Composite and Effective Nonabelian Dynamics in a Unified -Isospinor Model H. Stumpf Institut für Theoretische Physik der Universität Tübingen

Z. Naturforsch. 42 a, 213 - 226 (1987); received November 4, 1986

The model is defined by a selfregularizing nonlinear preon field equation and all observable (elementary and non-elementary) are assumed to be bound (quantum) states of the fermionic preon fields. In particular electroweak gauge are two- composites, and are three-particle composites, and gluons are six-particle composites. Electro- weak gauge bosons, leptons and quarks and their effective interactions etc. were studied in preceding papers. In this paper gluons and their effective dynamics are discussed. Due to the complications of a six-particle dynamics the formation of gluons is performed in two steps: First the effective dynamics of three-particle composites (quarks) is derived, and secondly gluons are fusioned from two quarks respectively. The resulting effective gluon dynamics is a non-abelian SU(3) dynamics, i.e. this local gauge dynamics is produced by the properties of the composites and need not be introduced in the original preon field equation. Mathematically these results are achieved by the application of functional quantum theory to the model under consideration and subsequent evaluation of weak mapping procedures, both introduced in preceding papers.

PACS 11.10 Field theory. PACS 12.10 Unified field theories and models. PACS 12.35 Composite models of particles.

Introduction ation of the model are novel developments. A review of the development of the compositeness The complexity of experimental results on the hypothesis is contained in [5], An extensive discus- - level has led to speculations about sion of the results and of the mathematical tech- subquark and sublepton models, cf. the review niques with respect to the model under considera- article of Lyons [1]. The use of such models is justi- tion is contained in [3]. The general mathematical fied if they are less complicated than models on the tool is the so-called functional quantum theory, a lepton-quark level and if they allow a well-defined formulation of which prefers quantum field theoretical formulation. An extreme- to work mainly with states and not with operators as ly simple model which satisfies both these condi- was elaborated and advocated by the author [12], tions has been elaborated by the author [2, 3, 4, 5] After having formulated the model and obtained and coworkers. Grosser and Lauxmann [6], Grosser, a first insight into the formation of bound states etc. Hailer, Hornung, Lauxmann and Stumpf [7], and in [2, 6, 7, 8] the most urgent problem is the investi- Grosser [8]. The model is defined by a selfregulariz- gation of effective interactions between relativistic ing nonlinear spinor-isospinor preon field equation composite particles and the analysis of their struc- and all observable (elementary and non-elementary) ture as preon bound states. In particular it has to be particles are assumed to be bound states, i.e. com- proved that relativistic composite particles repre- posites of the quantized preon field. The basic senting observable "elementary" particles satisfy in physical ingredients of this model are realizations, certain approximations the corresponding gauge combinations and further developments of ideas of theories, etc., which govern the reactions of these de Broglie [9], Bopp [10] and Heisenberg [11], where- particles if they are considered to be elementary and as the mathematical tools for the quantitative evalu- point-like. Within the framework of functional quantum theory the mathematical method to handle such problems is the "weak mapping" procedure Reprint requests to Prof. Dr. H. Stumpf, Institut für Theor. which was introduced in [3] and extensively dis- Physik, Universität Tübingen, Auf der Morgenstelle, D-7400 Tübingen. cussed and compared with the current "strong

