES 3,719. 4,030. -311.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 04/04/2017 PROPERTY TYPE: SECURITIES 6,595. 7,146. -551.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 06/02/2017 PROPERTY TYPE: SECURITIES 5,597. 6,065. -468.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 02/02/2017 PROPERTY TYPE: SECURITIES 12,435. 13,474. -1,039.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 07/05/2017 PROPERTY TYPE: SECURITIES 4,171. 4,520. -349.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 08/02/2017 PROPERTY TYPE: SECURITIES 5,538. 6,000. -463.
JSA 7E1730 1.000 43461C 2532 Page 545 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 01/04/2017 PROPERTY TYPE: SECURITIES 5,079. 5,504. -425.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 09/05/2017 PROPERTY TYPE: SECURITIES 6,415. 6,951. -536.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 11/02/2017 PROPERTY TYPE: SECURITIES 4,002. 4,337. -335.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 12/04/2017 PROPERTY TYPE: SECURITIES 7,902. 8,563. -661.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 10/03/2017 PROPERTY TYPE: SECURITIES 1,339. 1,451. -112.
FNMA POOL #AO6757 4% 06-01-2042 BEO P 06/06/2016 05/02/2017 PROPERTY TYPE: SECURITIES 3,411. 3,696. -285.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 02/02/2017 PROPERTY TYPE: SECURITIES 4,285. 4,367. -82.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 04/04/2017 PROPERTY TYPE: SECURITIES 13,542. 13,800. -258.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 11/02/2017 PROPERTY TYPE: SECURITIES 7,371. 7,512. -141.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 07/05/2017 PROPERTY TYPE: SECURITIES 3,875. 3,949. -74.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 05/02/2017 PROPERTY TYPE: SECURITIES 3,765. 3,837. -72.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 06/02/2017 PROPERTY TYPE: SECURITIES 4,034. 4,111. -77.
JSA 7E1730 1.000 43461C 2532 Page 546 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 10/03/2017 PROPERTY TYPE: SECURITIES 8,133. 8,288. -155.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 12/04/2017 PROPERTY TYPE: SECURITIES 8,088. 8,242. -154.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 03/02/2017 PROPERTY TYPE: SECURITIES 3,949. 4,025. -75.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 01/04/2017 PROPERTY TYPE: SECURITIES 3,841. 3,914. -73.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 09/05/2017 PROPERTY TYPE: SECURITIES 5,311. 5,412. -101.
FNMA POOL #AR2499 2.5% 01-01-2033 BEO P 02/25/2016 08/02/2017 PROPERTY TYPE: SECURITIES 6,074. 6,190. -116.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 02/02/2017 PROPERTY TYPE: SECURITIES 6,196. 6,585. -389.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 11/02/2017 PROPERTY TYPE: SECURITIES 7,839. 8,331. -492.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 08/02/2017 PROPERTY TYPE: SECURITIES 4,917. 5,225. -309.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 04/04/2017 PROPERTY TYPE: SECURITIES 3,600. 3,826. -226.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 03/02/2017 PROPERTY TYPE: SECURITIES 7,418. 7,884. -466.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 09/05/2017 PROPERTY TYPE: SECURITIES 14,083. 14,968. -885.
JSA 7E1730 1.000 43461C 2532 Page 547 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 06/02/2017 PROPERTY TYPE: SECURITIES 9,074. 9,644. -570.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 10/03/2017 PROPERTY TYPE: SECURITIES 6,703. 7,124. -421.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 12/04/2017 PROPERTY TYPE: SECURITIES 9,238. 9,819. -580.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 07/05/2017 PROPERTY TYPE: SECURITIES 8,832. 9,387. -555.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 05/02/2017 PROPERTY TYPE: SECURITIES 6,483. 6,890. -407.
FNMA POOL #AS6479 3.5% 01-01-2046 BEO P 02/25/2016 01/04/2017 PROPERTY TYPE: SECURITIES 6,177. 6,565. -388.
FNMA POOL #AT5860 3.5% 06-01-2043 BEO P 01/05/2016 01/04/2017 PROPERTY TYPE: SECURITIES 23,526. 24,307. -781.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 08/02/2017 PROPERTY TYPE: SECURITIES 5,540. 5,713. -173.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 03/02/2017 PROPERTY TYPE: SECURITIES 1,750. 1,805. -55.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 01/04/2017 PROPERTY TYPE: SECURITIES 3,473. 3,582. -109.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 09/05/2017 PROPERTY TYPE: SECURITIES 7,095. 7,317. -222.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 07/05/2017 PROPERTY TYPE: SECURITIES 4,541. 4,683. -142.
JSA 7E1730 1.000 43461C 2532 Page 548 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 04/04/2017 PROPERTY TYPE: SECURITIES 2,307. 2,379. -72.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 06/02/2017 PROPERTY TYPE: SECURITIES 3,761. 3,878. -118.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 05/02/2017 PROPERTY TYPE: SECURITIES 6,860. 7,074. -214.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 02/02/2017 PROPERTY TYPE: SECURITIES 4,499. 4,639. -141.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 11/02/2017 PROPERTY TYPE: SECURITIES 4,860. 5,012. -152.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 10/03/2017 PROPERTY TYPE: SECURITIES 4,712. 4,859. -147.
FNMA POOL #AT5891 3% 06-01-2043 BEO P 02/18/2016 12/04/2017 PROPERTY TYPE: SECURITIES 5,067. 5,225. -158.
FNMA POOL #BM1664 5% 02-01-2038 BEO P 08/17/2017 11/02/2017 PROPERTY TYPE: SECURITIES 5,078. 5,490. -413.
FNMA POOL #BM1664 5% 02-01-2038 BEO P 08/17/2017 09/05/2017 PROPERTY TYPE: SECURITIES 12,848. 13,892. -1,044.
FNMA POOL #BM1664 5% 02-01-2038 BEO P 08/17/2017 10/03/2017 PROPERTY TYPE: SECURITIES 20,869. 22,565. -1,696.
FNMA POOL #BM1664 5% 02-01-2038 BEO P 08/17/2017 12/04/2017 PROPERTY TYPE: SECURITIES 8,726. 9,435. -709.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 04/04/2017 PROPERTY TYPE: SECURITIES 12,993. 14,163. -1,169.
JSA 7E1730 1.000 43461C 2532 Page 549 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 03/02/2017 PROPERTY TYPE: SECURITIES 16,284. 17,750. -1,466.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 10/03/2017 PROPERTY TYPE: SECURITIES 21,508. 23,444. -1,936.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 06/02/2017 PROPERTY TYPE: SECURITIES 13,562. 14,782. -1,221.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 11/02/2017 PROPERTY TYPE: SECURITIES 18,151. 19,785. -1,634.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 01/04/2017 PROPERTY TYPE: SECURITIES 34,786. 37,917. -3,131.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 12/04/2017 PROPERTY TYPE: SECURITIES 16,725. 18,230. -1,505.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 07/05/2017 PROPERTY TYPE: SECURITIES 22,070. 24,057. -1,986.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 02/02/2017 PROPERTY TYPE: SECURITIES 18,518. 20,185. -1,667.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 09/05/2017 PROPERTY TYPE: SECURITIES 16,207. 17,665. -1,459.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 08/02/2017 PROPERTY TYPE: SECURITIES 27,018. 29,450. -2,432.
FNMA POOL #MA0816 4.5% 08-01-2031 BEO P 01/26/2016 05/02/2017 PROPERTY TYPE: SECURITIES 21,048. 22,943. -1,894.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 08/02/2017 PROPERTY TYPE: SECURITIES 5,687. 6,284. -597.
JSA 7E1730 1.000 43461C 2532 Page 550 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 04/04/2017 PROPERTY TYPE: SECURITIES 5,754. 6,358. -604.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 02/02/2017 PROPERTY TYPE: SECURITIES 6,540. 7,227. -687.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 06/02/2017 PROPERTY TYPE: SECURITIES 5,641. 6,233. -592.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 03/02/2017 PROPERTY TYPE: SECURITIES 3,993. 4,412. -419.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 05/02/2017 PROPERTY TYPE: SECURITIES 6,619. 7,314. -695.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 07/05/2017 PROPERTY TYPE: SECURITIES 7,223. 7,981. -758.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 01/04/2017 PROPERTY TYPE: SECURITIES 3,251. 3,592. -341.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 11/02/2017 PROPERTY TYPE: SECURITIES 7,170. 7,923. -753.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 09/05/2017 PROPERTY TYPE: SECURITIES 2,383. 2,633. -250.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 10/03/2017 PROPERTY TYPE: SECURITIES 5,611. 6,201. -589.
FNMA POOL #MA1711 4.5% 12-01-2043 BEO P 02/17/2016 12/04/2017 PROPERTY TYPE: SECURITIES 7,152. 7,903. -751.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 12/04/2017 PROPERTY TYPE: SECURITIES 4,059. 4,486. -426.
JSA 7E1730 1.000 43461C 2532 Page 551 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 06/02/2017 PROPERTY TYPE: SECURITIES 2,641. 2,919. -277.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 03/02/2017 PROPERTY TYPE: SECURITIES 2,921. 3,228. -307.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 01/04/2017 PROPERTY TYPE: SECURITIES 4,930. 5,448. -518.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 11/02/2017 PROPERTY TYPE: SECURITIES 2,770. 3,061. -291.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 02/02/2017 PROPERTY TYPE: SECURITIES 730. 807. -77.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 09/05/2017 PROPERTY TYPE: SECURITIES 3,333. 3,683. -350.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 08/02/2017 PROPERTY TYPE: SECURITIES 3,277. 3,621. -344.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 07/05/2017 PROPERTY TYPE: SECURITIES 3,892. 4,301. -409.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 10/03/2017 PROPERTY TYPE: SECURITIES 4,413. 4,877. -463.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 05/02/2017 PROPERTY TYPE: SECURITIES 5,001. 5,526. -525.
FNMA POOL #MA1828 4.5% 03-01-2044 BEO P 02/17/2016 04/04/2017 PROPERTY TYPE: SECURITIES 7,346. 8,117. -771.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 10/03/2017 PROPERTY TYPE: SECURITIES 1,554. 1,690. -136.
JSA 7E1730 1.000 43461C 2532 Page 552 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 11/02/2017 PROPERTY TYPE: SECURITIES 9,434. 10,261. -827.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 04/04/2017 PROPERTY TYPE: SECURITIES 24,621. 26,779. -2,158.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 12/04/2017 PROPERTY TYPE: SECURITIES 39,810. 43,299. -3,490.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 02/02/2017 PROPERTY TYPE: SECURITIES 10,621. 11,552. -931.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 05/02/2017 PROPERTY TYPE: SECURITIES 11,907. 12,951. -1,044.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 09/05/2017 PROPERTY TYPE: SECURITIES 1,370. 1,490. -120.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 06/02/2017 PROPERTY TYPE: SECURITIES 1,377. 1,498. -121.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 08/02/2017 PROPERTY TYPE: SECURITIES 9,772. 10,628. -857.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,336. 1,453. -117.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,378. 1,498. -121.
FNMA POOL #MA2341 4.5% 06-01-2045 BEO P 08/13/2015 07/05/2017 PROPERTY TYPE: SECURITIES 17,374. 18,896. -1,523.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 03/02/2017 PROPERTY TYPE: SECURITIES 3,568. 3,755. -187.
JSA 7E1730 1.000 43461C 2532 Page 553 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 01/04/2017 PROPERTY TYPE: SECURITIES 3,632. 3,823. -191.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 06/02/2017 PROPERTY TYPE: SECURITIES 3,791. 3,990. -199.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 11/02/2017 PROPERTY TYPE: SECURITIES 3,726. 3,922. -196.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 10/03/2017 PROPERTY TYPE: SECURITIES 3,622. 3,812. -190.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 09/05/2017 PROPERTY TYPE: SECURITIES 6,922. 7,285. -363.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 12/04/2017 PROPERTY TYPE: SECURITIES 3,693. 3,887. -194.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 05/02/2017 PROPERTY TYPE: SECURITIES 20,256. 21,319. -1,063.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 08/02/2017 PROPERTY TYPE: SECURITIES 3,801. 4,000. -200.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 07/05/2017 PROPERTY TYPE: SECURITIES 3,666. 3,858. -192.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 04/04/2017 PROPERTY TYPE: SECURITIES 3,884. 4,088. -204.
FNMA POOL #MA2545 3.5% 02-01-2046 BEO P 04/12/2016 02/02/2017 PROPERTY TYPE: SECURITIES 3,795. 3,994. -199.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 05/02/2017 PROPERTY TYPE: SECURITIES 11,728. 12,864. -1,136.
JSA 7E1730 1.000 43461C 2532 Page 554 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 04/04/2017 PROPERTY TYPE: SECURITIES 12,085. 13,256. -1,171.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 01/04/2017 PROPERTY TYPE: SECURITIES 13,058. 14,323. -1,265.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 03/02/2017 PROPERTY TYPE: SECURITIES 12,355. 13,552. -1,197.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 10/03/2017 PROPERTY TYPE: SECURITIES 12,692. 13,921. -1,229.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 12/04/2017 PROPERTY TYPE: SECURITIES 10,493. 11,509. -1,017.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 07/05/2017 PROPERTY TYPE: SECURITIES 11,658. 12,788. -1,129.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 02/02/2017 PROPERTY TYPE: SECURITIES 15,147. 16,614. -1,467.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 11/02/2017 PROPERTY TYPE: SECURITIES 11,009. 12,075. -1,066.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 08/02/2017 PROPERTY TYPE: SECURITIES 9,845. 10,799. -954.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 09/05/2017 PROPERTY TYPE: SECURITIES 10,086. 11,064. -977.
FNMA PREASSIGN 00653 5.5 03-25-2023 P 08/04/2015 06/02/2017 PROPERTY TYPE: SECURITIES 13,213. 14,493. -1,280.
FNMA REMIC 4.299 06-25-2043 P 03/08/2017 08/25/2017 PROPERTY TYPE: SECURITIES 2,609. 2,729. -119.
JSA 7E1730 1.000 43461C 2532 Page 555 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC 4.299 06-25-2043 P 03/08/2017 04/25/2017 PROPERTY TYPE: SECURITIES 6,237. 6,522. -285.
FNMA REMIC 4.299 06-25-2043 P 03/08/2017 06/25/2017 PROPERTY TYPE: SECURITIES 5,691. 5,951. -260.
FNMA REMIC 4.299 06-25-2043 P 03/08/2017 10/25/2017 PROPERTY TYPE: SECURITIES 7,717. 8,069. -352.
FNMA REMIC 4.299 06-25-2043 P 03/08/2017 11/25/2017 PROPERTY TYPE: SECURITIES 1,584. 1,656. -72.
FNMA REMIC 4.299 06-25-2043 P 03/08/2017 05/25/2017 PROPERTY TYPE: SECURITIES 7,706. 8,058. -352.
FNMA REMIC 4.299 06-25-2043 P 03/08/2017 07/25/2017 PROPERTY TYPE: SECURITIES 4,359. 4,558. -199.
FNMA REMIC 4.299 06-25-2043 P 03/08/2017 09/25/2017 PROPERTY TYPE: SECURITIES 2,232. 2,334. -102.
FNMA REMIC 4.299 06-25-2043 P 03/08/2017 12/25/2017 PROPERTY TYPE: SECURITIES 7,132. 7,457. -325.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 04/04/2017 PROPERTY TYPE: SECURITIES 71,281. 78,587. -7,306.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 03/02/2017 PROPERTY TYPE: SECURITIES 25,346. 27,944. -2,598.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 08/02/2017 PROPERTY TYPE: SECURITIES 18,387. 20,271. -1,885.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 11/02/2017 PROPERTY TYPE: SECURITIES 29,371. 32,382. -3,011.
JSA 7E1730 1.000 43461C 2532 Page 556 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 01/04/2017 PROPERTY TYPE: SECURITIES 37,016. 40,810. -3,794.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 09/05/2017 PROPERTY TYPE: SECURITIES 26,492. 29,207. -2,715.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 05/02/2017 PROPERTY TYPE: SECURITIES 41,184. 45,406. -4,221.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 02/02/2017 PROPERTY TYPE: SECURITIES 54,077. 59,619. -5,543.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 10/03/2017 PROPERTY TYPE: SECURITIES 19,152. 21,115. -1,963.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 07/05/2017 PROPERTY TYPE: SECURITIES 32,909. 36,282. -3,373.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 12/04/2017 PROPERTY TYPE: SECURITIES 21,023. 23,178. -2,155.
FNMA REMIC SER 2007-68 CL KZ 6.0 7-25-37 P 08/12/2015 06/02/2017 PROPERTY TYPE: SECURITIES 20,686. 22,806. -2,120.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 12/04/2017 PROPERTY TYPE: SECURITIES 7,724. 8,398. -673.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 10/03/2017 PROPERTY TYPE: SECURITIES 5,052. 5,492. -440.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 08/02/2017 PROPERTY TYPE: SECURITIES 7,326. 7,965. -639.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 09/05/2017 PROPERTY TYPE: SECURITIES 6,020. 6,545. -525.
JSA 7E1730 1.000 43461C 2532 Page 557 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 04/04/2017 PROPERTY TYPE: SECURITIES 5,799. 6,304. -506.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 02/02/2017 PROPERTY TYPE: SECURITIES 8,213. 8,929. -716.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 05/02/2017 PROPERTY TYPE: SECURITIES 6,681. 7,263. -582.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 11/02/2017 PROPERTY TYPE: SECURITIES 4,861. 5,285. -424.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 06/02/2017 PROPERTY TYPE: SECURITIES 7,755. 8,431. -676.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 07/05/2017 PROPERTY TYPE: SECURITIES 6,653. 7,233. -580.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 01/04/2017 PROPERTY TYPE: SECURITIES 9,607. 10,445. -838.
FNMA REMIC SER 2009-74 CL-QB 5 9-25-39 P 09/16/2015 03/02/2017 PROPERTY TYPE: SECURITIES 5,564. 6,049. -485.
FNMA REMIC SER 2013-57 CL DK 3.5 6-25-33 P 02/15/2017 03/02/2017 PROPERTY TYPE: SECURITIES 7,357. 7,553. -197.
FNMA REMIC SER 2013-57 CL DK 3.5 6-25-33 P 02/15/2017 12/04/2017 PROPERTY TYPE: SECURITIES 5,549. 5,697. -148.
FNMA REMIC SER 2013-57 CL DK 3.5 6-25-33 P 02/15/2017 11/02/2017 PROPERTY TYPE: SECURITIES 2,852. 2,928. -76.
FNMA REMIC SER 2013-57 CL DK 3.5 6-25-33 P 02/15/2017 04/04/2017 PROPERTY TYPE: SECURITIES 2,988. 3,067. -80.
JSA 7E1730 1.000 43461C 2532 Page 558 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC SER 2013-57 CL DK 3.5 6-25-33 P 02/15/2017 09/05/2017 PROPERTY TYPE: SECURITIES 2,455. 2,521. -66.
FNMA REMIC SER 2013-57 CL DK 3.5 6-25-33 P 02/15/2017 07/05/2017 PROPERTY TYPE: SECURITIES 1,435. 1,474. -38.
FNMA REMIC SER 2013-57 CL DK 3.5 6-25-33 P 02/15/2017 05/02/2017 PROPERTY TYPE: SECURITIES 1,355. 1,391. -36.
FNMA REMIC SER 2013-57 CL DK 3.5 6-25-33 P 02/15/2017 06/02/2017 PROPERTY TYPE: SECURITIES 3,618. 3,715. -97.
FNMA REMIC SER 2013-57 CL DK 3.5 6-25-33 P 02/15/2017 08/02/2017 PROPERTY TYPE: SECURITIES 2,897. 2,975. -77.
FNMA REMIC SER 2013-57 CL DK 3.5 6-25-33 P 02/15/2017 10/03/2017 PROPERTY TYPE: SECURITIES 2,739. 2,813. -73.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 04/04/2017 PROPERTY TYPE: SECURITIES 8,711. 9,724. -1,013.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 11/02/2017 PROPERTY TYPE: SECURITIES 8,075. 9,014. -939.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 09/05/2017 PROPERTY TYPE: SECURITIES 8,773. 9,792. -1,020.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 08/02/2017 PROPERTY TYPE: SECURITIES 8,149. 9,096. -947.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 06/02/2017 PROPERTY TYPE: SECURITIES 8,931. 9,969. -1,038.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 10/03/2017 PROPERTY TYPE: SECURITIES 7,309. 8,159. -850.
JSA 7E1730 1.000 43461C 2532 Page 559 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 05/02/2017 PROPERTY TYPE: SECURITIES 8,973. 10,017. -1,043.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 01/04/2017 PROPERTY TYPE: SECURITIES 11,613. 12,963. -1,350.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 07/05/2017 PROPERTY TYPE: SECURITIES 9,418. 10,513. -1,095.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 02/02/2017 PROPERTY TYPE: SECURITIES 10,413. 11,624. -1,211.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 12/04/2017 PROPERTY TYPE: SECURITIES 7,016. 7,832. -816.
FNMA REMIC SER 2013-9 CL CB 5.50 4-25-42 P 02/10/2016 03/02/2017 PROPERTY TYPE: SECURITIES 8,901. 9,935. -1,035.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 05/02/2017 PROPERTY TYPE: SECURITIES 41,172. 41,237. -64.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 08/02/2017 PROPERTY TYPE: SECURITIES 9,234. 9,248. -14.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 04/04/2017 PROPERTY TYPE: SECURITIES 56,168. 56,256. -88.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 09/05/2017 PROPERTY TYPE: SECURITIES 28,576. 28,621. -45.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 03/02/2017 PROPERTY TYPE: SECURITIES 5. 5.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 11/02/2017 PROPERTY TYPE: SECURITIES 6. 6.
JSA 7E1730 1.000 43461C 2532 Page 560 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 06/02/2017 PROPERTY TYPE: SECURITIES 5. 6.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 10/03/2017 PROPERTY TYPE: SECURITIES 6. 6.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 12/04/2017 PROPERTY TYPE: SECURITIES 6. 6.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 02/02/2017 PROPERTY TYPE: SECURITIES 5. 5.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 01/04/2017 PROPERTY TYPE: SECURITIES 5. 5.
FNMA REMIC SR 2006-36 CL-FM FLTG 5-25-36 P 08/24/2015 07/05/2017 PROPERTY TYPE: SECURITIES 19,162. 19,192. -30.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 08/25/2017 PROPERTY TYPE: SECURITIES 1,397. 1,607. -210.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 04/25/2017 PROPERTY TYPE: SECURITIES 666. 766. -100.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 01/25/2017 PROPERTY TYPE: SECURITIES 1,988. 2,287. -298.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 10/25/2017 PROPERTY TYPE: SECURITIES 1,876. 2,157. -281.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 07/25/2017 PROPERTY TYPE: SECURITIES 1,573. 1,809. -236.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 03/25/2017 PROPERTY TYPE: SECURITIES 33,276. 38,267. -4,991.
JSA 7E1730 1.000 43461C 2532 Page 561 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 06/25/2017 PROPERTY TYPE: SECURITIES 1,138. 1,308. -171.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 02/25/2017 PROPERTY TYPE: SECURITIES 5,537. 6,368. -831.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 11/25/2017 PROPERTY TYPE: SECURITIES 2,970. 3,415. -445.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 05/25/2017 PROPERTY TYPE: SECURITIES 1,673. 1,923. -251.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 12/25/2017 PROPERTY TYPE: SECURITIES 689. 793. -103.
FNMA REMIC TR 2004-T3 CL-1A1 6 2-25-44 P 08/25/2015 09/25/2017 PROPERTY TYPE: SECURITIES 2,611. 3,003. -392.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 03/02/2017 PROPERTY TYPE: SECURITIES 6,819. 7,550. -731.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 01/04/2017 PROPERTY TYPE: SECURITIES 9,067. 10,039. -972.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 04/04/2017 PROPERTY TYPE: SECURITIES 8,114. 8,983. -870.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 06/02/2017 PROPERTY TYPE: SECURITIES 6,870. 7,606. -736.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 02/02/2017 PROPERTY TYPE: SECURITIES 7,163. 7,931. -768.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 08/02/2017 PROPERTY TYPE: SECURITIES 5,772. 6,391. -619.
JSA 7E1730 1.000 43461C 2532 Page 562 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 10/03/2017 PROPERTY TYPE: SECURITIES 4,916. 5,443. -527.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 07/05/2017 PROPERTY TYPE: SECURITIES 6,297. 6,972. -675.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 12/04/2017 PROPERTY TYPE: SECURITIES 5,527. 6,120. -592.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 11/02/2017 PROPERTY TYPE: SECURITIES 6,382. 7,066. -684.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 09/05/2017 PROPERTY TYPE: SECURITIES 6,524. 7,223. -699.
FNMA REMIC TR 2005-120 CL-ZU 5.5 1-25-36 P 08/18/2015 05/02/2017 PROPERTY TYPE: SECURITIES 5,905. 6,538. -633.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 12/04/2017 PROPERTY TYPE: SECURITIES 2,168. 2,331. -162.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 05/02/2017 PROPERTY TYPE: SECURITIES 2,712. 2,915. -203.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 04/04/2017 PROPERTY TYPE: SECURITIES 64,128. 68,933. -4,805.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 01/04/2017 PROPERTY TYPE: SECURITIES 5,475. 5,885. -410.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 08/02/2017 PROPERTY TYPE: SECURITIES 2,440. 2,623. -183.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 11/02/2017 PROPERTY TYPE: SECURITIES 2,209. 2,375. -166.
JSA 7E1730 1.000 43461C 2532 Page 563 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 02/02/2017 PROPERTY TYPE: SECURITIES 41,597. 44,714. -3,117.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 07/05/2017 PROPERTY TYPE: SECURITIES 48,936. 52,603. -3,666.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 09/05/2017 PROPERTY TYPE: SECURITIES 9,812. 10,547. -735.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 06/02/2017 PROPERTY TYPE: SECURITIES 58,103. 62,456. -4,353.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 10/03/2017 PROPERTY TYPE: SECURITIES 73,156. 78,638. -5,481.
FNMA REMIC TR 2007-79 CL-PE 5 8-25-37 P 09/29/2015 03/02/2017 PROPERTY TYPE: SECURITIES 16,196. 17,410. -1,213.
FNMA REMIC TR 2010-75 CL-NA 4 9-25-28 P 08/10/2015 01/04/2017 PROPERTY TYPE: SECURITIES 44,888. 45,772. -884.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 10/03/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 02/02/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 07/05/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 12/04/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 01/04/2017 PROPERTY TYPE: SECURITIES 4. 4.
JSA 7E1730 1.000 43461C 2532 Page 564 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 03/02/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 06/02/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 05/02/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 04/04/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 11/02/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 09/05/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR 2011-40 CL-KA 3.5 3-25-26 P 11/20/2015 08/02/2017 PROPERTY TYPE: SECURITIES 4. 4.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 09/05/2017 PROPERTY TYPE: SECURITIES 8,229. 8,486. -257.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 04/04/2017 PROPERTY TYPE: SECURITIES 8,811. 9,086. -275.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 10/03/2017 PROPERTY TYPE: SECURITIES 7,545. 7,781. -236.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 06/02/2017 PROPERTY TYPE: SECURITIES 8,360. 8,621. -261.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 11/02/2017 PROPERTY TYPE: SECURITIES 7,186. 7,411. -225.
JSA 7E1730 1.000 43461C 2532 Page 565 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 12/04/2017 PROPERTY TYPE: SECURITIES 7,202. 7,427. -225.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 08/02/2017 PROPERTY TYPE: SECURITIES 8,381. 8,643. -262.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 07/05/2017 PROPERTY TYPE: SECURITIES 7,972. 8,221. -249.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 05/02/2017 PROPERTY TYPE: SECURITIES 7,659. 7,898. -239.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 03/02/2017 PROPERTY TYPE: SECURITIES 7,805. 8,049. -244.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 01/04/2017 PROPERTY TYPE: SECURITIES 9,696. 9,999. -303.
FNMA REMIC TR SER 12-47 CL FW 5-25-27 P 08/28/2015 02/02/2017 PROPERTY TYPE: SECURITIES 9,094. 9,379. -284.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 08/02/2017 PROPERTY TYPE: SECURITIES 3,987. 4,622. -635.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 10/03/2017 PROPERTY TYPE: SECURITIES 7,926. 9,188. -1,262.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 02/02/2017 PROPERTY TYPE: SECURITIES 9,272. 10,748. -1,476.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 09/05/2017 PROPERTY TYPE: SECURITIES 5,392. 6,250. -858.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 04/04/2017 PROPERTY TYPE: SECURITIES 3,950. 4,579. -629.
JSA 7E1730 1.000 43461C 2532 Page 566 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 11/02/2017 PROPERTY TYPE: SECURITIES 4,565. 5,292. -727.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 03/02/2017 PROPERTY TYPE: SECURITIES 8,881. 10,295. -1,414.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 07/05/2017 PROPERTY TYPE: SECURITIES 3,458. 4,009. -551.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 05/02/2017 PROPERTY TYPE: SECURITIES 3,060. 3,547. -487.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 06/02/2017 PROPERTY TYPE: SECURITIES 5,556. 6,441. -885.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 01/04/2017 PROPERTY TYPE: SECURITIES 11,571. 13,413. -1,842.
FNMA SER 2003-122 CL ZJ 6.0% 12-25-2033 P 01/28/2016 12/04/2017 PROPERTY TYPE: SECURITIES 10,496. 12,168. -1,671.
FNMA SER 2003-33 CL AH 4 05-25-2033 P 01/14/2016 09/05/2017 PROPERTY TYPE: SECURITIES 15,377. 16,472. -1,096.
FNMA SER 2003-33 CL AH 4 05-25-2033 P 01/14/2016 07/05/2017 PROPERTY TYPE: SECURITIES 9,955. 10,664. -709.
FNMA SER 2003-33 CL AH 4 05-25-2033 P 01/14/2016 04/04/2017 PROPERTY TYPE: SECURITIES 20,410. 21,865. -1,454.
FNMA SER 2003-33 CL AH 4 05-25-2033 P 01/14/2016 08/02/2017 PROPERTY TYPE: SECURITIES 13,585. 14,553. -968.
FNMA SER 2003-33 CL AH 4 05-25-2033 P 01/14/2016 11/02/2017 PROPERTY TYPE: SECURITIES 17,333. 18,568. -1,235.
JSA 7E1730 1.000 43461C 2532 Page 567 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA SER 2003-33 CL AH 4 05-25-2033 P 01/14/2016 10/03/2017 PROPERTY TYPE: SECURITIES 18,873. 20,217. -1,345.
FNMA SER 2003-33 CL AH 4 05-25-2033 P 01/14/2016 12/04/2017 PROPERTY TYPE: SECURITIES 13,692. 14,668. -976.
FNMA SER 2003-33 CL AH 4 05-25-2033 P 01/14/2016 06/02/2017 PROPERTY TYPE: SECURITIES 13,961. 14,956. -995.
FNMA SER 2003-33 CL AH 4 05-25-2033 P 01/14/2016 05/02/2017 PROPERTY TYPE: SECURITIES 15,879. 17,011. -1,131.
FNMA SER 2003-33 CL AH 4 05-25-2033 P 01/14/2016 03/02/2017 PROPERTY TYPE: SECURITIES 12,671. 13,573. -903.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 01/25/2017 PROPERTY TYPE: SECURITIES 1,268. 1,479. -211.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 04/25/2017 PROPERTY TYPE: SECURITIES 2,442. 2,848. -406.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 12/25/2017 PROPERTY TYPE: SECURITIES 1,317. 1,536. -219.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 10/25/2017 PROPERTY TYPE: SECURITIES 2,241. 2,614. -373.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 03/25/2017 PROPERTY TYPE: SECURITIES 11,866. 13,839. -1,973.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 05/25/2017 PROPERTY TYPE: SECURITIES 1,213. 1,415. -202.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 09/25/2017 PROPERTY TYPE: SECURITIES 2,647. 3,088. -440.
JSA 7E1730 1.000 43461C 2532 Page 568 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 11/25/2017 PROPERTY TYPE: SECURITIES 1,471. 1,716. -245.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 07/25/2017 PROPERTY TYPE: SECURITIES 4,032. 4,703. -670.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 06/25/2017 PROPERTY TYPE: SECURITIES 1,221. 1,425. -203.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 08/25/2017 PROPERTY TYPE: SECURITIES 834. 973. -139.
FNMA SER 2003-W6 CL 3A 6.5 09-25-2042 P 08/25/2015 02/25/2017 PROPERTY TYPE: SECURITIES 3,614. 4,215. -601.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 03/02/2017 PROPERTY TYPE: SECURITIES 11,346. 12,084. -738.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 01/04/2017 PROPERTY TYPE: SECURITIES 12,213. 13,007. -794.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 10/03/2017 PROPERTY TYPE: SECURITIES 3,704. 3,945. -241.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 07/05/2017 PROPERTY TYPE: SECURITIES 3,069. 3,268. -199.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 12/04/2017 PROPERTY TYPE: SECURITIES 5,856. 6,237. -381.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 04/04/2017 PROPERTY TYPE: SECURITIES 9,739. 10,372. -633.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 05/02/2017 PROPERTY TYPE: SECURITIES 13,685. 14,574. -890.
JSA 7E1730 1.000 43461C 2532 Page 569 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 09/05/2017 PROPERTY TYPE: SECURITIES 16,612. 17,692. -1,080.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 11/02/2017 PROPERTY TYPE: SECURITIES 4,192. 4,464. -272.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 06/02/2017 PROPERTY TYPE: SECURITIES 12,391. 13,196. -805.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 02/02/2017 PROPERTY TYPE: SECURITIES 7,512. 8,000. -488.
FNMA SER 2007-39 CL NB 4.25 05-25-2037 P 11/05/2015 08/02/2017 PROPERTY TYPE: SECURITIES 2,287. 2,435. -149.
FNMA SER 2017-T1 CL A 2.898% 6-25-27 P 04/19/2017 09/25/2017 PROPERTY TYPE: SECURITIES 74. 74.
FNMA SER 2017-T1 CL A 2.898% 6-25-27 P 04/19/2017 07/25/2017 PROPERTY TYPE: SECURITIES 66. 66.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 03/02/2017 PROPERTY TYPE: SECURITIES 7,958. 8,330. -372.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 04/04/2017 PROPERTY TYPE: SECURITIES 8,218. 8,602. -384.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 10/03/2017 PROPERTY TYPE: SECURITIES 9,667. 10,119. -452.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 05/02/2017 PROPERTY TYPE: SECURITIES 8,473. 8,869. -396.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 07/05/2017 PROPERTY TYPE: SECURITIES 8,968. 9,387. -419.
JSA 7E1730 1.000 43461C 2532 Page 570 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 11/02/2017 PROPERTY TYPE: SECURITIES 9,888. 10,350. -462.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 12/04/2017 PROPERTY TYPE: SECURITIES 10,103. 10,575. -472.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 08/02/2017 PROPERTY TYPE: SECURITIES 9,207. 9,637. -430.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 02/02/2017 PROPERTY TYPE: SECURITIES 7,693. 8,053. -359.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 09/05/2017 PROPERTY TYPE: SECURITIES 9,440. 9,881. -441.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 06/02/2017 PROPERTY TYPE: SECURITIES 8,723. 9,131. -408.
FNMA TRANCHE 3 01-25-2046 P 06/06/2016 01/04/2017 PROPERTY TYPE: SECURITIES 7,424. 7,770. -347.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 09/25/2017 PROPERTY TYPE: SECURITIES 1,684. 1,970. -286.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 12/25/2017 PROPERTY TYPE: SECURITIES 3,042. 3,559. -517.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 05/25/2017 PROPERTY TYPE: SECURITIES 1,575. 1,842. -268.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 01/25/2017 PROPERTY TYPE: SECURITIES 3,818. 4,467. -649.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 11/25/2017 PROPERTY TYPE: SECURITIES 2,199. 2,573. -374.
JSA 7E1730 1.000 43461C 2532 Page 571 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 08/25/2017 PROPERTY TYPE: SECURITIES 1,131. 1,324. -192.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 06/25/2017 PROPERTY TYPE: SECURITIES 4,106. 4,804. -698.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 07/25/2017 PROPERTY TYPE: SECURITIES 2,383. 2,788. -405.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 10/25/2017 PROPERTY TYPE: SECURITIES 2,263. 2,648. -385.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 04/25/2017 PROPERTY TYPE: SECURITIES 2,386. 2,792. -406.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 03/25/2017 PROPERTY TYPE: SECURITIES 1,019. 1,192. -173.
FNMA TRUST 2004 W-2 CL 2A-2 7 02-25-2044 P 08/25/2015 02/25/2017 PROPERTY TYPE: SECURITIES 1,640. 1,919. -279.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 04/04/2017 PROPERTY TYPE: SECURITIES 12,796. 13,056. -260.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 10/03/2017 PROPERTY TYPE: SECURITIES 35,160. 35,874. -714.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 01/04/2017 PROPERTY TYPE: SECURITIES 39,872. 40,682. -810.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 06/02/2017 PROPERTY TYPE: SECURITIES 29,341. 29,937. -596.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 11/02/2017 PROPERTY TYPE: SECURITIES 25,359. 25,874. -515.
JSA 7E1730 1.000 43461C 2532 Page 572 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 05/02/2017 PROPERTY TYPE: SECURITIES 24,076. 24,565. -489.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 12/04/2017 PROPERTY TYPE: SECURITIES 16,870. 17,213. -343.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 07/05/2017 PROPERTY TYPE: SECURITIES 27,732. 28,296. -563.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 02/02/2017 PROPERTY TYPE: SECURITIES 44,214. 45,112. -898.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 08/02/2017 PROPERTY TYPE: SECURITIES 24,492. 24,989. -497.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 09/05/2017 PROPERTY TYPE: SECURITIES 19,495. 19,891. -396.
FREDDIE MAC SER 2406 CL FP FLT 1-15-32 P 07/15/2015 03/02/2017 PROPERTY TYPE: SECURITIES 19,517. 19,913. -396.
GNMA 2011-71 CL ZC 5.5% 7-16-2034 P 05/29/2015 11/02/2017 PROPERTY TYPE: SECURITIES 17,951. 21,045. -3,094.
GNMA 2011-71 CL ZC 5.5% 7-16-2034 P 05/29/2015 09/05/2017 PROPERTY TYPE: SECURITIES 19,532. 22,898. -3,366.
GNMA 2011-71 CL ZC 5.5% 7-16-2034 P 05/29/2015 10/03/2017 PROPERTY TYPE: SECURITIES 14,174. 16,616. -2,443.
GNMA 2011-71 CL ZC 5.5% 7-16-2034 P 05/29/2015 06/02/2017 PROPERTY TYPE: SECURITIES 8,562. 10,038. -1,476.
GNMA 2011-71 CL ZC 5.5% 7-16-2034 P 05/29/2015 12/04/2017 PROPERTY TYPE: SECURITIES 9,543. 11,188. -1,645.
JSA 7E1730 1.000 43461C 2532 Page 573 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 2011-71 CL ZC 5.5% 7-16-2034 P 05/29/2015 07/05/2017 PROPERTY TYPE: SECURITIES 14,396. 16,877. -2,481.
GNMA 2011-71 CL ZC 5.5% 7-16-2034 P 05/29/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,893. 2,219. -326.
GNMA 2011-71 CL ZC 5.5% 7-16-2034 P 05/29/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,650. 1,935. -284.
GNMA 2011-71 CL ZC 5.5% 7-16-2034 P 05/29/2015 03/02/2017 PROPERTY TYPE: SECURITIES 803. 942. -138.
GNMA 2011-71 CL ZC 5.5% 7-16-2034 P 05/29/2015 08/02/2017 PROPERTY TYPE: SECURITIES 17,785. 20,851. -3,065.
GNMA 2012-051 REMIC CTF CL MX-CA 1.5% P 04/19/2017 08/20/2017 PROPERTY TYPE: SECURITIES 8,650. 8,096. 554.
GNMA 2012-051 REMIC CTF CL MX-CA 1.5% P 04/19/2017 09/20/2017 PROPERTY TYPE: SECURITIES 8,462. 7,920. 542.
GNMA 2012-051 REMIC CTF CL MX-CA 1.5% P 04/19/2017 06/20/2017 PROPERTY TYPE: SECURITIES 10,227. 9,572. 655.
GNMA 2012-051 REMIC CTF CL MX-CA 1.5% P 04/19/2017 12/20/2017 PROPERTY TYPE: SECURITIES 7,560. 7,076. 484.
GNMA 2012-051 REMIC CTF CL MX-CA 1.5% P 04/19/2017 11/20/2017 PROPERTY TYPE: SECURITIES 8,101. 7,582. 519.
GNMA 2012-051 REMIC CTF CL MX-CA 1.5% P 04/19/2017 07/20/2017 PROPERTY TYPE: SECURITIES 9,903. 9,269. 634.
GNMA 2012-051 REMIC CTF CL MX-CA 1.5% P 04/19/2017 10/20/2017 PROPERTY TYPE: SECURITIES 7,892. 7,386. 506.
JSA 7E1730 1.000 43461C 2532 Page 574 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 2012-051 REMIC CTF CL MX-CA 1.5% P 04/19/2017 05/20/2017 PROPERTY TYPE: SECURITIES 8,494. 7,950. 544.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 05/20/2017 PROPERTY TYPE: SECURITIES 8,424. 8,338. 86.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 12/20/2017 PROPERTY TYPE: SECURITIES 9,034. 8,942. 92.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 02/20/2017 PROPERTY TYPE: SECURITIES 2,174. 2,152. 22.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 06/20/2017 PROPERTY TYPE: SECURITIES 5,174. 5,121. 53.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 07/20/2017 PROPERTY TYPE: SECURITIES 7,448. 7,373. 76.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 09/20/2017 PROPERTY TYPE: SECURITIES 14,938. 14,786. 152.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 08/20/2017 PROPERTY TYPE: SECURITIES 7,759. 7,680. 79.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 03/20/2017 PROPERTY TYPE: SECURITIES 2,133. 2,111. 22.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 10/20/2017 PROPERTY TYPE: SECURITIES 5,472. 5,416. 56.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 04/20/2017 PROPERTY TYPE: SECURITIES 7,013. 6,942. 71.
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 01/20/2017 PROPERTY TYPE: SECURITIES 2,470. 2,445. 25.
JSA 7E1730 1.000 43461C 2532 Page 575 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 2015-H23 REMIC CTF CL FB 9-20-65 P 10/09/2015 11/20/2017 PROPERTY TYPE: SECURITIES 11,994. 11,873. 122.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 06/20/2017 PROPERTY TYPE: SECURITIES 7,720. 7,663. 57.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 10/20/2017 PROPERTY TYPE: SECURITIES 3,057. 3,035. 22.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 02/20/2017 PROPERTY TYPE: SECURITIES 9,470. 9,400. 70.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 07/05/2017 PROPERTY TYPE: SECURITIES 11,976. 11,888. 88.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 12/20/2017 PROPERTY TYPE: SECURITIES 7,160. 7,107. 53.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 08/20/2017 PROPERTY TYPE: SECURITIES 4,591. 4,557. 34.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 05/20/2017 PROPERTY TYPE: SECURITIES 4,848. 4,813. 36.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 03/20/2017 PROPERTY TYPE: SECURITIES 1,181. 1,172. 9.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 04/20/2017 PROPERTY TYPE: SECURITIES 2,070. 2,054. 15.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 09/20/2017 PROPERTY TYPE: SECURITIES 4,274. 4,243. 31.
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 11/20/2017 PROPERTY TYPE: SECURITIES 6,397. 6,350. 47.
JSA 7E1730 1.000 43461C 2532 Page 576 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 2015-H32 REMIC CTF CL FH 12-20-65 P 12/03/2015 01/20/2017 PROPERTY TYPE: SECURITIES 1,351. 1,341. 10.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 11/20/2017 PROPERTY TYPE: SECURITIES 1,486. 1,496. -10.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 02/20/2017 PROPERTY TYPE: SECURITIES 1,816. 1,828. -12.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 03/20/2017 PROPERTY TYPE: SECURITIES 541. 545. -4.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 04/20/2017 PROPERTY TYPE: SECURITIES 814. 819. -5.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 09/20/2017 PROPERTY TYPE: SECURITIES 2,167. 2,182. -14.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 08/20/2017 PROPERTY TYPE: SECURITIES 820. 825. -5.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 10/20/2017 PROPERTY TYPE: SECURITIES 720. 725. -5.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 01/20/2017 PROPERTY TYPE: SECURITIES 106. 107. -1.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 06/20/2017 PROPERTY TYPE: SECURITIES 602. 606. -4.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 12/20/2017 PROPERTY TYPE: SECURITIES 2,026. 2,039. -13.
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 07/05/2017 PROPERTY TYPE: SECURITIES 739. 744. -5.
JSA 7E1730 1.000 43461C 2532 Page 577 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 2016-H26 RMI SECS CL MX-FC 12-20-66 P 12/28/2016 05/20/2017 PROPERTY TYPE: SECURITIES 408. 411. -3.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 12/20/2017 PROPERTY TYPE: SECURITIES 8,063. 8,758. -695.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 03/20/2017 PROPERTY TYPE: SECURITIES 7,016. 7,621. -605.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 10/20/2017 PROPERTY TYPE: SECURITIES 6,118. 6,646. -528.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 11/20/2017 PROPERTY TYPE: SECURITIES 7,986. 8,675. -689.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 01/20/2017 PROPERTY TYPE: SECURITIES 5,502. 5,977. -475.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 02/20/2017 PROPERTY TYPE: SECURITIES 5,815. 6,317. -502.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 07/20/2017 PROPERTY TYPE: SECURITIES 7,763. 8,433. -670.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 09/20/2017 PROPERTY TYPE: SECURITIES 6,856. 7,447. -591.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 05/20/2017 PROPERTY TYPE: SECURITIES 6,055. 6,578. -522.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 06/20/2017 PROPERTY TYPE: SECURITIES 6,241. 6,779. -538.
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 08/20/2017 PROPERTY TYPE: SECURITIES 5,634. 6,120. -486.
JSA 7E1730 1.000 43461C 2532 Page 578 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 4.5% DUE 07-20-2033 P 12/11/2015 04/20/2017 PROPERTY TYPE: SECURITIES 5,437. 5,906. -469.
GNMA 5% DUE 03-20-2035 P 08/20/2015 12/04/2017 PROPERTY TYPE: SECURITIES 6,214. 6,898. -684.
GNMA 5% DUE 03-20-2035 P 08/20/2015 03/02/2017 PROPERTY TYPE: SECURITIES 7,747. 8,599. -852.
GNMA 5% DUE 03-20-2035 P 08/20/2015 07/05/2017 PROPERTY TYPE: SECURITIES 8,707. 9,665. -958.
GNMA 5% DUE 03-20-2035 P 08/20/2015 04/04/2017 PROPERTY TYPE: SECURITIES 7,489. 8,313. -824.
GNMA 5% DUE 03-20-2035 P 08/20/2015 01/20/2017 PROPERTY TYPE: SECURITIES 7,271. 8,071. -800.
GNMA 5% DUE 03-20-2035 P 08/20/2015 11/02/2017 PROPERTY TYPE: SECURITIES 5,047. 5,602. -555.
GNMA 5% DUE 03-20-2035 P 08/20/2015 10/20/2017 PROPERTY TYPE: SECURITIES 6,530. 7,249. -718.
GNMA 5% DUE 03-20-2035 P 08/20/2015 02/02/2017 PROPERTY TYPE: SECURITIES 5,525. 6,133. -608.
GNMA 5% DUE 03-20-2035 P 08/20/2015 09/05/2017 PROPERTY TYPE: SECURITIES 7,028. 7,801. -773.
GNMA 5% DUE 03-20-2035 P 08/20/2015 05/20/2017 PROPERTY TYPE: SECURITIES 7,142. 7,928. -786.
GNMA 5% DUE 03-20-2035 P 08/20/2015 06/02/2017 PROPERTY TYPE: SECURITIES 7,033. 7,807. -774.
JSA 7E1730 1.000 43461C 2532 Page 579 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 5% DUE 03-20-2035 P 08/20/2015 08/02/2017 PROPERTY TYPE: SECURITIES 7,028. 7,801. -773.
GNMA 5% DUE 09-20-2039 P 12/07/2015 12/04/2017 PROPERTY TYPE: SECURITIES 15,445. 16,705. -1,260.
GNMA 5% DUE 09-20-2039 P 12/07/2015 11/02/2017 PROPERTY TYPE: SECURITIES 13,319. 14,405. -1,086.
GNMA 5% DUE 09-20-2039 P 12/07/2015 09/20/2017 PROPERTY TYPE: SECURITIES 15,544. 16,812. -1,268.
GNMA 5% DUE 09-20-2039 P 12/07/2015 07/05/2017 PROPERTY TYPE: SECURITIES 18,447. 19,951. -1,505.
GNMA 5% DUE 09-20-2039 P 12/07/2015 08/20/2017 PROPERTY TYPE: SECURITIES 14,630. 15,823. -1,193.
GNMA 5% DUE 09-20-2039 P 12/07/2015 01/04/2017 PROPERTY TYPE: SECURITIES 24,839. 26,865. -2,026.
GNMA 5% DUE 09-20-2039 P 12/07/2015 04/04/2017 PROPERTY TYPE: SECURITIES 19,019. 20,570. -1,551.
GNMA 5% DUE 09-20-2039 P 12/07/2015 03/20/2017 PROPERTY TYPE: SECURITIES 17,024. 18,413. -1,389.
GNMA 5% DUE 09-20-2039 P 12/07/2015 02/02/2017 PROPERTY TYPE: SECURITIES 18,541. 20,054. -1,512.
GNMA 5% DUE 09-20-2039 P 12/07/2015 06/02/2017 PROPERTY TYPE: SECURITIES 17,697. 19,140. -1,443.
GNMA 5% DUE 09-20-2039 P 12/07/2015 10/20/2017 PROPERTY TYPE: SECURITIES 14,921. 16,138. -1,217.
JSA 7E1730 1.000 43461C 2532 Page 580 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 5% DUE 09-20-2039 P 12/07/2015 05/20/2017 PROPERTY TYPE: SECURITIES 17,993. 19,461. -1,468.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 07/20/2017 PROPERTY TYPE: SECURITIES 6,349. 7,083. -734.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 05/20/2017 PROPERTY TYPE: SECURITIES 5,430. 6,057. -628.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 04/20/2017 PROPERTY TYPE: SECURITIES 7,617. 8,497. -881.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 06/20/2017 PROPERTY TYPE: SECURITIES 6,587. 7,348. -762.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 08/20/2017 PROPERTY TYPE: SECURITIES 3,666. 4,090. -424.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 03/20/2017 PROPERTY TYPE: SECURITIES 8,933. 9,965. -1,033.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 01/20/2017 PROPERTY TYPE: SECURITIES 8,205. 9,154. -949.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 12/20/2017 PROPERTY TYPE: SECURITIES 4,025. 4,490. -465.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 10/20/2017 PROPERTY TYPE: SECURITIES 5,108. 5,699. -591.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 11/20/2017 PROPERTY TYPE: SECURITIES 6,212. 6,930. -718.
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 09/20/2017 PROPERTY TYPE: SECURITIES 6,012. 6,707. -695.
JSA 7E1730 1.000 43461C 2532 Page 581 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 5.5% DUE 05-20-2038 P 08/11/2015 02/20/2017 PROPERTY TYPE: SECURITIES 6,674. 7,446. -772.
GNMA 5.5% DUE 06-20-2037 P 07/30/2015 09/20/2017 PROPERTY TYPE: SECURITIES 9,437. 10,758. -1,321.
GNMA 5.5% DUE 06-20-2037 P 07/30/2015 04/20/2017 PROPERTY TYPE: SECURITIES 3,828. 4,364. -536.
GNMA 5.5% DUE 06-20-2037 P 07/30/2015 08/20/2017 PROPERTY TYPE: SECURITIES 10,022. 11,425. -1,403.
GNMA 5.5% DUE 06-20-2037 P 07/30/2015 10/20/2017 PROPERTY TYPE: SECURITIES 7,542. 8,598. -1,056.
GNMA 5.5% DUE 06-20-2037 P 07/30/2015 11/20/2017 PROPERTY TYPE: SECURITIES 10,292. 11,733. -1,441.
GNMA 5.5% DUE 06-20-2037 P 07/30/2015 05/20/2017 PROPERTY TYPE: SECURITIES 11,625. 13,253. -1,628.
GNMA 5.5% DUE 06-20-2037 P 07/30/2015 07/20/2017 PROPERTY TYPE: SECURITIES 10,639. 12,128. -1,489.
GNMA 5.5% DUE 06-20-2037 P 07/30/2015 06/20/2017 PROPERTY TYPE: SECURITIES 13,079. 14,910. -1,831.
GNMA 5.5% DUE 06-20-2037 P 07/30/2015 12/20/2017 PROPERTY TYPE: SECURITIES 7,721. 8,802. -1,081.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 02/20/2017 PROPERTY TYPE: SECURITIES 10,587. 11,751. -1,165.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 01/20/2017 PROPERTY TYPE: SECURITIES 6,272. 6,961. -690.
JSA 7E1730 1.000 43461C 2532 Page 582 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 09/20/2017 PROPERTY TYPE: SECURITIES 5,496. 6,100. -605.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 10/20/2017 PROPERTY TYPE: SECURITIES 9,533. 10,581. -1,049.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 11/20/2017 PROPERTY TYPE: SECURITIES 6,070. 6,737. -668.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 03/20/2017 PROPERTY TYPE: SECURITIES 6,022. 6,684. -662.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 08/20/2017 PROPERTY TYPE: SECURITIES 8,054. 8,940. -886.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 05/20/2017 PROPERTY TYPE: SECURITIES 7,055. 7,831. -776.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 07/05/2017 PROPERTY TYPE: SECURITIES 9,617. 10,675. -1,058.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 12/20/2017 PROPERTY TYPE: SECURITIES 8,039. 8,924. -884.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 04/20/2017 PROPERTY TYPE: SECURITIES 9,138. 10,144. -1,005.
GNMA 5.5% DUE 11-20-2037 P 08/04/2015 06/20/2017 PROPERTY TYPE: SECURITIES 7,346. 8,155. -808.
GNMA 6% DUE 07-20-2037 P 01/27/2016 03/20/2017 PROPERTY TYPE: SECURITIES 6,856. 7,816. -960.
GNMA 6% DUE 07-20-2037 P 01/27/2016 12/20/2017 PROPERTY TYPE: SECURITIES 5,580. 6,361. -781.
JSA 7E1730 1.000 43461C 2532 Page 583 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA 6% DUE 07-20-2037 P 01/27/2016 01/20/2017 PROPERTY TYPE: SECURITIES 6,852. 7,811. -959.
GNMA 6% DUE 07-20-2037 P 01/27/2016 04/20/2017 PROPERTY TYPE: SECURITIES 7,127. 8,125. -998.
GNMA 6% DUE 07-20-2037 P 01/27/2016 06/20/2017 PROPERTY TYPE: SECURITIES 7,352. 8,381. -1,029.
GNMA 6% DUE 07-20-2037 P 01/27/2016 08/20/2017 PROPERTY TYPE: SECURITIES 4,848. 5,526. -679.
GNMA 6% DUE 07-20-2037 P 01/27/2016 10/20/2017 PROPERTY TYPE: SECURITIES 5,837. 6,655. -817.
GNMA 6% DUE 07-20-2037 P 01/27/2016 11/20/2017 PROPERTY TYPE: SECURITIES 4,828. 5,503. -676.
GNMA 6% DUE 07-20-2037 P 01/27/2016 09/20/2017 PROPERTY TYPE: SECURITIES 5,713. 6,513. -800.
GNMA 6% DUE 07-20-2037 P 01/27/2016 02/20/2017 PROPERTY TYPE: SECURITIES 6,708. 7,647. -939.
GNMA 6% DUE 07-20-2037 P 01/27/2016 05/20/2017 PROPERTY TYPE: SECURITIES 6,584. 7,506. -922.
GNMA 6% DUE 07-20-2037 P 01/27/2016 07/20/2017 PROPERTY TYPE: SECURITIES 5,738. 6,541. -803.
GNMA 6.5% DUE 02-20-2037 P 10/26/2017 12/20/2017 PROPERTY TYPE: SECURITIES 13,046. 14,930. -1,884.
GNMA 6.5% DUE 02-20-2037 P 10/26/2017 11/20/2017 PROPERTY TYPE: SECURITIES 16,297. 18,649. -2,353.
JSA 7E1730 1.000 43461C 2532 Page 584 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 04/20/2017 PROPERTY TYPE: SECURITIES 3,368. 3,356. 13.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 03/20/2017 PROPERTY TYPE: SECURITIES 1,396. 1,391. 5.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 05/20/2017 PROPERTY TYPE: SECURITIES 4,735. 4,717. 18.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 07/20/2017 PROPERTY TYPE: SECURITIES 9,159. 9,125. 34.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 01/20/2017 PROPERTY TYPE: SECURITIES 7,743. 7,714. 29.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 11/20/2017 PROPERTY TYPE: SECURITIES 15,291. 15,234. 57.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 09/20/2017 PROPERTY TYPE: SECURITIES 14,265. 14,212. 53.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 10/20/2017 PROPERTY TYPE: SECURITIES 15,244. 15,186. 57.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 06/20/2017 PROPERTY TYPE: SECURITIES 4,119. 4,104. 15.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 12/20/2017 PROPERTY TYPE: SECURITIES 11,843. 11,799. 44.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 08/20/2017 PROPERTY TYPE: SECURITIES 7,487. 7,459. 28.
GNMA MTG PASS THRU CTF CL FA 03-20-2066 P 02/26/2016 02/20/2017 PROPERTY TYPE: SECURITIES 2,223. 2,215. 8.
JSA 7E1730 1.000 43461C 2532 Page 585 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 07/05/2017 PROPERTY TYPE: SECURITIES 4,972. 5,587. -615.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 06/02/2017 PROPERTY TYPE: SECURITIES 7,441. 8,361. -921.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,202. 1,350. -149.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 08/02/2017 PROPERTY TYPE: SECURITIES 8,483. 9,533. -1,050.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 02/02/2017 PROPERTY TYPE: SECURITIES 7,944. 8,927. -983.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 03/02/2017 PROPERTY TYPE: SECURITIES 4,368. 4,908. -541.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,104. 1,241. -137.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 11/02/2017 PROPERTY TYPE: SECURITIES 8,729. 9,809. -1,080.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 09/05/2017 PROPERTY TYPE: SECURITIES 5,161. 5,799. -639.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 10/03/2017 PROPERTY TYPE: SECURITIES 1,111. 1,249. -138.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 12/04/2017 PROPERTY TYPE: SECURITIES 1,108. 1,245. -137.
GNMA POOL #510400 5.5% 01-15-2035 BEO P 07/28/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,138. 1,279. -141.
JSA 7E1730 1.000 43461C 2532 Page 586 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 09/05/2017 PROPERTY TYPE: SECURITIES 5,035. 5,677. -642.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 06/02/2017 PROPERTY TYPE: SECURITIES 5,526. 6,231. -705.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 12/04/2017 PROPERTY TYPE: SECURITIES 6,669. 7,519. -850.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 04/04/2017 PROPERTY TYPE: SECURITIES 6,886. 7,764. -878.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 08/02/2017 PROPERTY TYPE: SECURITIES 4,736. 5,340. -604.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 01/04/2017 PROPERTY TYPE: SECURITIES 7,596. 8,565. -969.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 03/02/2017 PROPERTY TYPE: SECURITIES 6,862. 7,737. -875.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 10/03/2017 PROPERTY TYPE: SECURITIES 4,350. 4,905. -555.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 02/02/2017 PROPERTY TYPE: SECURITIES 7,761. 8,751. -990.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 05/02/2017 PROPERTY TYPE: SECURITIES 5,293. 5,968. -675.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 07/05/2017 PROPERTY TYPE: SECURITIES 3,966. 4,472. -506.
GNMA POOL #782748 5.5% 07-15-2035 BEO P 10/19/2015 11/02/2017 PROPERTY TYPE: SECURITIES 5,843. 6,588. -745.
JSA 7E1730 1.000 43461C 2532 Page 587 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 09/05/2017 PROPERTY TYPE: SECURITIES 2,056. 2,201. -145.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 02/02/2017 PROPERTY TYPE: SECURITIES 2,012. 2,154. -142.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 07/05/2017 PROPERTY TYPE: SECURITIES 2,040. 2,185. -144.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 05/02/2017 PROPERTY TYPE: SECURITIES 2,375. 2,542. -168.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 12/04/2017 PROPERTY TYPE: SECURITIES 2,079. 2,226. -147.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 03/02/2017 PROPERTY TYPE: SECURITIES 2,002. 2,144. -141.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 08/02/2017 PROPERTY TYPE: SECURITIES 2,141. 2,293. -151.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 04/04/2017 PROPERTY TYPE: SECURITIES 3,700. 3,961. -261.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 10/03/2017 PROPERTY TYPE: SECURITIES 2,064. 2,209. -146.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 06/02/2017 PROPERTY TYPE: SECURITIES 2,205. 2,361. -156.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 11/02/2017 PROPERTY TYPE: SECURITIES 2,071. 2,218. -146.
GNMA POOL #AS8113 3.75% 09-20-2046 BEO P 09/27/2016 01/04/2017 PROPERTY TYPE: SECURITIES 1,988. 2,128. -140.