0340-4811 / 87 / 0200-300 $ 01.30/0. - Please order a reprint rather than making your own copy. 214 H. Stumpf • Composite Gluons and Gluon Dynamics mapping" procedure in [3, 4] and [5], By means of on the preon level, our model is a this method it was demonstrated in [3] that in the simple self-coupled preon field. In addition, of low energy range for composite scalar bosons and course, our have integer charges and the composite 1/2 a Yukawa theory gluons correspond to Han-Nambu gluons. It might results as effective field theory, while in [4] for com- be doubted whether Han-Nambu quarks (and posite vector bosons a non-abelian SU(2) Yang- gluons) are ideal parametrizations of quark theories. Mills gauge theory was derived (without assuming a But our first aim is to reveal gauge theories as com- local gauge invariance in the underlying preon field posite particle reactions; later on details can be model!). Finally in [5] the preon structure of leptons modified and improved. and Han-Nambu quarks (with color) was derived and it was demonstrated that the effective coupling of these particles to electroweak (composite) gauge bosons of [4] yields the Weinberg-Salam coupling in 1. Fundamentals of the Model the low energy range. Furthermore, in the high energy range such effective theories are modified by The unified preon field model which is assumed the appearance of form-factors, cf. [3]. to be the basis of the theory is defined by the By means of the same techniques we investigate second-order derivative nonlinear field equation in this paper the structure and the effective dynam- Q ics of gauge gluons, i.e. we analyse an SU (3) non- [(- + m,) (- iy de + m2)]aßy/ß() abelian composite vector effective field theory. = 9 Kßyö Vß fa) (1 • 1) In contrast to electroweak gauge bosons (two-preon composites) and leptons and Han-Nambu quarks where the indices a, ß,... are superindices describ- (three-preon composites) it is necessary to assume ing spin and isospin. Due to the term in (1.1) the gauge gluons to be six-preon composites. For the corresponding spinor field has to be a Dirac- the treatment of this problem it is advantageous to spinor-isospinor. perform a two-step formation. In the first step In contrast to the non-renormalizability of first three-preon clusters are formed while in the second order derivative nonlinear spinorfield equations and step two such clusters are fusioned to give a six- the difficulties connected with this property, the preon composite. This procedure is analogous to the model (1.1) exhibits self-regularization, relativistic treatment of such problems in nuclear cluster phys- invariance and locality for common canonical quan- ics which was mainly developed by Wildermuth tization. Due to the self-regularization the model is et al. [13], Schmid [14], and Kramer [15], and in renormalizable, but we need not make use of this nuclear quark physics, cf. Faessler [16] and Müther property on account of our non-perturbative cal- et al. [17], In contrast, however, to this nonrelativistic culation techniques. cluster approach, in relativistic quantum Field theory For the further evaluation equation (1.1) has to weak mapping and cluster physics need a more be decomposed into an equivalent set of first order sophisticated elaboration by means of functional derivative equations. It was proved by the author [2] quantum theory in order to achieve any result. and Grosser [8] that the set of nonlinear equations The necessity of considering gauge gluons as six- r= 1,2 M preon composites coincides with proposals of the (~iy dlt + mJxßVßrix) gauge gluon structure in other simple models, Harari = 9 KY. Kßyö (pßs fa) Vyt fa)

According to [4, 5] the vertex operator must have we can combine (1.2) and its charge conjugated the form equation into one equation [4, 5] 2 = v v v v m KßyS I Z ( uß yS — a6 yß) (1 -4) Z w iztdp- z,z2)

= Z Ulz2z3z4 Fierz theorem. Although the kinetic part of (1.2) is X 2 2 S 2 m not chiral invariant, this kind of coupling is needed z,z2 '•= (5aia2 3AIA2 SHH 3AIA2 , (1.10) to obtain non-abelian effective field theories for Uz,z2z3z4 := 9K^2SAlAtöAlA2(v C)^töA3AtöA3,öA42. composite particles. The quantum states of the model (1.1) or (1.8), For the further elaboration it is convenient to respectively, are described by state functional replace the adjoint by the charge conjugated \Z[j, a]) with respect to the states {|a>} where spinor [4, 5], The charge conjugated spinor (iso- j = j (x) are sources with corresponding Z-indices. spinor) is defined by z For concrete calculations it is necessary to introduce

(pAjv:= C;) (pAjv> (1.6) normal transforms by =^o[./]IS) the ener- gy representation of the spinorfield in terms of state and introducing the superspinors functionals. Both procedures were discussed in de- := tail in [7] and yield a functional equation for 5). In VAjcti VAjx > ^ 7 this equation the limit to a one-time description can : (PAjot2 = (pAjz > be performed, so that eventually the following equation results

k 3 Po\%)= Z \ jz(r)iD°ZZl[D ZlZ2dk-mZlZ2]dZ2(r)d r\%) zz,z2 3 + Z \jz{r) iD°ZZlUiZ2Z3ZidZi(r) dz,(r) dZi{r) d r|5> , (Ul) h ZZ1Z2Z3Z4 where

dz(r) := dz(r) - Z j Fzz.{r,r')jr(r') dV. (1.12) Z' Equation (1.11) can be written in shorthand if the abbreviations

k Khh:= KZlZ2(rur2) := i Z D°ZlZ(D ZZ2dl - mZZ2) <5(r,-r2) (1.13) z

Khhit •= ^IZ Z ZM , r ,r ,r ) := i Z Da I# ,z« *('i " '2) ~ r ) <5(r, - r ) (1.14) 2 3 2 3 4 z ZlZ ZlZ 3 4 are introduced. Then (1.11) reads

Po 1- Z Jh Khh i + Z h KhhU du dh dl21=: * \ 5> • 0-15) /,/2 hi 1/2/3/4 216 H. Stumpf • Composite Gluons and Gluon Dynamics

We assume the spinorfield interaction term to be normalordered. Then the local terms Fl2j3dIi etc. drop out and we obtain a singularity free interaction from (1.15). The special form of this evaluated interaction term of (1.15) was given in [4]. It reads

f DI< DH dh = d,4 DH DH - Z [ UK JK DH dh - FhK jK dh dh - FhK jK du

+ Z [^4 A- FhK' jK jK' dh + FhK FhK• jK jK' dU + FhK FUK' jK jK' ^/J KK'

- Z FUK FhK' FhK"jKjK'jK" , (1-16) KK'K" where Fir is the antisymmetrized one-time limit of the preonfield causal propagator which is used in (1.12).