JSA 7E1730 1.000 43461C 2532 Page 588 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 09/05/2017 PROPERTY TYPE: SECURITIES 11,098. 12,791. -1,692.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 11/02/2017 PROPERTY TYPE: SECURITIES 8,222. 9,476. -1,254.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 04/04/2017 PROPERTY TYPE: SECURITIES 8,477. 9,770. -1,293.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 08/02/2017 PROPERTY TYPE: SECURITIES 10,481. 12,079. -1,598.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 06/02/2017 PROPERTY TYPE: SECURITIES 3,748. 4,320. -572.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 12/04/2017 PROPERTY TYPE: SECURITIES 6,536. 7,533. -997.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 03/02/2017 PROPERTY TYPE: SECURITIES 3,704. 4,269. -565.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 01/04/2017 PROPERTY TYPE: SECURITIES 16,008. 18,449. -2,441.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 10/03/2017 PROPERTY TYPE: SECURITIES 5,591. 6,444. -853.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 02/02/2017 PROPERTY TYPE: SECURITIES 10,891. 12,551. -1,661.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 07/05/2017 PROPERTY TYPE: SECURITIES 7,820. 9,012. -1,193.
GNMA POOL #MA1845 7% 01-20-2039 BEO P 01/15/2016 05/02/2017 PROPERTY TYPE: SECURITIES 9,203. 10,607. -1,404.
JSA 7E1730 1.000 43461C 2532 Page 589 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 03/20/2017 PROPERTY TYPE: SECURITIES 9,290. 10,394. -1,103.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 05/20/2017 PROPERTY TYPE: SECURITIES 19,347. 21,644. -2,297.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 07/20/2017 PROPERTY TYPE: SECURITIES 13,532. 15,139. -1,607.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 06/20/2017 PROPERTY TYPE: SECURITIES 21,832. 24,425. -2,593.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 08/20/2017 PROPERTY TYPE: SECURITIES 21,132. 23,642. -2,509.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 02/20/2017 PROPERTY TYPE: SECURITIES 13,369. 14,957. -1,588.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 12/20/2017 PROPERTY TYPE: SECURITIES 5,767. 6,452. -685.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 04/20/2017 PROPERTY TYPE: SECURITIES 8,549. 9,564. -1,015.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 09/20/2017 PROPERTY TYPE: SECURITIES 16,833. 18,831. -1,999.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 01/20/2017 PROPERTY TYPE: SECURITIES 16,143. 18,060. -1,917.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 11/20/2017 PROPERTY TYPE: SECURITIES 10,141. 11,345. -1,204.
GNMA REMIC 2006-11 CL A-B 5.35 3-20-36 P 06/16/2015 10/20/2017 PROPERTY TYPE: SECURITIES 13,836. 15,479. -1,643.
JSA 7E1730 1.000 43461C 2532 Page 590 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 05/02/2017 PROPERTY TYPE: SECURITIES 6,923. 7,282. -359.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 09/05/2017 PROPERTY TYPE: SECURITIES 6,600. 6,942. -342.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 11/02/2017 PROPERTY TYPE: SECURITIES 6,130. 6,448. -318.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 01/04/2017 PROPERTY TYPE: SECURITIES 7,541. 7,932. -391.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 04/04/2017 PROPERTY TYPE: SECURITIES 6,468. 6,803. -336.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 07/05/2017 PROPERTY TYPE: SECURITIES 6,619. 6,962. -343.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 02/02/2017 PROPERTY TYPE: SECURITIES 7,159. 7,531. -371.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 03/02/2017 PROPERTY TYPE: SECURITIES 6,230. 6,553. -323.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 08/02/2017 PROPERTY TYPE: SECURITIES 6,552. 6,892. -340.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 06/02/2017 PROPERTY TYPE: SECURITIES 7,485. 7,873. -388.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 10/03/2017 PROPERTY TYPE: SECURITIES 6,231. 6,554. -323.
GNMA SER 2009-79 CL A 4.5% 02-16-2039 P 08/03/2015 12/04/2017 PROPERTY TYPE: SECURITIES 5,396. 5,676. -280.
JSA 7E1730 1.000 43461C 2532 Page 591 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 02/20/2017 PROPERTY TYPE: SECURITIES 7,611. 8,572. -961.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 10/20/2017 PROPERTY TYPE: SECURITIES 5,281. 5,948. -667.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 09/20/2017 PROPERTY TYPE: SECURITIES 5,866. 6,607. -741.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 05/20/2017 PROPERTY TYPE: SECURITIES 2,442. 2,751. -308.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 07/20/2017 PROPERTY TYPE: SECURITIES 5,714. 6,435. -721.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 03/20/2017 PROPERTY TYPE: SECURITIES 9,943. 11,198. -1,255.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 06/20/2017 PROPERTY TYPE: SECURITIES 10,038. 11,305. -1,267.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 08/20/2017 PROPERTY TYPE: SECURITIES 6,055. 6,819. -764.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 01/20/2017 PROPERTY TYPE: SECURITIES 5,596. 6,303. -707.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 12/20/2017 PROPERTY TYPE: SECURITIES 3,290. 3,706. -415.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 11/20/2017 PROPERTY TYPE: SECURITIES 3,493. 3,934. -441.
GNMA SR 2009-054 CL JZ FIXED 5.5 7-20-39 P 10/08/2015 04/20/2017 PROPERTY TYPE: SECURITIES 2,458. 2,769. -310.
JSA 7E1730 1.000 43461C 2532 Page 592 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 11/02/2017 PROPERTY TYPE: SECURITIES 14,547. 16,556. -2,009.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 02/02/2017 PROPERTY TYPE: SECURITIES 1,108. 1,262. -153.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 01/04/2017 PROPERTY TYPE: SECURITIES 1,105. 1,258. -153.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 07/05/2017 PROPERTY TYPE: SECURITIES 12,404. 14,118. -1,713.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 12/04/2017 PROPERTY TYPE: SECURITIES 1,000. 1,138. -138.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 06/02/2017 PROPERTY TYPE: SECURITIES 1,051. 1,196. -145.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 08/02/2017 PROPERTY TYPE: SECURITIES 1,021. 1,162. -141.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 04/04/2017 PROPERTY TYPE: SECURITIES 1,100. 1,252. -152.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 10/03/2017 PROPERTY TYPE: SECURITIES 2,958. 3,367. -409.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 05/02/2017 PROPERTY TYPE: SECURITIES 1,079. 1,228. -149.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 03/02/2017 PROPERTY TYPE: SECURITIES 1,343. 1,528. -185.
GNMAI POOL #736630 5.5% 5-15-32 P 08/10/2015 09/05/2017 PROPERTY TYPE: SECURITIES 1,044. 1,189. -144.
JSA 7E1730 1.000 43461C 2532 Page 593 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 01/25/2017 PROPERTY TYPE: SECURITIES 47,376. 47,376.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 08/25/2017 PROPERTY TYPE: SECURITIES 53,028. 53,028.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 11/25/2017 PROPERTY TYPE: SECURITIES 11,246. 11,246.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 02/25/2017 PROPERTY TYPE: SECURITIES 302. 302.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 04/25/2017 PROPERTY TYPE: SECURITIES 303. 303.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 06/25/2017 PROPERTY TYPE: SECURITIES 304. 304.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 07/25/2017 PROPERTY TYPE: SECURITIES 42,198. 42,198.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 12/25/2017 PROPERTY TYPE: SECURITIES 20,891. 20,891.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 03/25/2017 PROPERTY TYPE: SECURITIES 350. 350.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 05/25/2017 PROPERTY TYPE: SECURITIES 47,192. 47,192.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 09/25/2017 PROPERTY TYPE: SECURITIES 81,547. 81,547.
FHLMC MULTICLASS TRANCHE 00868 9-25-22 P 11/19/2015 10/25/2017 PROPERTY TYPE: SECURITIES 54,782. 54,782.
JSA 7E1730 1.000 43461C 2532 Page 594 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FHLMC MULTIFAM STRUCT CERT 2.597 9-25-20 P 11/10/2015 09/25/2017 PROPERTY TYPE: SECURITIES 18,760. 18,947. -187.
FHLMC MULTIFAM STRUCT CERT 2.597 9-25-20 P 11/10/2015 08/25/2017 PROPERTY TYPE: SECURITIES 172. 174. -2.
FHLMC MULTIFAM STRUCT CERT 2.597 9-25-20 P 11/10/2015 11/25/2017 PROPERTY TYPE: SECURITIES 8,170. 8,251. -81.
FHLMC MULTIFAM STRUCT CERT 2.597 9-25-20 P 11/10/2015 10/25/2017 PROPERTY TYPE: SECURITIES 3,307. 3,340. -33.
FHLMC MULTIFAM STRUCT CERT 2.597 9-25-20 P 11/10/2015 06/25/2017 PROPERTY TYPE: SECURITIES 3,760. 3,798. -37.
FHLMC MULTIFAM STRUCT CERT 2.597 9-25-20 P 11/10/2015 07/25/2017 PROPERTY TYPE: SECURITIES 186. 188. -2.
FHLMC MULTIFAM STRUCT CERT 2.597 9-25-20 P 11/10/2015 12/25/2017 PROPERTY TYPE: SECURITIES 138. 139. -1.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 08/02/2017 PROPERTY TYPE: SECURITIES 6,056. 6,053. 4.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 06/02/2017 PROPERTY TYPE: SECURITIES 6,022. 6,019. 4.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 05/02/2017 PROPERTY TYPE: SECURITIES 6,005. 6,002. 4.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 11/02/2017 PROPERTY TYPE: SECURITIES 6,103. 6,099. 4.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 10/03/2017 PROPERTY TYPE: SECURITIES 6,086. 6,082. 4.
JSA 7E1730 1.000 43461C 2532 Page 595 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 01/04/2017 PROPERTY TYPE: SECURITIES 6,009. 6,005. 4.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 03/02/2017 PROPERTY TYPE: SECURITIES 6,034. 6,030. 4.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 07/05/2017 PROPERTY TYPE: SECURITIES 6,039. 6,036. 4.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 09/05/2017 PROPERTY TYPE: SECURITIES 6,069. 6,065. 4.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 12/04/2017 PROPERTY TYPE: SECURITIES 6,134. 6,130. 4.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 04/04/2017 PROPERTY TYPE: SECURITIES 5,988. 5,985. 4.
GNMA FLTG RT 2.75% DUE 08-16-2035 P 07/20/2015 02/02/2017 PROPERTY TYPE: SECURITIES 6,017. 6,013. 4.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 09/25/2017 PROPERTY TYPE: SECURITIES 4,882. 4,528. 354.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 11/25/2017 PROPERTY TYPE: SECURITIES 75,619. 70,137. 5,482.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 03/25/2017 PROPERTY TYPE: SECURITIES 61,565. 57,101. 4,463.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 01/25/2017 PROPERTY TYPE: SECURITIES 9,369. 8,690. 679.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 02/25/2017 PROPERTY TYPE: SECURITIES 8,812. 8,173. 639.
JSA 7E1730 1.000 43461C 2532 Page 596 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 12/25/2017 PROPERTY TYPE: SECURITIES 7,190. 6,669. 521.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 08/25/2017 PROPERTY TYPE: SECURITIES 5,829. 5,406. 423.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 04/25/2017 PROPERTY TYPE: SECURITIES 11,469. 10,637. 831.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 05/25/2017 PROPERTY TYPE: SECURITIES 9,838. 9,124. 713.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 07/25/2017 PROPERTY TYPE: SECURITIES 5,845. 5,421. 424.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 10/25/2017 PROPERTY TYPE: SECURITIES 30,783. 28,552. 2,232.
CR SUISSE 1ST BSTN MTG SECS 10-25-34 P 01/26/2016 06/25/2017 PROPERTY TYPE: SECURITIES 103,270. 95,783. 7,487.
JOHN DEERE TR 2014 NT CL A-3 .92 4-16-18 P 04/02/2014 01/15/2017 PROPERTY TYPE: SECURITIES 57,216. 57,207. 9.
JOHN DEERE TR 2014 NT CL A-3 .92 4-16-18 P 04/02/2014 07/15/2017 PROPERTY TYPE: SECURITIES 12,430. 12,428. 2.
JOHN DEERE TR 2014 NT CL A-3 .92 4-16-18 P 04/02/2014 04/15/2017 PROPERTY TYPE: SECURITIES 35,101. 35,096. 6.
JOHN DEERE TR 2014 NT CL A-3 .92 4-16-18 P 04/02/2014 06/15/2017 PROPERTY TYPE: SECURITIES 23,222. 23,218. 4.
JOHN DEERE TR 2014 NT CL A-3 .92 4-16-18 P 04/02/2014 03/15/2017 PROPERTY TYPE: SECURITIES 31,231. 31,226. 5.
JSA 7E1730 1.000 43461C 2532 Page 597 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
JOHN DEERE TR 2014 NT CL A-3 .92 4-16-18 P 04/02/2014 02/15/2017 PROPERTY TYPE: SECURITIES 56,656. 56,647. 9.
JOHN DEERE TR 2014 NT CL A-3 .92 4-16-18 P 04/02/2014 05/15/2017 PROPERTY TYPE: SECURITIES 36,212. 36,206. 6.
NTINSTR HECM 2015-2 NT CL A 144A 2.8826% P 11/19/2015 05/25/2017 PROPERTY TYPE: SECURITIES 11,879. 11,879.
NTINSTR HECM 2015-2 NT CL A 144A 2.8826% P 11/19/2015 06/25/2017 PROPERTY TYPE: SECURITIES 16,149. 16,149.
NTINSTR HECM 2015-2 NT CL A 144A 2.8826% P 11/19/2015 02/25/2017 PROPERTY TYPE: SECURITIES 21,599. 21,599.
NTINSTR HECM 2015-2 NT CL A 144A 2.8826% P 11/19/2015 04/25/2017 PROPERTY TYPE: SECURITIES 22,507. 22,507.
NTINSTR HECM 2015-2 NT CL A 144A 2.8826% P 11/19/2015 03/25/2017 PROPERTY TYPE: SECURITIES 18,560. 18,560.
NTINSTR HECM 2015-2 NT CL A 144A 2.8826% P 11/19/2015 01/25/2017 PROPERTY TYPE: SECURITIES 11,645. 11,645.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 08/20/2017 PROPERTY TYPE: SECURITIES 2,963. 2,770. 193.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 12/20/2017 PROPERTY TYPE: SECURITIES 2,979. 2,785. 194.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 07/20/2017 PROPERTY TYPE: SECURITIES 4,646. 4,344. 302.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 01/20/2017 PROPERTY TYPE: SECURITIES 3,864. 3,613. 251.
JSA 7E1730 1.000 43461C 2532 Page 598 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 05/20/2017 PROPERTY TYPE: SECURITIES 3,045. 2,847. 198.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 06/20/2017 PROPERTY TYPE: SECURITIES 3,062. 2,863. 199.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 11/20/2017 PROPERTY TYPE: SECURITIES 6,529. 6,105. 424.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 04/20/2017 PROPERTY TYPE: SECURITIES 32,131. 30,042. 2,088.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 02/20/2017 PROPERTY TYPE: SECURITIES 3,253. 3,041. 211.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 10/20/2017 PROPERTY TYPE: SECURITIES 17,315. 16,190. 1,125.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 03/20/2017 PROPERTY TYPE: SECURITIES 3,188. 2,981. 207.
SEQUOIA MTG TR SER 2003-3 CL A1 7-20-33 P 08/25/2015 09/20/2017 PROPERTY TYPE: SECURITIES 11,671. 10,912. 759.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 09/25/2017 PROPERTY TYPE: SECURITIES 4,282. 4,273. 9.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 08/25/2017 PROPERTY TYPE: SECURITIES 8,054. 8,037. 17.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 07/25/2017 PROPERTY TYPE: SECURITIES 7,325. 7,309. 15.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 05/25/2017 PROPERTY TYPE: SECURITIES 6,739. 6,725. 14.
JSA 7E1730 1.000 43461C 2532 Page 599 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 06/25/2017 PROPERTY TYPE: SECURITIES 8,189. 8,172. 17.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 01/25/2017 PROPERTY TYPE: SECURITIES 9,930. 9,910. 21.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 04/25/2017 PROPERTY TYPE: SECURITIES 7,703. 7,687. 16.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 03/25/2017 PROPERTY TYPE: SECURITIES 6,631. 6,617. 14.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 11/25/2017 PROPERTY TYPE: SECURITIES 7,459. 7,443. 16.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 02/25/2017 PROPERTY TYPE: SECURITIES 11,305. 11,281. 24.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 12/25/2017 PROPERTY TYPE: SECURITIES 6,786. 6,771. 14.
ANGEL OAK MG TR 2015-1 CTF CL A 11-25-45 P 12/10/2015 10/25/2017 PROPERTY TYPE: SECURITIES 3,263. 3,256. 7.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 03/25/2017 PROPERTY TYPE: SECURITIES 1,625. 1,471. 154.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 10/25/2017 PROPERTY TYPE: SECURITIES 181. 164. 17.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 06/25/2017 PROPERTY TYPE: SECURITIES 1,184. 1,072. 113.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 02/25/2017 PROPERTY TYPE: SECURITIES 4,679. 4,234. 444.
JSA 7E1730 1.000 43461C 2532 Page 600 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 08/25/2017 PROPERTY TYPE: SECURITIES 925. 837. 88.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 07/25/2017 PROPERTY TYPE: SECURITIES 1,422. 1,287. 135.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 11/25/2017 PROPERTY TYPE: SECURITIES 165. 150. 16.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 05/25/2017 PROPERTY TYPE: SECURITIES 1,400. 1,267. 133.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 04/25/2017 PROPERTY TYPE: SECURITIES 3,060. 2,769. 291.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 01/25/2017 PROPERTY TYPE: SECURITIES 133. 120. 13.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 09/25/2017 PROPERTY TYPE: SECURITIES 1,406. 1,273. 134.
IMPAC SECD ASSTS 2006-1 MTG CTF CL 2-A-1 P 06/12/2015 12/25/2017 PROPERTY TYPE: SECURITIES 181. 164. 17.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 01/27/2017 PROPERTY TYPE: SECURITIES 19,534. 19,473. 61.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 05/30/2017 PROPERTY TYPE: SECURITIES 25,181. 25,102. 79.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 02/28/2017 PROPERTY TYPE: SECURITIES 19,079. 19,019. 60.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 07/27/2017 PROPERTY TYPE: SECURITIES 22,699. 22,628. 71.
JSA 7E1730 1.000 43461C 2532 Page 601 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 04/27/2017 PROPERTY TYPE: SECURITIES 23,374. 23,301. 73.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 01/13/2017 PROPERTY TYPE: SECURITIES 37,374. 37,256. 117.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 08/30/2017 PROPERTY TYPE: SECURITIES 20,186. 20,122. 63.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 09/05/2017 PROPERTY TYPE: SECURITIES 16,661. 16,609. 52.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 03/29/2017 PROPERTY TYPE: SECURITIES 19,306. 19,246. 61.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 10/27/2017 PROPERTY TYPE: SECURITIES 14,918. 14,871. 47.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 06/28/2017 PROPERTY TYPE: SECURITIES 18,606. 18,548. 58.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 12/29/2017 PROPERTY TYPE: SECURITIES 15,162. 15,114. 48.
RICE PK FING TR FLTG RT 4.625% 10-31-41 P 11/30/2016 11/30/2017 PROPERTY TYPE: SECURITIES 18,826. 18,767. 59.
NTINSTAR 2015-2 NT CL A 144A 2.8826% P 11/19/2015 07/25/2017 PROPERTY TYPE: SECURITIES 62,220. 62,220.
WESTPAC BKG CORP 2.8% DUE 01-11-2022 P 01/03/2017 07/31/2017 PROPERTY TYPE: SECURITIES 320,661. 314,858. 5,803.
ANHEUSER-BUSCH 3.3% DUE 02-01-2023 P 01/13/2016 05/09/2017 PROPERTY TYPE: SECURITIES 223,173. 217,317. 5,856.
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ANHEUSER-BUSCH 3.3% DUE 02-01-2023 P 04/26/2016 05/09/2017 PROPERTY TYPE: SECURITIES 291,763. 294,569. -2,806.
ANHEUSER-BUSCH 3.3% DUE 02-01-2023 P 08/31/2016 05/09/2017 PROPERTY TYPE: SECURITIES 179,153. 183,220. -4,067.
TOTAL CAP CDA LTD 2.75% DUE 07-15-2023 P 06/21/2016 09/14/2017 PROPERTY TYPE: SECURITIES 43,651. 43,659. -8.
TOTAL CAP CDA LTD 2.75% DUE 07-15-2023 P 06/21/2016 09/13/2017 PROPERTY TYPE: SECURITIES 179,605. 179,715. -109.
TOTAL CAP CDA LTD 2.75% DUE 07-15-2023 P 06/21/2016 09/14/2017 PROPERTY TYPE: SECURITIES 148,946. 149,254. -307.
TOTAL CAP CDA LTD 2.75% DUE 07-15-2023 P 06/21/2016 09/13/2017 PROPERTY TYPE: SECURITIES 124,811. 124,886. -76.
DEUTSCHE BANK AG 2.95% 08-20-2020 P 11/23/2015 04/10/2017 PROPERTY TYPE: SECURITIES 169,308. 169,532. -224.
ANZ NEW ZEALAND INTL LTD 2.2% 7-17-20 P 07/11/2017 09/11/2017 PROPERTY TYPE: SECURITIES 402,516. 399,467. 3,049.
AON PLC SR NT 4 DUE 11-27-2023 P 08/05/2015 03/14/2017 PROPERTY TYPE: SECURITIES 165,813. 162,587. 3,226.
BARCLAYS PLC 3.2% DUE 08-10-2021 P 08/29/2016 11/20/2017 PROPERTY TYPE: SECURITIES 353,171. 351,378. 1,793.
BARCLAYS PLC 3.25% DUE 01-12-2021 P 07/10/2017 11/02/2017 PROPERTY TYPE: SECURITIES 203,342. 202,865. 477.
HSBC HLDGS PLC 2.65% DUE 01-05-2022 P 05/26/2017 11/15/2017 PROPERTY TYPE: SECURITIES 308,593. 309,352. -760.
JSA 7E1730 1.000 43461C 2532 Page 603 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HSBC HLDGS PLC 2.65% DUE 01-05-2022 P 05/26/2017 11/15/2017 PROPERTY TYPE: SECURITIES 288,814. 289,394. -580.
ABBVIE INC 2.5% 05-14-2020 P 10/30/2015 01/05/2017 PROPERTY TYPE: SECURITIES 151,059. 148,994. 2,065.
ABBVIE INC 2.9% DUE 11-06-2022 P 01/05/2017 03/22/2017 PROPERTY TYPE: SECURITIES 148,899. 148,770. 129.
AMERICAN EXPRESS CR CORP 1.8% 7-31-18 P 07/28/2015 11/20/2017 PROPERTY TYPE: SECURITIES 214,899. 214,899.
AMEX CR CORP MED TERM NTS 2.25% 5-5-21 P 06/08/2016 03/21/2017 PROPERTY TYPE: SECURITIES 29,702. 30,198. -495.
AMEX CR CORP MED TERM NTS #TR 00103 2.7 P 02/28/2017 09/12/2017 PROPERTY TYPE: SECURITIES 203,652. 199,600. 4,052.
AMEX CR CORP MED TERM NTS #TR 00103 2.7 P 03/21/2017 09/12/2017 PROPERTY TYPE: SECURITIES 30,548. 29,969. 579.
AMEX CREDIT 2.375% 5-26-20 P 05/20/2015 11/20/2017 PROPERTY TYPE: SECURITIES 129,264. 128,935. 330.
AMEX CREDIT 2.375% 5-26-20 P 01/07/2016 11/20/2017 PROPERTY TYPE: SECURITIES 21,043. 20,949. 94.
AMERIPRISE FINL 2.875% DUE 09-15-2026 P 08/08/2016 09/12/2017 PROPERTY TYPE: SECURITIES 77,650. 78,915. -1,266.
AMERIPRISE FINL 4% DUE 10-15-2023 P 09/02/2015 09/12/2017 PROPERTY TYPE: SECURITIES 161,564. 155,197. 6,366.
AMERN EXPRESS CR 3.3% DUE 05-03-2027 P 04/27/2017 09/06/2017 PROPERTY TYPE: SECURITIES 102,035. 98,812. 3,223.
JSA 7E1730 1.000 43461C 2532 Page 604 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AT&T INC 2.625 DUE 12-01-2022 P 05/05/2015 04/06/2017 PROPERTY TYPE: SECURITIES 490,025. 485,360. 4,665.
AT&T INC 3.6% DUE 02-17-2023 P 05/03/2016 01/11/2017 PROPERTY TYPE: SECURITIES 217,700. 223,850. -6,150.
AT&T INC 3.6% DUE 02-17-2023 P 10/06/2016 01/11/2017 PROPERTY TYPE: SECURITIES 75,590. 78,602. -3,012.
AT&T INC 3.6% DUE 02-17-2023 P 10/26/2016 01/11/2017 PROPERTY TYPE: SECURITIES 75,590. 77,960. -2,370.
BK NEW YORK MELLON 2.5% DUE 04-15-2021 P 02/16/2016 11/15/2017 PROPERTY TYPE: SECURITIES 72,546. 71,953. 594.
BLACKROCK INC 3.375 DUE 06-01-2022 P 06/25/2015 08/22/2017 PROPERTY TYPE: SECURITIES 210,120. 203,760. 6,360.
BUNGE LTD FIN CORP 3.25% DUE 08-15-2026 P 08/10/2016 11/06/2017 PROPERTY TYPE: SECURITIES 55,438. 56,947. -1,509.
CAP 1 FINL CORP 3.2% DUE 02-05-2025 P 01/24/2017 09/05/2017 PROPERTY TYPE: SECURITIES 391,314. 380,212. 11,102.
CAP 1 FINL CORP 3.5% DUE 06-15-2023 P 11/13/2015 01/24/2017 PROPERTY TYPE: SECURITIES 395,347. 390,376. 4,971.
CATERPILLAR FINL FIXED 2.4% 6-6-22 P 06/01/2017 09/12/2017 PROPERTY TYPE: SECURITIES 151,157. 149,782. 1,375.
CELGENE CORP 4% DUE 08-15-2023 P 06/24/2015 01/27/2017 PROPERTY TYPE: SECURITIES 209,010. 204,930. 4,080.
CF INDS INC 3.4% DUE 12-01-2021 P 11/10/2016 08/23/2017 PROPERTY TYPE: SECURITIES 246,358. 241,699. 4,660.
JSA 7E1730 1.000 43461C 2532 Page 605 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CF INDS INC 3.4% DUE 12-01-2021 P 02/06/2017 08/23/2017 PROPERTY TYPE: SECURITIES 59,045. 58,057. 988.
COMCAST CORP NEW 1.625% DUE 01-15-2022 P 07/12/2016 08/22/2017 PROPERTY TYPE: SECURITIES 189,540. 193,808. -4,268.
COMCAST CORP NEW 5.15% DUE 03-01-2020 P 07/06/2015 09/12/2017 PROPERTY TYPE: SECURITIES 323,841. 321,033. 2,808.
CVS CAREMARK CORP 4 12-05-2023 P 07/22/2016 10/27/2017 PROPERTY TYPE: SECURITIES 16,882. 17,511. -629.
CVS CAREMARK CORP 4 12-05-2023 P 07/22/2016 10/27/2017 PROPERTY TYPE: SECURITIES 44,315. 45,901. -1,586.
CVS CAREMARK CORP 4 12-05-2023 P 07/22/2016 10/27/2017 PROPERTY TYPE: SECURITIES 37,980. 39,344. -1,364.
CVS CAREMARK CORP 4 12-05-2023 P 07/22/2016 10/27/2017 PROPERTY TYPE: SECURITIES 20,070. 20,795. -724.
CVS CAREMARK CORP 4 12-05-2023 P 07/22/2016 10/27/2017 PROPERTY TYPE: SECURITIES 30,663. 31,739. -1,076.
CVS CAREMARK CORP 4 12-05-2023 P 07/22/2016 10/27/2017 PROPERTY TYPE: SECURITIES 14,795. 15,322. -528.
CVS HEALTH CORP 2.125% 06-01-2021 P 07/13/2017 10/30/2017 PROPERTY TYPE: SECURITIES 237,592. 238,703. -1,111.
CVS HEALTH CORP 2.125% 06-01-2021 P 05/16/2016 10/27/2017 PROPERTY TYPE: SECURITIES 97,593. 98,724. -1,131.
CVS HEALTH CORP 2.125% 06-01-2021 P 07/13/2017 10/27/2017 PROPERTY TYPE: SECURITIES 77,877. 78,247. -370.
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CVS HEALTH CORP BNDS 1.9% 07-20-2018 P 12/28/2015 07/13/2017 PROPERTY TYPE: SECURITIES 160,533. 159,992. 541.
CVS HEALTH CORP BNDS 1.9% 07-20-2018 P 03/22/2016 07/13/2017 PROPERTY TYPE: SECURITIES 160,533. 160,914. -381.
DIAMOND 1 FIN CORP 5.45% DUE 06-15-2023 P 05/17/2016 07/27/2017 PROPERTY TYPE: SECURITIES 74,723. 67,978. 6,745.
DIAMOND 1 FIN CORP 5.45% DUE 06-15-2023 P 05/17/2016 07/28/2017 PROPERTY TYPE: SECURITIES 61,589. 55,982. 5,607.
DIAMOND OFFSHORE DRILL INC 3.45 11-01-23 P 05/07/2015 01/31/2017 PROPERTY TYPE: SECURITIES 267,000. 291,501. -24,501.
DTE ENERGY CO 3.3% DUE 06-15-2022 P 06/09/2015 08/23/2017 PROPERTY TYPE: SECURITIES 104,034. 100,974. 3,060.
EMERSON ELEC CO 5% DUE 04-15-2019 P 07/29/2015 08/22/2017 PROPERTY TYPE: SECURITIES 157,643. 157,262. 380.
ENERGY TRANSFER PART LP 4.2% 4-15-27 P 01/11/2017 07/12/2017 PROPERTY TYPE: SECURITIES 122,824. 122,754. 70.
EQUIFAX INC 2.3% DUE 06-01-2021 P 05/05/2016 09/18/2017 PROPERTY TYPE: SECURITIES 34,035. 34,983. -948.
EQUIFAX INC 2.3% DUE 06-01-2021 P 05/05/2016 09/15/2017 PROPERTY TYPE: SECURITIES 12,689. 12,994. -305.
EQUIFAX INC 2.3% DUE 06-01-2021 P 05/05/2016 09/20/2017 PROPERTY TYPE: SECURITIES 11,536. 11,994. -458.
EXXON MOBIL CORP 2.397% DUE 03-06-2022 P 11/13/2015 06/20/2017 PROPERTY TYPE: SECURITIES 55,560. 54,692. 868.
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FORD MTR CR CO LLC 2.551% DUE 10-05-2018 P 10/05/2015 10/16/2017 PROPERTY TYPE: SECURITIES 201,316. 200,000. 1,316.
FREEPORT-MCMORAN COPPER & GOLD 3.55% P 08/27/2015 06/21/2017 PROPERTY TYPE: SECURITIES 187,602. 165,547. 22,055.
GEN MTRS FINL CO FIXED 3.2% 07-13-2020 P 07/08/2015 04/25/2017 PROPERTY TYPE: SECURITIES 51,835. 50,991. 845.
GEN MTRS FINL CO FIXED 3.2% 07-13-2020 P 07/08/2015 04/21/2017 PROPERTY TYPE: SECURITIES 40,738. 39,993. 746.
GENERAL ELEC CAP CORP 3.15% 09-07-2022 P 06/24/2015 09/06/2017 PROPERTY TYPE: SECURITIES 539,927. 517,233. 22,694.
GEN ELEC CAP CORP MED TER NTS 3.1 1-9-23 P 07/15/2015 09/06/2017 PROPERTY TYPE: SECURITIES 103,688. 98,949. 4,739.
GEN ELEC CAP CORP MED TER NTS 3.1 1-9-23 P 07/15/2015 09/06/2017 PROPERTY TYPE: SECURITIES 28,769. 27,459. 1,309.
GEN ELEC CAP CORP MED TER NTS 3.1 1-9-23 P 07/15/2015 09/06/2017 PROPERTY TYPE: SECURITIES 9,889. 9,436. 454.
GILEAD SCIENCES 2.5% DUE 09-01-2023 P 10/17/2016 03/23/2017 PROPERTY TYPE: SECURITIES 14,466. 15,059. -593.
GILEAD SCIENCES 2.5% DUE 09-01-2023 P 10/17/2016 02/10/2017 PROPERTY TYPE: SECURITIES 11,561. 12,048. -487.
GOLDMAN SACHS 2.6% DUE 04-23-2020 P 02/18/2016 10/05/2017 PROPERTY TYPE: SECURITIES 133,195. 131,562. 1,632.
GOLDMAN SACHS 2.875% DUE 02-25-2021 P 07/14/2016 08/02/2017 PROPERTY TYPE: SECURITIES 122,062. 122,451. -390.
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GOLDMAN SACHS 3.85% DUE 07-08-2024 P 05/05/2015 06/06/2017 PROPERTY TYPE: SECURITIES 522,490. 511,329. 11,161.
HLTH CARE REIT INC 6.125% DUE 04-15-2020 P 10/15/2015 03/23/2017 PROPERTY TYPE: SECURITIES 143,771. 143,334. 437.
HOME DEPOT INC 2.125% DUE 09-15-2026 P 09/06/2016 09/12/2017 PROPERTY TYPE: SECURITIES 80,234. 84,068. -3,834.
HOSPITALITY PPTYS 4.5% DUE 06-15-2023 P 01/10/2017 06/13/2017 PROPERTY TYPE: SECURITIES 98,947. 95,078. 3,869.
HOSPITALITY PPTYS TR 4.65 3-15-24 P 06/13/2017 07/18/2017 PROPERTY TYPE: SECURITIES 98,509. 98,588. -79.
HOST HOTELS & 3.75% DUE 10-15-2023 P 12/14/2016 08/04/2017 PROPERTY TYPE: SECURITIES 102,684. 98,390. 4,294.
HSBC USA INC NEW 2.35% DUE 03-05-2020 P 05/19/2015 05/26/2017 PROPERTY TYPE: SECURITIES 604,206. 599,551. 4,655.
INTL LEASE FIN 5.875% DUE 08-15-2022 P 03/07/2017 11/16/2017 PROPERTY TYPE: SECURITIES 280,258. 276,048. 4,209.
INTL LEASE FIN 5.875% DUE 08-15-2022 P 05/23/2017 11/16/2017 PROPERTY TYPE: SECURITIES 195,059. 194,797. 262.
INTL LEASE FIN 5.875% DUE 08-15-2022 P 05/23/2017 11/16/2017 PROPERTY TYPE: SECURITIES 29,147. 29,101. 46.
JOHNSON & JOHNSON 2.05% DUE 03-01-2023 P 02/25/2016 03/21/2017 PROPERTY TYPE: SECURITIES 389,520. 398,936. -9,416.
KROGER CO 2.65% DUE 10-15-2026 P 09/26/2016 07/21/2017 PROPERTY TYPE: SECURITIES 187,118. 199,352. -12,234.
JSA 7E1730 1.000 43461C 2532 Page 609 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
LEGG MASON INC 4.75% DUE 03-15-2026 P 03/17/2016 03/24/2017 PROPERTY TYPE: SECURITIES 8,398. 7,997. 402.
LEGG MASON INC 4.75% DUE 03-15-2026 P 03/17/2016 03/21/2017 PROPERTY TYPE: SECURITIES 21,000. 19,992. 1,008.
MACYS RETAIL HLDGS 4.375% DUE 09-01-2023 P 11/23/2016 01/10/2017 PROPERTY TYPE: SECURITIES 305,928. 306,554. -626.
MARTIN MARIETTA 3.45% DUE 06-01-2027 P 05/17/2017 09/05/2017 PROPERTY TYPE: SECURITIES 105,455. 103,796. 1,659.
MARTIN MARIETTA 3.45% DUE 06-01-2027 P 06/21/2017 09/05/2017 PROPERTY TYPE: SECURITIES 97,343. 96,782. 561.
ORACLE CORP BNDS 3.625 DUE 07-15-2023 P 07/14/2015 01/10/2017 PROPERTY TYPE: SECURITIES 340,785. 331,982. 8,803.
PLAINS ALL AMER PIPELINE 4.65% 10-15-25 P 08/17/2015 08/17/2017 PROPERTY TYPE: SECURITIES 71,781. 69,913. 1,868.
PLAINS ALL AMERN 3.6% DUE 11-01-2024 P 05/28/2015 08/17/2017 PROPERTY TYPE: SECURITIES 304,920. 311,151. -6,231.
PPG INDS INC 2.3% DUE 11-15-2019 P 09/02/2015 03/16/2017 PROPERTY TYPE: SECURITIES 151,616. 150,333. 1,283.
PPG INDS INC 2.3% DUE 11-15-2019 P 02/16/2016 03/16/2017 PROPERTY TYPE: SECURITIES 90,969. 90,469. 500.
PPL CAP FDG INC 3.5 DUE 12-01-2022 P 02/08/2017 06/07/2017 PROPERTY TYPE: SECURITIES 78,045. 77,091. 954.
PVTPL XEROX CORP NT 4.07% 3-17-22 P 07/01/2015 06/21/2017 PROPERTY TYPE: SECURITIES 40,206. 39,496. 710.
JSA 7E1730 1.000 43461C 2532 Page 610 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
REALTY INCOME CORP 5.375% DUE 09-15-2017 P 10/29/2015 03/30/2017 PROPERTY TYPE: SECURITIES 71,202. 71,152. 50.
SUNOCO LOGISTICS 4.4% DUE 04-01-2021 P 11/12/2015 06/13/2017 PROPERTY TYPE: SECURITIES 242,225. 227,849. 14,376.
TIME WARNER COMPANIES 7.57 2-1-24 P 05/28/2015 09/05/2017 PROPERTY TYPE: SECURITIES 119,363. 114,375. 4,987.
TIME WARNER INC 3.4% DUE 06-15-2022 P 11/13/2015 03/31/2017 PROPERTY TYPE: SECURITIES 71,227. 70,335. 892.
TIME WARNER INC 4% DUE 01-15-2022 P 04/05/2017 09/05/2017 PROPERTY TYPE: SECURITIES 79,595. 78,471. 1,124.
TIME WARNER INC 4.875% DUE 03-15-2020 P 01/07/2016 04/05/2017 PROPERTY TYPE: SECURITIES 80,521. 79,700. 821.
UNITEDHEALTH GROUP 1.7% DUE 02-15-2019 P 06/30/2016 03/08/2017 PROPERTY TYPE: SECURITIES 64,898. 65,577. -679.
UNITEDHEALTH GROUP 3.35% DUE 07-15-2022 P 07/20/2015 06/06/2017 PROPERTY TYPE: SECURITIES 66,215. 62,942. 3,273.
UNITEDHEALTH GROUP 3.35% DUE 07-15-2022 P 12/28/2016 06/06/2017 PROPERTY TYPE: SECURITIES 420,412. 409,748. 10,664.
VENTAS RLTY LTD 3.1% DUE 01-15-2023 P 03/22/2017 07/17/2017 PROPERTY TYPE: SECURITIES 200,758. 198,638. 2,120.
VENTAS RLTY LTD 3.125% DUE 06-15-2023 P 01/18/2017 04/11/2017 PROPERTY TYPE: SECURITIES 124,138. 123,809. 328.
VENTAS RLTY PRTNRSP/VENTAS 3.25 8-15-22 P 06/18/2015 01/18/2017 PROPERTY TYPE: SECURITIES 126,421. 122,479. 3,942.
JSA 7E1730 1.000 43461C 2532 Page 611 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
VERIZON 4.812% DUE 03-15-2039 P 05/05/2015 12/05/2017 PROPERTY TYPE: SECURITIES 867,597. 823,181. 44,416.
VIACOM INC NEW 3.125 DUE 06-15-2022 P 05/08/2015 05/04/2017 PROPERTY TYPE: SECURITIES 244,559. 240,560. 3,999.
WASTE MGMT INC DEL 2.4% DUE 05-15-2023 P 05/09/2016 06/29/2017 PROPERTY TYPE: SECURITIES 159,189. 160,836. -1,647.
WELLS FARGO & CO 2.6% 7-22-20 P 07/15/2015 08/01/2017 PROPERTY TYPE: SECURITIES 519,978. 510,827. 9,151.
WELLS FARGO & CO 2.1% DUE 07-26-2021 P 08/01/2017 11/01/2017 PROPERTY TYPE: SECURITIES 518,516. 520,811. -2,294.
WELLS FARGO & CO 2.55% DUE 12-07-2020 P 11/30/2015 05/11/2017 PROPERTY TYPE: SECURITIES 424,187. 420,675. 3,512.
WELLS FARGO & CO 3.3 09-09-2024 P 01/06/2017 11/15/2017 PROPERTY TYPE: SECURITIES 253,965. 249,080. 4,885.
XCEL ENERGY INC 2.6% DUE 03-15-2022 P 11/28/2016 09/05/2017 PROPERTY TYPE: SECURITIES 202,994. 199,957. 3,037.
ZOETIS INC 3.45% DUE 11-13-2020 P 11/09/2015 08/22/2017 PROPERTY TYPE: SECURITIES 29,023. 27,976. 1,047.
AMER AIRLINES 16-3 AA PTT 3.0% 4-15-30 P 09/19/2016 10/16/2017 PROPERTY TYPE: SECURITIES 4,529. 4,529.
AMERN AIRLS PASS 3.65% DUE 12-15-2029 P 07/06/2017 12/15/2017 PROPERTY TYPE: SECURITIES 3,900. 3,922. -22.
BHP BILLITON FIN 1.625% DUE 02-24-2017 P 07/02/2015 02/24/2017 PROPERTY TYPE: SECURITIES 250,000. 250,000.
JSA 7E1730 1.000 43461C 2532 Page 612 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CDN NAT RES LTD 5.7% DUE 05-15-2017 P 07/09/2015 05/15/2017 PROPERTY TYPE: SECURITIES 225,000. 225,000.
POTASH CORP SASK 3.25% DUE 12-01-2017 P 07/08/2015 12/01/2017 PROPERTY TYPE: SECURITIES 200,000. 200,000.
THOMSON REUTERS 1.65% DUE 09-29-2017 P 10/27/2015 09/29/2017 PROPERTY TYPE: SECURITIES 115,000. 115,000.
BAYER US FIN LLC NT 144A 1.5% 10-6-17 P 11/18/2015 10/06/2017 PROPERTY TYPE: SECURITIES 250,000. 250,000.
VODAFONE GROUP PLC 1.625% DUE 03-20-2017 P 06/04/2015 03/20/2017 PROPERTY TYPE: SECURITIES 166,000. 166,000.
ACCESS MIDSTREAM 4.875% DUE 05-15-2023 P 12/13/2016 07/03/2017 PROPERTY TYPE: SECURITIES 43,609. 42,714. 895.
ACCESS MIDSTREAM 4.875% DUE 05-15-2023 P 12/13/2016 07/03/2017 PROPERTY TYPE: SECURITIES 49,839. 48,830. 1,008.
ACCESS MIDSTREAM 4.875% DUE 05-15-2023 P 12/13/2016 07/03/2017 PROPERTY TYPE: SECURITIES 31,149. 30,510. 639.
AMERN ELEC PWR CO 1.65% DUE 12-15-2017 P 07/02/2015 12/15/2017 PROPERTY TYPE: SECURITIES 300,000. 300,000.
AMERN EXPRESS CO 6.15% DUE 08-28-2017 P 10/01/2015 08/28/2017 PROPERTY TYPE: SECURITIES 175,000. 175,000.
ANHEUSER BUSCH COS 5.6% DUE 03-01-2017 P 11/06/2015 03/01/2017 PROPERTY TYPE: SECURITIES 215,000. 215,000.
ATMOS ENERGY CORP 6.35% DUE 06-15-2017 P 10/29/2015 06/15/2017 PROPERTY TYPE: SECURITIES 175,000. 175,000.
JSA 7E1730 1.000 43461C 2532 Page 613 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BANK AMER CORP 3.419% DUE 12-20-2028 P 07/14/2015 12/21/2017 PROPERTY TYPE: SECURITIES 590. 584. 6.
CBS CORP NEW 5.75% DUE 04-15-2020 P 11/18/2015 11/30/2017 PROPERTY TYPE: SECURITIES 108,756. 106,551. 2,205.
CELGENE CORP 2.125% DUE 08-15-2018 P 09/12/2016 12/11/2017 PROPERTY TYPE: SECURITIES 75,183. 75,303. -120.
CMS ENERGY CORP 8.75% DUE 06-15-2019 P 06/25/2015 12/28/2017 PROPERTY TYPE: SECURITIES 111,036. 111,249. -212.
CONOCOPHILLIPS CO 1.05 DUE 12-15-2017 P 06/30/2015 12/15/2017 PROPERTY TYPE: SECURITIES 100,000. 99,379. 621.
CONOCOPHILLIPS CO 4.2% DUE 03-15-2021 P 03/03/2016 11/20/2017 PROPERTY TYPE: SECURITIES 46,722. 43,978. 2,744.
DUKE ENERGY CORP 1.625% DUE 08-15-2017 P 06/09/2015 08/15/2017 PROPERTY TYPE: SECURITIES 220,000. 220,000.
JOHNSON CTLS INTL 1.4% DUE 11-02-2017 P 12/30/2015 11/02/2017 PROPERTY TYPE: SECURITIES 200,000. 198,142. 1,858.
NABORS INDS INC 6.15% DUE 02-15-2018 P 10/29/2015 05/24/2017 PROPERTY TYPE: SECURITIES 55,814. 55,054. 760.
NISOURCE FIN CORP 5.45% DUE 09-15-2020 P 05/15/2015 05/26/2017 PROPERTY TYPE: SECURITIES 279,395. 278,080. 1,316.
NSTAR ELEC CO 5.625% DUE 11-15-2017 P 10/27/2015 11/15/2017 PROPERTY TYPE: SECURITIES 111,000. 111,000.
NSTAR ELEC CO 5.625% DUE 11-15-2017 P 10/27/2015 11/15/2017 PROPERTY TYPE: SECURITIES 39,000. 39,000.
JSA 7E1730 1.000 43461C 2532 Page 614 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PNC BK PITT PA MED TER SR 1.5% 10-18-17 P 08/28/2015 09/18/2017 PROPERTY TYPE: SECURITIES 250,000. 250,011. -11.
FOREST LABS INC SR NT 4.375 2-1-19 P 05/07/2015 05/30/2017 PROPERTY TYPE: SECURITIES 380,120. 380,362. -242.
FOREST LABS INC SR NT 4.375 2-1-19 P 05/07/2015 12/13/2017 PROPERTY TYPE: SECURITIES 33,788. 33,687. 101.
FOREST LABS INC SR NT 4.375 2-1-19 P 05/07/2015 12/13/2017 PROPERTY TYPE: SECURITIES 102,389. 102,061. 328.
VERIZON COMM INC NT 2.946% 3-15-22 P 07/10/2015 02/06/2017 PROPERTY TYPE: SECURITIES 657. 643. 14.
VERIZON COMM INC NT 4.812% 3-15-39 P 05/05/2015 02/07/2017 PROPERTY TYPE: SECURITIES 291. 288. 3.
SOUTHERN PWR CO 1.85% DUE 12-01-2017 P 11/12/2015 12/01/2017 PROPERTY TYPE: SECURITIES 115,000. 114,933. 67.
SPECTRA ENERGY CAP 3.3% DUE 03-15-2023 P 08/13/2015 07/13/2017 PROPERTY TYPE: SECURITIES 300,669. 270,114. 30,555.
SPECTRA ENERGY CAP 6.2% DUE 04-15-2018 P 10/15/2015 07/13/2017 PROPERTY TYPE: SECURITIES 103,412. 103,200. 212.
UNION PAC CORP 5.75% DUE 11-15-2017 P 02/09/2016 11/15/2017 PROPERTY TYPE: SECURITIES 185,000. 185,000.
VIACOM INC NEW 3.875% DUE 04-01-2024 P 05/04/2017 12/07/2017 PROPERTY TYPE: SECURITIES 93,028. 93,429. -401.
WALGREENS BOOTS 3.1% DUE 06-01-2023 P 07/26/2016 06/05/2017 PROPERTY TYPE: SECURITIES 97,970. 99,479. -1,509.
JSA 7E1730 1.000 43461C 2532 Page 615 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
WALGREENS BOOTS 3.1% DUE 06-01-2023 P 08/03/2016 06/05/2017 PROPERTY TYPE: SECURITIES 104,030. 105,895. -1,865.
WASTE MGMT INC DEL 6.1% DUE 03-15-2018 P 01/11/2016 11/30/2017 PROPERTY TYPE: SECURITIES 111,422. 111,386. 36.
XEROX CORP 5.625% DUE 12-15-2019 P 07/01/2015 03/17/2017 PROPERTY TYPE: SECURITIES 84,756. 84,372. 384.
US TREAS NTS DTD 00231 3.125% 5-15-19 P 06/23/2015 05/09/2017 PROPERTY TYPE: SECURITIES 310,594. 310,280. 314.
UTD STATES TREAS .875% DUE 10-15-2017 P 07/20/2015 06/07/2017 PROPERTY TYPE: SECURITIES 99,938. 100,016. -78.
UTD STATES TREAS .875% DUE 10-15-2017 P 07/20/2015 06/29/2017 PROPERTY TYPE: SECURITIES 249,873. 250,034. -161.
UTD STATES TREAS .875% DUE 10-15-2017 P 07/20/2015 06/08/2017 PROPERTY TYPE: SECURITIES 249,844. 250,040. -196.
UTD STATES TREAS .875% DUE 10-15-2017 P 07/20/2015 05/03/2017 PROPERTY TYPE: SECURITIES 199,945. 200,041. -96.
US TREAS NTS DTD 2/28/15 .5% 2-28-17 P 07/20/2015 02/28/2017 PROPERTY TYPE: SECURITIES 5,000,000. 4,993,164. 6,836.
UTD STATES TREAS .875% DUE 10-15-2017 P 07/20/2015 10/16/2017 PROPERTY TYPE: SECURITIES 4,200,000. 4,200,000.
PLAINS GP HLDGS LP LTD PARTNER INT CL A P 07/20/2016 02/07/2017 PROPERTY TYPE: SECURITIES 3. 3.
PLAINS GP HLDGS LP LTD PARTNER INT CL A P 08/13/2014 11/30/2016 PROPERTY TYPE: SECURITIES 175,883. 180,079. -4,196.
JSA 7E1730 1.000 43461C 2532 Page 616 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
PLAINS GP HLDGS LP LTD PARTNER INT CL A P 10/01/2014 11/30/2016 PROPERTY TYPE: SECURITIES 169,321. 173,360. -4,039.
PLAINS GP HLDGS LP LTD PARTNER INT CL A P 12/22/2015 11/30/2016 PROPERTY TYPE: SECURITIES 448,232. 458,925. -10,693.
PLAINS GP HLDGS LP LTD PARTNER INT CL A P 12/22/2015 12/15/2016 PROPERTY TYPE: SECURITIES 426,654. 450,878. -24,224.
PLAINS GP HLDGS LP LTD PARTNER INT CL A P 07/20/2016 12/15/2016 PROPERTY TYPE: SECURITIES 76,298. 80,629. -4,331.
PLAINS GP HLDGS LP LTD PARTNER INT CL A P 12/15/2016 PROPERTY TYPE: SECURITIES 150,663. -150,663.
PLAINS GP HLDGS LP LTD PARTNER INT CL A P 11/30/2016 PROPERTY TYPE: SECURITIES 264,671. 264,671.
PLAINS GP HLDGS LP LTD PARTNER INT CL A P 11/16/2016 PROPERTY TYPE: SECURITIES 3. 3.
ABINGWORTH BIOVENTURES V LP P PROPERTY TYPE: OTHER -43,066.
ABINGWORTH BIOVENTURES VI P PROPERTY TYPE: OTHER 2,925,963.
ABRAMS CAPITAL PARTNERS II LP P PROPERTY TYPE: OTHER 2,609,043.
ABRY ADVANCED SECURITIES LP P PROPERTY TYPE: OTHER -801.
ABRY PARTNERS VI P PROPERTY TYPE: OTHER -1103588.
JSA 7E1730 1.000 43461C 2532 Page 617 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ABRY PARTNERS VII P PROPERTY TYPE: OTHER 3,759,730.
ABRY PARTNERS VIII P PROPERTY TYPE: OTHER 323,226.
ABRY SENIOR EQUITY II LP P PROPERTY TYPE: OTHER 35,914.
ABRY SENIOR EQUITY III LP P PROPERTY TYPE: OTHER -477,456.
ABRY SENIOR EQUITY IV P PROPERTY TYPE: OTHER 1,321,972.
ACCEL VIII LP P PROPERTY TYPE: OTHER -9,536.
ACCEL IX LP P PROPERTY TYPE: OTHER 92,228.
ADAMAS OPPORTUNITIES LP 1 YEAR P PROPERTY TYPE: OTHER 11868724.
AEA - INVESTORS LQ LLC P PROPERTY TYPE: OTHER 10.
ARCHLIGHT AEP FEEDER FUND III LLLC P PROPERTY TYPE: OTHER 563,678.
ARCHLIGHT AEP FEEDER FUND IV LLLC P PROPERTY TYPE: OTHER -179,087.
AISLING CAPITAL III P PROPERTY TYPE: OTHER -107,962.
JSA 7E1730 1.000 43461C 2532 Page 618 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AISLING CAPITAL IV P PROPERTY TYPE: OTHER 645,777.
ALTIRA TECHNOLOGY FUND V LP P PROPERTY TYPE: OTHER -820,537.
AH ANNEX FUND LP P PROPERTY TYPE: OTHER 58,213.
AH FUND II P PROPERTY TYPE: OTHER 47,911.
AH FUND III P PROPERTY TYPE: OTHER -86,757.
ANDREESSEN HOROWITZ FUND IV P PROPERTY TYPE: OTHER -126,854.
ANDREESSEN HOROWITZ FUND V P PROPERTY TYPE: OTHER 16,793.
AH PARALLEL FUND III, LP P PROPERTY TYPE: OTHER 58,194.
AH PARALLEL FUND IV LP P PROPERTY TYPE: OTHER 27,334.
ASIA LANDMARK P PROPERTY TYPE: OTHER -2558109.
ASTENBACK COMMODITIES FUND II LP P PROPERTY TYPE: OTHER -22124584.
AURORA EQUITY PARTNERS III LP P PROPERTY TYPE: OTHER 193,044.
JSA 7E1730 1.000 43461C 2532 Page 619 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
AVENUE ASIA SPEC SITUATIONS FUND IV LP P PROPERTY TYPE: OTHER -2762182.
AVENUE SPECIAL SITUATIONS FUND IV LP P PROPERTY TYPE: OTHER 54,538.
AVENUE SPECIAL SITUATIONS FUND V LP P PROPERTY TYPE: OTHER 36,212.
AVENUE SPEC SIT FUND VI (B-FEEDER) LP P PROPERTY TYPE: OTHER -1856315.
BAIN CAPITAL FUND VII LP P PROPERTY TYPE: OTHER 1,315,792.
BAIN CAPITAL FUND VIII LP P PROPERTY TYPE: OTHER -90,458.
BAIN CAPITAL FUND IX LP P PROPERTY TYPE: OTHER -2217865.
BAIN CAPITAL IX COINVESTMENT LP P PROPERTY TYPE: OTHER -396,656.
BAIN CAPITAL FUND X LP P PROPERTY TYPE: OTHER 4,264,810.
BAIN CAPITAL (SPEC SITUATIONS 2008) X LP P PROPERTY TYPE: OTHER 125.
BAIN CAPITAL (GLORY INVESTMENTS B LTD)LP P PROPERTY TYPE: OTHER 49,952.
BAIN CAPITAL X COINVESTMENT LP P PROPERTY TYPE: OTHER 666,926.
JSA 7E1730 1.000 43461C 2532 Page 620 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BAIN CAPITAL FUND XI LP P PROPERTY TYPE: OTHER 2,032,989.
BAIN CAPITAL VENTURE FUND 2005 P PROPERTY TYPE: OTHER 98,448.
BAIN CAPITAL VENTURE FUND 2007 LP P PROPERTY TYPE: OTHER 762,608.
BAIN CAPITAL VENTURE FUND 2012 P PROPERTY TYPE: OTHER 315,041.
BAIN CAPITAL VENTURE FUND 2014 P PROPERTY TYPE: OTHER -2,070.
BAIN CAPITAL ASIA FUND LP P PROPERTY TYPE: OTHER 2,195,535.
BAIN CAPITAL ASIA FUND III LP P PROPERTY TYPE: OTHER 1,392,316.
BAIN CAPITAL EUROPE FUND III LP P PROPERTY TYPE: OTHER 4,530,102.
BAIN CAPITAL EUROPE FUND IV LP P PROPERTY TYPE: OTHER -198.
BALDERTON CAPITAL II LP P PROPERTY TYPE: OTHER -202,933.
BALDERTON CAPITAL III LP P PROPERTY TYPE: OTHER -2500684.
BC EUROPEAN CAPITAL VII-9 P PROPERTY TYPE: OTHER 1,822.
JSA 7E1730 1.000 43461C 2532 Page 621 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
BC EUROPEAN CAPITAL VIII-9 LP P PROPERTY TYPE: OTHER 557,336.
BAUPOST VALUE PARTNERS - IV, LP P PROPERTY TYPE: OTHER 3,923,103.
BENCHMARK CAPITAL PARTNERS V LP P PROPERTY TYPE: OTHER -169,748.
BENCHMARK CAPITAL PARTNERS VI LP P PROPERTY TYPE: OTHER 320,488.
BENCHMARK CAPITAL PARTNERS VII LP P PROPERTY TYPE: OTHER 11722588.
BENCHMARK CAPITAL PARTNERS VII AIV LP P PROPERTY TYPE: OTHER 4,874,550.
BENCHMARK CAPITAL PARTNERS VIII LP P PROPERTY TYPE: OTHER 480,276.
BLAKENEY LP (FYE 6-30) P PROPERTY TYPE: OTHER -2765800.
BLACKSTONE RE PRTNRS VIII.F (AV-LH.2) P PROPERTY TYPE: OTHER 27,946.
CADENT ENERGY PARTNERS I LP P PROPERTY TYPE: OTHER -2232815.
CADENT ENERGY PARTNERS II LP P PROPERTY TYPE: OTHER -16,165.
ACPL 2005 FUND US NO 3 LP P PROPERTY TYPE: OTHER -3513555.
JSA 7E1730 1.000 43461C 2532 Page 622 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CANYON JOHNSON URBAN FUND III P PROPERTY TYPE: OTHER -1,665.
CENTERBRIDGE CREDIT PARTNERS TE LP P PROPERTY TYPE: OTHER 351,647.
CENTERBRIDGE CAPITAL PARTNERS AIV II LP P PROPERTY TYPE: OTHER 868,381.
CENTERBRIDGE CAPITAL PARTNERS AIV V LP P PROPERTY TYPE: OTHER -1,986.
CENTERBRIDGE CAP PARTNERS AIV VI-A LP P PROPERTY TYPE: OTHER 1,223,173.
CENTERBRIDGE CAP PARTNERS DEBT ACQ LP P PROPERTY TYPE: OTHER 2,007.
CENTERBRIDGE CAPITAL PARTNERS (CAYMAN) P PROPERTY TYPE: OTHER 26,630.
CENTERBRIDGE CAP PRTNRS III (CAYMAN) LP P PROPERTY TYPE: OTHER 4,273.
CENTERBRIDGE CAPITAL PARTNERS III L.P. P PROPERTY TYPE: OTHER -7,911.
CENTERBRIDGE CAP PARTNERS III (PEI) LP P PROPERTY TYPE: OTHER 195,395.
CCG INVESTMENTS BVI FUND LP P PROPERTY TYPE: OTHER 3,365,060.
CCG INVESTMENT FUND, LP P PROPERTY TYPE: OTHER -1274533.
JSA 7E1730 1.000 43461C 2532 Page 623 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
CLEARWATER CAP PARTNERS FUND III (ANNEX) P PROPERTY TYPE: OTHER -113,676.
CCP III DEBT ACQUISITION, LP P PROPERTY TYPE: OTHER -28.
CLAYTON DUBILIER & RICE VI P PROPERTY TYPE: OTHER 34,680.
CONVEXITY CAPITAL OFFSHORE LP H SHARES P PROPERTY TYPE: OTHER 1,058,171.
CROW HOLDINGS REALTY PARTNERS IV-A P PROPERTY TYPE: OTHER 151,201.
CROW HOLDINGS REALTY PARTNERS VII-A, LP P PROPERTY TYPE: OTHER 468,072.
EDGBASTON ASIAN EQUITY TRUST P PROPERTY TYPE: OTHER 716,236.
ELEVATION MSP LP P PROPERTY TYPE: OTHER 131,572.
ENCAP ENERGY CAPITAL FUND IX, LP P PROPERTY TYPE: OTHER 750,180.
ENCAP ENERGY CAPITAL FUND X, LP P PROPERTY TYPE: OTHER 103.
ENCAP FLATROCK MIDSTREAM FUND III, LP P PROPERTY TYPE: OTHER 141,031.
FARALLON CAPITAL INSTUTIONAL PARTNERS P PROPERTY TYPE: OTHER 1,204,332.
JSA 7E1730 1.000 43461C 2532 Page 624 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
FRAZIER HEALTHCARE VI LP P PROPERTY TYPE: OTHER 216,825.
FRAZIER LIFE SCIENCES VIII, LP P PROPERTY TYPE: OTHER -137.
FREMONT STRAT PROPERTY PARTNERS II LP P PROPERTY TYPE: OTHER -346,936.
GTCR FUND XI/B LP P PROPERTY TYPE: OTHER 1,230,330.
GTCR FUND X/A LP P PROPERTY TYPE: OTHER 1,658,833.
GTCR FUND X/A AIV LP P PROPERTY TYPE: OTHER 18,832.
GTCR FUND X/B LP P PROPERTY TYPE: OTHER 791,900.
GTCR FUND IX/A LP P PROPERTY TYPE: OTHER -134,259.
GENERAL ATLANTIC - BERMUDA P PROPERTY TYPE: OTHER -1.
GENERAL ATLANTIC - BERMUDA II P PROPERTY TYPE: OTHER 2,861,675.
GENERAL ATLANTIC - BERMUDA III P PROPERTY TYPE: OTHER 174,735.
GENERAL ATLANTIC - 79 P PROPERTY TYPE: OTHER 4,483,387.
JSA 7E1730 1.000 43461C 2532 Page 625 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
GENERAL ATLANTIC - 83 P PROPERTY TYPE: OTHER 2,866.
GENERAL ATLANTIC - 84 P PROPERTY TYPE: OTHER 2,314,443.
GENERAL ATLANTIC - 86 P PROPERTY TYPE: OTHER -9,996.
GENERAL ATLANTIC - 90 P PROPERTY TYPE: OTHER 416,243.
GENERAL ATLANTIC - 93 P PROPERTY TYPE: OTHER 10454346.
GENERAL ATLANTIC GTCO AIV LP P PROPERTY TYPE: OTHER 407,858.
GENERAL ATLANTIC PARTNERS AIV-1 A P PROPERTY TYPE: OTHER 27,773.
GENERAL CATALYST GROUP ILL LP P PROPERTY TYPE: OTHER 675.
GENERAL CATALYST GROUP IV LP P PROPERTY TYPE: OTHER -654,217.
GENERAL CATALYST GROUP V LP P PROPERTY TYPE: OTHER -65,261.
GLOBAL PRIVATE EQUITY III LP P PROPERTY TYPE: OTHER 39,075.
GLOBAL PRIVATE EQUITY IV LP P PROPERTY TYPE: OTHER -24,748.
JSA 7E1730 1.000 43461C 2532 Page 626 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ADVENT INTERNATIONAL GPE V LP P PROPERTY TYPE: OTHER -863,346.
ADVENT INTERNATIONAL GPE VI LP P PROPERTY TYPE: OTHER 7,485,651.
ADVENT INTERNATIONAL GPE VII-A P PROPERTY TYPE: OTHER 1,795,764.
GGC INVESTMENT FUND II LP P PROPERTY TYPE: OTHER 177,026.
GGC INVESTMENT FUND II (BVI) LP P PROPERTY TYPE: OTHER 1,274,711.
GGC INVESTMENT FD II-A ADJUNCT (BVI) LP P PROPERTY TYPE: OTHER 1,900,847.
GOLDEN GATE CAPITAL OPPORTUNITY FUND LP P PROPERTY TYPE: OTHER 7,744,446.
GREENBRIAR EQUITY FUND III, LP P PROPERTY TYPE: OTHER 4,498,550.
GREENBRIAR EQUITY FUND III AIV WFCI, LP P PROPERTY TYPE: OTHER -28,204.
GREENFIELD ACQUISITION PARTNERS V P PROPERTY TYPE: OTHER 45,134.
HIPEP III PARTNERSHIP FUND LP P PROPERTY TYPE: OTHER 59,128.
HIPEP IV PARTNERSHIP FUND LP P PROPERTY TYPE: OTHER -2584361.
JSA 7E1730 1.000 43461C 2532 Page 627 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
HARRISON METAL CAPITAL IV, LP P PROPERTY TYPE: OTHER -131,406.
HELLMAN & FRIEDMAN CAPITAL PARTNERS VI P PROPERTY TYPE: OTHER 89,874.
HELLMAN & FRIEDMAN CAP PRTNRS CAYMAN VI P PROPERTY TYPE: OTHER 99.
HFCP VI DOMESTIC AIV P PROPERTY TYPE: OTHER 582,333.
HFCP VI AIV P PROPERTY TYPE: OTHER 53,041.
H & F WILLIS AIV I P PROPERTY TYPE: OTHER 528,116.
HELLMAN & FRIEDMAN CAPITAL PARTNERS VII P PROPERTY TYPE: OTHER 435,982.
HIGHFIELD CAPITAL IV LTD. P PROPERTY TYPE: OTHER 4,962.
HIGHLAND CAPITAL PARTNERS VII LP P PROPERTY TYPE: OTHER 87,102.
HILLHOUSE FUND II FEEDER, LP P PROPERTY TYPE: OTHER 772,445.
HIPEP V-ASIA PACIFIC & WRLD PRTNRSHP FD P PROPERTY TYPE: OTHER 415,437.
HUMMER WINBLAD VENTURE PARTNERS V LP P PROPERTY TYPE: OTHER -452,937.
JSA 7E1730 1.000 43461C 2532 Page 628 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
INFLEXION BUYOUT FUND IV (NO. 1) LP P PROPERTY TYPE: OTHER 94,788.
JC FLOWERS II LP P PROPERTY TYPE: OTHER 630.
KING STREET CAPITAL LP P PROPERTY TYPE: OTHER 3,020,601.
KPCB CHINA FUND P PROPERTY TYPE: OTHER 609,801.
KPCB CHINA FUND II LP P PROPERTY TYPE: OTHER 114,759.
KPCB GREEN GROWTH FUND LLC P PROPERTY TYPE: OTHER 646,273.
KPCB DIGITAL GROWTH FUND LLC P PROPERTY TYPE: OTHER 864,967.
KPCB DIGITAL GROWTH FUND II LLC P PROPERTY TYPE: OTHER -156,830.
KPCB PANDEMIC & BIO DEFENSE FUND LLC P PROPERTY TYPE: OTHER -29,690.
KLEINER PERKINS CAUFIELD & BYERS IX-A LP P PROPERTY TYPE: OTHER 712,680.
KLEINER PERKINS CAUFIELD & BYERS X-A LP P PROPERTY TYPE: OTHER 88,896.
KLEINER PERKINS CAUFIELD & BYERS XI-A LP P PROPERTY TYPE: OTHER 6,941.
JSA 7E1730 1.000 43461C 2532 Page 629 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
KLEINER PERKINS CAUFIELD & BYERS XII LLC P PROPERTY TYPE: OTHER 404,836.
KLEINER PERKINS CAUFIELD&BYERS XIII LLC P PROPERTY TYPE: OTHER -668,359.
KLEINER PERKINS CAUFIELD & BYERS XIV P PROPERTY TYPE: OTHER 1,151,635.
KLEINER PERKINS CAUFIELD & BYERS XV P PROPERTY TYPE: OTHER 88,997.
KLEINER PERKINS CAUFIELD & BYERS XVI P PROPERTY TYPE: OTHER 665,710.
KOHLBERG INVESTORS VII P PROPERTY TYPE: OTHER 1,281,590.
LIME ROCK PARTNERS V, LP P PROPERTY TYPE: OTHER -11,423.
LONE CASCASDE #11999 P PROPERTY TYPE: OTHER 19321212.
LS POWER EQUITY PARTNERS II PIE LP P PROPERTY TYPE: OTHER 2,037,519.
LS POWER EQUITY PARTNERS II PIE B LP P PROPERTY TYPE: OTHER 1,039,107.
MDCP IV LP P PROPERTY TYPE: OTHER -1,267.
MDCP VI - A GLOBAL INVESTMENTS LP P PROPERTY TYPE: OTHER 1,942,678.
JSA 7E1730 1.000 43461C 2532 Page 630 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MDCP V - A P PROPERTY TYPE: OTHER 1,090,419.
MDCP VI - A P PROPERTY TYPE: OTHER 1,790,125.
MDCP VI - B P PROPERTY TYPE: OTHER 17,949.
MATRIX PARTNERS CHINA I LP P PROPERTY TYPE: OTHER 2,279,589.
MATRIX PARTNERS CHINA II LP P PROPERTY TYPE: OTHER 1,214,299.
MATRIX PARTNERS CHINA III LP P PROPERTY TYPE: OTHER 77,398.
MATRIX PARTNERS INDIA I LLC P PROPERTY TYPE: OTHER 910,007.
MATRIX PARTNERS INDIA II LLC P PROPERTY TYPE: OTHER -486,316.
MATRIX PARTNERS VII LP P PROPERTY TYPE: OTHER -624,725.
MATRIX PARTNERS VIII LP P PROPERTY TYPE: OTHER 1,434,270.
MATRIX PARTNERS IX LP P PROPERTY TYPE: OTHER -238,344.
MATRIX PARTNERS X LP P PROPERTY TYPE: OTHER 36,850.
JSA 7E1730 1.000 43461C 2532 Page 631 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
MERIT ENERGY PARTNERS C-I LP P PROPERTY TYPE: OTHER -7.
MERIT ENERGY PARTNERS D-I LP P PROPERTY TYPE: OTHER -11.
NEW CENTURY HOLDING XI P PROPERTY TYPE: OTHER 1,511.
THE NIPPON VALUE INVESTORS P PROPERTY TYPE: OTHER 9,126,862.
NORTHERN LIGHT VENTURE FUND III, LP P PROPERTY TYPE: OTHER -187,997.
NORTHERN LIGHT VENTURE FUND IV, LP P PROPERTY TYPE: OTHER -5,691.
OCM MEZZANINE FUND LP - CLASS A P PROPERTY TYPE: OTHER 483.
OCM MEZZANINE FUND LP - CLASS B P PROPERTY TYPE: OTHER 64.
OCM MEZZANINE FUND II P PROPERTY TYPE: OTHER -338,060.
OCM OPPORTUNITIES FUND III LP P PROPERTY TYPE: OTHER 180,498.
OCM OPPORTUNITIES FUND IV LP P PROPERTY TYPE: OTHER 47,393.
OCM OPPORTUNITIES FUND VI LP P PROPERTY TYPE: OTHER -673,990.
JSA 7E1730 1.000 43461C 2532 Page 632 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
OCM OPPORTUNITIES FUND VII LP P PROPERTY TYPE: OTHER -685,030.
OCM OPPS FUND VII AIF (DELAWARE) LP P PROPERTY TYPE: OTHER -68,027.
OCM OPPS FUND VIIB AIF LP (CAYMAN) P PROPERTY TYPE: OTHER -95,638.
OCM OPPS FUND VIIB AIF LP (DELAWARE) P PROPERTY TYPE: OTHER 802.
OCM OPPORTUNITIES FUND VIIB LP P PROPERTY TYPE: OTHER -14,438.
OCM PRINCIPAL OPPORTUNITIES FUND II LP P PROPERTY TYPE: OTHER 15,711.
OCM PRINCIPAL OPPORTUNITIES FUND III LP P PROPERTY TYPE: OTHER -1011449.
OCM PRINCIPAL OPPS FD IV AIF(DELAWARE)LP P PROPERTY TYPE: OTHER -124,266.
OCM PRINCIPAL OPPORTUNITIES FUND IV LP P PROPERTY TYPE: OTHER 4,620,760.
QUANTUM ENERGY PARTNERS IV LP P PROPERTY TYPE: OTHER -449,688.
QUANTUM ENERGY PARTNERS V LP P PROPERTY TYPE: OTHER 1,741,874.
REALTERM LOGISTICS FUND, LP P PROPERTY TYPE: OTHER 333,384.
JSA 7E1730 1.000 43461C 2532 Page 633 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
REALTY ASSOCIATES FUND VIII P PROPERTY TYPE: OTHER 20,136.
REALTY ASSOCIATES FUND IX P PROPERTY TYPE: OTHER 4,465,044.
REDPOINT VENTURES II LP P PROPERTY TYPE: OTHER 268,650.
REDPOINT VENTURES III LP P PROPERTY TYPE: OTHER -18,948.
REDPOINT VENTURES IV LP P PROPERTY TYPE: OTHER 21,058.
REDPOINT VENTURES V LP P PROPERTY TYPE: OTHER -714,659.
ACE REDPOINT VENTURES CHINA I P PROPERTY TYPE: OTHER -5,500.
SPECIAL SITUATIONS FUND III LP P PROPERTY TYPE: OTHER -1077824.
REGIMENT CAP SPEC SITUATIONS FUND V LP P PROPERTY TYPE: OTHER 1,308.
RIVA CAPITAL PARTNERS II, LP P PROPERTY TYPE: OTHER 210,228.
RIVA CAPITAL PARTNERS III, LP P PROPERTY TYPE: OTHER 435,014.
RIVA CAPITAL PARTNERS IV, LP P PROPERTY TYPE: OTHER 340,291.
JSA 7E1730 1.000 43461C 2532 Page 634 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
ROARK CAPITAL PARTNERS II, LP P PROPERTY TYPE: OTHER 6,402,614.
SANKATY CREDIT OPPS (OFFSHORE) II LP P PROPERTY TYPE: OTHER 937,670.
SANKATY CREDIT OPPS (OFFSHORE) III LP P PROPERTY TYPE: OTHER 143,411.
SENTINEL CAPITAL PARTNERS V, LP P PROPERTY TYPE: OTHER 3,041,505.
SENTIENT GLOBAL RESOURCES FUND IV LP P PROPERTY TYPE: OTHER -794,855.
SEQUOIA CAPITAL CHINA GROWTH FUND III LP P PROPERTY TYPE: OTHER 163,897.
SEQUOIA CAPITAL CHINA GROWTH FUND IV LP P PROPERTY TYPE: OTHER -12,405.
SEQUOIA CAPITAL CHINA VENTURE IV P PROPERTY TYPE: OTHER 88,890.
SEQUOIA CAPITAL CHINA VENTURE V P PROPERTY TYPE: OTHER 3,664.
SEQUOIA CAPITAL CHINA VENTURE VI P PROPERTY TYPE: OTHER -113.
SEQUOIA CAPITAL INDIA GROWTH FUND II LP P PROPERTY TYPE: OTHER 431,698.
SEQUOIA CAPITAL INDIA V LTD P PROPERTY TYPE: OTHER 1,341.
JSA 7E1730 1.000 43461C 2532 Page 635 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SEQUOIA CAPITAL U.S. GROWTH FUND IV, LP P PROPERTY TYPE: OTHER 507,025.
SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. P PROPERTY TYPE: OTHER 392,109.
SEQUOIA CAPITAL U.S. GROWTH FUND VI, LP P PROPERTY TYPE: OTHER -81,246.
SEQUOIA CAPITAL U.S. VENTURE FUND XIV P PROPERTY TYPE: OTHER 50,417.
SEQUOIA CAPITAL U.S. VENTURE FUND XV, LP P PROPERTY TYPE: OTHER 348.
SIERRA VENTURES VII LP P PROPERTY TYPE: OTHER -517,540.
SIERRA VENTURES VIII-A LP P PROPERTY TYPE: OTHER -1251438.
SIERRA VENTURES IX LP P PROPERTY TYPE: OTHER 1,636,560.
SILCHESTER INTERNATIONAL VALUE EQ TRUST P PROPERTY TYPE: OTHER 14653114.
SOMERSET EMERGING MARKETS P PROPERTY TYPE: OTHER 6,642,122.
SRI NINE REIT P PROPERTY TYPE: OTHER 131,329.
STAR GROUP LP (CHICKASAW) P PROPERTY TYPE: OTHER 11,615.
JSA 7E1730 1.000 43461C 2532 Page 636 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SUMMIT VENTURES V LP P PROPERTY TYPE: OTHER 39,263.
SUMMIT VENTURES VI-B LP P PROPERTY TYPE: OTHER 3,795,504.
SUMMIT PARTNERS PRIVATE EQ FUND VII-A LP P PROPERTY TYPE: OTHER 4,559,564.
SUMMIT PARTNERS EUROPE PRIVATE EQ FD LP P PROPERTY TYPE: OTHER 5,815,587.
SUMMIT PARTNERS GROWTH EQ FD VIII-A, LP P PROPERTY TYPE: OTHER 5,502,746.
SUMMIT PARTNERS GROWTH EQ FD IX-A, LP P PROPERTY TYPE: OTHER 1,412,607.
SUMMIT PARTNERS VENTURE CAP FD III-A LP P PROPERTY TYPE: OTHER 4,448,628.
SUMMIT PARTNERS VENTURE CAP FUND IV-A LP P PROPERTY TYPE: OTHER 1,819,133.
SUMMIT SUBORDINATED DEBT FUND III-B LP P PROPERTY TYPE: OTHER 1,027,508.
SUMMIT SUBORDINATED DEBT FUND IV-A LP P PROPERTY TYPE: OTHER 520,024.
SUN CAPITAL PARTNERS V L.P. P PROPERTY TYPE: OTHER 203,021.
SYCAMORE PARTNERS, L.P. P PROPERTY TYPE: OTHER 1,812.
JSA 7E1730 1.000 43461C 2532 Page 637 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
SYCAMORE PARTNERS A, L.P. P PROPERTY TYPE: OTHER 2,473.
SYCAMORE PARTNERS II AIV, L.P. P PROPERTY TYPE: OTHER 159,832.
TA X LP P PROPERTY TYPE: OTHER 469,752.
TA XI LP P PROPERTY TYPE: OTHER 4,800,942.
TA XI ECM AIV LP P PROPERTY TYPE: OTHER 2,206.
TA SDF II AM AIV, LP P PROPERTY TYPE: OTHER 181.
TA XI AM-A AIV LP P PROPERTY TYPE: OTHER -130,419.
TA XII-A LP P PROPERTY TYPE: OTHER 1,857,137.
TA XII-A EU AIV, LP P PROPERTY TYPE: OTHER 291,264.
TA SUBORDINATED DEBT FUND II LP P PROPERTY TYPE: OTHER 539,135.
TA SDF II ECM AIV LP P PROPERTY TYPE: OTHER 444.
U.S. VENTURE PARTNERS IX LP P PROPERTY TYPE: OTHER -352,451.
JSA 7E1730 1.000 43461C 2532 Page 638 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
U.S. VENTURE PARTNERS X LP P PROPERTY TYPE: OTHER -117,974.
VESTAR CAPITAL PARTNERS V LP P PROPERTY TYPE: OTHER -28.
W CAPITAL PARTNERS II, LP P PROPERTY TYPE: OTHER 2,081,295.
W CAPITAL PARTNERS III P PROPERTY TYPE: OTHER 904,841.
WELLINGTON TRUST CO CTF EM LOCAL EQ PORT P PROPERTY TYPE: OTHER 4,723,166.
WELLINGTON TRUST CO CTF LA EQUITY PORTFO P PROPERTY TYPE: OTHER 10452514.
YORKTOWN ENERGY PARTNERS V LP P PROPERTY TYPE: OTHER 345,987.
YORKTOWN ENERGY PARTNERS VI LP P PROPERTY TYPE: OTHER 1,248,599.
YORKTOWN ENERGY PARTNERS VII LP P PROPERTY TYPE: OTHER 658,021.
YORKTOWN ENERGY PARTNERS VIII LP P PROPERTY TYPE: OTHER 812,314.
YORKTOWN ENERGY PARTNERS IX LP P PROPERTY TYPE: OTHER 382,475.
YORKTOWN ENERGY PARTNERS X LP P PROPERTY TYPE: OTHER 1,870,050.
JSA 7E1730 1.000 43461C 2532 Page 639 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description or Date Date sold D acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed/ other as of as of FMV over or expenses of sale allowable basis 12/31/69 12/31/69 adj basis (loss)
YORKTOWN ENERGY PARTNERS XI LP P PROPERTY TYPE: OTHER 106,484.
EXCHANGE GAINS(LOSSES) ADVISORY RESEARCH P PROPERTY TYPE: OTHER 225,131.
FOREIGN EXCHANGE GAIN(LOSS) NTR P PROPERTY TYPE: OTHER -135,714.
FOREIGN EXCH GAIN(LOSS)-WESTWOOD P PROPERTY TYPE: OTHER -124,496.
LOSS FROM FINAL DISP OF PRTNERSHP INTRST P PROPERTY TYPE: OTHER -55624573.
LOSS FROM FINAL DISP OF PRTNERSHP INTRST P PROPERTY TYPE: OTHER
TOTAL GAIN(LOSS) ...... 256778060.
JSA 7E1730 1.000 43461C 2532 Page 640 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
FORM 990PF - GENERAL EXPLANATION ATTACHMENT
FORM 990PF, PART VII-A, LINE 16, LIST OF FOREIGN COUNTRIES ARGENTINA BRAZIL CHILE CHINA COLOMBIA CZECH REPUBLIC DENMARK EGYPT ESTONIA GREECE HUNGARY INDIA INDONESIA ISRAEL JAPAN KOREA, REPUBLIC OF (SOUTH) MEXICO MALAYSIA NIGERIA PERU POLAND QATAR TAIWAN TURKEY UNITED ARAB EMIRATES
43461C 2532 Page 641 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
FORM 990PF - GENERAL EXPLANATION ATTACHMENT
FORM 990PF, PART IX-A SUMMARY OF CHARITABLE ACTIVITIES RESEARCH ACTIVITIES: MEMBERS OF THE FOUNDATION'S STAFF ENGAGE IN RESEARCH IN AREAS THAT SUPPORT THE FOUNDATION'S MISSION, PRINCIPALLY ON DIVERSITY INITIATIVES AND ISSUES THAT RELATE TO HIGHER EDUCATION AS IT PERTAINS TO COLLEGES AND UNIVERSITIES. EXPENSES ASSOCIATED WITH RESEARCH (1) COMPENSATION OF OFFICERS, DIRECTORS, TRUSTEES, ETC. $ 211,641 OTHER EMPLOYEE SALARIES AND WAGES 1,124,885 PENSION PLANS, EMPLOYEE BENEFITS 479,420 OCCUPANCY 51,040 OTHER PROFESSIONAL FEES 585,256 TRAVEL 175,009 PRINTING 6,070 OTHER 266,377 ------PART IX-A, LINE 1 $ 2,899,698 (1) PRESENTED ON A CASH BASIS AS THESE ARE DISBURSEMENTS FOR CHARITABLE PURPOSES.
43461C 2532 Page 642 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
FORM 990PF - GENERAL EXPLANATION ATTACHMENT
FORM 990-PF, PART I, LINE 19 AND PART II, LINE 14 NET LAND AND DEPRECIABLE ASSETS ADDITIONAL DETAILS OFFICE BUILDINGS LOCATIONS: 140-144 EAST 62ND STREET, NEW YORK, NY 151, 153 AND 155 EAST 61ST STREET, NEW YORK, NY LAND LOCATION: 140-144 EAST 62ND STREET, NEW YORK, NY THE OFFICE BUILDINGS IN USE ARE DEPRECIATED ON A STRAIGHT-LINE BASIS OVER THEIR USEFUL LIVES, GENERALLY 25-28 YEARS. BUILDING IMPROVEMENTS ARE DEPRECIATED OVER THE REMAINING USEFUL LIFE OF THE BUILDING. FURNITURE AND EQUIPMENT ARE DEPRECIATED ON A STRAIGHT-LINE BASIS OVER 5-7 YEARS. THE PORTION OF THE 2017 DEPRECIATION EXPENSE ALLOCATED TOWARDS INVESTMENT INCOME WAS $531,031 (PART I, LINE 19, COLUMN B). BUILDINGS AND IMPROVEMENTS $ 523,535 FURNISHINGS AND EQUIPMENT 7,496 ------PART I, LINE 19, COLUMN B TOTAL $ 531,031
43461C 2532 Page 643 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 1
FORM 990PF, PART I - INTEREST ON TEMPORARY CASH INVESTMENTS
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET DESCRIPTION PER BOOKS INCOME INCOME
INTEREST BEARING ACCOUNTS 11,592. 11,592.
TOTAL 11,592. 11,592.
ATTACHMENT 1 43461C 2532 Page 644 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 2
FORM 990PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET DESCRIPTION PER BOOKS INCOME INCOME
INTEREST ON BONDS & NOTES 9,003,158. 9,003,158. INTEREST ON GOVERNMENT OBLGTNS & SECRTES 1,780,769. 1,780,769. INTEREST FROM WELLINGTON LATIN AMERICA 1,089,653. INTEREST FROM WELLINGTON EMERGING MRKTS 1,317,883. INTEREST FROM EDGEBASTON FUND 2,534,693. DIVIDENDS 7,585,058. 7,585,058. TOTAL 23,311,214. 18,368,985.
ATTACHMENT 2 43461C 2532 Page 645 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 3
FORM 990PF, PART I - OTHER INCOME
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET DESCRIPTION PER BOOKS INCOME INCOME LIMITED LIABILITY INVESTMENTS 42,042,366. OTHER ALTERNATIVE INVESTMENTS 75,806,315. SECTION 965 TOLL CHARGE INCLUSION 3,871,224. OTHER INCOME 44,429. TOTALS 121,764,334.
ATTACHMENT 3 43461C 2532 Page 646 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 4
FORM 990PF, PART I - LEGAL FEES
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES
LEGAL FEES 696,045. 229,678. 439,689.
TOTALS 696,045. 229,678. 439,689.
ATTACHMENT 4 43461C 2532 Page 647 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 5
FORM 990PF, PART I - ACCOUNTING FEES
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES
ACCOUNTING FEES 580,882. 145,979. 404,663.
TOTALS 580,882. 145,979. 404,663.
ATTACHMENT 5 43461C 2532 Page 648 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 6
FORM 990PF, PART I - OTHER PROFESSIONAL FEES
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES
ADVISORY FEES PRINCIPALLY INVT 12,522,442. 11,079,669. 1,413,130.
TOTALS 12,522,442. 11,079,669. 1,413,130.
ATTACHMENT 6 43461C 2532 Page 649 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 7
FORM 990PF, PART I - INTEREST EXPENSE
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES
INTEREST ON BONDS PAYABLE 1,235,090. 1,157,914. AMORTIZATION EXPENSE 11,559. TOTALS 1,246,649. 1,157,914.
ATTACHMENT 7 43461C 2532 Page 650 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 8
FORM 990PF, PART I - TAXES
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES
FEDERAL EXCISE TAX PROVISION 3,332,929. FEDERAL UBI TAX PROVISION 1,484,170. STATE UBI TAX PROVISION 572,596. TOTALS 5,389,695.
ATTACHMENT 8 43461C 2532 Page 651 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 9
FORM 990PF, PART I - OTHER EXPENSES
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES TECHNOLOGY EXPENSES 1,710,237. 592,478. 1,976,880. INSURANCE 230,329. 55,370. 141,615. COMMUNICATIONS 83,122. 17,553. 65,569. OFFICE SUPPLIES 255,592. 60,137. 196,826. DATA ACQUISITION 112,592. 44,069. 68,523. TEMPORARY HELP 355,300. 349,201. MISCELLANEOUS 1,491,101. 214,215. 1,138,828. TOTALS 4,238,273. 983,822. 3,937,442.
ATTACHMENT 9 43461C 2532 Page 652 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS ATTACHMENT 10
ENDING ENDING DESCRIPTION BOOK VALUE FMV
FAN MAE SER 2005-122 11-25-35 699,623. 699,623. FAN MAE SER 2007-2 CLS Z 5.75% 669,471. 669,471. FAN MAE SER 2010-54 CL LA 5.0% 308,722. 308,722. FD NTL MTG #AH4842 4.5% 2-1-41 910,227. 910,227. FD NTL MTG #AH7572 4% 3-1-41 446,970. 446,970. FD NTL MTG #AL0065 4.5% 4-1-41 962,487. 962,487. FD NTL MTG #AL3499 3.5% 5-1-43 1,055,595. 1,055,595. FD NTL MTG #AL3594 2.705% 892,652. 892,652. FED HOME CORP CL 2126-C 6.0% 239,681. 239,681. FED HOME CORP PL #A92666 5.5% 1,215,361. 1,215,361. FED HOME CORP PL #G05275 5.5% 636,238. 636,238. FED HOME CORP PL #G13640 6.5% 110,220. 110,220. FED HOME CORP PL #G30837 4.5% 1,141,763. 1,141,763. FED HOME CORP PL #G60105 5% 770,852. 770,852. FED HOME CORP PL #G60373 4.5% 857,652. 857,652. FED HOME CORP PL #Q04306 4.5% 990,580. 990,580. FED HOME CORP PL #Q16605 3.5% 1,140,582. 1,140,582. FED HOME CORP PL #U69006 5.5% 481,770. 481,770. FED HOME CORP PL #U90230 4.5% 391,089. 391,089. FED HOME CORP PL #U92312 4% 2,387,486. 2,387,486. FED HOME CORP PL #U93066 4.5% 1,445,139. 1,445,139. FED HOME CORP PL #U99076 4.5% 2,242,604. 2,242,604. FED HOME CORP PL #U99084 4.5% 575,636. 575,636. FED HOME CORP PL #U99132 4.5% 1,563,429. 1,563,429. FED HOME CORP SER 29 CL W 8.0% 637,436. 637,436. FED HOME CORP SER 3186 5.5% 989,821. 989,821. FED HOME CORP SER 33 CL J 8.0% 453,580. 453,580. FED HOME CORP SER 35 CLPK 8.0% 1,090,181. 1,090,181. FED HOME CORP SER 3803 CL TK 4 73,561. 73,561. FED HOME CORP SER 4374 CL NC 419,341. 419,341. FED HOME CRP SR 3995 CL JB 3.5 1,107,801. 1,107,801. FED HOME LN BKS CONS BD 1.625 2,041,833. 2,041,833. FED HOME LN MG 2.864% SER KJ13 712,434. 712,434. FED HOME LN MTG 2.912% 1,429,657. 1,429,657. FED HOME LN MTG KPLB CLS A 1,968,931. 1,968,931.
ATTACHMENT 10 43461C 2532 Page 653 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS ATTACHMENT 10 (CONT'D)
ENDING ENDING DESCRIPTION BOOK VALUE FMV
FED NATL MORT SER 133 CL VM 4 521,219. 521,219. FED NATL MTG 10-111 CL AM 5.5 1,091,985. 1,091,985. FED NL MTG #AL4009 3.5% 7-1-43 957,502. 957,502. FED NL MTG #AL5842 4.5% 7-1-34 776,079. 776,079. FED NL MTG #AL6167 3.5% 1-1-44 1,271,381. 1,271,381. FED NL MTG #AL6848 5% 6-1-44 806,629. 806,629. FED NL MTG #AL7496 3.5% 5-1-44 801,424. 801,424. FED NL MTG #AL7527 4.5% 9-1-43 904,022. 904,022. FED NL MTG #AL8086 4% 3-1-35 1,184,781. 1,184,781. FED NTL MTG #AI8479 5% 8-1-41 512,933. 512,933. FEDERAL HOME LN MTG VAR RT 1,695,959. 1,695,959. FHLMC GOLD 3% MBS 01/08/43 1,149,670. 1,149,670. FHLMC GOLD POOL#V80003 4-1-43 608,723. 608,723. FHLMC GOLD Q09814 3.5 08-01-42 969,202. 969,202. FHLMC MULTI 00839 2.615 300,873. 300,873. FHLMC MULTI 00890 6.5 9-25-43 403,768. 403,768. FHLMC MULTI SER 2515 CL UP 5.5 321,584. 321,584. FHLMC MULTI SER 2626 CL WM 4.5 1,220,982. 1,220,982. FHLMC MULTI SER 2626 CL WQ 4.5 1,220,982. 1,220,982. FHLMC MULTI SER 2717 CL AE 4.5 302,004. 302,004. FHLMC MULTI SER 2733 CL ME 5% 164,872. 164,872. FHLMC MULTI SER 2764 CL UG 5 1,342,801. 1,342,801. FHLMC MULTI SER 2835 CL TB 4.5 391,759. 391,759. FHLMC MULTI SER 2845 CL QH 5 170,993. 170,993. FHLMC MULTI SER 3028 CL MG 5 1,246,527. 1,246,527. FHLMC MULTI SER 3211 CL PD 5.5 1,023,382. 1,023,382. FHLMC MULTI SER 3287 CL PD 5.5 194,265. 194,265. FHLMC MULTI SER 3303 CL AC 6 450,001. 450,001. FHLMC MULTI SER 3423 CL PB 5.5 839,327. 839,327. FHLMC MULTI SER 3587 CL FA 523,504. 523,504. FHLMC MULTI SER 3626 CL ME 5 819,419. 819,419. FHLMC MULTI SER 3641 CL PB 5 400,101. 400,101. FHLMC MULTI SER 3738 CL CY 4.0 160,778. 160,778. FHLMC MULTI SER 3767 CL PK 4 1,003,061. 1,003,061. FHLMC MULTI SER 3904 CL EC 2.0 193,394. 193,394.
ATTACHMENT 10 43461C 2532 Page 654 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS ATTACHMENT 10 (CONT'D)
ENDING ENDING DESCRIPTION BOOK VALUE FMV
FHLMC MULTI SER 4239 CL AP 4 1,069,883. 1,069,883. FHLMC MULTI SERIES K725 3.104% 1,149,029. 1,149,029. FHLMC MULTI TRANCHE 00868 590,321. 590,321. FHLMC MULTICLASS 2.838 9-25-22 313,452. 313,452. FHLMC MULTICLASS 4 06-15-2036 130,075. 130,075. FHLMC MULTICLASS SER 6 4-15-36 323,874. 323,874. FHLMC MULTIFAM 2.597% 9-25-20 143,170. 143,170. FHLMC POOL #C91366 4.5 4-1-31 967,049. 967,049. FNMA 05-117 CL-LC 5.5 11-25-35 382,695. 382,695. FNMA 06-105 CL-ME 5.5 11-25-36 995,666. 995,666. FNMA 2001-T10 CL A1 PASS 7 331,573. 331,573. FNMA 7% CMO 25/7/42 7 7-25-42 519,695. 519,695. FNMA CMO 5.5 04-25-2037 1,158,684. 1,158,684. FNMA FANNIE MAE 5 03-25-2021 478,836. 478,836. FNMA FNR 07 29 NC 6.5 02-25-47 149,558. 149,558. FNMA FNR 2011-100 Q 4 10-25-51 519,555. 519,555. FNMA PL #466566 4.27% 11-1-25 966,353. 966,353. FNMA POOL #256886 6.5% 9-1-27 1,038,615. 1,038,615. FNMA POOL #469112 3.82% 9-1-21 982,780. 982,780. FNMA POOL #888079 6.5% 10-1-26 1,125,039. 1,125,039. FNMA POOL #888366 7% 4-1-37 1,158,612. 1,158,612. FNMA POOL #890661 7% 2-1-39 463,524. 463,524. FNMA POOL #932003 5% 9-1-39 1,632,914. 1,632,914. FNMA POOL #AB0200 5.5% 1-1-39 887,174. 887,174. FNMA POOL #AB2406 4.5% 3-1-41 806,370. 806,370. FNMA POOL #AB8881 3% 4-1-43 1,417,250. 1,417,250. FNMA POOL #AB9781 3% 7-1-43 1,460,959. 1,460,959. FNMA POOL #AB9944 3% 7-1-43 817,570. 817,570. FNMA POOL #AM3736 3.1% 6-1-25 1,809,054. 1,809,054. FNMA POOL #AM3851 3.02% 7-1-23 1,025,960. 1,025,960. FNMA POOL #AM6602 2.63% 9-1-21 1,901,827. 1,901,827. FNMA POOL #AM7290 2.97 12-1-24 834,383. 834,383. FNMA POOL #AM7682 2.84% 1-1-25 1,195,611. 1,195,611. FNMA POOL #AM8537 2.61% 4-1-25 950,385. 950,385. FNMA POOL #AM8674 2.81% 4-1-25 1,007,822. 1,007,822.
ATTACHMENT 10 43461C 2532 Page 655 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS ATTACHMENT 10 (CONT'D)
ENDING ENDING DESCRIPTION BOOK VALUE FMV
FNMA POOL #AM8682 2.61% 5-1-23 961,208. 961,208. FNMA POOL #AM8691 2.64% 6-1-25 1,444,331. 1,444,331. FNMA POOL #AM8702 2.73% 4-1-25 1,407,182. 1,407,182. FNMA POOL #AM9646 3.18% 9-1-30 1,355,280. 1,355,280. FNMA POOL #AO1795 4% 6-1-42 745,569. 745,569. FNMA POOL #AO6710 4% 6-1-42 893,815. 893,815. FNMA POOL #AO6757 4% 6-1-42 663,856. 663,856. FNMA POOL #AR2499 2.5% 1-1-33 594,885. 594,885. FNMA POOL #AS6479 3.5% 1-1-46 882,782. 882,782. FNMA POOL #AT5891 3% 6-1-43 362,411. 362,411. FNMA POOL #BM1664 5% 2-1-38 1,473,093. 1,473,093. FNMA POOL #MA0816 4.5% 8-1-31 973,812. 973,812. FNMA POOL #MA1711 4.5% 12-1-43 455,163. 455,163. FNMA POOL #MA1828 4.5% 3-1-44 336,861. 336,861. FNMA POOL #MA2341 4.5% 6-1-45 891,771. 891,771. FNMA POOL #MA2545 3.5% 2-1-46 2,147,527. 2,147,527. FNMA PREASS 00653 5.5 3-25-23 410,730. 410,730. FNMA REM SER 2013-57 CL DK 3.5 296,229. 296,229. FNMA REM SER 2013-9 CL CB 5.50 437,639. 437,639. FNMA REM TR 2010-123 CL-BP 4.5 1,065,814. 1,065,814. FNMA REM TR 2010-26 CL-PB 4.5 1,527,729. 1,527,729. FNMA REMI 15-M4 CLS AV2 2.509% 1,102,166. 1,102,166. FNMA REMI TR 2011-40 CL-KA 3.5 378,426. 378,426. FNMA REMIC 2014-M1 CL A2 FG RT 1,030,567. 1,030,567. FNMA REMIC 4.299 06-25-2043 399,145. 399,145. FNMA REMIC CL KZ 6.0% 7-25-37 463,238. 463,238. FNMA REMIC SER 2009-74 CL-QB 5 323,852. 323,852. FNMA REMIC SR 2006-36 CL-FM 1,065,349. 1,065,349. FNMA REMIC TR 2004-T3 CL-1A1 6 206,503. 206,503. FNMA REMIC TR 2005-120 CL-ZU 350,946. 350,946. FNMA REMIC TR 2007-79 CL-PE 464,049. 464,049. FNMA REMIC TRUST SER 2012-47 360,272. 360,272. FNMA SER 16-M1 CL A2 VAR 1,479,211. 1,479,211. FNMA SER 2003-122 CL ZJ 6.0% 382,973. 382,973. FNMA SER 2003-33 CL AH 4 890,651. 890,651.
ATTACHMENT 10 43461C 2532 Page 656 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS ATTACHMENT 10 (CONT'D)
ENDING ENDING DESCRIPTION BOOK VALUE FMV
FNMA SER 2003-W6 CL 3A 6.5 195,400. 195,400. FNMA SER 2007-39 CL NB 4.25 531,858. 531,858. FNMA SER 2014-M3 CLASS A2 VAR 1,068,404. 1,068,404. FNMA SER 2017-M12 CL A2 562,322. 562,322. FNMA SER 2017-T1 CL A 2.898% 649,523. 649,523. FNMA TRANCHE 12-25-2026 893,734. 893,734. FNMA TRANCHE 3 01-25-2046 856,012. 856,012. FNMA TRUST 2004 W-2 CL 2A-2 7 115,416. 115,416. FNMA VAR 7-25-24 1,027,932. 1,027,932. FREDDI MAC SER 3783 CL LB 4.0% 848,032. 848,032. FREDDIE MAC SER 2406 CL FP FLT 1,007,597. 1,007,597. FREMF MULTI CL C 144A 7-25-46 757,250. 757,250. GNMA 2003-067 REMIC CTF CL 1,021,557. 1,021,557. GNMA 2011-71 CL ZC 5.5% 1,016,458. 1,016,458. GNMA 2012-051 REMIC CTF CL 375,286. 375,286. GNMA 2015-H23 REMIC CL FB 870,720. 870,720. GNMA 2015-H32 REMIC CL FH 630,236. 630,236. GNMA 2016-H26 REMIC SECS CL MX 278,413. 278,413. GNMA 4.5% DUE 07-20-2033 402,779. 402,779. GNMA 4.5% DUE 12-20-2040 1,748,036. 1,748,036. GNMA 5% DUE 03-20-2035 381,147. 381,147. GNMA 5% DUE 09-20-2039 702,990. 702,990. GNMA 5.5% DUE 05-20-2038 294,819. 294,819. GNMA 5.5% DUE 06-20-2037 566,944. 566,944. GNMA 5.5% DUE 11-20-2037 354,982. 354,982. GNMA 6% DUE 07-20-2037 347,843. 347,843. GNMA 6.5% DUE 02-20-2037 853,224. 853,224. GNMA FLTG RT 2.75% 08-16-35 1,126,938. 1,126,938. GNMA MTG CTF CL FA 3-20-66 732,864. 732,864. GNMA POOL #510400 5.5% 1-15-35 323,079. 323,079. GNMA POOL #782748 5.5% 7-15-35 461,240. 461,240. GNMA POOL #MA1845 7% 1-20-39 612,079. 612,079. GNMA POOL AS8113 3.75% 9-20-46 1,499,015. 1,499,015. GNMA REMIC SER 2006-11 5.35% 735,514. 735,514. GNMA SER 2009-79 CL A 4.5% 104,825. 104,825.
ATTACHMENT 10 43461C 2532 Page 657 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS ATTACHMENT 10 (CONT'D)
ENDING ENDING DESCRIPTION BOOK VALUE FMV
GNMA SR 2009-054 JZ FX 5.5% 347,262. 347,262. GNMAI POOL #736630 5.5% 237,661. 237,661. PETROLEOS 5.375% DUE 3-13-2022 901,000. 901,000. PETROLEOS FIXED 6.375% 2-4-21 161,963. 161,963. PETROLEOS MEX GTD 6.875% 136,050. 136,050. UNITED MEX STS MED BOOK 4.125% 461,828. 461,828. US TREAS 0 CPN .00001% 8-15-23 7,459,124. 7,459,124. US TREAS 00231 3.125% 5-15-19 4,780,412. 4,780,412. US TREAS 00278 3.625% 2-15-20 10,358,200. 10,358,200. US TREAS 02/15/2011 3.125% 3,104,064. 3,104,064. US TREAS 1/31/15 1.25% 9,867,580. 9,867,580. US TREAS INT PMT00264 5-15-26 1,627,152. 1,627,152. US TREAS NTS 2.625 11-15-20 5,090,235. 5,090,235. US TREAS NTS DT 3/31/13 1.125% 4,718,064. 4,718,064. US TREAS NTS DT 5/31/14 1.5% 9,950,000. 9,950,000. US TRS SEC PMT 05-15-2022 REG 9,093,620. 9,093,620. US TRS SEC PMT00338 11-15-27 7,713,001. 7,713,001. US TRS SEC STR INT PMT 5-15-21 13,985,220. 13,985,220. US TRS SEC STRI INT PMT GEN 8,719,680. 8,719,680. UTD STATES TREAS 1.75% 2-28-22 4,923,440. 4,923,440. US OBLIGATIONS TOTAL 245,526,667. 245,526,667.
ATTACHMENT 10 43461C 2532 Page 658 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 11
FORM 990PF, PART II - CORPORATE STOCK
ENDING ENDING DESCRIPTION BOOK VALUE FMV
ACTIVISION BLIZARD INC COM STK 2,064,992. 2,064,992. ADIENT PLC ADIENT PLC LTD COM 2,402,947. 2,402,947. ADR MOMO INC ADR 1,818,644. 1,818,644. ADR TENARIS S A SPONSORED ADR 2,428,019. 2,428,019. ALBEMARLE CORP COM 1,676,126. 1,676,126. ALFA SAB DE CV SER'A'NPV 1,295,709. 1,295,709. ALLEGHENY TECHNOLOGIES INC COM 1,982,473. 1,982,473. ALLERGAN PLC. COM STK 2,701,360. 2,701,360. ALLSCRIPTS HEALTHCARE SOL INC 1,306,663. 1,306,663. ALTABA INC COM 3,183,274. 3,183,274. AMADA HOLDINGS CO LTD NPV 1,580,980. 1,580,980. AMER MOVIL SAB DE C V SER L 3,327,272. 3,327,272. ANTERO RES CORP COM 3,639,260. 3,639,260. ARCS COMPANY LTD NPV 2,426,205. 2,426,205. ARMSTRONG WORLD INC COM STK 2,772,040. 2,772,040. ASICS CORP NPV 1,836,655. 1,836,655. AUTODESK INC COM 1,884,214. 1,884,214. AZBIL CORP NPV 2,383,142. 2,383,142. BALL CORP COM 2,243,862. 2,243,862. BARLOWORLD LTD ZAR0.05 2,924,175. 2,924,175. BLACKBERRY LTD COM 1,852,489. 1,852,489. CASEYS GEN STORES INC COM 1,178,728. 1,178,728. CATCHER TECHNOLOGY TWD10 3,505,015. 3,505,015. CHECK PT SOFT TECH ORDILS.01 2,209,593. 2,209,593. CHEGG INC COM 108,740. 108,740. CHINA MOBILE LTD NPV 3,710,424. 3,710,424. CHIYODA CORP NPV 1,900,932. 1,900,932. CHUGOKU MAR PAINTS NPV 2,492,065. 2,492,065. COMMERCIAL INTL BK EGP10 2,420,511. 2,420,511.
ATTACHMENT 11 43461C 2532 Page 659 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 11 (CONT'D)
FORM 990PF, PART II - CORPORATE STOCK
ENDING ENDING DESCRIPTION BOOK VALUE FMV
CREE INC COM 514,166. 514,166. CSRA INC COM 560,013. 560,013. DAIHEN CORP NPV 2,110,772. 2,110,772. DAISEKI CO LTD NPV 2,145,659. 2,145,659. DENKA COMPANY LTD NPV 2,717,417. 2,717,417. DONGFENG MOTOR GRO 'H'CNY1 3,035,022. 3,035,022. DOSHISHA CO LTD NPV 1,277,017. 1,277,017. EAGLE PHARMACEUTICALS INC COM 459,465. 459,465. EBAY INC COM USD0.001 1,794,122. 1,794,122. EIZO CORPORATION NPV 1,159,574. 1,159,574. EMAAR PROPERTIES AED1 2,522,700. 2,522,700. EQUIFAX INC COM 1,008,452. 1,008,452. ESI ENERGY SERVICES INC 63,358. 63,358. FIBRIA CELULOSE SA COMSTK 3,124,509. 3,124,509. FIRST DATA CORP NEW COM CL A 1,434,871. 1,434,871. FLEX LTD FLEX LTD 2,457,308. 2,457,308. GCP APPLIED TECHNOLOGI INC COM 1,066,991. 1,066,991. GENERAL DYNAMICS CORP COM 3,025,708. 3,025,708. GRACE W R & CO DEL NEW COM STK 2,136,651. 2,136,651. GRUPO BIMBO SAB DE CV 889,080. 889,080. G-TEKT CORPORATION NPV 2,435,267. 2,435,267. H.I.S. CO LTD NPV 2,625,424. 2,625,424. HALOZYME THERAPEUTICS INC COM 1,629,289. 1,629,289. HAZAMA ANDO CORP NPV 2,768,580. 2,768,580. HD SUPPLY HLDGS INC. COM 2,389,191. 2,389,191. HOGY MEDICAL CO NPV 2,683,675. 2,683,675. HOKUTO CORP NPV 1,948,131. 1,948,131. HON HAI PRECISION TWD10 4,052,976. 4,052,976. HORIBA LTD NPV 1,006,596. 1,006,596.
ATTACHMENT 11 43461C 2532 Page 660 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 11 (CONT'D)
FORM 990PF, PART II - CORPORATE STOCK
ENDING ENDING DESCRIPTION BOOK VALUE FMV
HP INC COM 2,242,334. 2,242,334. HUNTSMAN CORP COM STK 1,952,991. 1,952,991. HYUNDAI MOBIS KRW5000 1,911,298. 1,911,298. HYUNDAI MOTOR CO KRW5000 4,156,648. 4,156,648. ICOM INCORPORATED NPV 1,704,806. 1,704,806. INABATA & CO NPV 1,583,840. 1,583,840. INTERCONTINENTAL EXCH INC COM 2,047,157. 2,047,157. INTL PAPER CO COM 3,444,939. 3,444,939. INTREXON CORP COM 492,756. 492,756. ITAU UNIBANCO REPSTG 500 PFD 3,979,859. 3,979,859. JAPAN PETROLEUM EX NPV 1,689,619. 1,689,619. KANSAI PAINT CO NPV 175,082. 175,082. KINDEN CORP NPV 2,663,362. 2,663,362. KITZ CORPORATION NPV 2,295,490. 2,295,490. KOMERCNI BANKA CZK100 1,892,750. 1,892,750. KONOIKE TRANSPORT NPV 1,886,203. 1,886,203. LA QUINTA HLDGS INC COM 900,903. 900,903. LAB CORP AMER HLDGS COM NEW 2,476,393. 2,476,393. LOJAS AMERICANAS PRF NPV 1,944,207. 1,944,207. LOUISIANA-PACIFIC CORP COM 111,001. 111,001. MANDOM CORP NPV 1,732,665. 1,732,665. MARATHON PETE CORP COM 4,435,242. 4,435,242. MARTIN MARIETTA MATLS INC COM 4,528,225. 4,528,225. MEDICINES COMPANY COM 560,279. 560,279. MGM RESORTS INTERNATIONAL COM 1,650,034. 1,650,034. MITSUBISHI UFJ FIN NPV 3,172,085. 3,172,085. MIZUHO FINANCIAL GROUP NPV 1,019,458. 1,019,458. MOLINA HEALTHCARE INC COM 1,234,701. 1,234,701. MS&AD INS GP HLDGS NPV 2,369,996. 2,369,996.
ATTACHMENT 11 43461C 2532 Page 661 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 11 (CONT'D)
FORM 990PF, PART II - CORPORATE STOCK
ENDING ENDING DESCRIPTION BOOK VALUE FMV
MULESOFT INC CL A CL A 4,968,871. 4,968,871. MURPHY USA INC COM 1,562,038. 1,562,038. NATURA COSMETICOS SA COM NPV 2,206,631. 2,206,631. NIHON NOHYAKU CO NPV 1,284,471. 1,284,471. NIPPON KAYAKU CO NPV 2,256,050. 2,256,050. NISSIN KOGYO NPV 2,580,884. 2,580,884. OKTA INC CL A CL A 840,623. 840,623. OLIN CORP COM 2,671,169. 2,671,169. ORION KRW500 2,874,031. 2,874,031. ORIX CORP NPV 3,112,459. 3,112,459. OWENS CORNING NEW COM STK 2,694,669. 2,694,669. PACIFIC INDUSTRIAL NPV 1,941,411. 1,941,411. PACKAGING CORP AMER COM 1,610,066. 1,610,066. PENTAIR PLC COM STK 2,380,247. 2,380,247. PETRO BRASIL SA PETRO SPON ADR 1,648,540. 1,648,540. PETROL BRASIL SA PETRO PFD SHS 1,104,656. 1,104,656. POSCO KRW5000 3,515,856. 3,515,856. POST HLDGS INC COM STK 1,780,298. 1,780,298. PURE STORAGE INC CL A CL A 680,870. 680,870. QUANTENNA COMMUNICATIO INC COM 128,734. 128,734. RYOSAN CO LTD NPV 2,541,996. 2,541,996. S&P GLOBAL INC COM 3,528,941. 3,528,941. SAMSUNG ELECTRONIC GDR 2,397,198. 2,397,198. SAMSUNG ELECTRONIC KRW5000 5,805,027. 5,805,027. SANKYU INC NPV 2,055,695. 2,055,695. SBA COMMUN CORP USD0.01 CL A 3,129,651. 3,129,651. SECOM CO NPV 1,872,824. 1,872,824. SHINHAN FIN GROUP KRW5000 3,084,022. 3,084,022. SHINKO PLANTECH NPV 1,970,093. 1,970,093.
ATTACHMENT 11 43461C 2532 Page 662 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 11 (CONT'D)
FORM 990PF, PART II - CORPORATE STOCK
ENDING ENDING DESCRIPTION BOOK VALUE FMV
SHINMAYWA INDS NPV 2,581,795. 2,581,795. SHINSEI BANK NPV 1,750,899. 1,750,899. SHIP HEALTHCARE HOLDIN INC NPV 2,887,604. 2,887,604. SIAM COMM BK THB10 (ALIEN MKT) 2,393,832. 2,393,832. SIAM COMMERCIA BK THB10 (NVDR) 186,867. 186,867. SINKO INDUSTRIES NPV 1,514,913. 1,514,913. SKY PERF JSAT HOLDINGS INC NPV 2,329,672. 2,329,672. SOCIE QUIM Y MIN CHILE SER B 1,351,677. 1,351,677. STANDARD BK GR LTD ZAR0.1 2,635,278. 2,635,278. SUMITOMO FORESTRY NPV 3,044,133. 3,044,133. TAIWAN SEMICON MAN TWD10 9,575,290. 9,575,290. TAKUMA CO LTD NPV 2,905,257. 2,905,257. TATA CONSULTANCY S INR1 4,629,419. 4,629,419. TELESITES SAB CV NPV SER 'B-1' 135,587. 135,587. TKC CORPORATION NPV 1,330,290. 1,330,290. TOHO HOLDINGS CO.,LTD 2,352,348. 2,352,348. TOKYO OHKA KOGYO NPV 2,552,344. 2,552,344. TOYOTA INDUSTRIES NPV 3,245,628. 3,245,628. TRUWORTHS INTERNAT ZAR0.00015 3,418,646. 3,418,646. TYSON FOODS INC CL A COM (DEL) 4,212,965. 4,212,965. UNIVAR INC COM 1,998,004. 1,998,004. VALE SA COM NPV 4,831,953. 4,831,953. VERSUM MATLS LLC COM 1,997,307. 1,997,307. VISTEON CORP COM NEW COM NEW 3,054,417. 3,054,417. WAL-MART DE MEX COM NPV 3,412,499. 3,412,499. WANT WANT CHINA HO USD0.02 2,154,203. 2,154,203. WESTN DIGITAL CORP COM 4,511,657. 4,511,657. WYNDHAM WORLDWIDE CORP COM STK 2,601,977. 2,601,977. YUM CHINA HLDGS INC COM 1,840,280. 1,840,280. TOTALS 330,217,578. 330,217,578.
ATTACHMENT 11 43461C 2532 Page 663 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
21ST CTY FOX FIX 5.65% 8-15-20 194,646. 194,646. 5TH 3RD BK CIN OH 2.875% 201,963. 201,963. ABBVIE INC 2% DUE 11-06-2018 174,927. 174,927. ABBVIE INC 2.3% DUE 05-14-2021 309,720. 309,720. ABBVIE INC 2.85% DUE 05-14-23 149,671. 149,671. ABBVIE INC 3.2% 11-06-2022 80,220. 80,220. ACE INA HLDG INC 3.35% 5-15-24 180,251. 180,251. ACE INA HLDGS INC 2.3% 11-3-20 199,682. 199,682. ACTAVIS INC 3.25% 10-1-22 100,308. 100,308. ADVANCE AUTO PTS 4.5% 12-1-23 52,569. 52,569. AERCAP IRELND CAP 3.5% 1-15-25 297,373. 297,373. AETNA INC NEW 2.8% DUE 6-15-23 48,225. 48,225. AIG GLOBL FDG SR 2.7% 12-15-21 199,898. 199,898. AIR LEASE CORP 2.125% 1-15-20 135,002. 135,002. AIR LEASE CORP 3% 09-15-2023 80,372. 80,372. ALABAMA PWR CO 2.45% 3-30-22 347,804. 347,804. ALABAMA PWR CO 3.55 12-1-23 113,576. 113,576. ALLY AUTO CLS D 2.93% 11-15-23 279,681. 279,681. ALLY AUTO REC CLS C 2.46% 297,085. 297,085. ALLY AUTO SR 17-2 CL B 2.33% 397,237. 397,237. ALTERRA FIN LLC 6.25% 9-30-20 434,210. 434,210. AMAZON COM INC 3.8% 12-5-2024 164,761. 164,761. AMER AIRLS 2017-2 AA PTT 3.35% 163,325. 163,325. AMER EX CR MED TERM NTS 2.25% 48,613. 48,613. AMER EXP CRED CP 2.125 3-18-19 102,000. 102,000. AMER MOVIL SAB 3.125 7-16-22 455,360. 455,360. AMERCRED AUTO 17-1 CLS C 2.71% 71,937. 71,937. AMERCRED CDA 17-1 CLS D 3.13% 161,287. 161,287. AMERICAN AIRLS INC 3% 4-15-30 155,882. 155,882.
ATTACHMENT 12 43461C 2532 Page 664 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
AMERICAN CR 15-2 CL B 2.97% 423,104. 423,104. AMERICREDIT 1.42% DUE 10-08-19 44,311. 44,311. AMERICREDIT 1.53% DUE 07-08-21 309,967. 309,967. AMERICREDIT 1.54% DUE 03-09-20 349,028. 349,028. AMERICREDIT 1.6% DUE 11-09-20 79,868. 79,868. AMERICREDIT 1.81% DUE 10-08-20 268,137. 268,137. AMERICREDIT 2.69% DUE 06-19-23 909,959. 909,959. AMERICREDIT AUT 17-1 CLS B 2.3 132,764. 132,764. AMERICREDIT AUT SER 17-1 1.87% 288,073. 288,073. AMERN AIRL PASS 3.65% 12-15-29 144,226. 144,226. AMERN CR ACCEP 2.8599998951% 598,700. 598,700. AMERN CR ACCEP 3.69000005722% 368,401. 368,401. AMERN HONDA FIN 2.3% 9-9-26 65,310. 65,310. AMERN HONDA FIN 2.9% 2-16-24 100,593. 100,593. AMERN TOWER CORP 2.25% 1-15-22 194,792. 194,792. AMERN TOWER FIXED 4% 6-01-25 207,244. 207,244. AMEX CR A/C 2017-1 CLS A 1.93% 1,182,528. 1,182,528. AMEX CR A/C TR SER 2014-4 CL A 1,003,699. 1,003,699. AMGEN INC 2.65% DUE 05-11-2022 324,125. 324,125. AMR INTL GRP INC 4.125 2-15-24 264,151. 264,151. AMRN HNDA FN CRP MD TRM 7.625 260,498. 260,498. ANADARKO PETE 3.45% 7-15-24 388,386. 388,386. ANALOG DEVICES 3.125% 12-5-23 200,405. 200,405. ANGEL OAK MTG 2015-1 CTF CL A 24,590. 24,590. ANHEUSER-BUSCH 2.2% 8-1-18 200,211. 200,211. ANHEUSER-BUSCH 3.65% 2-1-26 722,385. 722,385. ANTHEM INC 3.35% DUE 12-01-24 415,954. 415,954. ANZ NZ INTL/LDN 2.875% 1-25-22 401,048. 401,048. AON PLC 3.875% DUE 12-15-2025 167,288. 167,288.
ATTACHMENT 12 43461C 2532 Page 665 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
APACHE CORP 3.25 DUE 4-15-22 201,511. 201,511. APPLE INC 2.15% DUE 02-09-2022 296,099. 296,099. APPLE INC 2.7% DUE 05-13-2022 503,657. 503,657. APPLE INC 2.85% DUE 05-06-2021 152,406. 152,406. APPLE INC 2.85% DUE 05-11-2024 219,981. 219,981. APPLE INC 2.9% DUE 09-12-2027 469,374. 469,374. APPLE INC 3% DUE 02-09-2024 163,044. 163,044. APPLE INC 3.45% DUE 05-06-2024 176,294. 176,294. APT PIPELINES LTD 4.25% 168,680. 168,680. ARROW ELECTRS FIX 3.25% 9-8-24 150,902. 150,902. ARROW ELECTRS INC 3.5% 4-1-22 81,072. 81,072. AT&T INC 3% DUE 06-30-2022 200,355. 200,355. AT&T INC 3.4% DUE 05-15-2025 851,408. 851,408. AT&T INC 3.4% DUE 08-14-2024 402,054. 402,054. AT&T INC 3.8% DUE 03-01-2024 102,411. 102,411. AT&T INC 3.9% DUE 08-14-2027 731,858. 731,858. AT&T INC 4.125% DUE 02-17-2026 204,571. 204,571. AT&T INC 5.8% DUE 02-15-2019 498,112. 498,112. ATHENE GLBAL FDG 2.75% 4-20-20 317,160. 317,160. AVALONBAY 2.9% DUE 10-15-2026 109,985. 109,985. AZ PUB SVC CO 2.2% 1-15-20 149,558. 149,558. B2R TR 2015-2 3.336% 11-15-48 369,190. 369,190. BANK AMER CORP 2.625% 10-19-20 605,038. 605,038. BANK AMER CORP 3.3% 1-11-23 639,375. 639,375. BANK AMER CORP 3.419% 12-20-28 1,087,234. 1,087,234. BANK AMER CORP 4.45% 3-3-26 148,369. 148,369. BANK AMER CRP BD 4.125 1-22-24 478,600. 478,600. BANK MONTREAL SR NT 2.375% 231,684. 231,684. BARCLAYS PLC 3.684% 1-10-23 761,084. 761,084.