2. Dressed Composite States

this case the functional dressed particle operators of The formation of gluons as six-preon composites three-preon composites are defined by the func- is a rather complicated problem if the six-preon tional power series expansion states are treated directly. In order to avoid such difficulties we resolve the formation of these vector OC bosons into a two-step fusion mechanism: We first flK = Z ^K. 'iN+rjh--- 7/2^+3' (2-1) N=0 consider the fusion of three-preon fermionic com- posites and afterwards by means of the effective where the set of coefficients jY = 0... oo} interactions of these composite fermions we obtain are the "wave" functions of the corresponding states by fusion of two three-fermion composites the labeled by the quantum number index K, while the gluons. But irrespective of whether a two-step fusion index 3 denotes the three-preon composites. A com- mechanism is applied or not, the calculation of the plete treatment would require the inclusion of effective interactions between preon composites for higher number preon composites with functional n ^ 3 requires the inclusion of the preonic polariza- operators {/3+2a/.a> A/= 1 ... OO} in order to fulfill tion cloud from the beginning. While for the case all completeness relations etc. But for a first inspec- n = 2 the effective interactions can be calculated tion we restrict ourselves to the set of operators without any regard to the preonic polarization (AA:} of (2.1). For the further evaluation the dual re cloud, for n ^ 3 composites their preonic polariza- states of the set {Ck 2n+3} a required. Denoting tion cloud is responsible for their mutual effective these states by TV = 0 ... oo} according to interactions and constitutes them. In this way, the their definition we have n = 2 composites play a distinguished role compared 00

with n ^ 3 composites, as for n = 2 composites we K L h...hx+3 K.2N+3 ~ °K'K• have direct "hard core" interactions and the polar- N=0 ization cloud actions and interactions can be recast If the corresponding physical states K} or K'), into the corresponding effects on the level of the respectively, are positive definite, the dual states effective interactions, while the n ^ 3 composites are left-hand solutions of the functional energy lead to "peripheral" interactions, i.e. interactions operator [2], As for three-preon composites in the which are due to the overlap of polarization clouds. low energy limit and in the "hard core" approxima- Hence the physics of the n = 2 composites should be tion N = 0 the positive definiteness was demonstrat- more elementary than the physics for n ^ 3 compo- ed in [3] we assume that this condition is also satis- sites, a fact which will become obvious perhaps on a fied for full dressing. Then the corresponding dual more elaborated stage of the theory. For the present states can be directly calculated as left-hand solu- problem we simply take into account the necessity tions of the eigenvalue problem (1.15) and can thus of the use of dressed particle states for the weak be assumed to be explicitly known (at least in cer- mapping procedure and consider the case n = 3. For tain approximations). 217 H. Stumpf • Composite Gluons and Gluon Dynamics

For the application of such explicit left-hand In the simplest non-trivial evaluation of compo- solutions to the calculation of effective interactions site particle interactions for composites TV ^ 3 only of the corresponding particles a further property of the dual set is required with dressing while for the them must be taken into account. If the quantum original set only the bare wave functions are needed, 7 /3 K 3 numbers {K,K'} of the two sets {CK2N+3, TV = 0, i.e. we have to calculate only {C£ 3 } and {R '' , I,...} and {RK-2N+\ N = 0,1,...} are non-degener- RK-5, R*'-1}. The latter set can be approximately ate and if the dual set is given by the left-hand solu- obtained from the eigenvalue equation (1.15) by a tions of (1.15), then it can be shown that already the simple iteration procedure starting from the un- K 3 single terms of both these sets must satisfy the dressed "hard" core wave functions CK 3 or R ' , relations resp. The left-hand state functionals of (1.15) are de- 2 C K': hs+\ K['2N+V = A1N+,{K) 6KK, ; (2.3) fined to be the solutions of the following equation: TV = 0, 1,...

(2.1) read jV = 0

= JlJhJh X ^hhhfxK' , where (S2iv+3i is defined by K-' R 2 d d jijijijijh = Z ^71/2/3/4/5 A A'' (2-5) which was treated in preceding papers. hhhhh 218 H. Stumpf • Composite Gluons and Gluon Dynamics i.e. once the "hard core" wave functions <(<33 are The transformation of the preon source operators known, the higher polarization cloud wave functions {7'/} into fermion source operators {/3.A:} induces a can be obtained by simple integrations. We shall transformation of the set of functional states explicitly determine such quantities in Section 4. as well as of the corresponding functional equation The approximation (2.11) can be justified by (1.15). These transformations are characterized by some estimates: For the determination of the left- the invariance conditions hand solutions we use the ansatz I ft [;',«]> = !$[/,«]> (3.1) DK.2N+3 _ ,2N+3 n K ~W K u /K.2Nv + 3 N = 0, 1,..., (2.12) and where the Xk,2n+3, are normalized test-wavefunc- tions. Then the problem is reduced to the calcula- = 2? fh -bf (3.2) tion of the vvjp+3 which are the weighting coeffi- '•Ji cients of the contributions of the functions RK<2N+i^ N = 0,1,... to the whole polarization cloud. An For brevity we write in the following = fK etc. estimate shows that the inclusion of the neglected Then by the fermion transformation (2.1) the func- terms in (2.11) does not qualitatively change the tional energy representation (1.15) goes over into resulting values of the W^N+3, N = 0, 1, For both the transformed equation cases we obtain wj^N+3 % m~N, i.e. the polarization K cloud contributions rapidly converge (m = average a>IS> = Yjjh hi2(dijR) -jr j5> R OJR preon mass).

+ I WhhiJi Z {dltdhdhfR) — hlhhh R OjR 3. Effective Composite Fermion Dynamics + Z Z [a/?y] RS Ojs Oj The precondition for the formation of composite R gluons by the fusion of two composite fermions is Ö ö Ö the derivation of the effective dynamics of these + Z tfijid (d,Js) (dhfR.) —— — — RSR' Oj ' OJs OJ fermions. This can be achieved by means of the R R weak mapping procedure introduced in [3]. This procedure is defined by a transformation of the set - Z Z Fij'JridißdiyfR.) ~T7~ [a ßy] R °JR of functional preon source operators {jj} into a set of (dressed) composite particle source operators

{A'fl}. In principle this transformation should com- ~ Z Z r j riß iß /R ) idjjs) 77- -J- [aßy] RS OJs OJ prise all kinds of dressed particle source operators R which correspond to the complete set of dressed

composite one-particle states of the theory (one- + Z Z Fiar Fi„ i" j r j rid i,/R) TT" R °JR particle states with respect to the fact that only one composite particle of any kind is to be considered!).

Only in this case one can expect to get a complete + Fhi FI3r Fj2 /"' j r j i" j i" IS), (3.3) description of the complicated spectrum and inter- actions of the so-called "elementary" particles etc. where the summation definition of [a, ß, y] is given On the other hand, it is convenient to treat various in formula (2.7). A further inspection of the inter- parts of the whole spectrum separately in order to action terms in the bracket shows that the first term get a First insight into the mechanism and the results has to vanish for consistent three preon states, the of weak mapping procedures. Thus for the forma- second term leads to boson-fermion interactions, the tion of composite gluons we leave aside all those third term is the fermionic self-coupling, the fourth composite particles which play no role for the term is the zero-order internal fermion interaction, fusion process and take into account only the the fifth term yields again boson-fermion inter- required fermion states of Section 2. actions, while the sixth term is a first-order internal 219 H. Stumpf • Composite Gluons and Gluon Dynamics fermion interaction whereas the last term is a pure where is given by the last term of (3.4), and in boson part. This specification demonstrates that a this approximation the fermion energy representa- purely fermionic weak mapping procedure is not tion (3.3) yields self-consistent but necessarily leads to the require- (3.7) ment to include boson states into the transformation from the beginning. Nevertheless, for the formation i.e. we have obtained an energy representation for of gluons the inclusion of bosons is meaningless. the effective composite fermion dynamics. Thus we omit these fermion-boson terms in (3.3) and take into account only the relevant fermion terms. In addition, for further simplification we consider only the lowest order fermion parts of (3.3) 4. Evaluation of Composite Quark Dynamics with respect to the polarization cloud. This yields with (2.1) and (2.5) for the approximate expres- The evaluation of the effective composite fermion sion functional energy representation (3.7) can only be performed if the state functionals of the composite 1 & => := £ Khh 3 C ^ R?xMAJK fermions are explicitly known. The undressed state RR' ÖJR functionals for leptons and quarks were given in [5]. In order to avoid a discussion of a possible SU(4) - Z Z W^ F ^Ct'ARfrAfR'4r h[ttßy\ RR' hh h °JR representation of composite leptons and quarks, we solely concentrate in this paper on effective com- w 3c AiA23c BlB z3 ClC2 + Z khu R s ' ck posite quark dynamics, and postpone the discussion hHRSR' of lepton-lepton and lepton-quark effective inter- H Ö ö Ö actions for future investigations. ' R-IAxAiBrfiCxCifH ^ J~ , (3.4) According to [5] the quark functional state coeffi- cients (wave functions!) read where due to the appearance of RH in the last term Qhhh.= (jr r'r" e ik{r+ t> + r") 1 /3 qqj it is obvious that the effective four-fermion inter- K.) 3 * xx x action of composite fermions is generated by the Is 2p 0 polarization cloud. , (4-1) r- Ur' + r") The first two terms in (3.4) describe the internal preon dynamics of a composite three-preon fermion where the notation is explained in detail in [5]. We state. Due to the antisymmetry of the dual functions only remark that the superspinor-isospinor part Q0j RR these terms can be rewritten into the more is symmetric, while the spinor-orbital part is anti- convenient form symmetric. Furthermore, "color" is defined by the orbital angular states 2pe. In a slight := Z Z {[K-WiA,. bw2A2bw3A3 generalization of [5] which does not alter the results RR' ffi W2 IV3 of the calculations in [5], we use the following A1A2A3 expression for the spinor part /' of (4.1) + ^W A ^W A ^W A + bw^WtAiKwzA^ 1 l 2 2 3 3 Xoax'a" • Xai^tx'tx" (4-2) with Z:=Y5C, while xL wiU be determined later. + Z ffi ^\V2A2A3I FlW3 + &A2 w2 ^WxAxA3I Fiw3 hi With these states we evaluate (3.4), (3.5) and (3.6). We begin with the analysis of Due to (3.5)