ATTACHMENT 12 43461C 2532 Page 666 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
BAXALTA INC 2% DUE 06-22-2018 179,958. 179,958. BB&T CORP SR NT 2.625% 6-29-20 251,704. 251,704. BCC FDG XIII LLC NT 144A 2.2% 193,388. 193,388. BERKSHIRE HATH 3.125% 3-15-26 242,715. 242,715. BIOGEN INC 2.9% DUE 09-15-2020 88,185. 88,185. BK AMER N A 2.05% 12-07-18 379,891. 379,891. BK NEW YORK INC 2.3% 9-11-19 140,365. 140,365. BK NEW YORK MELLON 2.6% 2-7-22 250,572. 250,572. BK NEW YORK MELLON 2.8% 5-4-26 410,152. 410,152. BK OF TKY MITS SR NT 144A 1.7% 199,941. 199,941. BMW US CAP LLC 2.25% 9-15-23 174,861. 174,861. BNY 2.45% 11-27-20/10-27-20 78,290. 78,290. BNY INC MED SR NT 3.55 9-23-21 311,267. 311,267. BNZ INTL FUND 3 2.1% 9-14-21 400,172. 400,172. BOARDWALK 5.95% DUE 06-01-2026 223,090. 223,090. BOEING CO SR NT 4.875 2-15-20 264,054. 264,054. BP CAP MKTS P L C 3.245 5-6-22 189,621. 189,621. BP CAP MKTS PLC 1.674% 2-13-18 499,877. 499,877. BRIXMOR OP PRTSHP LP 3.85% 199,734. 199,734. BRIXMOR OPER 3.65% 6-15-24 124,347. 124,347. BROADCOM CORP / 2.65% 1-15-23 385,603. 385,603. BSTN PPTYS LTD 3.85% 2-1-23 208,354. 208,354. BUCKEYE PART L 4.35% 10-15-24 204,088. 204,088. BUCKEYE PART L 4.875% 2-1-21 184,066. 184,066. BUNGE LTD FIN CP 3.5% 11-24-20 47,981. 47,981. CA REP AUTO 1.62% DUE 11-15-19 328,000. 328,000. CAP 1 BK US NATL ASSN 3.375 513,014. 513,014. CAP 1 FINL CORP 4.2% 10-29-25 39,095. 39,095. CAP 1 FINL CORP FXD 3.05% 201,401. 201,401.
ATTACHMENT 12 43461C 2532 Page 667 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
CARDINAL HL INC 2.4% 11-15-19 319,809. 319,809. CARDINAL HLT INC 1.95% 6-15-18 66,962. 66,962. CARFINANCE NT CL A 144A 1.44% 24,227. 24,227. CARGILL INC 3.3 03-01-2022 178,070. 178,070. CARMAX AUT OWNR 2.41% 12-15-22 1,736,016. 1,736,016. CARMAX AUT OWNR 2.6% 2-15-23 457,174. 457,174. CARMAX AUT OWNR 3.39% 10-16-23 1,337,229. 1,337,229. CARMAX AUTO OWNR 1.16% 6-17-19 56,055. 56,055. CATERPILLAR FIN SVC LTD 2.1% 99,793. 99,793. CATERPILLAR FINL SVC 1.8% 124,843. 124,843. CATERPILLAR FINL SVC CORP 2.1% 130,063. 130,063. CBS CORP 4% DUE 01-15-2026 84,825. 84,825. CDN NAT RES LTD 3.8% 4-15-24 77,238. 77,238. CELGENE CORP 2.75% 2-15-23 357,029. 357,029. CELGENE CORP 3.625% 5-15-24 205,689. 205,689. CHASE ISS 14-5 NT CL A 4-15-21 1,003,772. 1,003,772. CHEVRON 2.355 DUE 12-05-2022 233,137. 233,137. CHEVRON CORP 2.419% 11-17-20 191,148. 191,148. CHEVRON CORP 4.95% DUE 3-3-19 93,013. 93,013. CHEVRON CORP NW 2.566% 5-16-23 124,721. 124,721. CHRYSLER CP AUT 1.77% 10-15-20 288,263. 288,263. CISCO SYS INC 2.125% 3-1-19 193,217. 193,217. CISCO SYS INC 2.45% 6-15-20 349,270. 349,270. CISCO SYS INC 3% 6-15-22 339,441. 339,441. CITI SER 2016-MF1 CL A 4.48% 73,250. 73,250. CITIBANK NA FIXED 2% 3-20-19 249,518. 249,518. CITIGROUP INC 2.15% 7-30-18 192,119. 192,119. CITIGROUP INC 2.4% 2-18-20 449,474. 449,474. CITIGROUP INC 2.7% DUE 3-30-21 243,738. 243,738.
ATTACHMENT 12 43461C 2532 Page 668 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
CITIGROUP INC 2.876% 7-24-2023 397,996. 397,996. CITIGROUP INC 2.9% DUE 12-8-21 201,316. 201,316. CITIGROUP INC 3.4% DUE 5-1-26 160,956. 160,956. CITIGROUP INC 3.875% 3-26-25 511,825. 511,825. CITIGROUP INC 4.45% 9-29-27 105,870. 105,870. CITIGROUP INC 4.6% 3-9-26 164,954. 164,954. CITIZENS BK MED 2.65% 5-26-22 495,428. 495,428. CLEV ELEC ILUM 8.875% 11-15-18 169,041. 169,041. CLEV ELEC ILUM CO 5.5% 8-15-24 56,920. 56,920. CLNY AME FIN 2016-2 LTD 2.554% 1,542,258. 1,542,258. CMS ENERGY CORP 3% 5-15-26 39,273. 39,273. CMS ENERGY CORP 8.75% 6-15-19 52,230. 52,230. COMCAST CORP 3.0% 2-1-24 880,792. 880,792. COMCAST CORP NEW 2.75% 3-1-23 302,443. 302,443. COMERICA BK DALLAS 2.5% 6-2-20 249,670. 249,670. COMONWEALTH BK AUSTRALIA 2.75% 205,589. 205,589. COMWLTH EDISON CO 4% 8-1-20 181,534. 181,534. COMWLTH EDISON CO 5.8% 3-15-18 120,891. 120,891. CON ED INC 2.0% 3-15-20 95,477. 95,477. CONOCOPHILLIPS 3.35% 11-15-24 102,955. 102,955. CONOCOPHILLIPS 4.2% 3-15-21 189,282. 189,282. CONSTELLATION 4.75% 11-15-24 219,161. 219,161. CONSTELLATION 4.75% 12-1-25 192,264. 192,264. CONSUMER ENERGY 3.125% 8-31-24 90,958. 90,958. CONSUMER LN NP1 CL A 2.78% 60,078. 60,078. COOP RABOBK UA 4.625% 12-01-23 375,184. 375,184. CPS AUTO 1.65% DUE 11-15-2019 130,066. 130,066. CPS AUTO 2.25% DUE 10-15-2019 100,671. 100,671. CR ACCEP AUT LN 2.56% 10-15-25 249,611. 249,611.
ATTACHMENT 12 43461C 2532 Page 669 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
CR ACCEP AUT LN 3.02% 4-15-26 668,207. 668,207. CR ACCEP AUTO LN 2.4% 2-15-23 570,850. 570,850. CR SUISSE AG NEW 3% 10-29-21 505,131. 505,131. CR SUISSE BSTN MTG SECS CORP 370,036. 370,036. CRED AGRICOLE SUB 144A 4.375% 208,849. 208,849. CRH AMER BNDS 3.875% 5-18-25 208,770. 208,770. CROWN CASTLE INT 5.25% 1-15-23 218,989. 218,989. CROWN CASTLE INTL 4% 3-1-27 121,669. 121,669. CSAIL SER 2017-CX10 CL 4.2366% 1,608,167. 1,608,167. CWABS INC 2004-1 CTF 4-25-34 290,908. 290,908. DAIMLER FIN N AMER 2.2% 5-5-20 149,148. 149,148. DAIMLER FIN NA 2.45% 5-18-20 199,849. 199,849. DAIWA SEC GROUP 3.129% 4-19-22 230,388. 230,388. DARDEN RESTAURANT 3.85% 5-1-27 156,945. 156,945. DDR CORP 3.9% DUE 08-15-2024 121,898. 121,898. DEERE JHN CAP CORP 1.7 1-15-20 326,783. 326,783. DEERE JOHN CAP 2.45% 9-11-20 175,869. 175,869. DEERE JOHN CAP 2.65% 6-24-24 198,098. 198,098. DEERE JOHN CAP CORP TER 2.65% 251,456. 251,456. DETROIT EDISON 2012 SERA 2.65 170,187. 170,187. DETROIT EDISON CO 3.9% 6-1-21 104,366. 104,366. DEUTSCHE BK A G 2.7% 7-13-20 199,020. 199,020. DEUTSCHE BK AG 1.875% 2-13-18 299,955. 299,955. DEUTSCHE BK AG 3.375% 5-12-21 273,500. 273,500. DEUTSCHE BK AG FRKFURT SR 4.25 175,822. 175,822. DEUTSCHE TELEKOM 6.75% 8-20-18 154,381. 154,381. DIMND 1 1ST LIEN NT 144A 6.02 137,827. 137,827. DISCOVER BK NEW 3.1% 6-4-20 505,934. 505,934. DISNEY WALT CO 3.75 6-1-21 156,260. 156,260.
ATTACHMENT 12 43461C 2532 Page 670 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
DISNEY WALT CO NEW NTS 2.45% 249,729. 249,729. DOMINION GAS HLD 2.8% 11-15-20 238,820. 238,820. DOMINION RES INC 3.625 12-1-24 310,483. 310,483. DR AUTO 2.75% DUE 09-15-2023 564,798. 564,798. DR AUTO 3.84% DUE 07-15-2021 1,929,498. 1,929,498. DR AUTO 4.18% DUE 03-15-2024 355,351. 355,351. DR PEPPER SNAP 2.53% 11-15-21 38,922. 38,922. DR PEPPER SNAP 2.55% 9-15-26 77,735. 77,735. DRIVE AUTO 16-AA ABS CL C 4.15 846,307. 846,307. DRIVE AUTO 17-1 CL D 3.84% 411,131. 411,131. DRIVE AUTO SR 17-1 CL C 2.84% 356,571. 356,571. DRIVE AUTO TR 17-3 CL B 2.3% 1,700,084. 1,700,084. DRVE AUTO SER 16-AA CL B 3.23% 44,778. 44,778. DT AUTO 17-1 A CL C 144A 2.7% 349,098. 349,098. DT AUTO OWNR TR 2.02% 8-17-20 102,882. 102,882. DT AUTO OWNR TR 3.77% 10-17-22 177,922. 177,922. DT AUTO TR 2017-2 C 144A 3.03 305,030. 305,030. DUKE ENGY CAROLINA 4.3 6-15-20 125,687. 125,687. EBAY INC 2.6 DUE 07-15-2022 322,069. 322,069. ECOLAB INC 3.25% 01-14-2023 224,941. 224,941. ENBRIDGE INC 4.25% 12-01-26 281,276. 281,276. ENERGY TRANSFER 4.75% 1-15-26 155,622. 155,622. ENLINK MIDSTREAM 2.7% 4-1-19 79,928. 79,928. ENLINK MIDSTREAM 4.15% 6-1-25 47,490. 47,490. ENTERGY LA LLC 2.4% 10-1-26 114,542. 114,542. ENTERGY LA LLC 6.5% 9-1-18 180,113. 180,113. ENTERPRISE PRODS 2.85% 4-15-21 171,418. 171,418. ENTERPRISE PRODS 3.75% 2-15-25 164,975. 164,975. ENTERPRISE PRODS FIX 1.65% 334,553. 334,553.
ATTACHMENT 12 43461C 2532 Page 671 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
EOG RES INC 4.1% 2-1-21 177,255. 177,255. EPR PPTYS 4.5% DUE 06-01-2027 155,882. 155,882. EXELON CORP JR SUB NT STEP UP 331,208. 331,208. EXELON GEN CO 3.4% 3-15-22 124,050. 124,050. EXETER AUTO 17-1 CL B 144A 3.0 275,563. 275,563. EXETER AUTO 17-2A CLS C 3.93% 458,736. 458,736. EXETER AUTO 2.05% 12-15-21 204,256. 204,256. EXETER AUTO 2.84% 8-16-21 130,832. 130,832. EXXON MOBIL CORP 1.819 3-15-19 369,409. 369,409. EXXON MOBIL CORP 2.726% 3-1-23 146,027. 146,027. FEDEX CORP 3.25% 04-01-2026 54,412. 54,412. FEDEX CORP 3.3% DUE 03-15-2027 206,375. 206,375. FIFTH 3RD BNCRP 2.875% 7-27-20 54,571. 54,571. FLAGSHIP CR AUT 2.96000003815% 519,551. 519,551. FLAGSHIP CR AUT 3.61999988556% 299,100. 299,100. FLAGSHIP CR AUTO 2.83% 3-15-23 213,545. 213,545. FLAGSHIP CR AUTO 3.22% 5-15-23 325,074. 325,074. FORD CR 2.26% 11-15-25 851,728. 851,728. FORD CR AUT LESE 2.02% 6-15-20 927,646. 927,646. FORD CR TR 2017-B CL A-3 2.03% 212,132. 212,132. FORD MTR CR CO 2.021% 5-3-19 199,093. 199,093. FORD MTR CR CO 2.24% 6-15-18 323,306. 323,306. FORD MTR CR CO 3.2% 1-15-21 278,849. 278,849. FORD MTR CR CO 3.336% 3-18-21 203,127. 203,127. FORD MTR CR CO 3.339% 3-28-22 202,316. 202,316. FORD MTR CR CO 3.81% 1-9-24 204,172. 204,172. FREMF 2013-K30 3.55707001686% 1,191,751. 1,191,751. FREMF 2015-K48 MTG TR FLTG RT 914,890. 914,890. FREMF MORT TRUST SRS 2015-KZ20 652,007. 652,007.
ATTACHMENT 12 43461C 2532 Page 672 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
GE CAP INTL FD 3.373% 11-15-25 1,729,011. 1,729,011. GEN MOTORS FIX 3.45% 4-10-22 92,213. 92,213. GENERAL MOTORS BD 3.5% 11-7-24 399,182. 399,182. GENERAL MTR FINL 3.95% 4-13-24 411,796. 411,796. GILEAD SCIENCES 1.85% 9-4-18 100,004. 100,004. GILEAD SCIENCES 2.05% 4-1-19 159,997. 159,997. GILEAD SCIENCES 2.5% 9-1-23 6,911. 6,911. GILEAD SCIENCES 3.5% 2-1-25 15,513. 15,513. GILEAD SCIENCES 3.7% 4-1-24 12,554. 12,554. GLS AUTO 2.73% DUE 10-15-2020 116,507. 116,507. GLS AUTO REC CL B 144A 4.43 1,195,907. 1,195,907. GOLDMAN SACHS 2.35% 11-15-21 130,984. 130,984. GOLDMAN SACHS 2.6% 12-27-20 249,973. 249,973. GOLDMAN SACHS 2.6% 4-23-20 68,093. 68,093. GOLDMAN SACHS 3% 04-26-22 401,568. 401,568. GOLDMAN SACHS 3.5% 11-16-26 221,288. 221,288. GOLDMAN SACHS 3.5% 1-23-25 406,333. 406,333. GOLDMAN SACHS 3.75% 5-22-25 515,126. 515,126. GOLDMAN SACHS 5.375% 3-15-20 530,166. 530,166. GOLDMAN SACHS GR 2.908% 6-5-23 317,872. 317,872. GOLDMAN SACHS GRP 5.95 1-18-18 180,284. 180,284. GOLDMAN SACHS GRP 7.5 2-15-19 211,367. 211,367. GOODGREEN 2017-1 144A 3.74% 113,380. 113,380. GULF SOUTH PIPELN CO 6-15-22 82,161. 82,161. HALLIBURTON CO 2% 8-1-18 114,915. 114,915. HALLIBURTON CO 3.5% 8-1-23 231,393. 231,393. HARLEY-DAVIDSON 1.1% 9-15-19 17,196. 17,196. HCP INC 3.875% DUE 08-15-2024 153,532. 153,532. HEINEKEN N V SR NT 3.4 4-1-22 180,106. 180,106.
ATTACHMENT 12 43461C 2532 Page 673 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
HERO FDG 2017-2 3.28% 9-20-48 643,195. 643,195. HERO FDG SER NT CL A2 4.46% 410,219. 410,219. HLTH CARE REIT 4.95% 1-15-21 138,139. 138,139. HLTH CARE REIT INC 4% 6-1-25 129,256. 129,256. HOME DEPOT INC 2.625% 6-1-22 311,730. 311,730. HONDA AUT RC 17-3 CL A-3 1.79% 694,753. 694,753. HOST HOTELS & 3.875% 4-1-24 101,741. 101,741. HSBC HLDGS PLC 3.033% 11-22-23 316,636. 316,636. HSBC HLDGS PLC 3.262% 3-13-23 202,784. 202,784. HSBC HLDGS PLC 4.3% 3-8-26 212,636. 212,636. HSBC HOLDINGS PLC 4.25 3-14-24 208,916. 208,916. HSBC USA INC NEW 1.7% 3-5-18 199,939. 199,939. HUNTINGTON NATL BK 2.5% 246,584. 246,584. HUNTINGTON NATL BK 2.875% 252,065. 252,065. HUSKY ENERGY INC 4% 4-15-24 104,462. 104,462. HUSKY ENERGY NT 7.25 12-15-19 163,315. 163,315. HYUNDAI AUT FIX 2.53% 11-15-23 2,881,152. 2,881,152. HYUNDAI AUTO 2.38% 04-17-2023 955,780. 955,780. HYUNDAI AUTO 3.23% 12-15-2022 1,789,674. 1,789,674. HYUNDAI CAP AMR 2.4% 10-30-18 99,903. 99,903. ILLINOIS TL WKS 3.375 9-15-21 180,052. 180,052. IMPAC SECD ASS 2006-1 CL 2-A-1 134,971. 134,971. ING BK N V 144A 2.05% 8-15-21 244,887. 244,887. INTEL CORP 2.875% 5-11-24 201,834. 201,834. INVESCO FIN PLC 4% 1-30-24 168,720. 168,720. JACKSN NATL LIFE 3.25% 1-30-24 46,460. 46,460. JACKSN NATL LIFE GLBL 2.25% 148,400. 148,400. JEFFERIES GROUP 5.125% 4-13-18 201,640. 201,640. KEYCORP MED TER SR NTS 5.1% 538,837. 538,837.
ATTACHMENT 12 43461C 2532 Page 674 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
KRAFT HEINZ FOODS 3% 6-1-26 48,114. 48,114. KRAFT HEINZ FOODS 3.5% 7-15-22 357,963. 357,963. KROGER CO 2.8% DUE 08-01-2022 199,274. 199,274. KROGER CO 3.5% DUE 02-01-2026 199,653. 199,653. KROGER CO 6.15% DUE 01-15-2020 184,805. 184,805. KS CY PWR & LT CO 7.15% 4-1-19 132,290. 132,290. KY UTILS 1ST MTG 3.25 11-1-20 102,448. 102,448. LAB CORP AMER 2.625% 2-1-20 150,395. 150,395. LAB CORP AMER HLDGS 11-1-23 77,862. 77,862. LCM MTG TR COML MTG FLTG RT 600,998. 600,998. LEND CLUB 16-NP2 144A 3% 72,342. 72,342. LENDMARK FDG CL A 144A 4.82 346,629. 346,629. LENDMARK FDG CL A 2.83 1-22-24 250,416. 250,416. LINCOLN NATL CORP 4.2 3-15-22 126,371. 126,371. LLOYDS BKG GRP FLTG RT 2.907% 396,572. 396,572. LOCKHEED MARTIN 1.85% 11-23-18 180,779. 180,779. LOCKHEED MARTIN 3.1% 1-15-23 28,450. 28,450. LOCKHEED MARTIN 3.35 9-15-21 205,626. 205,626. LOWES COMP BNDS 3.12% 4-15-22 204,056. 204,056. LOWES COS INC 3.875% 9-15-23 212,269. 212,269. MACQUARIE BANK LTD 4.0% 380,713. 380,713. MARATHON OIL CORP 2.8% 11-1-22 104,967. 104,967. MARINER FIN ISS CL A 3.62% 279,520. 279,520. MARKEL CORP 5.35% 6-1-21 215,487. 215,487. MARSH & MCLEN COS 2.35 9-10-19 200,556. 200,556. MARSH & MCLENNAN 2.75% 1-30-22 49,099. 49,099. MASSMUTUAL GLOBAL FDG 2.75% 248,883. 248,883. MASSMUTUAL GLOBAL FDG II 2.5 183,046. 183,046. MCKESSON CORP 1.4% 03-15-2018 134,868. 134,868.
ATTACHMENT 12 43461C 2532 Page 675 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
MEAD JOHNSON 3% 11-15-20 24,359. 24,359. MEAD JOHNSON 4.9% DUE 11-1-19 178,047. 178,047. MEDCO HLTH NT 4.125 09-15-20 233,485. 233,485. MEDTRONIC INC 3.125 3-15-22 130,819. 130,819. MEDTRONIC INC 3.15% 3-15-22 124,958. 124,958. MET LIFE GLBL TR 00030 2.3% 350,486. 350,486. MFRS & TRADER TR 2.25% 7-25-19 250,241. 250,241. MICROSOFT CORP 2% 8-8-23 199,139. 199,139. MICROSOFT CORP 2.875% 2-6-24 487,963. 487,963. MICROSOFT CORP 3.125% 11-3-25 204,189. 204,189. MICROSOFT CORP 4.2% 6-1-19 309,131. 309,131. MITSUBISHI UFJ 2.998% 2-22-22 59,375. 59,375. MORGAN STANLEY 2.5% 4-21-21 105,823. 105,823. MORGAN STANLEY 2.625% 11-17-21 298,633. 298,633. MORGAN STANLEY 2.75% 5-19-22 398,532. 398,532. MORGAN STANLEY 2.8% 6-16-20 477,268. 477,268. MORGAN STANLEY 3.875% 4-29-24 1,044,076. 1,044,076. MOSAIC CO NEW 3.25% 11-15-22 230,962. 230,962. MPLX LP 4% DUE 02-15-2025 204,084. 204,084. MPLX LP 4.875% DUE 12-01-2024 215,580. 215,580. MRTIN MARIET MATLS SR 12-20-19 255,415. 255,415. MYLAN N V FIXED 3.95% 6-15-26 95,795. 95,795. NABORS INDS INC 6.15% 2-15-18 121,303. 121,303. NATIONSTAR HECM CL M1 2.9419% 100,195. 100,195. NATL RURAL UTILS 2.4% 4-25-22 99,432. 99,432. NATL RURAL UTILS 2.95% 2-7-24 76,570. 76,570. NATL RURAL UTILS 5.45% 2-1-18 150,407. 150,407. NEXTERA ENRGY CAP 3.55% 5-1-27 90,659. 90,659. NEXTGEAR FLRPLN CL A2 2.54% 779,095. 779,095.
ATTACHMENT 12 43461C 2532 Page 676 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
NIAGARA MOHWK PWR SR NT 3.508% 139,735. 139,735. NISSAN MTR ACCEP 2.35% 3-4-19 200,239. 200,239. NISSAN MTR ACCEP 2.65% 7-13-22 198,341. 198,341. NOBLE ENERGY INC 5.625% 5-1-21 61,631. 61,631. NORDEA BK AG MED SUB NT 1.625% 249,788. 249,788. NORFOLK SOUTHN 5.59% 5-17-25 183,503. 183,503. NORTHN STS PWR CO 2.2% 8-15-20 199,826. 199,826. NOVA SCOTIA B C 1.7% 6-11-18 157,918. 157,918. NOVA SCOTIA B C 2.35% 10-21-20 398,991. 398,991. NOVA SCOTIA B C 2.45% 3-22-21 33,021. 33,021. NOVA SCOTIA B C FIXED 2.15% 199,010. 199,010. NRPL 2015-2A CL A-1 10-25-57 609,673. 609,673. NUCOR CORP 4% DUE 08-01-2023 214,652. 214,652. NUCOR CORP 5.85% DUE 06-1-2018 187,807. 187,807. NY LIFE GLBL FDG 1.55% 11-2-18 348,784. 348,784. NY LIFE GLOBL FDG TR 00039 2.1 200,274. 200,274. OCCIDENTAL PETE 2.7% 2-15-23 175,109. 175,109. ONEOK PARTNERS LP 4.9% 3-15-25 375,278. 375,278. ONT TEACHERS 3.125% 3-20-22 202,667. 202,667. OPORTUN FDG VI 17-A CL A 3.23% 249,045. 249,045. OPORTUN FDG VII 17-B CL A 3.22 248,851. 248,851. ORACLE CORP 2.4% DUE 9-15-2023 437,460. 437,460. ORACLE CORP 2.95% DUE 11-15-24 417,974. 417,974. ORACLE CORP 5% DUE 07-08-2019 166,995. 166,995. ORIX CORP 2.9% DUE 07-18-2022 100,647. 100,647. PA ELEC CO 3.25% DUE 3-15-2028 147,593. 147,593. PACCAR FINL CORP 1.3% 5-10-19 191,914. 191,914. PACCAR FINL CORP 1.4% 5-18-18 36,923. 36,923. PACCAR FINL CORP 2.5% 8-14-20 165,763. 165,763.
ATTACHMENT 12 43461C 2532 Page 677 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
PACIFICORP 2.95 DUE 02-01-2022 335,160. 335,160. PACIFICORP 5.5% DUE 01-15-2019 465,421. 465,421. PENSKE TRCK LEAS 3.375% 2-1-22 213,932. 213,932. PEPSICO INC 1.35% DUE 10-04-19 395,242. 395,242. PEPSICO INC 1.5% DUE 02-22-19 117,461. 117,461. PEPSICO INC 3.1% DUE 7-17-2022 121,851. 121,851. PFP 2015-2 SR SECD NT CL A 144 188,444. 188,444. PNC BANK NA 2.625% 02-17-2022 250,567. 250,567. PNC BK N A PITT 2.7 11-1-22 472,663. 472,663. PPG INDS INC 3.6% 11-15-20 246,141. 246,141. PPL CAP FDG INC 1.9% 6-1-18 199,824. 199,824. PPL CAP FDG INC 3.4% 6-1-23 76,514. 76,514. PRAXAIR INC 2.45 2-15-22 185,292. 185,292. PRECISIN CSTPRTS 2.25% 6-15-20 160,557. 160,557. PRIN LIFE GLBL 2.15% 1-10-20 403,411. 403,411. PRIN LIFE GLBL 2.375% 11-21-21 203,481. 203,481. PROG RES TRT SFR2 CL D 3.684% 1,002,205. 1,002,205. PROG SER 15-SFR2 CLS A 2.74% 837,374. 837,374. PROSPER SER 17 -1A CL A 2.56% 163,804. 163,804. PROTECT LIFE GLBL FDG 2.262% 298,740. 298,740. PROVID HLTH 2.746% 10-1-26 55,217. 55,217. PRUD FINL MED TERM NTS 7.375% 322,152. 322,152. PUB SVC ELEC GAS FIX 3.05% 181,110. 181,110. QUALCOMM INC 2.9% 5-20-24 195,133. 195,133. RAYTHEON CO 2.5 DUE 12-15-2022 119,745. 119,745. REALTY INC CORP 3.875% 7-15-24 77,382. 77,382. REALTY INC CORP 5.75% 1-15-21 75,795. 75,795. REALTY INCOME CORP 3% 1-15-27 122,484. 122,484. REGENCY CTRS L P 3.6% 2-1-27 172,157. 172,157.
ATTACHMENT 12 43461C 2532 Page 678 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
REGENCY ENERGY 5% DUE 10-01-22 243,041. 243,041. REGIONS FINL FIX 2.75% 8-14-22 149,528. 149,528. RELIANCE STANDARD 3.05% 72,978. 72,978. RENEW 17-1 144A 3.67000007629% 156,522. 156,522. REPUBLIC SVCS INC 2.9% 7-1-26 17,625. 17,625. REPUBLIC SVCS INC 3.55% 6-1-22 154,631. 154,631. RICE PK FING TR FLTG RT 4.625% 689,094. 689,094. RLTY INC CORP 3.25 10-15-22 451,155. 451,155. ROGERS 6.8% DUE 08-15-2018 154,407. 154,407. ROPER TECH 2.8% 12-15-21 150,264. 150,264. ROPER TECHN 3% 12-15-20 48,571. 48,571. ROYAL BK CDA 1.8% 7-30-18 349,572. 349,572. ROYAL BK CDA 2.125% 3-02-20 199,400. 199,400. ROYAL BK CDA GLOBAL SR BK 2.5% 200,592. 200,592. RYDER SYS INC MED TERM 2.875% 98,676. 98,676. RYDER SYSTEM INC 2.5% 5-11-20 142,139. 142,139. SANTANDER DR AUTO 1.5% 8-17-20 584,039. 584,039. SANTANDER DR AUTO 2.1% 6-15-21 503,585. 503,585. SANTANDER DR AUTO FIXED 2.79% 1,321,176. 1,321,176. SANTANDER DR AUTO FIXED 3.73% 164,630. 164,630. SANTANDER UK PLC 2.5% 3-14-19 160,492. 160,492. SCENTRE GROUP TR 1 FIXED 3.5% 100,540. 100,540. SCHLUMBERGER INVT SA 2.4% 177,819. 177,819. SEMPRA ENERGY 6.15% 6-15-18 325,943. 325,943. SEQUOIA MTG TR SR 2003-3 CL A1 475,962. 475,962. SHELL INTL B V 2.125% 5-11-20 349,272. 349,272. SHELL INTL B V 2.5% 9-12-26 302,215. 302,215. SHELL INTL B V 2.875% 5-10-26 263,002. 263,002. SHIRE ACQUISITN 2.875% 9-23-23 112,070. 112,070.
ATTACHMENT 12 43461C 2532 Page 679 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
SIEMENS 2% DUE 09-15-2023 239,630. 239,630. SIEMENS FINANCE 3.125% 3-16-24 253,688. 253,688. SIMON PPTY GROUP NT 2.2 2-1-19 175,170. 175,170. SNTNDR DR AUTO 17-1 CL C 2.58 405,816. 405,816. SNTNDR DR AUTO 17-1 CL D 3.17 524,655. 524,655. SOUTHERN PWR CO 1.95% 12-15-19 168,603. 168,603. SOUTHERN PWR CO 2.5% 12-15-21 198,136. 198,136. SOUTHN CO GAS 2.45% 10-1-23 36,775. 36,775. SOUTHWESTN ELEC 2.75% 10-1-26 202,248. 202,248. ST STR CORP 3.1% 5-15-23 176,519. 176,519. STARBUCKS CORP 2.7% 6-15-22 87,267. 87,267. STATE STR CORP 1.95% 5-19-21 96,585. 96,585. STATOIL ASA 3.15 DUE 1-23-22 306,826. 306,826. STRYKER CORP 3.5% 3-15-26 22,701. 22,701. SUMITOMO MITSU 2.442% 10-19-21 32,652. 32,652. SUMITOMO MITSUI 2.05% 1-18-19 299,549. 299,549. SUMITOMO MITSUI 2.784% 7-12-22 248,572. 248,572. SUMITOMO MITSUI 2.84% 1-11-22 350,695. 350,695. SUNOCO LOGISTICS 4.25% 4-1-24 321,135. 321,135. SUNOCO LOGISTICS 4.65% 2-15-22 131,237. 131,237. SUNTRUST BK INC 2.25% 1-31-20 124,807. 124,807. SUNTRUST BKS INC 2.7% 1-27-22 253,991. 253,991. SWEDBANK AB MED 2.8% 3-14-22 401,607. 401,607. SYNCHRONY FINL 3.7% 8-4-26 198,170. 198,170. SYSCO CORP 3.75% 10-1-25 43,672. 43,672. TARGET CORP 2.5% 4-15-26 19,229. 19,229. TC PIPELINES LP 3.9% 5-25-27 141,704. 141,704. TEVA 2.8% DUE 07-21-2023 66,182. 66,182. TEXTRON INC 3.65% 3-15-27 115,858. 115,858.
ATTACHMENT 12 43461C 2532 Page 680 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
THERMO FISHER 3% 4-15-23 36,222. 36,222. THERMO FISHER SCIENTIFIC 2.4% 200,488. 200,488. TIME WARNER CABLE 6.75% 7-1-18 204,433. 204,433. TIME WARNER FIX 3.6% 7-15-25 380,850. 380,850. TIME WARNER INC 3.55% 6-1-24 70,769. 70,769. TO DOM BK SR MED TERM NT 2.25% 315,190. 315,190. TORONTO DOMINION 1.8% 7-13-21 78,341. 78,341. TORONTO-DOMINION 2.125% 4-7-21 476,419. 476,419. TOTAL CAP INTL 3.7% 1-15-24 516,643. 516,643. TOYOTA MTR CORP 2.8% 7-13-22 354,138. 354,138. TOYOTA MTR CORP 2.9% 4-17-24 126,345. 126,345. TOYOTA MTR CR 1.9% 4-8-21 191,206. 191,206. TRANSCDA PIPE SR NT 2.5 8-1-22 596,186. 596,186. U S BANC MED FIX 3.6% 9-11-24 384,327. 384,327. UBS AG LDN BRH 2.45% 12-01-20 199,397. 199,397. UBS AG STM BRH SR 1.8% 3-26-18 250,009. 250,009. UBS GRP (SWITZ) 3.491% 5-23-23 406,366. 406,366. UNITEDHEALTH GRP 1.625 3-15-19 248,645. 248,645. UNITEDHEALTH GRP 2.125 3-15-21 198,528. 198,528. UNITEDHEALTH GRP 2.75 2-15-23 463,917. 463,917. UPSTART SEC 17-1 CL A 2.639% 178,919. 178,919. US RES OPP FD IV 17-1IV CL A 701,511. 701,511. US RES OPP SER 17-III CLS A 1,276,461. 1,276,461. UTD AIRLS PASS 3.1% 1-7-30 93,765. 93,765. UTD AUTO CR 3.35% DUE 01-10-22 1,160,998. 1,160,998. UTD TECH STP CPN 1.778% 5-4-18 99,847. 99,847. UTD TECHNOLOGIES 3.1% 6-1-22 183,342. 183,342. VALERO ENERGY 9.375% 3-15-19 162,457. 162,457. VENTAS RLTY PRTSHP 3.75 5-1-24 333,692. 333,692.
ATTACHMENT 12 43461C 2532 Page 681 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
VERICREST TRNSF 17-NPL8 CL A1 189,655. 189,655. VERIZON 2.946% DUE 03-15-2022 1,054,383. 1,054,383. VERIZON 2017-3 CL A-1A 2.06% 560,112. 560,112. VERIZON 3.125% DUE 03-16-2022 253,477. 253,477. VERIZON OWNER CL A 1.92% 600,986. 600,986. VEROS AUTO 2.84% DUE 4-17-2023 249,136. 249,136. VIACOM INC NEW 3.875% 4-1-24 151,653. 151,653. VODAFONE GRP PLC 1.5% 2-19-18 168,874. 168,874. VOLT LIX SER 2017-NPL6 CL A-1 140,520. 140,520. VOLT LVII 17-NPL4 NT CL A-1 241,057. 241,057. VOLT LX LLC SER 17-NPL7 CL A1 220,204. 220,204. VOLT SER 2015-NLP8 CL A-1 375,752. 375,752. VOLT XL LLC SER 15-NPL14 CL A1 74,788. 74,788. WELLS FARGO & CO 2.5% 3-4-21 420,807. 420,807. WELLS FARGO & CO 2.625 7-22-22 198,924. 198,924. WELLS FARGO & CO 3.069 1-24-23 528,940. 528,940. WELLS FARGO & CO 3.5 3-8-22 154,884. 154,884. WELLS FARGO & CO 4.1% 6-3-26 786,467. 786,467. WESTERN UN CO 3.6% 3-15-22 394,817. 394,817. WESTLAKE 1.57% DUE 06-17-2019 107,773. 107,773. WESTN GAS PARTNERS 2.6 8-15-18 100,170. 100,170. WESTN GAS PARTNERS 3.95 6-1-25 174,981. 174,981. WESTPAC BKG CORP 2.15% 3-6-20 248,887. 248,887. WESTPAC BKG CORP 2.5% 06-28-22 511,783. 511,783. WESTPAC BKG CORP 4.625% 6-1-18 40,498. 40,498. WESTPAC CORP 4.875% 11-19-19 262,078. 262,078. WI ENERGY CORP 2.45% 6-15-20 335,648. 335,648. WILLIAMS PARTNERS 3.9% 1-15-25 87,649. 87,649. WWP MTG T0 CL A-2 144A 3.4244 1,037,200. 1,037,200.
ATTACHMENT 12 43461C 2532 Page 682 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 12 (CONT'D)
FORM 990PF, PART II - CORPORATE BONDS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
XYLEM INC 3.25% DUE 11-01-2026 71,622. 71,622.
TOTALS 160,192,766. 160,192,766.
ATTACHMENT 12 43461C 2532 Page 683 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 13
FORM 990PF, PART II - OTHER INVESTMENTS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
ABINGWORTH BIOVENTURES V 2,378,551. 2,378,551. ABINGWORTH BIOVENTURES VI 21,459,036. 21,459,036. ABINGWORTH BIOVENTURES VII 695,549. 695,549. ABRAMS CAPITAL PARTNERS II, LP 113,393,078. 113,393,078. ABRY ADVANCED SECURITIES FUND 295,772. 295,772. ABRY HERITAGE PARTNERS, L.P. 1,934,604. 1,934,604. ABRY PARTNERS VI 396,370. 396,370. ABRY PARTNERS VII 5,922,135. 5,922,135. ABRY PARTNERS VIII 16,136,285. 16,136,285. ABRY SENIOR EQUITY II 154,990. 154,990. ABRY SENIOR EQUITY III 546,713. 546,713. ABRY SENIOR EQUITY IV, L.P. 9,324,522. 9,324,522. ABRY SENIOR EQUITY V, L.P. 1,092,463. 1,092,463. ACCEL IX 2,521,351. 2,521,351. ACCEL VIII 1,351,121. 1,351,121. ACE REDPOINT VENTURES CHINA I 2,494,794. 2,494,794. ADELIS EQUITY PARTNERS FUND II 32,694. 32,694. ADVENT INTERNATIONAL GPE VI 18,438,326. 18,438,326. ADVENT INTERNATIONAL GPE VII-A 58,425,605. 58,425,605. ADVENT INTERNATIONL GPE VIII-A 24,236,250. 24,236,250. AEP FEEDER 50,758. 50,758. AEP FEEDER IV 2,326,920. 2,326,920. AH PARALLEL FUND V, L.P. 761,549. 761,549. AISLING CAPITAL III, LP 6,882,631. 6,882,631. AISLING CAPITAL IV, LP 10,829,962. 10,829,962. ALTAS PARTNERS HOLDING, LP 3,363,713. 3,363,713. ALTIRA TECHNOLOGY FUND V, LP 256,671. 256,671. ANCHORAGE ILLIQUID OPP OFF IV 13,575,214. 13,575,214. ANCHORAGE ILLIQUID OPP OFF V 20,081,948. 20,081,948. AH ANNEX FUND II 10,665,762. 10,665,762. ANDREESSEN HOROWITZ FUND II 13,511,935. 13,511,935. ANDREESSEN HOROWITZ FUND III 13,533,640. 13,533,640. ANDREESSEN HOROWITZ FUND IV 11,777,208. 11,777,208.
ATTACHMENT 13 43461C 2532 Page 684 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 13 (CONT'D)
FORM 990PF, PART II - OTHER INVESTMENTS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
ANDREESSEN HOROWITZ FUND V 2,754,208. 2,754,208. AH PARALLEL FD III 6,842,742. 6,842,742. ANDRESSEN HOROWITZ PARALLEL IV 6,650,376. 6,650,376. AURORA EQUITY PARTNERS III 639,064. 639,064. AVANTI STRATEGIC LAND INV VI 7,618,738. 7,618,738. AVENUE ASIA SPEC SIT FUND IV 218,021. 218,021. AVENUE SPEC SIT FUND VI B-FEED 2,915,948. 2,915,948. BAIN CAPITAL ASIA 439,878. 439,878. BAIN CAPITAL ASIA FUND III 7,786,465. 7,786,465. BAIN CAPITAL EUROPE III 5,001,491. 5,001,491. BAIN CAPITAL EUROPE IV 16,622,345. 16,622,345. BAIN CAPITAL FUND VII 8,944,553. 8,944,553. BAIN CAPITAL FUND VIII 600,554. 600,554. BAIN CAPITAL VENTURE COINV 1,527,357. 1,527,357. BAIN CAPITAL VENTURE FUND 2005 1,303,741. 1,303,741. BAIN CAPITAL VENTURE FUND 2007 6,541,127. 6,541,127. BAIN CAPITAL VENTURE FUND 2012 6,452,213. 6,452,213. BAIN CAPITAL VENTURE FUND 2014 12,599,264. 12,599,264. BAIN CAPITAL VENTURE FUND 2016 4,133,570. 4,133,570. BAIN IX 7,740,299. 7,740,299. BAIN IX COINVESTMENT 2,341,528. 2,341,528. BAIN X 14,984,319. 14,984,319. BAIN X COINVESTMENT 599,031. 599,031. BAIN XI 38,250,319. 38,250,319. BAUPOST VALUE PARTNERS, L.P 144,568,435. 144,568,435. BAYSWATER ELGIN NATL RES III-B 18,247,264. 18,247,264. BC EUROPEAN CAPITAL FUND VII-9 117,938. 117,938. BC EUROPEAN CAPITAL FD VIII-9 1,593,140. 1,593,140. BENCHMARK CAPITAL PARTNERS IV 973,416. 973,416. BENCHMARK CAPITAL PARTNERS V 17,450,124. 17,450,124. BENCHMARK CAPITAL PARTNERS VI 16,445,457. 16,445,457. BENCHMARK CAPITAL PARTNERS VII 235,863,515. 235,863,515. BENCHMARK CAPITAL PART VIII 13,845,957. 13,845,957.
ATTACHMENT 13 43461C 2532 Page 685 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 13 (CONT'D)
FORM 990PF, PART II - OTHER INVESTMENTS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
BENCHMARK FOUNDERS FUND IV 1,015,723. 1,015,723. BENNETT RESTRUCTURING FUND, LP 91,091,490. 91,091,490. BLACKSTONE RE PART EUR V 6,114,122. 6,114,122. BLACKSTONE RE PARTNERS VIII 21,742,744. 21,742,744. BROADREACH CAPITAL PARTNERS 1,490,097. 1,490,097. BROOKSIDE 834,709. 834,709. CADENT ENERGY PARNTERS I, LP 258,896. 258,896. CADENT ENERGY PARNTERS II, LP 29,598,353. 29,598,353. CANDOVER PARTNERS LIMITED 2005 35,096. 35,096. CANDOVER PARTNERS LIMITED 2008 31,024. 31,024. CANYON-JOHNSON URBAN FUND III 24,525. 24,525. CCG INVESTMENT FUND, LP 13,091. 13,091. CCG INVESTMENTS BVI FUND, LP 115,501. 115,501. CENTERBRIDGE 6,614,499. 6,614,499. CENTERBRIDGE CAPITAL PART III 10,408,632. 10,408,632. CENTERBRIDGE CREDIT TE 124,364,117. 124,364,117. CF AMANSA FEEDER LTD CLASS C 91,930,918. 91,930,918. CF BIL LTD CL Y SER A-17 119,212,818. 119,212,818. CF BIL LTD CL Y SER D-17 10,435,000. 10,435,000. CF CEPHEI QFII CHN ABSOLU CL A 94,397,957. 94,397,957. CF CEPHEI QFLL CHN ABSOLU CL A 7,981,642. 7,981,642. CEVIAN CAP II CL A - JUL 15 SR 36,303,600. 36,303,600. CEVIAN CAP II CL A APR 15 SR 11,577,500. 11,577,500. CEVIAN CAP II CL A JAN 15 12,974,600. 12,974,600. EDGBASTON ASIAN EQUITY TRUST 57,511,788. 57,511,788. GAOLING CL A SS23 CL U SR 90 146,514. 146,514. GAOLING CL A SUB CL U SR 90 73,380,340. 73,380,340. CF NIPPON VALUE INVESTORS JAP 102,231,826. 102,231,826. SILCHESTER INTL VAL EQTY TR FD 305,898,445. 305,898,445. WELLINGTON TRUST COMP LAT AMER 81,406,000. 81,406,000. WTC EMERGING MARKETS LCL E FD 67,972,424. 67,972,424. CLAYTON, DUBILIER RICE VI 8,439. 8,439. CLEARWATER CAP PART FD III ANX 1,398,488. 1,398,488.
ATTACHMENT 13 43461C 2532 Page 686 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 13 (CONT'D)
FORM 990PF, PART II - OTHER INVESTMENTS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
CLEARWATER FUND III FEEDER FND 6,101,743. 6,101,743. CLEARWATER FUND IV FEEDER FND 20,372,923. 20,372,923. CLEARWATER ICPL CO-INVES FND 1,407,797. 1,407,797. CROW HOLDINGS IV 916,738. 916,738. CROW HOLDINGS RETAIL 13,747,628. 13,747,628. CROW HOLDINGS RETAIL FUND II 2,254,776. 2,254,776. CROW HOLDINGS V 1,513,176. 1,513,176. CROW HOLDINGS VII 27,318,925. 27,318,925. CYPRESS REALTY VI 8,431,826. 8,431,826. DL PARTNERS 31,909,551. 31,909,551. ELEVATION PARTNERS, LP 48,278. 48,278. EMINENCE FUND LTD. 60,157,744. 60,157,744. EMINENCE LONG FUND 94,513,221. 94,513,221. ENCAP ENERGY CAPITAL FUND IX 15,654,311. 15,654,311. ENCAP ENERGY CAPITAL FUND X 19,127,631. 19,127,631. ENCAP ENERGY CAPITAL FUND XI 796,817. 796,817. ENCAP FLATROCK MIDSTR FUND III 10,083,675. 10,083,675. ENERGY SPECTRUM CAPITAL VII 16,150,778. 16,150,778. ENERVEST ENERGY INSTL X-B 151,031. 151,031. EQT CREDIT II (NO. 1) 8,554,922. 8,554,922. EQT IV (NO. 1) LP 57,893. 57,893. EQT V 2,689,696. 2,689,696. EQT VI 22,340,628. 22,340,628. EQT VII 22,746,866. 22,746,866. EUROPA FUND III, LP 3,780,037. 3,780,037. FARALLON CAPITAL INSTL PART 233,746,496. 233,746,496. FIRSTMARK CAPITAL IV, L.P. 650,764. 650,764. FRAZIER HEALTHCARE VI, LP 11,581,439. 11,581,439. FRAZIER LIFE SCIENCES VIII, LP 9,570,887. 9,570,887. FREMONT STRATEGIC PROP PART 504,645. 504,645. GEM REALTY FUND VI, LP 868,851. 868,851. GENERAL ATLANTIC PARTNERS 2005 13,731,294. 13,731,294. GENERAL ATLANTIC PARTNERS 2010 70,096,195. 70,096,195.
ATTACHMENT 13 43461C 2532 Page 687 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 13 (CONT'D)
FORM 990PF, PART II - OTHER INVESTMENTS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
GENERAL ATLANTIC PARTNERS 2015 57,352,564. 57,352,564. GLOBAL PRIVATE EQUITY V, LP 1,668,646. 1,668,646. GLDN GATE CAP INVEST ANNEX II 350,657. 350,657. GLDN GATE CAP INVEST FUND II 440,693. 440,693. GOLDEN GATE CAP INVEST II BVI 414,711. 414,711. GOLDEN GATE CAPITAL INVEST II 322,700. 322,700. GOLDEN GATE CAP INVEST IIA 150,493. 150,493. GLDN GATE CAP INVEST IIA BVI 124,115. 124,115. GOLDEN GATE CAPITAL OPPORTNITY 154,686,538. 154,686,538. GREENBRIAR EQUITY III 27,247,471. 27,247,471. GREENFIELD ACQUISITION PART V 482,832. 482,832. GREENFIELD LAND PARTNERS II 3,928,469. 3,928,469. GREENLIGHT 21,256,022. 21,256,022. GS VINTAGE FUND II OFFSHORE LP 635,437. 635,437. GS VINTAGE FUND IV OFFSHORE LP 5,800,217. 5,800,217. GTCR FUND IX/A LP 3,011,299. 3,011,299. GTCR FUND X/A/B LP 14,561,214. 14,561,214. GTCR FUND XI, LP 19,881,103. 19,881,103. HARBOURVEST INTERNATIONAL III 80,117. 80,117. HARBOURVEST INTERNATIONAL IV 1,496,019. 1,496,019. HARRISON METAL CAPITAL IV 2,723,505. 2,723,505. H&F CAPITAL PARTNERS VI 7,343,849. 7,343,849. H&F CAPITAL PARTNERS VII 13,361,082. 13,361,082. H&F CAPITAL PARTNERS VIII 12,319,337. 12,319,337. HIGHFIELD CAPITAL IV LP 225,833,867. 225,833,867. HILLHOUSE FUND II FEEDER, LP 25,257,470. 25,257,470. HILLHOUSE FUND III FEEDER, LP 19,746,568. 19,746,568. HIPEP V ASIA/REST OF WORLD 5,270,319. 5,270,319. HIPEP VI-CAYMAN ASIA PACIFIC 14,601,174. 14,601,174. HUMMER WINBLAD VENTURE PART V 9,210,771. 9,210,771. HUTENSKY CAPITAL REIT I 2,729,113. 2,729,113. INFLEXION BUYOUT FUND IV 14,134,785. 14,134,785. INFLEXION CAPITAL FUND I 6,140,053. 6,140,053.
ATTACHMENT 13 43461C 2532 Page 688 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 13 (CONT'D)
FORM 990PF, PART II - OTHER INVESTMENTS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
INFLEXION SUPPLEMENTAL FUND IV 4,298,840. 4,298,840. ING CLARION DEV VENTURES III 5,686,625. 5,686,625. INSIGNIA VENTURE PART FUND I 2,803,585. 2,803,585. JC FLOWERS II AIV K 3,940. 3,940. JC FLOWERS II, LP 4,432,720. 4,432,720. KENSICO OFFSHORE FUND II 87,382,843. 87,382,843. KINGSTREET 85,359,199. 85,359,199. KPCB GREEN GROWTH FUND 2,118,552. 2,118,552. KPCB IX-A, LP 66,116. 66,116. KPCB X-A, LP 521,951. 521,951. KPCB XI-A, L.P. 431,330. 431,330. KPCB XII, LLC 1,669,321. 1,669,321. KPCB XIII, LLC 4,282,618. 4,282,618. KPCB XIV, LLC 5,766,121. 5,766,121. KPCB XV, LLC 8,079,561. 8,079,561. KPCB XVI, LLC 9,450,447. 9,450,447. KPCB XVII, LLC 2,137,642. 2,137,642. KOHLBERG INVESTOR VII, LP 25,026,644. 25,026,644. KOHLBERG INVESTORS VIII, L.P. 6,529,776. 6,529,776. KOHLBERG TE INVESTORS VI 1,289,778. 1,289,778. KPCB CHINA FUND II, LP 15,144,246. 15,144,246. KPCB CHINA FUND, LP 11,728,906. 11,728,906. KPCB DIGITAL GROWTH FUND III 2,091,448. 2,091,448. KPCB DIGITAL GROWTH FUND, LLC 6,006,076. 6,006,076. KPCB DIGITAL GROWTH II FUND 13,343,637. 13,343,637. KPCB PANDEMIC PREP & BIODEF 587,136. 587,136. LASALLE ASIA OPP FUND III 401,904. 401,904. LIME ROCK PARTNERS V, LP 6,046,530. 6,046,530. LIONSTONE URBAN INV TWO 252,854. 252,854. LONE CASCADE 111,731,026. 111,731,026. LONE PINON, LTD 18,359,645. 18,359,645. LONE SAVIN 30,633,504. 30,633,504. LS POWER EQUITY PART II PIE 1,343,839. 1,343,839.
ATTACHMENT 13 43461C 2532 Page 689 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 13 (CONT'D)
FORM 990PF, PART II - OTHER INVESTMENTS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
MADISON DEARBORN CAP PART IV 1,971,540. 1,971,540. MADISON DEARBORN CAP PART V 1,726,863. 1,726,863. MADISON DEARBORN CAP PART VI 17,437,681. 17,437,681. MADISON DEARBORN CAP PART VII 9,879,352. 9,879,352. MASON CAPITAL, LTD. 205,743. 205,743. MATRIX CAPITAL MGMT OFFSHORE 90,061,276. 90,061,276. MATRIX INDIA 9,652,830. 9,652,830. MATRIX INDIA II 27,279,023. 27,279,023. MATRIX INDIA II EXTENSION 2,038,441. 2,038,441. MATRIX PARTNERS CHINA I, LP 15,617,994. 15,617,994. MATRIX PARTNERS CHINA II, LP 63,570,451. 63,570,451. MATRIX PARTNERS CHINA III, LP 45,852,524. 45,852,524. MATRIX PARTNERS CHINA IV, LP 23,427,874. 23,427,874. MATRIX PARTNERS IX, LP 18,664,909. 18,664,909. MATRIX PARTNERS VII, LP 811,103. 811,103. MATRIX PARTNERS VIII, LP 18,505,993. 18,505,993. MATRIX PARTNERS X, LP 14,557,006. 14,557,006. MERIT ENERGY PARTNERS C-1 1,803,990. 1,803,990. MERIT ENERGY PARTNERS D-1 4,813,527. 4,813,527. MERIT ENERGY PARTNERS E-1 2,206,562. 2,206,562. MERIT ENERGY PARTNERS F-1 115,074. 115,074. VANGUARD INSTL INDEX FD SH 21,868,179. 21,868,179. MINERAL ACQUISITION PART 14,899,719. 14,899,719. NORTHERN LIGHT VENTURE FD III 20,444,943. 20,444,943. NORTHERN LIGHT VENTURE FD IV 26,673,363. 26,673,363. NORTHERN LIGHT VENTURE FD V 4,092,331. 4,092,331. NXT CAP SNR LN FD II FEED FD 16,899,904. 16,899,904. OCM MEZZANINE FUND II, LP 1,453,201. 1,453,201. OCM MEZZANINE FUND, LP 12,038. 12,038. OCM OPPORTUNITIES FUND III, LP 5,499. 5,499. OCM OPPORTUNITIES FUND IV, LP 3,435. 3,435. OCM OPPORTUNITIES FND V CAYMAN 209,749. 209,749. OCM OPPORTUNITIES FUND VI 422. 422.
ATTACHMENT 13 43461C 2532 Page 690 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 13 (CONT'D)
FORM 990PF, PART II - OTHER INVESTMENTS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
OCM OPPORTUNITIES FUND VII 905,051. 905,051. OCM OPPORTUNITIES FUND VII-B 707,996. 707,996. OCM PRINCIPAL OPP FD III 59,176. 59,176. OCM PRINCIPAL OPP FD IV 1,604,838. 1,604,838. OLD LANE INDIA 11,321,411. 11,321,411. OZ FUND 807,352. 807,352. PLA RESIDENTIAL FUND III, LP 2,315,963. 2,315,963. POST OAK COMPANIES 372,238. 372,238. QUANTUM ENERGY IV, LP 4,113,141. 4,113,141. QUANTUM ENERGY V, LP 35,200,235. 35,200,235. REALTERM LOGISTICS FUND II 2,034,391. 2,034,391. REALTERM LOGISTICS FUND, L.P. 25,551,672. 25,551,672. REALTY ASSOCIATES FUND IX 829,382. 829,382. REALTY ASSOCIATES FUND VIII 5,642,479. 5,642,479. RED KITE MINE FIN FD II ORION 20,682,435. 20,682,435. REDPOINT II, LP 783,863. 783,863. REDPOINT III, LP 1,672,876. 1,672,876. REDPOINT IV, LP 10,445,790. 10,445,790. REDPOINT V, LP 17,150,252. 17,150,252. REDPOINT VI, LP 11,606,863. 11,606,863. REGIMENT CAPITAL SSF III 56,061. 56,061. REGIMENT CAPITAL SSF V 3,167,608. 3,167,608. RIVA CAPITAL PARTNERS II, LP 766,988. 766,988. RIVA CAPITAL PARTNERS III, LP 17,594,470. 17,594,470. RIVA CAPITAL PARTNERS IV, LP 15,104,128. 15,104,128. ROARK CAPITAL PARTNERS II, LP 35,688,228. 35,688,228. ROARK CAPITAL PARTNERS III, LP 36,333,074. 36,333,074. ROARK CAPITAL PARTNERS IV, LP 32,246,670. 32,246,670. SANKATY CREDIT OPP II 799,149. 799,149. SANKATY CREDIT OPP III 1,657,668. 1,657,668. SENATOR GLOBAL OPP OFF FD 106,365,855. 106,365,855. SENTIENT GLOBAL RESOURCES IV 13,221,173. 13,221,173. SENTINEL CAPITAL V, LP 11,891,357. 11,891,357.
ATTACHMENT 13 43461C 2532 Page 691 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 13 (CONT'D)
FORM 990PF, PART II - OTHER INVESTMENTS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
SEQUOIA CAP CHINA GROW FD III 11,485,709. 11,485,709. SEQUOIA CAP CHINA GROW FUND IV 6,552,171. 6,552,171. SEQUOIA CAP CHINA VENTURE IV 5,482,933. 5,482,933. SEQUOIA CAP CHINA VENTURE V 6,419,601. 6,419,601. SEQUOIA CAP CHINA VENTURE VI 2,922,977. 2,922,977. SEQUOIA CAP GLOBAL GRWTH FD II 6,519,689. 6,519,689. SEQUOIA CAP INDIA GRWTH FD II 21,997,485. 21,997,485. SEQUOIA CAPITAL INDIA V, LTD. 3,471,337. 3,471,337. SEQUOIA CAP U.S. GROWTH FD IV 8,094,140. 8,094,140. SEQUOIA CAP U.S. GROWTH FD V 8,962,357. 8,962,357. SEQUOIA CAP U.S. GROWTH FD VI 6,248,979. 6,248,979. SEQUOIA CAP U.S. GROWTH FD VII 3,803,023. 3,803,023. SEQUOIA CAP U.S. VENTURE XIV 4,234,268. 4,234,268. SEQUOIA CAP U.S. VENTURE XV 1,648,953. 1,648,953. SIERRA VENTURES IX, LP 3,743,186. 3,743,186. SIERRA VENTURES VII, LP 622,493. 622,493. SIERRA VENTURES VIII-A, LP 1,577,701. 1,577,701. SOMERSET EMERG MRKTS SMALL CAP 98,860,076. 98,860,076. SRI NINE REIT 2,184,750. 2,184,750. SUMMIT PART EUR PRIVATE EQ FD 13,831,705. 13,831,705. SUMMIT PART GROWTH EQ FD IX-A 4,692,341. 4,692,341. SUMMIT PART GRWTH EQ FD VIII-A 18,525,323. 18,525,323. SUMMIT PARTNERS PE FUND VII-A 14,778,463. 14,778,463. SUMMIT PART VENT CAP FD III-A 10,750,562. 10,750,562. SUMMIT PART VENT CAP FD IV-A 8,902,434. 8,902,434. SUMMIT SUBORDINATED DEBT IIIB 2,178,430. 2,178,430. SUMMIT SUBORDINATED DEBT IV-A 6,412,953. 6,412,953. SUMMIT VENTURES VI-B, LP 997,935. 997,935. SUN CAPITAL PARTNERS V, LP 9,882,563. 9,882,563. SWIFTCURRENT OFFSHORE, LTD. 60,930,415. 60,930,415. SYCAMORE PARTNERS II LP 17,526,186. 17,526,186. SYCAMORE PARTNERS LP 19,635,749. 19,635,749. TA SUBORDINATED DEBT FUND II 547,766. 547,766.
ATTACHMENT 13 43461C 2532 Page 692 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 13 (CONT'D)
FORM 990PF, PART II - OTHER INVESTMENTS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
TA X, LP 592,393. 592,393. TA XI, LP 11,782,949. 11,782,949. TA XII, LP 16,396,910. 16,396,910. THIRD KIND VENTURE CAPITAL I 2,664,721. 2,664,721. TRITON FUND IV US, L.P. 10,213,139. 10,213,139. VESTAR CAPITAL PARTNERS V, LP 5,111,492. 5,111,492. W CAPITAL PARTNERS II, LP 1,624,316. 1,624,316. W CAPITAL PARTNERS III, LP 18,099,935. 18,099,935. YORKTOWN ENERGY PARTNERS IV 1,256,795. 1,256,795. YORKTOWN ENERGY PARTNERS IX 19,574,434. 19,574,434. YORKTOWN ENERGY PARTNERS V 2,758,918. 2,758,918. YORKTOWN ENERGY PARTNERS VI 4,371,284. 4,371,284. YORKTOWN ENERGY PARTNERS VII 8,109,870. 8,109,870. YORKTOWN ENERGY PARTNERS VIII 18,014,807. 18,014,807. YORKTOWN ENERGY PARTNERS X 30,720,809. 30,720,809. YORKTOWN ENERGY PARTNERS XI 35,306,381. 35,306,381. YORKTOWN EXTRACT COINVEST PART 6,111,677. 6,111,677. TOTALS 5,741,730,042. 5,741,730,042.