+ A lÄ2Ä:i Öa3 W3 WwlAlAiI Fi } C R R WJK , this operator decomposes into two parts (hi (3.5) (4.3) where W is antisymmetrized with respect to the last where the first term denotes the kinetic energy three indices. Thus can be written while the second term denotes the internal inter- action energy of the composite fermion state. Writ- sv/? _L sv/? I or p — or p "r (7f p , (3.6) ten with full indexing, these parts read 220 H. Stumpf • Composite Gluons and Gluon Dynamics

c^-F0)1 = S1 ^

+ d

d.Y d.v' dy dy dz dr' dk dk' (4.4)

and

mY = Z f

x, x , y , r r.y

a, i',ß',ö r \ ö, ß

x, x', v', Q J v

x' z' Q u', v' k c — , I dx d.v' dv dv' dz dz' dr dk dk' (4.5) a' ß' y x' v', p' j"

where the definitions of the various symbols are given in Section 1. As the states (4.1) are ortho- where x, x' are combined superspinor-isospinor normal the dual states R appearing in (4.4) and indices. Apart from these two approximations the (4.5) are simply given by R = Cx. Thus all quanti- evaluation of (4.4) and (4.5) can be done exactly. In ties appearing in (4.4) and (4.5) are well defined particular all permutations, antisymmetrization etc. and (4.4), (4.5) can directly be evaluated. We per- are fully taken into account. The corresponding cal- form this evaluation by using two approximations: culations are straightforward, but due to the regard According to [3, 4] we take into account only the of all arising terms rather lengthy and tedious. Thus leading term in the calculation of the sums over the for the sake of brevity we cannot give any detail of auxiliary field parts Urr'r" and Srr'r", respectively, these calculations here. We merely state the result. and the orbital exchange integrals. Furthermore, for We obtain for^F° the following formula: the sum of the propagators of the subfields we use Q the approximate expression [3, 4] = - Z I fi (*) x'y* T («**' • k + A«') 2 j'l'e 1 1 X F' (r.r') = tj" CjjTa ' S(r — r'), (4.6) — -i(k-k')r drdkdk' (4.7) x y. öyr(k') 221 H. Stumpf • Composite Gluons and Gluon Dynamics with The "hard core" quark wave functions C appearing in this expression are given by (4.1). But apart from the complications which arise from the great num- jikj, ö/i j (4.8) ber of variables and indices in (4.12), the exact evaluation of (4.12) depends upon the explicit knowledge of the polarization-cloud contribution R n It is remarkable that the contribution of (^F°) to in (4.12). This contribution can be obtained from (4.7) consists only in the addition of a mass term, so (2.11). Although the evaluation of (2.11) requires that the original preon mass term of (1.13), which only ordinary integrations, it is a rather complicated appear in (4.4), are corrected to give the effective problem due to the complicated Greenfunctions mass m* of the composite fermions in (4.7). Since in which are involved in these integrations. In order to this paper we are not interested in effective mass get a first insight into the structure of effective calculations of the composite fermions, we do not quark dynamics and subsequent gluon formation, in enter into a numerical discussion of m*. the following we thus will make some plausible It is convenient to assume the spinor states xi to assumptions about these Greenfunctions which al- be eigenstates of the corresponding Dirac-operator low to circumvent these difficulties. For brevity we in (4.7). Then we have x'i = xh(k) and we can define can only scetch the derivation of R from (2.11). the following operator expansion The resolution of the iteration scheme (2.11) can only be done in configuration space. After projec- \x'S(k)e-ikrefi(k)dk (4.9) / tion of (2.11) into configuration space we obtain the and following formal expression for R

r dk —TT— :=IJ/£(*V*' -r-r— ' (4-10) A7 t L—, / V A i .. . A7/ w 3 V Ki, Ä2. A3, A4, / ' 0%(r) Sff(k') HH' K[. Ki AY. KI' II' which yields for (4.7) H • A? W (4.11) •IKVKXKX (4.13) e where due to the subsequent Hartree approximation = ~ Z j fl(r) !(«*«' • m*ßa„) d r, j,Q _ WH') of (4.12) explicit antisymmetrization is omitted. The i.e. this part of is the effective energy represen- functions C7 and G5 are the Greenfunctions of tation of free composite quarks, where Q is the color (Po~^o) in the corresponding five- or seven-preon index, while j describes the superspinor-isospinor sector, resp., and according to the preceding calcula- states. tion we have Rjj'r = Ch" 1 • We now discuss the contribution of effective From (4.13) it follows that RH1 consists of a quark-quark interactions to Written with full "hard core" which is given by the undressed quark indexing this part reads

^ = Z I w

r. x , x y", z\ z"

'2, >2, r'3, r\, r'4' (4.12) 7, 0L2, y.'2', OC3, l'{, Ä4, OC4 y., y.21 x'i, 'A\ X4,

— [ / J dq dq' dp ds dr dx dx' dx" d>> dy' dy" dr dz' dz' 222 H. Stumpf • Composite Gluons and Gluon Dynamics wave functions (4.1) and a polarization cloud sur- In preceding papers [4, 5] it was demonstrated rounding this hard core. In first approximation it is that in the leading term approximation the contri- reasonable to assume that the polarization cloud butions of exchange terms to the effective compo- function, or more precisely G7 and G5 are site particle interactions vanish or can be neglected, respectively. We assume that this also applies to the i) factorized with respect to auxiliary field indices problem under consideration, i.e. that we have to and the other remaining coordinates; evaluate only the direct interactions. The omission ii) scalar functions in the remaining coordinates; of exchange terms is effected by using instead of iii) very concentrated functions in the relative space antisymmetrized wave functions the pure product coordinates. states in (4.1) and the non-antisymmetrized expres- By means of these three properties it is possible to sion (4.14) for the dressed dual wave functions evaluate (4.13) without explicit knowledge of G7 This kind of approximation is usually denoted by and Gs. "Hartree"-approximation. As a result of the application of i), ii) and iii) to For the evaluation of (4.12) in the Hartree- (4.13) we obtain the following expression for RH approximation we have to observe that in contrast to (4.4) and (4.5) the algebraic part of Wh of (1.14) r, x , x ,y, y , z, z need not be partially antisymmetrized, i.e. instead i\ r' , r2, r , r , r' , r h h R 2 3 3 4 4 _ §rr2r2 r3r3 r^r^ of W in (4.4) and (4.5) we have to apply only W . 1. 0C2, 13, 3C4, OC4 According to (1.14) this algebraic part can be x2, x2, x'3, x3, X4, X4 (4.14) written

( ®xx'2x2 ^><3'X3 ßxi'xO (Xa Z^^'Za'3'Xd Z = v,{xxx2x,x,) r2(ot,a2a3a4) (4.17) h with with x etc. as combined isospinor-superspinor index.

, f /3 Xd'= \G7(r-r\,x'-r'2,x ri,y -r'4,y' -r'5,z'-r'6,z"-r'7)-' x {r'2 - r'3) Xd (r\ — j(r2 + r'3))

• b (r$ - r4) ö fä - r'5) ö (r'3 - r'6) Ö (r'3 - r'7) dr\ dr'2 dr'3 dr\ dr's dr'6 dr'7, (4.15) where G7 results from a partial convolution of G5 We now substitute the Hartree form of the wave and Gj. The special form of G7 is not needed in functions (4.1) and (4.14), (4.15) into (4.12) and the following provided we assume that ii) and iii) introduce the definitions a holds also for G7. The algebraic parts of (4.14) are w, (j, mjm') := vx (x, x2x3x4) &i2Xw exactly calculated due to ii), and the "hard core" a b c c d r • &' ' >- 0 ...... övi'viflvi'vM .: , (4.18) wave functions are defined by 1-^X4X4X4 X\ X'I x2 "X3 X3 X4 X4

w2(/, n, /', ri) \= v2( öA 1 SA2 in superindices. After integration over JC,J\ Z, r'4, r$, r'6, r7 we obtain from (4.12) the expression

= Z 9 (ri) Wi (j, mj\ m') w2(/, n, /', ri) jmj'm' abed Inl'n' abed is(r+ +y 1/3 • J eii(r+x'+x")\/3 X(X_xXa(r-\(x' + x")) e ' "> /(y'-y") (4.21) • Xb(' ~ j (/ + /')) eiq'(r+l'+z")Ui x (z' ~ z") Xe(r- j (z' + z")) eip«+ri+rV1/3 , ' G7(r-r'],x'-r'2,x"-r'3,y'-r 3,y"-r'3, z'~r'3, z" ~ r'3)/(r'2-r'3) c b a • Xd(r\-\(ri + r'3)) (p) df(q') d"(S) dj(q)