ATTACHMENT 13 43461C 2532 Page 693 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
LAND, BUILDINGS, EQUIPMENT NOT HELD FOR INVESTMENT
ATTACHMENT 14
FIXED ASSET DETAIL ACCUMULATED DEPRECIATION DETAIL
METHOD/ BEGINNING ENDING BEGINNING ENDING ASSET DESCRIPTION CLASS BALANCE ADDITIONS DISPOSALS BALANCE BALANCE ADDITIONS DISPOSALS BALANCE
LAND L 4,132,500. 4,132,500.
OFFICE BUILDINGS SL 57770495. 57770495. 31901989. 2,181,398. 34083387.
FRNSHINGS & EQUIP SL 3,015,228. 3,015,228. 3,015,228. 3,015,228.
IT HRDWRE/SFTWRE SL 488,231. 488,231. 31,232. 31,232.
FRNSHINGS & EQUIP SL 30,340. 30,340.
IT HRDWRE/SFTWRE SL 868,235. 868,235.
TOTALS 65406454. 66305029. 34917217. 37129847.
ATTACHMENT 14 43461C 2532 Page 694 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
ATTACHMENT 15
FORM 990PF, PART II - OTHER ASSETS
ENDING ENDING DESCRIPTION BOOK VALUE FMV
DEPOSITS 50,000. 50,000. BOND CAPITALIZATION COSTS 172,419. 172,419. EMPLOYEE BENEFIT PLAN INVEST. 2,575,605. 2,575,605. PROGRAM-RELATED INVESTMENTS 2,122,750. 2,122,750. TOTALS 4,920,774. 4,920,774.
ATTACHMENT 15 43461C 2532 Page 695 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
ATTACHMENT 16
FORM 990PF, PART II - OTHER LIABILITIES
ENDING DESCRIPTION BOOK VALUE
2008 SERIES VARIABLE RATE BONDS 44,350,000.
TOTALS 44,350,000.
43461C 2532 Page 696 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
ATTACHMENT 17
FORM 990PF, PART III - OTHER INCREASES IN NET WORTH OR FUND BALANCES
DESCRIPTION AMOUNT
UNREALIZED GAIN- MARKETABLE SECURITIES 48,446,934. UNREALIZED GAIN- LTD MARKETABILITY FUNDS 526,363,603. UNREALIZED GAIN- FOREIGN CURRENCY 336,645. TOTAL 575,147,182.
43461C 2532 Page 697 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
ATTACHMENT 18
FORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCES
DESCRIPTION AMOUNT
PROVISION FOR INCREASE IN DEFERRED TAXES 12,100,000. TOTAL 12,100,000.
43461C 2532 Page 698 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
ATTACHMENT 19
FORM 990PF, PART VII-A, LINE 3 - CONFORMED COPY OF THE CHANGES
ATTACHED IS A SIGNED CONFORMED COPY OF THE CHANGES TO THE BYLAWS.
43461C 2532 Page 699 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954 ATTACHMENT 20
FORM 990PF, PART VII-A -DISTRIBUTION TO A DONOR ADVISED FUND FOR QUALIFYING DISTRIBUTION
QUESTION 12
THE ANDREW W. MELLON FOUNDATION SPONSORS A MATCHING GIFT PROGRAM
AVAILABLE TO ITS STAFF AND TRUSTEES. PARTICIPANTS, INCLUDING
DISQUALIFIED PERSONS, UNDER THE TERMS OF THE PROGRAM MAY REQUEST THE
FOUNDATION TO MAKE MATCHING GIFTS TO THE FIDELITY CHARITABLE DONOR
ADVISOR FUND ("FUND"). PARTICIPANTS HAVE ADVISORY PRIVILEGES WITH
RESPECT TO AMOUNTS INVESTED IN THE FUND. QUALIFYING DISTRIBUTIONS
MADE IN 2017 MADE BY THE FOUNDATION TO THE FUND WERE $519,675.
IN ADDITION, QUALIFYING DISTRIBUTIONS IN 2017 INCLUDE A $50,000
MATCHING GIFT MADE TO THE JEWISH COMMUNAL FUND, AND A $50,000
MATCHING GIFT TO VANGUARD CHARITABLE, BOTH DONOR ADVISOR FUNDS, FOR
WHICH PARTICIPANTS HAVE ADVISORY PRIVILEGES WITH RESPECT TO AMOUNTS
INVESTED IN THE FUNDS.
ATTACHMENT 20 43461C 2532 Page 700 ATTACHMENT 21
FORM 990PF, PART VII-A -DISTRIBUTION TO A DONOR ADVISED FUND FOR SECTION 170 C 2B
QUESTION 12
THESE DONOR ADVISOR FUNDS MAKE CONTRIBUTIONS TO PUBLIC CHARITIES
CONSISTENT WITH IRC SECTION 170(C)(2)(B).
43461C 2532 Page 701 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
ATTACHMENT 22
FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT
GRANTEE'S NAME: CANADIAN CENTRE FOR ARCHITECTURE GRANTEE'S ADDRESS: 1920 RUE BAILE CITY, STATE & ZIP: MONTREAL FOREIGN PROVINCE: QUEBEC FOREIGN COUNTRY: CANADA H3H 2S6 GRANT DATE: 07/29/2013 GRANT AMOUNT: 710,000. GRANT PURPOSE: TO SUPPORT MULTIDISCIPLINARY RESEARCH GROUPS IN ARCHITECTURAL HISTORY AND DESIGN AMOUNT EXPENDED: 298,555. ANY DIVERSION? NO DATES OF REPORTS: NARRATIVE - 3/31/17 & FINANCIAL - 3/31/17 VERIFICATION DATE: RESULTS OF VERIFICATION: REPORTS AND VERIFICATION THE CANADIAN CENTRE FOR ARCHITECTURE, INC. WAS SCHEDULED TO SUBMIT INTERIM NARRATIVE AND FINANCIAL REPORTS OF ITS EXPENDITURES ON THE 2013 GRANT ON OR BEFORE MARCH 31, 2017. THE REPORTS WERE RECEIVED ON MARCH 31, 2017. AS OF THIS FINANCIAL REPORT, APPROXIMATELY $298,555 OF THE GRANT FUNDS HAS BEEN SPENT. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
GRANTEE'S NAME: CANADIAN CENTRE FOR ARCHITECTURE GRANTEE'S ADDRESS: 1920 RUE BAILE CITY, STATE & ZIP: MONTREAL FOREIGN PROVINCE: QUEBEC FOREIGN COUNTRY: CANADA H3H 2S6 GRANT DATE: 02/06/2017 GRANT AMOUNT: 750,000. GRANT PURPOSE: TO SUPPORT INTELLECTUAL AND INSTITUTIONAL INITIATIVES OF ARCHITECTURE, URBANISM, AND THE HUMANITIES AMOUNT EXPENDED: ANY DIVERSION? NO DATES OF REPORTS: NOT YET DUE VERIFICATION DATE: RESULTS OF VERIFICATION: REPORTS AND VERIFICATION A GRANT TO THE CANADIAN CENTRE FOR ARCHITECTURE WAS PAID BY THE FOUNDATION IN FEBRUARY 2017. THE CANADIAN CENTRE FOR ARCHITECTURE WAS NOT SCHEDULED TO SUBMIT INTERIM NARRATIVE AND FINANCIAL REPORTS OF ITS EXPENDITURES ON THIS GRANT UNTIL ON OR BEFORE MARCH 31,2018-THREE MONTHS AFTER THE END OF ITS FISCAL YEAR. NO REPORT WAS RECEIVED IN 2017. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
GRANTEE'S NAME: MUSEO NCNL DE HISTORIA NTRL Y ANTRPLGIA GRANTEE'S ADDRESS: CASILLA DE CORREO 399 CITY, STATE & ZIP: MONTEVIDEO FOREIGN COUNTRY: URUGUAY 11000 CONT'D ON NEXT PAGE
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ATTACHMENT 22 (CONT'D)
FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT
GRANT DATE: 03/03/2014 GRANT AMOUNT: 18,000. GRANT PURPOSE: TO SUPPORT THE DEVELOPMENT OF A COORDINATED DIGITAL DATABASE OF IMAGES AND INFORMATION ON PLANTS AMOUNT EXPENDED: 18,000. ANY DIVERSION? NO DATES OF REPORTS: NARRATIVE - 3/29/17 & FINANCIAL - 3/29/17 VERIFICATION DATE: RESULTS OF VERIFICATION: REPORTS AND VERIFICATION MUSEO NACIONAL DE HISTORIA NATURAL Y ANTROPOLOGIA WAS SCHEDULED TO SUBMIT FINAL NARRATIVE AND FINANCIAL REPORTS OF ITS EXPENDITURES ON THIS GRANT ON OR BEFORE MARCH 31, 2017. THE REPORTS WERE RECEIVED ON MARCH 29, 2017. AS OF THIS FINANCIAL REPORT, ALL OF THE GRANT FUNDS HAVE BEEN SPENT. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
GRANTEE'S NAME: MUSEU NCNL UNIV FED DO RIO DE JANEIRO GRANTEE'S ADDRESS: QUINTA DA BOA VISTA S CITY, STATE & ZIP: NO SAO CRISTOVAO FOREIGN PROVINCE: RIO DE JANEIRO FOREIGN COUNTRY: BRAZIL RJ 20940-040 GRANT DATE: 09/22/2014 GRANT AMOUNT: 5,500. GRANT PURPOSE: TO COMPLETE FOUNDATION SUPPORT FOR THE DEVELOPMENT OF A DATABASE OF IMAGES AND INFORMATION ON PLANTS AMOUNT EXPENDED: 4,329. ANY DIVERSION? NO DATES OF REPORTS: NOT APPLICABLE VERIFICATION DATE: RESULTS OF VERIFICATION: REPORTS AND VERIFICATION MUSEU NACIONAL UNIVERSIDADE FEDERAL DO RIO DE JANEIRO WAS SCHEDULED TO SUBMIT FINAL NARRATIVE AND FINANCIAL REPORTS OF ITS EXPENDITURES ON THIS GRANT ON OR BEFORE MARCH 31, 2017. AS OF THE LAST FINANCIAL REPORT RECEIVED ON OCTOBER 27, 2016, $4,329 OF THE GRANT FUNDS HAD BEEN SPENT, LEAVING A BALANCE OF $1,171 REMAINING TO BE RETURNED TO THE FOUNDATION. THE FOUNDATION HAS TAKEN ALL REASONABLE AND APPROPRIATE STEPS TO OBTAIN THE REQUIRED REPORTS AND UNEXPENDED GRANT FUNDS, IF ANY, FROM THE GRANTEE, BUT THE GRANTEE HAS NOT PROVIDED THE DELINQUENT REPORTS. IN A LETTER DATED AUGUST 21, 2018, THE FOUNDATION NOTIFIED THE GRANTEE THAT IN LIGHT OF ITS FAILURE TO COMPLY WITH EXPENDITURE RESPONSIBILITY REPORTING REQUIREMENTS, THE FOUNDATION WILL NOT MAKE ANY FUTURE GRANTS TO MUSEU NACIONAL UNIVERSIDADE FEDERAL DO RIO DE JANEIRO UNLESS THE DELINQUENT REPORTS ARE SUBMITTED. THIS IS THE FINAL EXPENDITURE RESPONSIBILITY STATEMENT THE FOUNDATION WILL PROVIDE FOR THIS TERMINATED GRANT.
GRANTEE'S NAME: REBUS FOUNDATION GRANTEE'S ADDRESS: 5333 AVENUE CASGRAIN, #1227 CONT'D ON NEXT PAGE
43461C 2532 Page 703 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
ATTACHMENT 22 (CONT'D)
FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT
CITY, STATE & ZIP: FOREIGN PROVINCE: MONTREAL, QUEBEC FOREIGN COUNTRY: CANADA H2T 1X3 GRANT DATE: 01/23/2017 GRANT AMOUNT: 75,500. GRANT PURPOSE: TO SUPPORT A STUDY & INITIAL DEVELOPMENT OF FEATURES OF WEB-BASED BOOKS THAT SCHOLARS NEED AS READERS AMOUNT EXPENDED: 27,731. ANY DIVERSION? NO DATES OF REPORTS: NARRATIVE-8/31/17&9/26/17 & FINANCIAL-8/31/17&9/26/17 VERIFICATION DATE: RESULTS OF VERIFICATION: REPORTS AND VERIFICATION THE REBUS FOUNDATION WAS SCHEDULED TO SUBMIT INTERIM NARRATIVE AND FINANCIAL REPORTS OF ITS EXPENDITURES ON THE 2017 GRANT ON OR BEFORE AUGUST 31, 2017. THE REPORTS WERE RECEIVED ON AUGUST 31, 2017, AND REVISED NARRATIVE AND FINANCIAL REPORTS WERE RECEIVED ON SEPTEMBER 26, 2017. AS OF THIS FINANCIAL REPORT, APPROXIMATELY $27,731 OF THE GRANT FUNDS HAS BEEN SPENT. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
GRANTEE'S NAME: SIBERIAN BRNCH OF THE RSSN ADMY OF SCNCS GRANTEE'S ADDRESS: CEN SIBERIAN BOTANICAL GRDN SB RAS CITY, STATE & ZIP: ZOLOTODOLINSKAYA STR FOREIGN PROVINCE: HOME 101, NOVOSIBIRSK FOREIGN COUNTRY: RUSSIA 630090 GRANT DATE: 01/13/2014 GRANT AMOUNT: 8,500. GRANT PURPOSE: TO COMPLETE FOUNDATION SUPPORT FOR THE DEVELOPMENT OF A DATABASE OF IMAGES AND INFORMATION ON PLANTS AMOUNT EXPENDED: 8,500. ANY DIVERSION? NO DATES OF REPORTS: NARRATIVE - 3/23/17 & FINANCIAL - 3/23/17 VERIFICATION DATE: RESULTS OF VERIFICATION: REPORTS AND VERIFICATION SIBERIAN BRANCH OF THE RUSSIAN ACADEMY OF SCIENCES WAS SCHEDULED TO SUBMIT FINAL NARRATIVE AND FINANCIAL REPORTS OF ITS EXPENDITURES ON THIS GRANT ON OR BEFORE MARCH 31, 2017. THE REPORTS WERE RECEIVED ON MARCH 23, 2017. AS OF THIS FINANCIAL REPORT, ALL OF THE GRANT FUNDS HAVE BEEN SPENT. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
GRANTEE'S NAME: UNIVERSITY DE SANTIAGO DE COMPOSTELA GRANTEE'S ADDRESS: E-15782 SANTIAGO DE COMPOSTELA CITY, STATE & ZIP: GALICIA FOREIGN COUNTRY: SPAIN GRANT DATE: 04/09/2012 GRANT AMOUNT: 67,000. CONT'D ON NEXT PAGE
43461C 2532 Page 704 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
ATTACHMENT 22 (CONT'D)
FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT
GRANT PURPOSE: TO SUPPORT THE DEVELOPMENT OF A COORDINATED DIGITAL DATABASE OF IMAGES AND INFORMATION ON PLANTS AMOUNT EXPENDED: 66,267. ANY DIVERSION? NO DATES OF REPORTS: NARRATIVE - 3/28/17 & FINANCIAL - 3/28/17 VERIFICATION DATE: RESULTS OF VERIFICATION: REPORTS AND VERIFICATION UNIVERSIDADE DE SANTIAGO DE COMPOSTELA WAS SCHEDULED TO SUBMIT INTERIM NARRATIVE AND FINANCIAL REPORTS OF ITS EXPENDITURES ON THIS GRANT ON OR BEFORE MARCH 31, 2017. THE REPORTS WERE RECEIVED ON MARCH 28, 2017. AS OF THIS FINANCIAL REPORT, $66,267 OF THE GRANT FUNDS HAS BEEN SPENT. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
GRANTEE'S NAME: UNIVERSITAT BAYREUTH GRANTEE'S ADDRESS: ZENTRALE UNIVERSITATSVERWALTUNG CITY, STATE & ZIP: FOREIGN PROVINCE: BURO 2.05, BAYREUTH FOREIGN COUNTRY: GERMANY 95440 GRANT DATE: 02/24/2014 GRANT AMOUNT: 118,000. GRANT PURPOSE: TO COMPLETE FOUNDATION SUPPORT FOR THE DEVELOPMENT OF A DATABASE OF IMAGES AND INFORMATION ON PLANTS AMOUNT EXPENDED: 63,560. ANY DIVERSION? NO DATES OF REPORTS: NARRATIVE - 3/28/17 & FINANCIAL - 4/13/17 VERIFICATION DATE: RESULTS OF VERIFICATION: REPORTS AND VERIFICATION UNIVERSITAT BAYREUTH WAS SCHEDULED TO SUBMIT INTERIM NARRATIVE AND FINANCIAL REPORTS OF ITS EXPENDITURES ON THIS GRANT ON OR BEFORE FEBRUARY 15, 2017. THE NARRATIVE REPORT WAS RECEIVED ON MARCH 28, 2017 AND THE FINANCIAL REPORT WAS RECEIVED ON APRIL 13, 2017. AS OF THIS FINANCIAL REPORT, $63,560 OF THE GRANT FUNDS HAS BEEN SPENT. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
GRANTEE'S NAME: UNIVERSITY OF BRITISH COLUMBIA GRANTEE'S ADDRESS: WALTER C KOERNER LIBRARY, FLR 7 CITY, STATE & ZIP: FOREIGN PROVINCE: 1958 MAIN MALL, VANCOUVER, BC FOREIGN COUNTRY: CANADA V6T 1Z2 GRANT DATE: 09/10/2012 GRANT AMOUNT: 495,000. GRANT PURPOSE: TO SUPPORT A CURATOR OF THE ASIAN COLLECTIONS AND A CURATORIAL FELLOWSHIP PROGRAM AMOUNT EXPENDED: 227,675. ANY DIVERSION? NO CONT'D ON NEXT PAGE
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ATTACHMENT 22 (CONT'D)
FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT
DATES OF REPORTS: NARRATIVE - 6/30/17 & FINANCIAL - 6/30/17 VERIFICATION DATE: RESULTS OF VERIFICATION: REPORTS AND VERIFICATION THE UNIVERSITY OF BRITISH COLUMBIA WAS SCHEDULED TO SUBMIT INTERIM NARRATIVE AND FINANCIAL REPORTS OF ITS EXPENDITURES ON THIS GRANT ON OR BEFORE JUNE 30, 2017. THE REPORTS WERE RECEIVED ON JUNE 30, 2017. AS OF THIS FINANCIAL REPORT APPROXIMATELY $227,675 OF THE GRANT FUNDS HAS BEEN SPENT. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERITICATION OF THE REPORT WAS MADE.
GRANTEE'S NAME: UNIVERSITY OF SOUTH AFRICA GRANTEE'S ADDRESS: PRETORIA 0001 CITY, STATE & ZIP: FOREIGN COUNTRY: SOUTH AFRICA GRANT DATE: 06/25/2012 GRANT AMOUNT: 97,000. GRANT PURPOSE: TO SUPPORT A PUBLICATION OF THE HISTORY OF SCIENCE IN SOUTH AFRICAN NATIONAL PARKS AMOUNT EXPENDED: 79,794. ANY DIVERSION? NO DATES OF REPORTS: NARRATIVE - 3/20/17 & FINANCIAL - 3/23/17 VERIFICATION DATE: RESULTS OF VERIFICATION: REPORTS AND VERIFICATION THE UNIVERSITY OF SOUTH AFRICA WAS SCHEDULED TO SUBMIT FINAL NARRATIVE AND FINANCIAL REPORTS OF ITS EXPENDITURES ON THIS GRANT ON OR BEFORE MARCH 31, 2017. THE NARRATIVE REPORT WAS RECEIVED ON MARCH 20, 2017 AND THE FINANCIAL REPORT WAS RECEIVED ON MARCH 23, 2017. AS OF THIS FINANCIAL REPORT, ALL OF THE GRANT FUNDS HAVE BEEN SPENT WITH THE EXCEPTION OF $17,206, WHICH WAS REFUNDED TO THE FOUNDATION ON APRIL 4, 2017. THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.
43461C 2532 Page 706 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 23
CONTRIBUTIONS EXPENSE ACCT TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES
EARL LEWIS PRESIDENT 801,635. 91,684. 150,000. 140 EAST 62ND STREET 40.00 NEW YORK, NY 10065 *THE OFFICERS WORK, AT A MINIMUM, A FULL TIME SCHEDULE OF 40 HOURS PER WEEK AND FREQUENTLY MORE *HOUSING ALLOWANCE INCLUDED IN EXPENSE ACCT AND OTHER ALLOWANCES AND AS FORM W-2 COMPENSATION
JOHN E. HULL FINANCIAL VP & CIO 1,012,266. 78,141. 0. 140 EAST 62ND STREET 40.00 NEW YORK, NY 10065 *THE OFFICERS WORK, AT A MINIMUM, A FULL TIME SCHEDULE OF 40 HOURS PER WEEK AND FREQUENTLY MORE
MICHELE S. WARMAN VP,GENERAL COUNSEL & SECRETARY 594,872. 92,206. 0. 140 EAST 62ND STREET 40.00 NEW YORK, NY 10065 *THE OFFICERS WORK, AT A MINIMUM, A FULL TIME SCHEDULE OF 40 HOURS PER WEEK AND FREQUENTLY MORE
MARIET WESTERMANN EVP PROGRAMS AND RESEARCH 598,685. 91,584. 60,000. 140 EAST 62ND STREET 40.00 NEW YORK, NY 10065 *THE OFFICERS WORK, AT A MINIMUM, A FULL TIME SCHEDULE OF 40 HOURS PER WEEK AND FREQUENTLY MORE *HOUSING ALLOWANCE INCLUDED IN EXPENSE ACCT AND OTHER ALLOWANCES AND AS FORM W-2 COMPENSATION
ATTACHMENT 23 43461C 2532 Page 707 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 23 (CONT'D)
CONTRIBUTIONS EXPENSE ACCT TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES
DANIELLE S. ALLEN TRUSTEE 25,000. 0. 0. 140 EAST 62ND STREET 6.00 NEW YORK, NY 10065 *CHAIR OF THE BOARD OF TRUSTEES PROVIDES AN AVERAGE OF 3-6 HOURS PER WEEK ATTENDING MEETINGS AND PROVIDING SERVICES TO THE FOUNDATION IN ADVANCE OF AND BETWEEN MEETINGS
ERIC M. MINDICH TRUSTEE 25,000. 0. 0. 140 EAST 62ND STREET 5.00 NEW YORK, NY 10065 *TRUSTEES PROVIDE AN AVERAGE OF 3-5 HOURS PER WEEK ATTENDING MEETINGS AND PROVIDING SERVICES TO THE FOUNDATION IN ADVANCE OF AND BETWEEN MEETINGS
GLENN D. LOWRY TRUSTEE 25,000. 0. 0. 140 EAST 62ND STREET 5.00 NEW YORK, NY 10065 *TRUSTEES PROVIDE AN AVERAGE OF 3-5 HOURS PER WEEK ATTENDING MEETINGS AND PROVIDING SERVICES TO THE FOUNDATION IN ADVANCE OF AND BETWEEN MEETINGS
KATHRYN A. HALL TRUSTEE 25,000. 0. 0. 140 EAST 62ND STREET 5.00 NEW YORK, NY 10065 *TRUSTEES PROVIDE AN AVERAGE OF 3-5 HOURS PER WEEK ATTENDING MEETINGS AND PROVIDING SERVICES TO THE FOUNDATION IN ADVANCE OF AND BETWEEN MEETINGS
ATTACHMENT 23 43461C 2532 Page 708 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 23 (CONT'D)
CONTRIBUTIONS EXPENSE ACCT TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES
RICHARD H. BRODHEAD TRUSTEE 20,000. 0. 0. 140 EAST 62ND STREET 5.00 NEW YORK, NY 10065 *TRUSTEES PROVIDE AN AVERAGE OF 3-5 HOURS PER WEEK ATTENDING MEETINGS AND PROVIDING SERVICES TO THE FOUNDATION IN ADVANCE OF AND BETWEEN MEETINGS
KATHERINE G. FARLEY TRUSTEE 20,000. 0. 0. 140 EAST 62ND STREET 5.00 NEW YORK, NY 10065 *TRUSTEES PROVIDE AN AVERAGE OF 3-5 HOURS PER WEEK ATTENDING MEETINGS AND PROVIDING SERVICES TO THE FOUNDATION IN ADVANCE OF AND BETWEEN MEETINGS
SARAH E. THOMAS TRUSTEE 20,000. 0. 0. 140 EAST 62ND STREET 5.00 NEW YORK, NY 10065 *TRUSTEES PROVIDE AN AVERAGE OF 3-5 HOURS PER WEEK ATTENDING MEETINGS AND PROVIDING SERVICES TO THE FOUNDATION IN ADVANCE OF AND BETWEEN MEETINGS
L. RAFAEL REIF TRUSTEE 20,000. 0. 0. 140 EAST 62ND STREET 5.00 NEW YORK, NY 10065 *TRUSTEES PROVIDE AN AVERAGE OF 3-5 HOURS PER WEEK ATTENDING MEETINGS AND PROVIDING SERVICES TO THE FOUNDATION IN ADVANCE OF AND BETWEEN MEETINGS
ATTACHMENT 23 43461C 2532 Page 709 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 23 (CONT'D)
CONTRIBUTIONS EXPENSE ACCT TITLE AND AVERAGE HOURS PER TO EMPLOYEE AND OTHER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES
JANE L. MENDILLO TRUSTEE 20,000. 0. 0. 140 EAST 62ND STREET 5.00 NEW YORK, NY 10065 *TRUSTEES PROVIDE AN AVERAGE OF 3-5 HOURS PER WEEK ATTENDING MEETINGS AND PROVIDING SERVICES TO THE FOUNDATION IN ADVANCE OF AND BETWEEN MEETINGS
GRAND TOTALS 3,207,458. 353,615. 210,000.
ATTACHMENT 23 43461C 2532 Page 710 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES ATTACHMENT 24
TITLE AND AVERAGE CONTRIBUTIONS EXPENSE ACCT HOURS PER WEEK TO EMPLOYEE AND OTHER NAME AND ADDRESS DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES
MICHELE M. DINN SENIOR PORTFOLIO MGR 550,464. 708,670. 0. 140 EAST 62ND STREET 40.00 NEW YORK, NY 10065 *MS. DINN RECEIVED A $160,666 SEPARATION PAYMENT IN 2017 THAT IS INCLUDED IN COMPENSATION AND $642,667 IN JANUARY 2018 THAT IS INCLUDED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS.
MONICA C. SPENCER SENIOR PORTFOLIO MGR 677,696. 92,410. 0. 140 EAST 62ND STREET 40.00 NEW YORK, NY 10065
KAREN GRIEB INAL SENIOR PORTFOLIO MGR 493,501. 91,969. 0. 140 EAST 62ND STREET 40.00 NEW YORK, NY 10065
THOMAS J. SANDERS CFO 443,665. 78,462. 0. 140 EAST 62ND STREET 40.00 NEW YORK, NY 10065
DONALD J. WATERS SENIOR PRGM OFFICER 347,155. 66,248. 45,000. 140 EAST 62ND STREET 40.00 NEW YORK, NY 10065 *HOUSING ALLOWANCE INCLUDED IN EXPENSE ACCT AND OTHER ALLOWANCES AND AS FORM W-2 COMPENSATION. TOTAL COMPENSATION 2,512,481. 1,037,759. 45,000.
ATTACHMENT 24 43461C 2532 Page 711 2017 FORM 990-PF THE ANDREW W. MELLON FOUNDATION 13-1879954
990PF, PART VIII- COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS
ATTACHMENT 25
NAME AND ADDRESS TYPE OF SERVICE COMPENSATION
SILCHESTER INTERNATIONAL INVESTORS, INC. INVESTMENT MGMT 2,519,134. 780 THIRD AVENUE, 42ND FLOOR NEW YORK, NY 10017 GENERAL ATLANTIC SERVICE COMPANY, LLC INVESTMENT MGMT 1,899,427. 600 STEAMBOAT ROAD, SUITE 105 GREENWICH, CT 06830 WELLINGTON MANAGEMENT INVESTMENT MGMT 1,362,574. 280 CONGRESS STREET BOSTON, MA 02210 J.P. MORGAN INVESTMENT MANAGEMENT INC. INVESTMENT MGMT 1,223,017. 320 PARK AVENUE, 15TH FLOOR NEW YORK, NY 10022 WESTWOOD GLOBAL INVESTMENTS, LLC INVESTMENT MGMT 913,761. ONE FINANCIAL CENTER, SUITE 1620 BOSTON, MA 02111
TOTAL COMPENSATION 7,917,913.
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FORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS
THE ANDREW W. MELLON FOUNDATION 140 EAST 62ND STREET NEW YORK, NY 10065 212-838-8400
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990PF, PART XV - FORM AND CONTENTS OF SUBMITTED APPLICATIONS
THE ANDREW W. MELLON FOUNDATION GRANT APPLICATIONS ARE REVIEWED THROUGHOUT THE YEAR, AND NO SPECIAL FORMS ARE REQUIRED. THE FOUNDATION MAKES GRANTS IN FIVE CORE PROGRAM AREAS: HIGHER EDUCATION AND SCHOLARSHIP IN THE HUMANITIES; ARTS AND CULTURAL HERITAGE; SCHOLARLY COMMUNICATIONS; DIVERSITY; AND INTERNATIONAL HIGHER EDUCATION AND STRATEGIC PROJECTS. COLLABORATIVE PLANNING BY THE FOUNDATION AND ITS GRANTEE INSTITUTIONS GENERALLY PRECEDES AWARDS AND IS AN INTEGRAL PART OF GRANTMAKING. UNSOLICITED PROPOSALS ARE RARELY FUNDED. PROSPECTIVE APPLICANTS ARE THEREFORE ENCOURAGED NOT TO SUBMIT A FULL PROPOSAL AT THE OUTSET BUT RATHER A QUERY LETTER OF A PAGE OR LESS THAT SETS FORTH THE NEED, NATURE AND THE AMOUNT OF THEIR REQUEST, ALONG WITH EVIDENCE OF SUITABLE CLASSIFICATION BY THE INTERNAL REVENUE SERVICE. ADDITIONAL GUIDELINES FOR PROGRAMS IN SPECIFIC AREAS ARE AVAILABLE ON THE FOUNDATION'S WEB SITE AT HTTP:/WWW. MELLON.ORG
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990PF, PART XV - SUBMISSION DEADLINES
THE ANDREW W. MELLON FOUNDATION NONE
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990PF, PART XV - RESTRICTIONS OR LIMITATIONS ON AWARDS
THE ANDREW W. MELLON FOUNDATION THE FOUNDATION DOES NOT MAKE GRANTS TO INDIVIDUALS.
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ATTACHMENT 30
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
3-LEGGED DOG, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 175,000. 80 GREENWICH STREET PC NEW YORK, NY 10006
AARON DAVIS HALL, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 175,000. 150 CONVENT AVENUE PC NEW YORK, NY 10031
AGNES SCOTT COLLEGE NONE TO SUPPORT INITIATIVES TO STRENGTHEN DIGITAL 250,000. 141 EAST COLLEGE AVENUE PC LITERACY DECATUR, GA 30030
ALARM WILL SOUND, INC. NONE TO SUPPORT ARTISTIC INITIATIVES AND 200,000. 51 WOOSTER STREET, 4TH FLOOR PC ORGANIZATIONAL DEVELOPMENT NEW YORK, NY 10013-2292
ALASKA NATIVE HERITAGE CENTER, INC. NONE TO SUPPORT A MASTER ARTIST APPRENTICESHIP PROGRAM 300,000. 8800 HERITAGE CENTER DRIVE PC ANCHORAGE, AK 99504
ALBANY SYMPHONY ORCHESTRA, INC. NONE TO SUPPORT THE AMERICAN MUSIC FESTIVAL AND 100,000. 19 CLINTON AVENUE PC RELATED COMPOSER ACTIVITIES ALBANY, NY 12207-2211
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ALEXANDER VON HUMBOLDT FOUNDATION NONE TO SUPPORT FELLOWSHIPS FOR HUMANITIES SCHOLARS IN 525,000. JEAN-PAUL-STRASSE 12 PC EXILE TO BE PLACED IN GERMAN UNIVERSITIES BONN GERMANY 53173
ALTERNATE ROOTS, INC. NONE TO SUPPORT REGRANTING PROGRAMS FOR ARTISTIC 600,000. 1270 CAROLINE STREET, SUITE D120-353 PC INITIATIVES AND REGIONAL CONVENINGS ATLANTA, GA 30307
ALZHEIMER'S DISEASE AND RELATED DISORDERS NONE TO SUPPORT A PILOT PROGRAM OF CLASSICAL MUSIC 30,000. 360 LEXINGTON AVENUE, 4TH FLOOR PC PERFORMANCES FOR INDIVIDUALS LIVING WITH DEMENTIA NEW YORK, NY 10017 AND THEIR CAREGIVERS
AMERICAN ACADEMY IN BERLIN NONE TO SUPPORT RESIDENTIAL FELLOWSHIPS FOR SCHOLARS, 700,000. 14 EAST 60TH STREET, SUITE 604 PC WRITERS, AND ARTISTS NEW YORK, NY 10022
AMERICAN ACADEMY OF ARTS AND SCIENCES NONE TO SUPPORT A SURVEY OF THE US PUBLIC ABOUT 150,000. 136 IRVING STREET PC KNOWLEDGE AND ENGAGEMENT WITH THE HUMANITIES AND NORTONS WOODS A SERIES OF INFORMATIONAL FLYERS ON THE STATE OF CAMBRIDGE, MA 02138-1996 THE HUMANITIES IN THE PUBLIC SPHERE
AMERICAN ALLIANCE OF MUSEUMS NONE TO SUPPORT RESEARCH TO REFRESH AND EXPAND DATA 150,000. 2451 CRYSTAL DRIVE PC SETS ON THE ECONOMIC AND SOCIAL IMPACT AND VALUE ARLINGTON, VA 22202-4804 OF MUSEUMS
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RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
AMERICAN COUNCIL OF LEARNED SOCIETIES NONE TO SUPPORT A PILOT YEAR OF A NEW FELLOWSHIP AND 1,600,000. 633 THIRD AVENUE, 8TH FLOOR PC CONVENING PROGRAM FOR TENURED SCHOLARS THAT WILL NEW YORK, NY 10017-6795 STRENGTHEN PUBLIC VISIBILITY AND ADVISING CAPABILITY TO PROMOTE DIVERSE CAREER OUTCOMES FOR HUMANITIES PHDS
AMERICAN COUNCIL OF LEARNED SOCIETIES NONE TO SUPPORT A PROGRAM OF RESEARCH FELLOWSHIPS FOR 2,100,000. 633 THIRD AVENUE, 8TH FLOOR PC COMMUNITY COLLEGE FACULTY IN THE HUMANITIES AND NEW YORK, NY 10017-6795 HUMANISTIC SOCIAL SCIENCES
AMERICAN COUNCIL OF LEARNED SOCIETIES NONE TO SUPPORT POSTDOCTORAL FELLOWSHIPS IN GOVERNMENT 3,400,000. 633 THIRD AVENUE, 8TH FLOOR PC AND NON-PROFIT AGENCIES FOR HUMANITIES PHDS NEW YORK, NY 10017-6795
AMERICAN COUNCIL OF LEARNED SOCIETIES NONE TO SUPPORT RENEWAL OF THE POSTDOCTORAL 550,000. 633 THIRD AVENUE, 8TH FLOOR PC PARTNERSHIP INITIATIVE NEW YORK, NY 10017-6795
AMERICAN COUNCIL OF LEARNED SOCIETIES NONE TO SUPPORT AN ANNUAL GRANT COMPETITION FOR 920,000. 633 THIRD AVENUE, 8TH FLOOR PC DIGITAL HUMANITIES PROJECTS NEW YORK, NY 10017-6795
AMERICAN COUNCIL OF LEARNED SOCIETIES NONE TO SUPPORT CONTINUATION OF THE FREDERICK 2,679,380. 633 THIRD AVENUE, 8TH FLOOR PC BURKHARDT RESIDENTIAL FELLOWSHIP PROGRAM FOR NEW YORK, NY 10017-6795 RECENTLY TENURED FACULTY IN RESEARCH UNIVERSITIES AND LIBERAL ARTS COLLEGES
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RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
AMERICAN COUNCIL OF LEARNED SOCIETIES NONE TO SUPPORT A FELLOWSHIP COMPETITION FOR 1,467,500. 633 THIRD AVENUE, 8TH FLOOR PC SCHOLARSHIP IN THE HUMANITIES NEW YORK, NY 10017-6795
AMERICAN COUNCIL OF LEARNED SOCIETIES NONE TO SUPPORT POSTDOCTORAL FELLOWSHIPS IN GOVERNMENT 3,400,000. 633 THIRD AVENUE, 8TH FLOOR PC AND NON-PROFIT AGENCIES FOR HUMANITIES PHDS NEW YORK, NY 10017-6795
AMERICAN COUNCIL ON EDUCATION NONE TO SUPPORT PUBLICATION AND DISSEMINATION OF TWO 938,000. ONE DUPONT CIRCLE PC COMPREHENSIVE STATUS REPORTS ON THE STATE OF RACE WASHINGTON, DC 20036-1193 AND ETHNICITY IN HIGHER EDUCATION
AMERICAN HISTORICAL ASSOCIATION NONE TO SUPPORT THE BROADENING OF GRADUATE TRAINING 750,000. 400 A STREET, SE PC AND EXPANSION OF CAREER HORIZONS FOR PHDS IN WASHINGTON, DC 20003 HISTORY
AMERICAN HISTORICAL ASSOCIATION NONE TO IMPROVE ACCESS BY PHILOSOPHY AND HISTORY 80,000. 400 A STREET, SE PC FACULTY AT HISTORICALLY BLACK COLLEGES AND WASHINGTON, DC 20003 UNIVERSITIES TO THE RESOURCES AND NETWORKS PROVIDED BY SCHOLARLY SOCIETIES
AMERICAN INDIAN COLLEGE FUND NONE TO SUPPORT A PROGRAM TO IMPROVE THE RATES OF 1,200,000. 8333 GREENWOOD BOULEVARD PC FOUR-YEAR-DEGREE COMPLETION AMONG NATIVE DENVER, CO 80221 AMERICANS
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RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
AMERICAN LYRIC THEATER CENTER, INC. NONE TO SUPPORT THE COMPOSER LIBRETTIST DEVELOPMENT 150,000. 410 WEST 42ND STREET PC PROGRAM NEW YORK, NY 10036
AMERICAN MUSEUM OF THE MOVING IMAGE NONE TO SUPPORT AN INSTITUTIONAL PLANNING PROCESS 375,000. 36-01 35TH AVENUE PC TOWARD THE STEWARDSHIP OF NATIVE DIGITAL WORKS OF ASTORIA, NY 11106 ART
AMERICAN NUMISMATIC SOCIETY NONE TO SUPPORT THE DIGITIZATION OF OUT-OF-PRINT 61,000. 75 VARICK STREET, 11TH FLOOR PC HUMANITIES TITLES AND THE DISSEMINATION OF THOSE NEW YORK, NY 10013-1917 TITLES ON AN OPEN ACCESS BASIS
AMERICAN PHILOSOPHICAL ASSOCIATION, INC. NONE TO SUPPORT THE CONTINUATION AND EXPANSION OF 660,000. 31 AMSTEL AVENUE PC SUMMER INSTITUTES TO ENCOURAGE UNDERREPRESENTED NEWARK, DE 19711 STUDENTS IN THE FIELD OF PHILOSOPHY, INCLUDING STUDENTS OF COLOR AND WOMEN, TO PURSUE DOCTORAL STUDY AND CONSIDER A CAREER AS A SCHOLAR
AMERICAN SCHOOL OF CLASSICAL STUDIES AT ATHENS NONE TO SUPPORT REORGANIZATIONS IN LIBRARY AND 125,000. 6-8 CHARLTON STREET PC ARCHIVAL SERVICES PRINCETON, NJ 08540-5232
AMERICAN UNIVERSITY IN CAIRO NONE TO SUPPORT A PUBLIC HUMANITIES PROGRAM THAT 991,000. AUC AVENUE, PO BOX 74 PC PROMOTES FACULTY AND GRADUATE STUDENT RESEARCH, NEW CAIRO BUILDS ACADEMIC PARTNERSHIPS, AND FOSTERS PUBLIC EGYPT 11835 DIALOGUE
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AMERICAN UNIVERSITY IN CAIRO NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. AUC AVENUE, PO BOX 74 PC NEW CAIRO EGYPT 11835
AMERICAN UNIVERSITY OF PARIS, INC. NONE TO SUPPORT THE AMERICAN INTERNATIONAL CONSORTIUM 1,100,000. 102, RUE ST DOMINIQUE PC OF ACADEMIC LIBRARIES PARIS FRANCE 75007
AMERICANS FOR THE ARTS, INC. NONE TO STRENGTHEN RESEARCH AND PUBLIC EDUCATION ON 600,000. 1000 VERMONT AVENUE NW, 6TH FLOOR PC THE VALUE OF THE ARTS AND OF PROGRAMS SUPPORTED WASHINGTON, DC 20005-4940 BY THE NATIONAL ENDOWMENT FOR THE ARTS, NATIONALLY AND IN LOCAL COMMUNITIES
AMHERST COLLEGE NONE TO SUPPORT MULTI-YEAR INTERDISCIPLINARY AND 750,000. 103 CONVERSE HALL PC COLLABORATIVE RESEARCH PROJECTS UTILIZING THE PO BOX 5000 COLLECTIONS OF THE FOLGER SHAKESPEARE LIBRARY AMHERST, MA 01002-5000
AMHERST COLLEGE NONE TO ESTABLISH A MELLON MAYS UNDERGRADUATE 500,000. 103 CONVERSE HALL PC FELLOWSHIP PROGRAM PO BOX 5000 AMHERST, MA 01002-5000
AMHERST COLLEGE NONE TO SUPPORT SOLUTIONS FOR DISCOVERY AND ACCESS 610,000. 103 CONVERSE HALL PC ISSUES IN LIBRARIES AND ARCHIVES PO BOX 5000 AMHERST, MA 01002-5000
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RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
AMHERST COLLEGE NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR EDWARD 260,000. 103 CONVERSE HALL PC MELILLO PO BOX 5000 AMHERST, MA 01002-5000
ANTIOCH COLLEGE NONE TO SUPPORT PRESIDENTIAL INITIATIVES 50,000. 1 MORGAN PLACE PC YELLOW SPRINGS, OH 45387-1683
ARIZONA STATE UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF NEW MODELS FOR THE 381,000. FULTON CENTER 410 PC CURATION OF LIBRARY PRINT COLLECTIONS 300 EAST UNIVERSITY DRIVE PO BOX 877705 TEMPE, AZ 85287-7705
ARIZONA STATE UNIVERSITY NONE TO SUPPORT COMMUNITY-BASED ARCHIVES AND 450,000. FULTON CENTER 410 PC COLLECTION BULIDING 300 EAST UNIVERSITY DRIVE PO BOX 877705 TEMPE, AZ 85287-7705
ARS NOVA THEATER I, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 135,000. 511 WEST 54TH STREET PC NEW YORK, NY 10019-5014
ARTS MIDWEST NONE TO SUPPORT THE PERFORMING ARTS DISCOVERY 200,000. 2908 HENNEPIN AVENUE, SUITE 200 PC INTERNATIONAL EXCHANGE PROGRAM MINNEAPOLIS, MN 55408
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RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
ASIAN ART MUSEUM FOUNDATION OF SAN FRANCISCO NONE TO SUPPORT THE REINSTALLATION AND 500,000. 200 LARKIN STREET PC REINTERPRETATION OF THE MUSEUM'S PERMANENT SAN FRANCISCO, CA 94102-4734 COLLECTION
ASIAN ARTS INITIATIVE NONE TO SUPPORT THE NEW DIRECTOR OF PROGRAMS POSITION 300,000. 1219 VINE STREET PC AND RELATED COMMUNITY-INFORMED ARTS PROGRAMMING PHILADELPHIA, PA 19127
ASSOCIATED COLLEGES OF THE MIDWEST, INC. NONE TO SUPPORT FACULTY RENEWAL AND DIVERSITY 2,550,000. 11 EAST ADAMS STREET, SUITE 800 SO I CHICAGO, IL 60603
ASSOCIATED COLLEGES OF THE SOUTH, INC. NONE TO SUPPORT AN INITIATIVE THAT EXPANDS TRAINING IN 1,350,000. 2970 CLAIRMONT ROAD, SUITE 1030 SO I INCLUSIVE PEDAGOGY AND COLLABORATIVE INSTRUCTION ATLANTA, GA 30329
ASSOCIATION OF GOVERNING BOARDS OF UNIVERSITIES NONE TO SUPPORT COLLEGE AND UNIVERSITY TRUSTEES' 75,000. 1133 20TH STREET NW PC UNDERSTANDING OF THE CHALLENGES FACING AMERICAN WASHINGTON, DC 20036 HIGHER EDUCATION
ASSOCIATION OF PERFORMING ARTS PRESENTERS, INC. NONE TO SUPPORT INTERNATIONAL CULTURAL EXCHANGE 375,000. 1211 CONNECTICUT AVENUE NW, SUITE 200 PC WASHINGTON, DC 20036
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RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
AXIS DANCE COMPANY NONE TO SUPPORT PLANNING AND PILOTING FOR THE AXIS 100,000. 1428 ALICE STREET, #200 PC ARTISTIC ADVANCEMENT PLATFORM FOR PHYSICALLY OAKLAND, CA 94612 INTEGRATED DANCE
BALLET HISPANICO OF NEW YORK, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 30,000. 167 WEST 89 STREET PC NEW YORK, NY 10024
BARD COLLEGE NONE TO SUPPORT THE BARD MUSIC FESTIVAL 250,000. CAMPUS ROAD PC PO BOX 5000 ANNANDALE-ON-HUDSON, NY 12504-5000
BARD COLLEGE NONE TO SUPPORT INITIATIVES IN ART HISTORY GRADUATE 750,000. CAMPUS ROAD PC EDUCATION PO BOX 5000 ANNANDALE-ON-HUDSON, NY 12504-5000
BARNARD COLLEGE NONE TO SUPPORT THE ONE-YEAR RENEWAL OF THE MELLON 108,000. 633 THIRD AVENUE, 8TH FLOOR PC MAYS UNDERGRADUATE FELLOWSHIP NEW YORK, NY 10027-6501
BARYSHNIKOV ARTS CENTER, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 30,000. 450 WEST 37TH STREET, SUITE 501 PC NEW YORK, NY 10018
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RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
BAY AREA VIDEO COALITION, INC. NONE TO SUPPORT AN INITIATIVE TO PRESERVE CULTURAL 244,000. 2727 MARIPOSA STREET, 2ND FLOOR PC HERITAGE IN AUDIOVISUAL FORMATS SAN FRANCISCO, CA 94110
BELOIT COLLEGE NONE TO SUPPORT INITIATIVES TO ENHANCE THE EDUCATIONAL 150,000. 700 COLLEGE STREET PC EXPERIENCES OF DIVERSE LEARNERS BELOIT, WI 53511-5595
BEREA COLLEGE NONE TO SUPPORT EQUITABLE, INCLUSIVE LEARNING 403,000. LINCOLN HALL, 220 PC ENVIRONMENTS THAT RESPECT, MOTIVATE AND CHALLENGE BEREA, KY 40404 ALL STUDENTS
BIG DANCE THEATER, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 40,000. 303 CLINTON STREET PC BROOKLYN, NY 11231-3701
BILLIE HOLIDAY THEATRE, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 70,000. 1368 FULTON STREET PC BROOKLYN, NY 11216-5372
BIRKBECK COLLEGE NONE TO SUPPORT INVESTIGATIONS OF METHODS OF ASSESSING 62,500. MALET STREET PC THE NATURE AND QUALITY OF CONTRIBUTIONS TO BLOOMSBURY SCHOLARSHIP LONDON UNITED KINGDOM WC1E 7HX
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BIRKBECK COLLEGE NONE TO SUPPORT INVESTIGATIONS OF METHODS OF ASSESSING 18,500. GPO BOX U1987 PC THE NATURE AND QUALITY OF CONTRIBUTIONS TO PERTH SCHOLARSHIP UNITED KINGDOM WC1E 7HX
BIRKBECK COLLEGE NONE TO SUPPORT INVESTIGATIONS OF METHODS OF ASSESSING 18,000. 4401 UNIVERSITY DRIVE PC THE NATURE AND QUALITY OF CONTRIBUTIONS TO LETHBRIDGE SCHOLARSHIP UNITED KINGDOM WC1E 7HX
BORDERLINES FOUNDATION FOR ACADEMIC STUDIES NONE TO SUPPORT THE DIGITIZATION OF OUT-OF-PRINT 45,000. 28 MONTFERN AVENUE PC HUMANITIES TITLES AND THE DISSEMINATION OF THOSE BRIGHTON, MA 02135-2515 TITLES ON AN OPEN ACCESS BASIS
BRANDEIS UNIVERSITY NONE TO SUPPORT EXPLORATION AND PLANNING FOR AN 150,000. 415 SOUTH STREET PC INTERNATIONAL NETWORK OF ACADEMIC PROGRAMS THAT MS-116 PROMOTE PEACE AND RECONCILIATION THROUGH THE ARTS WALTHAM, MA 02453-2728
BRITISH LIBRARY NONE TO SUPPORT REORGANIZATIONS IN LIBRARY AND 224,000. 96 EUSTON TOAD PC ARCHIVAL SERVICES LONDON UNITED KINGDOM NW1 2DB
BRITISH MUSEUM NONE TO SUPPORT FURTHER DEVELOPMENT OF RESEARCHSPACE, 1,700,000. GREAT RUSSELL STREET PC A COLLABORATIVE ONLINE ENVIRONMENT FOR ARTS AND LONDON CULTURAL HERITAGE RESEARCH AND KNOWLEDGE EXCHANGE UNITED KINGDOM WC 1B 3DG
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BROOKLYN ACADEMY OF MUSIC, INC. NONE TO SUPPORT OPERA AND MUSIC-THEATER PRESENTATIONS 400,000. PETER JAY SHARP BUILDING PC 30 LAFAYETTE AVENUE BROOKLYN, NY 11217-1486
BROOKLYN ARTS EXCHANGE, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 20,000. 421 FIFTH AVENUE PC BROOKLYN, NY 11215
BROOKLYN ARTS EXCHANGE, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 100,000. 421 FIFTH AVENUE PC BROOKLYN, NY 11215
BROOKLYN ARTS EXCHANGE, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 41,600. 421 FIFTH AVENUE PC BROOKLYN, NY 11215
BROOKLYN COLLEGE NONE TO SUPPORT THE ONE-YEAR RENEWAL OF THE MELLON 110,000. 633 THIRD AVENUE, 8TH FLOOR PC MAYS UNDERGRADUATE FELLOWSHIP NEW YORK, NY 11210-2899
BROOKLYN COLLEGE NONE TO SUPPORT A PROGRAM FOR TRANSFER STUDENTS TO 410,000. 2900 BEDFORD AVENUE PC FOSTER FACULTY-SUPPORTED INDEPENDENT ACADEMIC BROOKLYN, NY 11210-2899 RESEARCH IN THE HUMANITIES AND SOCIAL SCIENCES
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BROOKLYN INSTITUTE OF ARTS AND SCIENCES NONE TO SUPPORT CURATORIAL CAPACITY, EXHIBITIONS, AND 500,000. 200 EASTERN PARKWAY PC PUBLIC PROGRAMMING BROOKLYN, NY 11238-6052
BROOKLYN PUBLIC LIBRARY NONE TO SUPPORT AN ASSOCIATE IN ARTS DEGREE PROGRAM 450,000. 10 GRAND ARMY PLAZA PC FOR ADULTS WHO HAVE BEEN EXCLUDED OR DISCOURAGED BROOKLYN, NY 11238 FROM PARTICIPATING IN HIGHER EDUCATION
BROWN UNIVERSITY NONE TO SUPPORT EMERGENCY RELIEF EFFORTS FOR 150,000. ONE PROSPECT STREET PC UNIVERSITY OF PUERTO RICO STUDENTS WHO HAVE BEEN CAMPUS BOX 1860 AFFECTED BY HURRICANE MARIA PROVIDENCE, RI 02912
BROWN UNIVERSITY NONE TO SUPPORT SUMMER RESEARCH OPPORTUNITIES IN THE 625,000. ONE PROSPECT STREET PC HUMANITIES AND SOCIAL SCIENCES FOR UNDERGRADUATES CAMPUS BOX 1860 PROVIDENCE, RI 02912
BROWN UNIVERSITY NONE TO SUPPORT THE ONE-YEAR RENEWAL OF THE MELLON 136,000. 633 THIRD AVENUE, 8TH FLOOR PC MAYS UNDERGRADUATE FELLOWSHIP NEW YORK, NY 02912
BROWN UNIVERSITY NONE TO SUPPORT A SAWYER SEMINAR ON THE COMPARATIVE 225,000. ONE PROSPECT STREET PC STUDY OF CULTURES ENTITLED "RACE AND INDIGENEITY CAMPUS BOX 1860 IN THE AMERICAS" PROVIDENCE, RI 02912
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BROWN UNIVERSITY NONE TO SUPPORT POSTDOCTORAL FELLOWSHIPS IN HUMANITIES 750,000. ONE PROSPECT STREET PC AND RELATED SOCIAL SCIENCE DISCIPLINES IN ADVANCE CAMPUS BOX 1860 OF THE REGULAR TENURE-TRACK ASSISTANT PROFESSOR PROVIDENCE, RI 02912 POSITIONS FOR WHICH THE FELLOWS WILL BE HIRED
BROWN UNIVERSITY NONE TO SUPPORT COLLABORATIVE AND INTEGRATIVE GRADUATE 650,000. ONE PROSPECT STREET PC EDUCATION AND RESEARCH IN THE HUMANITIES CAMPUS BOX 1860 PROVIDENCE, RI 02912
BRYN MAWR COLLEGE NONE TO SUPPORT THE ONE-YEAR RENEWAL OF THE MELLON 119,000. 633 THIRD AVENUE, 8TH FLOOR PC MAYS UNDERGRADUATE FELLOWSHIP NEW YORK, NY 19010-2899
BUCKNELL UNIVERSITY NONE TO SUPPORT PLANNING FOR COOPERATIVES THAT WOULD 99,000. 220 MARTS HALL PC SUPPORT THE DIGITAL PUBLICATION OF DOCUMENTARY LEWISBURG, PA 17837 AND SCHOLARLY EDITIONS
BUFFALO STATE COLLEGE FOUNDATION, INC. NONE TO ESTABLISH AN ENDOWMENT TO SUPPORT STUDENTS IN 803,652. CLEVELAND HALL 511 PC CONSERVATION GRADUATE PROGRAMS 1300 ELMWOOD AVENUE BUFFALO, NY 14222
BUSHWICK STARR, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 60,000. 207 STARR STREET, SUITE 2-2 PC BROOKLYN, NY 11237
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CANADIAN CENTRE FOR ARCHITECTURE NONE TO SUPPORT INITIATIVES AT THE INTELLECTUAL AND 750,000. 1920 RUE BAILE PF INSTITUTIONAL INTERSECTION OF ARCHITECTURE, MONTREAL URBANISM, AND THE HUMANITIES QUEBEC CANADA H3H 256
CARLETON COLLEGE NONE TO SUPPORT PUBLIC HUMANITIES INITIATIVES 800,000. ONE NORTH COLLEGE STREET PC LAIRD HALL 100 NORTHFIELD, MN 55057-4010
CARNEGIE HALL CORPORATION NONE TO SUPPORT ACTIVITIES THAT BROADEN PUBLIC ACCESS 750,000. 881 SEVENTH AVENUE PC TO CLASSICAL MUSIC NEW YORK, NY 10019-3210
CARNEGIE MELLON UNIVERSITY NONE TO SUPPORT A STUDY OF THE FEASIBILITY OF USING 60,000. 5000 FORBES AVENUE PC SOFTWARE CONTAINER TECHNOLOGIES AS A MEANS OF WARNER HALL, # 600 PUBLISHING DIGITAL SCHOLARSHIP PITTSBURGH, PA 15213
CENTER FOR CURATORIAL LEADERSHIP NONE TO SUPPORT THE CENTER FOR CURATORIAL LEADERSHIP 750,000. 174 EAST 80TH STREET PC FELLOWSHIP PROGRAM AND THE MELLON FOUNDATION NEW YORK, NY 10075-0439 SEMINAR IN CURATORIAL PRACTICE
CENTER FOR PERFORMANCE AND CIVIC PRACTICE NONE TO CONTINUE SUPPORT FOR THE CATALYST INITIATIVE 300,000. PO BOX 1558 PC NEW YORK, NY 10276-1558
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CENTER FOR PERFORMANCE RESEARCH, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 40,000. 361 MANHATTAN AVENUE, UNIT 1 PC BROOKLYN, NY 11211
CENTRAL DISTRICT FORUM FOR ARTS & IDEAS NONE TO SUPPORT CHANGE CAPITAL, AS THE THIRD PHASE OF 550,000. 104 17TH AVE SOUTH PC THE FOUNDATION'S COMPREHENSIVE ORGANIZATIONAL SEATTLE, WA 98144 HEALTH INITIATIVE
CHAMBER MUSIC AMERICA, INC. NONE TO SUPPORT A CLASSICAL MUSIC COMMISSIONING PROGRAM 750,000. 12 WEST 32 STREET, 7TH FLOOR PC NEW YORK, NY 10001
CINCINNATI SYMPHONY ORCHESTRA NONE TO SUPPORT A DIVERSITY FELLOWSHIP PROGRAM IN 850,000. 1241 ELM STREET PC COLLABORATION WITH THE UNIVERSITY OF CINCINNATI CINCINNATI, OH 45202 COLLEGE-CONSERVATORY OF MUSIC
CITY COLLEGE OF NEW YORK NONE TO SUPPORT THE ONE-YEAR RENEWAL OF THE MELLON 58,000. 633 THIRD AVENUE, 8TH FLOOR PC MAYS UNDERGRADUATE FELLOWSHIP NEW YORK, NY 10031
CITY LORE, INC. NONE TO SUPPORT THE NATIONS IN NEIGHBORHOODS INITIATIVE 300,000. 56 EAST 1ST STREET PC NEW YORK, NY 10003-9345
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CITY UNIVERSITY OF NEW YORK NONE TO SUPPORT A PILOT TRANSFER PROGRAM BETWEEN BRONX 50,000. 35 WEST 67TH STREET PC COMMUNITY COLLEGE AND MACAULAY HONORS COLLEGE NEW YORK, NY 10017
CIVIC NATION NONE TO SUPPORT A SYSTEM OF ONGOING COMMUNICATION WITH 715,000. 727 15TH STREET NW, 3RD FLOOR PC FIRST-GENERATION AND OTHER STUDENTS SEEKING WASHINGTON, DC 20005 COLLEGE ACCESS
CIVILIANS, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 90,000. 138 SOUTH OXFORD STREET, SUITE 3C PC BROOKLYN, NY 11217-1695
CLAFLIN UNIVERSITY NONE TO SUPPORT THE REVITALIZATION OF THE GENERAL 500,000. 400 MAGNOLIA STREET PC EDUCATION CURRICULUM ORANGEBURG, SC 29115
CLUBBED THUMB, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 60,000. 440 LAFAYETTE STREET, 4TH FLOOR PC NEW YORK, NY 10003
COE COLLEGE NONE TO SUPPORT FOREIGN LANGUAGE COLLABORATION THROUGH 50,000. 1220 FIRST AVENUE NORTH EAST PC COMMUNITY PARTNERSHIPS CEDAR RAPIDS, IA 52402
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COLGATE UNIVERSITY NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 13 OAK DRIVE PC HAMILTON, NY 13346
COLLEGE ART ASSOCIATION OF AMERICA, INC. NONE TO SUPPORT THE RESOURCES FOR ACADEMIC ART MUSEUM 150,000. 50 BROADWAY, 21ST FLOOR PC PROFESSIONALS PROJECT NEW YORK, NY 10004
COLLEGE OF SAINT BENEDICT NONE TO SUPPORT INITIATIVES FOCUSED ON INCLUSIVE 600,000. 37 SOUTH COLLEGE AVENUE PC PEDAGOGY AND COMMUNITY BUILDING. SAINT JOSEPH, MN 56374
COLLEGE OF THE HOLY CROSS NONE TO SUPPORT COMMUNITY-BASED STUDENT AND FACULTY 800,000. 1 COLLEGE STREET PC COLLABORATIVE RESEARCH IN THE HUMANITIES WORCESTER, MA 01610
COLLEGE OF WILLIAM AND MARY NONE TO SUPPORT THE EXPANSION OF UNDERGRADUATE 800,000. PO BOX 8795 PC RESEARCH OPPORTUNITIES FOR STUDENTS FROM WILLIAMSBURG, VA 23187-8795 FIRST-GENERATION, DISADVANTAGED, AND UNDERREPRESENTED MINORITY BACKGROUNDS
COLLEGE OF WOOSTER NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 1101 NORTH BEVER STREET PC WOOSTER, OH 44691
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COLORADO COLLEGE NONE TO SUPPORT INTERDISCIPLINARY ENGAGEMENT WITH THE 600,000. 14 EAST CACHE LA POUDRE STREET PC ARTS AND CULTURE OF THE SOUTHWEST COLORADO SPRINGS, CO 80903-3294
COLUMBIA UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 72,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 10027 FELLOWSHIP (MMUF) PROGRAM
COLUMBIA UNIVERSITY NONE TO SUPPORT PUBLICATION OF LONG-FORM JOURNALISM 750,000. 202 LOW MEMORIAL LIBRARY PC THAT ADDRESSES GLOBAL PROBLEMS FROM A PUBLIC 535 WEST 116TH STREET, MC 4309 HUMANITIES PERSPECTIVE NEW YORK, NY 10027
COLUMBIA UNIVERSITY NONE TO SUPPORT PRELIMINARY RESEARCH FOR A 125,000. 202 LOW MEMORIAL LIBRARY PC MULTI-DIMENSIONAL MEASURE OF THE DEGREE TO WHICH 535 WEST 116TH STREET, MC 4309 AMERICAN COLLEGES AND UNIVERSITIES OFFER A NEW YORK, NY 10027 LIBERAL ARTS EDUCATION
COLUMBIA UNIVERSITY NONE TO SUPPORT A MULTIMEDIA PROJECT TO ENGAGE 150,000. 202 LOW MEMORIAL LIBRARY PC SCHOLARS AND THE PUBLIC IN A GENERATIVE DIALOGUE 535 WEST 116TH STREET, MC 4309 ABOUT RACE AND IDENTITY NEW YORK, NY 10027
COLUMBIA UNIVERSITY NONE TO SUPPORT A SYMPOSIUM EXPLORING MODELS FOR 54,350. 202 LOW MEMORIAL LIBRARY PC SUSTAINABLE COURSE SHARING 535 WEST 116TH STREET, MC 4309 NEW YORK, NY 10027
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COMMUNITY COLLEGE OF BALTIMORE COUNTY NONE TO SUPPORT THE TRANSFER OF HUMANITIES STUDENTS 980,000. 7201 ROSSVILLE BOULEVARD PC FROM THE COMMUNITY COLLEGE OF BALTIMORE COUNTY TO BALTIMORE, MD 21237-3899 JOHNS HOPKINS UNIVERSITY, AS WELL AS FACULTY COLLABORATIONS ON CURRICULUM AND PEDAGOGY
CONCORDIA COLLEGE NONE TO SUPPORT CURRICULAR AND PEDAGOGICAL INNOVATION 800,000. 901 EIGHTH STREET SOUTH PC FOCUSED ON DIVERSITY AND INCLUSION IN THE ARTS MOORHEAD, MN 56562 AND HUMANITIES
CONNECTICUT COLLEGE NONE TO SUPPORT THE ONE-YEAR RENEWAL OF THE MELLON 59,000. 633 THIRD AVENUE, 8TH FLOOR PC MAYS UNDERGRADUATE FELLOWSHIP NEW YORK, NY 06320-4196
CONNECTICUT COLLEGE NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR EILEEN 237,000. 270 MOHEGAN AVENUE PC KANE NEW LONDON, CT 06320-4196
CONSERVATION CENTER FOR ART AND HISTORIC ARTIFACTS NONE TO SUPPORT CHANGE AND GROWTH CAPITAL AS PART OF 1,000,000. 264 SOUTH 23RD STREET PC CCAHA'S CONTINUING WORK WITH THE NONPROFIT PHILADELPHIA, PA 19103 FINANCE FUND ON THE ORGANIZATIONAL HEALTH INITIATIVE.
CONSORTIUM FOR HISTORY OF SCIENCE, TECHNOLOGY NONE TO SUPPORT DISSERTATION AND RESEARCH FELLOWSHIPS, 750,000. 431 CHESTNUT STREET PC PUBLIC OUTREACH, AND ADMINISTRATIVE ASSISTANCE PHILADELPHIA, PA 19106-2426
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CORNELL COLLEGE NONE TO SUPPORT A PLANNING PROCESS FOR A NEW CORE 50,000. 600 FIRST STREET SW PC CURRICULUM MOUNT VERNON, IA 52314-1098
CORNELL UNIVERSITY NONE TO SUPPORT INITIATIVES AT THE INTELLECTUAL AND 550,000. 300 DAY HALL PC INSTITUTIONAL INTERSECTION OF ARCHITECTURE, ITHACA, NY 14853-2801 URBANISM, AND THE HUMANITIES
CORNELL UNIVERSITY NONE TO SUPPORT IN PERPETUITY THE CENTRAL NEW YORK 750,000. 300 DAY HALL PC HUMANITIES CORRIDOR, A COLLABORATIVE RESEARCH ITHACA, NY 14853-2801 INITIATIVE OF SYRACUSE UNIVERSITY, CORNELL UNIVERSITY, AND THE UNIVERSITY OF ROCHESTER
CORNELL UNIVERSITY NONE TO SUPPORT LIBRARY INITIATIVES THAT DEVELOP AND 770,000. 300 DAY HALL PC ADVANCE THE USE OF LINKED OPEN DATA ITHACA, NY 14853-2801
CORNELL UNIVERSITY NONE TO SUPPORT THE PLANNING OF A COLLEGE-IN-PRISON 135,000. 300 DAY HALL PC NETWORK IN NEW YORK ITHACA, NY 14853-2801
COUNCIL FOR EUROPEAN STUDIES NONE TO SUPPORT DISSERTATION COMPLETION FELLOWSHIPS IN 875,000. 475 RIVERSIDE DRIVE PC EUROPEAN STUDIES ROOM 308I NEW YORK, NY 10115
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COUNCIL OF INDEPENDENT COLLEGES NONE TO SUPPORT AN INITIATIVE TO ENGAGE UNDERGRADUATE 645,000. ONE DUPONT CIRCLE NW, SUITE 320 PC STUDENTS IN ARCHIVAL RESEARCH ON TOPICS THAT WILL WASHINGTON, DC 20036-1142 SERVE A PUBLIC AUDIENCE
COUNCIL ON LIBRARY AND INFORMATION RESOURCES NONE TO SUPPORT A NATIONAL GRANTMAKING COMPETITION FOR 6,248,000. 1707 L STREET NW, SUITE 650 PC THE DIGITIZATION OF COLLECTIONS OF SCHOLARLY AND WASHINGTON, DC 20036-4201 CULTURAL IMPORTANCE
COUNCIL ON LIBRARY AND INFORMATION RESOURCES NONE TO SUPPORT A NATIONAL GRANTMAKING COMPETITION FOR 4,009,000. 1707 L STREET NW, SUITE 650 PC THE DIGITIZATION OF COLLECTIONS OF SCHOLARLY AND WASHINGTON, DC 20036-4201 CULTURAL IMPORTANCE
COUNCIL ON LIBRARY AND INFORMATION RESOURCES NONE TO SUPPORT A REGRANTING COMPETITION FOR AUDIO AND 1,400,000. 1707 L STREET NW, SUITE 650 PC AUDIOVISUAL PRESERVATION WASHINGTON, DC 20036-4201
COUNCIL ON LIBRARY AND INFORMATION RESOURCES NONE TO SUPPORT POSTDOCTORAL FELLOWSHIPS IN DATA 981,000. 1707 L STREET NW, SUITE 650 PC CURATION WASHINGTON, DC 20036-4201
COUNCIL ON LIBRARY AND INFORMATION RESOURCES NONE TO SUPPORT GENERAL OPERATIONS 750,000. 1707 L STREET NW, SUITE 650 PC WASHINGTON, DC 20036-4201
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COUNCIL ON LIBRARY AND INFORMATION RESOURCES NONE TO CONTINUE SUPPORT FOR FELLOWSHIPS FOR 750,000. 1707 L STREET NW, SUITE 650 PC DISSERTATION RESEARCH WITH ORIGINAL SOURCES IN WASHINGTON, DC 20036-4201 THE HUMANITIES
CULTURAL DATA PROJECT NONE TO SUPPORT THE BUILD-OUT OF A TOOL THAT WOULD 65,000. 400 MARKET STREET, SUITE 600 PC ENABLE INTEGRATED SURVEY MANAGEMENT AND AUTOMATED PHILADELPHIA, PA 19106-2513 REPORTING FOR A WORKFORCE DEMOGRAPHICS INITIATIVE
CULTURETRUST GREATER PHILADELPHIA NONE TO SUPPORT PROGRAMMING TO EXPAND CONSERVATION TO 50,000. 1315 WALNUT STREET, SUITE 320 PC REPRESENT AND PRESERVE A BROADER SPECTRUM OF PHILADELPHIA, PA 19107 CULTURAL HERITAGE
CULTUREWORKS GREATER PHILADELPHIA, INC. NONE TO SUPPORT THE ESTABLISHMENT OF CULTUREWORKS 300,000. THE PHILADELPHIA BUILDING PC COMMONS MANAGEMENT 1315 WALNUT STREET, SUITE 320 PHILADELPHIA, PA 19107-4701
DANCE SERVICE NEW YORK CITY, INC. NONE TO SUPPORT DIVERSITY, EQUITY, AND INCLUSION 300,000. 218 EAST 18TH STREET, 4TH FLOOR PC INITIATIVES NEW YORK, NY 10003
DANCE THEATRE OF HARLEM, INC. NONE TO SUPPORT THE DANCE THEATRE OF HARLEM'S ARCHIVES 120,000. 466 WEST 152ND STREET PC AND PLANNING FOR THE RELAUNCH OF THE PROFESSIONAL NEW YORK, NY 10031 TRAINING PROGRAM
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DANCE/USA NONE TO SUPPORT DIVERSITY AND PRESERVATION INITIATIVES 750,000. 1029 VERMONT AVENUE NW, SUITE 400 PC WASHINGTON, DC 20005
DANCEWAVE, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 15,000. 45 FOURTH AVENUE PC BROOKLYN, NY 11217
DARTMOUTH COLLEGE NONE TO ESTABLISH POSTDOCTORAL FELLOWSHIP PROGRAMS TO 630,500. 207 PARKHURST HALL PC PROMOTE THE HIRING OF SCHOLARS WHO WOULD ENHANCE HANOVER, NH 03755 DIVERSITY AMONG FACULTY IN THE HUMANITIES
DARTMOUTH COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 99,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 03755
DAVIDSON COLLEGE NONE TO SUPPORT A SERIES OF INITIATIVES INCORPORATING 600,000. PO BOX 7145 PC THEMES OF JUSTICE, EQUALITY, AND COMMUNITY INTO 209 RIDGE ROAD THE CURRICULUM DAVIDSON, NC 28035-7145
DEBATE SOCIETY, LTD. NONE TO PROVIDE GENERAL OPERATING SUPPORT 20,000. PO BOX 283 PC GREENPOINT STATION BROOKLYN, NY 11222-0283
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DEPAUW UNIVERSITY NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 313 SOUTH LOCUST STREET PC GREENCASTLE, IN 46135
DETROIT SYMPHONY ORCHESTRA HALL, INC. NONE TO SUPPORT THE SOCIAL PROGRESS INITIATIVE AND 2,000,000. 3711 WOODWARD AVENUE PC RELATED COMMUNITY ENGAGEMENT WORK DETROIT, MI 48201
DETROIT SYMPHONY ORCHESTRA HALL, INC. NONE TO SUPPORT PATHWAYS INITIATIVES FOR MUSICIANS 750,000. 3711 WOODWARD AVENUE PC FROM UNDERREPRESENTED COMMUNITIES DETROIT, MI 48201
DISCALCED, INC. NONE TO SUPPORT THE PRESERVATION OF AUDIO-VISUAL AND 450,000. 3 LAFAYETTE AVENUE PC RELATED DANCE MATERIALS BROOKLYN, NY 11217-1415
DISCALCED, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 42,500. 3 LAFAYETTE AVENUE PC BROOKLYN, NY 11217-1415
DREW UNIVERSITY NONE TO SUPPORT THE INTEGRATION OF DIGITAL HUMANITIES 410,000. 36 MADISON AVENUE PC INTO THE CURRICULAR AND CO-CURRICULAR FABRIC OF MADISON, NJ 07940-1493 THE UNIVERSITY
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DUKE UNIVERSITY NONE TO SUPPORT A STUDY THAT DEFINES LIBRARY SERVICES 36,500. 207 ALLEN BUILDING PC NEEDED TO PUBLISH DIGITAL HUMANITIES PROJECTS BOX 90001 DURHAM, NC 27708-0001
DUKE UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 116,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 27708-0001
DUKE UNIVERSITY NONE TO SUPPORT FURTHER DEVELOPMENT OF AN OPEN SOURCE 635,000. 207 ALLEN BUILDING PC INTEGRATED LIBRARY SYSTEM BOX 90001 DURHAM, NC 27708-0001
EARSHOT JAZZ SOCIETY OF SEATTLE NONE TO SUPPORT ACTIVITIES THAT BROADEN PUBLIC ACCESS 200,000. 3429 FREMONT PLACE N, SUITE 309 PC TO JAZZ SEATTLE, WA 98103-8650
EFFORTS OF GRACE, INC. NONE TO SUPPORT THE ASHÉ RACIAL JUSTICE AND HEALING 300,000. 1712 ORETHA CASTLE HALEY BOULEVARD PC INITIATIVE NEW ORLEANS, LA 70113
EL PASO COMMUNITY COLLEGE NONE TO SUPPORT THE STREAMLINING OF HUMANITIES 651,000. 9050 VISCOUNT BOULEVARD PC TRANSFERS AND COLLABORATION BETWEEN HUMANITIES EL PASO, TX 79925 FACULTY BETWEEN THE UNIVERSITY OF TEXAS AT EL PASO AND EL PASO COMMUNITY COLLEGE
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ELEVATOR REPAIR SERVICE THEATER, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 100,000. 47 GREAT JONES STREET, 3RD FLOOR PC NEW YORK, NY 10012-1196
ELIZABETHTOWN COLLEGE NONE TO SUPPORT CURRICULAR INITIATIVES DESIGNED TO 300,000. 1 ALPHA DRIVE PC FURTHER INCREASE STUDENT ENGAGEMENT WITH THE ELIZABETHTOWN, PA 17022-2298 HUMANITIES
EMERSON COLLEGE NONE TO SUPPORT RESIDENCIES FOR THEATER ARTISTS 375,000. 120 BOYLSTON STREET PC BOSTON, MA 02116-4611
EMERSON COLLEGE NONE TO SUPPORT THE CORE PROGRAMS OF HOWLROUND, A 750,000. 120 BOYLSTON STREET PC KNOWLEDGE COMMONS BY AND FOR THE THEATER BOSTON, MA 02116-4611 COMMUNITY
EMORY UNIVERSITY NONE TO SUPPORT A FINAL YEAR OF THE MELLON GRADUATE 265,000. 408 ADMINISTRATION BUILDING PC TEACHING FELLOWSHIP PROGRAM WHILE THE LANEY 201 DOWMAN DRIVE GRADUATE SCHOOL PLANS A RELATED INITIATIVE ATLANTA, GA 30322 FOCUSED ON ENHANCING DIVERSITY IN THE DOCTORAL TRAJECTORY TO THE PROFESSORIATE
EMORY UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF DATABASES THAT 300,000. 408 ADMINISTRATION BUILDING PC IDENTIFY SLAVES AND OTHERS INVOLVED IN THE 201 DOWMAN DRIVE ATLANTIC SLAVE TRADE. ATLANTA, GA 30322
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EMORY UNIVERSITY NONE TO SUPPORT GRADUATE EDUCATION PROGRAM REFORM 750,000. 408 ADMINISTRATION BUILDING PC 201 DOWMAN DRIVE ATLANTA, GA 30322
EMORY UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 131,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 30322
EMORY UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF SERVICES THAT WOULD 325,000. 408 ADMINISTRATION BUILDING PC ASSIST HUMANITIES FACULTY IN THE CREATION OF 201 DOWMAN DRIVE DIGITAL PUBLICATIONS ATLANTA, GA 30322
ENSEMBLE STUDIO THEATRE, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 125,000. 545 WEST 52ND STREET, 2ND FLOOR PC NEW YORK, NY 10019
EQUAL JUSTICE INITIATIVE NONE TO SUPPORT PUBLIC PROGRAMMING ON THE HISTORY OF 1,000,000. 122 COMMERCE STREET PC CIVIL RIGHTS IN THE UNITED STATES MONTGOMERY, AL 36104
EXCELENCIA IN EDUCATION, INC. NONE TO SUPPORT EFFORTS TO COLLECT AND DISSEMINATE 150,000. 1156 15TH STREET NW, SUITE 1001 PC DATA ABOUT LATINO/A FACULTY AND GRADUATE STUDENTS WASHINGTON, DC 20005
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FEDERATION OF STATE HUMANITIES COUNCILS NONE TO SUPPORT THE ROLE OF THE HUMANITIES AND 1,700,000. 1600 WILSON BOULEVARD, SUITE 902 PC JOURNALISM IN FOSTERING AN INFORMED CITIZENRY ARLINGTON, VA 22209-2510
FEDERATION OF STATE HUMANITIES COUNCILS NONE TO SUPPORT PUBLIC AWARENESS OF THE IMPACT OF THE 150,000. 1600 WILSON BOULEVARD, SUITE 902 PC HUMANITIES ON INDIVIDUAL COMMUNITIES ACROSS THE ARLINGTON, VA 22209-2510 NATION
FIELD MUSEUM OF NATURAL HISTORY NONE TO SUPPORT THE RE-INSTALLATION AND 700,000. 1400 SOUTH LAKE SHORE DRIVE PC REINTERPRETATION OF THE HALL OF NATIVE NORTH CHICAGO, IL 60605-2496 AMERICA AT THE FIELD MUSEUM OF NATURAL HISTORY
FIJI THEATER COMPANY, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 90,000. 47 GREAT JONES STREET, 6TH FLOOR PC NEW YORK, NY 10012
FIRST PEOPLES FUND NONE TO RENEW SUPPORT FOR THE NATIVE PERFORMING ARTIST 600,000. 706 WEST BOULEVARD PC LEADERSHIP PROGRAM TO PROVIDE MENTORSHIP AND RAPID CITY, SD 57701 PROFESSIONAL DEVELOPMENT TRAINING FOR NATIVE PERFORMING ARTISTS
FIVE COLLEGES, INCORPORATED NONE TO SUPPORT THE STUDY OF LESS COMMONLY TAUGHT 149,500. 97 SPRING STREET PC LANGUAGES: $1,000,000 AS PERMANENT ENDOWMENT, TO AMHERST, MA 01002-2324 BE MATCHED TWO-TO-ONE WITHIN FIVE YEARS; AND $775,000 IN SPENDABLE FUNDS WITHIN SIX YEARS
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FLORIDA INTERNATIONAL UNIVERSITY NONE TO SUPPORT ACTIVITIES THAT WOULD ASSIST 725,000. 11200 SW 8TH STREET PC HUMANITIES STUDENTS IN COMPLETING THEIR DEGREES MIAMI, FL 33199-0001 AT MIAMI DADE COLLEGE AND TRANSFERRING TO FLORIDA INTERNATIONAL UNIVERSITY, AND STRENGTHEN FACULTY AND STAFF COLLABORATIONS BETWEEN THE INSTITUTIONS
FOOTHILL-DE ANZA COMMUNITY COLLEGE DISTRICT NONE TO SUPPORT THE TRANSFER OF HUMANITIES STUDENTS 732,500. 12345 EL MONTE ROAD PC FROM FOOTHILL DE-ANZA COMMUNITY COLLEGE DISTRICT LOS ALTOS HILLS, CA 94022 TO THE UNIVERSITY OF SAN FRANCISCO, AS WELL AS FACULTY COLLABORATIONS ON CURRICULUM AND PEDAGOGY
FOUNDATION CENTER NONE TO PROVIDE GENERAL SUPPORT 75,000. 32 OLD SLIP, 24TH FLOOR PC NEW YORK, NY 10005
FOUNDATION CENTER NONE TO SUPPORT THE CONSTRUCTION OF AN ONLINE PORTAL 150,000. 32 OLD SLIP, 24TH FLOOR PC THAT WOULD HOUSE INFORMATION ON PHILANTHROPIC NEW YORK, NY 10005 SUPPORT FOR SOCIAL CHANGE SCHOLARSHIPS
FOUNDATION OF THE AMERICAN INSTITUTE FOR CONSERV NONE TO SUPPORT CHANGE AND GROWTH CAPITAL AS PART OF 900,000. 727 15TH STREET, NW, SUITE 500 PC AIC & FAIC'S CONTINUING WORK WITH THE NONPROFIT WASHINGTON, DC 20005 FINANCE FUND ON THE ORGANIZATIONAL HEALTH INITIATIVE
FOUNDATION OF THE AMERICAN INSTITUTE FOR CONSERVAT NONE TO SUPPORT TRAINING IN EMERGENCY RESPONSE FOR 100,000. 727 15TH STREET, NW, SUITE 500 PC CULTURAL COLLECTIONS WASHINGTON, DC 20005
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FOUNDRY THEATRE, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 70,000. 140-142 2ND AVENUE, SUITE 405 PC NEW YORK, NY 10003
FOURTH ARTS BLOCK, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 34,000. 61 EAST 4TH STREET PC NEW YORK, NY 10003-8963
FRACTURED ATLAS, INC. NONE TO SUPPORT A RAPID RESPONSE SOFTWARE SUPPORT TEAM 500,000. 248 WEST 35TH STREET, 10TH FLOOR PC NEW YORK, NY 10001-2505
FRANKLIN & MARSHALL COLLEGE NONE TO SUPPORT FACULTY DIVERSITY AND INCLUSIVE 800,000. PO BOX 3003 PC PEDAGOGY LANCASTER, PA 17604-3003
FRANKLIN W. OLIN COLLEGE OF ENGINEERING, INC. NONE TO SUPPORT INITIATIVES TO INTEGRATE STEM 900,000. 1000 OLIN WAY PC EDUCATION WITH THE ARTS AND HUMANITIES NEEDHAM, MA 02492-1200
FRICK COLLECTION NONE TO SUPPORT DIGITIZATION OF THE FRICK ART 300,000. 1 EAST 70TH STREET PC REFERENCE LIBRARY PHOTOARCHIVE NEW YORK, NY 10021
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FURMAN UNIVERSITY NONE TO SUPPORT NEW FACULTY POSITIONS IN THE 800,000. 3300 POINSETT HIGHWAY PC HUMANITIES AND INTERPRETIVE SOCIAL SCIENCES GREENVILLE, SC 29613-0001
GALLAUDET UNIVERSITY NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 800 FLORIDA AVENUE NE, SUITE 102 PC WASHINGTON, DC 20002
GATEWAYS MUSIC FESTIVAL, INC. NONE TO SUPPORT CAPACITY BUILDING 300,000. 26 GIBBS STREET, # 58 PC ROCHESTER, NY 14604-2505
GEORGETOWN UNIVERSITY NONE TO SUPPORT THE EXPANSION OF AFRICAN AMERICAN 750,000. 204 HEALY HALL PC STUDIES 37TH AND O STREET, NW WASHINGTON, DC 20057-1789
GEORGETOWN UNIVERSITY NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR 294,000. 204 HEALY HALL PC KATHRYN DE LUNA 37TH AND O STREET, NW WASHINGTON, DC 20057-1789
GETTYSBURG COLLEGE NONE TO SUPPORT INITIATIVES TO DEEPEN STUDENTS' 150,000. 300 NORTH WASHINGTON STREET PC ENGAGEMENT WITH THE HUMANITIES PENNSYLVANIA HALL GETTYSBURG, PA 17325-1400
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GINA GIBNEY DANCE, INC. NONE TO SUPPORT THE DANCE IN PROCESS RESIDENCY PROGRAM 600,000. 890 BROADWAY, 5TH FLOOR PC NEW YORK, NY 10003
GRANTMAKERS IN THE ARTS NONE TO SUPPORT INFORMATION AND COMMUNICATION 100,000. 4055 21ST AVENUE WEST, SUITE 100 PC INITIATIVES SEATTLE, WA 98199-1247
GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS NONE TO SUPPORT PBS NEWSHOUR REPORTS COVERING ARTS AND 250,000. 3939 CAMPBELL AVENUE PC CULTURE IN RURAL AMERICA ARLINGTON, VA 22206
GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS NONE TO SUPPORT TWO DOCUMENTARY TELEVISION SERIES ON 1,319,000. 3939 CAMPBELL AVENUE PC RECONSTRUCTION AND THE BIRTH OF JIM CROW AND THE ARLINGTON, VA 22206 GREAT MIGRATION
GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS NONE TO SUPPORT ARTS AND CULTURAL PROGRAMMING THROUGH 400,000. 3939 CAMPBELL AVENUE PC PBS NEWSHOUR'S CULTURE DESK ARLINGTON, VA 22206
GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS NONE TO SUPPORT THE "RACE MATTERS" INITIATIVE AT PBS 150,000. 3939 CAMPBELL AVENUE PC NEWSHOUR ARLINGTON, VA 22206
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GRINNELL COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 67,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 50112-1690
GROWNYC NONE TO PROVIDE GENERAL SUPPORT 30,000. PO BOX 2327 PC NEW YORK, NY 10272
GUADALUPE CULTURAL ARTS CENTER NONE TO SUPPORT THE PROGRESO COMMUNITY GALLERY 300,000. 723 SOUTH BRAZOS STREET PC SAN ANTONIO, TX 78207
GUIDESTAR USA, INC. NONE TO SUPPORT GUIDESTAR'S MEMBERSHIP PROGRAM 50,000. 4801 COURTHOUSE STREET, SUITE 220 PC WILLIAMSBURG, VA 23188
GUTHRIE THEATRE FOUNDATION NONE TO SUPPORT THE IMPLEMENTATION OF THE THEATER OF 100,000. 818 SOUTH 2ND STREET PC INQUIRY AND ENGAGEMENT INITIATIVE: $750,000 IN MINNEAPOLIS, MN 55415 SPENDABLE FUNDS; AND $250,000 TO BE MATCHED ONE-TO-ONE
HAMILTON COLLEGE NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 198 COLLEGE HILL ROAD PC CLINTON, NY 13323-1218
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HAMPTON UNIVERSITY NONE TO SUPPORT THE ESTABLISHMENT OF A STUDENT 600,000. 100 EAST QUEEN STREET PC SERVICES CENTER AIMED AT IMPROVING PERSISTENCE HAMPTON, VA 23668-0199 AND GRADUATION RATES
HARTWICK COLLEGE NONE TO SUPPORT THE PEDAGOGICAL NEEDS OF STUDENTS FROM 50,000. ONE HARTWICK DRIVE PC DIVERSE BACKGROUNDS ONEONTA, NY 13820
HARVARD UNIVERSITY NONE TO SUPPORT THE MAHINDRA HUMANITIES CENTER TO 150,000. MASSACHUSETTS HALL PC DEVELOP A GRANT PROPOSAL ON A GLOBAL HUMANITIES CAMBRIDGE, MA 02138 CURRICULUM
HARVARD UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 101,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 02138
HARVARD UNIVERSITY NONE TO SUPPORT THE WRITING, RESEARCH, EDITING, AND 200,000. MASSACHUSETTS HALL PC PUBLICATION OF THE IMAGE OF THE BLACK IN LATIN CAMBRIDGE, MA 02138 AMERICAN AND CARIBBEAN ART
HARVEY MUDD COLLEGE NONE TO SUPPORT INITIATIVES TO DIVERSIFY THE FACULTY 250,000. 301 PLATT BOULEVARD PC AND REVISE THE CORE CURRICULUM CLAREMONT, CA 91711
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HAVERFORD COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 31,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 19041-1392
HEARD MUSEUM NONE TO SUPPORT THE ESTABLISHMENT OF A MELLON 300,000. 2301 NORTH CENTRAL AVENUE PC FELLOWSHIP PROGRAM PHOENIX, AZ 85004-1323
HELENA PRESENTS NONE TO SUPPORT CHANGE CAPITAL, AS THE THIRD PHASE OF 538,000. 15 NORTH EWING PC THE FOUNDATION'S COMPREHENSIVE ORGANIZATIONAL HELENA, MT 59601 HEALTH INITIATIVE
HENRY FORD COLLEGE NONE TO SUPPORT THE TRANSFER OF HENRY FORD COLLEGE 181,000. 5101 EVERGREEN ROAD PC STUDENTS IN THE HUMANITIES TO THE UNIVERSITY OF DEARBORN, MI 41870 MICHIGAN AND TO STRENGTHEN COLLABORATION BETWEEN FACULTY IN THE HUMANITIES AT BOTH INSTITUTIONS
HERITAGE UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 109,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 98948
HIP-HOP THEATER FESTIVAL, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 85,000. 215 EAST 99TH STREET PC NEW YORK, NY 10029
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HOME FOR CONTEMPORARY THEATRE AND ART, LTD. NONE TO SUPPORT THE PROTOTYPE: OPERA/THEATRE/NOW 900,000. 145 SIXTH AVENUE PC FESTIVAL NEW YORK, NY 10013-1548
HOME FOR CONTEMPORARY THEATRE AND ART, LTD. NONE TO PROVIDE GENERAL OPERATING SUPPORT 150,000. 145 SIXTH AVENUE PC NEW YORK, NY 10013-1548
HOUSTON GRAND OPERA ASSOCIATION, INC. NONE TO SUPPORT ARTISTIC INITIATIVES AND 750,000. WORTHAM THEATER CENTER PC ORGANIZATIONAL DEVELOPMENT 510 PRESTON STREET HOUSTON, TX 77002-1504
HOWARD UNIVERSITY NONE TO ESTABLISH A MELLON MAYS UNDERGRADUATE 480,000. 2400 SIXTH STREET NW PC FELLOWSHIP PROGRAM WASHINGTON, DC 20059
HUNTER COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 33,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 10065
ILISAGVIK COLLEGE NONE TO INCREASE TRANSFER RATES OF ILISAGVIK COLLEGE 150,000. PO BOX 749 PC STUDENTS TO FOUR-YEAR DEGREE PROGRAMS BY BARROW, AK 99723-0749 IMPLEMENTING ARTICULATION AGREEMENTS BETWEEN ILISAGVIK AND FOUR-YEAR ALASKAN, NORTHWEST, AND OTHER TRIBAL COLLEGES/UNIVERSITIES
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ILLINOIS WESLEYAN UNIVERSITY NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. PO BOX 2900 PC BLOOMINGTON, IL 61702-2900
INDIANA UNIVERSITY NONE TO SUPPORT PLANNING FOR A TOOL TO MANAGE THE 32,000. 107 SOUTH INDIANA AVENUE PC CREATION OF METADATA FOR DIGITIZED AND BLOOMINGTON, IN 47401-3654 BORN-DIGITAL AUDIO AND VIDEO CONTENT
INNER CITY YOUTH ORCHESTRA OF LOS ANGELES, INC. NONE TO SUPPORT PATHWAYS INITIATIVES FOR MUSICIANS 530,000. 6820 LA TIJERA BOULEVARD, SUITE 201 PC FROM UNDERREPRESENTED COMMUNITIES LOS ANGELES, CA 90045-1931
INSTITUTE OF INTERNATIONAL EDUCATION, INC. NONE TO SUPPORT ACADEMIC AND HUMANITARIAN SUPPORT FOR 1,250,000. 809 UNITED NATIONS PLAZA PC DISPLACED SCHOLARS THREATENED BY WAR AND NEW YORK, NY 10017-3580 REPRESSION
INTERFAITH YOUTH CORE NONE TO SUPPORT A LONGITUDINAL SURVEY OF STUDENT 500,000. 141 WEST JACKSON BOULEVARD, SUITE 3200 PC ATTITUDES ABOUT RELIGIOUS DIVERSITY CHICAGO, IL 60604
INTERMUSEUM CONSERVATION ASSOCIATION NONE TO SUPPORT PHASE THREE OF THE COMPREHENSIVE 500,000. 2915 DETROIT AVENUE PC ORGANIZATIONAL HEALTH INITIATIVE CLEVELAND, OH 44113-2709
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INTERNATIONAL AFRICAN AMERICAN MUSEUM NONE TO SUPPORT THE EARLY HIRING OF A CHIEF CURATOR 150,000. 113 CALHOUN STREET PC CHARLESTON, SC 29401
INTERNATIONAL ARTS RELATIONS, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 50,000. PO BOX 756 PC NEW YORK, NY 10108
INTERNATIONAL CONTEMPORARY ENSEMBLE FOUND NONE TO SUPPORT THE OPENICE PROGRAM 450,000. 4306 THIRD AVE, 4TH FLOOR PC BROOKLYN, NY 11232-3604
INTERNATIONAL RESCUE COMMITTEE, INC. NONE TO SUPPORT THE IMPLEMENTATION OF A 660,000. 122 EAST 42ND STREET, 12TH FLOOR PC TEACHER-FOCUSED QUALITY IMPROVEMENT PROJECT IN NEW YORK, NY 10168-1289 CLASSROOMS THAT SUPPORT SYRIAN REFUGEES IN LEBANON
ITHAKA HARBORS, INC. NONE TO SUPPORT THE WILLIAM G. BOWEN COLLOQUIUM ON 75,000. 2 RECTOR STREET, 18TH FLOOR PC COLLEGE AND UNIVERSITY PRESIDENTIAL LEADERSHIP NEW YORK, NY 10006
ITHAKA HARBORS, INC. NONE TO SUPPORT A STUDY OF ACQUISITIONS PATTERNS AND 96,500. 2 RECTOR STREET, 18TH FLOOR PC PRACTICES IN ACADEMIC LIBRARIES NEW YORK, NY 10006
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ITHAKA HARBORS, INC. NONE TO SUPPORT AN UPGRADE OF ARTSTOR'S TECHNOLOGY 1,997,000. 2 RECTOR STREET, 18TH FLOOR PC INFRASTRUCTURE AND ITS INTEGRATION WITH ITHAKA'S NEW YORK, NY 10006 TECHNOLOGY PLATFORM
JAPANESE AMERICAN CULTURAL AND COMMUNITY CENTER NONE TO SUPPORT A MASTER ARTIST-IN-RESIDENCE PROGRAM, 300,000. 244 SOUTH SAN PEDRO STREET PC A COMMUNITY CURATORIAL FELLOWSHIP AND A LEAD LOS ANGELES, CA 90012 COMMUNITY ORGANIZER FOR THE SUSTAINABLE LITTLE TOKYO INITIATIVE
JAZZ AT LINCOLN CENTER, INC. NONE TO SUPPORT ACTIVITIES THAT BROADEN PUBLIC ACCESS 650,000. 3 COLUMBUS CIRCLE, 12TH FLOOR PC TO JAZZ NEW YORK, NY 10019
JOHN F. KENNEDY CENTER FOR THE PERFORMING ARTS NONE TO SUPPORT A SPRING FOR MUSIC: ORCHESTRAS ALIVE! 220,731. 2700 F. STREET, NW PC FESTIVAL OF NORTH AMERICAN ORCHESTRAS WASHINGTON, DC 20566-0001
JOHNS HOPKINS UNIVERSITY NONE TO SUPPORT COLLABORATIONS AMONG CAMPUS LIBRARIES 303,000. 242 GARLAND HALL PC AND MUSEUMS 3400 NORTH CHARLES STREET BALTIMORE, MD 21218-2691
JOHNS HOPKINS UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF AN 650,000. 242 GARLAND HALL PC INTERDISCIPLINARY DOCTORAL PROGRAM 3400 NORTH CHARLES STREET BALTIMORE, MD 21218-2691
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JOHNS HOPKINS UNIVERSITY NONE TO SUPPORT THE TRANSFER OF HUMANITIES STUDENTS 745,000. 242 GARLAND HALL PC FROM THE COMMUNITY COLLEGE OF BALTIMORE COUNTY TO 3400 NORTH CHARLES STREET JOHNS HOPKINS UNIVERSITY, AS WELL AS FACULTY BALTIMORE, MD 21218-2691 COLLABORATIONS ON CURRICULUM AND PEDAGOGY
JONAH BOKAER ARTS FOUNDATION, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 17,000. 304 BOERUM STREET, #23 PC BROOKLYN, NY 11206
JOYCE THEATER FOUNDATION, INC. NONE TO SUPPORT ARTIST RESIDENCIES AT GIBNEY DANCE 600,000. 175 EIGHTH AVENUE PC NEW YORK, NY 10011
JOYCE THEATER FOUNDATION, INC. NONE TO SUPPORT DEVELOPMENTAL AND PRODUCTION 211,000. 175 EIGHTH AVENUE PC RESIDENCIES FOR CHOREOGRAPHERS NEW YORK, NY 10011
JUNIATA COLLEGE NONE TO SUPPORT THE PLANNING OF A NEW GENERAL 50,000. 1700 MOORE STREET PC EDUCATION CURRICULUM HUNTINGDON, PA 16652-2119
KALAMAZOO COLLEGE NONE TO SUPPORT ENHANCED ACCESSIBILITY AND INTEGRATION 800,000. 1200 ACADEMY STREET PC OF EXPERIENTIAL LEARNING PROGRAMS KALAMAZOO, MI 49006-3295
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KALAMAZOO COLLEGE NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 1200 ACADEMY STREET PC KALAMAZOO, MI 49006-3295
KENTUCKY HISTORICAL SOCIETY NONE TO SUPPORT PLANNING FOR COOPERATIVES THAT WOULD 90,000. 100 WEST BROADWAY PC SUPPORT THE DIGITAL PUBLICATION OF DOCUMENTARY FRANKFORT, KY 40601 AND SCHOLARLY EDITIONS
KINGS MAJESTIC CORPORATION NONE TO SUPPORT EXPENSES RELATED TO THE MERGER OF TWO 50,000. 1000 DEAN STREET, SUITE 232 PC LEADING ARTS CENTERS FOR AFRICAN DIASPORAN ARTS BROOKLYN, NY 11238
LA MAMA EXPERIMENTAL THEATRE CLUB, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 175,000. 74A EAST 4TH STREET PC NEW YORK, NY 10003-8903
LAFAYETTE COLLEGE NONE TO SUPPORT THE PUBLIC HUMANITIES INITIATIVES OF 950,000. 316 MARKLE HALL PC THE LEHIGH VALLEY ENGAGED HUMANITIES CONSORTIUM 730 HIGH STREET EASTON, PA 18042-1768
LARK THEATRE COMPANY, INC. NONE TO SUPPORT CAPACITY BUILDING 500,000. 311 WEST 43RD STREET, SUITE 406 PC NEW YORK, NY 10036
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LARK THEATRE COMPANY, INC. NONE TO SUPPORT CAPACITY BUILDING AND A REVOLVING CASH 40,305. 311 WEST 43RD STREET, SUITE 406 PC RESERVE FUND NEW YORK, NY 10036
LATINO THEATER COMPANY NONE TO SUPPORT CAPACITY-BUILDING EFFORTS: $425,000 IN 34,325. 514 SOUTH SPRING STREET PC SPENDABLE FUNDS; AND $75,000, TO BE MATCHED LOS ANGELES, CA 90013-2304 ONE-TO-ONE, TO SUPPORT A REVOLVING BOARD-DESIGNATED CASH RESERVE
LAWRENCE UNIVERSITY NONE TO SUPPORT THE INCORPORATION OF INCLUSIVE, 500,000. 711 EAST BOLDT WAY PC INTEGRATIVE, AND PROJECT-BASED PEDAGOGY ACROSS APPLETON, WI 54911 HUMANITIES AND STEM CURRICULA
LEWIS & CLARK COLLEGE NONE TO SUPPORT PLANNING INITIATIVES RELATED TO 30,000. 0615 SW PALATINE HILL ROAD PC DIVERSITY AND INCLUSION PORTLAND, OR 97219-7899
LINCOLN CENTER FOR THE PERFORMING ARTS, INC. NONE TO SUPPORT THE LINCOLN CENTER MOMENTS CONCERT 100,000. 70 LINCOLN CENTER PLAZA PC SERIES FOR AUDIENCES LIVING WITH DEMENTIA NEW YORK, NY 10023
LOS ANGELES CHAMBER ORCHESTRA SOCIETY, INC. NONE TO SUPPORT PATHWAYS INITIATIVES FOR MUSICIANS 260,000. 350 SOUTH FIGUEROA STREET, SUITE 183 PC FROM UNDERREPRESENTED COMMUNITIES LOS ANGELES, CA 90071
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LYRASIS NONE TO SUPPORT A NATIONAL INITIATIVE FOR EMERGENCY 1,115,000. 1438 WEST PEACHTREE STREET NW, SUITE 150 PC PREPAREDNESS FOR PERFORMING ARTS ORGANIZATIONS ATLANTA, GA 30309-2955
LYRASIS NONE TO SUPPORT A MARKET STUDY THAT WOULD INFORM 90,000. 1438 WEST PEACHTREE STREET NW, SUITE 150 PC PLANNING FOR COLLECTIONSPACE, AN OPEN SOURCE ATLANTA, GA 30309-2955 MUSEUM COLLECTION MANAGEMENT SYSTEM
MACALESTER COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 88,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 55105-1899
MACALESTER COLLEGE NONE TO SUPPORT SUBSTANTIAL CURRICULAR REVISION AND 800,000. 1600 GRAND AVENUE PC ENHANCEMENT SAINT PAUL, MN 55105-1899
MAGIC THEATRE, INC. NONE TO SUPPORT RESIDENCIES FOR THEATER ARTISTS 320,000. FORT MASON, BUILDING D PC SAN FRANCISCO, CA 94123
MAINE STATE MUSEUM NONE TO SUPPORT THE DEVELOPMENT OF A HISTORICAL 35,000. 83 STATE HOUSE STATION PC DATABASE OF NATIVE PEOPLE IN THE FAR NORTHEAST AUGUSTA, ME 04333 REGION OF NORTH AMERICA
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MAKERERE UNIVERSITY NONE TO SUPPORT PHD AND EARLY-CAREER FACULTY TRAINING 225,000. MAIN CAMPUS ADMINISTRATIVE BLDG PC KAMPALA UGANDA
MAP FUND, INC. NONE TO SUPPORT A REGRANTING PROGRAM FOR THE CREATION 500,000. 577 GRAND STREET, #1801 PC AND DEVELOPMENT OF CONTEMPORARY PERFORMANCE WORK NEW YORK, NY 10002
MASSACHUSETTS COLLEGE OF LIBERAL ARTS NONE TO SUPPORT PLANNING FOR THE BERKSHIRE HUMANITIES 50,000. 375 CHURCH STREET PC COUNCIL NORTH ADAMS, MA 01247-4100
MASSACHUSETTS HISTORICAL SOCIETY NONE TO SUPPORT PLANNING FOR COOPERATIVES THAT WOULD 62,000. 1154 BOYLSTON STREET PC SUPPORT THE DIGITAL PUBLICATION OF DOCUMENTARY BOSTON, MA 02215 AND SCHOLARLY EDITIONS
MASSACHUSETTS INSTITUTE OF TECHNOLOGY NONE TO SUPPORT DIGITAL HUMANITIES INITIATIVES IN 650,000. 77 MASSACHUSETTS AVENUE, ROOM 3-208 PC EDUCATION, TEACHING, AND RESEARCH CAMBRIDGE, MA 02139-4307
MASSACHUSETTS INSTITUTE OF TECHNOLOGY NONE TO SUPPORT DEVELOPMENT AND DISSEMINATION OF 750,000. 77 MASSACHUSETTS AVENUE, ROOM 3-208 PC MATERIRIALS FOR THE TEACHING OF GLOBAL CAMBRIDGE, MA 02139-4307 ARCHITECTURAL HISTORY
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MASSACHUSETTS INSTITUTE OF TECHNOLOGY NONE TO SUPPORT A SUMMIT MEETING AND A SERIES OF 108,500. 77 MASSACHUSETTS AVENUE, ROOM 3-208 PC WORKSHOPS ON GRAND CHALLENGES FACING ACADEMIC CAMBRIDGE, MA 02139-4307 LIBRARIES
MASSACHUSETTS MUSEUM OF CONTEMPORARY ART FOUND NONE TO SUPPORT ARTIST RESIDENCIES 500,000. 87 MARSHALL STREET PC NORTH ADAMS, MA 01247
MA-YI FILIPINO THEATRE ENSEMBLE, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 130,000. 520 EIGHTH AVENUE, SUITE 309 PC NEW YORK, NY 10018
MCGILL UNIVERSITY NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR LISA 174,000. 845 SHERBROOK STREET WEST PC STEVENSON MONTREAL QUEBEC CANADA H3A 0G4
MEDICI ARCHIVE PROJECT, INC. NONE TO SUPPORT REORGANIZATIONS IN LIBRARY AND 360,000. 1350 BROADWAY, SUITE 201 PC ARCHIVAL SERVICES NEW YORK, NY 10018
MERIT SCHOOL OF MUSIC NONE TO SUPPORT THE CHICAGO MUSICAL PATHWAYS 50,000. 38 SOUTH PEORIA STREET PC INITIATIVE CHICAGO, IL 60607
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METROPOLITAN MUSEUM OF ART NONE TO SUPPORT AN INITIATIVE TO ENGAGE POSTDOCTORAL 600,000. 1000 FIFTH AVENUE PC FELLOWS IN COLLECTION-BASED RESEARCH AND TO NEW YORK, NY 10028 ADVANCE ONLINE PUBLICATION OF THE MUSEUM'S CATALOG INFORMATION
METROPOLITAN MUSEUM OF ART NONE TO CONTINUE SUPPORT FOR A FELLOWSHIP PROGRAM FOR 775,750. 1000 FIFTH AVENUE PC EARLY- TO MIDCAREER CONSERVATORS FROM INDIA NEW YORK, NY 10028
METROPOLITAN MUSEUM OF ART NONE TO SUPPORT A SCIENTIFIC RESEARCH NETWORK AMONG 1,000,000. 1000 FIFTH AVENUE PC NEW YORK AREA MUSEUMS NEW YORK, NY 10028
MIAMI DADE COLLEGE NONE TO SUPPORT ACTIVITIES THAT WOULD ASSIST 700,000. 300 NORTHEAST SECOND AVENUE PC HUMANITIES STUDENTS IN COMPLETING THEIR DEGREES MIAMI, FL 33132-2204 AT MIAMI DADE COLLEGE AND TRANSFERRING TO FLORIDA INTERNATIONAL UNIVERSITY, AND STRENGTHEN FACULTY AND STAFF COLLABORATIONS BETWEEN THE INSTITUTIONS
MICHIGAN STATE UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF DATABASES THAT 1,086,000. 426 AUDITORIUM ROAD PC IDENTIFY SLAVES AND OTHERS INVOLVED IN THE HANNAH ADMINISTRATION BUILDING, ROOM 450 ATLANTIC SLAVE TRADE EAST LANSING, MI 48824-1046
MICHIGAN STATE UNIVERSITY NONE TO SUPPORT THE PUBLIC PHILOSOPHY JOURNAL 282,000. 426 AUDITORIUM ROAD PC HANNAH ADMINISTRATION BUILDING, ROOM 450 EAST LANSING, MI 48824-1046
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MICHIGAN STATE UNIVERSITY NONE TO SUPPORT AN INITIATIVE TO STRENGTHEN LANGUAGE 600,000. 426 AUDITORIUM ROAD PC INSTRUCTION, IN COLLABORATION WITH THE BIG TEN HANNAH ADMINISTRATION BUILDING, ROOM 450 ACADEMIC ALLIANCE EAST LANSING, MI 48824-1046
MICHIGAN STATE UNIVERSITY NONE TO SUPPORT INVESTIGATIONS OF METHODS OF ASSESSING 309,000. 426 AUDITORIUM ROAD PC THE NATURE AND QUALITY OF CONTRIBUTIONS TO HANNAH ADMINISTRATION BUILDING, ROOM 450 SCHOLARSHIP EAST LANSING, MI 48824-1046
MIDDLEBURY COLLEGE NONE TO SUPPORT FACULTY DIVERSITY, CURRICULAR RENEWAL, 2,750,000. OLD CHAPEL PC AND UNDERGRADUATE RESEARCH BY CREATING CLOSER MIDDLEBURY, VT 05753 RELATIONSHIPS BETWEEN 28 LIBERAL ARTS COLLEGES AND THE GRADUATE SCHOOLS OF RESEARCH UNIVERSITIES, IN COLLABORATION WITH BATES, CONNECTICUT, AND WILLIAMS COLLEGES, AND THROUGH COOPERATION WITH COLUMBIA UNIVERSITY AND THE UNIVERSITIES OF CALIFORNIA AT BERKELEY, CHICAGO, AND MICHIGAN
MIDWEST ART CONSERVATION CENTER, INC. NONE TO SUPPORT CHANGE AND GROWTH CAPITAL AS PART OF 800,000. 2400 3RD AVENUE S PC MACC'S CONTINUING WORK WITH THE NONPROFIT FINANCE MINNEAPOLIS, MN 55404 FUND ON THE ORGANIZATIONAL HEALTH INITIATIVE
MILLS COLLEGE NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 5000 MACARTHUR BOULEVARD PC OAKLAND, CA 94613-1301
MINNEAPOLIS SOCIETY OF FINE ARTS NONE TO SUPPORT THE CENTER FOR EMPATHY AND THE VISUAL 750,000. 2400 THIRD AVENUE SOUTH PC ARTS MINNEAPOLIS, MN 55404
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MINNESOTA OPERA NONE TO SUPPORT ARTISTIC INITIATIVES AND 500,000. 620 NORTH FIRST STREET PC ORGANIZATIONAL DEVELOPMENT MINNEAPOLIS, MN 55401
MINT THEATER COMPANY, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 120,000. 330 WEST 42ND STREET, SUITE 1210 PC NEW YORK, NY 10036
MODERN LANGUAGE ASSOCIATION OF AMERICA NONE TO SUPPORT THE DEVELOPMENT AND IMPLEMENTATION OF 310,000. 85 BROAD STREET, SUITE 500 PC AN ORGANIZATIONAL, TECHNICAL, AND BUSINESS PLAN NEW YORK, NY 10004-2434 FOR HUMANITIES COMMONS
MORGAN STATE UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF AN UNDERGRADUATE 375,000. 1700 EAST COLD SPRING LANE PC MINOR CONCENTRATION IN AFRICAN AMERICAN AND TRUTH HALL, ROOM 201 AFRICAN DIASPORA STUDIES BALTIMORE, MD 21251
MOVEMENT RESEARCH, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 30,000. 55 AVENUE C PC NEW YORK, NY 10009-6855
MUHLENBERG COLLEGE NONE TO SUPPORT COLLABORATIVE SCHOLARSHIP, COMMUNITY 600,000. 2400 CHEW STREET PC ENGAGEMENT, AND INTERDISCIPLINARY LEARNING ALLENTOWN, PA 18104-5586
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MUSEUM ASSOCIATES NONE TO CONTINUE SUPPORT FOR AN UNDERGRADUATE 1,625,000. 5905 WILSHIRE BOULEVARD PC FELLOWSHIP PROGRAM AIMED AT DIVERSIFYING LOS ANGELES, CA 90036 CURATORIAL COHORTS IN AMERICAN ART MUSEUMS
MUSEUM ASSOCIATES NONE TO SUPPORT THE ART OF ANCIENT AMERICAS PROGRAM 500,000. 5905 WILSHIRE BOULEVARD PC LOS ANGELES, CA 90036
MUSEUM OF MODERN ART NONE TO SUPPORT AN INITIATIVE IN THE CONSERVATION OF 625,000. 11 WEST 53RD STREET PC TIME-BASED MEDIA ARTWORKS NEW YORK, NY 10019
MUSEUM OF MODERN ART NONE TO CONTINUE SUPPORT FOR THE MUSEUM RESEARCH 585,000. 11 WEST 53RD STREET PC CONSORTIUM, A PROGRAM OF CURATORIAL FELLOWSHIPS, NEW YORK, NY 10019 OBJECT-DRIVEN RESEARCH, AND SEMINARS FOCUSED ON THE MUSEUM'S COLLECTIONS, IN PARTNERSHIP WITH FIVE REGIONAL GRADUATE PROGRAMS IN ART HISTORY
MUSIC FORWARD NONE TO SUPPORT ARTISTIC INITIATIVES AND 300,000. 1275 PROSPECT AVENUE PC ORGANIZATIONAL DEVELOPMENT BROOKLYN, NY 11218
NATIONAL ACADEMY OF SCIENCES NONE TO SUPPORT THE COMPLETION OF A HISTORY OF THE 150,000. 500 FIFTH STREET, NW PC NATINAL ACADEMY OF SCIENCES WASHINGTON, DC 20001
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NATIONAL ACADEMY OF SCIENCES NONE TO SUPPORT A NATIONAL CONFERENCE THAT EXAMINES 50,000. 500 FIFTH STREET, NW PC THE ROLE OF UNIVERSITIES IN THE NATION'S WASHINGTON, DC 20001 ECONOMIC, SOCIAL, AND CULTURAL WELL-BEING
NATIONAL ASIAN AMERICAN THEATRE COMPANY, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 20,000. 520 8TH AVENUE, SUITE 308 PC NEW YORK, NY 10018
NATIONAL ASSOCIATION OF LATINO ARTS & CULTURE NONE TO SUPPORT THE FUND FOR THE ARTS GRANT PROGRAM 500,000. 1208 BUENA VISTA STREET PC SAN ANTONIO, TX 78207
NATIONAL BLACK THEATRE WORKSHOP, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 100,000. 2031 FIFTH AVENUE (NATIONAL BLACK THEATRE WAY) PC NEW YORK, NY 10035
NATIONAL CENTER FOR CIVIL AND HUMAN RIGHTS, INC. NONE TO SUPPORT THE JOHN LEWIS FELLOWS PROGRAM 645,000. 250 WILLIAMS STREET NW, SUITE 2322 PC ATLANTA, GA 30303
NATIONAL ENDOWMENT FOR THE HUMANITIES NONE TO SUPPORT THE 2017 NEH JEFFERSON LECTURE 25,000. 400 7TH STREET SW PC WASHINGTON, DC 20506
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NATIONAL GALLERY OF ART NONE TO SUPPORT CONTINUED DEVELOPMENT OF 800,000. 2000B SOUTH CLUB DRIVE PC CONSERVATIONSPACE THROUGH RELEASE 3.0 LANDOVER, MD 20785
NATIONAL HISTORY CENTER, INC. NONE TO SUPPORT THE CONGRESSIONAL BRIEFINGS PROGRAM 375,000. 400 A STREET SE PC AND DEVELOP ITS EDUCATIONAL COUNTERPART, AN WASHINGTON, DC 20003 UNDERGRADUATE LEVEL CURRICULAR MODEL CONNECTING HISTORY TO CONTEMPORARY POLICY DISCUSSIONS
NATIONAL HUMANITIES ALLIANCE FOUNDATION NONE TO SUPPORT THE EXPANSION OF CURRENT WORK TO 600,000. 21 DUPONT CIRCLE NW, SUITE 800 SO I EDUCATE THE PUBLIC AND POLICY MAKERS ABOUT THE WASHINGTON, DC 20036-1109 VITAL ROLE THAT THE NATIONAL ENDOWMENT FOR THE HUMANITIES PLAYS IN NATIONAL AND COMMUNITY LIFE
NATIONAL HUMANITIES ALLIANCE FOUNDATION NONE TO SUPPORT A CLEARING HOUSE OF PROFILES OF 150,000. 21 DUPONT CIRCLE NW, SUITE 800 SO I NATIONAL ENDOWMENT FOR THE HUMANITIES GRANTS AND WASHINGTON, DC 20036-1109 A SERIES OF HUMANITIES TOWN HALL MEETINGS
NATIONAL HUMANITIES CENTER NONE TO SUPPORT A CONVENING TO DISCUSS THE EVALUATION 49,330. 7 T.W. ALEXANDER DRIVE PC OF INDIVIDUAL FELLOWSHIPS AND FELLOWSHIP PROGRAMS RESEARCH TRIANGLE PARK, NC 27709-2256 IN THE HUMANITIES
NATIONAL PARK FOUNDATION NONE TO SUPPORT POSTDOCTORAL FELLOWSHIPS IN PUBLIC 985,000. 11 DUPONT CIRCLE, NW PC HISTORY RELATED TO NEW NATIONAL PARK SERVICE SUITE 600 SITES WASHINGTON, DC 20036-1224
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NATIONAL PERFORMANCE NETWORK, INC. NONE TO SUPPORT A COMPREHENSIVE ORGANIZATIONAL HEALTH 1,310,000. PO BOX 56698 PC INITIATIVE NEW ORLEANS, LA 70156-6698
NATIONAL PERFORMANCE NETWORK, INC. NONE TO SUPPORT THE CREATION AND DEVELOPMENT FUND, A 700,000. PO BOX 56698 PC NATIONAL REGRANTING SUBSIDY PROGRAM NEW ORLEANS, LA 70156-6698
NEW ENGLAND FOUNDATION FOR THE ARTS, INC. NONE TO SUPPORT THE NATIONAL DANCE PROJECT 1,950,000. 145 TREMONT STREET, 7TH FLOOR PC BOSTON, MA 02111
NEW ENGLAND FOUNDATION FOR THE ARTS, INC. NONE TO SUPPORT THE NATIONAL THEATER PROJECT 1,885,000. 145 TREMONT STREET, 7TH FLOOR PC BOSTON, MA 02111
NEW MEXICO HIGHLANDS UNIVERSITY NONE TO SUPPORT PLANNING FOR A COLLABORATIVE PROJECT 46,500. PO BOX 9000 PC INVOLVING SCHOLARS AND MEMBERS OF RURAL LAS VEGAS, NM 87701-9000 COMMUNITIES IN THE DESCRIPTION AND INTERPRETATION OF A PHOTOGRAPHIC ARCHIVE
NEW MUSEUM OF CONTEMPORARY ART NONE TO SUPPORT THE MUSEUM'S ROLE AS A PLATFORM FOR 500,000. 235 BOWERY PC RESEARCH, SCHOLARSHIP, AND PUBLIC DISCOURSE ON NEW YORK, NY 10002 CONTEMPORARY ART
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NEW MUSIC USA, INC. NONE TO SUPPORT THE MUSIC ALIVE ORCHESTRAL RESIDENCY 750,000. 90 BROAD STREET, SUITE 1902 PC PROGRAM NEW YORK, NY 10004
NEW YORK CITY PLAYERS, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 45,000. 138 SOUTH OXFORD STREET, #4C PC BROOKLYN, NY 11217-1695
NEW YORK LIVE ARTS, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 36,000. 219 WEST 19TH STREET PC NEW YORK, NY 10011
NEW YORK PUBLIC LIBRARY NONE TO SUPPORT THE PRESERVATION OF AUDIO AND MOVING 1,487,500. 476 FIFTH AVENUE, ROOM 210 PC IMAGE COLLECTIONS NEW YORK, NY 10018-2788
NEW YORK PUBLIC LIBRARY NONE TO SUPPORT THE DEVELOPMENT OF NEW MODELS FOR THE 988,000. 476 FIFTH AVENUE, ROOM 210 PC CURATION OF LIBRARY PRINT COLLECTIONS NEW YORK, NY 10018-2788
NEW YORK PUBLIC LIBRARY NONE TO SUPPORT THE PRESERVATION OF AUDIO AND MOVING 660,000. 476 FIFTH AVENUE, ROOM 210 PC IMAGE COLLECTIONS NEW YORK, NY 10018-2788
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NEW YORK PUBLIC LIBRARY NONE TO SUPPORT THE PRESERVATION OF COLLECTIONS NOT 698,000. 476 FIFTH AVENUE, ROOM 210 PC PREVIOUSLY AVAILABLE TO THE PUBLIC, AND THE NEW YORK, NY 10018-2788 ORGANIZATION OF A CONFERENCE ON THE FUTURE OF THE BLACK ARCHIVE
NEW YORK UNIVERSITY NONE TO SUPPORT THE IMPLEMENTATION OF GRADUATE 750,000. 70 WASHINGTON SQUARE SOUTH PC CURRICULUM IN TIME-BASED MEDIA ART CONSERVATION NEW YORK, NY 10012-1091 AT THE CONSERVATION CENTER OF THE INSTITUTE OF FINE ARTS
NEW YORK UNIVERSITY NONE TO SUPPORT A CENTER FOR THE STUDY OF BALLET AS AN 1,000,000. 70 WASHINGTON SQUARE SOUTH PC ART FORM AND OF ITS HISTORY IN WESTERN SOCIETIES NEW YORK, NY 10012-1091
NEW YORK UNIVERSITY NONE TO SUPPORT PRISON EDUCATION AND REENTRY PROGRAMS 500,000. 70 WASHINGTON SQUARE SOUTH PC FOR INCARCERATED AND FORMERLY INCARCERATED NEW YORK, NY 10012-1091 STUDENTS THROUGH ENGAGEMENT WITH FACULTY, GRADUATE STUDENTS, AND UNDERGRADUATES AT RESEARCH UNIVERSITIES
NEW YORK UNIVERSITY NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR 204,000. 70 WASHINGTON SQUARE SOUTH PC STEPHEN GROSS NEW YORK, NY 10012-1091
NEW-YORK HISTORICAL SOCIETY NONE TO SUPPORT A NATURALIZATION TEST PREPARATION 100,000. 170 CENTRAL PARK WEST PC PROGRAM NEW YORK, NY 10024
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NONPROFIT COORDINATING COMMITTEE OF NEW YORK, INC. NONE TO PROVIDE GENERAL SUPPORT 75,000. 135 WEST 36TH STREET, 15TH FLOOR PC NEW YORK, NY 10018
NONPROFIT FINANCE FUND NONE TO SUPPORT A COMPREHENSIVE ORGANIZATIONAL HEALTH 825,000. 5 HANOVER SQUARE, 9TH FLOOR PC INITIATIVE NEW YORK, NY 10004
NONPROFIT FINANCE FUND NONE TO SUPPORT FINANCIAL CONSULTANCY FOR THE 150,000. 5 HANOVER SQUARE, 9TH FLOOR PC WILLIAMSTOWN ART CONSERVATION CENTER AND NATIONAL NEW YORK, NY 10004 PERFORMANCE NETWORK/VISUAL ARTIST NETWORK
NORTH CAROLINA MUSEUM OF ART FOUNDATION, INC. NONE TO SUPPORT A COMPREHENSIVE IT INFRASTRUCTURE 150,000. 4630 MAIL SERVICE CENTER PC REVIEW AND PLANNING PROCESS RALEIGH, NC 27699-4630
NORTH CAROLINA STATE UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF LIBRARY SERVICES 414,000. 20 WATAUGA CLUB DRIVE PC NEEDED FOR THE EFFECTIVE SCHOLARLY USE OF RALEIGH, NC 27695-0001 ADVANCED TECHNOLOGIES
NORTHEAST DOCUMENT CONSERVATION CENTER, INC. NONE TO SUPPORT A PERMANENT REVOLVING OPERATING RESERVE 500,000. 100 BRICKSTONE SQUARE, SUITE 401 PC ANDOVER, MA 01810-1494
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NORTHEASTERN UNIVERSITY NONE TO SUPPORT THE CREATION OF COMMUNITY-BASED 200,000. 360 HUNTINGTON AVENUE, SUITE 620 PC ARCHIVING AND DIGITAL SCHOLARSHIP IN THE BOSTON, MA 02115 DEVELOPMENT OF THE BOSTON RESEARCH CENTER
NORTHEASTERN UNIVERSITY NONE TO SUPPORT A COMPREHENSIVE SURVEY AND ANALYSIS OF 50,000. 360 HUNTINGTON AVENUE, SUITE 620 PC THE USE OF OPTICAL CHARACTER RECOGNITION (OCR) BOSTON, MA 02115 TECHNOLOGY IN HUMANITIES SCHOLARSHIP
NORTHWESTERN UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF NEW CURRICULA FOR 510,000. 633 CLARK STREET, #2-130 PC CRITICAL THEORY EVANSTON, IL 60208-1100
NORTHWESTERN UNIVERSITY NONE TO SUPPORT THE STRENGTHENING OF NATIVE AMERICAN 750,000. 633 CLARK STREET, #2-130 PC AND INDIGENOUS STUDIES INITIATIVES EVANSTON, IL 60208-1100
NORTHWESTERN UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 102,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 60208-1100
NORTHWESTERN UNIVERSITY NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR 196,000. 633 CLARK STREET, #2-130 PC FABRIZIO CARIANI EVANSTON, IL 60208-1100
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OAKLAND MUSEUM OF CALIFORNIA NONE TO SUPPORT POSTDOCTORAL CURATORIAL FELLOWSHIPS 400,000. 1000 OAK STREET PC OAKLAND, CA 94607
OBERLIN COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 54,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 44074-1090
OCCIDENTAL COLLEGE NONE TO SUPPORT A PILOT PROJECT TO REVITALIZE THE 150,000. 1600 CAMPUS ROAD PC GENERAL EDUCATION CURRICULUM LOS ANGELES, CA 90041-3314
OHIO WESLEYAN UNIVERSITY NONE TO SUPPORT INITIATIVES TO INCORPORATE 150,000. 61 SOUTH SANDUSKY STREET PC INTERDISCIPLINARITY INTO THE CURRICULUM DELAWARE, OH 43015
OPEN CHANNELS NEW YORK, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 90,000. 161A CHRYSTIE STREET PC NEW YORK, NY 10002-2809
OPERA AMERICA, INC. NONE TO SUPPORT THE NEW WORKS FORUM AND EXPLORATION 750,000. 330 SEVENTH AVENUE, 7TH FLOOR PC GRANTS NEW YORK, NY 10001
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OPERA PARALLELE NONE TO SUPPORT A NEW CHAMBER ORCHESTRATION OF THOMAS 70,000. 44 PAGE STREET PC ADES'S THE TEMPEST SUITE 400 SAN FRANCISCO, CA 94102
ORGANIZATION OF AMERICAN HISTORIANS NONE TO SUPPORT THE DEVELOPMENT AND PROMOTION OF A 25,000. 112 NORTH BRYAN AVENUE PC PROTOTYPE EXPERTS DATABASE FOR USE BY HISTORIANS BLOOMINGTON, IN 47408-4141 AND JOURNALISTS
ORGANIZATION OF AMERICAN HISTORIANS NONE TO SUPPORT TECHNOLOGICAL, SCHOLARLY, PEDAGOGICAL, 150,000. 112 NORTH BRYAN AVENUE PC AND COMMUNICATIVE IMPROVEMENTS TO THE ANNUAL BLOOMINGTON, IN 47408-4141 MEETING
PACIFIC LUTHERAN UNIVERSITY NONE TO SUPPORT SUBSTANTIAL CURRICULAR REVISION AND 500,000. 12180 PARK AVENUE SOUTH PC ENHACEMENT TACOMA, WA 98447-0003
PAGE SEVENTY-THREE PRODUCTIONS, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 80,000. 80 HANSON PLACE, 6TH FLOOR PC BROOKLYN, NY 11217-2998