• dp dq dq' ds d/i dr'2 dr3 dr d.v' d.v" d/ dy" dz' dz" H. Stumpf • Composite Gluons and Gluon Dynamics 223 with expression. Then for (4.26) the following equivalent expression eventually results ö adJ,(r):=— (4.22) a dafj(r) • ^f = 9 (17) X Vh C£Z*4) (r) dr

£ g(ri)w\(j,mJ',m')w2(l,n,l',n')Tabed jmj'm' h Inl'n' abed • j W) 64W e3Kl(r) ^(r) dr • (4-29)

d c b m a • ff'{p) d{,(q') d n{s) dj{q) If we further introduce "quark"-normal ordered • dp dq dq'ds d/-. (4.23) functional by

The tensor T in (4.23) is defined by | = exp J ft (r) F« (r, r') (r) dr d/ | ©> X X i a' (4.30) Tabcd •= 1 Xais') Xd(s') **(«") Xc{v") eisu"2/3 e""*"2'3 • G-J (M, U\ U\ U", U", v", v") du du' du" dv" ds'. (4.24) then we obtain from (4.29) the quark-normal trans- formed energy representation Observing that according to ii) G7 is a scalar we obtain in the leading term approximation ' (4.19) and (4.9), (4.10), (4.22) is taken into account the expression (4.23) yields with an analogous definition of "quark" derivatives ed%(r) to formula (1.12) for preon sources. By com- parison with (1.11) we see that the effective quark S 9(rj)wx{j,m,j',m') jmj'm' abba dynamics is a nonlinear spinorfield dynamics with a ab global SU(2)xSU(3) invariance and first order o 5 derivatives. In contrast to (1.11) we need no higher • [ya aiCai0l4-(yV)aa2(y C)a30J (4.26) b b a order derivatives (and thus auxiliary fields) for •\y?\r) dL(r) dZ(r) dl2(r)dr. regularization in the quark case, as-regularization of The various isospinor-superspinor wave functions (4.35) is achieved by the high energy formfactors a0J etc. were defined and extensively discussed for which do not appear in the low energy limit treated quarks and leptons in [5]. Thus we can use the quark here, but which have to be taken into account if states for a straightforward calculation of (4.18), divergencies occur in quark dynamical calculations which yields which cover all energy ranges. We do not discuss this subtle problem but assume for the following w, (j, m,j', m') = djm> aL>; a = 1, 2, 3 , b = 1 , abba that non-singular quark-antiquark bound states exist (4.27) due to this inherent regularization. w, (j, mj', m') = 8jm> amy ; a = 1, 2, 3 , b = 2, 3 . abba

This result reflects the differences in the calculation due to different of the Han-Nambu 5. Composite Gluons and Gluon Dynamics quarks. Yet in the final formula this hypercolor dependence drops out. This can be verified by sub- The second step in our program is the formation stituting (4.27) in (4.26) and by a suitable rearrange- of gluons out of quark-antiquark pairs which is ment of indices, commutations etc. for the b = 1 achieved by means of the effective quark dynamics 224 H. Stumpf • Composite Gluons and Gluon Dynamics

(4.31). As, apart from regularization and an addi- survive while all other terms drop out. These terms tional SU (3) global invariance, this quark dynamics explicitly read [4] (2.12), (2.13) is identical with the preon dynamics, we can pro- 99 ) — Z Rn'(Kjwd/'w' + &iwKrw) ceed along the lines of preon-antipreon fusion if we II' WW' study bound quark-antiquark pairs, provided we KK' make allowance for the additional SU(3). The w preon-antipreon fusion leading to a Yang-Mills • CK ' 9 K' b/bgK dynamics was extensively studied in [4], In the following we thus proceed in complete analogy to ~~T Z Ru'{QlLiL2L3Fl3I'}&s(.ir) UL2L3W [4] and explicitly discuss only those passages where KK' deviations from [4] appear. L LL2 (5.7) In the formal notation of Sect. 1 the quark effec- ' C K 9K' Ö/Ö0K tive energy representation reads

3 L ! A) ®> = Z//1^/l/,a/l|®> (5.1) and (^ ) = Z Rft'{QiuL2LC K\ 'Uin hi 2 LXL2L3II' K\K2K3 + Z fhQhhhiAAA^ «/ I b b hhhh . Ls (5.8) Kw.X 9K3 bg K2 bg with Kl

r In contrast to [4] we combine superspinor-color Khh := bFxF% öAiÄ2 «Waw ßw2] ~ i) indices into one index X := (gA) and not superspinor- (5.2) and flavor indices. This leads to (5.9) <5/i3i d/i42 ÖQ3Q4 - Qhhhh '° Y )AA2 OOIIOCJ 0 5 5C £ = color index (Q = 1,2, 3). + ÖFF3 bFlF2 <^AA3 Fx2X4 [y*z3 ~ (7 7 )aa3(y )a1a2]