PENNSYLVANIA STATE UNIVERSITY NONE TO SUPPORT A SAWYER SEMINAR ON THE COMPARATIVE 225,000. 201 OLD MAIN PC STUDY OF CULTURES ENTITLED "RACIAL DISPOSABILITY UNIVERSITY PARK, PA 16802 AND CULTURES OF RESISTANCE"
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PERFORMANCE SPACE 122, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 175,000. 150 FIRST AVENUE PC NEW YORK, NY 10009
PERSEVERANCE THEATRE INCORPORATED NONE TO SUPPORT COMMUNITY-ENGAGED CREATION AND 100,000. 914 THIRD STREET PC DEVELOPMENT OF NEW ARTISTIC WORK: $250,000 TO BE DOUGLAS, AK 99824-5414 PAID IMMEDIATELY AND $100,000 TO BE MATCHED ONE-TO-ONE WITHIN THE GRANT PERIOD
PHILADELPHIA MUSEUM OF ART NONE TO SUPPORT INITIATIVES IN ART HISTORY GRADUATE 224,000. PO BOX 7646 PC EDUCATION PHILADELPHIA, PA 19101-7646
PHILANTHROPY NEW YORK, INC. NONE TO SUPPORT PHILANTHROPY NEW YORK'S MEMBERSHIP 40,000. 1500 BROADWAY, 7TH FLOOR PC PROGRAM NEW YORK, NY 10036
PICK UP PERFORMANCE COMPANY, INC. NONE TO SUPPORT THE PRESERVATION OF AUDIO-VISUAL AND 160,000. 440 WEST 34TH STREET, SUITE 5B PC RELATED DANCE MATERIALS NEW YORK, NY 10001
PITZER COLLEGE NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 1050 NORTH MILLS AVENUE PC CLAREMONT, CA 91711-6101
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PLAY PRODUCTION COMPANY, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 130,000. 321 WEST 44TH STREET, SUITE 802 PC NEW YORK, NY 10036
PORTLAND INSTITUTE FOR CONTEMPORARY ART NONE TO SUPPORT ARTIST RESIDENCIES 500,000. 15 NE HANCOCK ST PC PORTLAND, OR 97212
PORTLAND STATE UNIVERSITY NONE TO SUPPORT THE ESTABLISHMENT OF A PACIFIC 700,000. PO BOX 751 PC NORTHWEST CONSORTIUM FOR THE SCIENCE OF CULTURAL PORTLAND, OR 97207-0751 HERITAGE CONSERVATION
PREGONES TOURING PUERTO RICAN THEATRE COLLECTION NONE TO PROVIDE GENERAL OPERATING SUPPORT 115,000. 571-575 WALTON AVENUE PC BRONX, NY 10451
PRINCETON UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 125,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 08544-0015
PRINCETON UNIVERSITY NONE TO SUPPORT A SAWYER SEMINAR ON THE COMPARATIVE 225,000. ONE NASSAU HALL PC STUDY OF CULTURES ENTITLED "GLOBAL MIGRATION: THE PRINCETON, NJ 08544-0015 HUMANITIES AND SOCIAL SCIENCES IN DIALOGUE"
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PRINCETON UNIVERSITY NONE TO RENEW SUPPORT FOR COURSES, RESEARCH, AND 600,000. ONE NASSAU HALL PC CO-CURRICULAR PROGRAMS THAT ADVANCE THE URBAN PRINCETON, NJ 08544-0015 HUMANITIES
PROJECT ROW HOUSES NONE TO SUPPORT THE DESIGN AND IMPLEMENTATION OF A 300,000. PO BOX 1011 PC CULTURAL DISTRICT AND THE PROJECT ROW HOUSES HOUSTON, TX 77251 INSTITUTE
PROJECT STEP, INC. NONE TO SUPPORT A FEASIBILITY STUDY FOR A MUSIC 44,000. 301 MASSACHUSETTS AVENUE PC EDUCATION PARTNERSHIP SYMPHONY HALL BOSTON, MA 02115
QUEENS COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 96,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 11367-1597
QUEENS MUSEUM OF ART NONE TO SUPPORT ARTIST RESIDENCIES, INCORPORATION OF 400,000. NEW YORK CITY BUILDING PC THE QUEENS PUBLIC LIBRARY WITHIN THE MUSUEM, AND FLUSHING MEADOWS CORONA PARK AN INTERPRETATION FELLOW QUEENS, NY 11368-3398
QUEEN'S UNIVERSITY AT KINGSTON NONE TO SUPPORT INDIGENOUS MATERIAL CULTURE CURRICULUM 500,000. 94 UNIVERSITY AVE, 140 DUNNING HALL PC INTEGRATION IN THE MASTER OF ARTS PROGRAM IN ART KINGSTON CONSERVATION AT QUEEN'S UNIVERSITY ONTARIO CANADA K7L 3N6
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RANDOLPH-MACON COLLEGE NONE TO SUPPORT INITIATIVES TO ENHANCE THE ARTS AND 250,000. 310 NORTH CENTER STREET PC MUSIC PROGRAM AND PROVIDE MUSICAL OPPORTUNITIES ASHLAND, VA 23005-5505 FOR THE COMMUNITY
RANDOLPH-MACON COLLEGE NONE TO SUPPORT AN INTERDISCIPLINARY PROGRAM IN 500,000. 310 NORTH CENTER STREET PC JAPANESE STUDIES ASHLAND, VA 23005-5505
RATTLESTICK PRODUCTIONS, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 160,000. 224 WAVERLY PLACE PC NEW YORK, NY 10014
REBUS FOUNDATION NONE TO SUPPORT A STUDY AND INITIAL DEVELOPMENT OF THE 75,500. 5333 AVENUE CASGRAIN #1227 PC FEATURES OF WEB-BASED BOOKS THAT SCHOLARS NEED AS MONTREAL READERS QUEBEC CANADA H2T 1X3
RHIZOME COMMUNICATIONS, INC. NONE TO SUPPORT THE FURTHER DEVELOPMENT OF SOFTWARE 500,000. 235 BOWERY PC FOR ARCHIVING WEB-BASED CONTENT NEW YORK, NY 10002-1218
RHODES UNIVERSITY NONE TO SUPPORT SOUTH AFRICAN UNIVERSITIES TO 50,000. PO BOX 94 PC INSTITUTE SEMINAR SERIES ON THEMES OF HISTORICAL GRAHAMSTOWN AND CONTEMPORARY SCHOLARLY AND WIDER PUBLIC SOUTH AFRICA 6140 SIGNIFICANCE
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RHODES UNIVERSITY NONE TO SUPPORT A PLANNING WORKSHOP FOR COLLABORATING 50,000. PO BOX 94 PC PARTNERS IN THE UNITED KINGDOM AND CUBA TO GRAHAMSTOWN INVESTIGATE AND CONSIDER NEW PHILOSOPHICAL SOUTH AFRICA 6140 FRAMEWORKS TO UNDERSTAND THE CONTEMPORARY HUMAN CONDITION AND THE DEVELOPMENT OF EQUITABLE SOCIETIES
RHODES UNIVERSITY NONE TO SUPPORT A RESEARCH PROJECT ON THE COMPLEX 481,000. PO BOX 94 PC RELATIONSHIP BETWEEN SOUTH AFRICA'S CHANGING GRAHAMSTOWN MEDIA AND SOCIAL ENVIRONMENTS SOUTH AFRICA 6140
RICE UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 96,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 77005
ROCKEFELLER PHILANTHROPY ADVISORS, INC. NONE TO SUPPORT THE THEORY OF THE FOUNDATION LEARNING 50,000. 6 WEST 48TH STREET, 10TH FLOOR PC COLLABORATIVE NEW YORK, NY 10036-1802
ROCKEFELLER PHILANTHROPY ADVISORS, INC. NONE TO SUPPORT UPSTART CO-LAB 50,000. 6 WEST 48TH STREET, 10TH FLOOR PC NEW YORK, NY 10036-1802
RUTGERS, THE STATE UNIVERSITY OF NEW JERSEY NONE TO SUPPORT PLANNING FOR THE INTEGRATION OF PRISON 150,000. 7 COLLEGE AVENUE - WINANTS HALL PC EDUCATION ACROSS THE UNIVERSITY'S THREE SCHOOLS NEW BRUNSWICK, NJ 07102-1897 OF ARTS AND SCIENCES
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SAN DIEGO COMMUNITY COLLEGE DISTRICT NONE TO SUPPORT THE TRANSFER OF SAN DIEGO COMMUNITY 585,000. 3375 CAMINO DEL RIO SOUTH PC COLLEGE DISTRICT STUDENTS IN THE HUMANITIES TO SAN DIEGO, CA 92108 THE UNIVERSITY OF CALIFORNIA AT SAN DIEGO, AND ASSURE THEIR SUCCESSFUL COMPLETION OF THE BA DEGREE
SAN FRANCISCO OPERA ASSOCIATION NONE TO SUPPORT ARTISTIC INITIATIVES AND 750,000. 301 VAN NESS AVENUE PC ORGANIZATIONAL DEVELOPMENT SAN FRANCISCO, CA 94102-4509
SARATOGA INTERNATIONAL THEATER INSTITUTE, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 100,000. 520 EIGHTH AVENUE, SUITE 310 PC NEW YORK, NY 10018
SCHOOL OF AMERICAN BALLET, INC. NONE TO ENDOW THE DIVERSITY INITIATIVE: $2,000,000 IN 400,000. 70 LINCOLN CENTER PLAZA PC ENDOWMENT FUNDS, AND $500,000 IN SPENDABLE FUNDS, NEW YORK, NY 10023-6392 FOR USE OVER THE SAME PERIOD, TO BE DEPLOYED FLEXIBLY WITHIN THE INITIATIVE AS MATCHING FUNDS ARE BEING RAISED
SCIENCE FOR MONKS NONE TO SUPPORT THE PRESERVATION, DIGITIZATION, AND 170,000. 968 LAWRENCE LANE PC ONLLINE PUBLICATION OF MANUSCRIPTS FROM THE PALO ALTO, CA 94303-3833 LIBRARY OF TIBETAN WORKS AND ARCHIVES
SCRIPPS COLLEGE NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 1030 COLUMBIA AVENUE, #2009 PC CLAREMONT, CA 91711
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SEATTLE ART MUSEUM NONE TO ESTABLISH THE ASIAN PAINTINGS CONSERVATION 3,000,000. 1300 FIRST AVENUE PC CENTER SEATTLE, WA 98101-2003
SEATTLE ART MUSEUM NONE TO ESTABLISH THE ASIAN PAINTINGS CONSERVATION 500,000. 1300 FIRST AVENUE PC CENTER SEATTLE, WA 98101-2003
SETTLEMENT MUSIC SCHOOL OF PHILADELPHIA NONE TO SUPPORT PATHWAYS INITIATIVES FOR MUSICIANS 1,266,000. 416 QUEEN STREET PC FROM UNDERREPRESENTED COMMUNITIES PHILADELPHIA, PA 19147
SEVENTH REGIMENT ARMORY CONSERVANCY, INC. NONE TO SUPPORT ARTIST RESIDENCIES 500,000. 643 PARK AVENUE PC NEW YORK, NY 10065
SKIDMORE COLLEGE NONE TO SUPPORT COLLABORATIONS AMONG CAMPUS LIBRARIES 165,000. 815 NORTH BROADWAY PC AND MUSEUMS SARATOGA SPRINGS, NY 12866-1632
SMITH COLLEGE NONE TO SUPPORT COLLABORATIONS AMONG CAMPUS LIBRARIES 165,000. COLLEGE HALL PC AND MUSEUMS NORTHAMPTON, MA 01063
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SMITH COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 112,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 01063
SMITHSONIAN INSTITUTION NONE TO BE MATCHED BY $400,000 WITHIN APPROXIMATELY 350,000. 1000 JEFFERSON DRIVE SW PC THREE YEARS, TO ENDOW A TRAINING FELLOWSHIP IN PO BOX 37012, MRC 016 CHINESE PAINTING CONSERVATION AT THE ARTHUR M. WASHINGTON, DC 20013-7012 SACKLER GALLERY AND FREER GALLERY OF ART
SMITHSONIAN INSTITUTION NONE TO SUPPORT THE SMITHSONIAN CULTURAL RESCUE 600,000. 1000 JEFFERSON DRIVE SW PC INITIATIVE PO BOX 37012, MRC 016 WASHINGTON, DC 20013-7012
SMITHSONIAN INSTITUTION NONE TO BE MATCHED BY $400,000 WITHIN APPROXIMATELY 350,000. 1000 JEFFERSON DRIVE SW PC THREE YEARS, TO ENDOW A TRAINING FELLOWSHIP IN PO BOX 37012, MRC 016 CHINESE PAINTING CONSERVATION AT THE ARTHUR M. WASHINGTON, DC 20013-7012 SACKLER GALLERY AND FREER GALLERY OF ART
SOCIAL SCIENCE RESEARCH COUNCIL NONE TO SUPPORT A FINAL GRANT FOR THE INTER ASIAN 500,000. ONE PIERREPONT PLAZA, 15TH FLOOR PC CONTEXTS AND CONNECTIONS PROGRAM THAT WOULD BROOKLYN, NY 11201 CONSOLIDATE ACTIVITIES AND SOLIDIFY GAINS THROUGH SUPPORT FOR BUILDING HUBS AT UNIVERSITIES AND RESEARCH NETWORKS, FOR CONNECTING FORMER AND CURRENT PROGRAM FELLOWS TO DEVELOP TRANSREGIONAL RESEARCH AND CURRICULA AND PEDAGOGY, AND FOR ENHANCING THE VISIBILITY OF TRANSREGIONAL RESEARCH METHODOLOGIES
SOCIAL SCIENCE RESEARCH COUNCIL NONE TO BE MATCHED ONE AND ONE-HALF-TO-ONE OVER 3,600,000. ONE PIERREPONT PLAZA, 15TH FLOOR APPROXIMATELY FOUR YEARS, TO ESTABLISH AN ENDOWMENT FOR CORE OPERATING SUPPORT
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BROOKLYN, NY 11201 PC
SOCIAL SCIENCE RESEARCH COUNCIL NONE TO SUPPORT THE MELLON MAYS GRADUATE INITIATIVES 1,255,500. ONE PIERREPONT PLAZA, 15TH FLOOR PC PROGRAMS BROOKLYN, NY 11201
SOCIAL SCIENCE RESEARCH COUNCIL NONE TO SUPPORT THE INTERNATIONAL DISSERTATION 2,000,000. ONE PIERREPONT PLAZA, 15TH FLOOR PC RESEARCH FELLOWSHIP PROGRAM FOR GRADUATE STUDENTS BROOKLYN, NY 11201 IN THE HUMANITIES AND SOCIAL SCIENCES
SOHO REPERTORY THEATRE, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 150,000. 401 BROADWAY, SUITE 300 PC NEW YORK, NY 10013
SOLOMON R. GUGGENHEIM FOUNDATION NONE TO ENDOW THE POSITIONS OF DEPUTY DIRECTOR AND 134,431. 1071 FIFTH AVENUE PC CHIEF CONSERVATOR AND DIRECTOR OF ENGAGEMENT, NEW YORK, NY 10128 CONSERVATION AND COLLECTIONS
SOLOMON R. GUGGENHEIM FOUNDATION NONE TO ENDOW THE POSITIONS OF DEPUTY DIRECTOR AND 974,396. 1071 FIFTH AVENUE PC CHIEF CONSERVATOR AND DIRECTOR OF ENGAGEMENT, NEW YORK, NY 10128 CONSERVATION AND COLLECTIONS
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SOUTH ARTS, INC. NONE TO SUPPORT NCAPER: A COORDINATED SYSTEM OF 500,000. 1800 PEACHTREE STREET NW, SUITE 808 PC COMMUNICATION AND RESPONSE AMONG PROVIDERS IN THE ATLANTA, GA 30309 EMERGENCY SERVICES SECTOR SERVING ARTISTS AND ARTS ORGANIZATIONS
SPANISH THEATRE REPERTORY COMPANY, LTD. NONE TO PROVIDE GENERAL OPERATING SUPPORT 175,000. 138 EAST 27TH STREET PC NEW YORK, NY 10016
SPELMAN COLLEGE NONE TO SUPPORT THE DEVELOPMENT AND 457,000. 350 SPELMAN LANE SOUTH WEST PC INSTITUTIONALIZATION OF CURATORIAL STUDIES ATLANTA, GA 30314-4399
SPHINX ORGANIZATION, INC. NONE TO SUPPORT SOUND OF SOCIETY: NATIONAL ORCHESTRAL 900,000. 400 RENAISSANCE CENTER, SUITE 2550 PC PLACEMENT AND RESOURCE NETWORK DETROIT, MI 48243
ST. JOHN'S COLLEGE - SANTA FE NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 1160 CAMINO CRUZ BLANCA PC SANTA FE, NM 87505-4599
ST. LAWRENCE UNIVERSITY NONE TO SUPPORT AN INITIATIVE TO INTEGRATE A HEALTH 150,000. 23 ROMODA DRIVE PC HUMANITIES FOCUS INTO THE PUBLIC HEALTH CANTON, NY 13617 CURRICULUM
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ST. MARY'S COLLEGE OF MARYLAND NONE TO SUPPORT THE PLANNING OF A CENTER FOR INCLUSIVE 50,000. 47645 COLLEGE DRIVE PC TEACHING AND LEARNING THAT ADDRESSES THE NEEDS OF ST. MARY'S CITY, MD 20686-3001 STUDENTS WITH LEARNING DISABILITIES
ST. OLAF COLLEGE NONE TO SUPPORT INITIATIVES THAT ADDRESS CAMPUS 250,000. 1520 ST. OLAF AVENUE PC CLIMATE, EQUITY, AND INCLUSION NORTHFIELD, MN 55057
ST. OLAF COLLEGE NONE TO SUPPORT CURRICULAR AND PEDAGOGICAL INNOVATION 800,000. 1520 ST. OLAF AVENUE PC FOCUSED ON DIVERSITY AND INCLUSION NORTHFIELD, MN 55057
STANFORD UNIVERSITY NONE TO SUPPORT PLANNING FOR COOPERATIVES THAT WOULD 100,000. 450 SERRA MALL PC SUPPORT THE DIGITAL PUBLICATION OF DOCUMENTARY STANFORD, CA 94305-2004 AND SCHOLARLY EDITIONS
STANFORD UNIVERSITY NONE TO SUPPORT A TECHNICAL UPGRADE AND EXPANSION OF 600,000. 450 SERRA MALL PC FUNCTIONALITY FOR THE LOCKSS PRESERVATION SYSTEM STANFORD, CA 94305-2004
STANFORD UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 56,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 94305-2004
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STANFORD UNIVERSITY NONE TO SUPPORT A RESEARCH STUDY ON PURPOSE AS A KEY 505,000. 450 SERRA MALL PC OUTCOME OF STUDENTS' ENGAGEMENT WITH A LIBERAL STANFORD, CA 94305-2004 ARTS EDUCATION
STANFORD UNIVERSITY NONE TO SUPPORT AN INTERDISCIPLINARY HONORS ARTS 400,000. 450 SERRA MALL PC PROGRAM AND EXTEND ITS REACH TO A BROADER RANGE STANFORD, CA 94305-2004 OF UNDERGRADUATES
STANFORD UNIVERSITY NONE TO SUPPORT LIBRARY INITIATIVES THAT DEVELOP AND 743,000. 450 SERRA MALL PC ADVANCE THE USE OF LINKED OPEN DATA STANFORD, CA 94305-2004
STATE UNIVERSITY OF NEW YORK COLLEGE AT BUFFALO NONE TO SUPPORT AN ADVANCED DEGREE PROGRAM OF STUDY IN 700,000. PO BOX 9 PC THE CONSERVATION OF LIBRARY AND ARCHIVAL ALBANY, NY 14222-1091 COLLECTIONS
STELLENBOSCH UNIVERSITY NONE TO SUPPORT A PROGRAM THAT WOULD PROMOTE THE USE 860,000. PRIVATE BAG X1 PC OF LARGE DATA SETS AND DIGITAL TECHNOLOGIES IN STELLENBOSCH HISTORICAL RESEARCH AND UNDERTAKE ASSOCIATED SOUTH AFRICA 7602 GRADUATE TRAINING
STEPHEN C. ROSE LEGACY FOUNDATION NONE TO SUPPORT PROGRAMS AND SERVICES DESIGNED TO 150,000. PO BOX 9070 PC ADDRESS EMOTIONAL AND MENTAL HEALTH CHALLENGES PROVIDENCE, RI 02940 THAT THREATEN THE WELL-BEING AND ACADEMIC SUCCESS OF COLLEGE STUDENTS OF COLOR
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STIFTUNG PREUSSISCHER KULTURBESITZ NONE TO SUPPORT COMMUNITY ENGAGEMENT IN AND A PUBLIC 517,300. VON-DER-HEYDT-STR. 16 -18 PC INTERFACE FOR THE SYRIAN HERITAGE ARCHIVE PROJECT BERLIN GERMANY D10785
STUDIO MUSEUM IN HARLEM, INC. NONE TO SUPPORT CURATORIAL INITIATIVES AND OFF-SITE 1,000,000. 144 WEST 125TH STREET PC PUBBLIC PROGRAMS NEW YORK, NY 10027
SU TEATRO, INC. NONE TO SUPPORT CHANGE CAPITAL, AS THE THIRD PHASE OF 760,000. 721 SANTA FE DRIVE PC THE FOUNDATION'S COMPREHENSIVE ORGANIZATIONAL DENVER, CO 80204 HEALTH INITIATIVE
SUNDANCE INSTITUTE NONE TO SUPPORT AN INTERNATIONAL EXCHANGE PROGRAM FOR 600,000. PO BOX 684429 PC ARTISTS IN THE MIDDLE EAST AND NORTH AFRICA PARK CITY, UT 84068 REGION, DIASPORA, AND THE UNITED STATES
SWARTHMORE COLLEGE NONE TO SUPPORT THE DEVELOPMENT OF TWO NEW 800,000. 500 COLLEGE AVENUE PC TENURE-TRACK POSITIONS IN INTERDISCIPLINARY SWARTHMORE, PA 19081-1397 DEPARTMENTS AND PROGRAMS
SWARTHMORE COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 97,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 19081-1397
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TARGET MARGIN THEATER, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 80,000. 232 52ND STREET PC BROOKLYN, NY 11220
TATE GALLERY NONE TO SUPPORT "RESHAPING THE COLLECTIBLE", A 1,500,000. MILLBANK PC RESEARCH INITIATIVE IN TIME-BASED MEDIA THEORY LONDON AND PRACTICE UNITED KINGDOM SW1P 4RG
TEXAS A&M UNIVERSITY NONE TO SUPPORT PLANNING FOR COOPERATIVES THAT WOULD 75,000. 202 HARRINGTON TOWER PC SUPPORT THE DIGITAL PUBLICATION OF DOCUMENTARY COLLEGE STATION, TX 77843-4232 AND SCHOLARLY EDITIONS
TEXAS COMMISSION ON THE ARTS NONE TO SUPPORT A TEXAS-WIDE HARVEY ARTS RECOVERY FUND 150,000. 920 COLORADO, SUITE 501 PC SUITE 501 AUSTIN, TX 78701
THE AMERICAN AGORA FOUNDATION NONE TO SUPPORT AN EDITORIAL FELLOWSHIP AT LAPHAM'S 53,400. 116 EAST 16TH STREET, 8TH FLOOR PC QUARTERLY NEW YORK, NY 10003
THE ANDREW GOODMAN FOUNDATION, INC. NONE TO PROVIDE GENERAL SUPPORT 25,000. 270 MADISON AVENUE, 16TH FLOOR PC NEW YORK, NY 10016
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THE ART INSTITUTE OF CHICAGO NONE TO SUPPORT THE ART INSTITUTE OF CHICAGO'S GROWING 400,000. 111 SOUTH MICHIGAN AVENUE PC CAPACITY IN TIME-BASED MEDIA CONSERVATION THROUGH CHICAGO, IL 60603-6110 A COLLECTIONS ASSESSMENT, INTERNAL CAPACITY BUILDING, AND PLANNING FOR A MIDWEST REGIONAL CONSORTIUM
THE ASPEN INSTITUTE, INC. NONE TO SUPPORT AND STRENGTHEN THE ASPEN PRESIDENTIAL 900,000. ONE DUPONT CIRCLE NW, SUITE 700 PC FELLOWSHIP, WHICH DEVELOPS COHORTS OF COMMUNITY WASHINGTON, DC 20036-1133 COLLEGE LEADERS WITH THE SKILLS NEEDED TO TRANSFORM THEIR INSTITUTIONS AND IMPACT THE FIELD
THE BOOK ARTS PRESS, INC. NONE TO ESTABLISH A SOCIETY OF FELLOWS IN CRITICAL 500,000. 114 ALDERMAN LIBRARY PC BIBLIOGRAPHY UNIVERSITY OF VIRGINIA CHARLOTTESVILLE, VA 22904-4103
THE CLAREMONT COLLEGES, INC. NONE TO SUPPORT CONSORTIAL INITIATIVES THAT EXPAND 750,000. 101 SOUTH MILLS AVENUE SO I TRAINING IN INCLUSIVE PEDAGOGY, COLLABORATIVE CLAREMONT, CA 91711 INSTRUCTION, AND CAPACITY BUILDING
THE EVERGREEN STATE COLLEGE NONE TO SUPPORT CURRICULAR PLANNING 50,000. 2700 EVERGREEN PARKWAY NW, #L1125 PC OLYMPIA, WA 98505
THE LAUNDROMAT PROJECT, INC. NONE TO SUPPORT THE CREATE CHANGE ARTIST DEVELOPMENT 150,000. 127 WEST 127TH STREET, SUITE 434 PC PROGRAM NEW YORK, NY 10027
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THE NEW SCHOOL NONE TO SUPPORT A SAWYER SEMINAR ON THE COMPARATIVE 225,000. 66 WEST 12TH STREET PC STUDY OF CULTURES ENTITLED "IMAGINATIVE NEW YORK, NY 10011 MOBILITIES"
THE NEW SCHOOL NONE TO SUPPORT THE GRADUATE INSTITUTE OF DESIGN, 800,000. 66 WEST 12TH STREET PC ETHNOGRAPHY AND SOCIAL THOUGHT NEW YORK, NY 10011
THE REGENTS OF THE UNIVERSITY OF CALIFORNIA NONE TO SUPPORT THE DEVELOPMENT AND IMPLEMENTATION OF 292,000. 1111 FRANKLIN STREET, 12TH FLOOR PC A BUSINESS MODEL FOR EDITORIA, AN OPEN-SOURCE OAKLAND, CA 94607-5200 SCHOLARLY PUBLISHING PLATFORM
THE REGENTS OF THE UNIVERSITY OF CALIFORNIA NONE TO SUPPORT ARTIST RESIDENCIES 520,000. 1111 FRANKLIN STREET, 12TH FLOOR PC OAKLAND, CA 94607-5200
THE REGENTS OF THE UNIVERSITY OF CALIFORNIA NONE TO SUPPORT A FELLOWSHIP AND RESIDENCY PROGRAM FOR 500,000. 1111 FRANKLIN STREET, 12TH FLOOR PC CAL PERFORMANCES OAKLAND, CA 94607-5200
THEATER BREAKING THROUGH BARRIERS, CORP. NONE TO PROVIDE GENERAL OPERATING SUPPORT 50,000. 400 WEST 43RD STREET PC #43R NEW YORK, NY 10036
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THEATER ET AL, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 85,000. 5-49 49TH AVENUE PC LONG ISLAND CITY, NY 11101
THEATER LABRADOR, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 60,000. 109 WEST 27TH STREET, ROOM 9A PC NEW YORK, NY 10001
THEATRE COMMUNICATIONS GROUP, INC. NONE TO SUPPORT INTERNATIONAL CULTURAL EXCHANGE 375,000. 520 EIGHTH AVENUE, 24TH FLOOR PC NEW YORK, NY 10018-4156
THEATRE FOR A NEW AUDIENCE, INC. NONE TO SUPPORT THE STUDIO INITIATIVE 100,000. 154 CHRISTOPHER STREET, SUITE 3D PC NEW YORK, NY 10014-2839
TOLEDO MUSEUM OF ART NONE TO ENDOW A SERIES OF POSTDOCTORAL CURATORIAL 593,860. 2445 MONROE STREET PC FELLOWSHIPS TOLEDO, OH 43620
TOPAZ ARTS, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 30,000. 55-03 39TH AVENUE PC WOODSIDE, NY 11377
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TRINITY COLLEGE NONE TO SUPPORT INCLUSIVE PEDAGOGY AND DIGITAL 800,000. 300 SUMMIT STREET PC SCHOLARSHIP INITIATIVES HARTFORD, CT 06106-3100
TRINITY WASHINGTON UNIVERSITY NONE TO SUPPORT UNDERGRADUATE RESEARCH, EXPERIENTIAL 250,000. 125 MICHIGAN AVENUE NE PC LEARNING, AND INFORMATION LITERACY WASHINGTON, DC 20017
TRISKELION ARTS-KICK-STANDANCE, INC. NONE TO SUPPORT DANCE REHEARSAL SPACE SUBSIDIES 18,000. 106 CALYER STREET PC BROOKLYN, NY 11222
TULANE UNIVERSITY NONE TO SUPPORT A PROGRAM IN ENGAGED SCHOLARSHIP FOR 750,000. 218 GIBSON HALL PC GRADUATE STUDENTS IN THE HUMANITIES 6823 ST. CHARLES AVENUE NEW ORLEANS, LA 70118-5698
UBW, INC. NONE TO SUPPORT THE PRE-FELLOWSHIP YEAR AND PLANNING 100,000. 138 SOUTH OXFORD STREET, 4B PC FOR COHORT TWO OF URBAN BUSH WOMEN'S BROOKLYN, NY 11217 CHOREOGRAPHIC CENTER
UNION COLLEGE NONE TO SUPPORT AN ACADEMIC PROGRAM IN ADIRONDACK 250,000. ARMAND V. & DONALD S. FEIGENBAUM HALL PC STUDIES 807 UNION STREET SCHENECTADY, NY 12308
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UNITED NEGRO COLLEGE FUND, INC. NONE TO SUPPORT FACULTY DEVELOPMENT INITIATIVES ACROSS 1,000,000. 1805 7TH STREET, NW PC 38 PRIVATE HISTORICALLY BLACK COLLEGES AND WASHINGTON, DC 20001 UNIVERSITIES
UNITED NEGRO COLLEGE FUND, INC. NONE TO RENEW SUPPORT FOR THE MELLON MAYS 806,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 20001
UNIVERSITY MUSICAL SOCIETY NONE TO SUPPORT ARTS INTEGRATION INITIATIVES 500,000. 881 NORTH UNIVERSITY AVENUE PC ANN ARBOR, MI 48109-1011
UNIVERSITY OF ARIZONA NONE TO SUPPORT THE DIGITIZATION OF OUT-OF-PRINT 73,000. 1401 EAST UNIVERSITY BOULEVARD PC HUMANITIES TITLES AND THE DISSEMINATION OF THOSE TUSCON, AZ 85721-0001 TITLES ON AN OPEN ACCESS BASIS
UNIVERSITY OF CALGARY NONE TO SUPPORT THE PRESERVATION OF THE AUDIO ARCHIVES 1,500,000. 2500 UNIVERSITY DRIVE NW PC OF A COMMERCIAL RECORDING COMPANY CALGARY ALBERTA CANADA T2N 1N4
UNIVERSITY OF CALGARY NONE TO SUPPORT THE DEVELOPMENT OF LIBRARY SERVICES 750,000. 2500 UNIVERSITY DRIVE NW PC NEEDED FOR THE EFFECTIVE SCHOLARLY USE OF CALGARY ADVANCED TECHNOLOGIES ALBERTA CANADA T2N 1N4
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UNIVERSITY OF CALIFORNIA AT BERKELEY NONE TO SUPPORT THE ESTABLISHMENT OF AN INTERNATIONAL 762,500. 200 CALIFORNIA HALL, #1500 PC CONSORTIUM OF CRITICAL THEORY PROGRAMS BERKELEY, CA 94720-1500
UNIVERSITY OF CALIFORNIA AT BERKELEY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 133,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 94720-1500
UNIVERSITY OF CALIFORNIA AT BERKELEY NONE TO SUPPORT A SAWYER SEMINAR ON THE COMPARATIVE 225,000. 200 CALIFORNIA HALL, #1500 PC STUDY OF CULTURES ENTITLED "LINGUISTIC BERKELEY, CA 94720-1500 ANTHROPOLOGY AND CULTURAL CRITIQUE"
UNIVERSITY OF CALIFORNIA AT BERKELEY NONE TO INTRODUCE A GLOBAL URBAN HUMANITIES 750,000. 200 CALIFORNIA HALL, #1500 PC CERTIFICATE OPTION FOR GRADUATE STUDENTS, CREATE BERKELEY, CA 94720-1500 AN INTERDISCIPLINARY UNDERGRADUATE PROGRAM, DEVELOP A NEW EMPHASIS ON OAKLAND, AND ENGAGE MORE SENIOR HUMANITIES FACULTY IN THE INITIATIVE
UNIVERSITY OF CALIFORNIA AT DAVIS NONE TO SUPPORT THE DEVELOPMENT AND IMPLEMENTATION OF 597,500. MRAK HALL, FIFTH FLOOR PC A SYSTEM OF HOLISTIC REVIEW IN GRADUATE ONE SHIELDS AVENUE ADMISSIONS IN SELECTED HUMANITIES AND RELATED PHD DAVIS, CA 95616-8558 PROGRAMS AT TWO UNIVERSITY OF CALIFORNIA CAMPUSES, OVER FOUR YEARS
UNIVERSITY OF CALIFORNIA AT DAVIS NONE TO SUPPORT EFFORTS TO IDENTIFY PRACTICAL, 30,000. MRAK HALL, FIFTH FLOOR PC SHORT-TERM METHODS AND TARGETS FOR TRANSITIONING ONE SHIELDS AVENUE EXISTING CLOSED-ACCESS SCHOLARLY JOURNALS TO OPEN DAVIS, CA 95616-8558 ACCESS MODELS
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UNIVERSITY OF CALIFORNIA AT DAVIS NONE TO SUPPORT A SAWYER SEMINAR ON THE COMPARATIVE 225,000. MRAK HALL, FIFTH FLOOR PC STUDY OF CULTURES ENTITLED "ACADEMIC BRANDS: ONE SHIELDS AVENUE PRIVATIZING, QUANTIFYING, AND TRANSFORMING THE DAVIS, CA 95616-8558 UNIVERSITY"
UNIVERSITY OF CALIFORNIA AT DAVIS NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR LIZA 270,000. MRAK HALL, FIFTH FLOOR PC GRANDIA ONE SHIELDS AVENUE DAVIS, CA 95616-8558
UNIVERSITY OF CALIFORNIA AT IRVINE NONE TO SUPPORT A MATCHING ENDOWMENT THAT WILL SUSTAIN 10,000,000. 555 ALDRICH HALL PC THE OPERATIONS OF THE UNIVERSITY OF CALIFORNIA UNIVERSITY OF CALIFORNIA, IRVINE HUMANITIES RESEARCH CENTER BASED AT THE IRVINE, CA 92697-1900 UNIVERSITY OF CALIFORNIA AT IRVINE
UNIVERSITY OF CALIFORNIA AT IRVINE NONE TO SUPPORT THE UNIVERSITY OF CALIFORNIA 750,000. 510 ALDRICH HALL PC HUMANITIES RESEARCH INSTITUTE IN PURSUING IRVINE, CA 92697-1900 EXPERIMENTAL PEDAGOGICAL RESEARCH INITIATIVES
UNIVERSITY OF CALIFORNIA AT IRVINE NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR ANNIE 176,000. 510 ALDRICH HALL PC MCCLANAHAN IRVINE, CA 92697-1900
UNIVERSITY OF CALIFORNIA AT LOS ANGELES NONE TO RENEW SUPPORT FOR THE MELLON MAYS 109,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 90095-1405
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UNIVERSITY OF CALIFORNIA AT LOS ANGELES NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR NOURI 300,000. BOX 951405 PC GANA MURPHY HALL 2147 LOS ANGELES, CA 90095-1405
UNIVERSITY OF CALIFORNIA AT LOS ANGELES NONE TO EMBED THE URBAN HUMANITIES PROGRAM INTO UCLA 825,000. BOX 951405 PC GRADUATE AND UNDERGRADUATE CURRICULA IN A MURPHY HALL 2147 SUSTAINABLE WAY AND DEVELOP A NEW EMPHASIS ON LOS ANGELES, CA 90095-1405 URBANISM IN LOS ANGELES AND MEXICO CITY
UNIVERSITY OF CALIFORNIA AT SAN DIEGO NONE TO SUPPORT THE TRANSFER OF SAN DIEGO COMMUNITY 710,000. 9500 GILMAN DRIVE PC COLLEGE DISTRICT STUDENTS IN THE HUMANITIES TO LA JOLLA, CA 92093-0005 THE UNIVERSITY OF CALIFORNIA AT SAN DIEGO, AND ASSURE THEIR SUCCESSFUL COMPLETION OF THE BA DEGREE
UNIVERSITY OF CALIFORNIA AT SAN DIEGO NONE TO SUPPORT COMMUNITY-ENGAGED RESEARCH AND 500,000. 9500 GILMAN DRIVE PC TEACHING THAT MODELS A NEW COLLABORATIVE APPROACH LA JOLLA, CA 92093-0005 TO UNIVERSITY-COMMUNITY PARTNERSHIPS
UNIVERSITY OF CALIFORNIA AT SAN DIEGO NONE TO SUPPORT A SAWYER SEMINAR ON THE COMPARATIVE 225,000. 9500 GILMAN DRIVE PC STUDY OF CULTURES ENTITLED "CLAIMING THE CITY: LA JOLLA, CA 92093-0005 URBAN CITIZENSHIP, HYBRID CULTURES, AND GOVERNANCE IN THE MODERN ERA"
UNIVERSITY OF CALIFORNIA AT SANTA BARBARA NONE TO SUPPORT A SAWYER SEMINAR ON THE COMPARATIVE 225,000. 5221 CHEADLE HALL PC STUDY OF CULTURES ENTITLED "ENERGY JUSTICE IN SANTA BARBARA, CA 93106-2030 GLOBAL PERSPECTIVE"
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UNIVERSITY OF CALIFORNIA AT SANTA BARBARA NONE TO SUPPORT AN INVESTIGATION OF PUBLIC DISCOURSE 550,000. 5221 CHEADLE HALL PC ABOUT THE HUMANITIES AND LIBERAL ARTS SANTA BARBARA, CA 93106-2030
UNIVERSITY OF CALIFORNIA AT SANTA CRUZ NONE TO SUPPORT GRADUATE EDUCATION PROGRAM REFORM 750,000. 1156 HIGH STREET PC SANTA CRUZ, CA 95064-1077
UNIVERSITY OF CAMBRIDGE NONE TO BE MATCHED TWO-TO-ONE OVER FIVE YEARS, THE 126,037. THE OLD SCHOOLS TRINITY LANE PC ANNUAL INCOME OF WHICH WOULD BE USED TO FUND CAMBRIDGE INTERDISCIPLINARY PROGRAMS ORGANIZED AND UNITED KINGDOM CB2 1TN ADMINISTERED BY THE CENTRE FOR RESEARCH IN THE ARTS, SOCIAL SCIENCES AND HUMANITIES
UNIVERSITY OF CAPE TOWN NONE TO SUPPORT SOUTH AFRICAN UNIVERSITIES TO 50,000. PRIVATE BAG X3 RONDENBOSCH PC INSTITUTE SEMINAR SERIES ON THEMES OF HISTORICAL CAPE TOWN AND CONTEMPORARY SCHOLARLY AND WIDER PUBLIC SOUTH AFRICA 7701 SIGNIFICANCE
UNIVERSITY OF CAPE TOWN NONE TO SUPPORT A PROJECT THAT WOULD UNDERTAKE 791,000. PRIVATE BAG X3 RONDENBOSCH PC GRADUATE CURRICULUM REFORM AND ENHANCE ACCESS AND CAPE TOWN OPPORTUNITY IN HISTORICAL STUDIES SOUTH AFRICA 7701
UNIVERSITY OF CHICAGO NONE TO CONTINUE SUPPORT FOR A POSTDOCTORAL FELLOWSHIP 726,000. 5801 SOUTH ELLIS AVENUE, SUITE 501 PC PROGRAM THAT IDENTIFIES AND DEVELOPS PROMISING CHICAGO, IL 60637 EARLY CAREER SCHOLARS FROM UNDERREPRESENTED MINORITY GROUPS AND THOSE WITH OTHER DIVERSE BACKGROUNDS AND EXPERIENCES
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UNIVERSITY OF CHICAGO NONE TO RENEW SUPPORT FOR THE MELLON MAYS 451,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 60637
UNIVERSITY OF CHICAGO NONE TO SUPPORT EXPANDED LANGUAGE INSTRUCTION OF LESS 1,000,000. 5801 SOUTH ELLIS AVENUE, SUITE 501 PC COMMONLY TAUGHT LANGUAGES THROUGH DISTANCE CHICAGO, IL 60637 LEARNING TECHNOLOGIES AND CONSORTIAL INSTITUTIONAL COLLABORATION
UNIVERSITY OF CINCINNATI NONE TO SUPPORT THE APPLICATION OF TECHNICAL 900,000. PO BOX 210063 PC INNOVATIONS IN MACHINE LEARNING AND DATA CINCINNATI, OH 45221-0063 VISUALIZATION IN MULTIPLE DISCIPLINES IN THE HUMANITIES
UNIVERSITY OF DELAWARE NONE TO CONTINUE SUPPORT FOR STRENGTHENING 700,000. 104 HULLIHEN HALL PC OBJECT-CENTEED RESEARCH AND CURATORIAL TRAINING NEWARK, DE 19716 FOR ART HISTORY GRADUATE STUDENTS
UNIVERSITY OF EXETER NONE TO SUPPORT THE FURTHER DEVELOPMENT OF TOOLS FOR 750,000. NORTHCOTE HOUSE THE QUEENS DRIVE PC EXTRACTING PLACE NAMES FROM PRIMARY SOURCES AND EXETER MAKING THEM AVAILABLE AS LINKED OPEN DATA UNITED KINGDOM EX4 4QJ
UNIVERSITY OF FLORIDA AT GAINESVILLE NONE TO SUPPORT THE INTEGRATION OF HUMANITIES 400,000. P.O. BOX 14425 PC PERSPECTIVES AND METHODOLOGIES INTO GENERAL GAINESVILLE, FL 32611 EDUCATION AND ADVANCED COURSES THAT ADDRESS GRAND-CHALLENGE QUESTIONS
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UNIVERSITY OF GHANA NONE TO SUPPORT AND ENHANCE GRADUATE AND FACULTY 200,000. PO BOX LG 55 LEGON PC TRAINING ACCRA GHANA 0233
UNIVERSITY OF HAWAII NONE TO SUPPORT THE DIGITIZATION OF OUT-OF-PRINT 90,000. 2444 DOLE STREET PC HUMANITIES TITLES AND THE DISSEMINATION OF THOSE BACHMAN HALL 202 TITLES ON AN OPEN ACCESS BASIS HONOLULU, HI 96822
UNIVERSITY OF HOUSTON NONE TO SUPPORT EMERGENCY FUNDING FOR UNIVERSITY OF 150,000. 4302 UNIVERSITY DRIVE PC HOUSTON STUDENTS ADVERSELY AFFECTED BY HURRICANE 212 EAST CULLEN BUILDING HARVEY HOUSTON, TX 77204-2018
UNIVERSITY OF HOUSTON NONE TO SUPPORT THE PLANNING OF A LATINA/O STUDIES 54,500. 4302 UNIVERSITY DRIVE PC DIGITAL HUMANITIES CENTER 212 EAST CULLEN BUILDING HOUSTON, TX 77204-2018
UNIVERSITY OF HOUSTON NONE TO ESTABLISH AN UNDERGRADUATE RESEARCH PROGRAM IN 500,000. 4302 UNIVERSITY DRIVE PC THE HUMANITIES AND RELATED SOCIAL SCIENCES AIMED 212 EAST CULLEN BUILDING AT INCREASING THE NUMBER OF LATINA/O HOUSTON, TX 77204-2018 UNDERGRADUATES WHO APPLY TO GRADUATE SCHOOL
UNIVERSITY OF ILLINOIS AT CHICAGO NONE TO SUPPORT A PROGRAM OF UNDERGRADUATE RESEARCH, 1,000,000. 601 SOUTH MORGAN STREET, SUITE 2833 PC PEDAGOGICAL EXPERIMENTATION, AND CURRICULAR CHICAGO, IL 60607 INNOVATION IN THE HUMANITIES
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UNIVERSITY OF ILLINOIS AT CHICAGO NONE TO RENEW SUPPORT FOR DISSERTATION COMPLETION 885,000. 601 SOUTH MORGAN STREET, SUITE 2833 PC FELLOWSHIPS IN LATINO STUDIES CENTERS AT FOUR CHICAGO, IL 60607 UNIVERSITIES
UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN NONE TO SUPPORT PRISON EDUCATION AND REENTRY PROGRAMS 500,000. SWANLUND ADMINISTRATION BUILDING PC FOR INCARCERATED AND FORMERLY INCARCERATED 601 EAST JOHN STREET STUDENTS THROUGH ENGAGEMENT WITH FACULTY, CHAMPAIGN, IL 61820 GRADUATE STUDENTS, AND UNDERGRADUATES AT RESEARCH UNIVERSITIES
UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN NONE TO SUPPORT INITIATIVES THAT WOULD STRENGTHEN THE 400,000. SWANLUND ADMINISTRATION BUILDING PC INFRASTRUCTURE WITHIN UNIVERSITIES, LIBRARIES, 601 EAST JOHN STREET AND PRESSES FOR THE DEVELOPMENT OF HIGH QUALITY CHAMPAIGN, IL 61820 DIGITAL PUBLICATIONS
UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN NONE TO SUPPORT ARTS ON CAMPUS INITIATIVES BY THE 500,000. SWANLUND ADMINISTRATION BUILDING PC KRANNERT CENTER FOR THE PERFORMING ARTS 601 EAST JOHN STREET CHAMPAIGN, IL 61820
UNIVERSITY OF KANSAS NONE TO SUPPORT COLLABORATIONS AMONG CAMPUS LIBRARIES 300,000. PO BOX 928 PC AND MUSEUMS LAWRENCE, KS 66045
UNIVERSITY OF LONDON NONE TO SUPPORT THE DEVELOPMENT OF A DIGITAL 71,000. SENATE HOUSE MALET STREET PC PUBLICATION PLATFORM FOR ANCIENT DOCUMENTARY LONDON TEXTS UNITED KINGDOM WC1E 7HU
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UNIVERSITY OF MAINE AT FARMINGTON NONE TO SUPPORT THE CREATION OF AN ARTS AND HUMANITIES 500,000. 224 MAIN STREET PC COMMONS FARMINGTON, ME 04938-1911
UNIVERSITY OF MARYLAND AT COLLEGE PARK NONE TO SUPPORT A STUDY TO ASSESS THE VALUE FOR 48,500. 1101 MAIN ADMINISTRATION BUILDING PC SCHOLARLY USE OF DIGITAL ASSETS GENERATED IN COLLEGE PARK, MD 20742-6105 CONTEMPORARY BOOK PUBLISHING
UNIVERSITY OF MARYLAND, BALTIMORE COUNTY NONE TO SUPPORT THE INTEGRATION OF DIVERSITY AND 750,000. 1000 HILLTOP CIRCLE PC INCLUSION INTO THE HUMANITIES CURRICULUM, FACULTY BALTIMORE, MD 21250 PEDAGOGY, AND SCHOLARSHIP
UNIVERSITY OF MASSACHUSETTS AT AMHERST NONE TO SUPPORT A SAWYER SEMINAR ON THE COMPARATIVE 225,000. 374 WHITMORE ADMINISTRATION BUILDING PC STUDY OF CULTURES ENTITLED "THE UNIVERSAL BASIC 181 PRESIDENTS DRIVE INCOME: HISTORY AND THEORY OF A UTOPIAN DESIRE" AMHERST, MA 01003-9313
UNIVERSITY OF MICHIGAN NONE TO SUPPORT THE TRANSFER OF HENRY FORD COLLEGE 710,000. 2074 FLEMING ADMINISTRATION BUILDING PC STUDENTS IN THE HUMANITIES TO THE UNIVERSITY OF 503 THOMPSON STREET MICHIGAN AND TO STRENGTHEN COLLABORATION BETWEEN ANN ARBOR, MI 48109-1340 FACULTY IN THE HUMANITIES AT BOTH INSTITUTIONS
UNIVERSITY OF MICHIGAN NONE TO ENDOW THE POSITION OF ACADEMIC COORDINATOR AND 100,000. 2074 FLEMING ADMINISTRATION BUILDING PC TO SUPPORT A COLLECTIONS ASSISTANT AND TWO 503 THOMPSON STREET RESEARCH FELLOWS FROM THE UNIVERSITY'S HISTORY OF ANN ARBOR, MI 48109-1340 ART DEPARTMENT
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UNIVERSITY OF MICHIGAN NONE TO SUPPORT THE INTEGRATION INTO THE UNDERGRADUATE 150,000. 2074 FLEMING ADMINISTRATION BUILDING PC AND GRADUATE EXPERIENCE OF STRATEGIES TO 503 THOMPSON STREET ENCOURAGE STUDENTS TO EXERCISE THEIR DEMOCRATIC ANN ARBOR, MI 48109-1340 RIGHT TO VOTE
UNIVERSITY OF MICHIGAN NONE TO SUPPORT A SUMMER PROGRAM DESIGNED TO INCREASE 383,000. 2074 FLEMING ADMINISTRATION BUILDING PC THE DIVERSITY OF GRADUATE STUDENT APPLICANT POOLS 503 THOMPSON STREET ANN ARBOR, MI 48109-1340
UNIVERSITY OF MICHIGAN NONE TO ENDOW THE POSITION OF ACADEMIC COORDINATOR AND 100,000. 2074 FLEMING ADMINISTRATION BUILDING PC TO SUPPORT A COLLECTIONS ASSISTANT AND TWO 503 THOMPSON STREET RESEARCH FELLOWS FROM THE UNIVERSITY'S HISTORY ANN ARBOR, MI 48109-1340 OF ART DEPARTMENT
UNIVERSITY OF MINNESOTA AT TWIN CITIES NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR 295,000. 100 CHURCH STREET, SE PC GIANCARLO CASALE MINNEAPOLIS, MN 55455
UNIVERSITY OF MINNESOTA AT TWIN CITIES NONE TO CONTINUE SUPPORT FOR THE CONSORTIUM FOR THE 900,000. 100 CHURCH STREET, SE PC STUDY OF THE PREMODERN WORLD MINNEAPOLIS, MN 55455
UNIVERSITY OF NEW MEXICO NONE TO SUPPORT ENHANCING AN INITIATIVE FOCUSED ON THE 500,000. MSC05 3300 PC LAND ARTS OF THE SOUTHWEST 1 UNIVERSITY OF NEW MEXICO ALBUQUERQUE, NM 87131-0001
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UNIVERSITY OF NORTH CAROLINA AT ASHEVILLE NONE TO SUPPORT AN ARTS AND EDUCATIONAL ALLIANCE 700,000. 1 UNIVERSITY HEIGHTS PC FOCUSING ON PUBLIC HUMANITIES AND COMMUNITY ASHEVILLE, NC 28804-8503 ENGAGEMENT
UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL NONE TO SUPPORT A FELLOWSHIP PROGRAM FOR CAROLINA 500,000. 103 SOUTH BUILDING PC PERFORMING ARTS CAMPUS BOX 9100 CHAPEL HILL, NC 27599-9100
UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL NONE TO SUPPORT THE HUMANITIES FOR THE PUBLIC GOOD 750,000. 103 SOUTH BUILDING PC INITIATIVE CAMPUS BOX 9100 CHAPEL HILL, NC 27599-9100
UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR 288,000. 103 SOUTH BUILDING PC MATTHEW KOTZEN CAMPUS BOX 9100 CHAPEL HILL, NC 27599-9100
UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL NONE TO SUPPORT THE DEVELOPMENT OF COMMUNITY-BASED 877,000. 103 SOUTH BUILDING PC ARCHIVES CAMPUS BOX 9100 CHAPEL HILL, NC 27599-9100
UNIVERSITY OF NOTRE DAME NONE TO SUPPORT COLLABORATIONS AMONG CAMPUS LIBRARIES 455,000. 400 MAIN BUILDING PC AND MUSEUMS NOTRE DAME, IN 46556
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UNIVERSITY OF NOTRE DAME NONE TO SUPPORT GRADUATE EDUCATION PROGRAM REFORM 750,000. 400 MAIN BUILDING PC NOTRE DAME, IN 46556
UNIVERSITY OF OREGON NONE TO SUPPORT COLLABORATIONS AMONG CAMPUS LIBRARIES 300,000. 1585 13TH AVENUE PC AND MUSEUMS EUGENE, OR 97403
UNIVERSITY OF OXFORD NONE TO SUPPORT SOLUTIONS FOR DISCOVERY AND ACCESS 114,000. WELLINGTON SQUARE PC ISSUES IN LIBRARIES AND ARCHIVES OXFORD UNITED KINGDOM OX1 2JD
UNIVERSITY OF OXFORD NONE TO SUPPORT FURTHER DEVELOPMENT OF A SOFTWARE 393,000. WELLINGTON SQUARE PC PLATFORM CONTAINING RECORDS OF PEOPLE, PLACES, OXFORD DATES, AND CORRESPONDENCE OF THE EARLY MODERN UNITED KINGDOM OX1 2JD PERIOD
UNIVERSITY OF PENNSYLVANIA NONE TO ESTABLISH A PROGRAM TO PREPARE STUDENTS FROM 2,550,000. 3451 WALNUT STREET, SUITE 305 PC HISPANIC-SERVING INSTITUTIONS FOR GRADUATE SCHOOL PHILADELPHIA, PA 19104
UNIVERSITY OF PENNSYLVANIA NONE TO SUPPORT THE ENVIRONMENTAL HUMANITIES 750,000. 3451 WALNUT STREET, SUITE 305 PC PHILADELPHIA, PA 19104
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UNIVERSITY OF PENNSYLVANIA NONE TO SUPPORT STRENGTHENING OF STUDENT AND FACULTY 750,000. 3451 WALNUT STREET, SUITE 305 PC ENGAGEMENT AT THE UNIVERSITY'S MUSEUM OF PHILADELPHIA, PA 19104 ARCHEOLOGY AND ANTHROPOLOGY
UNIVERSITY OF PENNSYLVANIA NONE TO SUPPORT INITIATIVES IN ART HISTORY GRADUATE 276,000. 3451 WALNUT STREET, SUITE 305 PC EDUCATION PHILADELPHIA, PA 19104
UNIVERSITY OF PRETORIA NONE TO SUPPORT AN INTERDISCIPLINARY RESEARCH AND 778,000. PRIVATE BAG X20 HATFIELD PC GRADUATE TRAINING PROGRAM ON PUBLIC INTELLECTUALS PRETORIA SOUTH AFRICA 0028
UNIVERSITY OF PRETORIA NONE TO SUPPORT SOUTH AFRICA'S FIRST GRADUATE DEGREE 876,000. PRIVATE BAG X20 HATFIELD PC PROGRAM IN ART AND CULTURAL HERITAGE CONSERVATION PRETORIA SOUTH AFRICA 0028
UNIVERSITY OF PRETORIA NONE TO SUPPORT A PROJECT THAT WOULD PROMOTE 333,000. PRIVATE BAG X20 HATFIELD PC COLLABORATIVE CREATIVE PRODUCTION IN THE PRETORIA LITERARY, VISUAL, AND PERFORMING ARTS SOUTH AFRICA 0028
UNIVERSITY OF PUGET SOUND NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 1500 NORTH WARNER STREET PC TACOMA, WA 98416-1094
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UNIVERSITY OF ROCHESTER NONE TO SUPPORT IN PERPETUITY THE CENTRAL NEW YORK 92,782. 500 JOSEPH C. WILSON BOULEVARD PC HUMANITIES CORRIDOR, A COLLABORATIVE RESEARCH ROCHESTER, NY 14627 INITIATIVE OF SYRACUSE UNIVERSITY, CORNELL UNIVERSITY, AND THE UNIVERSITY OF ROCHESTER
UNIVERSITY OF ROCHESTER NONE TO SUPPORT A MULTI-LEVEL INITIATIVE DESIGNED TO 500,000. 500 JOSEPH C. WILSON BOULEVARD PC INCREASE ENROLLMENT IN THE HUMANITIES ROCHESTER, NY 14627
UNIVERSITY OF SAN FRANCISCO NONE TO SUPPORT THE TRANSFER OF HUMANITIES STUDENTS 680,000. 2130 FULTON STREET PC FROM FOOTHILL DE-ANZA COMMUNITY COLLEGE DISTRICT SAN FRANCISCO, CA 94117 TO THE UNIVERSITY OF SAN FRANCISCO, AS WELL AS FACULTY COLLABORATIONS ON CURRICULUM AND PEDAGOGY
UNIVERSITY OF SOUTH FLORIDA NONE TO SUPPORT A PILOT STUDY OF THE NATIONAL ETHICS 75,000. 4202 EAST FOWLER AVENUE PC PRROJECT, WITH A FOCUS ON TEACHING AND LEARNING TAMPA, FL 33620-6100 AT THE INTERSECTION OF THE ETHICS OF MASS COMMUNICATION, CIVIC AGENCY, AND MEDIA LITERACY
UNIVERSITY OF SOUTHERN CALIFORNIA NONE TO SUPPORT THE TRANSFER OF THE DANCE PRESERVATION 560,000. 3551 TROUSDALE PARKWAY, SUITE 160 PC AND DIGITIZATION PROJECT, AND CONTINUED ACTIVITY LOS ANGELES, CA 90089 RELATED TO ACCESS AND GROWTH OF THE COLLECTION
UNIVERSITY OF SOUTHERN CALIFORNIA NONE TO RENEW SUPPORT FOR THE MELLON MAYS 96,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 90089
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UNIVERSITY OF SOUTHERN CALIFORNIA NONE TO SUPPORT SKILL-BASED GRADUATE TRAINING AND 750,000. 3551 TROUSDALE PARKWAY, SUITE 160 PC CROSS-INSTITUTIONAL PARTNERSHIPS IN THE DIGITAL LOS ANGELES, CA 90089 HUMANITIES
UNIVERSITY OF SOUTHERN CALIFORNIA NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR 222,000. 3551 TROUSDALE PARKWAY, SUITE 160 PC SUZANNE HUDSON LOS ANGELES, CA 90089
UNIVERSITY OF TEXAS AT AUSTIN NONE TO SUPPORT ARTS ON CAMPUS PROGRAMMING 500,000. 110 INNER CAMPUS DRIVE, G3400 PC AUSTIN, TX 78712-3400
UNIVERSITY OF TEXAS AT AUSTIN NONE TO SUPPORT THE DEVELOPMENT OF COMMUNITY-BASED 700,000. 110 INNER CAMPUS DRIVE, G3400 PC ARCHIVES AUSTIN, TX 78712-3400
UNIVERSITY OF TEXAS AT AUSTIN NONE TO SUPPORT GRADUATE EDUCATION PROGRAM REFORM 1,000,000. 110 INNER CAMPUS DRIVE, G3400 PC AUSTIN, TX 78712-3400
UNIVERSITY OF TEXAS AT EL PASO NONE TO SUPPORT THE STREAMLINING OF HUMANITIES 692,000. 500 WEST UNIVERSITY AVENUE PC TRANSFERS AND COLLABORATION BETWEEN HUMANITIES EL PASO, TX 79968-0500 FACULTY BETWEEN THE UNIVERSITY OF TEXAS AT EL PASO AND EL PASO COMMUNITY COLLEGE
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UNIVERSITY OF THE WESTERN CAPE NONE TO SUPPORT A CONSORTIUM OF THE UNIVERSITIES OF 1,159,000. ROBERT SOBUKWE ROAD PRIVATE BAG X17 PC THE WESTERN CAPE, CAPE TOWN, WITWATERSRAND, WEST BELLVILLE INDIES, GHANA, MAKERERE UNIVERSITY, AND THE SOUTH AFRICA 7535 AMERICAN UNIVERSITY OF BEIRUT TO CONSIDER TRADITIONS OF THOUGHT, PRACTICES OF POLITICS, AND AESTHETIC PRACTICES AND EMBODIMENTS IN RELATION TO 'RACE,' SEXUALITY, OTHER DIFFERENCES, AND IDENTITY ACROSS AFRICA, THE MIDDLE EAST, AND THE CARIBBEAN
UNIVERSITY OF THE WESTERN CAPE NONE TO SUPPORT A SUPRANATIONAL FORUM OF THE 930,000. ROBERT SOBUKWE ROAD PRIVATE BAG X17 PC UNIVERSITIES OF THE WESTERN CAPE, FORT HARE, BELLVILLE WITWATERSRAND, MAKERERE UNIVERSITY, THE AMERICAN SOUTH AFRICA 7535 UNIVERSITY IN CAIRO, AND THE AMERICAN UNIVERSITY OF BEIRUT IN ORDER TO RETHINK MUSEUMS, HERITAGE, AND MEMORY WORK IN COLLABORATION WITH MUSEUMS THROUGH SCHOLARLY RESEARCH AND ENGAGEMENTS ON KEY ARTS AND HUMANITIES THEMES THAT ARE FACILITATED BY FACULTY FELLOWSHIPS, GRADUATE SCHOLARSHIPS, RESEARCH STUDY GROUPS, WORKSHOPS, COLLOQUIUMS, AND ACADEMIC EXCHANGES BETWEEN DIFFERENT UNIVERSITY SITES
UNIVERSITY OF THE WESTERN CAPE NONE TO SUPPORT A PROJECT THAT PROMOTES CREATIVE 398,000. ROBERT SOBUKWE ROAD PRIVATE BAG X17 PC RESEARCH AND PEDAGOGIES THAT CHALLENGE BELLVILLE PATRIARCHAL AND COLONIAL FORMS OF SCHOLARSHIP SOUTH AFRICA 7535 AND COLONIAL FORMS OF SCHOLARSHIP
UNIVERSITY OF THE WESTERN CAPE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 100,000. ROBERT SOBUKWE ROAD PRIVATE BAG X17 PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM BELLVILLE SOUTH AFRICA 7535
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UNIVERSITY OF THE WESTERN CAPE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 62,000. ROBERT SOBUKWE ROAD PRIVATE BAG X17 PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM BELLVILLE SOUTH AFRICA 7535
UNIVERSITY OF THE WESTERN CAPE NONE TO SUPPORT A RESEARCH PROJECT THAT LINKS 658,000. ROBERT SOBUKWE ROAD PRIVATE BAG X17 PC HUMANITIES CONCERNS WITH QUESTIONS OF TECHNOLOGY, BELLVILLE LEGAL PHILOSOPHY, AND JURISPRUDENCE SOUTH AFRICA 7535
UNIVERSITY OF THE WITWATERSRAND NONE TO SUPPORT A RESEARCH AND GRADUATE TRAINING 698,000. 1 JAN SMUTS AVENUE BRAAMFONTEIN PC PROGRAM ON VIOLENCE JOHANNESBURG SOUTH AFRICA 2001
UNIVERSITY OF THE WITWATERSRAND NONE TO SUPPORT A RESEARCH AND GRADUATE TRAINING 694,000. 1 JAN SMUTS AVENUE BRAAMFONTEIN PC PROGRAM ON NARRATIVE INQUIRY JOHANNESBURG SOUTH AFRICA 2001
UNIVERSITY OF THE WITWATERSRAND NONE TO STRENGTHEN DIGITAL SCHOLARLY PUBLISHING, 1,730,000. 1 JAN SMUTS AVENUE BRAAMFONTEIN PC COLLABORATION, AND PRESERVATION AS WELL AS OPEN JOHNNESBURG ACCESS PUBLICATION, THE GLOBAL VISIBILITY OF SOUTH AFRICA 2001 AFRICAN RESEARCH, AND THE DIVERSITY OF THE HUMANIST CANON THROUGH BRINGING TOGETHER RESEARCHERS AND SPECIALISTS ACROSS SOUTH AFRICAN UNIVERSITIES, AND DRAWING ON EXISTING RELATIONSHIPS WITH LEADING INTERNATIONAL DIGITAL HUMANITIES CENTERS, ARCHIVES, AGGREGATORS, AND INDEXES
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UNIVERSITY OF THE WITWATERSRAND NONE TO ESTABLISH OCEANIC HUMANITIES AS A FIELD IN THE 858,000. 1 JAN SMUTS AVENUE BRAAMFONTEIN PC GLOBAL SOUTH, THROUGH RESEARCH, GRADUATE JOHANNESBURG CURRICULUM DEVELOPMENT AND TRAINING, BUILDING SOUTH AFRICA 2001 GLOBAL SOUTH RESEARCH NETWORKS, AND PROMOTING PUBLIC HUMANITIES ACTIVITIES AND PLATFORMS
UNIVERSITY OF THE WITWATERSRAND NONE TO SUPPORT SOUTH AFRICAN UNIVERSITIES TO 50,000. 1 JAN SMUTS AVENUE BRAAMFONTEIN PC INSTITUTE SEMINAR SERIES ON THEMES OF HISTORICAL JOHANNERSBURG AND CONTEMPORARY SCHOLARLY AND WIDER PUBLIC SOUTH AFRICA 2001 SIGNIFICANCE