We now transform to bound quark-antiquark pairs with by ' 0 11 FA-:= t 0 (5.12) 9K = Z CKhfiJh (5-4) hi 2 and the quark propagator is approximately given by which yields [4] (3.24)

q b ' F (r, r') * - ÖFF' FA- Q-l ö(r-r'). (5.13) IS/? a a' jrq — jrq ; !©[/]>= ©[ • (5.5) f-Jf bg. Q e' A A' F F' According to [4] (5.2), in the leading term approxi- For the gluon wave functions we make the ansatz mation only the terms 1/2 C'K := x«(r-r' k) S^ T[, bFa bFa "q ~ y^gg) + V<*gg) (5.6) (5.14) 225 H. Stumpf • Composite Gluons and Gluon Dynamics which has to be compared with [4] (3.2), (3.5 b). The and 4. For the detailed evaluation we resolve the a spin parts S are symmetric and are given by general index K of the wave functions CK in (4.14) ( into its various components and write for the source I J •Is= • >v( //J c i y^ ßV^n I (5.15) operators the superspinor-color parts T' are antisymmetric. a a g°{r) = gK ; ^(r) = b/bgK, (5.18) The spin parts correspond to [4] (3.7), the super- spinor-color parts V must be newly defined. Let where the indices have the following meaning: {/,•; /'= 1 8} be the set of SU(3) generators in the Gell-Mann-Ne'eman representation, then we a = flavor-state index (a = 1, 2), define the following set of T-matrices t = color-state index (t = 1,..., 8), a = spin-state index (a = //, gp),

o o 0 /3 r:l ; r2:- ; r3 := and the spin state is referred to the symmetric o h ~/3 0 representation (5.15). Furthermore, in the following the dual sets and {f'} with respect to the sets o ;. {5,

1 o ;. \ O / o T'\7 7 (5.16) - l a \ ;.7 o / o / {K) = I \s"'/'g (r) W» aa'ta t These matrices are antisymmetric and fulfill the commutation relations k — * edk +m*ßzQ

MS* (/', 0 := öFa bFa fj'x> {Q inlHtl) C~l T[u_2 S^ bFxa bf2a. (5.21) FF1F2F3 The evaluation of this expression yields

0 5 5 5 WAt\t) = 2

= S G* J S& TQ agf (r) t) (r) a&f{r) dr , (5.23) a a'a" xx' tt't" a where G is a further effective coupling constant. G* as well as g* can be explicitly calculated, but in this investigation we are not interested in the special values of these constants. The kernel M is given by

(/', 0 := ^ SFa {Q ilZtll) K,' SFia bFa}as(/U0 S^2 TU bFia bf2a . (5.24) xx' FF\F2F$ 226 H. Stumpf • Composite Gluons and Gluon Dynamics

The evaluation of this expression yields

5 M^(t\t) = {(TT rVWuo [(/S'CS')«, - (y'y'S'y'CS^] sym(a3(0 . (5.25)

5 5 5 With {(TT r')n.}Mn) = (TT V -T' T T')u, (5.26) we can apply (5.17) and obtain (5.27)

The results of these calculation can be summarized to give the following expression for (5.6)

a 5 Z f S& gf(r) 'ZQ

+ <5, ~ y *3'e' dk + tn*ßy.'Q' + g*[-öiQ ß*e> + yle (ß y\'Q'] S°Q.(r) dr (5.28)

a a O J o 5 5 + G* Z 2ifirr$ gf(r)^(r) 0?(r)dr-S^(y S' 'CS°)-(y y S°'y CS°)], aa a tt't" a

Apart from the fact that the indices t refer to color and the flavor index is not involved at all in a In particular, we obtain the functional energy repre- dynamical coupling of the fields (dumb index), the sentation for the effective gluon dynamics as a non- operator (5.28) is identical with the Yang-Mills abelian SU (3) field law. As in all calculations of [4], energy representation of [4] (3.31), (4.12), (5.2). Sect. 5, only has to be replaced by in order We now assume that by the choice of the original to obtain the corresponding results for (5.28), we do coupling constant and the in the preon field not repeat this procedures here. equation (1.1) the effective gluon mass, which Acknowledgement results from the further evaluation of (5.28), can be forced to vanish. Then the evaluation of (5.28) is I wish to thank Dr. D. Grosser for a thorough dis- completely identical with that of (5.2) in [4], Sect. 5. cussion of the manuscript.

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