UNIVERSITY OF THE WITWATERSRAND NONE TO RENEW SUPPORT FOR THE MELLON MAYS 130,000. 1 JAN SMUTS AVENUE BRAAMFONTEIN PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM JOHANNERBURG SOUTH AFRICA 2001
UNIVERSITY OF UTAH NONE TO SUPPORT COLLABORATIONS AMONG CAMPUS LIBRARIES 500,000. 201 SOUTH PRESIDENT'S CIRCLE, ROOM 203 PC AND MUSEUMS SALT LAKE CITY, UT 84112
UNIVERSITY OF VIRGINIA NONE TO SUPPORT THE FURTHER DEVELOPMENT OF A 750,000. PO BOX 400224 PC MULTI-INSTITUTIONAL INITIATIVE THAT WOULD OPERATE CHARLOTTESVILLE, VA 22904-4224 SERVICES FOR THE IDENTIFICATION, MATCHING, AND DISAMBIGUATION OF PERSONAL AND ORGANIZATIONAL NAMES IN ARCHIVAL RESOURCES
UNIVERSITY OF VIRGINIA NONE TO SUPPORT THE FORMATION OF THE UVA LANDSCAPE 150,000. PO BOX 400224 PC STUDIES INITIATIVE AND THE FIRST STAGES OF THE CHARLOTTESVILLE, VA 22904-4224 LANDSCAPE DESIGN DIGITAL RESOURCE
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UNIVERSITY OF WASHINGTON NONE TO SUPPORT A NEW DIRECTIONS FELLOWSHIP FOR 225,000. 301 GERBERDING HALL PC HAICHENG WANG BOX 351230 SEATTLE, WA 98195-1230
UNIVERSITY OF WATERLOO NONE TO SUPPORT THE DEVELOPMENT AND USE OF A TOOLKIT 462,000. NEEDLES HALL 200 UNIV AVE WEST PC FOR THE SCHOLARLY ANALYSIS OF WEB ARCHIVES WATERLOO ONTARIO CANADA N2L 3G1
UNIVERSITY OF WISCONSIN AT MADISON NONE TO SUPPORT COLLABORATIVE INTERNATIONAL RESEARCH 675,000. 1848 UNIVERSITY AVE PC IN THE HUMANITIES MADISON, WI 53706
UNIVERSITY OF WISCONSIN AT MADISON NONE TO SUPPORT THE UNIVERSITY'S ENGAGING THE 550,000. 1848 UNIVERSITY AVE PC HUMANITIES INITIATIVE MADISON, WI 53706
UNIVERSITY OF WISCONSIN AT MADISON NONE TO SUPPORT A SAWYER SEMINAR ON THE COMPARATIVE 225,000. 1848 UNIVERSITY AVE PC STUDY OF CULTURES ENTITLED "INTERROGATING THE MADISON, WI 53706 PLANTATIONOCENE"
URSINUS COLLEGE NONE TO SUPPORT DEVELOPMENT OF THE ACADEMIC CORE AND A 500,000. 601 EAST MAIN STREET PC NEW STUDENT-FACULTY ADVISING MODEL COLLEGEVILLE, PA 19426-1000
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VANDERBILT UNIVERSITY NONE TO SUPPORT THE MELLON PARTNERS FOR HUMANITIES 965,000. 211 KIRKLAND HALL PC EDUCATION PROJECT NASHVILLE, TN 37240
VANDERBILT UNIVERSITY NONE TO SUPPORT A WORKSHOP AND REPORTS ON THE 47,000. 211 KIRKLAND HALL PC TECHNICAL, LEGAL, AND ECONOMIC CHALLENGES OF NASHVILLE, TN 37240 TELEVISION NEWS PRESERVATION
VANDERBILT UNIVERSITY NONE TO SUPPORT A NEW CENTER FOR DIGITAL HUMANITIES 750,000. 211 KIRKLAND HALL PC NASHVILLE, TN 37240
VASSAR COLLEGE NONE TO SUPPORT A CAMPUS-WIDE CURRICULAR INITIATIVE TO 800,000. 124 RAYMOND AVENUE PC EXPAND AND SUSTAIN AN INCLUSIVE LEARNING POUGHKEEPSIE, NY 12604-0001 COMMUNITY
VERA INSTITUTE OF JUSTICE, INC. NONE TO SUPPORT INITIATIVES THAT PROMOTE THE SUCCESS 750,000. 233 BROADWAY, 12TH FLOOR PC OF THE SECOND CHANCE PELL PROGRAM AND THE NEW YORK, NY 10279 IMPORTANCE OF POSTSECONDARY EDUCATION FOR INCARCERATED PEOPLE
VINEYARD THEATRE AND WORKSHOP CENTER, INC. NONE TO PROVIDE GENERAL OPERATING SUPPORT 175,000. 108 EAST 15TH STREET PC NEW YORK, NY 10003-9689
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VIRGINIA ARTS FESTIVAL, INC. NONE TO SUPPORT THE JOHN DUFFY INSTITUTE FOR NEW OPERA 175,000. 440 BANK STREET PC NORFOLK, VA 23510
VOICES IN CONTEMPORARY ART NONE TO CONTINUE SUPPORT FOR THE ARTIST INTERVIEW 100,000. BOBST LIBRARY AT NEW YORK UNIVERSITY PC PROJECT 70 WASHINGTON SQUARE SOUTH, SUITE 8SW NEW YORK, NY 10012
WALKER ART CENTER, INC. NONE TO SUPPORT AN INITIATIVE AT THE INTERSECTION OF 500,000. 1750 HENNEPIN AVENUE PC THE WALKER'S VISUAL AND PERFORMING ARTS PROGRAMS MINNEAPOLIS, MN 55403
WASHINGTON & JEFFERSON COLLEGE NONE TO SUPPORT A CONFERENCE OF THE PENNSYLVANIA 45,000. 60 SOUTH LINCOLN STREET PC CONSORTIUM FOR THE LIBERAL ARTS (PCLA) ON THE WASHINGTON, PA 15301 INTERSECTION OF FREE SPEECH AND CIVIC ENGAGEMENT ON CAMPUS
WASHINGTON STATE UNIVERSITY NONE TO SUPPORT COMMUNITY-BASED ARCHIVES AND 555,000. PO BOX 641048 PC COLLECTION BUILDING PULLMAN, WA 99164-1048
WASHINGTON UNIVERSITY IN ST. LOUIS NONE TO SUPPORT INITIATIVES TO REDESIGN DOCTORAL 750,000. ONE BROOKINGS DRIVE PC TRAINING IN THE HUMANITIES CAMPUS BOX 1192 ST. LOUIS, MO 63130-4899
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WASHINGTON UNIVERSITY IN ST. LOUIS NONE TO RENEW SUPPORT FOR THE MELLON MAYS 85,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 63130-4899
WELLESLEY COLLEGE NONE TO SUPPORT INITIATIVES TO RENEW AND DIVERSIFY THE 900,000. 106 CENTRAL STREET PC FACULTY AND CURRICULUM WELLESLEY, MA 02481-8203
WELLESLEY COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 68,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 02481-8203
WELLESLEY COLLEGE NONE TO SUPPORT PRESIDENTIAL INITIATIVES 100,000. 106 CENTRAL STREET PC WELLESLEY, MA 02481-8203
WESLEYAN UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 120,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 06459
WEST VIRGINIA UNIVERSITY NONE TO SUPPORT A STUDY INVESTIGATING THE FEASIBILITY 59,500. 1500 UNIVERSITY AVENUE PC OF A CONSORTIUM OF SMALL SCHOLARLY SOCIETIES IN MORGANTOWN, WV 26506-0002 THE HUMANITIES
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WGBH EDUCATIONAL FOUNDATION NONE TO SUPPORT AN INITIATIVE TO PRESERVE CULTURAL 512,000. ONE GUEST STREET PC HERITAGE IN AUDIOVISUAL FORMATS BOSTON, MA 02135
WHEATON COLLEGE NONE TO SUPPORT PLANNING FOR COOPERATIVES THAT WOULD 100,000. 26 EAST MAIN STREET PC SUPPORT THE DIGITAL PUBLICATION OF DOCUMENTARY NORTON, MA 02766 AND SCHOLARLY EDITIONS
WHITMAN COLLEGE NONE TO SUPPORT AN INITIATIVE TO INFUSE DIVERSE 800,000. 345 BOYER AVENUE PC PERSPECTIVES INTO THE CURRICULUM AND PROMOTE WALLA WALLA, WA 99362 COMMUNITY ENGAGEMENT
WHITNEY MUSEUM OF AMERICAN ART NONE TO ENDOW A CURATOR OF PERFORMANCE AND SUPPORT THE 1,250,000. 99 GANSEVOORT STREET PC POSITION WHILE MATCHING FUNDS ARE BEING RAISED NEW YORK, NY 10014
WHITTIER COLLEGE NONE TO SUPPORT THE ONE-YEAR RENEWAL OF THE MELLON 117,000. 633 THIRD AVENUE, 8TH FLOOR PC MAYS UNDERGRADUATE FELLOWSHIP NEW YORK, NY 90608-0634
WILLIAMS COLLEGE NONE TO RENEW SUPPORT FOR THE MELLON MAYS 114,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 01267
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WING LUKE MEMORIAL FOUNDATION NONE TO SUPPORT THE ADVANCEMENT AND INTEGRATION OF THE 200,000. 719 SOUTH KING STREET PC WING LUKE MUSEUM'S PROGRAMS AROUND HERITAGE, SEATTLE, WA 98104 ARTS, AND CIVIC RESPONSIBILITY
WNET NONE TO SUPPORT A NEW INITIATIVE, ARTS 24/7 1,000,000. 825 8TH AVENUE, 14TH FLOOR PC NEW YORK, NY 10019-7435
WOFFORD COLLEGE NONE TO SUPPORT A NEW GENERAL EDUCATION PROGRAM 500,000. 429 NORTH CHURCH STREET PC SPARTANBURG, SC 29303-3663
WOMEN'S PROJECT AND PRODUCTIONS NONE TO PROVIDE GENERAL OPERATING SUPPORT 100,000. 55 WEST END AVENUE PC NEW YORK, NY 10023
WOODROW WILSON NATIONAL FELLOWSHIP FOUNDATION NONE TO SUPPORT PROGRAMMING FOR MELLON MAYS FELLOWS 475,000. 5 VAUGHN DRIVE, SUITE 300 PC APPLYING TO GRADUATE SCHOOL PRINCETON, NJ 08540-6313
WOODROW WILSON NATIONAL FELLOWSHIP FOUNDATION NONE TO RENEW SUPPORT FOR THE DISSERTATION AND TRAVEL 1,900,000. 5 VAUGHN DRIVE, SUITE 300 PC AND RESEARCH PROGRAM FOR MELLON MAYS PRINCETON, NJ 08540-6313 UNDERGRADUATE FELLOWS WHO ARE ENROLLED IN DOCTORAL PROGRAMS, AND THE JUNIOR FACULTY CAREER ENHANCEMENT FELLOWSHIP FOR FORMER MELLON MAYS UNDERGRADUATE FELLOWS AND OTHER UNDERREPRESENTED EARLY-CAREER SCHOLARS
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WORLD LEARNING, INC. NONE TO SUPPORT PLANNING ACTIVITIES FOR A STUDY OF 52,135. 1 KIPLING ROAD PC AFRICAN AMERICANS LIVING ABROAD PO BOX 676 BRATTLEBORO, VT 05302-0676
YALE UNIVERSITY NONE TO CONTINUE SUPPORT FOR STRENGTHENING 400,000. PO BOX 208229 PC OBJECT-CENTERED RESEARCH AND CURATORIAL TRAINING NEW HAVEN, CT 06520-8229 FOR ART HISTORY GRADUATE STUDENTS, AND TO INCORPORATE THE STUDY OF NATIVE AMERICAN ART INTO THE BA AND PHD CURRICULA OF THE DEPARTMENT OF THE HISTORY OF ART
YALE UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF A NATIONAL SOFTWARE 500,000. PO BOX 208229 PC PRESERVATION PROGRAM NEW HAVEN, CT 06520-8229
YALE UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF A PORTAL FOR THE 691,000. PO BOX 208229 PC ELECTRONIC PUBLICATION OF BOOKS IN ART AND NEW HAVEN, CT 06520-8229 ARCHITECTURE
YALE UNIVERSITY NONE TO RENEW SUPPORT FOR THE MELLON MAYS 57,000. 633 THIRD AVENUE, 8TH FLOOR PC UNDERGRADUATE FELLOWSHIP (MMUF) PROGRAM NEW YORK, NY 06520-8229
YALE UNIVERSITY NONE TO SUPPORT THE INITIAL DEVELOPMENT OF A NATIONAL 150,000. PO BOX 208229 PC SOFTWARE PRESERVATION PROGRAM NEW HAVEN, CT 06520-8229
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YALE UNIVERSITY NONE TO SUPPORT GRADUATE EDUCATION PROGRAM REFORM 350,000. PO BOX 208229 PC NEW HAVEN, CT 06520-8229
YALE UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF A PORTAL FOR THE 500,000. PO BOX 208229 PC ELECTRONIC PUBLICATION OF BOOKS IN ART AND NEW HAVEN, CT 06520-8229 ARCHITECTURE
AMERICAN RED CROSS NONE MATCHING GIFT 3,300. P.O. BOX 37839 PC BOONE, IA 50037-0839
BRYN MAWR COLLEGE NONE MATCHING GIFT 12,000. 101 NORTH MERION AVE PC BRYN MAWR, PA 19010
CENTER FOR POPULAR DEMOCRACY NONE MATCHING GIFT 3,150. 449 TROUTMAN STREET PC BROOKLYN, NY 11237
CONCORDIA COLLEGE NONE MATCHING GIFT 20,000. 9018 8TH STREET SOUTH PC MOORHEAD, MN 56562
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CORNELL UNIVERSITY NONE MATCHING GIFT 15,000. 130 EAST SENECA STREET PC ITHACA, NY 14850
EAST END HOSPICE NONE MATCHING GIFT 4,000. 481 WESTHAMPTON-RIVERHEAD RD PC WESTHAMPTON BEACH, NY 11978
FIDELITY CHARITABLE NONE MATCHING GIFT 519,675. P.O. BOX 770001 PC CINCINNATI, OH 45277
FRACTURED ATLAS NONE MATCHING GIFT 6,000. 248 WEST 35TH STREET, 10TH FLOOR PC NEW YORK, NY 10001
GROTON SCHOOL NONE MATCHING GIFT 30,000. P.O. BOX 991, 282 FAMERS ROW PC GROTON, MA 01450
HILLSONG NYC NONE MATCHING GIFT 2,073. 32 AVENUE OF THE AMERICAS PC NEW YORK, NY 10013
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JDRF INTERNATIONAL NONE MATCHING GIFT 14,000. 26 BROADWAY, 14TH FLOOR PC NEW YORK, NY 10004
JEWISH COMMUNAL FUND NONE MATCHING GIFT 50,000. 575 MADISON AVENUE PC NEW YORK, NY 10022
KINGDOM LIFE MINISTRIES NONE MATCHING GIFT 39,030. 770 PARK PLACE PC BROOKLYN, NY 11216
MARY MITCHELL FAMILY AND YOUTH CTR. NONE MATCHING GIFT 7,500. 2007 MAPES AVENUE PC BRONX, NY 10460
MYOTONIC DYSTROPHY FOUNDATION NONE MATCHING GIFT 8,900. 1004A O'REILLY AVE PC SAN FRANCISCO, CA 94129
NATIONAL MULTIPLE SCLEROSIS SOCIETY NONE MATCHING GIFT 18,000. 733 THIRD AV PC NEW YORK, NY 10017
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NAVY SUPPLY CORPS FOUNDATION NONE MATCHING GIFT 5,000. 3651 MARS HILL RD., SUITE 200B PC WATKINSVILLE, GA 30677
NEW YORK CITY CENTER NONE MATCHING GIFT 50,000. 130 WEST 56TH STREET PC NEW YORK, NY 10019
RE-EVALUATION FOUNDATION NONE MATCHING GIFT 25,000. P.O. BOX 9292, QUEEN ANNE STATION PC SEATTLE, WA 98109
RUTGERS UNIVERSITY FOUNDATION NONE MATCHING GIFT 7,500. P.O. BOX 193 PC NEW BRUNSWICK, NJ 08903-0193
SANCTUARY FOR FAMILIES NONE MATCHING GIFT 18,000. P.O. BOX 1406, WALL STREET STATION PC NEW YORK, NY 10268
SMITH COLLEGE NONE MATCHING GIFT 15,000. 10 ELM STREET PC NORTHHAMPTON, MA 01063
ATTACHMENT 30 43461C 2532 Page 822 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR
ATTACHMENT 30 (CONT'D)
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
ST. BONAVENTURE UNIVERSITY NONE MATCHING GIFT 15,000. HOPKINS HALL, ST. PC BONAVENTURE, NY 14788
STANFORD UNIVERSITY NONE MATCHING GIFT 6,000. 326 GLAVEX STREET PC STANFORD, CA 94305
SURFERS ENVIRONMENTAL ALLIANCE NONE MATCHING GIFT 3,000. P.O. BOX 3154 PC LONG BRANCH, NJ 07740
THE COMMUNITY HOSPICE FOUNDATION NONE MATCHING GIFT 2,000. 310 MANNING BLVD PC ALBANY, NY 12208
THE HUNGER PROJECT NONE MATCHING GIFT 2,775. 110 WEST 30TH STREET PC NEW YORK, NY 10001
THE NIGHTINGALE BRAMFORD SCHOOL NONE MATCHING GIFT 19,500. 20 EAST 92ND STREET PC NEW YORK, NY 10128
ATTACHMENT 30 43461C 2532 Page 823 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR
ATTACHMENT 30 (CONT'D)
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
TRINITY SCHOOL NONE MATCHING GIFT 34,500. 139 WEST 91ST STREET PC NEW YORK, NY 10024
WILDWOOD FOUNDATION NONE MATCHING GIFT 2,000. 2995C CURRY ROAD EXTENSION PC SCHENECTADY, NY 12303
VANGUARD CHARITABLE NONE MATCHING GIFT 50,000. P.O. BOX 9509 PC WARWICK, RI 02889
TOTAL CONTRIBUTIONS PAID 302,078,167.
ATTACHMENT 30 43461C 2532 Page 824 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT
ATTACHMENT 31
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
AMERICAN ACADEMY IN BERLIN NONE TO SUPPORT RESIDENTIAL FELLOWSHIPS FOR SCHOLARS, 700,000. 14 EAST 60TH STREET, SUITE 604 PC WRITERS, AND ARTISTS NEW YORK, NY 10022
AMERICAN COUNCIL OF LEARNED SOCIETIES NONE TO SUPPORT A PROGRAM OF RESEARCH FELLOWSHIPS FOR 2,100,000. 633 THIRD AVENUE, 8TH FLOOR PC COMMUNITY COLLEGE FACULTY IN THE HUMANITIES AND NEW YORK, NY 10017-6795 HUMANISTIC SOCIAL SCIENCES
AMERICAN LYRIC THEATER CENTER, INC. NONE TO SUPPORT THE COMPOSER LIBRETTIST DEVELOPMENT 50,000. 410 WEST 42ND STREET PC PROGRAM NEW YORK, NY 10036
AMERICAN SCHOOL OF CLASSICAL STUDIES AT ATHENS NONE TO SUPPORT REORGANIZATIONS IN LIBRARY AND 125,000. 6-8 CHARLTON STREET PC ARCHIVAL SERVICES PRINCETON, NJ 08540-5232
AMHERST COLLEGE NONE TO SUPPORT SOLUTIONS FOR DISCOVERY AND ACCESS 445,000. 103 CONVERSE HALL PC ISSUES IN LIBRARIES AND ARCHIVES PO BOX 5000 AMHERST, MA 01002-5000
BROWN UNIVERSITY NONE TO SUPPORT SUMMER RESEARCH OPPORTUNITIES IN THE 625,000. ONE PROSPECT STREET PC HUMANITIES AND SOCIAL SCIENCES FOR UNDERGRADUATES CAMPUS BOX 1860 PROVIDENCE, RI 02912
ATTACHMENT 31 43461C 2532 Page 825 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT
ATTACHMENT 31 (CONT'D)
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
CENTER FOR CURATORIAL LEADERSHIP NONE TO SUPPORT THE CENTER FOR CURATORIAL LEADERSHIP 750,000. 174 EAST 80TH STREET PC FELLOWSHIP PROGRAM AND THE MELLON FOUNDATION NEW YORK, NY 10075-0439 SEMINAR IN CURATORIAL PRACTICE
CIVIC NATION NONE TO SUPPORT A SYSTEM OF ONGOING COMMUNICATION WITH 715,000. 727 15TH STREET NW, 3RD FLOOR PC FIRST-GENERATION AND OTHER STUDENTS SEEKING WASHINGTON, DC 20005 COLLEGE ACCESS
COUNCIL OF INDEPENDENT COLLEGES NONE TO SUPPORT AN INITIATIVE TO ENGAGE UNDERGRADUATE 645,000. ONE DUPONT CIRCLE NW, SUITE 320 PC STUDENTS IN ARCHIVAL RESEARCH ON TOPICS THAT WILL WASHINGTON, DC 20036-1142 SERVE A PUBLIC AUDIENCE
COUNCIL ON LIBRARY AND INFORMATION RESOURCES NONE TO SUPPORT A NATIONAL GRANTMAKING COMPETITION FOR 7,000,000. 1707 L STREET NW, SUITE 650 PC THE DIGITIZATION OF COLLECTIONS OF SCHOLARLY AND WASHINGTON, DC 20036-4201 CULTURAL IMPORTANCE
EARSHOT JAZZ SOCIETY OF SEATTLE NONE TO SUPPORT ACTIVITIES THAT BROADEN PUBLIC ACCESS 200,000. 3429 FREMONT PLACE N, SUITE 309 PC TO JAZZ SEATTLE, WA 98103-8650
GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS NONE TO SUPPORT TWO DOCUMENTARY TELEVISION SERIES ON 1,319,000. 3939 CAMPBELL AVENUE PC RECONSTRUCTION AND THE BIRTH OF JIM CROW AND THE ARLINGTON, VA 22206 GREAT MIGRATION
ATTACHMENT 31 43461C 2532 Page 826 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT
ATTACHMENT 31 (CONT'D)
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
INSTITUTE OF INTERNATIONAL EDUCATION, INC. NONE TO SUPPORT ACADEMIC AND HUMANITARIAN SUPPORT FOR 1,250,000. 809 UNITED NATIONS PLAZA PC DISPLACED SCHOLARS THREATENED BY WAR AND NEW YORK, NY 10017-3580 REPRESSION
JAZZ AT LINCOLN CENTER, INC. NONE TO SUPPORT ACTIVITIES THAT BROADEN PUBLIC ACCESS 650,000. 3 COLUMBUS CIRCLE, 12TH FLOOR PC TO JAZZ NEW YORK, NY 10019
MAKERERE UNIVERSITY NONE TO SUPPORT PHD AND EARLY-CAREER FACULTY TRAINING 575,000. MAIN CAMPUS MAIN ADMIN BUILDING PC KAMPALA UGANDA
MASSACHUSETTS INSTITUTE OF TECHNOLOGY NONE TO SUPPORT DIGITAL HUMANITIES INITIATIVES IN 650,000. 77 MASSACHUSETTS AVENUE, ROOM 3-208 PC EDUCATION, TEACHING, AND RESEARCH CAMBRIDGE, MA 02139-4307
MICHIGAN STATE UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF DATABASES THAT 386,000. 426 AUDITORIUM ROAD PC IDENTIFY SLAVES AND OTHERS INVOLVED IN THE HANNAH ADMINISTRATION BUILDING, ROOM 450 ATLANTIC SLAVE TRADE EAST LANSING, MI 48824-1046
MIDDLEBURY COLLEGE NONE TO SUPPORT FACULTY DIVERSITY, CURRICULAR RENEWAL, 2,750,000. OLD CHAPEL PC AND UNDERGRADUATE RESEARCH BY CREATING CLOSER MIDDLEBURY, VT 05753 RELATIONSHIPS BETWEEN 28 LIBERAL ARTS COLLEGES AND THE GRADUATE SCHOOLS OF RESEARCH UNIVERSITIES, IN COLLABORATION WITH BATES, CONNECTICUT, AND WILLIAMS COLLEGES, AND THROUGH COOPERATION WITH COLUMBIA UNIVERSITY AND THE UNIVERSITIES OF CALIFORNIA AT BERKELEY, CHICAGO, AND MICHIGAN
ATTACHMENT 31 43461C 2532 Page 827 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT
ATTACHMENT 31 (CONT'D)
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
MUSEUM ASSOCIATES NONE TO CONTINUE SUPPORT FOR AN UNDERGRADUATE 1,625,000. 5905 WILSHIRE BOULEVARD PC FELLOWSHIP PROGRAM AIMED AT DIVERSIFYING LOS ANGELES, CA 90036 CURATORIAL COHORTS IN AMERICAN ART MUSEUMS
NATIONAL PUBLIC RADIO, INC. NONE TO SUPPORT JAZZ PROGRAMMING ACROSS MULTIPLE 500,000. 1111 NORTH CAPITOL STREET NE PC NATIONAL PLATFORMS WASHINGTON, DC 20002
NEW ENGLAND FOUNDATION FOR THE ARTS, INC. NONE TO SUPPORT THE NATIONAL DANCE PROJECT 1,950,000. 145 TREMONT STREET, 7TH FLOOR PC BOSTON, MA 02111
NEW YORK PUBLIC LIBRARY NONE TO SUPPORT THE PRESERVATION OF AUDIO AND MOVING 1,487,500. 476 FIFTH AVENUE, ROOM 210 PC IMAGE COLLECTIONS NEW YORK, NY 10018-2788
NEW YORK UNIVERSITY NONE TO SUPPORT THE IMPLEMENTATION OF GRADUATE 750,000. 70 WASHINGTON SQUARE SOUTH PC CURRICULUM IN TIME-BASED MEDIA ART CONSERVATION NEW YORK, NY 10012-1091 AT THE CONSERVATION CENTER OF THE INSTITUTE OF FINE ARTS
NEW YORK UNIVERSITY NONE TO SUPPORT PRISON EDUCATION AND REENTRY PROGRAMS 500,000. 70 WASHINGTON SQUARE SOUTH PC FOR INCARCERATED AND FORMERLY INCARCERATED NEW YORK, NY 10012-1091 STUDENTS THROUGH ENGAGEMENT WITH FACULTY, GRADUATE STUDENTS, AND UNDERGRADUATES AT RESEARCH UNIVERSITIES
ATTACHMENT 31 43461C 2532 Page 828 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT
ATTACHMENT 31 (CONT'D)
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
PORTLAND STATE UNIVERSITY NONE TO SUPPORT THE ESTABLISHMENT OF A PACIFIC 300,000. PO BOX 751 PC NORTHWEST CONSORTIUM FOR THE SCIENCE OF CULTURAL PORTLAND, OR 97207-0751 HERITAGE CONSERVATION
RHIZOME COMMUNICATIONS, INC. NONE TO SUPPORT THE FURTHER DEVELOPMENT OF SOFTWARE 500,000. 235 BOWERY PC FOR ARCHIVING WEB-BASED CONTENT NEW YORK, NY 10002-1218
SCIENCE FOR MONKS NONE TO SUPPORT THE PRESERVATION, DIGITIZATION, AND 105,000. 968 LAWRENCE LANE PC ONLINE PUBLICATION OF MANUSCRIPTS FROM THE PALO ALTO, CA 94303-3833 LIBRARY OF TIBETAN WORKS AND ARCHIVES
SPHINX ORGANIZATION, INC. NONE TO SUPPORT SOUND OF SOCIETY: NATIONAL ORCHESTRAL 900,000. 400 RENAISSANCE CENTER, SUITE 2550 PC PLACEMENT AND RESOURCE NETWORK DETROIT, MI 48243
STANFORD UNIVERSITY NONE TO SUPPORT A RESEARCH STUDY ON PURPOSE AS A KEY 505,000. 450 SERRA MALL PC OUTCOME OF STUDENTS' ENGAGEMENT WITH A LIBERAL STANFORD, CA 94305-2004 ARTS EDUCATION
STATE UNIVERSITY OF NEW YORK COLLEGE AT BUFFALO NONE TO SUPPORT AN ADVANCED DEGREE PROGRAM OF STUDY IN 1,400,000. 1300 ELMWOOD AVENUE PC THE CONSERVATION OF LIBRARY AND ARCHIVAL CLEVELAND HALL 517 COLLECTIONS BUFFALO, NY 14222-1091
ATTACHMENT 31 43461C 2532 Page 829 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT
ATTACHMENT 31 (CONT'D)
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
THE ASPEN INSTITUTE, INC. NONE TO SUPPORT AND STRENGTHEN THE ASPEN PRESIDENTIAL 900,000. ONE DUPONT CIRCLE NW, SUITE 700 PC FELLOWSHIP, WHICH DEVELOPS COHORTS OF COMMUNITY WASHINGTON, DC 20036-1133 COLLEGE LEADERS WITH THE SKILLS NEEDED TO TRANSFORM THEIR INSTITUTIONS AND IMPACT THE FIELD
THE LAUNDROMAT PROJECT, INC. NONE TO SUPPORT THE CREATE CHANGE ARTIST DEVELOPMENT 150,000. 127 WEST 127TH STREET, SUITE 434 PC PROGRAM NEW YORK, NY 10027
UNIVERSITY OF CALIFORNIA AT DAVIS NONE TO SUPPORT THE DEVELOPMENT AND IMPLEMENTATION OF 597,500. MRAK HALL, FIFTH FLOOR PC A SYSTEM OF HOLISTIC REVIEW IN GRADUATE ONE SHIELDS AVENUE ADMISSIONS IN SELECTED HUMANITIES AND RELATED PHD DAVIS, CA 95616-8558 PROGRAMS AT TWO UNIVERSITY OF CALIFORNIA CAMPUSES, OVER FOUR YEARS
UNIVERSITY OF CALIFORNIA AT SANTA BARBARA NONE TO SUPPORT AN INVESTIGATION OF PUBLIC DISCOURSE 550,000. 5221 CHEADLE HALL PC ABOUT THE HUMANITIES AND LIBERAL ARTS SANTA BARBARA, CA 93106-2030
UNIVERSITY OF GHANA NONE TO SUPPORT AND ENHANCE GRADUATE AND FACULTY 600,000. PO BOX LG 55 PC TRAINING LEGON ACCRA GHANA
UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN NONE TO SUPPORT PRISON EDUCATION AND REENTRY PROGRAMS 500,000. SWANLUND ADMINISTRATION BUILDING PC FOR INCARCERATED AND FORMERLY INCARCERATED 601 EAST JOHN STREET STUDENTS THROUGH ENGAGEMENT WITH FACULTY, CHAMPAIGN, IL 61820 GRADUATE STUDENTS, AND UNDERGRADUATES AT RESEARCH UNIVERSITIES
ATTACHMENT 31 43461C 2532 Page 830 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT
ATTACHMENT 31 (CONT'D)
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
UNIVERSITY OF MICHIGAN NONE TO SUPPORT THE TRANSFER OF HENRY FORD COLLEGE 710,000. 2074 FLEMING ADMINISTRATION BUILDING PC STUDENTS IN THE HUMANITIES TO THE UNIVERSITY OF 503 THOMPSON STREET MICHIGAN AND TO STRENGTHEN COLLABORATION BETWEEN ANN ARBOR, MI 48109-1340 FACULTY IN THE HUMANITIES AT BOTH INSTITUTIONS
UNIVERSITY OF TEXAS AT EL PASO NONE TO SUPPORT THE STREAMLINING OF HUMANITIES 692,000. 500 WEST UNIVERSITY AVENUE PC TRANSFERS AND COLLABORATION BETWEEN HUMANITIES EL PASO, TX 79968-0500 FACULTY BETWEEN THE UNIVERSITY OF TEXAS AT EL PASO AND EL PASO COMMUNITY COLLEGE
VANDERBILT UNIVERSITY NONE TO SUPPORT THE MELLON PARTNERS FOR HUMANITIES 965,000. 211 KIRKLAND HALL PC EDUCATION PROJECT NASHVILLE, TN 37240
VERA INSTITUTE OF JUSTICE, INC. NONE TO SUPPORT INITIATIVES THAT PROMOTE THE SUCCESS 750,000. 233 BROADWAY, 12TH FLOOR PC OF THE SECOND CHANCE PELL PROGRAM AND THE NEW YORK, NY 10279 IMPORTANCE OF POSTSECONDARY EDUCATION FOR INCARCERATED PEOPLE
WASHINGTON UNIVERSITY IN ST. LOUIS NONE TO SUPPORT INITIATIVES TO REDESIGN DOCTORAL 750,000. ONE BROOKINGS DRIVE PC TRAINING IN THE HUMANITIES CAMPUS BOX 1192 ST. LOUIS, MO 63130-4899
WING LUKE MEMORIAL FOUNDATION NONE TO SUPPORT THE ADVANCEMENT AND INTEGRATION OF THE 200,000. 719 SOUTH KING STREET PC WING LUKE MUSEUM'S PROGRAMS AROUND HERITAGE, SEATTLE, WA 98104 ARTS, AND CIVIC RESPONSIBILITY
ATTACHMENT 31 43461C 2532 Page 831 THE ANDREW W. MELLON FOUNDATION 2017 FORM 990-PF 13-1879954
FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT
ATTACHMENT 31 (CONT'D)
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT
YALE UNIVERSITY NONE TO SUPPORT THE DEVELOPMENT OF A NATIONAL SOFTWARE 500,000. PO BOX 208229 PC PRESERVATION PROGRAM NEW HAVEN, CT 06520-8229
TOTAL CONTRIBUTIONS APPROVED 39,322,000.
ATTACHMENT 31 43461C 2532 Page 832 Underpayment of Estimated Tax by Corporations OMB No. 1545-0123 Form 2220 I Attach to the corporation's tax return. Department of the Treasury I À¾µ» Internal Revenue Service Go to www.irs.gov/Form2220 for instructions and the latest information. Name Employer identification number THE ANDREW W. MELLON FOUNDATION 13-1879954 Note: Generally, the corporation isn't required to file Form 2220 (see Part II below for exceptions) because the IRS will figure any penalty owed and bill the corporation. However, the corporation may still use Form 2220 to figure the penalty. If so, enter the amount from page 2, line 38 on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220. Part I Required Annual Payment mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 1 1 3,754,362. Total tax (see instructions) m m 2a Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 2a b Look-back interest included on line 1 under section 460(b)(2) for completedm long-term m m m m contracts or section 167(g) for depreciation under the incomemmmmmmmmmmmmm forecast method 2b c Credit for federal tax paid on fuelsmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm (see instructions) 2c d Total. Add lines 2a through 2c 2d 3 Subtract line 2d from linemmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 1. If the result is less than $500, do not complete or file this form. The corporation doesn't owe the penalty 3 3,754,362. 4 Enter the tax shown on the corporation's 2016 income tax return. See instructions. Caution: If the tax ism zero m m mor m the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 4 2,717,928.
5 Required annual payment.mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmEnter the smaller of line 3 or line 4. If the corporation is required to skip line 4, enter the amount from line 3 5 2,717,928. Part II Reasons for Filing - Check the boxes below that apply. If any boxes are checked, the corporation must file Form 2220 even if it doesn't owe a penalty. See instructions. 6 The corporation is using the adjusted seasonal installment method. 7 The corporation is using the annualized income installment method. 8 X The corporation is a "large corporation" figuring its first required installment based on the prior year's tax. Part III Figuring the Underpayment (a) (b) (c) (d) 9 Installment due dates. Enter in columns (a) through (d) the 15th day of the 4th (Form 990-PF filers: Use 5th month), 6th, 9th,m mand m 12th m m mmonths m m m of the corporation's tax year 9 05/15/2017 06/15/2017 09/15/2017 12/15/2017 10 Required installments. If the box on line 6 and/or line 7 above is checked, enter the amounts from Schedule A, line 38. If the box on line 8 (but not 6 or 7) is checked, see instructions for the amounts to enter. If none of these boxes are checked, mmmmmmmmmmmmmmmmenter 25% (0.25) of line 5 above in each column 10 679,482. 1,197,699. 938,591. 938,591.
11 Estimated tax paid or credited for each period. For column (a) only, enter the amountm m m m from m m line 11 on line 15. See instructions. 11 4,597,064. 4,000,000. Complete lines 12 through 18 of one column before going to the next column. m m m 12 Enter amount, if any, from linemmmmmmmmmmmm 18 of the preceding column 12 3,917,582. 2,719,883. 5,781,292. 13 Add lines 11 and 12 13 3,917,582. 6,719,883. 5,781,292. 14 Add amounts on lines 16 and 17 of the preceding columnm m 14 15 Subtract line 14 from line 13. If zero or less, enter -0- 15 4,597,064. 3,917,582. 6,719,883. 5,781,292. 16 If the amount on line 15 is zero, subtractm m m m line m m13 m from line 14. Otherwise, enter -0- 16 17 Underpayment. If line 15 is less than or equal to line 10, subtract line 15 from line 10. Then go to line 12 mmmmmmmmmmmmmmmmmm of the next column. Otherwise, go to line 18 17 18 Overpayment. If line 10 is less than line 15, subtract line 10 from mmmmmmmmmmmm line 15. Then go to line 12 of the next column 18 3,917,582. 2,719,883. 5,781,292. Go to Part IV on page 2 to figure the penalty. Do not go to Part IV if there are no entries on line 17 - no penalty is owed. For Paperwork Reduction Act Notice, see separate instructions. Form 2220 (2017)
JSA
7X8006 2.000 43461C 2532 Page 833 Form 2220 (2017) Page 2 Part IV Figuring the Penalty (a) (b) (c) (d) 19 Enter the date of payment or the 15th day of the 4th month after the close of the tax year, whichever is earlier. (C Corporations with tax years ending June 30 and S corporations: Use 3rd month instead of 4th month. Form 990-PF and Form 990-Tm m filers: m m mUse m m 5th month instead of 4th month.) See instructions 19 20 Number of days from mmmmmmmmmmmmmmmmmmmmmdue date of installment on line 9 to the date shown on line 19 20
21 Number of days on line 20 after 4/15/2017 and before 7/1/2017 21
Number of days on line 21 22 Underpayment on line 17 x x 4% (0.04) 22 $ $ $ $ 365
23 Number of days on line 20 after 6/30/2017 and before 10/1/2017 23
Number of days on line 23 24 Underpayment on line 17 x x 4% (0.04) 24 $ $ $ $ 365
25 Number of days on line 20 after 9/30/2017 and before 1/1/2018 25
26 Underpayment on line 17 x Number of days on line 25 x 4% (0.04) 26 $ $ $ $ 365
27 Number of days on line 20 after 12/31/2017 and before 4/1/2018 27
Number of days on line 27 28 Underpayment on line 17 x x 4% (0.04) 28 $ $ $ $ 365
29 Number of days on line 20 after 3/31/2018 and before 7/1/2018 29
30 Underpayment on line 17 x Number of days on line 29 x *% 30 $ $ $ $ 365
31 Number of days on line 20 after 6/30/2018 and before 10/1/2018 31
32 Underpayment on line 17 x Number of days on line 31 x *% 32 $ $ $ $ 365
33 Number of days on line 20 after 9/30/2018 and before 1/1/2019 33
34 Underpayment on line 17 x Number of days on line 33 x *% 34 $ $ $ $ 365
35 Number of days on line 20 after 12/31/2018 and before 3/16/2019 35
36 Underpayment on line 17 x Number of days on line 35 x *% 36 $ $ $ $ 365 m m m m m m m m m m 37 Add lines 22, 24, 26, 28, 30, 32, 34, and 36 37 $ $ $ $ 38 Penalty. Add columns (a) throughmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm (d) of line 37. Enter the total here and on Form 1120, line 33; or the comparable line for other income tax returns 38 $ *Use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter. These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin. To obtain this information on the Internet, access the IRS website at www.irs.gov. You can also call 1-800-829-4933 to get interest rate information.
Form 2220 (2017)
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7X8007 2.000 43461C 2532 Page 834 Page 835 Page 836
BYLAWS
OF
THE ANDREW W. MELLON FOUNDATION
ARTICLE I
TRUSTEES
Section 1. The Board of Trustees of The Andrew W. Mellon Foundation (the
“Foundation”) shall have no fewer than eight nor more than ten Directors, who shall be known and styled as Trustees, of the Foundation. Notwithstanding the foregoing, in
exceptional circumstances, a maximum of 11 Trustees shall be permitted for a period of
less than one year. The minimum and maximum number of Trustees may be changed
by amendment of this Bylaw approved by majority vote of the entire Board, provided
that no amendment of this Bylaw shall shorten the term of any incumbent Trustee or
reduce the number of Trustees to less than three. The “entire Board” for purposes of
these Bylaws shall consist of the total number of Trustees that were elected as of the
most recently held election of Trustees.
Section 2. The Trustees shall be elected at each annual meeting of the Board of
Trustees by a majority vote of the Trustees then in office. The Trustees shall hold office from the time of their election and qualification until the conclusion of the next annual meeting of the Trustees. A Trustee shall be eligible for reelection at the four consecutive annual meetings following the initial election. Thereafter, such a Trustee shall be eligible
Page 837
for reelection at an additional five consecutive annual meetings. Such a Trustee, however, may after a hiatus of no less than one year again be elected to the Board of Trustees but only by unanimous vote of the Trustees then in office and subject to the other limits set out in this Section 2. The limits set forth in this Section 2 on the number of reelections shall be extended in the case of a Trustee serving as Chairman to the extent necessary to allow such Trustee to be eligible for the number of reelections as Chairman permitted by
Article III, Section 1.
Section 3. Vacancies occurring among the Trustees by reason of death, resignation, failure of reelection as a Trustee, removal, or other cause shall be filled by majority vote of the Trustees then in office.
Section 4. No person who has made a substantial contribution of money or other property to the Foundation or is a member of the family of any such contributor shall be entitled to compensation for his services as a Trustee or officer of the Foundation.
Subject to the foregoing, the Trustees may authorize the payment of reasonable compensation to Trustees for services rendered to the Foundation and shall fix the salaries of officers of the Foundation.
ARTICLE II
Meetings
Section 1. The annual meeting of the Trustees of the Foundation for the election of
Trustees and the transaction of such other business as may come before the meeting shall be held at a time, date, and place designated by the Board of Trustees, provided that it is
Page 838
held within the first six months of each calendar year. Special meetings of the Trustees of the Foundation shall be held at such times, dates, and places as the Trustees shall from
time to time designate, or upon call of the Chairman or Vice Chairman of the Board or the
President or of any Trustee upon demand (either written or electronic) of not less than
one-fifth of the entire Board. Except as otherwise provided herein, two-thirds of the
entire Board shall constitute a quorum at all meetings of the Trustees. Except as
otherwise required by state or federal law or these Bylaws, action by the Board of
Trustees shall require the vote of a majority of the Trustees present at the time of the vote with a quorum present at such time.
Section 2. Notice (either written or electronic) of all meetings shall be provided by the Secretary, or other officer performing his duties, or by the Chairman of the Board or the President or Trustee calling the meeting, at least five days before the date fixed for the meeting of the Trustees, provided, however, that notice shall be unnecessary as to
any Trustee who submits a waiver (either written or electronic) thereof either before or
after the meeting or if the Trustee attends the meeting without protesting before the
meeting or at its beginning the lack of notice.
Section 3. Any action required or permitted to be taken by the Board of Trustees or any committee thereof may be taken without a meeting if all members of the Board of
Trustees or such committee consent to the adoption of a resolution authorizing the action.
Such consent may be written or electronic. The resolution and the consents thereto by the members of the Board of Trustees or committee thereof shall be filed with the minutes of
Page 839
the proceedings of the Board of Trustees or such committee, as the case may be. Any one
or more members of the Board of Trustees or any committee thereof may participate in a
meeting of the Board of Trustees or committee by means of a conference telephone,
videoconference, or similar communications equipment. Participation by such means
shall constitute presence in person at a meeting as long as all persons participating in the
meeting can hear each other at the same time and can participate in all matters before the
Board of Trustees or committee of the Board of Trustees, including the ability to propose,
object to, and vote upon specific actions.
ARTICLE III
Officers
Section 1. The officers of the Foundation shall consist of a Chairman of the Board, a President, a Secretary, a Chief Investment Officer and such other officers as the Trustees may from time to time elect. The Chairman of the Board shall be chosen from among the
Trustees and shall preside over the meetings of the Trustees. A Vice Chairman of the
Board may also be chosen from among the Trustees, and shall preside over meetings of the Trustees in the absence of the Chairman. No employee of the Foundation shall serve as the Chairman of the Board or Vice Chairman of the Board or as Chairman or Vice
Chairman of any committee of the Board of Trustees. Officers shall be elected annually by majority vote of the Board of Trustees and shall hold office until their respective successors are elected and qualify or until such officer’s earlier death, resignation, or removal. Further, after the initial election as Chairman, a Chairman shall be eligible for
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reelection at the four consecutive annual meetings following the initial election, with five years being the maximum number of years of service as Chairman. Any officer elected by the Board of Trustees may be removed, with or without cause, at any time by majority vote of the Board of Trustees. No officer, other than the Chairman, shall be eligible for reelection following such officer’s seventy-second birthday. Any two or more offices may be held by the same person, except the offices of President and Secretary.
Section 2. The President shall exercise general control and supervision over all the affairs of the Foundation, its agents and employees, and generally shall perform such duties and exercise such powers as may appertain to the office of President and as may be assigned by the Board of Trustees from time to time. The President shall be an ex officio member of the Board of Trustees and of all committees of the Board of Trustees, except for the Audit Committee and the Compensation and Governance Committee.
The President may appoint a chief financial officer, acting under the direction of
the President or another officer of the Foundation, who shall have charge of the financial
operations of the Foundation and shall render to the President and Board of Trustees
whenever required a statement of the Foundation’s financial condition. The chief
financial officer shall have the custody of all moneys, funds, and securities of the
Foundation and shall make all payments on the Foundation’s account.
In the absence or disability of the President, the Trustees shall appoint an individual, with the exception of the Secretary, to act in the President’s stead and to
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assume the powers and duties of the President until a new President or an acting
President has been appointed by the Board of Trustees.
Section 3. The Secretary shall give notice of and shall attend all meetings of the
Board of Trustees and of all committees of the Board of Trustees, and shall have custody of the seal of the Foundation, of all written contracts and of all deeds, leases, records and evidence of title to the real estate owned, held or controlled by the
Foundation. The Secretary shall perform all duties incident to the office of Secretary
and such other duties as may be assigned from time to time by the Board of Trustees or the Chairman or Vice Chairman of the Board or the President.
In the case of the absence or inability to act of the Secretary, the President shall appoint one of the remaining officers, with the exception of the President, to act in the
Secretary’s stead, subject to approval by the Board of Trustees, until a successor is elected by the Board of Trustees.
Section 4. The Chief Investment Officer shall have responsibility for coordinating and developing policies and plans for the investment operations of the Foundation. The
Chief Investment Officer shall perform all duties incident to the office of Chief
Investment Officer and such other duties as may be assigned from time to time by the
Board of Trustees or the Chairman or Vice Chairman of the Board or the President.
In the case of the absence or inability to act of the Chief Investment Officer, the
President shall appoint one or more individuals to fulfill such functions until a successor is elected by the Board of Trustees.
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ARTICLE IV
Committees
Section 1. The Board of Trustees may by majority vote of the entire Board provide for and create among its members an Investment and Finance Committee, an Audit
Committee, a Compensation and Governance Committee, and such additional
committees as it may deem wise, which shall have and may exercise such powers as shall
be conferred or authorized by the resolution appointing them. A majority of any such
committee may determine its action and fix the time and place of its meetings, unless the
Board of Trustees shall otherwise provide. Members of each committee shall be
appointed at each annual meeting of the Board of Trustees by majority vote of the entire
Board. The Board of Trustees may by majority vote of the entire Board change the
membership of any such committee, fill vacancies therein and discharge any such
committee. Each committee shall have a Chairman, who shall be appointed by the Board
of Trustees.
Section 2. The Board of Trustees may authorize the appointment to the
Investment and Finance Committee of one or two persons who have significant experience in the field of financial management, including an understanding of asset allocations and investment strategies, and who are not members of the Board of
Trustees. Such non-Trustees would serve as voting members of the Investment and
Finance Committee.
Section 3. Any non-Trustees on the Investment and Finance Committee shall serve from the time of their appointment and qualification until the conclusion of the annual
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meeting of the Board of Trustees. Such non-Trustees shall be eligible for reappointment by the Board of Trustees at the four consecutive annual meetings following the initial appointment. A non-Trustee on the Investment and Finance Committee may hold office
no longer than the conclusion of the annual meeting of the Board of Trustees following such non-Trustee’s seventy-second birthday.
Section 4. Each committee must be composed of a minimum of three
Trustees. A majority of the total number of Trustees on the Investment and Finance
Committee, but not fewer than three Trustees, shall constitute a quorum at all
meetings of such committee.
Section 5. The Board of Trustees may designate one or more committees other than committees of the Board of Trustees, which shall be committees of the
Foundation, to carry out functions that the Board of Trustees may specify and as
permitted by law. Each member of a committee of the Foundation shall be appointed and may be removed, with or without cause, by the Board of Trustees.
The members of committees of the Foundation need not be Trustees. No committee of the Foundation shall have the authority to bind the Board of Trustees.
ARTICLE V
General Provisions
Section 1. The seal of the Foundation shall be circular in form and inscribed with the corporate name and the state and year of incorporation.
Section 2. These Bylaws shall be construed without regard to gender.
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Section 3. The Foundation shall indemnify and advance expenses to its
Trustees and officers to the fullest extent permitted by law and shall have the power
to indemnify and advance expenses to its employees and agents to the fullest extent
permitted by law.
Section 4. In addition to any specific authorizations contained in or pursuant to these Bylaws, the Board of Trustees may authorize one or more officers or other persons to enter into any contract or to execute and to deliver and instrument or to sign checks or authorize electronic transfers upon any accounts held by the Foundation. Any such officers or other persons with these responsibilities shall be bonded for the faithful performance of their duties, as appropriate.
Section 5. No indebtedness shall be incurred on behalf of the Foundation and no negotiable paper shall be issued on its behalf unless authorized by majority vote of the
Board of Trustees. When so authorized, any officer of the Foundation may effect loans and advances at any time for the Foundation from any bank, trust company, or other similar institution or from any firm, corporation, or individual.
Section 6. These Bylaws may be amended from time to time by majority vote of the Board of Trustees at any meeting, provided that notice of the proposed change is included in the notice of the meeting, and provided, further that any action to change the minimum or maximum number of Trustees set forth in Article I, Section 1 will require a majority vote of the entire Board.
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Section 7. These Bylaws shall be construed in accordance with all applicable federal and state laws.
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(Incorporating amendments through March 15, 2018)
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